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This reading list is designed to explore the views of Adam Ferguson (1723-1816) on wealth, commerce, and corruption and to compare them with those of David Hume and Adam Smith. Many members of the Scottish Enlightenment thought that increasing wealth and liberty would lead to the improvement of mankind. Others, like Ferguson, were concerned that corruption would be the result and lead to the decline of modern societies. We will be using his book An Essay on the History of Civil Society (1767).
For further reading see:
Read the first 4 essays on economics in Hume’s Essays:
David Hume, Essays Moral, Political, Literary, edited and with a Foreword, Notes, and Glossary by Eugene F. Miller, with an appendix of variant readings from the 1889 edition by T.H. Green and T.H. Grose, revised edition (Indianapolis: Liberty Fund 1987). Chapter: PART II: ESSAYS MORAL, POLITICAL, AND LITERARY
Accessed from oll.libertyfund.org/title/704/137524 on 2008-08-21
The copyright to this edition, in both print and electronic forms, is held by Liberty Fund, Inc.
The greater part of mankind may be divided into two classes; that of shallow thinkers, who fall short of the truth; and that of abstruse thinkers, who go beyond it. The latter class are by far the most rare: and I may add, by far the most useful and valuable. They suggest hints, at least, and start difficulties, which they want, perhaps, skill to pursue; but which may produce fine discoveries, when handled by men who have a more just way of thinking. At worst, what they say is uncommon; and if it should cost some pains to comprehend it, one has, however, the pleasure of hearing something that is new. An author is little to be valued, who tells us nothing but what we can learn from every coffee-house conversation.
All people of shallow thought are apt to decry even those of solid understanding, as abstruse thinkers, and metaphysicians, and refiners; and never will allow any thing to be just which is beyond their own weak conceptions. There are some cases, I own, where an extraordinary refinement affords a strong presumption of falsehood, and where no reasoning is to be trusted but what is natural and easy. When a man deliberates concerning his conduct in any particular affair, and forms schemes in politics, trade, œconomy, or any business in life, he never ought to draw his arguments too fine, or connect too long a chain of consequences together. Something is sure to happen, that will disconcert his reasoning, and produce an event different from what he expected. But when we reason upon general subjects, one may justly affirm, that our speculations can scarcely ever be too fine, provided they be just; and that the difference between a common man and a man of genius is chiefly seen in the shallowness or depth of the principles upon which they proceed. General reasonings seem intricate, merely because they are general; nor is it easy for the bulk of mankind to distinguish, in a great number of particulars, that common circumstance in which they all agree, or to extract it, pure and unmixed, from the other superfluous circumstances. Every judgment or conclusion, with them, is particular. They cannot enlarge their view to those universal propositions, which comprehend under them an infinite number of individuals, and include a whole science in a single theorem. Their eye is confounded with such an extensive prospect; and the conclusions, derived from it, even though clearly expressed, seem intricate and obscure. But however intricate they may seem, it is certain, that general principles, if just and sound, must always prevail in the general course of things, though they may fail in particular cases; and it is the chief business of philosophers to regard the general course of things. I may add, that it is also the chief business of politicians; especially in the domestic government of the state, where the public good, which is, or ought to be their object, depends on the concurrence of a multitude of causes;1 not, as in foreign politics, on accidents and chances, and the caprices of a few persons. This therefore makes the difference between particular deliberations and general reasonings, and renders subtilty and refinement much more suitable to the latter than to the former.
I thought this introduction necessary before the following discourses on commerce, money, interest, balance of trade, &c.a where, perhaps, there will occur some principles which are uncommon, and which may seem too refined and subtile for such vulgar subjects. If false, let them be rejected: But no one ought to entertain a prejudice against them, merely because they are out of the common road.
The greatness of a state, and the happiness of its subjects, how independent soever they may be supposed in some respects, are commonly allowed to be inseparable with regard to commerce; and as private men receive greater security, in the possession of their trade and riches, from the power of the public, so the public becomes powerful in proportion to the opulence and extensive commerce of private men. This maxim is true in general; though I cannot forbear thinking, that it may possibly admit of exceptions, and that we often establish it with too little reserve and limitation. There may be some circumstances, where the commerce and riches and luxury of individuals, instead of adding strength to the public, will serve only to thin its armies, and diminish its authority among the neighbouring nations. Man is a very variable being, and susceptible of many different opinions, principles, and rules of conduct. What may be true, while he adheres to one way of thinking, will be found false, when he has embraced an opposite set of manners and opinions.
The bulk of every state may be divided into husbandmen and manufacturers. The former are employed in the culture of the land; the latter work up the materials furnished by the former, into all the commodities which are necessary or ornamental to human life. As soon as men quit their savage state, where they live chiefly by hunting and fishing, they must fall into these two classes; though the arts of agriculture employ at first the most numerous part of the society.2 Time and experience improve so much these arts, that the land may easily maintain a much greater number of men, than those who are immediately employed in its culture, or who furnish the more necessary manufactures to such as are so employed.
If these superfluous hands apply themselves to the finer arts, which are commonly denominated the arts of luxury, they add to the happiness of the state; since they afford to many the opportunity of receiving enjoyments, with which they would otherwise have been unacquainted. But may not another scheme be proposed for the employment of these superfluous hands? May not the sovereign lay claim to them, and employ them in fleets and armies, to encrease the dominions of the state abroad, and spread its fame over distant nations? It is certain that the fewer desires and wants are found in the proprietors and labourers of land, the fewer hands do they employ; and consequently the superfluities of the land, instead of maintaining tradesmen and manufacturers, may support fleets and armies to a much greater extent, than where a great many arts are required to minister to the luxury of particular persons. Here therefore seems to be a kind of opposition between the greatness of the state and the happiness of the subject. A state is never greater than when all its superfluous hands are employed in the service of the public. The ease and convenience of private persons require, that these hands should be employed in their service. The one can never be satisfied, but at the expence of the other. As the ambition of the sovereign must entrench on° the luxury of individuals; so the luxury of individuals must diminish the force, and check the ambition of the sovereign.
Nor is this reasoning merely chimerical; but is founded on history and experience. The republic of Sparta was certainly more powerful than any state now in the world, consisting of an equal number of people; and this was owing entirely to the want of commerce and luxury. The Helotes were the labourers: The Spartans were the soldiers or gentlemen. It is evident, that the labour of the Helotes could not have maintained so great a number of Spartans, had these latter lived in ease and delicacy, and given employment to a great variety of trades and manufactures. The like policy may be remarked in Rome. And indeed, throughout all ancient history, it is observable, that the smallest republics raised and maintained greater armies, than states consisting of triple the number of inhabitants, are able to support at present. It is computed, that, in all European nations, the proportion between soldiers and people does not exceed one to a hundred. But we read, that the city of Rome alone, with its small territory, raised and maintained, in early times, ten legions against the Latins.3Athens, the whole of whose dominions was not larger than Yorkshire, sent to the expedition against Sicily near forty thousand men.4Dionysius the elder, it is said, maintained a standing army of a hundred thousand foot and ten thousand horse, besides a large fleet of four hundred sail;5 though his territories extended no farther than the city of Syracuse, about a third of the island of Sicily, and some sea-port towns and garrisons on the coast of Italy and Illyricum.6 It is true, the ancient armies, in time of war, subsisted much upon plunder: But did not the enemy plunder in their turn? which was a more ruinous way of levying a tax, than any other that could be devised. In short, no probable reason can be assigned for the great power of the more ancient states above the modern, but their want of commerce and luxury. Few artizans were maintained by the labour of the farmers, and therefore more soldiers might live upon it. Livy says, that Rome, in his time, would find it difficult to raise as large an army as that which, in her early days, she sent out against the Gauls and Latins.7 Instead of those soldiers who fought for liberty and empire in Camillus’s time, there were, in Augustus’s days, musicians, painters, cooks, players, and tailors; and if the land was equally cultivated at both periods, it could certainly maintain equal numbers in the one profession as in the other. They added nothing to the mere necessaries of life, in the latter period more than in the former.
It is natural on this occasion to ask, whether sovereigns may not return to the maxims of ancient policy, and consult their own interest in this respect, more than the happiness of their subjects? I answer, that it appears to me, almost impossible; and that because ancient policy was violent, and contrary to the more natural and usual course of things. It is well known with what peculiar laws Sparta was governed, and what a prodigy that republic is justly esteemed by every one, who has considered human nature as it has displayed itself in other nations, and other ages. Were the testimony of history less positive and circumstantial,° such a government would appear a mere philosophical whim or fiction, and impossible ever to be reduced to practice. And though the Roman and other ancient republics were supported on principles somewhat more natural, yet was there an extraordinary concurrence of circumstances to make them submit to such grievous burthens.° They were free states; they were small ones; and the age being martial, all their neighbours were continually in arms. Freedom naturally begets public spirit, especially in small states; and this public spirit, this amor patriæ,° must encrease, when the public is almost in continual alarm, and men are obliged, every moment, to expose themselves to the greatest dangers for its defence. A continual succession of wars makes every citizen a soldier: He takes the field in his turn: And during his service he is chiefly maintained by himself. This service is indeed equivalent to a heavy tax; yet is it less felt by a people addicted to arms, who fight for honour and revenge more than pay, and are unacquainted with gain and industry as well as pleasure.8 Not to mention the great equality of fortunes among the inhabitants of the ancient republics, where every field, belonging to a different proprietor, was able to maintain a family, and rendered the numbers of citizens very considerable, even without trade and manufactures.
But though the want of trade and manufactures, among a free and very martial people, may sometimes have no other effect than to render the public more powerful, it is certain, that, in the common course of human affairs, it will have a quite contrary tendency. Sovereigns must take mankind as they find them, and cannot pretend to introduce any violent change in their principles and ways of thinking. A long course of time, with a variety of accidents and circumstances, are requisite to produce those great revolutions, which so much diversify the face of human affairs. And the less natural any set of principles are, which support a particular society, the more difficulty will a legislator meet with in raising and cultivating them. It is his best policy to comply with the common bent of mankind, and give it all the improvements of which it is susceptible. Now, according to the most natural course of things, industry and arts and trade encrease the power of the sovereign as well as the happiness of the subjects; and that policy is violent, which aggrandizes the public by the poverty of individuals. This will easily appear from a few considerations, which will present to us the consequences of sloth and barbarity.
Where manufactures and mechanic arts are not cultivated, the bulk of the people must apply themselves to agriculture; and if their skill and industry encrease, there must arise a great superfluity from their labour beyond what suffices to maintain them. They have no temptation, therefore, to encrease their skill and industry; since they cannot exchange that superfluity for any commodities, which may serve either to their pleasure or vanity. A habit of indolence naturally prevails. The greater part of the land lies uncultivated. What is cultivated, yields not its utmost for want of skill and assiduity in the farmers. If at any time the public exigencies require, that great numbers should be employed in the public service, the labour of the people furnishes now no superfluities, by which these numbers can be maintained. The labourers cannot encrease their skill and industry on a sudden.° Lands uncultivated cannot be brought into tillage for some years. The armies, mean while, must either make sudden and violent conquests, or disband for want of subsistence. A regular attack or defence, therefore, is not to be expected from such a people, and their soldiers must be as ignorant and unskilful as their farmers and manufacturers.
Every thing in the world is purchased by labour; and our passions are the only causes of labour. When a nation abounds in manufactures and mechanic arts, the proprietors of land, as well as the farmers, study agriculture as a science, and redouble their industry and attention. The superfluity, which arises from their labour, is not lost; but is exchanged with manufactures for those commodities, which men’s luxury now makes them covet. By this means, land furnishes a great deal more of the necessaries of life, than what suffices for those who cultivate it. In times of peace and tranquillity, this superfluity goes to the maintenance of manufacturers, and the improvers of liberal arts. But it is easy for the public to convert many of these manufacturers into soldiers, and maintain them by that superfluity, which arises from the labour of the farmers. Accordingly we find, that this is the case in all civilized governments. When the sovereign raises an army, what is the consequence? He imposes a tax. This tax obliges all the people to retrench° what is least necessary to their subsistence. Those, who labour in such commodities, must either enlist in the troops, or turn themselves to agriculture, and thereby oblige some labourers to enlist for want of business. And to consider the matter abstractedly, manufactures encrease the power of the state only as they store up so much labour, and that of a kind to which the public may lay claim, without depriving any one of the necessaries of life. The more labour, therefore, is employed beyond mere necessaries, the more powerful is any state; since the persons engaged in that labour may easily be converted to the public service. In a state without manufactures, there may be the same number of hands; but there is not the same quantity of labour, nor of the same kind. All the labour is there bestowed upon necessaries, which can admit of little or no abatement.°
Thus the greatness of the sovereign and the happiness of the state are, in a great measure, united with regard to trade and manufactures. It is a violent method, and in most cases impracticable, to oblige the labourer to toil, in order to raise from the land more than what subsists himself and family. Furnish him with manufactures and commodities, and he will do it of himself. Afterwards you will find it easy to seize some part of his superfluous labour, and employ it in the public service, without giving him his wonted° return. Being accustomed to industry, he will think this less grievous, than if, at once, you obliged him to an augmentation of labour without any reward. The case is the same with regard to the other members of the state. The greater is the stock of labour of all kinds, the greater quantity may be taken from the heap, without making any sensible alteration in it.
A public granary of corn, a storehouse of cloth, a magazine of arms; all these must be allowed real riches and strength in any state. Trade and industry are really nothing but a stock of labour, which, in times of peace and tranquillity, is employed for the ease and satisfaction of individuals; but in the exigencies of state, may, in part, be turned to public advantage. Could we convert a city into a kind of fortified camp, and infuse into each breast so martial a genius, and such a passion for public good, as to make every one willing to undergo the greatest hardships for the sake of the public; these affections might now, as in ancient times, prove alone a sufficient spur to industry, and support the community. It would then be advantageous, as in camps, to banish all arts and luxury; and, by restrictions on equipage and tables, make the provisions and forage last longer than if the army were loaded with a number of superfluous retainers. But as these principles are too disinterested and too difficult to support, it is requisite to govern men by other passions, and animate them with a spirit of avarice and industry, art and luxury. The camp is, in this case, loaded with a superfluous retinue; but the provisions flow in proportionably larger. The harmony of the whole is still supported; and the natural bent of the mind being more complied with, individuals, as well as the public, find their account in the observance of those maxims.
The same method of reasoning will let us see the advantage of foreign commerce, in augmenting the power of the state, as well as the riches and happiness of the subject. It encreases the stock of labour in the nation; and the sovereign may convert what share of it he finds necessary to the service of the public. Foreign trade, by its imports, furnishes materials for new manufactures; and by its exports, it produces labour in particular commodities, which could not be consumed at home. In short, a kingdom, that has a large import and export, must abound more with industry, and that employed upon delicacies and luxuries, than a kingdom which rests contented with its native commodities. It is, therefore, more powerful, as well as richer and happier. The individuals reap the benefit of these commodities, so far as they gratify the senses and appetites. And the public is also a gainer, while a greater stock of labour is, by this means, stored up against any public exigency; that is, a greater number of laborious men are maintained, who may be diverted to the public service, without robbing any one of the necessaries, or even the chief conveniencies of life.
If we consult history, we shall find, that, in most nations, foreign trade has preceded any refinement in home manufactures, and given birth to domestic luxury. The temptation is stronger to make use of foreign commodities, which are ready for use, and which are entirely new to us, than to make improvements on any domestic commodity, which always advance by slow degrees, and never affect us by their novelty. The profit is also very great, in exporting what is superfluous at home, and what bears no price, to foreign nations, whose soil or climate is not favourable to that commodity. Thus men become acquainted with the pleasures of luxury and the profits of commerce; and their delicacy and industry, being once awakened, carry them on to farther improvements, in every branch of domestic as well as foreign trade. And this perhaps is the chief advantage which arises from a commerce with strangers. It rouses men from their indolence; and presenting the gayer and more opulent part of the nation with objects of luxury, which they never before dreamed of, raises in them a desire of a more splendid way of life than what their ancestors enjoyed. And at the same time, the few merchants, who possess the secret of this importation and exportation, make great profits; and becoming rivals in wealth to the ancient nobility, tempt other adventurers to become their rivals in commerce. Imitation soon diffuses all those arts; while domestic manufactures emulate the foreign in their improvements, and work up every home commodity to the utmost perfection of which it is susceptible. Their own steel and iron, in such laborious hands, become equal to the gold and rubies of the Indies.
When the affairs of the society are once brought to this situation, a nation may lose most of its foreign trade, and yet continue a great and powerful people. If strangers will not take any particular commodity of ours, we must cease to labour in it. The same hands will turn themselves towards some refinement in other commodities, which may be wanted at home. And there must always be materials for them to work upon; till every person in the state, who possesses riches, enjoys as great plenty of home commodities, and those in as great perfection, as he desires; which can never possibly happen. China is represented as one of the most flourishing empires in the world; though it has very little commerce beyond its own territories.
It will not, I hope, be considered as a superfluous digression, if I here observe, that, as the multitude of mechanical arts is advantageous, so is the great number of persons to whose share the productions of these arts fall. A too great disproportion among the citizens weakens any state. Every person, if possible, ought to enjoy the fruits of his labour, in a full possession of all the necessaries, and many of the conveniencies of life. No one can doubt, but such an equality is most suitable to human nature, and diminishes much less from the happiness of the rich than it adds to that of the poor. It also augments the power of the state, and makes any extraordinary taxes or impositions be paid with more chearfulness. Where the riches are engrossed° by a few, these must contribute very largely to the supplying of the public necessities. But when the riches are dispersed among multitudes, the burthen feels light on every shoulder, and the taxes make not a very sensible difference on any one’s way of living.
Add to this, that, where the riches are in few hands, these must enjoy all the power, and will readily conspire to lay the whole burthen on the poor, and oppress them still farther, to the discouragement of all industry.
In this circumstance consists the great advantage of England above any nation at present in the world, or that appears in the records of any story. It is true, the English feel some disadvantages in foreign trade by the high price of labour, which is in part the effect of the riches of their artisans, as well as of the plenty of money: But as foreign trade is not the most material circumstance, it is not to be put in competition with the happiness of so many millions. And if there were no more to endear to them that free government under which they live, this alone were sufficient. The poverty of the common people is a natural, if not an infallible effect of absolute monarchy; though I doubt, whether it be always true, on the other hand, that their riches are an infallible result of liberty. Liberty must be attended with particular accidents, and a certain turn of thinking, in order to produce that effect. Lord Bacon, accounting for the great advantages obtained by the English in their wars with France, ascribes them chiefly to the superior ease and plenty of the common people amongst the former; yet the government of the two kingdoms was, at that time, pretty much alike.9 Where the labourers and artisans are accustomed to work for low wages, and to retain but a small part of the fruits of their labour, it is difficult for them, even in a free government, to better their condition, or conspire among themselves to heighten their wages. But even where they are accustomed to a more plentiful way of life, it is easy for the rich, in an arbitrary government, to conspire against them, and throw the whole burthen of the taxes on their shoulders.
It may seem an odd position, that the poverty of the common people in France, Italy, and Spain, is, in some measure, owing to the superior riches of the soil and happiness of the climate; yet there want not reasons to justify this paradox. In such a fine mould or soil as that of those more southern regions, agriculture is an easy art; and one man, with a couple of sorry° horses, will be able, in a season, to cultivate as much land as will pay a pretty considerable rent to the proprietor. All the art, which the farmer knows, is to leave his ground fallow° for a year, as soon as it is exhausted; and the warmth of the sun alone and temperature of the climate enrich it, and restore its fertility. Such poor peasants, therefore, require only a simple maintenance for their labour. They have no stock or riches, which claim more; and at the same time, they are for ever dependant on their landlord, who gives no leases, nor fears that his land will be spoiled by the ill methods of cultivation. In England, the land is rich, but coarse; must be cultivated at a great expence; and produces slender crops, when not carefully managed, and by a method which gives not the full profit but in a course of several years. A farmer, therefore, in England must have a considerable stock, and a long lease; which beget proportional profits. The fine vineyards of Champagne and Burgundy,10 that often yield to the landlord above five pounds per acre, are cultivated by peasants, who have scarcely bread: The reason is, that such peasants need no stock but their own limbs, with instruments of husbandry, which they can buy for twenty shillings. The farmers are commonly in some better circumstances in those countries. But the grasiers° are most at their ease of all those who cultivate the land. The reason is still the same. Men must have profits proportionable to their expence and hazard. Where so considerable a number of the labouring poor as the peasants and farmers are in very low circumstances, all the rest must partake of their poverty, whether the government of that nation be monarchical or republican.
We may form a similar remark with regard to the general history of mankind. What is the reason, why no people, living between the tropics, could ever yet attain to any art or civility, or reach even any police° in their government, and any military discipline; while few nations in the temperate climates have been altogether deprived of these advantages? It is probable that one cause of this phænomenon is the warmth and equality of weather in the torrid zone, which render clothes and houses less requisite for the inhabitants, and thereby remove, in part, that necessity, which is the great spur to industry and invention. Curis acuens mortalia corda.11 Not to mention, that the fewer goods or possessions of this kind any people enjoy, the fewer quarrels are likely to arise amongst them, and the less necessity will there be for a settled police or regular authority to protect and defend them from foreign enemies, or from each other.
Luxury is a word of an uncertain signification, and may be taken in a good as well as in a bad sense. In general, it means great refinement in the gratification of the senses; and any degree of it may be innocent or blameable, according to the age, or country, or condition of the person. The bounds between the virtue and the vice cannot here be exactly fixed, more than in other moral subjects. To imagine, that the gratifying of any sense, or the indulging of any delicacy in meat, drink, or apparel, is of itself a vice, can never enter into a head, that is not disordered by the frenzies of enthusiasm. I have, indeed, heard of a monk abroad, who, because the windows of his cell opened upon a noble prospect, made a covenant with his eyes never to turn that way, or receive so sensual a gratification. And such is the crime of drinking Champagne or Burgundy, preferably to small beer or porter.° These indulgences are only vices, when they are pursued at the expence of some virtue, as liberality or charity; in like manner as they are follies, when for them a man ruins his fortune, and reduces himself to want and beggary. Where they entrench upon no virtue, but leave ample subject° whence to provide for friends, family, and every proper object of generosity or compassion, they are entirely innocent, and have in every age been acknowledged such by almost all moralists. To be entirely occupied with the luxury of the table, for instance, without any relish for the pleasures of ambition, study, or conversation, is a mark of stupidity, and is incompatible with any vigour of temper or genius. To confine one’s expence° entirely to such a gratification, without regard to friends or family, is an indication of a heart destitute of humanity or benevolence. But if a man reserve time sufficient for all laudable pursuits, and money sufficient for all generous purposes, he is free from every shadow of blame or reproach.
Since luxury may be considered either as innocent or blameable, one may be surprized at those preposterous opinions, which have been entertained concerning it; while men of libertine° principles bestow praises even on vicious luxury, and represent it as highly advantageous to society; and on the other hand, men of severe morals blame even the most innocent luxury, and represent it as the source of all the corruptions, disorders, and factions, incident to civil government. We shall here endeavour to correct both these extremes, by proving, first, that the ages of refinement are both the happiest and most virtuous; secondly, that wherever luxury ceases to be innocent, it also ceases to be beneficial; and when carried a degree too far, is a quality pernicious, though perhaps not the most pernicious, to political society.
To prove the first point, we need but consider the effects of refinement both on private and on public life. Human happiness, according to the most received notions, seems to consist in three ingredients; action, pleasure, and indolence: And though these ingredients ought to be mixed in different proportions, according to the particular disposition of the person; yet no one ingredient can be entirely wanting, without destroying, in some measure, the relish of the whole composition. Indolence or repose, indeed, seems not of itself to contribute much to our enjoyment; but, like sleep, is requisite as an indulgence to the weakness of human nature, which cannot support an uninterrupted course of business or pleasure. That quick march of the spirits, which takes a man from himself, and chiefly gives satisfaction, does in the end exhaust the mind, and requires some intervals of repose, which, though agreeable for a moment, yet, if prolonged, beget a languor and lethargy, that destroys all enjoyment. Education, custom, and example, have a mighty influence in turning the mind to any of these pursuits; and it must be owned, that, where they promote a relish for action and pleasure, they are so far favourable to human happiness. In times when industry and the arts flourish, men are kept in perpetual occupation, and enjoy, as their reward, the occupation itself, as well as those pleasures which are the fruit of their labour. The mind acquires new vigour; enlarges its powers and faculties; and by an assiduity in honest industry, both satisfies its natural appetites, and prevents the growth of unnatural ones, which commonly spring up, when nourished by ease and idleness. Banish those arts from society, you deprive men both of action and of pleasure; and leaving nothing but indolence in their place, you even destroy the relish of indolence, which never is agreeable, but when it succeeds to labour, and recruits° the spirits, exhausted by too much application and fatigue.
Another advantage of industry and of refinements in the mechanical arts, is, that they commonly produce some refinements in the liberal; nor can one be carried to perfection, without being accompanied, in some degree, with the other. The same age, which produces great philosophers and politicians, renowned generals and poets, usually abounds with skilful weavers, and ship-carpenters. We cannot reasonably expect, that a piece of woollen cloth will be wrought to perfection in a nation, which is ignorant of astronomy, or where ethics are neglected. The spirit of the age affects all the arts; and the minds of men, being once roused from their lethargy, and put into a fermentation, turn themselves on all sides, and carry improvements into every art and science. Profound ignorance is totally banished, and men enjoy the privilege of rational creatures, to think as well as to act, to cultivate the pleasures of the mind as well as those of the body.
The more these refined arts advance, the more sociable men become: nor is it possible, that, when enriched with science, and possessed of a fund° of conversation, they should be contented to remain in solitude, or live with their fellow-citizens in that distant manner, which is peculiar to ignorant and barbarous nations. They flock into cities; love to receive and communicate knowledge; to show their wit or their breeding; their taste in conversation or living, in clothes or furniture. Curiosity allures the wise; vanity the foolish; and pleasure both. Particular clubs and societies are every where formed: Both sexes meet in an easy and sociable manner; and the tempers of men, as well as their behaviour, refine apace.° So that, beside the improvements which they receive from knowledge and the liberal arts, it is impossible but they must feel an encrease of humanity, from the very habit of conversing together, and contributing to each other’s pleasure and entertainment. Thus industry, knowledge, and humanity, are linked together by an indissoluble chain, and are found, from experience as well as reason, to be peculiar to the more polished, and, what are commonly denominated, the more luxurious ages.
Nor are these advantages attended with disadvantages, that bear any proportion to them. The more men refine upon pleasure, the less will they indulge in excesses of any kind; because nothing is more destructive to true pleasure than such excesses. One may safely affirm, that the Tartars1 are oftener guilty of beastly gluttony, when they feast on their dead horses, than European courtiers with all their refinements of cookery. And if libertine love, or even infidelity to the marriage-bed, be more frequent in polite ages, when it is often regarded only as a piece of gallantry; drunkenness, on the other hand, is much less common: A vice more odious, and more pernicious both to mind and body. And in this matter I would appeal, not only to an Ovid or a Petronius,2 but to a Seneca or a Cato. We know, that Cæsar, during Catiline’s conspiracy, being necessitated to put into Cato’s hands a billet-doux,° which discovered° an intrigue with Servilia, Cato’s own sister, that stern philosopher threw it back to him with indignation; and in the bitterness of his wrath, gave him the appellation of drunkard, as a term more opprobrious than that with which he could more justly have reproached him.3
But industry, knowledge, and humanity, are not advantageous in private life alone: They diffuse their beneficial influence on the public, and render the government as great and flourishing as they make individuals happy and prosperous. The encrease and consumption of all the commodities, which serve to the ornament and pleasure of life, are advantageous to society; because, at the same time that they multiply those innocent gratifications to individuals, they are a kind of storehouse of labour, which, in the exigencies of state, may be turned to the public service. In a nation, where there is no demand for such superfluities, men sink into indolence, lose all enjoyment of life, and are useless to the public, which cannot maintain or support its fleets and armies, from the industry of such slothful members.
The bounds of all the European kingdoms are, at present, nearly the same they were two hundred years ago: But what a difference is there in the power and grandeur of those kingdoms? Which can be ascribed to nothing but the encrease of art and industry. When Charles VIII. of France invaded Italy, he carried with him about 20,000 men: Yet this armament so exhausted the nation, as we learn from Guicciardin, that for some years it was not able to make so great an effort.4 The late king of France, in time of war, kept in pay above 400,000 men;5 though from Mazarine’s death to his own, he was engaged in a course of wars that lasted near thirty years.
This industry is much promoted by the knowledge inseparable from ages of art and refinement; as, on the other hand, this knowledge enables the public to make the best advantage of the industry of its subjects. Laws, order, police, discipline; these can never be carried to any degree of perfection, before human reason has refined itself by exercise, and by an application to the more vulgar arts, at least, of commerce and manufacture. Can we expect, that a government will be well modelled by a people, who know not how to make a spinning-wheel, or to employ a loom to advantage? Not to mention, that all ignorant ages are infested with superstition, which throws the government off its bias,° and disturbs men in the pursuit of their interest and happiness.
Knowledge in the arts of government naturally begets mildness and moderation, by instructing men in the advantages of humane maxims above rigour and severity, which drive subjects into rebellion, and make the return to submission impracticable, by cutting off all hopes of pardon. When the tempers of men are softened as well as their knowledge improved, this humanity appears still more conspicuous, and is the chief characteristic which distinguishes a civilized age from times of barbarity and ignorance. Factions are then less inveterate,° revolutions less tragical,° authority less severe, and seditions less frequent. Even foreign wars abate of their cruelty; and after the field of battle, where honour and interest steel men against compassion as well as fear, the combatants divest themselves of the brute, and resume the man.
Nor need we fear, that men, by losing their ferocity, will lose their martial spirit, or become less undaunted° and vigorous in defence of their country or their liberty. The arts have no such effect in enervating either the mind or body. On the contrary, industry, their inseparable attendant, adds new force to both. And if anger, which is said to be the whetstone of courage, loses somewhat of its asperity, by politeness and refinement; a sense of honour, which is a stronger, more constant, and more governable principle, acquires fresh vigour by that elevation of genius which arises from knowledge and a good education. Add to this, that courage can neither have any duration, nor be of any use, when not accompanied with discipline and martial skill, which are seldom found among a barbarous people. The ancients remarked, that Datames was the only barbarian that ever knew the art of war.6 And Pyrrhus, seeing the Romans marshal their army with some art and skill, said with surprize, These barbarians have nothing barbarous in their discipline!7 It is observable, that, as the old Romans, by applying themselves solely to war, were almost the only uncivilized people that ever possessed military discipline; so the modern Italians are the only civilized people, among Europeans, that ever wanted courage and a martial spirit. Those who would ascribe this effeminacy of the Italians to their luxury, or politeness, or application to the arts, need but consider the French and English, whose bravery is as uncontestable, as their love for the arts, and their assiduity in commerce. The Italian historians give us a more satisfactory reason for this degeneracy of their countrymen. They shew us how the sword was dropped at once by all the Italian sovereigns; while the Venetian aristocracy was jealous of its subjects, the Florentine democracy applied itself entirely to commerce; Rome was governed by priests, and Naples by women. War then became the business of soldiers of fortune, who spared one another, and to the astonishment of the world, could engage a whole day in what they called a battle, and return at night to their camp, without the least bloodshed.
What has chiefly induced severe moralists to declaim against refinement in the arts, is the example of ancient Rome, which, joining, to its poverty and rusticity, virtue and public spirit, rose to such a surprizing height of grandeur and liberty; but having learned from its conquered provinces b the Asiatic luxury, fell into every kind of corruption; whence arose sedition and civil wars, attended at last with the total loss of liberty. All the Latin classics, whom we peruse in our infancy, are full of these sentiments, and universally ascribe the ruin of their state to the arts and riches imported from the East: Insomuch that Sallust represents a taste for painting as a vice, no less than lewdness and drinking. And so popular were these sentiments, during the later ages of the republic, that this author abounds in praises of the old rigid Roman virtue, though himself the most egregious instance of modern luxury and corruption; speaks contemptuously of the Grecian eloquence, though the most elegant writer in the world; nay, employs preposterous digressions and declamations to this purpose, though a model of taste and correctness.8
But it would be easy to prove, that these writers mistook the cause of the disorders in the Roman state, and ascribed to luxury and the arts, what really proceeded from an ill modelled government, and the unlimited extent of conquests. c Refinement on the pleasures and conveniencies of life has no natural tendency to beget venality and corruption. The value, which all men put upon any particular pleasure, depends on comparison and experience; nor is a porter less greedy of money, which he spends on bacon and brandy, than a courtier, who purchases champagne and ortolans.° Riches are valuable at all times, and to all men; because they always purchase pleasures, such as men are accustomed to, and desire: Nor can any thing restrain or regulate the love of money, but a sense of honour and virtue; which, if it be not nearly equal at all times, will naturally abound most in ages of knowledge and refinement.
Of all European kingdoms, Poland seems the most defective in the arts of war as well as peace, mechanical as well as liberal; yet it is there that venality and corruption do most prevail. The nobles seem to have preserved their crown elective for no other purpose, than regularly to sell it to the highest bidder. This is almost the only species of commerce, with which that people are acquainted.
The liberties of England, so far from decaying since the improvements in the arts, have never flourished so much as during that period. And though corruption may seem to encrease of late years; this is chiefly to be ascribed to our established liberty, when our princes have found the impossibility of governing without parliaments, or of terrifying parliaments by the phantom of prerogative.9 Not to mention, that this corruption or venality prevails much more among the electors than the elected; and therefore cannot justly be ascribed to any refinements in luxury.
If we consider the matter in a proper light, we shall find, that a progress in the arts is rather favourable to liberty, and has a natural tendency to preserve, if not produce a free government. In rude unpolished nations, where the arts are neglected, all labour is bestowed on the cultivation of the ground; and the whole society is divided into two classes, proprietors of land, and their vassals or tenants. The latter are necessarily dependent, and fitted for slavery and subjection; especially where they possess no riches, and are not valued for their knowledge in agriculture; as must always be the case where the arts are neglected. The former naturally erect themselves into petty tyrants; and must either submit to an absolute master, for the sake of peace and order; or if they will preserve their independency, like the d ancient barons, they must fall into feuds and contests among themselves, and throw the whole society into such confusion, as is perhaps worse than the most despotic government. But where luxury nourishes commerce and industry, the peasants, by a proper cultivation of the land, become rich and independent; while the tradesmen and merchants acquire a share of the property, and draw authority and consideration to that middling rank of men, who are the best and firmest basis of public liberty. These submit not to slavery, like the peasants, from poverty and meanness of spirit; and having no hopes of tyrannizing over others, like the barons, they are not tempted, for the sake of that gratification, to submit to the tyranny of their sovereign. They covet equal laws, which may secure their property, and preserve them from monarchical, as well as aristocratical tyranny.
The lower house is the support of our popular government; and all the world acknowledges, that it owed its chief influence and consideration to the encrease of commerce, which threw such a balance of property into the hands of the commons. How inconsistent then is it to blame so violently a refinement in the arts, and to represent it as the bane of liberty and public spirit!
To declaim against present times, and magnify the virtue of remote ancestors, is a propensity almost inherent in human nature: And as the sentiments and opinions of civilized ages alone are transmitted to posterity, hence it is that we meet with so many severe judgments pronounced against luxury, and even science; and hence it is that at present we give so ready an assent to them. But the fallacy is easily perceived, by comparing different nations that are contemporaries; where we both judge more impartially, and can better set in opposition those manners, with which we are sufficiently acquainted. Treachery and cruelty, the most pernicious and most odious of all vices, seem peculiar to uncivilized ages; and by the refined Greeks and Romans were ascribed to all the barbarous nations, which surrounded them. They might justly, therefore, have presumed, that their own ancestors, so highly celebrated, possessed no greater virtue, and were as much inferior to their posterity in honour and humanity, as in taste and science. An ancient Frank or Saxon may be highly extolled: But I believe every man would think his life or fortune much less secure in the hands of a Moor or Tartar, than in those of a French or English gentleman, the rank of men the most civilized in the most civilized nations.
We come now to the second position which we proposed to illustrate, to wit, that, as innocent luxury, or a refinement in the arts and conveniencies of life, is advantageous to the public; so wherever luxury ceases to be innocent, it also ceases to be beneficial; and when carried a degree farther, begins to be a quality pernicious, though, perhaps, not the most pernicious, to political society.
Let us consider what we call vicious luxury. No gratification, however sensual, can of itself be esteemed vicious. A gratification is only vicious, when it engrosses all a man’s expence, and leaves no ability for such acts of duty and generosity as are required by his situation and fortune. Suppose, that he correct the vice, and employ part of his expence in the education of his children, in the support of his friends, and in relieving the poor; would any prejudice result to society? On the contrary, the same consumption would arise; and that labour, which, at present, is employed only in producing a slender gratification to one man, would relieve the necessitous, and bestow satisfaction on hundreds. The same care and toil that raise a dish of peas at Christmas, would give bread to a whole family during six months. To say, that, without a vicious luxury, the labour would not have been employed at all, is only to say, that there is some other defect in human nature, such as indolence, selfishness, inattention to others, for which luxury, in some measure, provides a remedy; as one poison may be an antidote to another. But virtue, like wholesome food, is better than poisons, however corrected.
Suppose the same number of men, that are at present in Great Britain, with the same soil and climate; I ask, is it not possible for them to be happier, by the most perfect way of life that can be imagined, and by the greatest reformation that Omnipotence itself could work in their temper and disposition? To assert, that they cannot, appears evidently ridiculous. As the land is able to maintain more than all its present inhabitants, they could never, in such a Utopian state, feel any other ills than those which arise from bodily sickness; and these are not the half of human miseries. All other ills spring from some vice, either in ourselves or others; and even many of our diseases proceed from the same origin. Remove the vices, and the ills follow. You must only take care to remove all the vices. If you remove part, you may render the matter worse. By banishing vicious luxury, without curing sloth and an indifference to others, you only diminish industry in the state, and add nothing to men’s charity or their generosity. Let us, therefore, rest contented with asserting, that two opposite vices in a state may be more advantageous than either of them alone; but let us never pronounce vice in itself advantageous. Is it not very inconsistent for an author to assert in one page, that moral distinctions are inventions of politicians for public interest; and in the next page maintain, that vice is advantageous to the public?10 And indeed it seems upon any system of morality, little less than a contradiction in terms, to talk of a vice, which is in general beneficial to society.e
I thought this reasoning necessary, in order to give some light to a philosophical question, which has been much disputed in England. I call it a philosophical question, not a political one. For whatever may be the consequence of such a miraculous transformation of mankind, as would endow them with every species of virtue, and free them from every species of vice; this concerns not the magistrate, who aims only at possibilities. He cannot cure every vice by substituting a virtue in its place. Very often he can only cure one vice by another; and in that case, he ought to prefer what is least pernicious to society. Luxury, when excessive, is the source of many ills; but is in general preferable to sloth and idleness, which would commonly succeed in its place, and are more hurtful both to private persons and to the public. When sloth reigns, a mean uncultivated way of life prevails amongst individuals, without society, without enjoyment. And if the sovereign, in such a situation, demands the service of his subjects, the labour of the state suffices only to furnish the necessaries of life to the labourers, and can afford nothing to those who are employed in the public service.
Money is not, properly speaking, one of the subjects of commerce; but only the instrument which men have agreed upon to facilitate the exchange of one commodity for another. It is none of the wheels of trade: It is the oil which renders the motion of the wheels more smooth and easy. If we consider any one kingdom by itself, it is evident, that the greater or less plenty of money is of no consequence; since the prices of commodities are always proportioned to the plenty of money, and a crown in Harry VII.’s time served the same purpose as a pound does at present.1 It is only the public which draws any advantage from the greater plenty of money; and that only in its wars and negociations with foreign states. And this is the reason, why all rich and trading countries from Carthage to Great Britain and Holland, have employed mercenary troops, which they hired from their poorer neighbours. Were they to make use of their native subjects, they would find less advantage from their superior riches, and from their great plenty of gold and silver; since the pay of all their servants must rise in proportion to the public opulence. Our small army of 20,000 men is maintained at as great expence as a French army a twice as numerous. The English fleet, during the late war,2 required as much money to support it as all the Roman legions, which kept the whole world in subjection, during the time of the emperors.3
The greater number of people and their greater industry are serviceable in all cases; at home and abroad, in private, and in public. But the greater plenty of money, is very limited in its use, and may even sometimes be a loss to a nation in its commerce with foreigners.
There seems to be a happy concurrence of causes in human affairs, which checks the growth of trade and riches, and hinders them from being confined entirely to one people; as might naturally at first be dreaded from the advantages of an established commerce. Where one nation has gotten the start of another in trade, it is very difficult for the latter to regain the ground it has lost; because of the superior industry and skill of the former, and the greater stocks, of which its merchants are possessed, and which enable them to trade on so much smaller profits. But these advantages are compensated, in some measure, by the low price of labour in every nation which has not an extensive commerce, and does not much abound in gold and silver. Manufactures, therefore gradually shift their places, leaving those countries and provinces which they have already enriched, and flying to others, whither they are allured by the cheapness of provisions and labour; till they have enriched these also, and are again banished by the same causes. And, in general, we may observe, that the dearness° of every thing, from plenty of money, is a disadvantage, which attends an established commerce, and sets bounds to it in every country, by enabling the poorer states to undersel the richer in all foreign markets.
This has made me entertain a doubt concerning the benefit of banks and paper-credit, which are so generally esteemed advantageous to every nation. That provisions and labour should become dear by the encrease of trade and money, is, in many respects, an inconvenience; but an inconvenience that is unavoidable, and the effect of that public wealth and prosperity which are the end of all our wishes. It is compensated by the advantages, which we reap from the possession of these precious metals, and the weight, which they give the nation in all foreign wars and negociations. But there appears no reason for encreasing that inconvenience by a counterfeit money, which foreigners will not accept of in any payment, and which any great disorder in the state will reduce to nothing. There are, it is true, many people in every rich state, who having large sums of money, would prefer paper with good security; as being of more easy transport and more safe custody. If the public provide not a bank, private bankers will take advantage of this circumstance; as the goldsmiths formerly did in London, or as the bankers do at present in Dublin: And therefore it is better, it may be thought, that a public company should enjoy the benefit of that paper-credit, which always will have place in every opulent kingdom. But to endeavour artificially to encrease such a credit, can never be the interest of any trading nation; but must lay them under disadvantages, by encreasing money beyond its natural proportion to labour and commodities, and thereby heightening their price to the merchant and manufacturer. And in this view, it must be allowed, that no bank could be more advantageous, than such a one as locked up all the money it received,4 and never augmented the circulating coin, as is usual, by returning part of its treasure into commerce. A public bank, by this expedient, might cut off much of the dealings of private bankers and money-jobbers; and though the state bore the charge of salaries to the directors and tellers of this bank (for, according to the preceding supposition, it would have no profit from its dealings), the national advantage, resulting from the low price of labour and the destruction of paper-credit, would be a sufficient compensation. Not to mention, that so large a sum, lying ready at command, would be a convenience in times of great public danger and distress; and what part of it was used might be replaced at leisure, when peace and tranquillity was restored to the nation.
But of this subject of paper credit we shall treat more largely hereafter. And I shall finish this essay on money, by proposing and explaining two observations, which may, perhaps, serve to employ the thoughts of our speculative politicians.c
It was a shrewd observation of Anacharsis5 the Scythian, who had never seen money in his own country, that gold and silver seemed to him of no use to the Greeks, but to assist them in numeration and arithmetic. It is indeed evident, that money is nothing but the representation of labour and commodities, and serves only as a method of rating or estimating them. Where coin is in greater plenty; as a greater quantity of it is required to represent the same quantity of goods; it can have no effect, either good or bad, taking a nation within itself; any more than it would make an alteration on a merchant’s books, if, instead of the Arabian method of notation, which requires few characters, he should make use of the Roman, which requires a great many. Nay, the greater quantity of money, like the Roman characters, is rather inconvenient, and requires greater trouble both to keep and transport it. But notwithstanding this conclusion, which must be allowed just, it is certain, that, since the discovery of the mines in America, industry has encreased in all the nations of Europe, except in the possessors of those mines; and this may justly be ascribed, amongst other reasons, to the encrease of gold and silver. Accordingly we find, that, in every kingdom, into which money begins to flow in greater abundance than formerly, every thing takes a new face: labour and industry gain life; the merchant becomes more enterprising, the manufacturer more diligent and skilful, and even the farmer follows his plough with greater alacrity and attention. This is not easily to be accounted for, if we consider only the influence which a greater abundance of coin has in the kingdom itself, by heightening the price of commodities, and obliging every one to pay a greater number of these little yellow or white pieces for every thing he purchases. And as to foreign trade, it appears, that great plenty of money is rather disadvantageous, by raising the price of every kind of labour.
To account, then, for this phenomenon, we must consider, that though the high price of commodities be a necessary consequence of the encrease of gold and silver, yet it follows not immediately upon that encrease; but some time is required before the money circulates through the whole state, and makes its effect be felt on all ranks of people. At first, no alteration is perceived; by degrees the price rises, first of one commodity, then of another; till the whole at last reaches a just proportion with the new quantity of specie which is in the kingdom. In my opinion, it is only in this interval or intermediate situation, between the acquisition of money and rise of prices, that the encreasing quantity of gold and silver is favourable to industry. When any quantity of money is imported into a nation, it is not at first dispersed into many hands; but is confined to the coffers of a few persons, who immediately seek to employ it to advantage. Here are a set of manufacturers or merchants, we shall suppose, who have received returns of gold and silver for goods which they sent to Cadiz.6 They are thereby enabled to employ more workmen than formerly, who never dream of demanding higher wages, but are glad of employment from such good paymasters. If workmen become scarce, the manufacturer gives higher wages, but at first requires an encrease of labour; and this is willingly submitted to by the artisan, who can now eat and drink better, to compensate his additional toil and fatigue. He carries his money to market, where he finds every thing at the same price as formerly, but returns with greater quantity and of better kinds, for the use of his family. The farmer and gardener, finding, that all their commodities are taken off, apply themselves with alacrity to the raising more; and at the same time can afford to take better and more cloths from their tradesmen, whose price is the same as formerly, and their industry only whetted by so much new gain. It is easy to trace the money in its progress through the whole commonwealth; where we shall find, that it must first quicken the diligence of every individual, before it encrease the price of labour.
And that the specie° may encrease to a considerable pitch, before it have this latter effect, appears, amongst other instances, from the frequent operations of the French king on the money; where it was always found, that the augmenting of the numerary value did not produce a proportional rise of the prices, at least for some time. In the last year of Louis XIV. money was raised three-sevenths, but prices augmented only one. Corn in France is now sold at the same price, or for the same number of livres, it was in 1683; though silver was then at 30 livres the mark, and is now at 50.7 Not to mention the great addition of gold and silver, which may have come into that kingdom since the former period.
From the whole of this reasoning we may conclude, that it is of no manner of consequence, with regard to the domestic happiness of a state, whether money be in a greater or less quantity. The good policy of the magistrate consists only in keeping it, if possible, still encreasing; because, by that means, he keeps alive a spirit of industry in the nation, and encreases the stock of labour, in which consists all real power and riches. A nation, whose money decreases, is actually, at that time, weaker and more miserable than another nation, which possesses no more money, but is on the encreasing hand. This will be easily accounted for, if we consider, that the alterations in the quantity of money, either on one side or the other, are not immediately attended with proportionable alterations in the price of commodities. There is always an interval before matters be adjusted to their new situation; and this interval is as pernicious to industry, when gold and silver are diminishing, as it is advantageous when these metals are encreasing. The workman has not the same employment from the manufacturer and merchant; though he pays the same price for every thing in the market. The farmer cannot dispose of his corn and cattle; though he must pay the same rent to his landlord. The poverty, and beggary, and sloth, which must ensue, are easily foreseen.
II. The second observation which I proposed to make with regard to money, may be explained after the following manner. There are some kingdoms, and many provinces in Europe, (and all of them were once in the same condition) where money is so scarce, that the landlord can get none at all from his tenants; but is obliged to take his rent in kind, and either to consume it himself, or transport it to places where he may find a market. In those countries, the prince can levy few or no taxes, but in the same manner: And as he will receive small benefit from impositions so paid, it is evident that such a kingdom has little force even at home; and cannot maintain fleets and armies to the same extent, as if every part of it abounded in gold and silver. There is surely a greater disproportion between the force of Germany, at present, and what it was three centuries ago,8 than there is in its industry, people, and manufactures. The Austrian dominions in the empire are in general well peopled and well cultivated, and are of great extent; but have not a proportionable weight in the balance of Europe; proceeding, as is commonly supposed, from the scarcity of money. How do all these facts agree with that principle of reason, that the quantity of gold and silver is in itself altogether indifferent? According to that principle wherever a sovereign has numbers of subjects, and these have plenty of commodities, he should of course be great and powerful, and they rich and happy, independent of the greater or lesser abundance of the precious metals. These admit of divisions and subdivisions to a great extent; and where the pieces might become so small as to be in danger of being lost, it is easy to mix the gold or silver with a baser metal, as is practised in some countries of Europe; and by that means raise the pieces to a bulk more sensible and convenient. They still serve the same purposes of exchange, whatever their number may be, or whatever colour they may be supposed to have.
To these difficulties I answer, that the effect, here supposed to flow from scarcity of money, really arises from the manners and customs of the people; and that we mistake, as is too usual, a collateral effect for a cause. The contradiction is only apparent; but it requires some thought and reflection to discover the principles, by which we can reconcile reason to experience.
It seems a maxim almost self-evident, that the prices of every thing depend on the proportion between commodities and money, and that any considerable alteration on either has the same effect, either of heightening or lowering the price. Encrease the commodities, they become cheaper; encrease the money, they rise in their value. As, on the other hand, a diminution of the former, and that of the latter, have contrary tendencies.
It is also evident, that the prices do not so much depend on the absolute quantity of commodities and that of money, which are in a nation, as on that of the commodities, which come or may come to market, and of the money which circulates. If the coin be locked up in chests, it is the same thing with regard to prices, as if it were annihilated; if the commodities be hoarded in e magazines and granaries, a like effect follows. As the money and commodities, in these cases, never meet, they cannot affect each other. Were we, at any time, to form conjectures concerning the price of provisions, the corn, which the farmer must reserve f for seed and for the maintenance of himself and family, ought never to enter into the estimation. It is only the overplus,° compared to the demand, that determines the value.
To apply these principles, we must consider, that, in the first and more uncultivated ages of any state, ere fancy has confounded her wants with those of nature, men, content with the produce of their own fields, or with those rude improvements which they themselves can work upon them, have little occasion for exchange, at least for money, which, by agreement, is the common measure of exchange. The wool of the farmer’s own flock, spun in his own family, and wrought by a neighbouring weaver, who receives his payment in corn or wool, suffices for furniture and cloathing. The carpenter, the smith, the mason, the tailor, are retained by wages of a like nature; and the landlord himself, dwelling in the neighbourhood, is content to receive his rent in the commodities raised by the farmer. The greater part of these he consumes at home, in rustic hospitality: The rest, perhaps, he disposes of for money to the neighbouring town, whence he draws the few materials of his expence and luxury.
But after men begin to refine on all these enjoyments, and live not always at home, nor are content with what can be raised in their neighbourhood, there is more exchange and commerce of all kinds, and more money enters into that exchange. The tradesmen will not be paid in corn; because they want something more than barely to eat. The farmer goes beyond his own parish for the commodities he purchases, and cannot always carry his commodities to the merchant who supplies him. The landlord lives in the capital, or in a foreign country; and demands his rent in gold and silver, which can easily be transported to him. Great undertakers, and manufacturers, and merchants, arise in every commodity; and these can conveniently deal in nothing but in specie. And consequently, in this situation of society, the coin enters into many more contracts, and by that means is much more employed than in the former.
The necessary effect is, that, provided the money encrease not in the nation, every thing must become much cheaper in times of industry and refinement, than in rude, uncultivated ages. It is the proportion between the circulating money, and the commodities in the market, which determines the prices. Goods, that are consumed at home, or exchanged with other goods in the neighbourhood, never come to market; they affect not in the least the current specie; with regard to it they are as if totally annihilated; and consequently this method of using them sinks the proportion on the side of the commodities, and encreases the prices. But after money enters into all contracts and sales, and is every where the measure of exchange, the same national cash has a much greater task to perform; all commodities are then in the market; the sphere of circulation is enlarged; it is the same case as if that individual sum were to serve a larger kingdom; and therefore, the proportion being here lessened on the side of the money, every thing must become cheaper, and the prices gradually fall.
By the most exact computations, that have been formed all over Europe, after making allowance for the alteration in the numerary° value or the denomination, it is found, that the prices of all things have only risen three, or at most, four times, since the discovery of the West Indies.9 But will any one assert, that there is not much more than four times the coin in Europe, that was in the fifteenth century, and the centuries preceding it? The Spaniards and Portuguese from their mines, the English, French, and Dutch, by their African trade, and by their interlopers in the West Indies, bring home about g six millions a year, of which not above a third goes to the East-Indies. This sum alone, in ten years, would probably double the ancient stock of money in Europe. And no other satisfactory reason can be given, why all prices have not risen to a much more exorbitant height, except that which is derived from a change of customs and manners. Besides that more commodities are produced by additional industry, the same commodities come more to market, after men depart from their ancient simplicity of manners. And though this encrease has not been equal to that of money, it has, however, been considerable, and has preserved the proportion between coin and commodities nearer the ancient standard.
Were the question proposed, Which of these methods of living in the people, the simple or refined, is the most advantageous to the state or public? I should, without much scruple, prefer the latter, in a view to politics at least; and should produce this as an additional reason for the encouragement of trade and manufactures.
While men live in the ancient simple manner, and supply all their necessaries from domestic industry or from the neighbourhood, the sovereign can levy no taxes in money from a considerable part of his subjects; and if he will impose on them any burthens, he must take payment in commodities, with which alone they abound; a method attended with such great and obvious inconveniencies, that they need not here be insisted on. All the money he can pretend to raise, must be from his principal cities, where alone it circulates; and these, it is evident, cannot afford him so much as the whole state could, did gold and silver circulate throughout the whole. But besides this obvious diminution of the revenue, there is another cause of the poverty of the public in such a situation. Not only the sovereign receives less money, but the same money goes not so far as in times of industry and general commerce. Every thing is dearer, where the gold and silver are supposed equal; and that because fewer commodities come to market, and the whole coin bears a higher proportion to what is to be purchased by it; whence alone the prices of every thing are fixed and determined.
Here then we may learn the fallacy of the remark, often to be met with in historians, and even in common conversation, that any particular state is weak, though fertile, populous, and well cultivated, merely because it wants money. It appears, that the want of money can never injure any state within itself: For men and commodities are the real strength of any community. It is the simple manner of living which here hurts the public, by confining the gold and silver to few hands, and preventing its universal diffusion and circulation. On the contrary, industry and refinements of all kinds incorporate it with the whole state, however small its quantity may be: They digest it into every vein, so to speak; and make it enter into every transaction and contract. No hand is entirely empty of it. And as the prices of every thing fall by that means, the sovereign has a double advantage: He may draw money by his taxes from every part of the state; and what he receives, goes farther in every purchase and payment.
We may infer, from a comparison of prices, that money is not more plentiful in China, than it was in Europe three centuries ago: But what immense power is that empire possessed of, if we may judge by the civil and military establishment maintained by it? Polybius10 tells us, that provisions were so cheap in Italy during his time, that in some places theh stated price for a meal at the inns was a semis a head, little more than a farthing! Yet the Roman power had even then subdued the whole known world. About a century before that period, the Carthaginian ambassador said, by way of raillery, that no people lived more sociably amongst themselves than the Romans; for that, in every entertainment, which, as foreign ministers, they received, they still observed the same plate at every table.11 The absolute quantity of the precious metals is a matter of great indifference. There are only two circumstances of any importance, namely, their gradual encrease, and their thorough concoction and circulation through the state; and the influence of both these circumstances has here been explained.
In the following Essay we shall see an instance of a like fallacy as that above mentioned; where a collateral effect is taken for a cause, and where a consequence is ascribed to the plenty of money; though it be really owing to a change in the manners and customs of the people.
Nothing is esteemed a more certain sign of the flourishing condition of any nation than the lowness of interest: And with reason; though I believe the cause is somewhat different from what is commonly apprehended. Lowness of interest is generally ascribed to plenty of money.1 But money, however plentiful, has no other effect, if fixed, than to raise the price of labour. Silver is more common than gold; and therefore you receive a greater quantity of it for the same commodities. But do you pay less interest for it? Interest in Batavia and Jamaica is at 10 per cent. in Portugal at 6; though these places, as we may learn from the prices of every thing, abound more in gold and silver than either London or Amsterdam.
Were all the gold in England annihilated at once, and one and twenty shillings substituted in the place of every guinea, would money be more plentiful or interest lower? No surely: We should only use silver instead of gold. Were gold rendered as common as silver, and silver as common as copper; would money be more plentiful or interest lower? We may assuredly give the same answer. Our shillings would then be yellow, and our halfpence white; and we should have no guineas. No other difference would ever be observed; no alteration on commerce, manufactures, navigation, or interest; unless we imagine, that the colour of the metal is of any consequence.
Now, what is so visible in these greater variations of scarcity or abundance in the precious metals, must hold in all inferior changes. If the multiplying of gold and silver fifteen times makes no difference, much less can the doubling or tripling them. All augmentation has no other effect than to heighten the price of labour and commodities; and even this variation is little more than that of a name. In the progress towards these changes, the augmentation may have some influence, by exciting industry; but after the prices are settled, suitably to the new abundance of gold and silver, it has no manner of influence.
An effect always holds proportion with its cause. Prices have risen near four times since the discovery of the Indies; and it is probable gold and silver have multiplied much more: But interest has not fallen much above half. The rate of interest, therefore, is not derived from the quantity of the precious metals.
Money having chiefly a fictitious value,a the greater or less plenty of it is of no consequence, if we consider a nation within itself; and the quantity of specie, when once fixed, though ever so large, has no other effect, than to oblige every one to tell out° a greater number of those shining bits of metal, for clothes, furniture or equipage, without encreasing any one convenience of life. If a man borrow money to build a house, he then carries home a greater load; because the stone, timber, lead, glass, &c. with the labour of the masons and carpenters, are represented by a greater quantity of gold and silver. But as these metals are considered chiefly as representations, there can no alteration arise, from their bulk or quantity, their weight or colour, either upon their real value or their interest. The same interest, in all cases, bears the same proportion to the sum. And if you lent me so much labour and so many commodities; by receiving five per cent. you always receive proportional labour and commodities, however represented, whether by yellow or white coin, whether by a pound or an ounce. It is in vain, therefore, to look for the cause of the fall or rise of interest in the greater or less quantity of gold and silver, which is fixed in any nation.
High interest arises from three circumstances: A great demand for borrowing; little riches to supply that demand; and great profits arising from commerce: And these circumstances are a clear proof of the small advance of commerce and industry, not of the scarcity of gold and silver. Low interest, on the other hand, proceeds from the three opposite circumstances: A small demand for borrowing; great riches to supply that demand; and small profits arising from commerce: And these circumstances are all connected together, and proceed from the encrease of industry and commerce, not of gold and silver. We shall endeavour to prove these points; and shall begin with the causes and the effects of a great or small demand for borrowing.
When a people have emerged ever so little from a savage state, and their numbers have encreased beyond the original multitude, there must immediately arise an inequality of property; and while some possess large tracts of land, others are confined within narrow limits, and some are entirely without any landed property. Those who possess more land than they can labour, employ those who possess none, and agree to receive a determinate part of the product. Thus the landed interest is immediately established; nor is there any settled government, however rude, in which affairs are not on this footing. Of these proprietors of land, some must presently discover themselves to be of different tempers from others; and while one would willingly store up the produce of his land for futurity,° another desires to consume at present what should suffice for many years. But as the spending of a settled revenue is a way of life entirely without occupation;° men have so much need of somewhat° to fix and engage them, that pleasures, such as they are, will be the pursuit of the greater part of the landholders, and the prodigals among them will always be more numerous than the misers. In a state, therefore, where there is nothing but a landed interest, as there is little frugality, the borrowers must be very numerous, and the rate of interest must hold proportion to it. The difference depends not on the quantity of money, but on the habits and manners which prevail. By this alone the demand for borrowing is encreased or diminished. Were money so plentiful as to make an egg be sold for sixpence; so long as there are only landed gentry and peasants in the state, the borrowers must be numerous, and interest high. The rent for the same farm would be heavier and more bulky: But the same idleness of the landlord, with the higher price of commodities, would dissipate it in the same time, and produce the same necessity and demand for borrowing.b
Nor is the case different with regard to the second circumstance which we proposed to consider, namely, the great or little riches to supply the demand. This effect also depends on the habits and way of living of the people, not on the quantity of gold and silver. In order to have, in any state, a great number of lenders, it is not sufficient nor requisite, that there be great abundance of the precious metals. It is only requisite, that the property or command of that quantity, which is in the state, whether great or small, should be collected in particular hands, so as to form considerable sums, or compose a great monied interest. This begets a number of lenders, and sinks the rate of usury; and this I shall venture to affirm, depends not on the quantity of specie, but on particular manners and customs, which make the specie gather into separate sums or masses of considerable value.
For suppose, that, by miracle, every man in Great Britain should have five pounds slipt into his pocket in one night; this would much more than double the whole money that is at present in the kingdom; yet there would not next day, nor for some time, be any more lenders, nor any variation in the interest. And were there nothing but landlords and peasants in the state, this money, however abundant, could never gather into sums; and would only serve to encrease the prices of every thing, without any farther consequence. The prodigal landlord dissipates it, as fast as he receives it; and the beggarly peasant has no means, nor view, nor ambition of obtaining above a bare livelihood. The overplus of borrowers above that of lenders continuing still the same, there will follow no reduction of interest. That depends upon another principle; and must proceed from an encrease of industry and frugality, of arts and commerce.
Every thing useful to the life of man arises from the ground; but few things arise in that condition which is requisite to render them useful. There must, therefore, beside the peasants and the proprietors of land, be another rank of men, who receiving from the former the rude materials, work them into their proper form, and retain part for their own use and subsistence. In the infancy of society, these contracts between the artisans and the peasants, and between one species of artisans and another are commonly entered into immediately by the persons themselves, who, being neighbours, are easily acquainted with each other’s necessities, and can lend their mutual assistance to supply them. But when men’s industry encreases, and their views enlarge, it is found, that the most remote parts of the state can assist each other as well as the more contiguous, and that this intercourse of good offices may be carried on to the greatest extent and intricacy. Hence the origin of merchants, one of the most useful races of men, who serve as agents between those parts of the state, that are wholly unacquainted, and are ignorant of each other’s necessities. Here are in a city fifty workmen in silk and linen, and a thousand customers; and these two ranks of men, so necessary to each other, can never rightly meet, till one man erects a shop, to which all the workmen and all the customers repair. In this province, grass rises in abundance: The inhabitants abound in cheese, and butter, and cattle; but want bread and corn, which, in a neighbouring province, are in too great abundance for the use of the inhabitants. One man discovers this. He brings corn from the one province and returns with cattle; and supplying the wants of both, he is, so far, a common benefactor. As the people encrease in numbers and industry, the difficulty of their intercourse encreases: The business of the agency or merchandize becomes more intricate; and divides, subdivides, compounds, and mixes to a greater variety. In all these transactions, it is necessary, and reasonable, that a considerable part of the commodities and labour should belong to the merchant, to whom, in a great measure, they are owing. And these commodities he will sometimes preserve in kind, or more commonly convert into money, which is their common representation. If gold and silver have encreased in the state together with the industry, it will require a great quantity of these metals to represent a great quantity of commodities and labour. If industry alone has encreased, the prices of every thing must sink, and a small quantity of specie will serve as a representation.
There is no craving or demand of the human mind more constant and insatiable than that for exercise and employment; and this desire seems the foundation of most of our passions and pursuits. Deprive a man of all business and serious occupation, he runs restless from one amusement to another; and the weight and oppression, which he feels from idleness, is so great, that he forgets the ruin which must follow him from his immoderate expences. Give him a more harmless way of employing his mind or body, he is satisfied, and feels no longer that insatiable thirst after pleasure. But if the employment you give him be lucrative, especially if the profit be attached to every particular exertion of industry, he has gain so often in his eye, that he acquires, by degrees, a passion for it, and knows no such pleasure as that of seeing the daily encrease of his fortune. And this is the reason why trade encreases frugality, and why, among merchants, there is the same overplus of misers above prodigals, as, among the possessors of land, there is the contrary.
Commerce encreases industry, by conveying it readily from one member of the state to another, and allowing none of it to perish or become useless. It encreases frugality, by giving occupation to men, and employing them in the arts of gain, which soon engage their affection, and remove all relish for pleasure and expence. It is an infallible consequence of all industrious professions, to beget frugality, and make the love of gain prevail over the love of pleasure. Among lawyers and physicians who have any practice, there are many more who live within their income, than who exceed it, or even live up to it. But lawyers and physicians beget no industry; and it is even at the expence of others they acquire their riches; so that they are sure to diminish the possessions of some of their fellow-citizens, as fast as they encrease their own. Merchants, on the contrary, beget industry, by serving as canals to convey it through every corner of the state: And at the same time, by their frugality, they acquire great power over that industry, and collect a large property in the labour and commodities, which they are the chief instruments in producing. There is no other profession, therefore, except merchandize, which can make the monied interest considerable, or, in other words, can encrease industry, and, by also encreasing frugality, give a great command of that industry to particular members of the society. Without commerce, the state must consist chiefly of landed gentry, whose prodigality and expence make a continual demand for borrowing; and of peasants, who have no sums to supply that demand. The money never gathers into large stocks or sums, which can be lent at interest. It is dispersed into numberless hands, who either squander it in idle show and magnificence, or employ it in the purchase of the common necessaries of life. Commerce alone assembles it into considerable sums; and this effect it has merely from the industry which it begets, and the frugality which it inspires, independent of that particular quantity of precious metal which may circulate in the state.
Thus an encrease of commerce, by a necessary consequence, raises a great number of lenders, and by that means produces lowness of interest. We must now consider how far this encrease of commerce diminishes the profits arising from that profession, and gives rise to the third circumstance requisite to produce lowness of interest.
It may be proper to observe on this head, that low interest and low profits of merchandize are two events, that mutually forward each other, and are both originally derived from that extensive commerce, which produces opulent merchants, and renders the monied interest considerable. Where merchants possess great stocks, whether represented by few or many pieces of metal, it must frequently happen, that, when they either become tired of business, or leave heirs unwilling or unfit to engage in commerce, a great proportion of these riches naturally seeks an annual and secure revenue. The plenty diminishes the price, and makes the lenders accept of a low interest. This consideration obliges many to keep their stock employed in trade, and rather be content with low profits than dispose of their money at an under-value. On the other hand, when commerce has become extensive, and employs large stocks, there must arise rivalships among the merchants, which diminish the profits of trade, at the same time that they encrease the trade itself. The low profits of merchandize induce the merchants to accept more willingly of a low interest, when they leave off business, and begin to indulge themselves in ease and indolence. It is needless, therefore, to enquire which of these circumstances, to wit, low interest or low profits, is the cause, and which the effect? They both arise from an extensive commerce, and mutually forward each other. No man will accept of low profits, where he can have high interest; and no man will accept of low interest, where he can have high profits. An extensive commerce, by producing large stocks, diminishes both interest and profits; and is always assisted, in its diminution of the one, by the proportional sinking of the other. I may add, that, as low profits arise from the encrease of commerce and industry, they serve in their turn to its farther encrease, by rendering the commodities cheaper, encouraging the consumption, and heightening the industry. And thus, if we consider the whole connexion of causes and effects, interest is the barometer of the state, and its lowness is a sign almost infallible of the flourishing condition of a people. It proves the encrease of industry, and its prompt circulation through the whole state, little inferior to a demonstration. And though, perhaps, it may not be impossible but a sudden and a great check to commerce may have a momentary effect of the same kind, by throwing so many stocks out of trade; it must be attended with such misery and want of employment in the poor, that, besides its short duration, it will not be possible to mistake the one case for the other.
Those who have asserted, that the plenty of money was the cause of low interest, seem to have taken a collateral effect for a cause; since the same industry, which sinks the interest, commonly acquires great abundance of the precious metals. A variety of fine manufactures, with vigilant enterprising merchants, will soon draw money to a state, if it be any where to be found in the world. The same cause, by multiplying the conveniencies of life, and encreasing industry, collects great riches into the hands of persons, who are not proprietors of land, and produces, by that means, a lowness of interest. But though both these effects, plenty of money and low interest, naturally arise from commerce and industry, they are altogether independent of each other. For suppose a nation removed into the Pacific ocean, without any foreign commerce, or any knowledge of navigation: Suppose, that this nation possesses always the same stock of coin, but is continually encreasing in its numbers and industry: It is evident, that the price of every commodity must gradually diminish in that kingdom; since it is the proportion between money and any species of goods, which fixes their mutual value; and, upon the present supposition, the conveniencies of life become every day more abundant, without any alteration in the current specie. A less quantity of money, therefore, among this people, will make a rich man, during the times of industry, than would suffice to that purpose, in ignorant and slothful ages. Less money will build a house, portion a daughter, buy an estate, support a manufactory, or maintain a family and equipage. These are the uses for which men borrow money; and therefore, the greater or less quantity of it in a state has no influence on the interest. But it is evident, that the greater or less stock of labour and commodities must have a great influence; since we really and in effect borrow these, when we take money upon interest. It is true, when commerce is extended all over the globe, the most industrious nations always abound most with the precious metals: So that low interest and plenty of money are in fact almost inseparable. But still it is of consequence to know the principle whence any phenomenon arises, and to distinguish between a cause and a concomitant effect.2 Besides that the speculation is curious, it may frequently be of use in the conduct of public affairs. At least, it must be owned, that nothing can be of more use than to improve, by practice, the method of reasoning on these subjects, which of all others are the most important; though they are commonly treated in the loosest and most careless manner.
Another reason of this popular mistake with regard to the cause of low interest, seems to be the instance of some nations; where, after a sudden acquisition of money or of the precious metals, by means of foreign conquest, the interest has fallen, not only among them, but in all the neighbouring states, as soon as that money was dispersed, and had insinuated itself into every corner. Thus, interest in Spain fell near a half immediately after the discovery of the West Indies, as we are informed by Garcilasso de la Vega:3 And it has been ever since gradually sinking in every kingdom of Europe. Interest in Rome, after the conquest of Egypt, fell from 6 to 4 per cent. as we learn from Dion.4
The causes of the sinking of interest, upon such an event, seem different in the conquering country and in the neighbouring states; but in neither of them can we justly ascribe that effect merely to the encrease of gold and silver.
In the conquering country, it is natural to imagine, that this new acquisition of money will fall into a few hands, and be gathered into large sums, which seek a secure revenue, either by the purchase of land or by interest; and consequently the same effect follows, for a little time, as if there had been a great accession of industry and commerce. The encrease of lenders above the borrowers sinks the interest; and so much the faster, if those, who have acquired those large sums, find no industry or commerce in the state, and no method of employing their money but by lending it at interest. But after this new mass of gold and silver has been digested, and has circulated through the whole state, affairs will soon return to their former situation; while the landlords and new money-holders, living idly, squander above their income; and the former daily contract debt, and the latter encroach on their stock till its final extinction. The whole money may still be in the state, and make itself felt by the encrease of prices: But not being now collected into any large masses or stocks, the disproportion between the borrowers and lenders is the same as formerly, and consequently the high interest returns.
Accordingly we find, in Rome, that, so early as Tiberius’s time, interest had again mounted to 6 per cent.5 though no accident had happened to drain the empire of money. In Trajan’s time, money lent on mortgages in Italy, bore 6 per cent.;6 on common securities in Bithynia, 12.7 And if interest in Spain has not risen to its old pitch; this can be ascribed to nothing but the continuance of the same cause that sunk it, to wit, the large fortunes continually made in the Indies, which come over to Spain from time to time, and supply the demand of the borrowers. By this accidental and extraneous cause, more money is to be lent in Spain, that is, more money is collected into large sums than would otherwise be found in a state, where there are so little commerce and industry.
As to the reduction of interest, which has followed in England, France, and other kingdoms of Europe, that have no mines, it has been gradual; and has not proceeded from the encrease of money, considered merely in itself; but from that of industry, which is the natural effect of the former encrease, in that interval, before it raises the price of labour and provisions. For to return to the foregoing supposition; if the industry of England had risen as much from other causes, (and that rise might easily have happened, though the stock of money had remained the same) must not all the same consequences have followed, which we observe at present? The same people would, in that case, be found in the kingdom, the same commodities, the same industry, manufactures, and commerce; and consequently the same merchants, with the same stocks, that is, with the same command over labour and commodities, only represented by a smaller number of white or yellow pieces; which being a circumstance of no moment, would only affect the waggoner, porter, and trunk-maker. Luxury, therefore, manufactures, arts, industry, frugality, flourishing equally as at present, it is evident, that interest must also have been as low; since that is the necessary result of all these circumstances; so far as they determine the profits of commerce, and the proportion between the borrowers and lenders in any state.
It is very usual, in nations ignorant of the nature of commerce, to prohibit the exportation of commodities, and to preserve among themselves whatever they think valuable and useful. They do not consider, that, in this prohibition, they act directly contrary to their intention; and that the more is exported of any commodity, the more will be raised at home, of which they themselves will always have the first offer.°
It is well known to the learned, that the ancient laws of Athens rendered the exportation of figs criminal; that being supposed a species of fruit so excellent in Attica, that the Athenians deemed it too delicious for the palate of any foreigner. And in this ridiculous prohibition they were so much in earnest, that informers were thence called sycophants among them, from two Greek words, which signify figs and discoverer.1,a There are proofs in many old acts of parliament of the same ignorance in the nature of commerce, particularly in the reign of Edward III.2 And to this day, in France, the exportation of corn is almost always prohibited; in order, as they say, to prevent famines; though it is evident, that nothing contributes more to the frequent famines, which so much distress that fertile country.
The same jealous fear, with regard to money, has also prevailed among several nations; and it required both reason and experience to convince any people, that these prohibitions serve to no other purpose than to raise the exchange against them, and produce a still greater exportation.3
These errors, one may say, are gross and palpable: But there still prevails, even in nations well acquainted with commerce, a strong jealousy with regard to the balance of trade, and a fear, that all their gold and silver may be leaving them. This seems to me, almost in every case, a groundless apprehension; and I should as soon dread, that all our springs and rivers should be exhausted, as that money should abandon a kingdom where there are people and industry. Let us carefully preserve these latter advantages; and we need never be apprehensive of losing the former.
It is easy to observe, that all calculations concerning the balance of trade are founded on very uncertain facts and suppositions. The custom-house books are allowed to be an insufficient ground of reasoning; nor is the rate of exchange much better; unless we consider it with all nations, and know also the proportions of the several sums remitted; which one may safely pronounce impossible. Every man, who has ever reasoned on this subject, has always proved his theory, whatever it was, by facts and calculations, and by an enumeration of all the commodities sent to all foreign kingdoms.
The writings of Mr. Gee struck the nation with an universal panic, when they saw it plainly demonstrated, by a detail of particulars, that the balance was against them for so considerable a sum as must leave them without a single shilling in five or six years.4 But luckily, twenty years have since elapsed, with an expensive foreign war; yet is it commonly supposed, that money is still more plentiful among us than in any former period.
Nothing can be more entertaining on this head than Dr. Swift; an authorb so quick in discerning the mistakes and absurdities of others. He says, in his short view of the state ofIreland, that the whole cash of that kingdom formerly amounted but to 500,000 l.; that out of this the Irish remitted every year a neat million to England, and had scarcely any other source from which they could compensate themselves, and little other foreign trade than the importation of French wines, for which they paid ready money.5 The consequence of this situation, which must be owned to be disadvantageous, was, that, in a course of three years, the current money of Ireland, from 500,000 l. was reduced to less than two. And at present, I suppose, in a course of 30 years it is absolutely nothing. Yet I know not how, that opinion of the advance of riches in Ireland, which gave the Doctor so much indignation, seems still to continue, and gain ground with every body.
In short, this apprehension of the wrong balance of trade, appears of such a nature, that it discovers itself, wherever one is out of humour with the ministry, or is in low spirits; and as it can never be refuted by a particular detail of all the exports, which counterbalance the imports, it may here be proper to form a general argument, that may prove the impossibility of this event, as long as we preserve our people and our industry.
Suppose four-fifths of all the money in Great Britain to be annihilated in one night, and the nation reduced to the same condition, with regard to specie, as in the reigns of the Harrys and Edwards,6 what would be the consequence? Must not the price of all labour and commodities sink in proportion, and every thing be sold as cheap as they were in those ages? What nation could then dispute with us in any foreign market, or pretend to navigate or to sell manufactures at the same price, which to us would afford sufficient profit? In how little time, therefore, must this bring back the money which we had lost, and raise us to the level of all the neighbouring nations? Where, after we have arrived, we immediately lose the advantage of the cheapness of labour and commodities; and the farther flowing in of money is stopped by our fulness and repletion.°
Again, suppose, that all the money of Great Britain were multiplied fivefold in a night, must not the contrary effect follow? Must not all labour and commodities rise to such an exorbitant height, that no neighbouring nations could afford to buy from us; while their commodities, on the other hand, became comparatively so cheap, that, in spite of all the laws which could be formed, they would be run in upon us, and our money flow out; till we fall to a level with foreigners, and lose that great superiority of riches, which had laid us under such disadvantages?
Now, it is evident, that the same causes, which would correct these exorbitant inequalities, were they to happen miraculously, must prevent their happening in the common course of nature, and must for ever, in all neighbouring nations, preserve money nearly proportionable to the art and industry of each nation. All water, wherever it communicates, remains always at a level. Ask naturalists the reason; they tell you, that, were it to be raised in any one place, the superior gravity of that part not being balanced, must depress it, till it meet a counterpoise; and that the same cause, which redresses the inequality when it happens, must for ever prevent it, without some violent external operation.7
Can one imagine, that it had ever been possible, by any laws, or even by any art or industry, to have kept all the money in Spain, which the galleons have brought from the Indies? Or that all commodities could be sold in France for a tenth of the price which they would yield on the other side of the Pyrenees, without finding their way thither, and draining from that immense treasure? What other reason, indeed, is there, why all nations, at present, gain in their trade with Spain and Portugal; but because it is impossible to heap up money, more than any fluid, beyond its proper level? The sovereigns of these countries have shown, that they wanted not inclination to keep their gold and silver to themselves, had it been in any degree practicable.
But as any body of water may be raised above the level of the surrounding element, if the former has no communication with the latter; so in money, if the communication be cut off, by any material or physical impediment, (for all laws alone are ineffectual) there may, in such a case, be a very great inequality of money. Thus the immense distance of China, together with the monopolies of our India companies, obstructing the communication, preserve in Europe the gold and silver, especially the latter, in much greater plenty than they are found in that kingdom.8 But, notwithstanding this great obstruction, the force of the causes abovementioned is still evident. The skill and ingenuity of Europe in general surpasses perhaps that of China, with regard to manual arts and manufactures; yet are we never able to trade thither without great disadvantage. And were it not for the continual recruits,° which we receive from America, money would soon sink in Europe, and rise in China, till it came nearly to a level in both places. Nor can any reasonable man doubt, but that industrious nation, were they as near us as Poland or Barbary, would drain us of the overplus of our specie, and draw to themselves a larger share of the West Indian treasures. We need not have recourse to a physical attraction, in order to explain the necessity of this operation. There is a moral attraction, arising from the interests and passions of men, which is full as potent and infallible.
How is the balance kept in the provinces of every kingdom among themselves, but by the force of this principle, which makes it impossible for money to lose its level, and either to rise or sink beyond the proportion of the labour and commodities which are in each province? Did not long experience make people easy on this head, what a fund of gloomy reflections might calculations afford to a melancholy Yorkshireman, while he computed and magnified the sums drawn to London by taxes, absentees,° commodities, and found on comparison the opposite articles so much inferior? And no doubt, had the Heptarchy subsisted in England,9 the legislature of each state had been continually alarmed by the fear of a wrong balance; and as it is probable that the mutual hatred of these states would have been extremely violent on account of their close neighbourhood, they would have loaded and oppressed all commerce, by a jealous and superfluous caution. Since the union has removed the barriers between Scotland and England, which of these nations gains from the other by this free commerce? Or if the former kingdom has received any encrease of riches, can it reasonably be accounted for by any thing but the encrease of its art and industry? It was a common apprehension in England, before the union, as we learn from L’abbe du Bos,10 that Scotland would soon drain them of their treasure, were an open trade allowed; and on the other side the Tweed a contrary apprehension prevailed: With what justice in both, time has shown.
What happens in small portions of mankind, must take place in greater. The provinces of the Roman empire, no doubt, kept their balance with each other, and with Italy, independent of the legislature; as much as the several counties of Great Britain, or the several parishes of each county. And any man who travels over Europe at this day, may see, by the prices of commodities, that money, in spite of the absurd jealousy of princes and states, has brought itself nearly to a level; and that the difference between one kingdom and another is not greater in this respect, than it is often between different provinces of the same kingdom. Men naturally flock to capital cities, sea-ports, and navigable rivers. There we find more men, more industry, more commodities, and consequently more money; but still the latter difference holds proportion with the former, and the level is preserved.11
Our jealousy and our hatred of France are without bounds; and the former sentiment, at least, must be acknowledged reasonable and well-grounded. These passions have occasioned innumerable barriers and obstructions upon commerce, where we are accused of being commonly the aggressors. But what have we gained by the bargain? We lost the French market for our woollen manufactures, and transferred the commerce of wine to Spain and Portugal, where we buy worse liquor at a higher price. There are few Englishmen who would not think their country absolutely ruined, were French wines sold in England so cheap and in such abundance as to supplant, in some measure, all ale, and home-brewed liquors: But would we lay aside prejudice, it would not be difficult to prove, that nothing could be more innocent, perhaps advantageous. Each new acre of vineyard planted in France, in order to supply England with wine, would make it requisite for the French to take the produce of an English acre, sown in wheat or barley, in order to subsist themselves; and it is evident, that we should thereby get command of the better commodity.
There are many edicts of the French king, prohibiting the planting of new vineyards, and ordering all those which are lately planted to be grubbed up: So sensible are they, in that country, of the superior value of corn, above every other product.
Mareschal Vauban complains often, and with reason, of the absurd duties which load the entry of those wines of Languedoc, Guienne, and other southern provinces, that are imported into Britanny and Normandy.12 He entertained no doubt but these latter provinces could preserve their balance, notwithstanding the open commerce which he recommends. And it is evident, that a few leagues more navigation to England would make no difference; or if it did, that it must operate alike on the commodities of both kingdoms.
There is indeed one expedient by which it is possible to sink, and another by which we may raise money beyond its natural level in any kingdom; but these cases, when examined, will be found to resolve into our general theory, and to bring additional authority to it.
I scarcely know any method of sinking money below its level, but those institutions of banks, funds, and paper-credit, c which are so much practised in this kingdom. These render paper equivalent to money, circulate it throughout the whole state, make it supply the place of gold and silver, raise proportionably the price of labour and commodities, and by that means either banish a great part of those precious metals, or prevent their farther encrease. What can be more shortsighted than our reasonings on this head? We fancy, because an individual would be much richer, were his stock of money doubled, that the same good effect would follow were the money of every one encreased; not considering, that this would raise as much the price of every commodity, and reduce every man, in time, to the same condition as before. It is only in our public negociations and transactions with foreigners, that a greater stock of money is advantageous; and as our paper is there absolutely insignificant, we feel, by its means, all the ill effects arising from a great abundance of money, without reaping any of the advantages.13
Suppose that there are 12 millions of paper, which circulate in the kingdom as money, (for we are not to imagine, that all our enormous funds are employed in that shape) and suppose the real cash of the kingdom to be 18 millions: Here is a state which is found by experience to be able to hold a stock of 30 millions. I say, if it be able to hold it, it must of necessity have acquired it in gold and silver, had we not obstructed the entrance of these metals by this new invention of paper. Whence would it have acquired that sum? From all the kingdoms of the world. But why? Because, if you remove these 12 millions, money in this state is below its level, compared with our neighbours; and we must immediately draw from all of them, till we be full and saturate, so to speak, and can hold no more. By our present politics, we are as careful to stuff the nation with this fine commodity of bank-bills and chequer-notes, as if we were afraid of being overburthened with the precious metals.
It is not to be doubted, but the great plenty of bullion in France is, in a great measure, owing to the want of paper-credit. The French have no banks: Merchants bills do not there circulate as with us: Usury or lending on interest is not directly permitted; so that many have large sums in their coffers: Great quantities of plate° are used in private houses; and all the churches are full of it. By this means, provisions and labour still remain cheaper among them, than in nations that are not half so rich in gold and silver. The advantages of this situation, in point of trade as well as in great public emergencies, are too evident to be disputed.
The same fashion a few years ago prevailed in Genoa, which still has place in England and Holland, of using services of China-ware instead of plate; but the senate, foreseeing the consequence, prohibited the use of that brittle commodity beyond a certain extent; while the use of silver-plate was left unlimited. And I suppose, in their late distresses, they felt the good effect of this ordinance. Our tax on plate is, perhaps, in this view, somewhat impolitic.
Before the introduction of paper-money into our colonies, they had gold and silver sufficient for their circulation. Since the introduction of that commodity, the least inconveniency that has followed is the total banishment of the precious metals. And after the abolition of paper, can it be doubted but money will return, while these colonies possess manufactures and commodities, the only thing valuable in commerce, and for whose sake alone all men desire money.
What pity Lycurgus did not think of paper-credit, when he wanted to banish gold and silver from Sparta! It would have served his purpose better than the lumps of iron he made use of as money; and would also have prevented more effectually all commerce with strangers, as being of so much less real and intrinsic value.14
d It must, however, be confessed, that, as all these questions of trade and money are extremely complicated, there are certain lights, in which this subject may be placed, so as to represent the advantages of paper-credit and banks to be superior to their disadvantages. That they banish specie and bullion from a state is undoubtedly true; and whoever looks no farther than this circumstance does well to condemn them; but specie and bullion are not of so great consequence as not to admit of a compensation, and even an overbalance from the encrease of industry and of credit, which may be promoted by the right use of paper-money. It is well known of what advantage it is to a merchant to be able to discount his bills upon occasion; and every thing that facilitates this species of traffic is favourable to the general commerce of a state. But private bankers are enabled to give such credit by the credit they receive from the depositing of money in their shops; and the bank of England in the same manner, from the liberty it has to issue its notes in all payments. There was an invention of this kind, which was fallen upon some years ago by the banks of Edinburgh; and which, as it is one of the most ingenious ideas that has been executed in commerce, has also been thought advantageous to Scotland. It is there called a Bank-Credit; and is of this nature. A man goes to the bank and finds surety° to the amount, we shall suppose, of a thousand pounds. This money, or any part of it, he has the liberty of drawing out whenever he pleases, and he pays only the ordinary interest for it, while it is in his hands. He may, when he pleases, repay any sum so small as twenty pounds, and the interest is discounted from the very day of the repayment. The advantages, resulting from this contrivance, are manifold. As a man may find surety nearly to the amount of his substance, and his bank-credit is equivalent to ready money, a merchant does hereby in a manner coin his houses, his household furniture, the goods in his warehouse, the foreign debts due to him, his ships at sea; and can, upon occasion, employ them in all payments, as if they were the current money of the country. If a man borrow a thousand pounds from a private hand, besides that it is not always to be found when required, he pays interest for it, whether he be using it or not: His bank-credit costs him nothing except during the very moment, in which it is of service to him: And this circumstance is of equal advantage as if he had borrowed money at much lower interest. Merchants, likewise, from this invention, acquire a great facility in supporting each other’s credit, which is a considerable security against bankruptcies. A man, when his own bank-credit is exhausted, goes to any of his neighbours who is not in the same condition; and he gets the money, which he replaces at his convenience.
e After this practice had taken place during some years at Edinburgh, several companies of merchants at Glasgow carried the matter farther. They associated themselves into different banks, and issued notes so low as ten shillings, which they used in all payments for goods, manufactures, tradesmen’s labour of all kinds; and these notes, from the established credit of the companies, passed as money in all payments throughout the country. By this means, a stock of five thousand pounds was able to perform the same operations as if it were six or seven; and merchants were thereby enabled to trade to a greater extent, and to require less profit in all their transactions. But whatever other advantages result from these inventions, it must still be allowed that, besides giving too great facility to credit, which is dangerous, they banish the precious metals; and nothing can be a more evident proof of it, than a comparison of the past and present condition of Scotland in that particular. It was found, upon the recoinage made after the union, that there was near a million of specie in that country: But notwithstanding the great encrease of riches, commerce and manufactures of all kinds, it is thought, that, even where there is no extraordinary drain made by England, the current specie will not now amount to a third of that sum.
f But as our projects of paper-credit are almost the only expedient, by which we can sink money below its level; so, in my opinion, the only expedient, by which we can raise money above it, is a practice which we should all exclaim against as destructive, namely, the gathering of large sums into a public treasure, locking them up, and absolutely preventing their circulation. The fluid, not communicating with the neighbouring element, may, by such an artifice, be raised to what height we please. To prove this, we need only return to our first supposition, of annihilating the half or any part of our cash; where we found, that the immediate consequence of such an event would be the attraction of an equal sum from all the neighbouring kingdoms. Nor does there seem to be any necessary bounds set, by the nature of things, to this practice of hoarding. A small city, like Geneva, continuing this policy for ages, might engross nine-tenths of the money of Europe. There seems, indeed, in the nature of man, an invincible obstacle to that immense growth of riches. A weak state, with an enormous treasure, will soon become a prey to some of its poorer, but more powerful neighbours. A great state would dissipate its wealth in dangerous and ill-concerted projects; and probably destroy, with it, what is much more valuable, the industry, morals, and numbers of its people. The fluid, in this case, raised to too great a height, bursts and destroys the vessel that contains it; and mixing itself with the surrounding element, soon falls to its proper level.
So little are we commonly acquainted with this principle, that, though all historians agree in relating uniformly so recent an event, as the immense treasure amassed by Harry VII. (which they make amount to g 2,700,000 pounds,) we rather reject their concurring testimony, than admit of a fact, which agrees so ill with our inveterate prejudices. It is indeed probable, that this sum might be three-fourths of all the money in England. But where is the difficulty in conceiving, that such a sum might be amassed in twenty years, by a cunning, rapacious, frugal, and almost absolute monarch? Nor is it probable, that the diminution of circulating money was ever sensibly felt by the people, or ever did them any prejudice. The sinking of the prices of all commodities would immediately replace it, by giving England the advantage in its commerce with the neighbouring kingdoms.
Have we not an instance, in the small republic of Athens with its allies, who, in about fifty years, between the Median and Peloponnesian wars, amassed h a sum not much inferior to that of Harry VII.? For all the Greek historians15 and orators16 agree, that the Athenians collected in the citadel more than 10,000 talents, which they afterwards dissipated to their own ruin, in rash and imprudent enterprizes. But when this money was set a running, and began to communicate with the surrounding fluid; what was the consequence? Did it remain in the state? No. For we find, by the memorable census mentioned by Demosthenes17 and Polybius,18 that, in about fifty years afterwards, the whole value of the republic, comprehending lands, houses, commodities, slaves, and money, was less than 6000 talents.
What an ambitious high-spirited people was this, to collect and keep in their treasury, with a view to conquests, a sum, which it was every day in the power of the citizens, by a single vote, to distribute among themselves, and which would have gone near to triple the riches of every individual! For we must observe, that the numbers and private riches of the Athenians are said, by ancient writers, to have been no greater at the beginning of the Peloponnesian war, than at the beginning of the Macedonian.
Money was little more plentiful in Greece during the age of Philip and Perseus, than in England during that of Harry VII.: Yet these two monarchs in thirty years19 collected from the small kingdom of Macedon, a larger treasure than that of the English monarch. Paulus Æmilius brought to Rome about 1,700,000 pounds Sterling.20Pliny says, 2,400,000.21 And that was but a part of the Macedonian treasure. The rest was dissipated by the resistance and flight of Perseus.22
We may learn from Stanian, that the canton of Berne had 300,000 pounds lent at interest, and had above six times as much in their treasury. Here then is a sum hoarded of 1,800,000 pounds Sterling, which is at least quadruple what should naturally circulate in such a petty state; and yet no one, who travels in the Pais de Vaux, or any part of that canton, observes any want of money more than could be supposed in a country of that extent, soil, and situation. On the contrary, there are scarce any inland provinces in the continent of France or Germany, where the inhabitants are at this time so opulent, though that canton has vastly encreased its treasure since 1714, the time when Stanian wrote his judicious account of Switzerland.23
The account given by Appian24 of the treasure of the Ptolemies, is so prodigious, that one cannot admit of it; and so much the less, because the historian says, that the other successors of Alexander were also frugal, and had many of them treasures not much inferior. For this saving humour of the neighbouring princes must necessarily have checked the frugality of the Egyptian monarchs, according to the foregoing theory. The sum he mentions is 740,000 talents, or 191,166,666 pounds 13 shillings and 4 pence, according to Dr. Arbuthnot’s computation. And yet Appian says, that he extracted his account from the public records; and he was himself a native of Alexandria.
From these principles we may learn what judgment we ought to form of those numberless bars, obstructions, and imposts, which all nations of Europe, and none more than England, have put upon trade; from an exorbitant desire of amassing money, which never will heap up beyond its level, while it circulates; or from an ill-grounded apprehension of losing their specie, which never will sink below it. Could any thing scatter our riches, it would be such impolitic contrivances. But this general ill effect, however, results from them, that they deprive neighbouring nations of that free communication and exchange which the Author of the world has intended, by giving them soils, climates, and geniuses, so different from each other.
Our modern politics embrace the only method of banishing money, the using of paper-credit; they reject the only method of amassing it, the practice of hoarding; and they adopt a hundred contrivances, which serve to no purpose but to check industry, and rob ourselves and our neighbours of the common benefits of art and nature.
All taxes, however, upon foreign commodities, are not to be regarded as prejudicial or useless, but those only which are founded on the jealousy above-mentioned. A tax on German linen encourages home manufactures, and thereby multiplies our people and industry. A tax on brandy encreases the sale of rum, and supports our southern colonies. And as it is necessary, that imposts should be levied, for the support of government, it may be thought more convenient to lay them on foreign commodities, which can easily be intercepted at the port, and subjected to the impost. We ought, however, always to remember the maxim of Dr. Swift, That, in the arithmetic of the customs, two and two make not four, but often make only one.25 It can scarcely be doubted, but if the duties on wine were lowered to a third, they would yield much more to the government than at present: Our people might thereby afford to drink commonly a better and more wholesome liquor; and no prejudice would ensue to the balance of trade, of which we are so jealous. The manufacture of ale beyond the agriculture is but inconsiderable, and gives employment to few hands. The transport of wine and corn would not be much inferior.
But are there not frequent instances, you will say, of states and kingdoms, which were formerly rich and opulent, and are now poor and beggarly? Has not the money left them, with which they formerly abounded? I answer, If they lose their trade, industry, and people, they cannot expect to keep their gold and silver: For these precious metals will hold proportion to the former advantages. When Lisbon and Amsterdam got the East-India trade from Venice and Genoa, they also got the profits and money which arose from it. Where the seat of government is transferred, where expensive armies are maintained at a distance, where great funds are possessed by foreigners; there naturally follows from these causes a diminution of the specie. But these, we may observe, are violent and forcible methods of carrying away money, and are in time commonly attended with the transport of people and industry. But where these remain, and the drain is not continued, the money always finds its way back again, by a hundred canals, of which we have no notion or suspicion. What immense treasures have been spent, by so many nations, in Flanders, since the revolution, in the course of three long wars?26 More money perhaps than the half of what is at present in Europe. But what has now become of it? Is it in the narrow compass of the Austrian provinces? No, surely: It has most of it returned to the several countries whence it came, and has followed that art and industry, by which at first it was acquired. i For above a thousand years, the money of Europe has been flowing to Rome, by an open and sensible current; but it has been emptied by many secret and insensible canals: And the want of industry and commerce renders at present the papal dominions the poorest territory in all Italy.
In short, a government has great reason to preserve with care its people and its manufactures. Its money, it may safely trust to the course of human affairs, without fear or jealousy. Or if it ever give attention to this latter circumstance, it ought only to be so far as it affects the former.
Having endeavoured to remove one species of ill-founded jealousy, which is so prevalent among commercial nations, it may not be amiss to mention another, which seems equally groundless.1 Nothing is more usual, among states which have made some advances in commerce, than to look on the progress of their neighbours with a suspicious eye, to consider all trading states as their rivals, and to suppose that it is impossible for any of them to flourish, but at their expence. In opposition to this narrow and malignant opinion, I will venture to assert, that the encrease of riches and commerce in any one nation, instead of hurting, commonly promotes the riches and commerce of all its neighbours; and that a state can scarcely carry its trade and industry very far, where all the surrounding states are buried in ignorance, sloth, and barbarism.
It is obvious, that the domestic industry of a people cannot be hurt by the greatest prosperity of their neighbours; and as this branch of commerce is undoubtedly the most important in any extensive kingdom, we are so far removed from all reason of jealousy. But I go farther, and observe, that where an open communication is preserved among nations, it is impossible but the domestic industry of every one must receive an encrease from the improvements of the others. Compare the situation of Great Britain at present, with what it was two centuries ago. All the arts both of agriculture and manufactures were then extremely rude and imperfect. Every improvement, which we have since made, has arisen from our imitation of foreigners; and we ought so far to esteem it happy, that they had previously made advances in arts and ingenuity. But this intercourse is still upheld to our great advantage: Notwithstanding the advanced state of our manufactures, we daily adopt, in every art, the inventions and improvements of our neighbours. The commodity is first imported from abroad, to our great discontent, while we imagine that it drains us of our money: Afterwards, the art itself is gradually imported, to our visible advantage: Yet we continue still to repine,° that our neighbours should possess any art, industry, and invention; forgetting that, had they not first instructed us, we should have been at present barbarians; and did they not still continue their instructions, the arts must fall into a state of languor, and lose that emulation and novelty, which contribute so much to their advancement.
The encrease of domestic industry lays the foundation of foreign commerce. Where a great number of commodities are raised and perfected for the home-market, there will always be found some which can be exported with advantage. But if our neighbours have no art or cultivation, they cannot take them; because they will have nothing to give in exchange. In this respect, states are in the same condition as individuals. A single man can scarcely be industrious, where all his fellow-citizens are idle. The riches of the several members of a community contribute to encrease my riches, whatever profession I may follow. They consume the produce of my industry, and afford me the produce of theirs in return.
Nor needs any state entertain apprehensions, that their neighbours will improve to such a degree in every art and manufacture, as to have no demand from them. Nature, by giving a diversity of geniuses, climates, and soils, to different nations, has secured their mutual intercourse and commerce, as long as they all remain industrious and civilized. Nay, the more the arts encrease in any state, the more will be its demands from its industrious neighbours. The inhabitants, having become opulent and skilful, desire to have every commodity in the utmost perfection; and as they have plenty of commodities to give in exchange, they make large importations from every foreign country. The industry of the nations, from whom they import, receives encouragement: Their own is also encreased, by the sale of the commodities which they give in exchange.
But what if a nation has any staple commodity, such as the woollen manufacture is in England? Must not the interfering of our neighbours in that manufacture be a loss to us? I answer, that, when any commodity is denominated the staple of a kingdom, it is supposed that this kingdom has some peculiar and natural advantages for raising the commodity; and if, notwithstanding these advantages, they lose such a manufacture, they ought to blame their own idleness, or bad government, not the industry of their neighbours. It ought also to be considered, that, by the encrease of industry among the neighbouring nations, the consumption of every particular species of commodity is also encreased; and though foreign manufactures interfere with them in the market, the demand for their product may still continue, or even encrease. And should it diminish, ought the consequence to be esteemed so fatal? If the spirit of industry be preserved, it may easily be diverted from one branch to another; and the manufacturers of wool, for instance, be employed in linen, silk, iron, or any other commodities, for which there appears to be a demand. We need not apprehend, that all the objects of industry will be exhausted, or that our manufacturers, while they remain on an equal footing with those of our neighbours, will be in danger of wanting employment. The emulation among rival nations serves rather to keep industry alive in all of them: And any people is happier who possess a variety of manufactures, than if they enjoyed one single great manufacture, in which they are all employed. Their situation is less precarious; and they will feel less sensibly those revolutions and uncertainties, to which every particular branch of commerce will always be exposed.
The only commercial state, that ought to dread the improvements and industry of their neighbours, is such a one as the Dutch, who enjoying no extent of land, nor possessing any number of native commodities, flourish only by their being the brokers, and factors,° and carriers of others. Such a people may naturally apprehend, that, as soon as the neighbouring states come to know and pursue their interest, they will take into their own hands the management of their affairs, and deprive their brokers of that profit, which they formerly reaped from it. But though this consequence may naturally be dreaded, it is very long before it takes place; and by art and industry it may be warded off for many generations, if not wholly eluded. The advantage of superior stocks and correspondence is so great, that it is not easily overcome; and as all the transactions encrease by the encrease of industry in the neighbouring states, even a people whose commerce stands on this precarious basis, may at first reap a considerable profit from the flourishing condition of their neighbours. The Dutch, having mortgaged all their revenues, make not such a figure in political transactions as formerly; but their commerce is surely equal to what it was in the middle of the last century, when they were reckoned among the great powers of Europe.
Were our narrow and malignant politics to meet with success, we should reduce all our neighbouring nations to the same state of sloth and ignorance that prevails in Morocco and the coast of Barbary. But what would be the consequence? They could send us no commodities: They could take none from us: Our domestic commerce itself would languish for want of emulation, example, and instruction: And we ourselves should soon fall into the same abject condition, to which we had reduced them. I shall therefore venture to acknowledge, that, not only as a man, but as a British subject, I pray for the flourishing commerce of Germany, Spain, Italy, and even France itself. I am at least certain, that Great Britain, and all those nations, would flourish more, did their sovereigns and ministers adopt such enlarged and benevolent sentiments towards each other.
It is a question whether the idea of the balance of power be owing entirely to modern policy, or whether the phrase only has been invented in these later ages? It is certain, that Xenophon,1 in his Institution of Cyrus, represents the combination of the Asiatic powers to have arisen from a jealousy of the encreasing force of the Medes and Persians; and though that elegant composition should be supposed altogether a romance,° this sentiment, ascribed by the author to the eastern princes, is at least a proof of the prevailing notion of ancient times.
In all the politics of Greece, the anxiety, with regard to the balance of power, is apparent, and is expressly pointed out to us, even by the ancient historians. Thucydides2 represents the league, which was formed against Athens, and which produced the Peloponnesian war, as entirely owing to this principle. And after the decline of Athens, when the Thebans and Lacedemonians disputed for sovereignty, we find, that the Athenians (as well as many other republics) always threw themselves into the lighter scale, and endeavoured to preserve the balance. They supported Thebes against Sparta, till the great victory gained by Epaminondas at Leuctra; after which they immediately went over to the conquered, from generosity, as they pretended, but in reality from their jealousy of the conquerors.3
Whoever will read Demosthenes’s oration for the Megalopolitans, may see the utmost refinements on this principle, that ever entered into the head of a Venetian or English speculatist.4 And upon the first rise of the Macedonian power, this orator immediately discovered the danger, sounded the alarm throughout all Greece, and at last assembled that confederacy under the banners of Athens, which fought the great and decisive battle of Chaeronea.
It is true, the Grecian wars are regarded by historians as wars of emulation rather than of politics; and each state seems to have had more in view the honour of leading the rest, than any well-grounded hopes of authority and dominion. If we consider, indeed, the small number of inhabitants in any one republic, compared to the whole, the great difficulty of forming sieges in those times, and the extraordinary bravery and discipline of every freeman among that noble people; we shall conclude, that the balance of power was, of itself, sufficiently secured in Greece, and needed not to have been guarded with that caution which may be requisite in other ages. But whether we ascribe the shifting of sides in all the Grecian republics to jealous emulation or cautious politics, the effects were alike, and every prevailing power was sure to meet with a confederacy against it, and that often composed of its former friends and allies.
The same principle, call it envy or prudence, which produced the Ostracism of Athens, and Petalism of Syracuse,5 and expelled every citizen whose fame or power overtopped the rest; the same principle, I say, naturally discovered itself in foreign politics, and soon raised enemies to the leading state, however moderate in the exercise of its authority.
The Persian monarch was really, in his force, a petty prince, compared to the Grecian republics; and therefore it behoved him, from views of safety more than from emulation, to interest himself in their quarrels, and to support the weaker side in every contest. This was the advice given by Alcibiades to Tissaphernes,6 and it prolonged near a century the date of the Persian empire; till the neglect of it for a moment, after the first appearance of the aspiring genius of Philip, brought that lofty and frail edifice to the ground, with a rapidity of which there are few instances in the history of mankind.
The successors of Alexander showed great jealousy of° the balance of power; a jealousy founded on true politics and prudence, and which preserved distinct for several ages the partition made after the death of that famous conqueror. The fortune and ambition of Antigonus7 threatened them anew with a universal monarchy; but their combination, and their victory at Ipsus saved them. And in subsequent times, we find, that, as the Eastern princes considered the Greeks and Macedonians as the only real military force, with whom they had any intercourse, they kept always a watchful eye over that part of the world. The Ptolemies, in particular, supported first Aratus and the Achaeans, and then Cleomenes king of Sparta, from no other view than as a counterbalance to the Macedonian monarchs. For this is the account which Polybius gives of the Egyptian politics.8
The reason, why it is supposed, that the ancients were entirely ignorant of the balance of power, seems to be drawn from the Roman history more than the Grecian; and as the transactions of the former are generally more familiar to us, we have thence formed all our conclusions. It must be owned, that the Romans never met with any such general combination or confederacy against them, as might naturally have been expected from the rapid conquests and declared ambition; but were allowed peaceably to subdue their neighbours, one after another, till they extended their dominion over the whole known world. Not to mention the fabulous history of theiraItalic wars; there was, upon Hannibal’s invasion of the Roman state, a remarkable crisis, which ought to have called up the attention of all civilized nations. It appeared afterwards (nor was it difficult to be observed at the time)9 that this was a contest for universal empire; yet no prince or state seems to have been in the least alarmed about the event or issue of the quarrel. Philip of Macedon remained neuter, till he saw the victories of Hannibal; and then most imprudently formed an alliance with the conqueror, upon terms still more imprudent. He stipulated, that he was to assist the Carthaginian state in their conquest of Italy; after which they engaged to send over forces into Greece, to assist him in subduing the Grecian commonwealths.10
The Rhodian and Achaean republics are much celebrated by ancient historians for their wisdom and sound policy; yet both of them assisted the Romans in their wars against Philip and Antiochus. And what may be esteemed still a stronger proof, that this maxim was not generally known in those ages; no ancient author has remarked the imprudence of these measures, nor has even blamed that absurd treaty above-mentioned, made by Philip with the Carthaginians. Princes and statesmen, in all ages, may, before-hand, be blinded in their reasonings with regard to events: But it is somewhat extraordinary, that historians, afterwards, should not form a sounder judgment of them.
Massinissa, Attalus, Prusias, in gratifying their private passions, were, all of them, the instruments of the Roman greatness; and never seem to have suspected, that they were forging their own chains, while they advanced the conquests of their ally.11 A simple treaty and agreement between Massinissa and the Carthaginians, so much required by mutual interest, barred° the Romans from all entrance into Africa, and preserved liberty to mankind.
The only prince we meet with in the Roman history, who seems to have understood the balance of power, is Hiero king of Syracuse. Though the ally of Rome, he sent assistance to the Carthaginians, during the war of the auxiliaries; “Esteeming it requisite,” says Polybius,12 “both in order to retain his dominions in Sicily, and to preserve the Roman friendship, that Carthage should be safe; lest by its fall the remaining power should be able, without contrast or opposition, to execute every purpose and undertaking. And here he acted with great wisdom and prudence. For that is never, on any account, to be overlooked; nor ought such a force ever to be thrown into one hand, as to incapacitate the neighbouring states from defending their rights against it.” Here is the aim of modern politics pointed out in express terms.
In short, the maxim of preserving the balance of power is founded so much on common sense and obvious reasoning, that it is impossible it could altogether have escaped antiquity, where we find, in other particulars, so many marks of deep penetration and discernment. If it was not so generally known and acknowledged as at present, it had, at least, an influence on all the wiser and more experienced princes and politicians. And indeed, even at present, however generally known and acknowledged among speculative reasoners, it has not, in practice, an authority much more extensive among those who govern the world.
After the fall of the Roman empire, the form of government, established by the northern conquerors, incapacitated them, in a great measure, for farther conquests, and long maintained each state in its proper boundaries. But when vassalage and the feudal militia were abolished, mankind were anew alarmed by the danger of universal monarchy, from the union of so many kingdoms and principalities in the person of the emperor Charles.13 But the power of the house of Austria, founded on extensive but divided dominions, and their riches, derived chiefly from mines of gold and silver, were more likely to decay, of themselves, from internal defects, than to overthrow all the bulwarks raised against them. In less than a century, the force of that violent and haughty race was shattered, their opulence dissipated, their splendor eclipsed. A new power succeeded,14 more formidable to the liberties of Europe, possessing all the advantages of the former, and labouring under none of its defects; except a share of that spirit of bigotry and persecution, with which the house of Austria was so long, and still is so much infatuated.
b In the general wars, maintained against this ambitious power, Great Britain has stood foremost; and she still maintains her station. Beside her advantages of riches and situation, her people are animated with such a national spirit, and are so fully sensible of the blessings of their government, that we may hope their vigour never will languish in so necessary and so just a cause. On the contrary, if we may judge by the past, their passionate ardour seems rather to require some moderation; and they have oftener erred from a laudable excess than from a blameable deficiency.
In the first place, we seem to have been more possessed with the ancient Greek spirit of jealous emulation, than actuated by the prudent views of modern politics. Our wars with France have been begun with justice, and even, perhaps, from necessity; but have always been too far pushed from obstinacy and passion. The same peace, which was afterwards made at Ryswick in 1697, was offered so early as the year ninety-two; that concluded at Utrecht in 1712 might have been finished on as good conditions at Gertruytenberg in the year eight; and we might have given at Frankfort, in 1743, the same terms, which we were glad to accept of at Aix-la-Chapelle in the year forty-eight. Here then we see, that above half of our wars with France, and all our public debts, are owing more to our own imprudent vehemence, than to the ambition of our neighbours.
In the second place, we are so declared in our opposition to French power, and so alert in defence of our allies, that they always reckon upon our force as upon their own; and expecting to carry on war at our expence, refuse all reasonable terms of accommodation. Habent subjectos, tanquam suos; viles, ut alienos.15 All the world knows, that the factious vote of the House of Commons, in the beginning of the last parliament, with the professed humour of the nation, made the queen of Hungary inflexible in her terms, and prevented that agreement with Prussia, which would immediately have restored the general tranquillity of Europe.16
In the third place, we are such true combatants, that, when once engaged, we lose all concern for ourselves and our posterity, and consider only how we may best annoy the enemy. To mortgage our revenues at so deep a rate, in wars, where we were only accessories, was surely the most fatal delusion, that a nation, which had any pretension to politics and prudence, has ever yet been guilty of. That remedy of funding,° if it be a remedy, and not rather a poison, ought, in all reason, to be reserved to the last extremity; and no evil, but the greatest and most urgent, should ever induce us to embrace so dangerous an expedient.
These excesses, to which we have been carried, are prejudicial; and may, perhaps, in time, become still more prejudicial another way, by begetting, as is usual, the opposite extreme, and rendering us totally careless and supine° with regard to the fate of Europe. The Athenians, from the most bustling, intriguing, warlike people of Greece, finding their error in thrusting themselves into every quarrel, abandoned all attention to foreign affairs; and in no contest ever took part on either side, except by their flatteries and complaisance to the victor.
Enormous monarchiesc are, probably, destructive to human nature; in their progress, in their continuance,17 and even in their downfal,° which never can be very distant from their establishment. The military genius, which aggrandized the monarchy, soon leaves the court, the capital, and the center of such a government; while the wars are carried on at a great distance, and interest so small a part of the state. The ancient nobility, whose affections attach them to their sovereign, live all at court; and never will accept of military employments, which would carry them to remote and barbarous frontiers, where they are distant both from their pleasures and their fortune. The arms of the state, must, therefore, be entrusted to mercenary strangers, without zeal, without attachment, without honour; ready on every occasion to turn them against the prince, and join each desperate malcontent, who offers pay and plunder. This is the necessary progress of human affairs: Thus human nature checks itself in its airy elevation: Thus ambition blindly labours for the destruction of the conqueror, of his family, and of every thing near and dear to him. The Bourbons, trusting to the support of their brave, faithful, and affectionate nobility, would push their advantage, without reserve or limitation.18 These, while fired with glory and emulation, can bear the fatigues and dangers of war; but never would submit to languish in the garrisons of Hungary or Lithuania, forgot at court, and sacrificed to the intrigues of every minion or mistress, who approaches the prince. The troops are filled with Cravates and Tartars, Hussars and Cossacs; intermingled, perhaps, with a few soldiers of fortune from the better provinces: And the melancholy fate of the Roman emperors, from the same cause, is renewed over and over again, till the final dissolution of the monarchy.
There is a prevailing maxim,a among some reasoners, that every new tax creates a new ability in the subject to bear it, and that each encrease of public burdens encreases proportionably the industry of the people. This maxim is of such a nature as is most likely to be abused; and is so much the more dangerous, as its truth cannot be altogether denied: but it must be owned, when kept within certain bounds, to have some foundation in reason and experience.1
When a tax is laid upon commodities, which are consumed by the common people, the necessary consequence may seem to be, either that the poor must retrench something from their way of living, or raise their wages, so as to make the burden of the tax fall entirely upon the rich. But there is a third consequence, which often follows upon taxes, namely, that the poor encrease their industry, perform more work, and live as well as before, without demanding more for their labour. Where taxes are moderate, are laid on gradually, and affect not the necessaries of life, this consequence naturally follows; and it is certain, that such difficulties often serve to excite the industry of a people, and render them more opulent and laborious, than others, who enjoy the greatest advantages. For we may observe, as a parallel instance, that the most commercial nations have not always possessed the greatest extent of fertile land; but, on the contrary, that they have laboured under many natural disadvantages. Tyre, Athens, Carthage, Rhodes, Genoa, Venice, Holland, are strong examples to this purpose. And in all history, we find only three instances of large and fertile countries, which have possessed much trade; the Netherlands, England, and France. The two former seem to have been allured by the advantages of their maritime situation, and the necessity they lay under of frequenting foreign ports, in order to procure what their own climate refused them. And as to France, trade has come late into that kingdom, and seems to have been the effect of reflection and observation in an ingenious and enterprizing people, who remarked the riches acquired by such of the neighbouring nations as cultivated navigation and commerce.
The places mentioned by Cicero,2 as possessed of the greatest commerce in his time, are Alexandria, Colchus, Tyre, Sidon, Andros, Cyprus, Pamphylia, Lycia, Rhodes, Chios, Byzantium, Lesbos, Smyrna, Miletum, Coos. All these, except Alexandria, were either small islands, or narrow territories. And that city owed its trade entirely to the happiness of its situation.
Since therefore some natural necessities or disadvantages may be thought favourable to industry, why may not artificial burdens have the same effect? Sir William Temple,3 we may observe, ascribes the industry of the Dutch entirely to necessity, proceeding from their natural disadvantages; and illustrates his doctrine by a striking comparison with Ireland; “where,” says he, “by the largeness and plenty of the soil, and scarcity of people, all things necessary to life are so cheap, that an industrious man, by two days labour, may gain enough to feed him the rest of the week. Which I take to be a very plain ground of the laziness attributed to the people. For men naturally prefer ease before labour, and will not take pains if they can live idle; though when, by necessity, they have been inured to it, they cannot leave it, being grown a custom necessary to their health, and to their very entertainment. Nor perhaps is the change harder, from constant ease to labour, than from constant labour to ease.” After which the author proceeds to confirm his doctrine, by enumerating, as above, the places where trade has most flourished, in ancient and modern times; and which are commonly observed to be such narrow confined territories, as beget a necessity for industry.b
The best taxes are such as are levied upon consumptions,4 especially those of luxury; because such taxes are least felt by the people. They seem, in some measure, voluntary; since a man may chuse how far he will use the commodity which is taxed: They are paid gradually and insensibly:c They naturally produce sobriety and frugality, if judiciously imposed: And being confounded with the natural price of the commodity, they are scarcely perceived by the consumers. Their only disadvantage is, that they are expensive in the levying.
Taxes upon possessions are levied without expence; but have every other disadvantage. Most states, however, are obliged to have recourse to them, in order to supply the deficiencies of the other.
But the most pernicious of all taxes are the arbitrary.5 They are commonly converted, by their management, into punishments on industry; and also, by their unavoidable inequality, are more grievous, than by the real burden which they impose. It is surprising, therefore, to see them have place among any civilized people.
In general, all poll-taxes,6 even when not arbitrary, which they commonly are, may be esteemed dangerous: Because it is so easy for the sovereign to add a little more, and a little more, to the sum demanded, that these taxes are apt to become altogether oppressive and intolerable. On the other hand, a duty upon commodities checks itself; and a prince will soon find, that an encrease of the impost is no encrease of his revenue. It is not easy, therefore, for a people to be altogether ruined by such taxes.
Historians inform us, that one of the chief causes of the destruction of the Roman state, was the alteration, which Constantine introduced into the finances, by substituting an universal poll-tax, in lieu of almost all the tithes, customs, and excises, which formerly composed the revenue of the empire.7 The people, in all the provinces, were so grinded and oppressed by the publicans, that they were glad to take refuge under the conquering arms of the barbarians; whose dominion, as they had fewer necessities and less art, was found preferable to the refined tyranny of the Romans.
d It is an opinion, zealously promoted by some political writers, that, since all taxes, as they pretend, fall ultimately upon land, it were better to lay them originally there, and abolish every duty upon consumptions. But it is denied, that all taxes fall ultimately upon land. If a duty be laid upon any commodity, consumed by an artisan, he has two obvious expedients for paying it; he may retrench somewhat of his expence, or he may encrease his labour. Both these resources are more easy and natural, than that of heightening his wages. We see, that, in years of scarcity, the weaver either consumes less or labours more, or employs both these expedients of frugality and industry, by which he is enabled to reach the end of the year. It is but just, that he should subject himself to the same hardships, if they deserve the name, for the sake of the publick, which gives him protection. By what contrivance can he raise the price of his labour? The manufacturer who employs him, will not give him more: Neither can he, because the merchant, who exports the cloth, cannot raise its price, being limited by the price which it yields in foreign markets. Every man, to be sure, is desirous of pushing off from himself the burden of any tax, which is imposed, and of laying it upon others: But as every man has the same inclination, and is upon the defensive; no set of men can be supposed to prevail altogether in this contest. And why the landed gentleman should be the victim of the whole, and should not be able to defend himself, as well as others are, I cannot readily imagine. All tradesmen, indeed, would willingly prey upon him, and divide him among them, if they could: But this inclination they always have, though no taxes were levied; and the same methods, by which he guards against the imposition of tradesmen before taxes, will serve him afterwards, and make them share the burden with him. e They must be very heavy taxes, indeed, and very injudiciously levied, which the artizan will not, of himself, be enabled to pay, by superior industry and frugality, without raising the price of his labour.
I shall conclude this subject with observing, that we have, with regard to taxes, an instance of what frequently happens in political institutions, that the consequences of things are diametrically opposite to what we should expect on the first appearance. It is regarded as a fundamental maxim of the Turkish government, that the Grand Signior, though absolute master of the lives and fortunes of each individual, has no authority to impose a new tax; and every Ottoman prince, who has made such an attempt, either has been obliged to retract, or has found the fatal effects of his perseverance. One would imagine, that this prejudice or established opinion were the firmest barrier in the world against oppression; yet it is certain, that its effect is quite contrary. The emperor, having no regular method of encreasing his revenue, must allow all the bashaws and governors to oppress and abuse the subjects: And these he squeezes after their return from their government. Whereas, if he could impose a new tax, like our European princes, his interest would so far be united with that of his people, that he would immediately feel the bad effects of these disorderly levies of money, and would find, that a pound, raised by a general imposition, would have less pernicious effects, than a shilling taken in so unequal and arbitrary a manner.
It appears to have been the common practice of antiquity, to make provision, during peace, for the necessities of war, and to hoard up treasures before-hand, as the instruments either of conquest or defence; without trusting to extraordinary impositions, much less to borrowing, in times of disorder and confusion. Besides the immense sums above mentioned,1 which were amassed by Athens, and by the Ptolemies, and other successors of Alexander; we learn from Plato,2 that the frugal Lacedemonians had also collected a great treasure; and Arrian3 and Plutarch4 take notice of the riches which Alexander got possession of on the conquest of Susa and Ecbatana, and which were reserved, some of them, from the time of Cyrus. If I remember right, the scripture also mentions the treasure of Hezekiah and the Jewish princes;5 as profane history does that of Philip and Perseus, kings of Macedon. The ancient republics of Gaul had commonly large sums in reserve.6 Every one knows the treasure seized in Rome by Julius Cæsar, during the civil wars:7 and we find afterwards, that the wiser emperors, Augustus, Tiberius, Vespasian, Severus, &c. always discovered the prudent foresight, of saving great sums against any public exigency.
On the contrary, our modern expedient, which has become very general, is to mortgage the public revenues, and to trust that posterity will pay off the incumbrances contracted by their ancestors: And they, having before their eyes, so good an example of their wise fathers, have the same prudent reliance on their posterity; who, at last, from necessity more than choice, are obliged to place the same confidence in a new posterity. But not to waste time in declaiming against a practice which appears ruinous, a beyond all controversy; it seems pretty apparent, that the ancient maxims are, in this respect, more prudent than the modern; even though the latter had been confined within some reasonable bounds, and had ever, in any instance, been attended with such frugality, in time of peace, as to discharge the debts incurred by an expensive war. For why should the case be so different between the public and an individual, as to make us establish different maxims of conduct for each? If the funds of the former be greater, its necessary expences are proportionably larger; if its resources be more numerous, they are not infinite; and as its frame should be calculated for a much longer duration than the date of a single life, or even of a family, it should embrace maxims, large, durable, and generous, agreeably to the supposed extent of its existence. To trust to chances and temporary expedients, is, indeed, what the necessity of human affairs frequently renders unavoidable; but whoever voluntarily depend on such resources, have not necessity, but their own folly, to accuse for their misfortunes, when any such befal them.8
If the abuses of treasures be dangerous, either by engaging the state in rash enterprizes, or making it neglect military discipline, in confidence of its riches; the abuses of mortgaging are more certain and inevitable; poverty, impotence, and subjection to foreign powers.
According to modern policy war is attended with every destructive circumstance; loss of men, encrease of taxes, decay of commerce, dissipation of money, devastation by sea and land. According to ancient maxims, the opening of the public treasure, as it produced an uncommon affluence of gold and silver, served as a temporary encouragement to industry, and atoned, in some degree, for the inevitable calamities of war.
b It is very tempting to a minister to employ such an expedient, as enables him to make a great figure during his administration, without overburthening the people with taxes, or exciting any immediate clamours against himself. The practice, therefore, of contracting debt will almost infallibly be abused, in every government. It would scarcely be more imprudent to give a prodigal son a credit in every banker’s shop in London, than to impower a statesman to draw bills, in this manner, upon posterity.
What then shall we say to the new paradox, that public incumbrances, are, of themselves, advantageous, independent of the necessity of contracting them; and that any state, even though it were not pressed by a foreign enemy, could not possibly have embraced a wiser expedient for promoting commerce and riches, than to create funds, and debts, and taxes, without limitation? Reasonings, such as these, might naturally have passed for trials of wit among rhetoricians, like the panegyrics on folly and a fever, on Busiris and Nero, had we not seen such absurd maxims patronized by great ministers,9 and by a whole party among us.c
Let us examine the consequences of public debts, both in our domestic management, by their influence on commerce and industry; and in our foreign transactions, by their effect on wars and negociations.d
Public securities are with us become a kind of money, and pass as readily at the current price as gold or silver. Wherever any profitable undertaking offers itself, how expensive soever, there are never wanting hands enow to embrace it; nor need a trader, who has sums in the public stocks, fear to launch out into the most extensive trade; since he is possessed of funds, which will answer the most sudden demand that can be made upon him. No merchant thinks it necessary to keep by him any considerable cash. Bank-stock, or India-bonds,10 especially the latter, serve all the same purposes; because he can dispose of them, or pledge them to a banker, in a quarter of an hour; and at the same time they are not idle, even when in his scritoire,° but bring him in a constant revenue. In short, our national debts furnish merchants with a species of money, that is continually multiplying in their hands, and produces sure gain, besides the profits of their commerce. This must enable them to trade upon less profit. The small profit of the merchant renders the commodity cheaper, causes a greater consumption, quickens the labour of the common people, and helps to spread arts and industry throughout the whole society.
There are also, we may observe, in England and in all states, which have both commerce and public debts, a set of men, who are half merchants, half stock-holders, and may be supposed willing to trade for small profits; because commerce is not their principal or sole support, and their revenues in the funds are a sure resource for themselves and their families. Were there no funds, great merchants would have no expedient for realizing or securing any part of their profit, but by making purchases of land; and land has many disadvantages in comparison of funds. Requiring more care and inspection, it divides the time and attention of the merchant; upon any tempting offer or extraordinary accident in trade, it is not so easily converted into money; and as it attracts too much, both by the many natural pleasures it affords, and the authority it gives, it soon converts the citizen into the country gentleman. More men, therefore, with large stocks and incomes, may naturally be supposed to continue in trade, where there are public debts; and this, it must be owned, is of some advantage to commerce, by diminishing its profits, promoting circulation, and encouraging industry.e
But, in opposition to these two favourable circumstances, perhaps of no very great importance, weigh the many disadvantages which attend our public debts, in the whole interior œconomy of the state: You will find no comparison between the ill and the good which result from them.
First, It is certain, that national debts cause a mighty confluence of people and riches to the capital, by the great sums, levied in the provinces to pay the interest; and perhaps, too, by the advantages in trade above mentioned, which they give the merchants in the capital above the rest of the kingdom. The question is, whether, in our case, it be for the public interest, that so many privileges should be conferred on London, which has already arrived at such an enormous size, and seems still encreasing? Some men are apprehensive of the consequences. For my own part, I cannot forbear thinking, that, though the head is undoubtedly too large for the body, yet that great city is so happily situated, that its excessive bulk causes less inconvenience than even a smaller capital to a greater kingdom. There is more difference between the prices of all provisions in Paris and Languedoc, than between those in London and Yorkshire. f The immense greatness, indeed, of London, under a government which admits not of discretionary power, renders the people factious, mutinous, seditious, and even perhaps rebellious. But to this evil the national debts themselves tend to provide a remedy. The first visible eruption, or even immediate danger, of public disorders must alarm all the stockholders, whose property is the most precarious of any; and will make them fly to the support of government, whether menaced by Jacobitish violence11 or democratical frenzy.
Secondly, Public stocks, being a kind of paper-credit, have all the disadvantages attending that species of money. They banish gold and silver from the most considerable commerce of the state, reduce them to common circulation, and by that means render all provisions and labour dearer than otherwise they would be.g
Thirdly, The taxes, which are levied to pay the interests of these debts,h are apt either to heighten the price of labour, or be an oppression on the poorer sort.
Fourthly, As foreigners possess a great share of our national funds, they render the public, in a manner, tributary to them, and may in time occasion the transport of our people and our industry.
Fifthly, The greater part of the public stock being always in the hands of idle people, who live on their revenue, our funds, in that view, give great encouragement to an useless and unactive life.
But though the injury, that arises to commerce and industry from our public funds, will appear, upon balancing the whole, not inconsiderable, it is trivial, in comparison of the prejudice that results to the state considered as a body politic, which must support itself in the society of nations, and have various transactions with other states in wars and negociations. The ill, there, is pure and unmixed, without any favourable circumstance to atone for it; and it is an ill too of a nature the highest and most important.
We have, indeed, been told, that the public is no weaker upon account of its debts; since they are mostly due among ourselves, and bring as much property to one as they take from another. It is like transferring money from the right hand to the left; which leaves the person neither richer nor poorer than before.12 Such loose reasonings and specious comparisons will always pass, where we judge not upon principles. I ask, Is it possible, in the nature of things, to overburthen a nation with taxes, even where the sovereign resides among them? The very doubt seems extravagant; since it is requisite, in every community, that there be a certain proportion observed between the laborious and the idle part of it. But if all our present taxes be mortgaged, must we not invent new ones? And may not this matter be carried to a length that is ruinous and destructive?
In every nation, there are always some methods of levying money more easy than others, agreeably to the way of living of the people, and the commodities they make use of. In Great Britain, the excises upon malt and beer afford a large revenue; because the operations of malting and brewing are tedious, and are impossible to be concealed; and at the same time, these commodities are not so absolutely necessary to life, as that the raising of their price would very much affect the poorer sort. These taxes being all mortgaged, what difficulty to find new ones! what vexation and ruin of the poor!
Duties upon consumptions are more equal and easy than those upon possessions. What a loss to the public, that the former are all exhausted, and that we must have recourse to the more grievous method of levying taxes!
Were all the proprietors of land only stewards to the public, must not necessity force them to practise all the arts of oppression used by stewards; where the absence or negligence of the proprietor render them secure against enquiry?
It will scarcely be asserted, that no bounds ought ever to be set to national debts; and that the public would be no weaker, were twelve or fifteen shillings in the pound, land-tax, mortgaged, with all the present customs and excises. There is something, therefore, in the case, beside the mere transferring of property from the one hand to another. In 500 years, the posterity of those now in the coaches, and of those upon the boxes,° will probably have changed places, without affecting the public by these revolutions.
i Suppose the public once fairly brought to that condition, to which it is hastening with such amazing rapidity; suppose the land to be taxed eighteen or nineteen shillings in the pound; for it can never bear the whole twenty; suppose all the excises and customs to be screwed up to the utmost which the nation can bear, without entirely losing its commerce and industry; and suppose that all those funds are mortgaged to perpetuity, and that the invention and wit of all our projectors can find no new imposition, which may serve as the foundation of a new loan; and let us consider the necessary consequences of this situation. Though the imperfect state of our political knowledge, and the narrow capacities of men, make it difficult to fortel the effects which will result from any untried measure, the seeds of ruin are here scattered with such profusion as not to escape the eye of the most careless observer.
In this unnatural state of society, the only persons, who possess any revenue beyond the immediate effects of their industry, are the stock-holders, who draw almost all the rent of the land and houses, besides the produce of all the customs and excises. These are men, who have no connexions with the state, who can enjoy their revenue in any part of the globe in which they chuse to reside, who will naturally bury themselves in the capital or in great cities, and who will sink into the lethargy of a stupid and pampered luxury, without spirit, ambition, or enjoyment. Adieu° to all ideas of nobility, gentry, and family. The stocks can be transferred in an instant, and being in such a fluctuating state, will seldom be transmitted during three generations from father to son. Or were they to remain ever so long in one family, they convey no hereditary authority or credit to the possessor; and by this means, the several ranks of men, which form a kind of independent magistracy in a state, instituted by the hand of nature, are entirely lost; and every man in authority derives his influence from the commission alone of the sovereign. No expedient remains for preventing or suppressing insurrections, but mercenary armies: No expedient at all remains for resisting tyranny: Elections are swayed by bribery and corruption alone: And the middle power between king and people being totally removed, a grievous despotism must infallibly prevail. The landholders, despised for their poverty, and hated for their oppressions, will be utterly unable to make any opposition to it.
Though a resolution should be formed by the legislature never to impose any tax which hurts commerce and discourages industry, it will be impossible for men, in subjects of such extreme delicacy, to reason so justly as never to be mistaken, or amidst difficulties so urgent, never to be seduced from their resolution. The continual fluctuations in commerce require continual alterations in the nature of the taxes; which exposes the legislature every moment to the danger both of wilful and involuntary error. And any great blow given to trade, whether by injudicious taxes or by other accidents, throws the whole system of government into confusion.
But what expedient can the public now employ, even supposing trade to continue in the most flourishing condition, in order to support its foreign wars and enterprizes, and to defend its own honour and interests, or those of its allies? I do not ask how the public is to exert such a prodigious power as it has maintained during our late wars; where we have so much exceeded, not only our own natural strength, but even that of the greatest empires. This extravagance is the abuse complained of, as the source of all the dangers, to which we are at present exposed. But since we must still suppose great commerce and opulence to remain, even after every fund is mortgaged; these riches must be defended by proportional power; and whence is the public to derive the revenue which supports it? It must plainly be from a continual taxation of the annuitants, or, which is the same thing, from mortgaging anew, on every exigency, a certain part of their annuities;13 and thus making them contribute to their own defence, and to that of the nation. But the difficulties, attending this system of policy, will easily appear, whether we suppose the king to have become absolute master, or to be still controuled by national councils, in which the annuitants themselves must necessarily bear the principal sway.
If the prince has become absolute, as may naturally be expected from this situation of affairs, it is so easy for him to encrease his exactions upon the annuitants, which amount only to the retaining money in his own hands, that this species of property would soon lose all its credit, and the whole income of every individual in the state must lie entirely at the mercy of the sovereign: A degree of despotism, which no oriental monarchy has ever yet attained. If, on the contrary, the consent of the annuitants be requisite for every taxation, they will never be persuaded to contribute sufficiently even to the support of government; as the diminution of their revenue must in that case be very sensible, would not be disguised under the appearance of a branch of excise or customs, and would not be shared by any other order of the state, who are already supposed to be taxed to the utmost. There are instances, in some republics, of a hundredth penny, and sometimes of the fiftieth, being given to the support of the state; but this is always an extraordinary exertion of power, and can never become the foundation of a constant national defence. We have always found, where a government has mortgaged all its revenues, that it necessarily sinks into a state of languor, inactivity, and impotence.
Such are the inconveniencies, which may reasonably be foreseen, of this situation, to which Great Britain is visibly tending. Not to mention, the numberless inconveniencies, which cannot be foreseen, and which must result from so monstrous a situation as that of making the public the chief or sole proprietor of land, besides investing it with every branch of customs and excise, which the fertile imagination of ministers and projectors° have been able to invent.
I must confess, that there is a strange supineness, from long custom, creeped into all ranks of men, with regard to public debts, not unlike what divines so vehemently complain of with regard to their religious doctrines. We all own, that the most sanguine imagination cannot hope, either that this or any future ministry will be possessed of such rigid and steady frugality, as to make a considerable progress in the payment of our debts; or that the situation of foreign affairs will, for any long time, allow them leisure and tranquillity for such an undertaking.jWhat then is to become of us? Were we ever so good Christians, and ever so resigned to Providence; this, methinks, were a curious question, even considered as a speculative one, and what it might not be altogether impossible to form some conjectural solution of. The events here will depend little upon the contingencies of battles, negociations, intrigues, and factions. There seems to be a natural progress of things, which may guide our reasoning. As it would have required but a moderate share of prudence, when we first began this practice of mortgaging, to have foretold, from the nature of men and of ministers, that things would necessarily be carried to the length we see; so now, that they have at last happily reached it, it may not be difficult to guess at the consequences. It must, indeed, be one of these two events; either the nation must destroy public credit, or public credit will destroy the nation. It is impossible that they can both subsist, after the manner they have been hitherto managed, in this, as well as in some other countries.
There was, indeed, a scheme for the payment of our debts, which was proposed by an excellent citizen, Mr. Hutchinson,14 above thirty years ago, and which was much approved of by some men of sense, but never was likely to take effect. He asserted, that there was a fallacy in imagining that the public owed this debt; for that really every individual owed a proportional share of it, and paid, in his taxes, a proportional share of the interest, beside the expence of levying these taxes. Had we not better, then, says he, make a distribution of the debt among ourselves, and each of us contribute a sum suitable to his property, and by that means discharge at once all our funds and public mortgages? He seems not to have considered, that the laborious poor pay a considerable part of the taxes by their annual consumptions, though they could not advance, at once, a proportional part of the sum required. Not to mention, that property in money and stock in trade might easily be concealed or disguised; and that visible property in lands and houses would really at last answer for the whole: An inequality and oppression, which never would be submitted to. But though this project is not likely to take place; it is not altogether improbable, that, when the nation becomes heartily sick of their debts, and is cruelly oppressed by them, some daring projector may arise with visionary schemes for their discharge. And as public credit will begin, by that time, to be a little frail, the least touch will destroy it, as happened in France during the regency;15 and in this manner it will die of the doctor.k
But it is more probable, that the breach of national faith will be the necessary effect of wars, defeats, misfortunes, and public calamities, or even perhaps of victories and conquests. I must confess, when I see princes and states fighting and quarrelling, amidst their debts, funds, and public mortgages, it always brings to my mind a match of cudgel-playing° fought in a China shop. How can it be expected, that sovereigns will spare a species of property, which is pernicious to themselves and to the public, when they have so little compassion on lives and properties, that are useful to both? Let the time come (and surely it will come) when the new funds, created for the exigencies of the year, are not subscribed to, and raise not the money projected. Suppose, either that the cash of the nation is exhausted; or that our faith,° which has hitherto been so ample, begins to fail us. Suppose, that, in this distress, the nation is threatened with an invasion; a rebellion is suspected or broken out at home; a squadron cannot be equipped for want of pay, victuals, or repairs; or even a foreign subsidy cannot be advanced. What must a prince or minister do in such an emergence? The right of self-preservation is unalienable in every individual, much more in every community.16 And the folly of our statesmen must then be greater than the folly of those who first contracted debt, or, what is more, than that of those who trusted, or continue to trust this security, if these statesmen have the means of safety in their hands, and do not employ them. The funds, created and mortgaged, will, by that time, bring in a large yearly revenue, sufficient for the defence and security of the nation: Money is perhaps lying in the exchequer,° ready for the discharge of the quarterly interest: Necessity calls, fear urges, reason exhorts, compassion alone exclaims: The money will immediately be seized for the current service, under the most solemn protestations, perhaps, of being immediately replaced. But no more is requisite. The whole fabric, already tottering, falls to the ground, and buries thousands in its ruins. And this, I think, may be called the natural death of public credit: For to this period it tends as naturally as an animal body to its dissolution and destruction.
l So great dupes are the generality of mankind, that, notwithstanding such a violent shock to public credit, as a voluntary bankruptcy in England would occasion, it would not probably be long ere credit would again revive in as flourishing a condition as before. The present king of France, during the late war,17 borrowed money at lower interest than ever his grandfather did; and as low as the British parliament, comparing the natural rate of interest in both kingdoms. And though men are commonly more governed by what they have seen, than by what they foresee, with whatever certainty; yet promises, protestations, fair appearances, with the allurements of present interest, have such powerful influence as few are able to resist. Mankind are, in all ages, caught by the same baits: The same tricks, played over and over again, still trepan° them. The heights of popularity and patriotism are still the beaten road to power and tyranny; flattery to treachery; standing armies to arbitrary government; and the glory of God to the temporal interest of the clergy. The fear of an everlasting destruction of credit, allowing it to be an evil, is a needless bugbear.° A prudent man, in reality, would rather lend to the public immediately after we had taken a spunge to our debts, than at present; as much as an opulent knave, even though one could not force him to pay, is a preferable debtor to an honest bankrupt: For the former, in order to carry on business, may find it his interest to discharge his debts, where they are not exorbitant: The latter has it not in his power. The reasoning of Tacitus,18 as it is eternally true, is very applicable to our present case. Sed vulgus ad magnitudinem beneficiorum aderat: Stultissimus quisque pecuniis mercabatur: Apud sapientes cassa habebantur, quæ neque dari neque accipi, salva republica, poterant. The public is a debtor, whom no man can oblige to pay. The only check which the creditors have upon her, is the interest of preserving credit; an interest, which may easily be overbalanced by a great debt, and by a difficult and extraordinary emergence, even supposing that credit irrecoverable. Not to mention, that a present necessity often forces states into measures, which are, strictly speaking, against their interest.
These two events, supposed above, are calamitous, but not the most calamitous. Thousands are thereby sacrificed to the safety of millions. But we are not without danger, that the contrary event may take place, and that millions may be sacrificed for ever to the temporary safety of thousands.19 Our popular government, perhaps, will render it difficult or dangerous for a minister to venture on so desperate an expedient, as that of a voluntary bankruptcy. And though the house of Lords be altogether composed of proprietors of land, and the house of Commons chiefly; and consequently neither of them can be supposed to have great property in the funds. Yet the connections of the members may be so great with the proprietors, as to render them more tenacious of public faith, than prudence, policy, or even justice, strictly speaking, requires. And perhaps too, our foreign enemiesm may be so politic as to discover, that our safety lies in despair, and may not, therefore, show the danger, open and barefaced, till it be inevitable. The balance of power in Europe, our grandfathers, our fathers, and we, have all deemed too unequal to be preserved without our attention and assistance. But our children, weary of the struggle, and fettered with incumbrances, may sit down secure, and see their neighbours oppressed and conquered; till, at last, they themselves and their creditors lie both at the mercy of the conqueror. And this may properly enough be denominated the violent death of our public credit.
These seem to be the events, which are not very remote, and which reason foresees as clearly almost as she can do any thing that lies in the womb of time. And though the ancients maintained, that in order to reach the gift of prophecy, a certain divine fury or madness was requisite, one may safely affirm, that, in order to deliver such prophecies as these, no more is necessary, than merely to be in one’s senses, free from the influence of popular madness and delusion.
I shall observe three remarkable customs in three celebrated governments; and shall conclude from the whole, that all general maxims in politics ought to be established with great caution; and that irregular and extraordinary appearances are frequently discovered in the moral, as well as in the physical world. The former, perhaps, we can better account for, after they happen, from springs and principles, of which every one has, within himself, or from observation, the strongest assurance and conviction: But it is often fully as impossible for human prudence, before-hand, to foresee and foretel them.
I. One would think it essential to every supreme council or assembly, which debates, that entire liberty of speech should be granted to every member, and that all motions or reasonings should be received, which can any wise tend to illustrate the point under deliberation. One would conclude, with still greater assurance, that, after a motion was made, which was voted and approved by that assembly in which the legislative power is lodged, the member who made the motion must for ever be exempted from future trial or enquiry. But no political maxim can, at first sight, appear more undisputable, than that he must, at least, be secured from all inferior jurisdiction; and that nothing less than the same supreme legislative assembly, in their subsequent meetings, could make him accountable for those motions and harangues, to which they had before given their approbation. But these axioms, however irrefragable° they may appear, have all failed in the Athenian government, from causes and principles too, which appear almost inevitable.
By the γραφὴ παρανόμων, or indictment of illegality, (though it has not been remarked by antiquaries or commentators) any man was tried and punished in a common court of judicature, for any law which had passed upon his motion, in the assembly of the people, if that law appeared to the court unjust, or prejudicial to the public. Thus Demosthenes, finding that ship-money was levied irregularly, and that the poor bore the same burden as the rich in equipping the gallies, corrected this inequality by a very useful law, which proportioned the expence to the revenue and income of each individual. He moved for this law in the assembly: he proved its advantages;1 he convinced the people, the only legislature in Athens; the law passed, and was carried into execution: Yet was he tried in a criminal court for that law, upon the complaint of the rich, who resented the alteration that he had introduced into the finances.2 He was indeed acquitted, upon proving anew the usefulness of his law.
Ctesiphon moved in the assembly of the people, that particular honours should be conferred on Demosthenes, as on a citizen affectionate and useful to the commonwealth: The people, convinced of this truth, voted those honours: Yet was Ctesiphon tried by the γραφὴ παρανόμων. It was asserted, among other topics, that Demosthenes was not a good citizen, nor affectionate to the commonwealth: And the orator was called upon to defend his friend, and consequently himself; which he executed by that sublime piece of eloquence, that has ever since been the admiration of mankind.3
After the battle of Chæronea, a law was passed upon the motion of Hyperides, giving liberty to slaves, and inrolling them in the troops.4 On account of this law, the orator was afterwards tried by the indictment above-mentioned, and defended himself, among other topics, by that stroke celebrated by Plutarch and Longinus. It was not I, said he, that moved for this law: It was the necessities of war; it was the battle ofChæronea. The orations of Demosthenes abound with many instances of trials of this nature, and prove clearly, that nothing was more commonly practised.
The Athenian Democracy was such a tumultuous government as we can scarcely form a notion of in the present age of the world. The whole collective body of the people voted in every law, without any limitation of property, without any distinction of rank, without controul from any magistracy or senate;5 and consequently without regard to order, justice, or prudence. The Athenians soon became sensible of the mischiefs attending this constitution: But being averse to checking themselves by any rule or restriction, they resolved, at least, to check their demagogues or counsellors, by the fear of future punishment and enquiry. They accordingly instituted this remarkable law; a law esteemed so essential to their form of government, that Æschines insists on it as a known truth, that, were it abolished or neglected, it were impossible for the Democracy to subsist.6
The people feared not any ill consequence to liberty from the authority of the criminal courts; because these were nothing but very numerous juries, chosen by lot from among the people. And they justly considered themselves as in a state of perpetual pupillage;° where they had an authority, after they came to the use of reason, not only to retract and controul whatever had been determined, but to punish any guardian for measures which they had embraced by his persuasion. The same law had place in Thebes;7 and for the same reason.
It appears to have been a usual practice in Athens, on the establishment of any law esteemed very useful or popular, to prohibit for ever its abrogation and repeal. Thus the demagogue, who diverted all the public revenues to the support of shows and spectacles, made it criminal so much as to move for a repeal of this law.8 Thus Leptines moved for a law, not only to recal all the immunities formerly granted, but to deprive the people for the future of the power of granting any more.9 Thus all bills of attainder10 were forbid, or laws that affected one Athenian, without extending to the whole commonwealth. These absurd clauses, by which the legislature vainly attempted to bind itself for ever, proceeded from an universal sense in the people of their own levity and inconstancy.
II. A wheel within a wheel, such as we observe in the German empire, is considered by Lord Shaftesbury11 as an absurdity in politics: But what must we say to two equal wheels, which govern the same political machine, without any mutual check, controul, or subordination; and yet preserve the greatest harmony and concord? To establish two distinct legislatures, each of which possesses full and absolute authority within itself, and stands in no need of the other’s assistance, in order to give validity to its acts; this may appear, before-hand, altogether impracticable, as long as men are actuated by the passions of ambition, emulation, and avarice, which have hitherto been their chief governing principles. And should I assert, that the state I have in my eye was divided into two distinct factions, each of which predominated in a distinct legislature, and yet produced no clashing in these independent powers; the supposition may appear incredible. And if, to augment the paradox, I should affirm, that this disjointed, irregular government, was the most active, triumphant, and illustrious commonwealth, that ever yet appeared; I should certainly be told, that such a political chimera was as absurd as any vision of priests or poets. But there is no need for searching long, in order to prove the reality of the foregoing suppositions: For this was actually the case with the Roman republic.
The legislative power was there lodged in the comitia centuriata and comitia tributa.12 In the former, it is well known, the people voted according to their census; so that when the first class was unanimous, though it contained not, perhaps, the hundredth part of the commonwealth, it determined the whole; and, with the authority of the senate, established a law. In the latter, every vote was equal; and as the authority of the senate was not there requisite, the lower people entirely prevailed, and gave law to the whole state. In all party-divisions, at first between the Patricians and Plebeians, afterwards between the nobles and the people, the interest of the Aristocracy was predominant in the first legislature; that of the Democracy in the second: The one could always destroy what the other had established: Nay, the one, by a sudden and unforeseen motion, might take the start of the other, and totally annihilate its rival, by a vote, which, from the nature of the constitution, had the full authority of a law. But no such contest is observed in the history of Rome: No instance of a quarrel between these two legislatures; though many between the parties that governed in each. Whence arose this concord, which may seem so extraordinary?
The legislature established in Rome, by the authority of Servius Tullius, was the comitia centuriata, which, after the expulsion of the kings, rendered the government, for some time, very aristocratical. But the people, having numbers and force on their side, and being elated with frequent conquests and victories in their foreign wars, always prevailed when pushed to extremity, and first extorted from the senate the magistracy of the tribunes, and next the legislative power of the comitia tributa. It then behoved the nobles to be more careful than ever not to provoke the people. For beside the force which the latter were always possessed of, they had now got possession of legal authority, and could instantly break in pieces any order or institution which directly opposed them. By intrigue, by influence, by money, by combination, and by the respect paid to their character, the nobles might often prevail, and direct the whole machine of government: But had they openly set their comitia centuriata in opposition to the tributa, they had soon lost the advantage of that institution, together with their consuls, prætors, ediles, and all the magistrates elected by it. But the comitia tributa, not having the same reason for respecting the centuriata, frequently repealed laws favourable to the Aristocracy: They limited the authority of the nobles, protected the people from oppression, and controuled the actions of the senate and magistracy. The centuriata found it convenient always to submit; and though equal in authority, yet being inferior in power, durst never directly give any shock to the other legislature, either by repealing its laws, or establishing laws, which, it foresaw, would soon be repealed by it.
No instance is found of any opposition or struggle between these comitia; except one slight attempt of this kind, mentioned by Appian in the third book of his civil wars.13Mark Anthony, resolving to deprive Decimus Brutus of the government of Cisalpine Gaul, railed in the Forum, and called one of the comitia, in order to prevent the meeting of the other, which had been ordered by the senate. But affairs were then fallen into such confusion, and the Roman constitution was so near its final dissolution, that no inference can be drawn from such an expedient. This contest, besides, was founded more on form than party. It was the senate who ordered the comitia tributa, that they might obstruct the meeting of the centuriata, which, by the constitution, or at least forms of the government, could alone dispose of provinces.
Cicero was recalled by the comitia centuriata, though banished by the tributa, that is, by a plebiscitum. But his banishment, we may observe, never was considered as a legal deed, arising from the free choice and inclination of the people. It was always ascribed to the violence alone of Clodius, and to the disorders introduced by him into the government.
III. The third custom, which we purpose to remark, regards England, and though it be not so important as those which we have pointed out in Athens and Rome, is no less singular and unexpected. It is a maxim in politics, which we readily admit as undisputed and universal, that a power, however great, when granted by law to an eminent magistrate, is not so dangerous to liberty, as an authority, however inconsiderable, which he acquires from violence and usurpation. For, besides that the law always limits every power which it bestows, the very receiving it as a concession establishes the authority whence it is derived, and preserves the harmony of the constitution. By the same right that one prerogative is assumed without law, another may also be claimed, and another, with still greater facility; while the first usurpations both serve as precedents to the following, and give force to maintain them. Hence the heroism of Hampden’s conduct,14 who sustained the whole violence of royal prosecution, rather than pay a tax of twenty shillings, not imposed by parliament; hence the care of all English patriots to guard against the first encroachments of the crown; and hence alone the existence, at this day, of English liberty.
There is, however, one occasion, where the parliament has departed from this maxim; and that is, in the pressing of seamen.15 The exercise of an irregular power is here tacitly permitted in the crown; and though it has frequently been under deliberation, how that power might be rendered legal, and granted, under proper restrictions, to the sovereign, no safe expedient could ever be proposed for that purpose; and the danger to liberty always appeared greater from law than from usurpation. While this power is exercised to no other end than to man the navy, men willingly submit to it, from a sense of its use and necessity; and the sailors, who are alone affected by it, find no body to support them, in claiming the rights and privileges, which the law grants, without distinction, to all English subjects. But were this power, on any occasion, made an instrument of faction or ministerial tyranny, the opposite faction, and indeed all lovers of their country, would immediately take the alarm, and support the injured party; the liberty of Englishmen would be asserted; juries would be implacable; and the tools of tyranny, acting both against law and equity, would meet with the severest vengeance. On the other hand, were the parliament to grant such an authority, they would probably fall into one of these two inconveniencies: They would either bestow it under so many restrictions as would make it lose its effect, by cramping the authority of the crown; or they would render it so large and comprehensive, as might give occasion to great abuses, for which we could, in that case, have no remedy. The very irregularity of the practice, at present, prevents its abuses, by affording so easy a remedy against them.
I pretend not, by this reasoning, to exclude all possibility of contriving a register for seamen, which might man the navy, without being dangerous to liberty. I only observe, that no satisfactory scheme of that nature has yet been proposed. Rather than adopt any project hitherto invented, we continue a practice seemingly the most absurd and unaccountable. Authority, in times of full internal peace and concord, is armed against law. A continued violence is permitted in the crown, amidst the greatest jealousy and watchfulness in the people; nay proceeding from those very principles: Liberty, in a country of the highest liberty, is left entirely to its own defence, without any countenance or protection: The wild state of nature is renewed, in one of the most civilized societies of mankind:16 And great violence and disordera are committed with impunity; while the one party pleads obedience to the supreme magistrate, the other the sanction of fundamental laws.
There is very little ground, either from reason or observation, to conclude the world eternal or incorruptible. The continual and rapid motion of matter, the violent revolutions with which every part is agitated, the changes remarked in the heavens, the plain traces as well as tradition of an universal deluge, or general convulsion of the elements; all these prove strongly the mortality of this fabric of the world, and its passage, by corruption or dissolution, from one state or order to another. It must therefore, as well as each individual form which it contains, have its infancy, youth, manhood, and old age; and it is probable, that, in all these variations, man, equally with every animal and vegetable, will partake. In the flourishing age of the world, it may be expected, that the human species should possess greater vigour both of mind and body, more prosperous health, higher spirits, longer life, and a stronger inclination and power of generation. But if the general system of things, and human society of course, have any such gradual revolutions, they are too slow to be discernible in that short period which is comprehended by history and tradition. Stature and force of body, length of life, even courage and extent of genius, seem hitherto to have been naturally, in all ages, pretty much the same. The arts and sciences, indeed, have flourished in one period, and have decayed in another: But we may observe, that, at the time when they rose to greatest perfection among one people, they were perhaps totally unknown to all the neighbouring nations; and though they universally decayed in one age, yet in a succeeding generation they again revived, and diffused themselves over the world. As far, therefore, as observation reaches, there is no universal difference discernible in the human species; and though it were allowed, that the universe, like an animal body, had a natural progress from infancy to old age; yet as it must still be uncertain, whether, at present, it be advancing to its point of perfection, or declining from it, we cannot thence presuppose any decay in human nature.1 To prove, therefore, or account for that superior populousness of antiquity, which is commonly supposed, by the imaginary youth or vigour of the world, will scarcely be admitted by any just reasoner. These general physical causes ought entirely to be excluded from this question.2
There are indeed some more particular physical causes of importance. Diseases are mentioned in antiquity, which are almost unknown to modern medicine; and new diseases have arisen and propagated themselves, of which there are no traces in ancient history. In this particular we may observe, upon comparison, that the disadvantage is much on the side of the moderns. Not to mention some others of less moment; the small-pox commits such ravages, as would almost alone account for the great superiority ascribed to ancient times. The tenth or the twelfth part of mankind, destroyed every generation, should make a vast difference, it may be thought, in the numbers of the people; and when joined to venereal distempers, a new plague diffused every where, this disease is perhaps equivalent, by its constant operation, to the three great scourges of mankind, war, pestilence, and famine. Were it certain, therefore, that ancient times were more populous than the present, and could no moral causes be assigned for so great a change; these physical causes alone, in the opinion of many, would be sufficient to give us satisfaction on that head.
But is it certain, that antiquity was so much more populous, as is pretended? The extravagancies of Vossius, with regard to this subject, are well known.3 But an author of much greater genius and discernment has ventured to affirm, that, according to the best computations which these subjects will admit of, there are not now, on the face of the earth, the fiftieth part of mankind, which existed in the time of Julius Cæsar.4 It may easily be observed, that the comparison, in this case, must be imperfect, even though we confine ourselves to the scene of ancient history; Europe, and the nations round the Mediterranean. We know not exactly the numbers of any European kingdom, or even city, at present: How can we pretend to calculate those of ancient cities and states, where historians have left us such imperfect traces? For my part, the matter appears to me so uncertain, that, as I intend to throw together some reflections on that head, I shall intermingle the enquiry concerning causes with that concerning facts; which ought never to be admitted, where the facts can be ascertained with any tolerable assurance. We shall, first, consider whether it be probable, from what we know of the situation of society in both periods, that antiquity must have been more populous; secondly, whether in reality it was so. If I can make it appear, that the conclusion is not so certain as is pretended, in favour of antiquity, it is all I aspire to.
In general, we may observe, that the question, with regard to the comparative populousness of ages or kingdoms, implies important consequences, and commonly determines concerning the preference of their whole police, their manners, and the constitution of their government. For as there is in all men, both male and female, a desire and power of generation, more active than is ever universally exerted, the restraints, which they lie under, must proceed from some difficulties in their situation, which it belongs to a wise legislature carefully to observe and remove. Almost every man who thinks he can maintain a family will have one; and the human species, at this rate of propagation, would more than double every generation.b How fast do mankind multiply in every colony or new settlement; where it is an easy matter to provide for a family; and where men are nowise straitened° or confined, as in long established governments? History tells us frequently of plagues, which have swept away the third or fourth part of a people: Yet in a generation or two, the destruction was not perceived; and the society had again acquired their former number. The lands which were cultivated, the houses built, the commodities raised, the riches acquired, enabled the people, who escaped, immediately to marry, and to rear families, which supplied the place of those who had perished.5 And for a like reason, every wise, just, and mild government, by rendering the condition of its subjects easy and secure, will always abound most in people, as well as in commodities and riches.c A country, indeed, whose climate and soil are fitted for vines, will naturally be more populous than one which produces corn only, and that more populous than one which is only fitted for pasturage. In general, warm climates, as the necessities of the inhabitants are there fewer, and vegetation more powerful, are likely to be most populous: But if every thing else be equal, it seems natural to expect, that, wherever there are most happiness and virtue, and the wisest institutions, there will also be most people.6
The question, therefore, concerning the populousness of ancient and modern times, being allowed of great importance, it will be requisite, if we would bring it to some determination, to compare both the domestic and political situation of these two periods, in order to judge of the facts by their moral causes; which is the first view in which we proposed to consider them.
The chief difference between the domestic œconomy of the ancients and that of the moderns consists in the practice of slavery, which prevailed among the former, and which has been abolished for some centuries throughout the greater part of Europe. Some passionate admirers of the ancients, and zealous partizans of civil liberty, (for these sentiments, as they are, both of them, in the main, extremely just, are found to be almost inseparable) cannot forbear regretting the loss of this institution; and whilst they brand all submission to the government of a single person with the harsh denomination of slavery, they would gladly reduce the greater part of mankind to real slavery and subjection. But to one who considers coolly on the subject it will appear, that human nature, in general, really enjoys more liberty at present, in the most arbitrary government of Europe, than it ever did during the most flourishing period of ancient times. As much as submission to a petty prince, whose dominions extend not beyond a single city, is more grievous than obedience to a great monarch; so much is domestic slavery more cruel and oppressive than any civil subjection whatsoever. The more the master is removed from us in place and rank, the greater liberty we enjoy; the less are our actions inspected and controled; and the fainter that cruel comparison becomes between our own subjection, and the freedom, and even dominion of another. The remains which are found of domestic slavery, in the American colonies, and among some European nations, would never surely create a desire of rendering it more universal. The little humanity, commonly observed in persons, accustomed, from their infancy, to exercise so great authority over their fellow-creatures, and to trample upon human nature, were sufficient alone to disgust us with that unbounded dominion. Nor can a more probable reason be assigned for the severe, I might say, barbarous manners of ancient times, than the practice of domestic slavery; by which every man of rank was rendered a petty tyrant, and educated amidst the flattery, submission, and low debasement of his slaves.7
According to ancient practice, all checks were on the inferior, to restrain him to the duty of submission; none on the superior, to engage him to the reciprocal duties of gentleness and humanity. In modern times, a bad servant finds not easily a good master, nor a bad master a good servant; and the checks are mutual, suitably to the inviolable and eternal laws of reason and equity.
The custom of exposing old, useless, or sick slaves in an island of the Tyber, there to starve, seems to have been pretty common in Rome; and whoever recovered, after having been so exposed, had his liberty given him, by an edict of the emperor Claudius; in which it was likewise forbidden to kill any slave merely for old age or sickness.8 But supposing that this edict was strictly obeyed, would it better the domestic treatment of slaves, or render their lives much more comfortable? We may imagine what others would practise, when it was the professed maxim of the elder Cato, to sell his superannuated slaves for any price, rather than maintain what he esteemed a useless burden.9
The ergastula, or dungeons, where slaves in chains were forced to work, were very common all over Italy. Columella10 advises, that they be always built under ground; and recommends11 it as the duty of a careful overseer, to call over every day the names of these slaves, like the mustering of a regiment or ship’s company, in order to know presently when any of them had deserted. A proof of the frequency of these ergastula, and of the great number of slaves usually confined in them.d
A chained slave for a porter, was usual in Rome, as appears from Ovid,12 and other authors.13 Had not these people shaken off all sense of compassion towards that unhappy part of their species, would they have presented their friends, at the first entrance, with such an image of the severity of the master, and misery of the slave?
Nothing so common in all trials, even of civil causes, as to call for the evidence of slaves; which was always extorted by the most exquisite torments. Demosthenes says,14 that, where it was possible to produce, for the same fact, either freemen or slaves, as witnesses, the judges always preferred the torturing of slaves, as a more certain evidence.15
Seneca draws a picture of that disorderly luxury, which changes day into night, and night into day, and inverts every stated hour of every office in life. Among other circumstances, such as displacing the meals and times of bathing, he mentions, that, regularly about the third hour of the night, the neighbours of one, who indulges this false refinement, hear the noise of whips and lashes; and, upon enquiry, find that he is then taking an account of the conduct of his servants, and giving them due correction and discipline. This is not remarked as an instance of cruelty, but only of disorder, which, even in actions the most usual and methodical, changes the fixed hours that an established custom had assigned for them.16
But our present business is only to consider the influence of slavery on the populousness of a state. It is pretended, that, in this particular, the ancient practice had infinitely the advantage, and was the chief cause of that extreme populousness, which is supposed in those times. At present, all masters discourage the marrying of their male servants, and admit not by any means the marriage of the female, who are then supposed altogether incapacitated for their service. But where the property of the servants is lodged in the master, their marriage forms his riches, and brings him a succession of slaves that supply the place of those whom age and infirmity have disabled. He encourages, therefore, their propagation as much as that of his cattle; rears the young with the same care; and educates them to some art or calling, which may render them more useful or valuable to him. The opulent are, by this policy, interested in the being at least, though not in the well-being of the poor; and enrich themselves, by encreasing the number and industry of those who are subjected to them. Each man, being a sovereign in his own family, has the same interest with regard to it, as the prince with regard to the state; and has not, like the prince, any opposite motives of ambition or vain-glory, which may lead him to depopulate his little sovereignty. All of it is, at all times, under his eye; and he has leisure to inspect the most minute detail of the marriage and education of his subjects.17
Such are the consequences of domestic slavery, according to the first aspect and appearance of things: But if we enter more deeply into the subject, we shall perhaps find reason to retract our hasty determinations. The comparison is shocking between the management of human creatures and that of cattle; but being extremely just, when applied to the present subject, it may be proper to trace the consequences of it. At the capital, near all great cities, in all populous, rich, industrious provinces, few cattle are bred. Provisions, lodging, attendance, labour are there dear; and men find their account better in buying the cattle, after they come to a certain age, from the remoter and cheaper countries. These are consequently the only breeding countries for cattle; and by a parity of reason, for men too, when the latter are put on the same footing with the former. To rear a child in London, till he could be serviceable, would cost much dearer, than to buy one of the same age from Scotland or Ireland; where he had been bred in a cottage, covered with rags, and fed on oatmeal or potatoes. Those who had slaves, therefore, in all the richer and more populous countries, would discourage the pregnancy of the females, and either prevent or destroy the birth. The human species would perish in those places where it ought to encrease the fastest; and a perpetual recruit be wanted from the poorer and more desert provinces. Such a continued drain would tend mightily to depopulate the state, and render great cities ten times more destructive than with us; where every man is master of himself, and provides for his children from the powerful instinct of nature, not the calculations of sordid interest. If London, at present, without much encreasing, needs a yearly recruit from the country, of 5000 people, as is usually computed, what must it require, if the greater part of the tradesmen and common people were slaves, and were hindered from breeding by their avaricious masters?
All ancient authors tell us, that there was a perpetual flux of slaves to Italy from the remoter provinces, particularly Syria, Cilicia,18Cappadocia, and the Lesser Asia, Thrace, and Ægypt: Yet the number of people did not encrease in Italy; and writers complain of the continual decay of industry and agriculture.19 Where then is that extreme fertility of the Roman slaves, which is commonly supposed? So far from multiplying, they could not, it seems, so much as keep up the stock, without immense recruits. And though great numbers were continually manumitted and converted into Roman citizens, the numbers even of these did not encrease,20 till the freedom of the city was communicated to foreign provinces.
The term for a slave, born and bred in the family, was verna;21 and these slaves seem to have been entitled by custom to privileges and indulgences beyond others; a sufficient reason why the masters would not be fond of rearing many of that kind.22 Whoever is acquainted with the maxims of our planters, will acknowledge the justness of this observation.23
Atticus is much praised by his historian for the care, which he took in recruiting his family from the slaves born in it:24 May we not thence infer, that this practice was not then very common?
The names of slaves in the Greek comedies, Syrus, Mysus, Geta, Thrax, Davus, Lydus, Phryx, &c. afford a presumption, that, at Athens at least, most of the slaves were imported from foreign countries. The Athenians, says Strabo,25 gave to their slaves, either the names of the nations whence they were bought, as Lydus, Syrus; or the names that were most common among those nations, as Manes or Midas to a Phrygian, Tibias to a Paphlagonian.
Demosthenes, having mentioned a law which forbad any man to strike the slave of another, praises the humanity of this law; and adds, that, if the barbarians from whom the slaves were bought, had information, that their countrymen met with such gentle treatment, they would entertain a great esteem for the Athenians.26Isocrates27 too insinuates, that the slaves of the Greeks were generally or very commonly barbarians.fAristotle in his Politics28 plainly supposes, that a slave is always a foreigner. The ancient comic writers represented the slaves as speaking a barbarous language.29 This was an imitation of nature.
It is well known that Demosthenes, in his nonage, had been defrauded of a large fortune by his tutors, and that afterwards he recovered, by a prosecution at law, the value of his patrimony. His orations, on that occasion, still remain, and contain an exact detail of the whole substance left by his father,30 in money, merchandise, houses, and slaves, together with the value of each particular. Among the rest were 52 slaves, handicraftsmen, namely, 32 sword-cutlers, and 20 cabinet-makers;31 all males; not a word of any wives, children or family, which they certainly would have had, had it been a common practice at Athens to breed from the slaves: And the value of the whole must have much depended on that circumstance. No female slaves are even so much as mentioned, except some house-maids, who belonged to his mother. This argument has great force, if it be not altogether conclusive.
Consider this passage of Plutarch,32 speaking of the Elder Cato. “He had a great number of slaves, whom he took care to buy at the sales of prisoners of war; and he chose them young, that they might easily be accustomed to any diet or manner of life, and be instructed in any business or labour, as men teach any thing to young dogs or horses.—And esteeming love the chief source of all disorders, he allowed the male slaves to have a commerce with the female in his family, upon paying a certain sum for this privilege: But he strictly prohibited all intrigues out of his family.” Are there any symptoms in this narration of that care which is supposed in the ancients, of the marriage and propagation of their slaves? If that was a common practice, founded on general interest, it would surely have been embraced by Cato, who was a great œconomist, and lived in times when the ancient frugality and simplicity of manners were still in credit and reputation.
It is expressly remarked by the writers of the Roman law, that scarcely any ever purchase slaves with a view of breeding from them.33
Our lackeys and house-maids, I own, do not serve much to multiply their species: But the ancients, besides those who attended on their person, had almost all their labour performed, g and even manufactures executed, by slaves, who lived, many of them, in their family; and some great men possessed to the number of 10,000. If there be any suspicion, therefore, that this institution was unfavourable to propagation, (and the same reason, at least in part, holds with regard to ancient slaves as modern servants) how destructive must slavery have proved?
History mentions a Roman nobleman, who had 400 slaves under the same roof with him: And having been assassinated at home by the furious revenge of one of them, the law was executed with rigour, and all without exception were put to death.34 Many other Roman noblemen had families equally, or more numerous; and I believe every one will allow, that this would scarcely be practicable, were we to suppose all the slaves married, and the females to be breeders.35
So early as the poet Hesiod,36 married slaves, whether male or female, were esteemed inconvenient. How much more, where families had encreased to such an enormous size as in Rome, and where the ancient simplicity of manners was banished from all ranks of people?
Xenophon in his Oeconomics, where he gives directions for the management of a farm, recommends a strict care and attention of laying the male and the female slaves at a distance from each other. He seems not to suppose that they are ever married.37 The only slaves among the Greeks that appear to have continued their own race, were the Helotes, who had houses apart, and were more the slaves of the public than of individuals.38
h The same author39 tells us, that Nicias’s overseer, by agreement with his master, was obliged to pay him an obolus a day for each slave; besides maintaining them, and keeping up the number. Had the ancient slaves been all breeders, this last circumstance of the contract had been superfluous.
The ancients talk so frequently of a fixed, stated portion of provisions assigned to each slave,40 that we are naturally led to conclude, that slaves lived almost all single, and received that portion as a kind of board-wages.
The practice, indeed, of marrying slaves seems not to have been very common, even among the country-labourers, where it is more naturally to be expected. Cato,41 enumerating the slaves requisite to labour a vineyard of a hundred acres, makes them amount to 15; the overseer and his wife, villicus and villica, and 13 male slaves; for an olive plantation of 240 acres, the overseer and his wife, and 11 male slaves; and so in proportion to a greater or less plantation or vineyard.
Varro,42 quoting this passage of Cato, allows his computation to be just in every respect, except the last. For as it is requisite, says he, to have an overseer and his wife, whether the vineyard or plantation be great or small, this must alter the exactness of the proportion. Had Cato’s computation been erroneous in any other respect, it had certainly been corrected by Varro, who seems fond of discovering so trivial an error.
The same author,43 as well as Columella,44 recommends it as requisite to give a wife to the overseer, in order to attach him the more strongly to his master’s service. This was therefore a peculiar indulgence granted to a slave, in whom so great confidence was reposed.
In the same place, Varro mentions it as an useful precaution, not to buy too many slaves from the same nation, lest they beget factions and seditions in the family:45 A presumption, that in Italy, the greater part, even of the country labouring slaves, (for he speaks of no other) were bought from the remoter provinces. All the world knows, that the family slaves in Rome, who were instruments of show and luxury, were commonly imported from the east. Hoc profecere, says Pliny, speaking of the jealous care of masters, mancipiorum legiones, et in domo turba externa, ac servorum quoque causa nomenclator adhibendus.46
It is indeed recommended by Varro,47 to propagate young shepherds in the family from the old ones. For as grasing farms were commonly in remote and cheap places, and each shepherd lived in a cottage apart, his marriage and encrease were not liable to the same inconveniencies as in dearer places, and where many servants lived in the family; which was universally the case in such of the Roman farms as produced wine or corn. If we consider this exception with regard to shepherds, and weigh the reasons of it, it will serve for a strong confirmation of all our foregoing suspicions.48
Columella,49 I own, advises the master to give a reward, and even liberty to a female slave, that had reared him above three children: A proof, that sometimes the ancients propagated from their slaves; which, indeed, cannot be denied. Were it otherwise, the practice of slavery, being so common in antiquity, must have been destructive to a degree which no expedient could repair. All I pretend to infer from these reasonings is, that slavery is in general disadvantageous both to the happiness and populousness of mankind, and that its place is much better supplied by the practice of hired servants.
The laws, or, as some writers call them, the seditions of the Gracchi, were occasioned by their observing the encrease of slaves all over Italy, and the diminution of free citizens. Appian50 ascribes this encrease to the propagation of the slaves: Plutarch51 to the purchasing of barbarians, who were chained and imprisoned, βαρβαρικα δεσμωτηρια.52 It is to be presumed that both causes concurred.
Sicily, says Florus,53 was full of ergastula, and was cultivated by labourers in chains. Eunus and Athenio excited the servile war, by breaking up these monstrous prisons, and giving liberty to 60,000 slaves. The younger Pompey augmented his army in Spain by the same expedient.54 If the country labourers, throughout the Roman empire, were so generally in this situation, and if it was difficult or impossible to find separate lodgings for the families of the city servants, how unfavourable to propagation, as well as to humanity, must the institution of domestic slavery be esteemed?
Constantinople, at present, requires the same recruits of slaves from all the provinces, that Rome did of old; and these provinces are of consequence far from being populous.
Egypt, according to Mons. Maillet,55 sends continual colonies of black slaves to the other parts of the Turkish empire; and receives annually an equal return of white: The one brought from the inland parts of Africa; the other from Mingrelia, Circassia, and Tartary.
Our modern convents are, no doubt, bad institutions: But there is reason to suspect, that anciently every great family in Italy, and probably in other parts of the world, was a species of convent. And though we have reason to condemn all those popish institutions, as nurseriesj of superstition, burthensome to the public, and oppressive to the poor prisoners, male as well as female; yet may it be questioned whether they be so destructive to the populousness of a state, as is commonly imagined. Were the land, which belongs to a convent, bestowed on a nobleman, he would spend its revenue on dogs, horses, grooms, footmen, cooks, and house-maids; and his family would not furnish many more citizens than the convent.
The common reason, why any parent thrusts his daughters into nunneries, is, that he may not be overburthened with too numerous a family; but the ancients had a method almost as innocent, and more effectual to that purpose, to wit, exposing their children in early infancy. This practice was very common; and is not spoken of by any author of those times with the horror it deserves, or scarcely56 even with disapprobation. Plutarch, the humane, good-natured Plutarch,57 mentions it as a merit in Attalus, king of Pergamus, that he murdered, or, if you will, exposed all his own children, in order to leave his crown to the son of his brother, Eumenes; signalizing in this manner his gratitude and affection to Eumenes, who had left him his heir preferably to that son. It was Solon, the most celebrated of the sages of Greece, that gave parents permission by law to kill their children.58
Shall we then allow these two circumstances to compensate each other, to wit, monastic vows and the exposing of children, and to be unfavourable, in equal degrees, to the propagation of mankind? I doubt the advantage is here on the side of antiquity. Perhaps, by an odd connexion of causes, the barbarous practice of the ancients might rather render those times more populous. By removing the terrors of too numerous a family it would engage many people in marriage; and such is the force of natural affection, that very few, in comparison, would have resolution enough, when it came to the push, to carry into execution their former intentions.
China, the only country where this practice of exposing children prevails at present, is the most populous country we know of; and every man is married before he is twenty. Such early marriages could scarcely be general, had not men the prospect of so easy a method of getting rid of their children. I own, that Plutarch59 speaks of it as a very general maxim of the poor to expose their children; and as the rich were then averse to marriage, on account of the courtship they met with from those who expected legacies from them, the public must have been in a bad situation between them.60
Of all sciences there is none, where first appearances are more deceitful than in politics. Hospitals for foundlings seem favourable to the encrease of numbers; and perhaps, may be so, when kept under proper restrictions. But when they open the door to every one, without distinction, they have probably a contrary effect, and are pernicious to the state. It is computed, that every ninth child born at Paris, is sent to the hospital; though it seems certain, according to the common course of human affairs, that it is not a hundredth child whose parents are altogether incapacitated to rear and educate him. The k great difference, for health, industry, and morals, between an education in an hospital and that in a private family, should induce us not to make the entrance into the former too easy and engaging. To kill one’s own child is shocking to nature, and must therefore be somewhat unusual; but to turn over the care of him upon others, is very tempting to the natural indolence of mankind.
Having considered the domestic life and manners of the ancients, compared to those of the moderns; where, in the main, we seem rather superior, so far as the present question is concerned; we shall now examine the political customs and institutions of both ages, and weigh their influence in retarding or forwarding the propagation of mankind.
Before the encrease of the Roman power, or rather till its full establishment, almost all the nations, which are the scene of ancient history, were divided into small territories or petty commonwealths, where of course a great equality of fortune prevailed, and the center of the government was always very near its frontiers.
This was the situation of affairs not only in Greece and Italy, but also in Spain, Gaul, Germany, Afric, and a great part of the Lesser Asia: And it must be owned, that no institution could be more favourable to the propagation of mankind. For, though a man of an overgrown fortune, not being able to consume more than another, must share it with those who serve and attend him; yet their possession being precarious, they have not the same encouragement to marry, as if each had a small fortune, secure and independent. Enormous cities are, besides, destructive to society, beget vice and disorder of all kinds, starve the remoter provinces, and even starve themselves, by the prices to which they raise all provisions. Where each man had his little house and field to himself, and each county had its capital, free and independent; what a happy situation of mankind! How favourable to industry and agriculture; to marriage and propagation! The prolific virtue of men, were it to act in its full extent, without that restraint which poverty and necessity imposes on it, would double the number every generation: And nothing surely can give it more liberty, than such small commonwealths, and such an equality of fortune among the citizens. All small states naturally produce equality of fortune, because they afford no opportunities of great encrease; but small commonwealths much more, by that division of power and authority which is essential to them.
When Xenophon61 returned after the famous expedition with Cyrus, he hired himself and 6000 of the Greeks into the service of Seuthes, a prince of Thrace; and the articles of his agreement were, that each soldier should receive a daric a month, each captain two darics, and he himself, as general, four: A regulation of pay which would not a little surprise our modern officers.
Demosthenes and Æschines, with eight more, were sent ambassadors to Philip of Macedon, and their appointments for above four months were a thousand drachmas, which is less than a drachma a day for each ambassador.62 But a drachma a day, nay sometimes two,63 was the pay of a common foot-soldier.
A centurion among the Romans had only double pay to a private man, in Polybius’s time,64 and we accordingly find the gratuities after a triumph regulated by that proportion.65 But Mark Anthony and the triumvirate gave the centurions five times the reward of the other.66 So much had the encrease of the commonwealth encreased the inequality among the citizens.67
It must be owned, that the situation of affairs in modern times, with regard to civil liberty, as well as equality of fortune, is not near so favourable, either to the propagation or happiness of mankind. Europe is shared out mostly into great monarchies; and such parts of it as are divided into small territories, are commonly governed by absolute princes, who ruin their people by a mimicry of the greater monarchs, in the splendor of their court and number of their forces. Swisserland alone and Holland resemble the ancient republics; and though the former is far from possessing any advantage either of soil, climate, or commerce, yet the numbers of people, with which it abounds, notwithstanding their enlisting themselves into every service in Europe, prove sufficiently the advantages of their political institutions.
The ancient republics derived their chief or only security from the numbers of their citizens. The Trachinians having lost great numbers of their people, the remainder, instead of enriching themselves by the inheritance of their fellow-citizens, applied to Sparta, their metropolis, for a new stock of inhabitants. The Spartans immediately collected ten thousand men; among whom the old citizens divided the lands of which the former proprietors had perished.68
After Timoleon had banished Dionysius from Syracuse, and had settled the affairs of Sicily, finding the cities of Syracuse and Sellinuntium extremely depopulated by tyranny, war, and faction, he invited over from Greece some new inhabitants to repeople them.69 Immediately forty thousand men (Plutarch70 says sixty thousand) offered themselves; and he distributed so many lots of land among them, to the great satisfaction of the ancient inhabitants: A proof at once of the maxims of ancient policy, which affected populousness more than riches; and of the good effects of these maxims, in the extreme populousness of that small country, Greece, which could at once supply so great a colony. The case was not much different with the Romans in early times. He is a pernicious citizen, said M. Curius, who cannot be content with seven acres.71 Such ideas of equality could not fail of producing great numbers of people.
We must now consider what disadvantages the ancients lay under with regard to populousness, and what checks they received from their political maxims and institutions. There are commonly compensations in every human condition: and though these compensations be not always perfectly equal, yet they serve, at least, to restrain the prevailing principle. To compare them and estimate their influence, is indeed difficult, even where they take place in the same age, and in neighbouring countries: But where several ages have intervened, and only scattered lights are afforded us by ancient authors; what can we do but amuse ourselves by talking pro and con, on an interesting subject, and thereby correcting all hasty and violent determinations?
First, We may observe, that the ancient republics were almost in perpetual war, a natural effect of their martial spirit, their love of liberty, their mutual emulation, and that hatred which generally prevails among nations that live in close neighbourhood. Now, war in a small state is much more destructive than in a great one; both because all the inhabitants, in the former case, must serve in the armies; and because the whole state is frontier, and is all exposed to the inroads of the enemy.
The maxims of ancient war were much more destructive than those of modern; chiefly by that distribution of plunder, in which the soldiers were indulged. The private men in our armies are such a low set of people, that we find any abundance, beyond their simple pay, breeds confusion and disorder among them, and a total dissolution of discipline. The very wretchedness and meanness of those, who fill the modern armies, render them less destructive to the countries which they invade: One instance, among many of the deceitfulness of first appearances in all political reasonings.72
Ancient battles were much more bloody, by the very nature of the weapons employed in them. The ancients drew up their men 16 or 20, sometimes 50 men deep, which made a narrow front; and it was not difficult to find a field, in which both armies might be marshalled, and might engage with each other. Even where any body of the troops was kept off by hedges, hillocks, woods, or hollow ways, the battle was not so soon decided between the contending parties, but that the others had time to overcome the difficulties which opposed them, and take part in the engagement. And as the whole army was thus engaged, and each man closely buckled to his antagonist, the battles were commonly very bloody, and great slaughter was made on both sides, especially on the vanquished. The long thin lines, required by fire-arms, and the quick decision of the fray, render our modern engagements but partial rencounters, and enable the general, who is foiled in the beginning of the day, to draw off the greater part of his army, sound and entire.l
The battles of antiquity, both by their duration, and their resemblance to single combats, were wrought up to a degree of fury quite unknown to later ages. Nothing could then engage the combatants to give quarter, but the hopes of profit, by making slaves of their prisoners. In civil wars, as we learn from Tacitus,73 the battles were the most bloody, because the prisoners were not slaves.
What a stout resistance must be made, where the vanquished expected so hard a fate! How inveterate the rage, where the maxims of war were, in every respect, so bloody and severe!
Instances are frequent, in ancient history, of cities besieged, whose inhabitants, rather than open their gates, murdered their wives and children, and rushed themselves on a voluntary death, sweetened perhaps by a little prospect of revenge upon the enemy. Greeks,74 as well as Barbarians, have often been wrought up to this degree of fury. And the same determined spirit and cruelty must, in other instances less remarkable, have been destructive to human society, in those petty commonwealths, which lived in close neighbourhood, and were engaged in perpetual wars and contentions.
Sometimes the wars in Greece, says Plutarch,75 were carried on entirely by inroads, and robberies, and piracies. Such a method of war must be more destructive in small states, than the bloodiest battles and sieges.
By the laws of the twelve tables, possession during two years formed a prescription for land; one year for moveables:76 An indication, that there was not in Italy, at that time, much more order, tranquillity, and settled police, than there is at present among the Tartars.
The only cartel I remember in ancient history, is that between Demetrius Poliorcetes and the Rhodians; when it was agreed, that a free citizen should be restored for 1000 drachmas, a slave bearing arms for 500.77
But, secondly, it appears that ancient manners were more unfavourable than the modern, not only in times of war, but also in those of peace; and that too in every respect, except the love of civil liberty and of equality, which is, I own, of considerable importance. To exclude faction from a free government, is very difficult, if not altogether impracticable; but such inveterate rage between the factions, and such bloody maxims, are found, in modern times amongst religious parties alone.n In ancient history, we may always observe, where one party prevailed, whether the nobles or people (for I can observe no difference in this respect78 ) that they immediately butchered all of the opposite party who fell into their hands, and banished such as had been so fortunate as to escape their fury. No form of process, no law, no trial, no pardon. A fourth, a third, perhaps near half of the city was slaughtered, or expelled, every revolution; and the exiles always joined foreign enemies, and did all the mischief possible to their fellow-citizens; till fortune put it in their power to take full revenge by a new revolution. And as these were frequent in such violent governments, the disorder, diffidence, jealousy, enmity, which must prevail, are not easy for us to imagine in this age of the world.
There are only two revolutions I can recollect in ancient history, which passed without great severity, and great effusion of blood in massacres and assassinations, namely, the restoration of the Athenian Democracy by Thrasybulus, and the subduing of the Roman republic by Cæsar. We learn from ancient history, that Thrasybulus passed a general amnesty for all past offences; and first introduced that word, as well as practice, into Greece.79 It appears, however, from many orations of Lysias,80 that the chief, and even some of the subaltern offenders, in the preceding tyranny, were tried, and capitally punished.o And as to Cæsar’s clemency, though much celebrated, it would not gain great applause in the present age. He butchered, for instance, all Cato’s senate, when he became master of Utica;81 and these, we may readily believe, were not the most worthless of the party. All those who had borne arms against that usurper, were attainted; and, by Hirtius’s law, declared incapable of all public offices.
These people were extremely fond of liberty; but seem not to have understood it very well. When the thirty tyrants first established their dominion at Athens, they began with seizing all the sycophants and informers, who had been so troublesome during the Democracy, and putting them to death by an arbitrary sentence and execution. Every man, says Sallust82 and Lysias,83was rejoiced at these punishments; not considering, that liberty was from that moment annihilated.
The utmost energy of the nervous style of Thucydides, and the copiousness and expression of the Greek language, seem to sink under that historian, when he attempts to describe the disorders, which arose from faction throughout all the Grecian commonwealths. You would imagine, that he still labours with a thought greater than he can find words to communicate. And he concludes his pathetic description with an observation, which is at once refined and solid. “In these contests,” says he, “those who were the dullest, and most stupid, and had the least foresight, commonly prevailed. For being conscious of this weakness, and dreading to be overreached by those of greater penetration, they went to work hastily, without premeditation, by the sword and poinard, and thereby got the start of their antagonists, who were forming fine schemes and projects for their destruction.”84
Not to mention Dionysius85 the elder, who is computed to have butchered in cool blood above 10,000 of his fellow-citizens; or Agathocles,86Nabis,87 and others, still more bloody than he; the transactions, even in free governments, were extremely violent and destructive. At Athens, the thirty tyrants and the nobles, in a twelvemonth, murdered, without trial, about 1200 of the people, and banished above the half of the citizens that remained.88 In Argos, near the same time, the people killed 1200 of the nobles; and afterwards their own demagogues, because they had refused to carry their prosecutions farther.89 The people also in Corcyra killed 1500 of the nobles, and banished a thousand.90 These numbers will appear the more surprising, if we consider the extreme smallness of these states. But all ancient history is full of such instances.91
When Alexander ordered all the exiles to be restored throughout all the cities; it was found, that the whole amounted to 20,000 men;92 the remains probably of still greater slaughters and massacres. What an astonishing multitude in so narrow a country as ancient Greece! And what domestic confusion, jealousy, partiality, revenge, heartburnings, must tear those cities, where factions were wrought up to such a degree of fury and despair.
It would be easier, says Isocrates to Philip, to raise an army in Greece at present from the vagabonds than from the cities.93
Even when affairs came not to such extremities (which they failed not to do almost in every city twice or thrice every century) property was rendered very precarious by the maxims of ancient government. Xenophon, in the Banquet of Socrates, gives us a natural unaffected description of the tyranny of the Athenian people. “In my poverty,” says Charmides, “I am much more happy than I ever was while possessed of riches: as much as it is happier to be in security than in terrors, free than a slave, to receive than to pay court, to be trusted than suspected. Formerly I was obliged to caress every informer; some imposition was continually laid upon me; and it was never allowed me to travel, or be absent from the city. At present, when I am poor I look big, and threaten others. The rich are afraid of me, and show me every kind of civility and respect; and I am become a kind of tyrant in the city.”94
In one of the pleadings of Lysias,95 the orator very coolly speaks of it, by the by, as a maxim of the Athenian people, that, whenever they wanted money, they put to death some of the rich citizens as well as strangers, for the sake of the forfeiture. In mentioning this, he seems not to have any intention of blaming them; still less of provoking them, who were his audience and judges.
Whether a man was a citizen or a stranger among that people, it seems indeed requisite, either that he should impoverish himself, or that the people would impoverish him, and perhaps kill him into the bargain. The orator last mentioned gives a pleasant account of an estate laid out in the public service;96 that is, above the third of it in raree-shows° and figured dances.
I need not insist on the Greek tyrannies, which were altogether horrible. Even the mixed monarchies, by which most of the ancient states of Greece were governed, before the introduction of republics, were very unsettled. Scarcely any city, but Athens, says Isocrates, could show a succession of kings for four or five generations.97
Besides many other obvious reasons for the instability of ancient monarchies, the equal division of property among the brothers in private families, must, by a necessary consequence, contribute to unsettle and disturb the state. The universal preference given to the elder by modern laws, though it encreases the inequality of fortunes, has, however, this good effect, that it accustoms men to the same idea in public succession, and cuts off all claim and pretension of the younger.
The new settled colony of Heraclea, falling immediately into faction applied to Sparta, who sent Heripidas with full authority to quiet their dissentions. This man, not provoked by any opposition, not inflamed by party rage, knew no better expedient than immediately putting to death about 500 of the citizens.98 A strong proof how deeply rooted these violent maxims of government were throughout all Greece.
If such was the disposition of men’s minds among that refined people, what may be expected in the commonwealths of Italy, Afric, Spain, and Gaul, which were denominated barbarous? Why otherwise did the Greeks so much value themselves on their humanity, gentleness, and moderation, above all other nations? This reasoning seems very natural. But unluckily the history of the Roman commonwealth, in its earlier times, if we give credit to the received accounts, presents an opposite conclusion. No blood was ever shed in any sedition at Rome, till the murder of the Gracchi. Dionysius Halicarnassæus,99 observing the singular humanity of the Roman people in this particular, makes use of it as an argument that they were originally of Grecian extraction: Whence we may conclude, that the factions and revolutions in the barbarous republics were usually more violent than even those of Greece above-mentioned.
If the Romans were so late in coming to blows, they made ample compensation, after they had once entered upon the bloody scene; and Appian’s history of their civil wars contains the most frightful picture of massacres, proscriptions, and forfeitures, that ever was presented to the world. What pleases most, in that historian, is, that he seems to feel a proper resentment of these barbarous proceedings; and talks not with that provoking coolness and indifference, which custom had produced in many of the Greek historians.100
The maxims of ancient politics contain, in general, so little humanity and moderation, that it seems superfluous to give any particular reason for the acts of violence committed at any particular period. Yet I cannot forbear observing, that the laws, in the later period of the Roman commonwealth, were so absurdly contrived, that they obliged the heads of parties to have recourse to these extremities. All capital punishments were abolished: However criminal, or, what is more, however dangerous any citizen might be, he could not regularly be punished otherwise than by banishment: And it became necessary, in the revolutions of party, to draw the sword of private vengeance; nor was it easy, when laws were once violated, to set bounds to these sanguinary proceedings. Had Brutus himself prevailed over the triumvirate, could he, in common prudence, have allowed Octavius and Anthony, to live, and have contented himself with banishing them to Rhodes or Marseilles, where they might still have plotted new commotions and rebellions? His executing C. Antonius, brother to the triumvir, shows evidently his sense of the matter. Did not Cicero, with the approbation of all the wise and virtuous of Rome, arbitrarily put to death Catiline’s accomplices, contrary to law, and without any trial or form of process? And if he moderated his executions, did it not proceed, either from the clemency of his temper, or the conjunctures of the times? A wretched security in a government which pretends to laws and liberty!
Thus, one extreme produces another. In the same manner as excessive severity in the laws is apt to beget great relaxation in their execution; so their excessive lenity naturally produces cruelty and barbarity. It is dangerous to force us, in any case, to pass their sacred boundaries.
One general cause of the disorders, so frequent in all ancient governments, seems to have consisted in the great difficulty of establishing any Aristocracy in those ages, and the perpetual discontents and seditions of the people, whenever even the meanest and most beggarly were excluded from the legislature and from public offices. The very quality of freemen gave such a rank, being opposed to that of slave, that it seemed to entitle the possessor to every power and privilege of the commonwealth. Solon’s101 laws excluded no freeman from votes or elections, but confined some magistracies to a particular census; yet were the people never satisfied till those laws were repealed. By the treaty with Antipater,102 no Athenian was allowed a vote whose census was less than 2000 drachmas (about 60 l. Sterling). And though such a government would to us appear sufficiently democratical, it was so disagreeable to that people, that above two-thirds of them immediately left their country.103Cassander reduced that census to the half;104 yet still the government was considered as an oligarchical tyranny, and the effect of foreign violence.
Servius Tullius’s105 laws seem equal and reasonable, by fixing the power in proportion to the property: Yet the Roman people could never be brought quietly to submit to them.
In those days there was no medium between a severe, jealous Aristocracy, ruling over discontented subjects; and a turbulent, factious, tyrannical Democracy.r At present, there is not one republic in Europe, from one extremity of it to the other, that is not remarkable for justice, lenity, and stability, equal to, or even beyond Marseilles, Rhodes, or the most celebrated in antiquity. Almost all of them are well-tempered Aristocracies.
But thirdly, there are many other circumstances, in which ancient nations seem inferior to the modern, both for the happiness and encrease of mankind. Trade, manufactures, industry, were no where, in former ages, so flourishing as they are at present in Europe. The only garb of the ancients, both for males and females, seems to have been a kind of flannel, which they wore commonly white or grey, and which they scoured as often as it became dirty. Tyre, which carried on, after Carthage, the greatest commerce of any city in the Mediterranean, before it was destroyed by Alexander, was no mighty city, if we credit Arrian’s account of its inhabitants.106Athens is commonly supposed to have been a trading city: But it was as populous before the Median war as at any time after it, according to Herodotus;107 yet its commerce, at that time, was so inconsiderable, that, as the same historian observes,108 even the neighbouring coasts of Asia were as little frequented by the Greeks as the pillars of Hercules: For beyond these he conceived nothing.
Great interest of money, and great profits of trade, are an infallible indication, that industry and commerce are but in their infancy. We read in Lysias109 of 100 per cent. profit made on a cargo of two talents, sent to no greater distance than from Athens to the Adriatic: Nor is this mentioned as an instance of extraordinary profit. Antidorus, says Demosthenes,110 paid three talents and a half for a house which he let at a talent a year: And the orator blames his own tutors for not employing his money to like advantage. My fortune, says he, in eleven years minority, ought to have been tripled. The value of 20 of the slaves left by his father, he computes at 40 minas, and the yearly profit of their labour at 12.111 The most moderate interest at Athens, (for there was higher112 often paid) was 12 per cent.,113 and that paid monthly. Not to insist upon the high interest, to which the vast sums distributed in elections had raised money114 at Rome, we find, that Verres, before that factious period, stated 24 per cent. for money which he left in the hands of the publicans: And though Cicero exclaims against this article, it is not on account of the extravagant usury; but because it had never been customary to state any interest on such occasions.115 Interest, indeed, sunk at Rome, after the settlement of the empire: But it never remained any considerable time so low, as in the commercial states of modern times.116
Among the other inconveniencies, which the Athenians felt from the fortifying of Decelia by the Lacedemonians, it is represented by Thucydides,117 as one of the most considerable, that they could not bring over their corn from Eubea by land, passing by Oropus; but were obliged to embark it, and to sail round the promontory of Sunium. A surprising instance of the imperfection of ancient navigation! For the water-carriage is not here above double the land.
I do not remember a passage in any ancient author, where the growth of a city is ascribed to the establishment of a manufacture. The commerce, which is said to flourish, is chiefly the exchange of those commodities, for which different soils and climates were suited. The sale of wine and oil into Africa, according to Diodorus Siculus,118 was the foundation of the riches of Agrigentum. The situation of the city of Sybaris, according to the same author119 was the cause of its immense populousness; being built near the two rivers Crathys and Sybaris. But these two rivers, we may observe, are not navigable; and could only produce some fertile vallies, for agriculture and tillage; an advantage so inconsiderable, that a modern writer would scarcely have taken notice of it.
The barbarity of the ancient tyrants, together with the extreme love of liberty, which animated those ages, must have banished every merchant and manufacturer, and have quite depopulated the state, had it subsisted upon industry and commerce. While the cruel and suspicious Dionysius was carrying on his butcheries, who, that was not detained by his landed property, and could have carried with him any art or skill to procure a subsistence in other countries, would have remained exposed to such implacable barbarity? The persecutions of Philip II. and Lewis XIV. filled all Europe with the manufacturers of Flanders and of France.
I grant, that agriculture is the species of industry chiefly requisite to the subsistence of multitudes; and it is possible, that this industry may flourish, even where manufactures and other arts are unknown and neglected. Swisserland is at present a remarkable instance; where we find, at once, the most skilful husbandmen, and the most bungling tradesmen, that are to be met with in Europe. That agriculture flourished in Greece and Italy, at least in some parts of them, and at some periods, we have reason to presume; And whether the mechanical arts had reached the same degree of perfection, may not be esteemed so material; especially, if we consider the great equality of riches in the ancient republics, where each family was obliged to cultivate, with the greatest care and industry, its own little field, in order to its subsistence.
But is it just reasoning, because agriculture may, in some instances, flourish without trade or manufactures, to conclude, that, in any great extent of country, and for any great tract of time, it would subsist alone? The most natural way, surely, of encouraging husbandry, is, first, to excite other kinds of industry, and thereby afford the labourer a ready market for his commodities, and a return of such goods as may contribute to his pleasure and enjoyment. This method is infallible and universal; and, as it prevails more in modern government than in the ancient, it affords a presumption of the superior populousness of the former.
Every man, says Xenophon,120 may be a farmer: No art or skill is requisite: All consists in industry, and in attention to the execution. A strong proof, as Columella hints, that agriculture was but little known in the age of Xenophon
All our later improvements and refinements, have they done nothing towards the easy subsistence of men, and consequently towards their propagation and encrease? Our superior skill in mechanics; the discovery of new worlds, by which commerce has been so much enlarged; the establishment of posts; and the use of bills of exchange: These seem all extremely useful to the encouragement of art, industry, and populousness. Were we to strike off these, what a check should we give to every kind of business and labour, and what multitudes of families would immediately perish from want and hunger? And it seems not probable, that we could supply the place of these new inventions by any other regulation or institution.
Have we reason to think, that the police of ancient states was any wise comparable to that of modern, or that men had then equal security, either at home, or in their journies by land or water? I question not, but every impartial examiner would give us the preference in this particular.121
Thus, upon comparing the whole, it seems impossible to assign any just reason, why the world should have been more populous in ancient than in modern times. The equality of property among the ancients, liberty, and the small divisions of their states, were indeed circumstances favourable to the propagation of mankind: But their wars were more bloody and destructive, their governments more factious and unsettled, commerce and manufactures more feeble and languishing, and the general police more loose and irregular. These latter disadvantages seem to form a sufficient counterbalance to the former advantages; and rather favour the opposite opinion to that which commonly prevails with regard to this subject.
But there is no reasoning, it may be said, against matter of fact. If it appear, that the world was then more populous than at present, we may be assured, that our conjectures are false, and that we have overlooked some material circumstance in the comparison. This I readily own: All our preceding reasonings, I acknowledge to be mere trifling, or, at least, small skirmishes and frivolous rencounters, which decide nothing. But unluckily the main combat, where we compare facts, cannot be rendered much more decisive. The facts, delivered by ancient authors, are either so uncertain or so imperfect as to afford us nothing positive in this matter. How indeed could it be otherwise? The very facts, which we must oppose to them, in computing the populousness of modern states, are far from being either certain or complete. Many grounds of calculation proceeded on by celebrated writers, are little better than those of the Emperor Heliogabalus, who formed an estimate of the immense greatness of Rome, from ten thousand pound weight of cobwebs which had been found in that city.122
It is to be remarked, that all kinds of numbers are uncertain in ancient manuscripts, and have been subject to much greater corruptions than any other part of the text; and that for an obvious reason. Any alteration, in other places, commonly affects the sense or grammar, and is more readily perceived by the reader and transcriber.
Few enumerations of inhabitants have been made of any tract of country by any ancient author of good authority, so as to afford us a large enough view for comparison.
It is probable, that there was formerly a good foundation for the number of citizens assigned to any free city; because they entered for a share in the government, and there were exact registers kept of them. But as the number of slaves is seldom mentioned, this leaves us in as great uncertainty as ever, with regard to the populousness even of single cities.
The first page of Thucydides is, in my opinion, the commencement of real history. All preceding narrations are so intermixed with fable, that philosophers ought to abandon them, in a great measure, to the embellishment of poets and orators.123
With regard to remote times, the numbers of people assigned are often ridiculous, and lose all credit and authority. The free citizens of Sybaris, able to bear arms, and actually drawn out in battle, were 300,000. They encountered at Siagra with 100,000 citizens of Crotona, another Greek city contiguous to them; and were defeated. This is Diodorus Siculus’s124 account; and is very seriously insisted on by that historian. Strabo125 also mentions the same number of Sybarites.
Diodorus Siculus,126 enumerating the inhabitants of Agrigentum, when it was destroyed by the Carthaginians, says, that they amounted to 20,000 citizens, 200,000 strangers, besides slaves, who, in so opulent a city as he represents it, would probably be, at least, as numerous. We must remark, that the women and the children are not included; and that, therefore, upon the whole, this city must have contained near two millions of inhabitants.127 And what was the reason of so immense an encrease! They were industrious in cultivating the neighbouring fields, not exceeding a small English county; and they traded with their wine and oil to Africa, which, at that time, produced none of these commodities.
Ptolemy, says Theocritus,128 commands 33,339 cities. I suppose the singularity of the number was the reason of assigning it. Diodorus Siculus129 assigns three millions of inhabitants to Ægypt, a small number: But then he makes the number of cities amount to 18,000: An evident contradiction.
He says,130 the people were formerly seven millions. Thus remote times are always most envied and admired.
That Xerxes’s army was extremely numerous, I can readily believe; both from the great extent of his empire, and from the practice among the eastern nations, of encumbering their camp with a superfluous multitude: But will any rational man cite Herodotus’s wonderful narrations as an authority? There is something very rational, I own, in Lysias’s131 argument upon this subject. Had not Xerxes’s army been incredibly numerous, says he, he had never made a bridge over the Hellespont: It had been much easier to have transported his men over so short a passage, with the numerous shipping of which he was master.
Polybius132 says, that the Romans, between the first and second Punic wars, being threatened with an invasion from the Gauls, mustered all their own forces, and those of their allies, and found them amount to seven hundred thousand men able to bear arms: A great number surely, and which, when joined to the slaves, is probablys not less, if not rather more, than that extent of country affords at present.133 The enumeration too seems to have been made with some exactness; and Polybius gives us the detail of the particulars. But might not the number be magnified, in order to encourage the people?
Diodorus Siculus134 makes the same enumeration amount to near a million. These variations are suspicious. He plainly too supposes, that Italy in his time was not so populous: Another suspicious circumstance. For who can believe, that the inhabitants of that country diminished from the time of the first Punic war to that of the triumvirates?
Julius Cæsar according to Appian,135 encountered four millions of Gauls, killed one million, and made another million prisoners.136 Supposing the number of the enemy’s army and that of the slain could be exactly assigned, which never is possible; how could it be known how often the same man returned into the armies, or how distinguish the new from the old levied soldiers? No attention ought ever to be given to such loose, exaggerated calculations; especially where the author does not tell us the mediums, upon which the calculations were founded.
Paterculus137 makes the number of Gauls killed by Cæsar amount only to 400,000: A more probable account, and more easily reconciled to the history of these wars given by that conqueror himself in his Commentaries.138v The most bloody of his battles were fought against the Helvetii and the Germans.
One would imagine, that every circumstance of the life and actions of Dionysius the elder might be regarded as authentic, and free from all fabulous exaggeration; both because he lived at a time when letters flourished most in Greece, and because his chief historian was Philistus, a man allowed to be of great genius, and who was a courtier and minister of that prince. But can we admit, that he had a standing army of 100,000 foot, 10,000 horse, and a fleet of 400 gallies?139 These, we may observe, were mercenary forces, and subsisted upon pay, like our armies in Europe. For the citizens were all disarmed; and when Dion afterwards invaded Sicily, and called on his countrymen to vindicate their liberty, he was obliged to bring arms along with him, which he distributed among those who joined him.140 In a state where agriculture alone flourishes, there may be many inhabitants; and if these be all armed and disciplined, a great force may be called out upon occasion: But great bodies of mercenary troops can never be maintained, without either great trade and numerous manufactures, or extensive dominions. The United Provinces never were masters of such a force by sea and land, as that which is said to belong to Dionysius; yet they possess as large a territory, perfectly well cultivated, and have much more resources from their commerce and industry. Diodorus Siculus allows, that, even in his time, the army of Dionysius appeared incredible; that is, as I interpret it, was entirely a fiction, and the opinion arose from the exaggerated flattery of the courtiers, and perhaps from the vanity and policy of the tyrant himself.w
It is a usual fallacy, to consider all the ages of antiquity as one period, and to compute the numbers contained in the great cities mentioned by ancient authors, as if these cities had been all cotemporary. The Greek colonies flourished extremely in Sicily during the age of Alexander: But in Augustus’s time they were so decayed, that almost all the produce of that fertile island was consumed in Italy.141
Let us now examine the numbers of inhabitants assigned to particular cities in antiquity; and omitting the numbers of Nineveh, Babylon, and the Egyptian Thebes, let us confine ourselves to the sphere of real history, to the Grecian and Roman states. I must own, the more I consider this subject, the more am I inclined to scepticism, with regard to the great populousness ascribed to ancient times.
Athens is said by Plato142 to be a very great city; and it was surely the greatest of all the Greek143 cities, except Syracuse, which was nearly about the same size in Thucydides’s144 time, and afterwards encreased beyond it. For Cicero145 mentions it as the greatest of all the Greek cities in his time; not comprehending, I suppose, either Antioch or Alexandria under that denomination. Athenæus146 says, that, by the enumeration of Demetrius Phalereus, there were in Athens 21,000 citizens, 10,000 strangers, and 400,000 slaves. This number is much insisted on by those whose opinion I call in question, and is esteemed a fundamental fact to their purpose: But, in my opinion, there is no point of criticism more certain, than that Athenæus and Ctesicles, whom he quotes, are here mistaken, and that the number of slaves is, at least, augmented by a whole cypher, and ought not to be regarded as more than 40,000.
First, When the number of citizens is said to be 21,000 by Athenæus,147 men of full age are only understood. For, (1.) Herodotus says,148 that Aristagoras, ambassador from the Ionians, found it harder to deceive one Spartan than 30,000 Athenians; meaning, in a loose way, the whole state, supposed to be met in one popular assembly, excluding the women and children. (2.) Thucydides149 says, that, making allowance for all the absentees in the fleet, army, garrisons, and for people employed in their private affairs, the Athenian assembly never rose to five thousand. (3.) The forces, enumerated by the same historian,150 being all citizens, and amounting to 13,000 heavy-armed infantry, prove the same method of calculation; as also the whole tenor of the Greek historians, who always understand men of full age, when they assign the number of citizens in any republic. Now, these being but the fourth of the inhabitants, the free Athenians were by this account 84,000; the strangers 40,000; and the slaves, calculating by the smaller number, and allowing that they married and propagated at the same rate with freemen, were 160,000; and the whole of the inhabitants 284,000: A number surely large enough. The other number, 1,720,000, makes Athens larger than London and Paris united.
Secondly, There were but 10,000 houses in Athens.151
Thirdly, Though the extent of the walls, as given us by Thucydides,152 be great, (to wit, eighteen miles, beside the sea-coast): Yet Xenophon153 says, there was much waste ground within the walls. They seem indeed to have joined four distinct and separate cities.154
Fourthly, No insurrection of the slaves, or suspicion of insurrection, is ever mentioned by historians; except one commotion of the miners.155
Fifthly, The treatment of slaves by the Athenians is said by Xenophon,156 and Demosthenes,157 and Plautus,158 to have been extremely gentle and indulgent: Which could never have been the case, had the disproportion been twenty to one. The disproportion is not so great in any of our colonies; yet are we obliged to exercise a rigorous military government over the negroes.
Sixthly, No man is ever esteemed rich for possessing what may be reckoned an equal distribution of property in any country, or even triple or quadruple that wealth. Thus every person in England is computed by some to spend six-pence a day: Yet is he esteemed but poor who has five times that sum. Now Timarchus is said by Æschines159 to have been left in easy circumstances; but he was master only of ten slaves employed in manufactures. Lysias and his brother, two strangers, were proscribed by the thirty for their great riches; though they had but sixty a-piece.160Demosthenes was left very rich by his father; yet he had no more than fifty-two slaves.161 His workhouse, of twenty cabinet-makers, is said to be a very considerable manufactory.162
Seventhly, During the Decelian war, as the Greek historians call it, 20,000 slaves deserted, and brought the Athenians to great distress, as we learn from Thucydides.163 This could not have happened, had they been only the twentieth part. The best slaves would not desert.
Eighthly,Xenophon164 proposes a scheme for maintaining by the public 10,000 slaves: And that so great a number may possibly be supported, any one will be convinced, says he, who considers the numbers we possessed before the Decelian war. A way of speaking altogether incompatible with the larger number of Athenæus.
Ninthly, The whole census of the state of Athens was less than 6000 talents. And though numbers in ancient manuscripts be often suspected by critics, yet this is unexceptionable; both because Demosthenes,165 who gives it, gives also the detail, which checks him; and because Polybius166 assigns the same number, and reasons upon it. Now, the most vulgar slave could yield by his labour an obolus a day, over and above his maintenance, as we learn from Xenophon,167 who says, that Nicias’s overseer paid his master so much for slaves, whom he employed inx mines. If you will take the pains to estimate an obolus a day, and the slaves at 400,000, computing only at four years purchase, you will find the sum above 12,000 talents; even though allowance be made for the great number of holidays in Athens. Besides, many of the slaves would have a much greater value from their art. The lowest that Demosthenes estimates any of his168 father’s slaves is two minas a head. And upon this supposition, it is a little difficult, I confess, to reconcile even the number of 40,000 slaves with the census of 6000 talents.
Tenthly,Chios is said by Thucydides,169 to contain more slaves than any Greek city, except Sparta. Sparta then had more than Athens, in proportion to the number of citizens. The Spartans were 9000 in the town, 30,000 in the country.170 The male slaves, therefore, of full age, must have been more than 780,000;171 the whole more than 3,120,000. A number impossible to be maintained in a narrow barren country, such as Laconia, which had no trade. Had the Helotes been so very numerous, the murder of 2000 mentioned by Thucydides,172 would have irritated them, without weakening them.
Besides, we are to consider, that the number assigned by Athenæus,173 whatever it is, comprehends all the inhabitants of Attica, as well as those of Athens. The Athenians affected much a country life, as we learn from Thucydides;174 and when they were all chased into town, by the invasion of their territory during the Peloponnesian war, the city was not able to contain them; and they were obliged to lie in the porticoes, temples, and even streets, for want of lodging.175
The same remark is to be extended to all the other Greek cities; and when the number of citizens is assigned, we must always understand it to comprehend the inhabitants of the neighbouring country, as well as of the city. Yet, even with this allowance, it must be confessed, that Greece was a populous country, and exceeded what we could imagine concerning so narrow a territory, naturally not very fertile, and which drew no supplies of corn from other places. For, excepting Athens, which traded to Pontus for that commodity, the other cities seem to have subsisted chiefly from their neighbouring territory.176
Rhodes is well known to have been a city of extensive commerce, and of great fame and splendor; yet it contained only 6000 citizens able to bear arms, when it was besieged by Demetrius.177
Thebes was always one of the capital cities of Greece:178 But the number of its citizens exceeded not those of Rhodes.179Phliasia is said to be a small city by Xenophon,180 yet we find, that it contained 6000 citizens.181 I pretend not to reconcile these two facts.aa Perhaps, Xenophon calls Phliasia a small town, because it made but a small figure in Greece, and maintained only a subordinate alliance with Sparta; or perhaps the country, belonging to it, was extensive, and most of the citizens were employed in the cultivation of it, and dwelt in the neighbouring villages.
Mantinea was equal to any city in Arcadia:182 Consequently it was equal to Megalopolis, which was fifty stadia, or six miles and a quarter in circumference.183 But Mantinea had only 3000 citizens.184 The Greek cities, therefore, contained often fields and gardens, together with the houses; and we cannot judge of them by the extent of their walls. Athens contained no more than 10,000 houses; yet its walls, with the sea-coast, were above twenty miles in extent. Syracuse was twenty-two miles in circumference; yet was scarcely ever spoken of by the ancients as more populous than Athens. Babylon was a square of fifteen miles, or sixty miles in circuit; but it contained large cultivated fields and inclosures, as we learn from Pliny. Though Aurelian’s wall was fifty miles in circumference;185 the circuit of all the thirteen divisions of Rome, taken apart, according to Publius Victor,186 was only about forty-three miles. When an enemy invaded the country, all the inhabitants retired within the walls of the ancient cities, with their cattle and furniture, and instruments of husbandry: and the great height, to which the walls were raised, enabled a small number to defend them with facility.
Sparta, says Xenophon,187 is one of the cities of Greece that has the fewest inhabitants. Yet Polybius188 says, that it was forty-eight stadia in circumference, and was round.
All the Ætolians able to bear arms in Antipater’s time, bb deducting some few garrisons, were but ten thousand men.189
Polybius190 tells us, that the Achæan league might, without any inconvenience, march 30 or 40,000 men: And this account seems probable: For that league comprehended the greater part of Peloponnesus. Yet Pausanias,191 speaking of the same period, says, that all the Achæans able to bear arms, even when several manumitted slaves were joined to them, did not amount to fifteen thousand.
The Thessalians, till their final conquest by the Romans, were, in all ages, turbulent, factious, seditious, disorderly.192 It is not therefore natural to suppose, that this part of Greece abounded much in people.
cc We are told by Thucydides,193 that the part of Peloponnesus, adjoining to Pylos, was desart and uncultivated. Herodotus says,194 that Macedonia was full of lions and wild bulls; animals which can only inhabit vast unpeopled forests. These were the two extremities of Greece.
All the inhabitants of Epirus, of all ages, sexes and conditions, who were sold by Paulus Æmilius, amounted only to 150,000.195 Yet Epirus might be double the extent of Yorkshire.dd
eeJustin196 tells us, that, when Philip of Macedon was declared head of the Greek confederacy, he called a congress of all the states, except the Lacedemonians, who refused to concur; and he found the force of the whole, upon computation, to amount to 200,000 infantry, and 15,000 cavalry. This must be understood to be all the citizens capable of bearing arms. For as the Greek republics maintained no mercenary forces, and had no militia distinct from the whole body of the citizens, it is not conceivable what other medium there could be of computation. That such an army could ever, by Greece, be brought into the field, and be maintained there, is contrary to all history. Upon this supposition, therefore, we may thus reason. The free Greeks of all ages and sexes were 860,000. The slaves, estimating them by the number of Athenian slaves as above, who seldom married or had families, were double the male citizens of full age, to wit, 430,000. And all the inhabitants of ancient Greece, excepting Laconia, were about one million two hundred and ninety thousand: No mighty number, nor exceeding what may be found at present in Scotland, a country of not much greater extent, and very indifferently peopled.
We may now consider the numbers of people in Rome and Italy, and collect all the lights afforded us by scattered passages in ancient authors. We shall find, upon the whole, a great difficulty, in fixing any opinion on that head; and no reason to support those exaggerated calculations, so much insisted on by modern writers.
Dionysius Halicarnassæus197 says, that the ancient walls of Rome were nearly of the same compass with those of Athens, but that the suburbs ran out to a great extent; and it was difficult to tell, where the town ended or the country began. In some places of Rome, it appears, from the same author,198 from Juvenal,199 and from other ancient writers,200 that the houses were high, and families lived in separate storeys, one above another: But it is probable, that these were only the poorer citizens, and only in some few streets. If we may judge from the younger Pliny’s201 account of his own house, and from Bartoli’s202 plans of ancient buildings, the men of quality had very spacious palaces; and their buildings were like the Chinese houses at this day, where each apartment is separated from the rest, and rises no higher than a single storey. To which if we add, that the Roman nobility much affected extensive porticoes, and even woods203 in town; we may perhaps allow Vossius (though there is no manner of reason for it) to read the famous passage of the elder Pliny204 his own way, without admitting the extravagant consequences which he draws from it.
The number of citizens who received corn by the public distribution in the time of Augustus, were two hundred thousand.205 This one would esteem a pretty certain ground of calculation: Yet is it attended with such circumstances as throw us back into doubt and uncertainty.
Did the poorer citizens only receive the distribution? It was calculated, to be sure, chiefly for their benefit. But it appears from a passage in Cicero206 that the rich might also take their portion, and that it was esteemed no reproach in them to apply for it.
To whom was the corn given; whether only to heads of families, or to every man, woman, and child? The portion every month was five modii to each207 (about ⅚ of a bushel). This was too little for a family, and too much for an individual. A very accurate antiquary,208 therefore, infers, that it was given to every man of full age: But he allows the matter to be uncertain.
Was it strictly enquired, whether the claimant lived within the precincts of Rome; or was it sufficient, that he presented himself at the monthly distribution? This last seems more probable.209
Were there no false claimants? We are told,210 that Cæsar struck off at once 170,000, who had creeped in without a just title; and it is very little probable, that he remedied all abuses.
But, lastly, what proportion of slaves must we assign to these citizens? This is the most material question; and the most uncertain. It is very doubtful, whether Athens can be established as a rule for Rome. Perhaps the Athenians had more slaves, because they employed them in manufactures, for which a capital city, like Rome, seems not so proper. Perhaps, on the other hand, the Romans had more slaves, on account of their superior luxury and riches.
There were exact bills of mortality kept at Rome; but no ancient author has given us the number of burials, except Suetonius,211 who tells us, that in one season, there were 30,000 names carried to the temple of Libitina: But this was during a plague; which can afford no certain foundation for any inference.
The public corn, though distributed only to 200,000 citizens, affected very considerably the whole agriculture of Italy:212 a fact no wise reconcileable to some modern exaggerations with regard to the inhabitants of that country.
The best ground of conjecture I can find concerning the greatness of ancient Rome, is this: We are told by Herodian,213 that Antioch and Alexandria were very little inferior to Rome. It appears from Diodorus Siculus,214 that one straight street of Alexandria reaching from gate to gate, was five miles long; and as Alexandria was much more extended in length than breadth, it seems to have been a city nearly of the bulk of Paris;215 and Rome might be about the size of London.
There lived in Alexandria, in Diodorus Siculus’s time,216 300,000 free people, comprehending, I suppose, women and children.217 But what number of slaves? Had we any just ground to fix these at an equal number with the free inhabitants, it would favour the foregoing computation.
There is a passage in Herodian, which is a little surprising. He says positively, that the palace of the Emperor was as large as all the rest of the city.218 This was Nero’s golden house, which is indeed represented by Suetonius219 and Pliny as of an enormous extent,220 but no power of imagination can make us conceive it to bear any proportion to such a city as London.
We may observe, had the historian been relating Nero’s extravagance, and had he made use of such an expression, it would have had much less weight; these rhetorical exaggerations being so apt to creep into an author’s style, even when the most chaste and correct. But it is mentioned by Herodian only by the by, in relating the quarrels between Geta and Caracalla.
It appears from the same historian,221 that there was then much land uncultivated, and put to no manner of use; and he ascribes it as a great praise to Pertinax, that he allowed every one to take such land either in Italy or elsewhere, and cultivate it as he pleased, without paying any taxes. Lands uncultivated, and put to no manner of use! This is not heard of in any part of Christendom; except in some remote parts of Hungary; as I have been informed. And it surely corresponds very ill with that idea of the extreme populousness of antiquity, so much insisted on.
We learn from Vopiscus,222 that there was even in Etruria much fertile land uncultivated, which the Emperor Aurelian intended to convert into vineyards, in order to furnish the Roman people with a gratuitous distribution of wine; a very proper expedient for depopulating still farther that capital and all the neighbouring territories.
It may not be amiss to take notice of the account which Polybius223 gives of the great herds of swine to be met with in Tuscany and Lombardy, as well as in Greece, and of the method of feeding them which was then practised. “There are great herds of swine,” says he, “throughout all Italy, particularly in former times, through Etruria and Cisalpine Gaul. And a herd frequently consists of a thousand or more swine. When one of these herds in feeding meets with another, they mix together; and the swine-herds have no other expedient for separating them than to go to different quarters, where they sound their horn; and these animals, being accustomed to that signal, run immediately each to the horn of his own keeper. Whereas in Greece, if the herds of swine happen to mix in the forests, he who has the greater flock, takes cunningly the opportunity of driving all away. And thieves are very apt to purloin the straggling hogs, which have wandered to a great distance from their keeper in search of food.”
May we not infer from this account, that the north of Italy, as well as Greece, was then much less peopled, and worse cultivated, than at present? How could these vast herds be fed in a country so full of inclosures, so improved by agriculture, so divided by farms, so planted with vines and corn intermingled together? I must confess, that Polybius’s relation has more the air of that œconomy which is to be met with in our American colonies, than the management of a European country.
We meet with a reflection in Aristotle’s224 Ethics, which seems unaccountable on any supposition, and by proving too much in favour of our present reasoning, may be thought really to prove nothing. That philosopher, treating of friendship, and observing, that this relation ought neither to be contracted to a very few, nor extended over a great multitude, illustrates his opinion by the following argument. “In like manner,” says he, “as a city cannot subsist, if it either have so few inhabitants as ten, or so many as a hundred thousand; so is there a mediocrity required in the number of friends; and you destroy the essence of friendship by running into either extreme.” What! impossible that a city can contain a hundred thousand inhabitants! Had Aristotle never seen nor heard of a city so populous? This, I must own, passes my comprehension.
Pliny225 tells us that Seleucia, the seat of the Greek empire in the East, was reported to contain 600,000 people. Carthage is said by Strabo226 to have contained 700,000. The inhabitants of Pekin are not much more numerous. London, Paris, and Constantinople, may admit of nearly the same computation; at least, the two latter cities do not exceed it. Rome, Alexandria, Antioch, we have already spoken of. From the experience of past and present ages, one might conjecture that there is a kind of impossibility, that any city could ever rise much beyond this proportion. Whether the grandeur of a city be founded on commerce or on empire, there seem to be invincible obstacles, which prevent its farther progress. The seats of vast monarchies, by introducing extravagant luxury, irregular expence, idleness, dependence, and false ideas of rank and superiority, are improper for commerce. Extensive commerce checks itself, by raising the price of all labour and commodities. When a great court engages the attendance of a numerous nobility, possessed of overgrown fortunes, the middling gentry remain in their provincial towns, where they can make a figure on a moderate income. And if the dominions of a state arrive at an enormous size, there necessarily arise many capitals, in the remoter provinces, whither all the inhabitants, except a few courtiers, repair for education, fortune, and amusement.227London, by uniting extensive commerce and middling empire, has, perhaps, arrived at a greatness, which no city will ever be able to exceed.
Chuse Dover or Calais for a center: Draw a circle of two hundred miles radius: You comprehend London, Paris, the Netherlands, the United Provinces, and some of the best cultivated parts of France and England. It may safely, I think, be affirmed, that no spot of ground can be found, in antiquity, of equal extent, which contained near so many great and populous cities, and was so stocked with riches and inhabitants. To balance, in both periods, the states, which possessed most art, knowledge, civility, and the best police, seems the truest method of comparison.
It is an observation of L’Abbe du Bos,228 that Italy is warmer at present than it was in ancient times. “The annals of Rome tell us,” says he, “that in the year 480 ab U.C. the winter was so severe that it destroyed the trees. The Tyber froze in Rome, and the ground was covered with snow for forty days. When Juvenal229 describes a superstitious woman, he represents her as breaking the ice of the Tyber, that she might perform her ablutions:
He speaks of that river’s freezing as a common event. Many passages of Horace suppose the streets of Rome full of snow and ice. We should have more certainty with regard to this point, had the ancients known the use of thermometers: But their writers, without intending it, give us information, sufficient to convince us, that the winters are now much more temperate at Rome than formerly. At present the Tyber no more freezes at Rome than the Nile at Cairo. The Romans esteem the winters very rigorous, if the snow lie two days, and if one see for eight and forty hours a few icicles hang from a fountain that has a north exposure.”
The observation of this ingenious critic may be extended to other European climates. Who could discover the mild climate of France in Diodorus Siculus’s230 description of that of Gaul? “As it is a northern climate,” says he, “it is infested with cold to an extreme degree. In cloudy weather, instead of rain there fall great snows; and in clear weather it there freezes so excessive hard, that the rivers acquire bridges of their own substance, over which, not only single travellers may pass, but large armies, accompanied with all their baggage and loaded waggons. And there being many rivers in Gaul, the Rhone, the Rhine, &c. almost all of them are frozen over; and it is usual, in order to prevent falling, to cover the ice with chaff and straw at the places where the road passes.” ffColder than aGallicWinter, is used by Petronius231 as a proverbial expression. Aristotle says, that Gaul is so cold a climate that an ass could not live in it.232
North of the Cevennes, says Strabo,233Gaul produces not figs and olives: And the vines, which have been planted, bear not grapes, that will ripen.
Ovid positively maintains, with all the serious affirmation of prose, that the Euxine sea was frozen over every winter in his time; and he appeals to Roman governours, whom he names, for the truth of his assertion.234 This seldom or never happens at present in the latitude of Tomi, whither Ovid was banished. All the complaints of the same poet seem to mark a rigour of the seasons, which is scarcely experienced at present in Petersburgh or Stockholm.
Tournefort, a Provençal, who had travelled into the same country, observes, that there is not a finer climate in the world: And he asserts, that nothing but Ovid’s melancholy could have given him such dismal ideas of it.235 But the facts, mentioned by that poet, are too circumstantial to bear any such interpretation.
Polybius236 says, that the climate in Arcadia was very cold, and the air moist.
“Italy,” says Varro,237 “is the most temperate climate in Europe. The inland parts” (Gaul, Germany, and Pannonia, no doubt) “have almost perpetual winter.”
The northern parts of Spain, according to Strabo,238 are but ill inhabited, because of the great cold.
Allowing, therefore, this remark to be just, that Europe is become warmer than formerly; how can we account for it? Plainly, by no other method, than by supposing, that the land is at present much better cultivated, and that the woods are cleared, which formerly threw a shade upon the earth, and kept the rays of the sun from penetrating to it. Our northern colonies in America become more temperate, in proportion as the woods are felled;239 but in general, every one may remark, that cold is still much more severely felt, both in North and South America, than in places under the same latitude in Europe.
Saserna, quoted by Columella,240 affirmed, that the disposition of the heavens was altered before his time, and that the air had become much milder and warmer; as appears hence, says he, that many places now abound with vineyards and olive plantations, which formerly, by reason of the rigour of the climate, could raise none of these productions. Such a change, if real, will be allowed an evident sign of the better cultivation and peopling of countries before the age of Saserna;241 and if it be continued to the present times, is a proof, that these advantages have been continually encreasing throughout this part of the world.
Let us now cast our eye over all the countries which are the scene of ancient and modern history, and compare their past and present situation: We shall not, perhaps, find such foundation for the complaint of the present emptiness and desolation of the world. Ægypt is represented by Maillet, to whom we owe the best account of it,242 as extremely populous; though he esteems the number of its inhabitants to be diminished. Syria, and the Lesser Asia, as well as the coast of Barbary, I can readily own, to be desart in comparison of their ancient condition. The depopulation of Greece is also obvious. But whether the country now called Turky in Europe may not, in general, contain more inhabitants than during the flourishing period of Greece, may be a little doubtful. The Thracians seem then to have lived like the Tartars at present, by pasturage and plunder:243 The Getes were still more uncivilized:244 And the Illyrians were no better.245 These occupy nine-tenths of that country: And though the government of the Turks be not very favourable to industry and propagation; yet it preserves at least peace and order among the inhabitants; and is preferable to that barbarous, unsettled condition, in which they anciently lived.
Poland and Muscovy in Europe are not populous; but are certainly much more so than the ancient Sarmatia and Scythia; where no husbandry or tillage was ever heard of, and pasturage was the sole art by which the people were maintained. The like observation may be extended to Denmark and Sweden. No one ought to esteem the immense swarms of people, which formerly came from the North, and over-ran all Europe, to be any objection to this opinion. Where a whole nation, or even half of it remove their seat; it is easy to imagine, what a prodigious multitude they must form; with what desperate valour they must make their attacks; and how the terror they strike into the invaded nations will make these magnify, in their imagination, both the courage and multitude of the invaders. Scotland is neither extensive nor populous; but were the half of its inhabitants to seek new seats, they would form a colony as numerous as the Teutons and Cimbri; and would shake all Europe, supposing it in no better condition for defence than formerly.
Germany has surely at present twenty times more inhabitants than in ancient times, when they cultivated no ground, and each tribe valued itself on the extensive desolation which it spread around; as we learn from Cæsar,246 and Tacitus,247 and Strabo.248 A proof, that the division into small republics will not alone render a nation populous, unless attended with the spirit of peace, order, and industry.
The barbarous condition of Britain in former times is well known, and the thinness of its inhabitants may easily be conjectured, both from their barbarity, and from a circumstance mentioned by Herodian,249 that all Britain was marshy, even in Severus’s time, after the Romans had been fully settled in it above a century.
It is not easily imagined, that the Gauls were anciently much more advanced in the arts of life than their northern neighbours; since they travelled to this island for their education in the mysteries of the religion and philosophy of the Druids.250 I cannot, therefore, think, that Gaul was then near so populous as France is at present.
Were we to believe, indeed, and join together the testimony of Appian, and that of Diodorus Siculus, we must admit of an incredible populousness in Gaul. The former historian251 says, that there were 400 nations in that country; the latter252 affirms, that the largest of the Gallic nations consisted of 200,000 men, besides women and children, and the least of 50,000. Calculating, therefore, at a medium, we must admit of near 200 millions of people, in a country, which we esteem populous at present, though supposed to contain little more than twenty.253 Such calculations, therefore, by their extravagance, lose all manner of authority. We may observe, that the equality of property, to which the populousness of antiquity may be ascribed, had no place among the Gauls.254 Their intestine wars also, before Cæsar’s time, were almost perpetual.255 And Strabo256 observes, that, though all Gaul was cultivated, yet was it not cultivated with any skill or care; the genius of the inhabitants leading them less to arts than arms, till their slavery under Rome produced peace among themselves.
Cæsar257 enumerates very particularly the great forces which were levied in Belgium to oppose his conquests; and makes them amount to 208,000. These were not the whole people able to bear arms: For the same historian tells us, that the Bellovaci could have brought a hundred thousand men into the field, though they engaged only for sixty. Taking the whole, therefore, in this proportion of ten to six, gg the sum of fighting men in all the states of Belgium was about 350,000; all the inhabitants a million and a half. And Belgium being about a fourth of Gaul, that country might contain six millions, which is nothh near the third of its present inhabitants.258jj We are informed by Cæsar, that the Gauls had no fixed property in land; but that the chieftains, when any death happened in a family, made a new division of all the lands among the several members of the family. This is the custom of Tanistry, which so long prevailed in Ireland, and which retained that country in a state of misery, barbarism, and desolation.
The ancient Helvetia was 250 miles in length, and 180 in breadth, according to the same author;259 yet contained only 360,000 inhabitants. The canton of Berne alone has, at present, as many people.
After this computation of Appian and Diodorus Siculus, I know not, whether I dare affirm, that the modern Dutch are more numerous than the ancient Batavi.
Spain is, perhaps, decayed from what it was three centuries ago; but if we step backward two thousand years, and consider the restless, turbulent, unsettled condition of its inhabitants, we may probably be inclined to think, that it is now much more populous. Many Spaniards killed themselves, when deprived of their arms by the Romans.260 It appears from Plutarch,261 that robbery and plunder were esteemed honourable among the Spaniards. Hirtius262 represents in the same light the situation of that country in Cæsar’s time; and he says, that every man was obliged to live in castles and walled towns for his security. It was not till its final conquest under Augustus, that these disorders were repressed.263 The account which Strabo264 and Justin265 give of Spain, corresponds exactly with those above mentioned. How much, therefore, must it diminish from our idea of the populousness of antiquity, when we find, that Tully, comparing Italy, Afric, Gaul, Greece, and Spain, mentions the great number of inhabitants, as the peculiar circumstance, which rendered this latter country formidable?266
Italy, however, it is probable, has decayed: But how many great cities does it still contain? Venice, Genoa, Pavia, Turin, Milan, Naples, Florence, Leghorn, which either subsisted not in ancient times, or were then very inconsiderable? If we reflect on this, we shall not be apt to carry matters to so great an extreme as is usual, with regard to this subject.
When the Roman authors complain, that Italy, which formerly exported corn, became dependent on all the provinces for its daily bread, they never ascribe this alteration to the encrease of its inhabitants, but to the neglect of tillage and agriculture.267 A natural effect of that pernicious practice of importing corn, in order to distribute it gratis among the Roman citizens, and a very bad means of multiplying the inhabitants of any country.268 The sportula, so much talked of by Martial and Juvenal, being presents regularly made by the great lords to their smaller clients, must have had a like tendency to produce idleness, debauchery, and a continual decay among the people. The parish-rates have at present the same bad consequences in England.
Were I to assign a period, when I imagine this part of the world might possibly contain more inhabitants than at present, I should pitch upon the age of Trajan and the Antonines;269 the great extent of the Roman empire being then civilized and cultivated, settled almost in a profound peace both foreign and domestic, and living under the same regular police and government.270 But we are told, that all extensive governments, especially absolute monarchies, are pernicious to population, and contain a secret vice and poison, which destroy the effect of all these promising appearances.271 To confirm this, there is a passage cited from Plutarch,272 which being somewhat singular, we shall here examine it.
That author, endeavouring to account for the silence of many of the oracles, says, that it may be ascribed to the present desolation of the world, proceeding from former wars and factions; which common calamity, he adds, has fallen heavier upon Greece than on any other country; insomuch, that the whole could scarcely at present furnish three thousand warriors; a number which, in the time of the Median war, were supplied by the single city of Megara. The gods, therefore, who affect works of dignity and importance, have suppressed many of their oracles, and deign not to use so many interpreters of their will to so diminutive a people.
I must confess, that this passage contains so many difficulties, that I know not what to make of it. You may observe, that Plutarch assigns, for a cause of the decay of mankind, not the extensive dominion of the Romans, but the former wars and factions of the several states; all which were quieted by the Roman arms. Plutarch’s reasoning, therefore, is directly contrary to the inference, which is drawn from the fact he advances.
Polybius supposes, that Greece had become more prosperous and flourishing after the establishment of the Roman yoke;273 and though that historian wrote before these conquerors had degenerated, from being the patrons, to be the plunderers of mankind; yet as we find from Tacitus,274 that the severity of the emperors afterwards corrected the licence of the governors, we have no reason to think that extensive monarchy so destructive as it is often represented.
We learn from Strabo,275 that the Romans, from their regard to the Greeks, maintained, to his time, most of the privileges and liberties of that celebrated nation; and Nero afterwards rather encreased them.276 How therefore can we imagine, that the Roman yoke was so burdensome over that part of the world? The oppression of the proconsuls was checked; and the magistracies in Greece being all bestowed, in the several cities, by the free votes of the people, there was no necessity for the competitors to attend the emperor’s court. If great numbers went to seek their fortunes in Rome, and advance themselves by learning or eloquence, the commodities of their native country, many of them would return with the fortunes which they had acquired, and thereby enrich the Grecian commonwealths.
But Plutarch says, that the general depopulation had been more sensibly felt in Greece than in any other country. How is this reconcileable to its superior privileges and advantages?
Besides, this passage, by proving too much, really proves nothing. Only three thousand men able to bear arms in allGreece! Who can admit so strange a proposition, especially if we consider the great number of Greek cities, whose names still remain in history, and which are mentioned by writers long after the age of Plutarch? There are there surely ten times more people at present, when there scarcely remains a city in all the bounds of ancient Greece. That country is still tolerably cultivated, and furnishes a sure supply of corn, in case of any scarcity in Spain, Italy, or the south of France.
We may observe, that the ancient frugality of the Greeks, and their equality of property, still subsisted during the age of Plutarch; as appears from Lucian.277 Nor is there any ground to imagine, that that country was possessed by a few masters, and a great number of slaves.
It is probable, indeed, that military discipline, being entirely useless, was extremely neglected in Greece after the establishment of the Roman empire; and if these commonwealths, formerly so warlike and ambitious, maintained each of them a small city-guard, to prevent mobbish disorders, it is all they had occasion for: And these, perhaps, did not amount to 3000 men, throughout all Greece. I own, that, if Plutarch had this fact in his eye, he is here guilty of a gross paralogism,° and assigns causes no wise proportioned to the effects. But is it so great a prodigy, that an author should fall into a mistake of this nature?278
But whatever force may remain in this passage of Plutarch, we shall endeavour to counterbalance it by as remarkable a passage in Diodorus Siculus, where the historian, after mentioning Ninus’s army of 1,700,000 foot and 200,000 horse, endeavours to support the credibility of this account by some posterior facts; and adds, that we must not form a notion of the ancient populousness of mankind from the present emptiness and depopulation which is spread over the world.279 Thus an author, who lived at that very period of antiquity which is represented as most populous,280 complains of the desolation which then prevailed, gives the preference to former times, and has recourse to ancient fables as a foundation for his opinion. The humour of blaming the present, and admiring the past, is strongly rooted in human nature, and has an influence even on persons endued with the profoundest judgment and most extensive learning.
As no party, in the present age, can well support itself, without a philosophical or speculative system of principles, annexed to its political or practical one; we accordingly find, that each of the factions, into which this nation is divided, has reared up a fabric of the former kind, in order to protect and cover that scheme of actions, which it pursues.1 The people being commonly very rude builders, especially in this speculative way, and more especially still, when actuated by party-zeal; it is natural to imagine, that their workmanship must be a little unshapely, and discover evident marks of that violence and hurry, in which it was raised. The one party, by tracing up government to the Deity, endeavour to render it so sacred and inviolate, that it must be little less than sacrilege, however tyrannical it may become, to touch or invade it, in the smallest article. The other party, by founding government altogether on the consent of the People, suppose that there is a kind of original contract, by which the subjects have tacitly reserved the power of resisting their sovereign, whenever they find themselves aggrieved by that authority, with which they have, for certain purposes, voluntarily entrusted him. These are the speculative principles of the two parties; and these too are the practical consequences deduced from them.
I shall venture to affirm, That both these systems of speculative principles are just; though not in the sense, intended by the parties: And, That both the schemes of practical consequences are prudent; though not in the extremes, to which each party, in opposition to the other, has commonly endeavoured to carry them.
That the Deity is the ultimate author of all government, will never be denied by any, who admit a general providence, and allow, that all events in the universe are conducted by an uniform plan, and directed to wise purposes. As it is impossible for the human race to subsist, at least in any comfortable or secure state, without the protection of government; this institution must certainly have been intended by that beneficent Being, who means the good of all his creatures: And as it has universally, in fact, taken place, in all countries, and all ages; we may conclude, with still greater certainty, that it was intended by that omniscient Being, who can never be deceived by any event or operation. But since he gave rise to it, not by any particular or miraculous interposition, but by his concealed and universal efficacy; a sovereign cannot, properly speaking, be called his vice-gerent, in any other sense than every power or force, being derived from him, may be said to act by his commission. Whatever actually happens is comprehended in the general plan or intention of providence; nor has the greatest and most lawful prince any more reason, upon that account, to plead a peculiar sacredness or inviolable authority, than an inferior magistrate, or even an usurper, or even a robber and a pyrate. The same divine superintendant, who, for wise purposes, invested a a Titus or a Trajan with authority, did also, for purposes, no doubt, equally wise, though unknown, bestow power on a Borgia or an Angria.2 The same causes, which gave rise to the sovereign power in every state, established likewise every petty jurisdiction in it, and every limited authority. A constable, therefore, no less than a king, acts by a divine commission, and possesses an indefeasible right.
When we consider how nearly equal all men are in their bodily force, and even in their mental powers and faculties, till cultivated by education; we must necessarily allow, that nothing but their own consent could, at first, associate them together, and subject them to any authority. The people, if we trace government to its first origin in the woods and desarts, are the source of all power and jurisdiction, and voluntarily, for the sake of peace and order, abandoned their native liberty, and received laws from their equal and companion. The conditions, upon which they were willing to submit, were either expressed, or were so clear and obvious, that it might well be esteemed superfluous to express them. If this, then, be meant by the original contract, it cannot be denied, that all government is, at first, founded on a contract, and that the most ancient rude combinations of mankind were formed chiefly by that principle. In vain, are we asked in what records this charter of our liberties is registered. It was not written on parchment, nor yet on leaves or barks of trees. It preceded the use of writing and all the other civilized arts of life. But we trace it plainly in the nature of man, and in the equality, b or something approaching equality, which we find in all the individuals of that species. The force, which now prevails, and which is founded on fleets and armies, is plainly political, and derived from authority, the effect of established government. A man’s natural force consists only in the vigour of his limbs, and the firmness of his courage; which could never subject multitudes to the command of one. Nothing but their own consent, and their sense of the advantages resulting from peace and order, could have had that influence.
c Yet even this consent was long very imperfect, and could not be the basis of a regular administration. The chieftain, who had probably acquired his influence during the continuance of war, ruled more by persuasion than command; and till he could employ force to reduce the refractory and disobedient, the society could scarcely be said to have attained a state of civil government. No compact or agreement, it is evident, was expressly formed for general submission; an idea far beyond the comprehension of savages: Each exertion of authority in the chieftain must have been particular, and called forth by the present exigencies of the case: The sensible utility, resulting from his interposition, made these exertions become daily more frequent; and their frequency gradually produced an habitual, and, if you please to call it so, a voluntary, and therefore precarious, acquiescence in the people.
But philosophers, who have embraced a party (if that be not a contradiction in terms) are not contented with these concessions. They assert, not only that government in its earliest infancy arose from consent or rather the voluntary acquiescence of the people; but also, that, even at present, when it has attained full maturity, it rests on no other foundation.3 They affirm, that all men are still born equal, and owe allegiance to no prince or government, unless bound by the obligation and sanction of a promise. And as no man, without some equivalent, would forego the advantages of his native liberty, and subject himself to the will of another; this promise is always understood to be conditional, and imposes on him no obligation, unless he meet with justice and protection from his sovereign. These advantages the sovereign promises him in return; and if he fail in the execution, he has broken, on his part, the articles of engagement, and has thereby freed his subject from all obligations to allegiance. Such, according to these philosophers, is the foundation of authority in every government; and such the right of resistance, possessed by every subject.
But would these reasoners look abroad into the world, they would meet with nothing that, in the least, corresponds to their ideas, or can warrant so refined and philosophical a system. On the contrary, we find, every where, princes, who claim their subjects as their property, and assert their independent right of sovereignty, from conquest or succession. We find also, every where, subjects, who acknowledge this right in their prince, and suppose themselves born under obligations of obedience to a certain sovereign, as much as under the ties of reverence and duty to certain parents. These connexions are always conceived to be equally independent of our consent, in Persia and China; in France and Spain; and even in Holland and England, wherever the doctrines above-mentioned have not been carefully inculcated. Obedience or subjection becomes so familiar, that most men never make any enquiry about its origin or cause, more than about the principle of gravity, resistance, or the most universal laws of nature. Or if curiosity ever move them; as soon as they learn, that they themselves and their ancestors have, for several ages, or from time immemorial, been subject to such a form of government or such a family; they immediately acquiesce, and acknowledge their obligation to allegiance. Were you to preach, in most parts of the world, that political connexions are founded altogether on voluntary consent or a mutual promise, the magistrate would soon imprison you, as seditious, for loosening the ties of obedience; if your friends did not before shut you up as delirious, for advancing such absurdities. It is strange, that an act of the mind, which every individual is supposed to have formed, and after he came to the use of reason too, otherwise it could have no authority; that this act, I say, should be so much unknown to all of them, that, over the face of the whole earth, there scarcely remain any traces or memory of it.
But the contract, on which government is founded, is said to be the original contract; and consequently may be supposed too old to fall under the knowledge of the present generation. If the agreement, by which savage men first associated and conjoined their force, be here meant, this is acknowledged to be real; but being so ancient, and being obliterated by a thousand changes of government and princes, it cannot now be supposed to retain any authority. If we would say any thing to the purpose, we must assert, that every particular government, which is lawful, and which imposes any duty of allegiance on the subject, was, at first, founded on consent and a voluntary compact. But besides that this supposes the consent of the fathers to bind the children, even to the most remote generations, (which republican writers will never allow) besides this, I say, it is not justified by history or experience, in any age or country of the world.
Almost all the governments, which exist at present, or of which there remains any record in story, have been founded originally, either on usurpation or conquest, or both, without any pretence of a fair consent, or voluntary subjection of the people. When an artful and bold man is placed at the head of an army or faction, it is often easy for him, by employing, sometimes violence, sometimes false pretences, to establish his dominion over a people a hundred times more numerous than his partizans. He allows no such open communication, that his enemies can know, with certainty, their number or force. He gives them no leisure to assemble together in a body to oppose him. Even all those, who are the instruments of his usurpation, may wish his fall; but their ignorance of each other’s intention keeps them in awe, and is the sole cause of his security. By such arts as these, many governments have been established; and this is all the original contract, which they have to boast of.
The face of the earth is continually changing, by the encrease of small kingdoms into great empires, by the dissolution of great empires into smaller kingdoms, by the planting of colonies, by the migration of tribes. Is there any thing discoverable in all these events, but force and violence? Where is the mutual agreement or voluntary association so much talked of?
Even the smoothest way, by which a nation may receive a foreign master, by marriage or a will, is not extremely honourable for the people; but supposes them to be disposed of, like a dowry or a legacy, according to the pleasure or interest of their rulers.
But where no force interposes, and election takes place; what is this election so highly vaunted? It is either the combination of a few great men, who decide for the whole, and will allow of no opposition: Or it is the fury of a multitude, that follow a seditious ringleader, who is not known, perhaps, to a dozen among them, and who owes his advancement merely to his own impudence, or to the momentary caprice of his fellows.
Are these disorderly elections, which are rare too, of such mighty authority, as to be the only lawful foundation of all government and allegiance?
In reality, there is not a more terrible event, than a total dissolution of government, which gives liberty to the multitude, and makes the determination or choice of a new establishment depend upon a number, which nearly approaches to that of the body of the people: For it never comes entirely to the whole body of them. Every wise man, then, wishes to see, at the head of a powerful and obedient army, a general, who may speedily seize the prize, and give to the people a master, which they are so unfit to chuse for themselves. So little correspondent is fact and reality to those philosophical notions.
Let not the establishment at the Revolution deceive us, or make us so much in love with a philosophical origin to government, as to imagine all others monstrous and irregular. Even that event was far from corresponding to these refined ideas. It was only the succession, and that only in the regal part of the government, which was then changed: And it was only the majority of seven hundred, who determined that change for near ten millions.4 I doubt not, indeed, but the bulk of those ten millions acquiesced willingly in the determination: But was the matter left, in the least, to their choice? Was it not justly supposed to be, from that moment, decided, and every man punished, who refused to submit to the new sovereign? How otherwise could the matter have ever been brought to any issue or conclusion?
The republic of Athens was, I believe, the most extensive democracy, that we read of in history: Yet if we make the requisite allowances for the women, the slaves, and the strangers, we shall find, that that establishment was not, at first, made, nor any law ever voted, by a tenth part of those who were bound to pay obedience to it: Not to mention the islands and foreign dominions, which the Athenians claimed as theirs by right of conquest. And as it is well known, that popular assemblies in that city were always full of licence and disorder, notwithstanding the institutions and laws by which they were checked: How much more disorderly must they prove, where they form not the established constitution, but meet tumultuously on the dissolution of the ancient government, in order to give rise to a new one? How chimerical must it be to talk of a choice in such circumstances?
d The Achæans enjoyed the freest and most perfect democracy of all antiquity; yet they employed force to oblige some cities to enter into their league, as we learn from Polybius.5
Harry the IVth6 and Harry the VIIth of England, had really no title to the throne but a parliamentary election; yet they never would acknowledge it, lest they should thereby weaken their authority. Strange, if the only real foundation of all authority be consent and promise!
It is in vain to say, that all governments are or should be, at first, founded on popular consent, as much as the necessity of human affairs will admit. This favours entirely my pretension. I maintain, that human affairs will never admit of this consent; seldom of the appearance of it. But that conquest or usurpation, that is, in plain terms, force, by dissolving the ancient governments, is the origin of almost all the new ones, which were ever established in the world. And that in the few cases, where consent may seem to have taken place, it was commonly so irregular, so confined, or so much intermixed either with fraud or violence, that it cannot have any great authority.
e My intention here is not to exclude the consent of the people from being one just foundation of government where it has place. It is surely the best and most sacred of any. I only pretend, that it has very seldom had place in any degree, and never almost in its full extent. And that therefore some other foundation of government must also be admitted.
Were all men possessed of so inflexible a regard to justice, that, of themselves, they would totally abstain from the properties of others; they had° for ever remained in a state of absolute liberty, without subjection to any magistrate or political society: But this is a state of perfection, of which human nature is justly deemed incapable. Again; were all men possessed of so perfect an understanding, as always to know their own interests, no form of government had ever been submitted to, but what was established on consent, and was fully canvassed by every member of the society: But this state of perfection is likewise much superior to human nature. Reason, history, and experience shew us, that all political societies have had an origin much less accurate and regular; and were one to choose a period of time, when the people’s consent was the least regarded in public transactions, it would be precisely on the establishment of a new government. In a settled constitution, their inclinations are often consulted; but during the fury of revolutions, conquests, and public convulsions, military force or political craft usually decides the controversy.
When a new government is established, by whatever means, the people are commonly dissatisfied with it, and pay obedience more from fear and necessity, than from any idea of allegiance or of moral obligation. The prince is watchful and jealous, and must carefully guard against every beginning or appearance of insurrection. Time, by degrees, removes all these difficulties, and accustoms the nation to regard, as their lawful or native princes, that family, which, at first, they considered as usurpers or foreign conquerors. In order to found this opinion, they have no recourse to any notion of voluntary consent or promise, which, they know, never was, in this case, either expected or demanded. The original establishment was formed by violence, and submitted to from necessity. The subsequent administration is also supported by power, and acquiesced in by the people, not as a matter of choice, but of obligation. They imagine not, that their consent gives their prince a title: But they willingly consent, because they think, that, from long possession, he has acquired a title, independent of their choice or inclination.
Should it be said, that, by living under the dominion of a prince, which one might leave, every individual has given a tacit consent to his authority, and promised him obedience; it may be answered, that such an implied consent can only have place, where a man imagines, that the matter depends on his choice. But where he thinks (as all mankind do who are born under established governments) that by his birth he owes allegiance to a certain prince or certain form of government; it would be absurd to infer a consent or choice, which he expressly, in this case, renounces and disclaims.
Can we seriously say, that a poor peasant or artizan has a free choice to leave his country, when he knows no foreign language or manners, and lives from day to day, by the small wages which he acquires? We may as well assert, that a man, by remaining in a vessel, freely consents to the dominion of the master; though he was carried on board while asleep, and must leap into the ocean, and perish, the moment he leaves her.
What if the prince forbid his subjects to quit his dominions; as in Tiberius’s time, it was regarded as a crime in a Roman knight that he had attempted to fly to the Parthians, in order to escape the tyranny of that emperor?7 Or as the ancient Muscovites prohibited all travelling under pain of death? And did a prince observe, that many of his subjects were seized with the frenzy of migrating to foreign countries, he would doubtless, with great reason and justice, restrain them, in order to prevent the depopulation of his own kingdom. Would he forfeit the allegiance of all his subjects, by so wise and reasonable a law? Yet the freedom of their choice is surely, in that case, ravished from them.
A company of men, who should leave their native country, in order to people some uninhabited region, might dream of recovering their native freedom; but they would soon find, that their prince still laid claim to them, and called them his subjects, even in their new settlement. And in this he would but act conformably to the common ideas of mankind.
The truest tacit consent of this kind, that is ever observed, is when a foreigner settles in any country, and is beforehand acquainted with the prince, and government, and laws, to which he must submit: Yet is his allegiance, though more voluntary, much less expected or depended on, than that of a natural born subject. On the contrary, his native prince still asserts a claim to him. And if he punish not the renegade, when he seizes him in war with his new prince’s commission; this clemency is not founded on the municipal law, which in all countries condemns the prisoner; but on the consent of princes, who have agreed to this indulgence, in order to prevent reprisals.
f Did one generation of men go off the stage at once, and another succeed, as is the case with silk-worms and butterflies, the new race, if they had sense enough to choose their government, which surely is never the case with men, might voluntarily, and by general consent, establish their own form of civil polity, without any regard to the laws or precedents, which prevailed among their ancestors. But as human society is in perpetual flux, one man every hour going out of the world, another coming into it, it is necessary, in order to preserve stability in government, that the new brood should conform themselves to the established constitution, and nearly follow the path which their fathers, treading in the footsteps of theirs, had marked out to them. Some innovations must necessarily have place in every human institution, and it is happy where the enlightened genius of the age give these a direction to the side of reason, liberty, and justice: but violent innovations no individual is entitled to make: they are even dangerous to be attempted by the legislature: more ill than good is ever to be expected from them: and if history affords examples to the contrary, they are not to be drawn into precedent, and are only to be regarded as proofs, that the science of politics affords few rules, which will not admit of some exception, and which may not sometimes be controuled by fortune and accident. The violent innovations in the reign of Henry VIII.8 proceeded from an imperious monarch, seconded by the appearance of legislative authority: Those in the reign of Charles I. were derived from faction and fanaticism; and both of them have proved happy in the issue: But even the former were long the source of many disorders, and still more dangers; and if the measures of allegiance were to be taken from the latter, a total anarchy must have place in human society, and a final period at once be put to every government.
Suppose, that an usurper, after having banished his lawful prince and royal family, should establish his dominion for ten or a dozen years in any country, and should preserve so exact a discipline in his troops, and so regular a disposition in his garrisons, that no insurrection had ever been raised, or even murmur heard, against his administration: Can it be asserted, that the people, who in their hearts abhor his treason, have tacitly consented to his authority, and promised him allegiance, merely because, from necessity, they live under his dominion? Suppose again their native prince restored, by means of an army, which he levies in foreign countries: They receive him with joy and exultation, and shew plainly with what reluctance they had submitted to any other yoke. I may now ask, upon what foundation the prince’s title stands? Not on popular consent surely: For though the people willingly acquiesce in his authority, they never imagine, that their consent made him sovereign. They consent; because they apprehend him to be already, by birth, their lawful sovereign. And as to that tacit consent, which may now be inferred from their living under his dominion, this is no more than what they formerly gave to the tyrant and usurper.
When we assert, that all lawful government arises from the consent of the people, we certainly do them a great deal more honour than they deserve, or even expect and desire from us. After the Roman dominions became too unwieldly for the republic to govern them, the people, over the whole known world, were extremely grateful to Augustus for that authority, which, by violence, he had established over them; and they shewed an equal disposition to submit to the successor, whom he left them, by his last will and testament. It was afterwards their misfortune, that there never was, in one family, any long regular succession; but that their line of princes was continually broken, either by private assassinations or public rebellions. The prætorian bands, on the failure of every family, set up one emperor; the legions in the East a second; those in Germany, perhaps, a third: And the sword alone could decide the controversy. The condition of the people, in that mighty monarchy, was to be lamented, not because the choice of the emperor was never left to them; for that was impracticable: But because they never fell under any succession of masters, who might regularly follow each other. As to the violence and wars and bloodshed, occasioned by every new settlement; these were not blameable, because they were inevitable.
The house of Lancaster ruled in this island about sixty years;g yet the partizans of the white rose seemed daily to multiply in England.9 The present establishment has taken place during a still longer period. Have all views of right in another family been utterly extinguished; even though scarce any man now alive had arrived at years of discretion, when it was expelled, or could have consented to its dominion, or have promised it allegiance? A sufficient indication surely of the general sentiment of mankind on this head. For we blame not the partizans of the abdicated family, merely on account of the long time, during which they have preserved their imaginary loyalty. We blame them for adhering to a family, which, we affirm, has been justly expelled, and which, from the moment the new settlement took place, had forfeited all title to authority.
But would we have a more regular, at least a more philosophical, refutation of this principle of an original contract or popular consent; perhaps, the following observations may suffice.
All moral duties may be divided into two kinds.10 The first are those, to which men are impelled by a natural instinct or immediate propensity, which operates on them, independent of all ideas of obligation, and of all views, either to public or private utility. Of this nature are, love of children, gratitude to benefactors, pity to the unfortunate. When we reflect on the advantage, which results to society from such humane instincts, we pay them the just tribute of moral approbation and esteem: But the person, actuated by them, feels their power and influence, antecedent to any such reflection.
The second kind of moral duties are such as are not supported by any original instinct of nature, but are performed entirely from a sense of obligation, when we consider the necessities of human society, and the impossibility of supporting it, if these duties were neglected. It is thus justice or a regard to the property of others, fidelity or the observance of promises, become obligatory, and acquire an authority over mankind. For as it is evident, that every man loves himself better than any other person, he is naturally impelled to extend his acquisitions as much as possible; and nothing can restrain him in this propensity, but reflection and experience, by which he learns the pernicious effects of that licence, and the total dissolution of society which must ensue from it. His original inclination, therefore, or instinct, is here checked and restrained by a subsequent judgment or observation.
The case is precisely the same with the political or civil duty of allegiance, as with the natural duties of justice and fidelity.11 Our primary instincts lead us, either to indulge ourselves in unlimited freedom, or to seek dominion over others: And it is reflection only, which engages us to sacrifice such strong passions to the interests of peace and public order. A small degree of experience and observation suffices to teach us, that society cannot possibly be maintained without the authority of magistrates, and that this authority must soon fall into contempt, where exact obedience is not payed to it. The observation of these general and obvious interests is the source of all allegiance, and of that moral obligation, which we attribute to it.
What necessity, therefore, is there to found the duty of allegiance or obedience to magistrates on that of fidelity or a regard to promises, and to suppose, that it is the consent of each individual, which subjects him to government; when it appears, that both allegiance and fidelity stand precisely on the same foundation, and are both submitted to by mankind, on account of the apparent interests and necessities of human society? We are bound to obey our sovereign, it is said; because we have given a tacit promise to that purpose. But why are we bound to observe our promise? It must here be asserted, that the commerce and intercourse of mankind, which are of such mighty advantage, can have no security where men pay no regard to their engagements. In like manner, may it be said, that men could not live at all in society, at least in a civilized society, without laws and magistrates and judges, to prevent the encroachments of the strong upon the weak, of the violent upon the just and equitable. The obligation to allegiance being of like force and authority with the obligation to fidelity, we gain nothing by resolving the one into the other. The general interests or necessities of society are sufficient to establish both.
If the reason be asked of that obedience, which we are bound to pay to government, I readily answer, because society could not otherwise subsist: And this answer is clear and intelligible to all mankind. Your answer is, because we should keep our word. But besides, that no body, till trained in a philosophical system, can either comprehend or relish this answer: Besides this, I say, you find yourself embarrassed, when it is asked, why we are bound to keep our word? Nor can you give any answer, but what would, immediately, without any circuit, have accounted for our obligation to allegiance.
But to whom is allegiance due? And who is our lawful sovereign? This question is often the most difficult of any, and liable to infinite discussions.12 When people are so happy, that they can answer, Our present sovereign, who inherits, in a direct line, from ancestors, that have governed us for many ages; this answer admits of no reply; even though historians, in tracing up to the remotest antiquity, the origin of that royal family, may find, as commonly happens, that its first authority was derived from usurpation and violence. It is confessed, that private justice, or the abstinence from the properties of others, is a most cardinal virtue: Yet reason tells us, that there is no property in durable objects, such as lands or houses, when carefully examined in passing from hand to hand, but must, in some period, have been founded on fraud and injustice. The necessities of human society, neither in private nor public life, will allow of such an accurate enquiry: And there is no virtue or moral duty, but what may, with facility, be refined away, if we indulge a false philosophy, in sifting and scrutinizing it, by every captious rule of logic, in every light or position, in which it may be placed.
The questions with regard to private property have filled infinite volumes of law and philosophy, if in both we add the commentators to the original text; and in the end, we may safely pronounce, that many of the rules, there established, are uncertain, ambiguous, and arbitrary.13 The like opinion may be formed with regard to the succession and rights of princes and forms of government.h Several cases, no doubt, occur, especially in the infancy of any constitution, which admit of no determination from the laws of justice and equity: And our historian Rapin14 pretends,i that the controversy between Edward the Third and Philip de Valois was of this nature, and could be decided only by an appeal to heaven, that is, by war and violence.
Who shall tell me, whether Germanicus or Drusus ought to have succeeded to Tiberius, had he died, while they were both alive, without naming any of them for his successor?15 Ought the right of adoption to be received as equivalent to that of blood, in a nation, where it had the same effect in private families, and had already, in two instances, taken place in the public? Ought Germanicus to be esteemed the elder son because he was born before Drusus; or the younger, because he was adopted after the birth of his brother? Ought the right of the elder to be regarded in a nation, where he had no advantage in the succession of private families? Ought the Roman empire at that time to be deemed hereditary, because of two examples; or ought it, even so early, to be regarded as belonging to the stronger or to the present possessor, as being founded on so recent an usurpation?
Commodus mounted the throne after a pretty long succession of excellent emperors, who had acquired their title, not by birth, or public election, but by the fictitious rite of adoption. That bloody debauchee being murdered by a conspiracy suddenly formed between his wench and her gallant, who happened at that time to be Prætorian Præfect; these immediately deliberated about choosing a master to human kind, to speak in the style of those ages; and they cast their eyes on Pertinax. Before the tyrant’s death was known, the Præfect went secretly to that senator, who, on the appearance of the soldiers, imagined that his execution had been ordered by Commodus. He was immediately saluted emperor by the officer and his attendants; chearfully proclaimed by the populace; unwillingly submitted to by the guards; formally recognized by the senate; and passively received by the provinces and armies of the empire.
The discontent of the Prætorian bands broke out in a sudden sedition, which occasioned the murder of that excellent prince: And the world being now without a master and without government, the guards thought proper to set the empire formally to sale. Julian, the purchaser, was proclaimed by the soldiers, recognized by the senate, and submitted to by the people; and must also have been submitted to by the provinces, had not the envy of the legions begotten opposition and resistance. Pescennius Niger in Syria elected himself emperor, gained the tumultuary consent of his army, and was attended with the secret good-will of the senate and people of Rome. Albinus in Britain found an equal right to set up his claim; but Severus, who governed Pannonia, prevailed in the end above both of them. That able politician and warrior, finding his own birth and dignity too much inferior to the imperial crown, professed, at first, an intention only of revenging the death of Pertinax. He marched as general into Italy; defeated Julian; and without our being able to fix any precise commencement even of the soldiers’ consent, he was from necessity acknowledged emperor by the senate and people; and fully established in his violent authority by subduing Niger and Albinus.16
Inter hæc Gordianus Cæsar (says Capitolinus, speaking of another period) sublatus a militibus. Imperator est appellatus, quia non erat alius in præsenti.17 It is to be remarked, that Gordian was a boy of fourteen years of age.
Frequent instances of a like nature occur in the history of the emperors; in that of Alexander’s successors; and of many other countries: Nor can any thing be more unhappy than a despotic government of this kind; where the succession is disjointed and irregular, and must be determined, on every vacancy, by force or election. In a free government, the matter is often unavoidable, and is also much less dangerous. The interests of liberty may there frequently lead the people, in their own defence, to alter the succession of the crown. And the constitution, being compounded of parts, may still maintain a sufficient stability, by resting on the aristocratical or democratical members, though the monarchical be altered, from time to time, in order to accommodate it to the former.
In an absolute government, when there is no legal prince, who has a title to the throne, it may safely be determined to belong to the first occupant. Instances of this kind are but too frequent, especially in the eastern monarchies. j When any race of princes expires, the will or destination of the last sovereign will be regarded as a title. Thus the edict of Lewis the XIVth, who called the bastard princes to the succession in case of the failure of all the legitimate princes, would, in such an event, have some authority.18k Thus the will of Charles the Second disposed of the whole Spanish monarchy. The cession of the ancient proprietor, especially when joined to conquest, is likewise deemed a good title. The general obligation, which binds us to government, is the interest and necessities of society; and this obligation is very strong. The determination of it to this or that particular prince or form of government is frequently more uncertain and dubious. Present possession has considerable authority in these cases, and greater than in private property; because of the disorders which attend all revolutions and changes of government.l
We shall only observe, before we conclude, that, though an appeal to general opinion may justly, in the speculative sciences of metaphysics, natural philosophy, or astronomy, be deemed unfair and inconclusive, yet in all questions with regard to morals, as well as criticism, there is really no other standard, by which any controversy can ever be decided. And nothing is a clearer proof, that a theory of this kind is erroneous, than to find, that it leads to paradoxes, repugnant to the common sentiments of mankind, and to the practice and opinion of all nations and all ages. The doctrine, which founds all lawful government on an original contract, or consent of the people, is plainly of this kind; nor has the most noted of its partizans, in prosecution of it, scrupled to affirm, that absolute monarchy is inconsistent with civil society, and so can be no form of civil government at all;19 and that the supreme power in a state cannot take from any man, by taxes and impositions, any part of his property, without his own consent or that of his representatives.20 What authority any moral reasoning can have, which leads into opinions so wide of the general practice of mankind, in every place but this single kingdom, it is easy to determine.m
The only passage I meet with in antiquity, where the obligation of obedience to government is ascribed to a promise, is in Plato’sCrito: where Socrates refuses to escape from prison, because he had tacitly promised to obey the laws.21 Thus he builds a tory consequence of passive obedience, on a whig foundation of the original contract.
New discoveries are not to be expected in these matters. If scarce any man, till very lately, ever imagined that government was founded on compact, it is certain, that it cannot, in general, have any such foundation.
The crime of rebellion among the ancients was commonly expressed by the terms νεωτερίζειν, novas res moliri.22
In the former essay, we endeavoured to refute the speculative systems of politics advanced in this nation; as well the religious system of the one party, as the philosophical of the other. We come now to examine the practical consequences, deduced by each party, with regard to the measures of submission due to sovereigns.1
As the obligation to justice is founded entirely on the interests of society, which require mutual abstinence from property, in order to preserve peace among mankind; it is evident, that, when the execution of justice would be attended with very pernicious consequences, that virtue must be suspended, and give place to public utility, in such extraordinary and such pressing emergencies. The maxim, fiat Justitia & ruat Cœlum, let justice be performed, though the universe be destroyed, is apparently false, and by sacrificing the end to the means, shews a preposterous idea of the subordination of duties. What governor of a town makes any scruple of burning the suburbs, when they facilitate the approaches of the enemy? Or what general abstains from plundering a neutral country, when the necessities of war require it, and he cannot otherwise subsist his army? The case is the same with the duty of allegiance; and common sense teaches us, that, as government binds us to obedience only on account of its tendency to public utility, that duty must always, in extraordinary cases, when public ruin would evidently attend obedience, yield to the primary and original obligation. Salus populi suprema Lex, the safety of the people is the supreme law.2 This maxim is agreeable to the sentiments of mankind in all ages: Nor is any one, when he reads of the insurrections against Neroa or Philip the Second, so infatuated with party-systems, as not to wish success to the enterprize, and praise the undertakers. Even our high monarchical party, in spite of their sublime theory, are forced, in such cases, to judge, and feel, and approve, in conformity to the rest of mankind.
Resistance, therefore, being admitted in extraordinary emergencies, the question can only be among good reasoners, with regard to the degree of necessity, which can justify resistance, and render it lawful or commendable. And here I must confess, that I shall always incline to their side, who draw the bond of allegiance very close, and consider an infringement of it, as the last refuge in desperate cases, when the public is in the highest danger, from violence and tyranny. For besides the mischiefs of a civil war, which commonly attends insurrection; it is certain, that, where a disposition to rebellion appears among any people, it is one chief cause of tyranny in the rulers, and forces them into many violent measures which they never would have embraced, had every one been inclined to submission and obedience. Thus the tyrannicide or assassination, approved of by ancient maxims, instead of keeping tyrants and usurpers in awe, made them ten times more fierce and unrelenting; and is now justly, upon that account, abolished by the laws of nations, and universally condemned as a base and treacherous method of bringing to justice these disturbers of society.3
Besides we must consider, that, as obedience is our duty in the common course of things, it ought chiefly to be inculcated; nor can any thing be more preposterous than an anxious care and solicitude in stating all the cases, in which resistance may be allowed. In like manner, though a philosopher reasonably acknowledges, in the course of an argument, that the rules of justice may be dispensed with in cases of urgent necessity; what should we think of a preacher or casuist, who should make it his chief study to find out such cases, and enforce them with all the vehemence of argument and eloquence? Would he not be better employed in inculcating the general doctrine, than in displaying the particular exceptions, which we are, perhaps, but too much inclined, of ourselves, to embrace and to extend?
There are, however, two reasons, which may be pleaded in defence of that party among us, who have, with so much industry, propagated the maxims of resistance; maxims, which, it must be confessed, are, in general, so pernicious, and so destructive of civil society. The first is, that their antagonists carrying the doctrine of obedience to such an extravagant height, as not only never to mention the exceptions in extraordinary cases (which might, perhaps, be excusable) but even positively to exclude them; it became necessary to insist on these exceptions, and defend the rights of injured truth and liberty. The second, and, perhaps, better reason, is founded on the nature of the British constitution and form of government.
It is almost peculiar to our constitution to establish a first magistrate with such high pre-eminence and dignity, that, though limited by the laws, he is, in a manner, so far as regards his own person, above the laws, and can neither be questioned nor punished for any injury or wrong, which may be committed by him. His ministers alone, or those who act by his commission, are obnoxious to justice; and while the prince is thus allured, by the prospect of personal safety, to give the laws their free course, an equal security is, in effect, obtained by the punishment of lesser offenders, and at the same time a civil war is avoided, which would be the infallible consequence, were an attack, at every turn, made directly upon the sovereign. But though the constitution pays this salutary compliment to the prince, it can never reasonably be understood, by that maxim, to have determined its own destruction, or to have established a tame submission, where he protects his ministers, perseveres in injustice, and usurps the whole power of the commonwealth. This case, indeed, is never expressly put by the laws; because it is impossible for them, in their ordinary course, to provide a remedy for it, or establish any magistrate, with superior authority, to chastise the exorbitancies of the prince. But as a right without a remedy would be an absurdity; the remedy in this case, is the extraordinary one of resistance, when affairs come to that extremity, that the constitution can be defended by it alone. Resistance therefore must, of course, become more frequent in the British government, than in others, which are simpler, and consist of fewer parts and movements. Where the king is an absolute sovereign, he has little temptation to commit such enormous tyranny as may justly provoke rebellion: But where he is limited, his imprudent ambition, without any great vices, may run him into that perilous situation. This is frequently supposed to have been the case with Charles the First; and if we may now speak truth, after animosities are ceased, this was also the case with James the Second. These were harmless, if not, in their private character, good men; but mistaking the nature of our constitution, and engrossing the whole legislative power, it became necessary to oppose them with some vehemence; and even to deprive the latter formally of that authority, which he had used with such imprudence and indiscretion.
To abolish all distinctions of party may not be practicable, perhaps not desirable, in a free government. The only dangerous parties are such as entertain opposite views with regard to the essentials of government, the succession of the crown, or the more considerable privileges belonging to the several members of the constitution; where there is no room for any compromise or accommodation, and where the controversy may appear so momentous as to justify even an opposition by arms to the pretensions of antagonists. Of this nature was the animosity, continued for above a century past, between the parties in England; an animosity which broke out sometimes into civil war, which occasioned violent revolutions, and which continually endangered the peace and tranquillity of the nation. But as there have appeared of late the strongest symptoms of an universal desire to abolish these party distinctions; this tendency to a coalition affords the most agreeable prospect of future happiness, and ought to be carefully cherished and promoted by every lover of his country.
There is not a more effectual method of promoting so good an end, than to prevent all unreasonable insult and triumph of the one party over the other, to encourage moderate opinions, to find the proper medium in all disputes, to persuade each that its antagonist may possibly be sometimes in the right, and to keep a balance in the praise and blame, which we bestow on either side. The two former Essays, concerning the original contract and passive obedience, are calculated for this purpose with regard to the philosophicala and practical controversies between the parties, and tend to show that neither side are in these respects so fully supported by reason as they endeavour to flatter themselves. We shall proceed to exercise the same moderation with regard to the historical disputes between the parties, by proving that each of them was justified by plausible topics; that there were on both sides wise men, who meant well to their country; and that the past animosity between the factions had no better foundation than narrow prejudice or interested passion.
The popular party, who afterwards acquired the name of whigs, might justify, by very specious arguments, that opposition to the crown, from which our present free constitution is derived. Though obliged to acknowledge, that precedents in favour of prerogative had uniformly taken place during many reigns before Charles the First, they thought, that there was no reason for submitting any longer to so dangerous an authority. Such might have been their reasoning: As the rights of mankind are for ever to be deemed sacred, no prescription of tyranny or arbitrary power can have authority sufficient to abolish them. Liberty is a blessing so inestimable, that, wherever there appears any probability of recovering it, a nation may willingly run many hazards, and ought not even to repine° at the greatest effusion of blood or dissipation of treasure. All human institutions, and none more than government, are in continual fluctuation. Kings are sure to embrace every opportunity of extending their prerogatives: And if favourable incidents be not also laid hold of for extending and securing the privileges of the people, an universal despotism must for ever prevail amongst mankind. The example of all the neighbouring nations proves, that it is no longer safe to entrust with the crown the same high prerogatives, which had formerly been exercised during rude and simple ages. And though the example of many late reigns may be pleaded in favour of a power in the prince somewhat arbitrary, more remote reigns afford instances of stricter limitations imposed on the crown; and those pretensions of the parliament, now branded with the title of innovations, are only a recovery of the just rights of the people.
These views, far from being odious, are surely large, and generous, and noble: To their prevalence and success the kingdom owes its liberty; perhaps its learning, its industry, commerce, and naval power: By them chiefly the English name is distinguished among the society of nations, and aspires to a rivalship with that of the freest and most illustrious commonwealths of antiquity. But as all these mighty consequences could not reasonably be foreseen at the time when the contest began, the royalists of that age wanted not specious arguments on their side, by which they could justify their defence of the then established prerogatives of the prince. We shall state the question, as it might have appeared to them at the assembling of that parliament, which, by its violent encroachments on the crown, began the civil wars.
The only rule of government, they might have said, known and acknowledged among men, is use and practice: Reason is so uncertain a guide that it will always be exposed to doubt and controversy: Could it ever render itself prevalent over the people, men had always retained it as their sole rule of conduct: They had still continued in the primitive, unconnected, state of nature, without submitting to political government, whose sole basis is, not pure reason, but authority and precedent. Dissolve these ties, you break all the bonds of civil society, and leave every man at liberty to consult his private interest, by those expedients, which his appetite, disguised under the appearance of reason, shall dictate to him. The spirit of innovation is in itself pernicious, however favourable its particular object may sometimes appear: A truth so obvious, that the popular party themselves are sensible of it; and therefore cover their encroachments on the crown by the plausible pretence of their recovering the ancient liberties of the people.
But the present prerogatives of the crown, allowing all the suppositions of that party, have been incontestably established ever since the accession of the House of Tudor; a period, which, as it now comprehends a hundred and sixty years, may be allowed sufficient to give stability to any constitution. Would it not have appeared ridiculous, in the reign of the Emperor Adrian, to have talked of the republican constitution as the rule of government; or to have supposed, that the former rights of the senate, and consuls, and tribunes were still subsisting?1
But the present claims of the English monarchs are much more favourable than those of the Roman emperors during that age. The authority of Augustus was a plain usurpation, grounded only on military violence, and forms such an epoch in the Roman history, as is obvious to every reader. But if Henry VII. really, as some pretend, enlarged the power of the crown, it was only by insensible acquisitions, which escaped the apprehension of the people, and have scarcely been remarked even by historians and politicians. The new government, if it deserve the epithet, is an imperceptible transition from the former; is entirely engrafted on it; derives its title fully from that root; and is to be considered only as one of those gradual revolutions, to which human affairs, in every nation, will be for ever subject.
The House of Tudor, and after them that of Stuart, exercised no prerogatives, but what had been claimed and exercised by the Plantagenets.2 Not a single branch of their authority can be said to be an innovation. The only difference is, that, perhaps, former kings exerted these powers only by intervals, and were not able, by reason of the opposition of their barons, to render them so steady a rule of administration.b But the sole inference from this fact is, that those ancient times were more turbulent and seditious; and that royal authority, the constitution, and the laws have happily of late gained the ascendant.
Under what pretence can the popular party now speak of recovering the ancient constitution? The former controul over the kings was not placed in the commons, but in the barons: The people had no authority, and even little or no liberty; till the crown, by suppressing these factious tyrants, enforced the execution of the laws, and obliged all the subjects equally to respect each others rights, privileges, and properties. If we must return to the ancient barbarous and c feudal constitution; let those gentlemen, who now behave themselves with so much insolence to their sovereign, set the first example. Let them make court to be admitted as retainers to a neighbouring baron; and by submitting to slavery under him, acquire some protection to themselves; together with the power of exercising rapine and oppression over their inferior slaves and villains. This was the condition of the commons among their remote ancestors.
But how far back must we go, in having recourse to ancient constitutions and governments? There was a constitution still more ancient than that to which these innovators affect so much to appeal. During that period there was no magna charta: The barons themselves possessed few regular, stated privileges: And the house of commons probably had not an existence.3
It is ridiculous to hear the commons, while they are assuming, by usurpation, the whole power of government, talk of reviving ancient institutions. Is it not known, that, though representatives received wages from their constituents; to be a member of the lower house was always considered as a burden, and an exemption from it as a privilege? Will they persuade us, that power, which, of all human acquisitions, is the most coveted, and in comparison of which even reputation and pleasure and riches are slighted, could ever be regarded as a burden by any man?
The property, acquired of late by the commons, it is said, entitles them to more power than their ancestors enjoyed. But to what is this encrease of their property owing, but to an encrease of their liberty and their security? Let them therefore acknowledge, that their ancestors, while the crown was restrained by the seditious barons, really enjoyed less liberty than they themselves have attained, after the sovereign acquired the ascendant: And let them enjoy that liberty with moderation; and not forfeit it by new exorbitant claims, and by rendering it a pretence for endless innovations.
The true rule of government is the present established practice of the age. That has most authority, because it is recent: It is also best known, for the same reason. Who has assured those tribunes, that the Plantagenets did not exercise as high acts of authority as the Tudors? Historians, they say, do not mention them. But historians are also silent with regard to the chief exertions of prerogative by the Tudors. Where any power or prerogative is fully and undoubtedly established, the exercise of it passes for a thing of course, and readily escapes the notice of history and annals. Had we no other monuments of Elizabeth’s reign, than what are preserved even by Camden,4 the most copious, judicious, and exact of our historians, we should be entirely ignorant of the most important maxims of her government.
Was not the present monarchical government, in its full extent, authorized by lawyers, recommended by divines, acknowledged by politicians, acquiesced in, nay passionately cherished, by the people in general; and all this during a period of at least a hundred and sixty years, and till of late, without the smallest murmur or controversy? This general consent surely, during so long a time, must be sufficient to render a constitution legal and valid. If the origin of all power be derived, as is pretended, from the people; here is their consent in the fullest and most ample terms that can be desired or imagined.
But the people must not pretend, because they can, by their consent, lay the foundations of government, that therefore they are to be permitted, at their pleasure, to overthrow and subvert them. There is no end of these seditious and arrogant claims. The power of the crown is now openly struck at: The nobility are also in visible peril: The gentry will soon follow: The popular leaders, who will then assume the name of gentry, will next be exposed to danger: And the people themselves, having become incapable of civil government, and lying under the restraint of no authority, must, for the sake of peace, admit, instead of their legal and mild monarchs, a succession of military and despotic tyrants.
These consequences are the more to be dreaded, as the present fury of the people, though glossed over by pretensions to civil liberty, is in reality incited by the fanaticism of religion; a principle the most blind, headstrong, and ungovernable, by which human nature can possibly be actuated. Popular rage is dreadful, from whatever motive derived: But must be attended with the most pernicious consequences, when it arises from a principle, which disclaims all controul by human law, reason, or authority.
These are the arguments, which each party may make use of to justify the conduct of their predecessors, during that great crisis.5 The event,° if that can be admitted as a reason, has shown, that the arguments of the popular party were better founded; but perhaps, according to the established maxims of lawyers and politicians, the views of the royalists ought, before-hand, to have appeared more solid, more safe, and more legal. But this is certain, that the greater moderation we now employ in representing past events; the nearer shall we be to produce a full coalition of the parties, and an entire acquiescence in our present establishment. Moderation is of advantage to every establishment: Nothing but zeal can overturn a settled power: And an over-active zeal in friends is apt to beget a like spirit in antagonists. The transition from a moderate opposition against an establishment, to an entire acquiescence in it, is easy and insensible.
There are many invincible arguments, which should induce the malcontent party to acquiesce entirely in the present settlement of the constitution. They now find, that the spirit of civil liberty, though at first connected with religious fanaticism, could purge itself from that pollution, and appear under a more genuine and engaging aspect; a friend to toleration, and an encourager of all the enlarged and generous sentiments that do honour to human nature. They may observe, that the popular claims could stop at a proper period; and after retrenching the high claims of prerogative, could still maintain a due respect to monarchy, to nobility, and to all ancient institutions. Above all, they must be sensible, that the very principle, which made the strength of their party, and from which it derived its chief authority, has now deserted them, and gone over to their antagonists. The plan of liberty is settled; its happy effects are proved by experience; a long tract of time has given it stability; and whoever would attempt to overturn it, and to recall the past government or abdicated family, would, besides other more criminal imputations, be exposed, in their turn, to the reproach of faction and innovation. While they peruse the history of past events, they ought to reflect, both that those rights of the crown are long since annihilated, and that the tyranny, and violence, and oppression, to which they often gave rise, are ills, from which the established liberty of the constitution has now at last happily protected the people. These reflections will prove a better security to our freedom and privileges, than to deny, contrary to the clearest evidence of facts, that such regal powers ever had an existence. There is not a more effectual method of betraying a cause, than to lay the stress of the argument on a wrong place, and by disputing an untenable post, enure the adversaries to success and victory.
I suppose, that a member of parliament, in the reign of King William or Queen Anne, while the establishment of the Protestant Succession was yet uncertain, were deliberating concerning the party he would chuse in that important question, and weighing, with impartiality, the advantages and disadvantages on each side. I believe the following particulars would have entered into his consideration.1
He would easily perceive the great advantage resulting from the restoration of the Stuart family; by which we should preserve the succession clear and undisputed, free from a pretender, with such a specious title as that of blood, which, with the multitude, is always the claim, the strongest and most easily comprehended. It is in vain to say, as many have done, that the question with regard to governors, independent of government, is frivolous, and little worth disputing, much less fighting about. The generality of mankind never will enter into these sentiments; and it is much happier, I believe, for society, that they do not, but rather continue in their natural prepossessions.° How could stability be preserved in any monarchical government, (which, though, perhaps, not the best, is, and always has been, the most common of any) unless men had so passionate a regard for the true heir of their royal family; and even though he be weak in understanding, or infirm in years, gave him so sensible a preference above persons the most accomplished in shining talents, or celebrated for great atchievements? Would not every popular leader put in his claim at every vacancy, or even without any vacancy; and the kingdom become the theatre of perpetual wars and convulsions? The condition of the Roman empire, surely, was not, in this respect, much to be envied; nor is that of the Eastern nations, who pay little regard to the titles of their sovereign, but sacrifice them, every day, to the caprice or momentary humour of the populace or soldiery. It is but a foolish wisdom, which is so carefully displayed, in undervaluing princes, and placing them on a level with the meanest of mankind. To be sure, an anatomist finds no more in the greatest monarch than in the lowest peasant or day-labourer; and a moralist may, perhaps, frequently find less. But what do all these reflections tend to? We, all of us, still retain these prejudices in favour of birth and family; and neither in our serious occupations, nor most careless amusements, can we ever get entirely rid of them. A tragedy, that should represent the adventures of sailors, or porters, or even of private gentlemen, would presently disgust us; but one that introduces kings and princes, acquires in our eyes an air of importance and dignity. Or should a man be able, by his superior wisdom, to get entirely above such prepossessions, he would soon, by means of the same wisdom, again bring himself down to them, for the sake of society, whose welfare he would perceive to be intimately connected with them. Far from endeavouring to undeceive the people in this particular, he would cherish such sentiments of reverence to their princes; as requisite to preserve a due subordination in society. And though the lives of twenty thousand men be often sacrificed to maintain a king in possession of his throne, or preserve the right of succession undisturbed, he entertains no indignation at the loss, on pretence that every individual of these was, perhaps, in himself, as valuable as the prince he served. He considers the consequences of violating the hereditary right of kings: Consequences, which may be felt for many centuries; while the loss of several thousand men brings so little prejudice to a large kingdom, that it may not be perceived a few years after.
The advantages of the Hanover succession are of an opposite nature, and arise from this very circumstance, that it violates hereditary right; and places on the throne a prince, to whom birth gave no title to that dignity. It is evident, from the history of this island, that the privileges of the people have, during near two centuries, been continually upon the encrease, by the division of the church-lands, by the alienations of the barons’ estates, by the progress of trade, and above all, by the happiness of our situation, which, for a long time, gave us sufficient security, without any standing army or military establishment. On the contrary, public liberty has, almost in every other nation of Europe, been, during the same period, extremely upon the decline; while the people were disgusted at the hardships of the old a feudal militia, and rather chose to entrust their prince with mercenary armies, which he easily turned against themselves. It was nothing extraordinary, therefore, that some of our British sovereigns mistook the nature of the constitution, at least, the genius of the people; and as they embraced all the favourable precedents left them by their ancestors, they overlooked all those which were contrary, and which supposed a limitation in our government. They were encouraged in this mistake, by the example of all the neighbouring princes, who bearing the same title or appellation, and being adorned with the same ensigns of authority, naturally led them to claim the same powers and prerogatives. b It appears from the speeches, and proclamations of James I. and the whole train of that prince’s actions, as well as his son’s, that he regarded the English government as a simple monarchy, and never imagined that any considerable part of his subjects entertained a contrary idea. This opinion made those monarchs discover their pretensions, without preparing any force to support them; and even without reserve or disguise, which are always employed by those, who enter upon any new project, or endeavour to innovate in any government. The flattery of courtiers farther c confirmed their prejudices; and above all, that of the clergy, who from several passages of scripture, and these wrested° too, had erected a regular and avowed system of arbitrary power. The only method of destroying, at once, all these high claims and pretensions, was to depart from the true hereditary line, and choose a prince, who, being plainly a creature of the public, and receiving the crown on conditions, expressed and avowed, found his authority established on the same bottom° with the privileges of the people. By electing him in the royal line, we cut off all hopes of ambitious subjects, who might, in future emergencies, disturb the government by their cabals and pretensions: By rendering the crown hereditary in his family, we avoided all the inconveniencies of elective monarchy: And by excluding the lineal heir, we secured all our constitutional limitations, and rendered our government uniform and of a piece.° The people cherish monarchy, because protected by it: The monarch favours liberty, because created by it. And thus every advantage is obtained by the new establishment, as far as human skill and wisdom can extend itself.
These are the separate advantages of fixing the succession, either in the house of Stuart, or in that of Hanover. There are also disadvantages in each establishment, which an impartial patriot would ponder and examine, in order to form a just judgment upon the whole.
The disadvantages of the protestant succession consist in the foreign dominions, which are possessed by the princes of the Hanover line, and which, it might be supposed, would engage us in the intrigues and wars of the continent, and lose us, in some measure, the inestimable advantage we possess, of being surrounded and guarded by the sea, which we command. The disadvantages of recalling the abdicated family consist chiefly in their religion, which is more prejudicial to society than that established amongst us, is contrary to it, and affords no toleration, or peace, or security to any other communion.
It appears to me, that these advantages and disadvantages are allowed on both sides; at least, by every one who is at all susceptible of argument or reasoning. No subject, however loyal, pretends to deny, that the disputed title and foreign dominions of the present royal family are a loss. Nor is there any partizan of the Stuarts, but will confess, that the claim of hereditary, indefeasible right, and the Roman Catholic religion, are also disadvantages in that family. It belongs, therefore, to a philosopher alone, who is of neither party, to put all the circumstances in the scale, and assign to each of them its proper poise° and influence. Such a one will readily, at first, acknowledge that all political questions are infinitely complicated, and that there scarcely ever occurs, in any deliberation, a choice, which is either purely good, or purely ill. Consequences, mixed and varied, may be foreseen to flow from every measure: And many consequences, unforeseen, do always, in fact, result from every one. Hesitation, and reserve, and suspence, are, therefore, the only sentiments he brings to this essay° or trial. Or if he indulges any passion, it is that of derision against the ignorant multitude, who are always clamorous and dogmatical, even in the nicest questions, of which, from want of temper, perhaps still more than of understanding, they are altogether unfit judges.
But to say something more determinate on this head, the following reflections will, I hope, show the temper, if not the understanding of a philosopher.
Were we to judge merely by first appearances, and by past experience, we must allow that the advantages of a parliamentary title in the house of Hanover are greater than those of an undisputed hereditary title in the house of Stuart; and that our fathers acted wisely in preferring the former to the latter. So long as the house of Stuart ruled in Great Britain, which, with some interruption, was above eighty years, the government was kept in a continual fever, by the contention between the privileges of the people and the prerogatives of the crown. If arms were dropped, the noise of disputes continued: Or if these were silenced, jealousy still corroded the heart, and threw the nation into an unnatural ferment and disorder. And while we were thus occupied in domestic disputes, a foreign power, dangerous to public liberty, erected itself in Europe, without any opposition from us, and even sometimes with our assistance.
But during these last sixty years, when a parliamentary establishment has taken place; whatever factions may have prevailed either among the people or in public assemblies, the whole force of our constitution has always fallen to one side, and an uninterrupted harmony has been preserved between our princes and our parliaments. Public liberty, with internal peace and order, has flourished almost without interruption: Trade and manufactures, and agriculture, have encreased: The arts, and sciences, and philosophy, have been cultivated. Even religious parties have been necessitated to lay aside their mutual rancour: And the glory of the nation has spread itself all over Europe;d derived equally from our progress in the arts of peace, and from valour and success in war. So long and so glorious a period no nation almost can boast of: Nor is there another instance in the whole history of mankind, that so many millions of people have, during such a space of time, been held together, in a manner so free, so rational, and so suitable to the dignity of human nature.
But though this recent experience seems clearly to decide in favour of the present establishment, there are some circumstances to be thrown into the other scale; and it is dangerous to regulate our judgment by one event or example.
We have had two rebellions during the flourishing period above mentioned, besides plots and conspiracies without number. And if none of these have produced any very fatal event, we may ascribe our escape chiefly to the narrow genius of those princes who disputed our establishment; and we may esteem ourselves so far fortunate. But the claims of the banished family, I fear, are not yet antiquated;° and who can foretel, that their future attempts will produce no greater disorder?
The disputes between privilege and prerogative may easily be composed by laws, and votes, and conferences, and concessions; where there is tolerable temper or prudence on both sides, or on either side. Among contending titles, the question can only be determined by the sword, and by devastation, and by civil war.
A prince, who fills the throne with a disputed title, dares not arm his subjects; the only method of securing a people fully, both against domestic oppression and foreign conquest.
Notwithstanding our riches and renown, what a critical escape did we make, by the late peace, from dangers, which were owing not so much to bad conduct and ill success in war, as to the pernicious practice of mortgaging our finances, and the still more pernicious maxim of never paying off our incumbrances? Such fatal measures would not probably have been embraced, had it not been to secure a precarious establishment.e
But to convince us, that an hereditary title is to be embraced rather than a parliamentary one, which is not supported by any other views or motives; a man needs only transport himself back to the æra of the restoration, and suppose, that he had had a seat in that parliament which recalled the royal family, and put a period to the greatest disorders that ever arose from the opposite pretensions of prince and people. What would have been thought of one, that had proposed, at that time, to set aside Charles II. and settle the crown on the Duke of York, or Gloucester, merely in order to exclude all high claims, like those of their father and grandfather? Would not such a one have been regarded as an extravagant projector, who loved dangerous remedies, and could tamper and play with a government and national constitution, like a quack with a sickly patient?f
In reality, the reason assigned by the nation for excluding the race of Stuart, and so many other branches of the royal family, is not on account of their hereditary title (a reason, which would, to vulgar apprehensions, have appeared altogether absurd), but on account of their religion. Which leads us to compare the disadvantages above mentioned in each establishment.
I confess, that, considering the matter in general, it were much to be wished, that our prince had no foreign dominions, and could confine all his attention to the government of this island. For not to mention some real inconveniencies that may result from territories on the continent, they afford such a handle for calumny and defamation, as is greedily seized by the people, always disposed to think ill of their superiors. It must, however, be acknowledged, that Hanover, is, perhaps, the spot of ground in Europe the least inconvenient for a King of England. It lies in the heart of Germany, at a distance from the great powers, which are our natural rivals: It is protected by the laws of the empire, as well as by the arms of its own sovereign: And it serves only to connect us more closely with the house of Austria, our natural ally.g
The religious persuasion of the house of Stuart is an inconvenience of a much deeper dye, and would threaten us with much more dismal consequences. The Roman Catholic religion, with its train of priests and friers, is more expensive than ours: Even though unaccompanied with its natural attendants of inquisitors, and stakes, and gibbets, it is less tolerating: And not content with dividing the sacerdotal° from the regal office (which must be prejudicial to any state), it bestows the former on a foreigner, who has always a separate interest from that of the public, and may often have an opposite one.
But were this religion ever so advantageous to society, it is contrary to that which is established among us, and which is likely to keep possession, for a long time, of the minds of the people. And though it is much to be hoped, that the progress of reason will, by degrees, abate the h acrimony of opposite religions all over Europe; yet the spirit of moderation has, as yet, made too slow advances to be entirely trusted.i
Thus, upon the whole, the advantages of the settlement in the family of Stuart, which frees us from a disputed title, seem to bear some proportion with those of the settlement in the family of Hanover, which frees us from the claims of prerogative: But at the same time, its disadvantages, by placing on the throne a Roman Catholic, are greater than those of the other establishment, in settling the crown on a foreign prince. What party an impartial patriot, in the reign of K. William or Q. Anne, would have chosen amidst these opposite views, may, perhaps, to some appear hard to determine.j
But the settlement in the house of Hanover has actually taken place. The princes of that family, without intrigue, without cabal, without solicitation on their part, have been called to mount our throne, by the united voice of the whole legislative body. They have, since their accession, displayed, in all their actions, the utmost mildness, equity, and regard to the laws and constitution. Our own ministers, our own parliaments, ourselves have governed us; and if aught ill has befallen us, we can only blame fortune or ourselves. What a reproach must we become among nations, if, disgusted with a settlement so deliberately made, and whose conditions have been so religiously observed, we should throw every thing again into confusion; and by our levity and rebellious disposition, prove ourselves totally unfit for any state but that of absolute slavery and subjection?
The greatest inconvenience, attending a disputed title, is, that it brings us in danger of civil wars and rebellions. What wise man, to avoid this inconvenience, would run directly into a civil war and rebellion? Not to mention, that so long possession, secured by so many laws, must, ere this time, in the apprehension of a great part of the nation, have begotten a title in the house of Hanover, independent of their present possession: So that now we should not, even by a revolution, obtain the end of avoiding a disputed title.
No revolution made by national forces, will ever be able, without some other great necessity, to abolish our debts and incumbrances, in which the interest of so many persons is concerned. And a revolution made by foreign forces, is a conquest: A calamity, with which the precarious balance of power threatens us, and which our civil dissentions are likely, above all other circumstances, to bring upon us.
It is not with forms of government, as with other artificial contrivances; where an old engine may be rejected, if we can discover another more accurate and commodious, or where trials may safely be made, even though the success be doubtful. An established government has an infinite advantage, by that very circumstance of its being established; the bulk of mankind being governed by authority, not reason, and never attributing authority to any thing that has not the recommendation of antiquity. To tamper, therefore, in this affair, or try experiments merely upon the credit of supposed argument and philosophy, can never be the part of a wise magistrate, who will bear a reverence to what carries the marks of age; and though he may attempt some improvements for the public good, yet will he adjust his innovations, as much as possible, to the ancient fabric, and preserve entire the chief pillars and supports of the constitution.
The mathematicians in Europe have been much divided concerning that figure of a ship, which is the most commodious for sailing; and Huygens,1 who at last determined the controversy, is justly thought to have obliged the learned, as well as commercial world; though Columbus had sailed to America, and Sir Francis Drake made the tour of the world,2 without any such discovery. As one form of government must be allowed more perfect than another, independent of the manners and humours of particular men; why may we not enquire what is the most perfect of all, though the common botched and inaccurate governments seem to serve the purposes of society, and though it be not so easy to establish a new system of government, as to build a vessel upon a new construction? The subject is surely the most worthy curiosity of any the wit of man can possibly devise. And who knows, if this controversy were fixed by the universal consent of the wise and learned, but, in some future age, an opportunity might be afforded of reducing the theory to practice, either by a dissolution of some old government, or by the combination of men to form a new one, in some distant part of the world? In all cases, it must be advantageous to know what is most perfect in the kind, that we may be able to bring any real constitution or form of government as near it as possible, by such gentle alterations and innovations as may not give too great disturbance to society.
All I pretend to in the present essay is to revive this subject of speculation; and therefore I shall deliver my sentiments in as few words as possible. A long dissertation on that head would not, I apprehend, be very acceptable to the public, who will be apt to regard such disquisitions both as useless and chimerical.
All plans of government, which suppose great reformation in the manners of mankind, are plainly imaginary. Of this nature, are the Republic of Plato, and the Utopia of Sir Thomas More.3 The Oceana is the only valuable model of a commonwealth, that has yet been offered to the public.4
The chief defects of the Oceana seem to be these. First, Its rotation is inconvenient, by throwing men, of whatever abilities, by intervals, out of public employments. Secondly, Its Agrarian is impracticable. Men will soon learn the art, which was practised in ancient Rome, of concealing their possessions under other people’s name; till at last, the abuse will become so common, that they will throw off even the appearance of restraint. Thirdly, The Oceana provides not a sufficient security for liberty, or the redress of grievances. The senate must propose, and the people consent; by which means, the senate have not only a negative upon the people, but, what is of much greater consequence, their negative goes before the votes of the people. Were the King’s negative of the same nature in the English constitution, and could he prevent any bill from coming into parliament, he would be an absolute monarch. As his negative follows the votes of the houses, it is of little consequence: Such a difference is there in the manner of placing the same thing. When a popular bill has been debated in parliament, is brought to maturity, all its conveniencies and inconveniencies, weighed and balanced; if afterwards it be presented for the royal assent, few princes will venture to reject the unanimous desire of the people. But could the King crush a disagreeable bill in embryo (as was the case, for some time, in the Scottish parliament, by means of the lords of the articles5 ), the British government would have no balance, nor would grievances ever be redressed: And it is certain, that exorbitant power proceeds not, in any government, from new laws, so much as from neglecting to remedy the abuses, which frequently rise from the old ones. A government, says Machiavel, must often be brought back to its original principles.6 It appears then, that, in the Oceana, the whole legislature may be said to rest in the senate; which Harrington would own to be an inconvenient form of government, especially after the Agrarian is abolished.
Here is a form of government, to which I cannot, in theory, discover any considerable objection.
a Let Great Britain and Ireland, or any territory of equal extent, be divided into 100 counties, and each county into 100 parishes, making in all 10,000. If the country, proposed to be erected into a commonwealth be of more narrow extent, we may diminish the number of counties; but never bring them below thirty. If it be of greater extent, it were better to enlarge the parishes, or throw more parishes into a county, than encrease the number of counties.
b Let all the freeholders of twenty pounds a-year in the county, and all the householders worth 500 pounds in the town parishes, meet annually in the parish church, and chuse, by ballot, some freeholder of the county for their member, whom we shall call the county representative.
Let the 100 county representatives, two days after their election, meet in the county town, and chuse by ballot, from their own body, ten county magistrates, and one senator. There are, therefore, in the whole commonwealth, 100 senators, 1100 county magistrates, and 10,000 county representatives. For we shall bestow on all senators the authority of county magistrates, and on all county magistrates the authority of county representatives.
Let the senators meet in the capital, and be endowed with the whole executive power of the commonwealth; the power of peace and war, of giving orders to generals, admirals, and ambassadors, and, in short, all the prerogatives of a British King, except his negative.
Let the county representatives meet in their particular counties, and possess the whole legislative power of the commonwealth; the greater number of counties deciding the question; and where these are equal, let the senate have the casting° vote.
Every new law must first be debated in the senate; and though rejected by it, if ten senators insist and protest, it must be sent down to the counties. The senate, if they please, may join to the copy of the law their reasons for receiving or rejecting it.
Because it would be troublesome to assemble all the county representatives for every trivial law, that may be requisite, the senate have their choice of sending down the law either to the county magistrates or county representatives.
The magistrates, though the law be referred to them, may, if they please, call the representatives, and submit the affair to their determination.
Whether the law be referred by the senate to the county magistrates or representatives, a copy of it, and of the senate’s reasons, must be sent to every representative eight days before the day appointed for the assembling, in order to deliberate concerning it. And though the determination be, by the senate, referred to the magistrates, if five representatives of the county order the magistrates to assemble the whole court of representatives, and submit the affair to their determination, they must obey.
Either the county magistrates or representatives may give, to the senator of the county, the copy of a law to be proposed to the senate; and if five counties concur in the same order, the law, though refused by the senate, must come either to the county magistrates or representatives, as is contained in the order of the five counties.
Any twenty counties, by a vote either of their magistrates or representatives, may throw any man out of all public offices for a year. Thirty counties for three years.
The senate has a power of throwing out any member or number of members of its own body, not to be re-elected for that year. The senate cannot throw out twice in a year the senator of the same county.
The power of the old senate continues for three weeks after the annual election of the county representatives. Then all the new senators are shut up in a conclave, like the cardinals; and by an intricate ballot, such as that of Venice7 or Malta, they chuse the following magistrates; a protector, who represents the dignity of the commonwealth, and presides in the senate; two secretaries of state; these six councils, a council of state, a council of religion and learning, a council of trade, a council of laws, a council of war, a council of the admiralty, each council consisting of five persons; together with six commissioners of the treasury and a first commissioner. All these must be senators. The senate also names all the ambassadors to foreign courts, who may either be senators or not.
The senate may continue any or all of these, but must re-elect them every year.
The protector and two secretaries have session° and suffrage in the council of state. The business of that council is all foreign politics. The council of state has session and suffrage in all the other councils.
The council of religion and learning inspects the universities and clergy. That of trade inspects every thing that may affect commerce. That of laws inspects all the abuses of law by the inferior magistrates, and examines what improvements may be made of the municipal law. That of war inspects the militia and its discipline, magazines, stores, &c. and when the republic is in war, examines into the proper orders for generals. The council of admiralty has the same power with regard to the navy, together with the nomination of the captains and all inferior officers.
None of these councils can give orders themselves, except where they receive such powers from the senate. In other cases, they must communicate every thing to the senate.
When the senate is under adjournment, any of the councils may assemble it before the day appointed for its meeting.
Besides these councils or courts, there is another called the court of competitors; which is thus constituted. If any candidates for the office of senator have more votes than a third of the representatives, that candidate, who has most votes, next to the senator elected, becomes incapable for one year of all public offices, even of being a magistrate or representative: But he takes his seat in the court of competitors. Here then is a court which may sometimes consist of a hundred members, sometimes have no members at all; and by that means, be for a year abolished.
The court of competitors has no power in the commonwealth. It has only the inspection of public accounts, and the accusing of any man before the senate. If the senate acquit him, the court of competitors may, if they please, appeal to the people, either magistrates or representatives. Upon that appeal, the magistrates or representatives meet on the day appointed by the court of competitors, and chuse in each county three persons; from which number every senator is excluded. These, to the number of 300, meet in the capital, and bring the person accused to a new trial.
The court of competitors may propose any law to the senate; and if refused, may appeal to the people, that is, to the magistrates or representatives, who examine it in their counties. Every senator, who is thrown out of the senate by a vote of the court, takes his seat in the court of competitors.
The senate possesses all the judicative authority of the house of Lords, that is, all the appeals from the inferior courts. It likewise appoints the Lord Chancellor, and all the officers of the law.
Every county is a kind of republic within itself, and the representatives may make bye-laws; which have no authority ’till three months after they are voted. A copy of the law is sent to the senate, and to every other county. The senate, or any single county, may, at any time, annul any bye-law of another county.
The representatives have all the authority of the British justices of peace in trials, commitments, &c.
The magistrates have the appointment of all the officers of the revenue in each county. All causes with regard to the revenue are carried ultimately by appeal before the magistrates. They pass the accompts of all the officers; but must have their own accompts examined and passed at the end of the year by the representatives.
The magistrates name rectors or ministers to all the parishes.
The Presbyterian government is established; and the highest ecclesiastical court is an assembly or synod of all the presbyters of the county. The magistrates may take any cause from this court, and determine it themselves.
The magistrates may try, and depose or suspend any presbyter.
The militia is established in imitation of that of Swisserland, which being well known, we shall not insist upon it.8 It will only be proper to make this addition, that an army of 20,000 men be annually drawn out by rotation, paid and encamped during six weeks in summer; that the duty of a camp may not be altogether unknown.
The magistrates appoint all the colonels and downwards. The senate all upwards. During war, the general appoints the colonel and downwards, and his commission is good for a twelvemonth. But after that, it must be confirmed by the magistrates of the county, to which the regiment belongs. The magistrates may break° any officer in the county regiment. And the senate may do the same to any officer in the service. If the magistrates do not think proper to confirm the general’s choice, they may appoint another officer in the place of him they reject.
All crimes are tried within the county by the magistrates and a jury. But the senate can stop any trial, and bring it before themselves.
Any county may indict any man before the senate for any crime.
The protector, the two secretaries, the council of state, with any five or more that the senate appoints, are possessed, on extraordinary emergencies, of dictatorial power for six months.
The protector may pardon any person condemned by the inferior courts.
In time of war, no officer of the army that is in the field can have any civil office in the commonwealth.
The capital, which we shall call London, may be allowed four members in the senate. It may therefore be divided into four counties. The representatives of each of these chuse one senator, and ten magistrates. There are therefore in the city four senators, forty-four magistrates, and four hundred representatives. The magistrates have the same authority as in the counties. The representatives also have the same authority; but they never meet in one general court: They give their votes in their particular county, or division of hundreds.
When they enact any bye-law, the greater number of counties or divisions determines the matter. And where these are equal, the magistrates have the casting vote.
The magistrates chuse the mayor, sheriff, recorder, and other officers of the city.
In the commonwealth, no representative, magistrate, or senator, as such, has any salary. The protector, secretaries, councils, and ambassadors, have salaries.
The first year in every century is set apart for correcting all inequalities, which time may have produced in the representative. This must be done by the legislature.
The following political aphorisms° may explain the reason of these orders.
The lower sort of people and small proprietors are good judges enough of one not very distant from them in rank or habitation; and therefore, in their parochial meetings, will probably chuse the best, or nearly the best representative: But they are wholly unfit for county-meetings, and for electing into the higher offices of the republic. Their ignorance gives the grandees an opportunity of deceiving them.
Ten thousand, even though they were not annually elected, are a basis large enough for any free government. It is true, the nobles in Poland are more than 10,000, and yet these oppress the people. But as power always continues there in the same persons and families, this makes them, in a manner, a different nation from the people. Besides the nobles are there united under a few heads of families.
All free governments must consist of two councils, a lesser and greater; or, in other words, of a senate and people. The people, as Harrington observes, would want wisdom, without the senate: The senate, without the people, would want honesty.
A large assembly of 1000, for instance, to represent the people, if allowed to debate, would fall into disorder. If not allowed to debate, the senate has a negative upon them, and the worst kind of negative, that before resolution.
Here therefore is an inconvenience, which no government has yet fully remedied, but which is the easiest to be remedied in the world. If the people debate, all is confusion: If they do not debate, they can only resolve; and then the senate carves for them. Divide the people into many separate bodies; and then they may debate with safety, and every inconvenience seems to be prevented.
Cardinal de Retz says, that all numerous assemblies, however composed, are mere mob, and swayed in their debates by the least motive.9 This we find confirmed by daily experience. When an absurdity strikes a member, he conveys it to his neighbour, and so on, till the whole be infected. Separate this great body; and though every member be only of middling sense, it is not probable, that any thing but reason can prevail over the whole. Influence and example being removed, good sense will always get the better of bad among a number of people.c
There are two things to be guarded against in every senate: Its combination, and its division. Its combination is most dangerous. And against this inconvenience we have provided the following remedies. 1. The great dependence of the senators on the people by annual elections; and that not by an undistinguishing rabble, like the English electors, but by men of fortune and education. 2. The small power they are allowed. They have few offices to dispose of. Almost all are given by the magistrates in the counties. 3. The court of competitors, which being composed of men that are their rivals, next to them in interest, and uneasy in their present situation, will be sure to take all advantages against them.
The division of the senate is prevented, 1. By the smallness of their number. 2. As faction supposes a combination in a separate interest, it is prevented by their dependence on the people. 3. They have a power of expelling any factious member. It is true, when another member of the same spirit comes from the county, they have no power of expelling him: Nor is it fit they should; for that shows the humour to be in the people, and may possibly arise from some ill conduct in public affairs. 4. Almost any man, in a senate so regularly chosen by the people, may be supposed fit for any civil office. It would be proper, therefore, for the senate to form some general resolutions with regard to the disposing of offices among the members: Which resolutions would not confine them in critical times, when extraordinary parts on the one hand, or extraordinary stupidity on the other, appears in any senator; but they would be sufficient to preventd intrigue and faction, by making the disposal of the offices a thing of course. For instance, let it be a resolution, That no man shall enjoy any office, till he has sat four years in the senate: That, except ambassadors, no man shall be in office two years following: That no man shall attain the higher offices but through the lower: That no man shall be protector twice, &c. The senate of Venice govern themselves by such resolutions.
In foreign politics the interest of the senate can scarcely ever be divided from that of the people; and therefore it is fit to make the senate absolute with regard to them; otherwise there could be no secrecy or refined policy. Besides, without money no alliance can be executed; and the senate is still sufficiently dependant. Not to mention, that the legislative power being always superior to the executive, the magistrates or representatives may interpose whenever they think proper.
The chief support of the British government is the opposition of interests; but that, though in the main serviceable, breeds endless factions. In the foregoing plan, it does all the good without any of the harm. The competitors have no power of controlling the senate: They have only the power of accusing, and appealing to the people.
It is necessary, likewise, to prevent both combination and division in the thousand magistrates. This is done sufficiently by the separation of places and interests.
But lest that should not be sufficient, their dependence on the 10,000 for their elections, serves to the same purpose.
Nor is that all: For the 10,000 may resume the power whenever they please; and not only when they all please, but when any five of a hundred please, which will happen upon the very first suspicion of a separate interest.
The 10,000 are too large a body either to unite or divide, except when they meet in one place, and fall under the guidance of ambitious leaders. Not to mention their annual election,e by the whole body of the people, that are of any consideration.
A small commonwealth is the happiest government in the world within itself, because every thing lies under the eye of the rulers: But it may be subdued by great force from without. This scheme seems to have all the advantages both of a great and a little commonwealth.
Every county-law may be annulled either by the senate or another county; because that shows an opposition of interest: In which case no part ought to decide for itself. The matter must be referred to the whole, which will best determine what agrees with general interest.
As to the clergy and militia, the reasons of these orders are obvious. Without the dependence of the clergy on the civil magistrates, and without a militia, it is in vain to think that any free government will ever have security or stability.
In many governments, the inferior magistrates have no rewards but what arise from their ambition, vanity, or public spirit. The salaries of the French judges amount not to the interest of the sums they pay for their offices. The Dutch burgo-masters have little more immediate profit than the English justices of peace, or the members of the house of commons formerly. But lest any should suspect, that this would beget negligence in the administration (which is little to be feared, considering the natural ambition of mankind), let the magistrates have competent salaries. The senators have access to so many honourable and lucrative offices, that their attendance needs not be bought. There is little attendance required of the representatives.
That the foregoing plan of government is practicable, no one can doubt, who considers the resemblance that it bears to the commonwealth of the United Provinces,f a wise and renowned government. The alterations in the present scheme seem all evidently for the better. 1. The representation is more equal. 2. The unlimited power of the burgo-masters in the towns, which forms a perfect aristocracy in the Dutch commonwealth, is corrected by a well-tempered democracy, in giving to the people the annual election of the county representatives. 3. The negative, which every province and town has upon the whole body of the Dutch republic, with regard to alliances, peace and war, and the imposition of taxes, is here removed. 4. The counties, in the present plan, are not so independent of each other, nor do they form separate bodies so much as the seven provinces; where the jealousy and envy of the smaller provinces and towns against the greater, particularly Holland and Amsterdam, have frequently disturbed the government. 5. Larger powers, though of the safest kind, are intrusted to the senate than the States-General possess; by which means, the former may become more expeditious, and secret in their resolutions, than it is possible for the latter.
The chief alterations that could be made on the British government, in order to bring it to the most perfect model of limited monarchy, seem to be the following. First, The plan of gCromwell’s parliament ought to be restored, by making the representation equal, and by allowing none to vote in the county elections who possess noth a property of 200 pounds value. Secondly, As such a house of Commons would be too weighty for a frail house of Lords, like the present, the Bishops and Scotch Peers ought to be removed:i The number of the upper house ought to be raised to three or four hundred: Their seats not hereditary, but during life: They ought to have the election of their own members; and no commoner should be allowed to refuse a seat that was offered him. By this means the house of Lords would consist entirely of the men of chief credit, abilities, and interest in the nation; and every turbulent leader in the house of Commons might be taken off, and connected by interest with the house of Peers. Such an aristocracy would be an excellent barrier both to the monarchy and against it. At present, the balance of our government depends in some measure on the abilities and behaviour of the sovereign; which are variable and uncertain circumstances.
This plan of limited monarchy, however corrected, seems still liable to three great inconveniencies. First, It removes not entirely, though it may soften, the parties of court and country. Secondly, The king’s personal character must still have great influence on the government. Thirdly, The sword is in the hands of a single person, who will always neglect to discipline the militia, in order to have a pretence for keeping up a standing army.j
We shall conclude this subject, with observing the falsehood of the common opinion, that no large state, such as France or Great Britain, could ever be modelled into a commonwealth, but that such a form of government can only take place in a city or small territory. The contrary seems probable. Though it is more difficult to form a republican government in an extensive country than in a city; there is more facility, when once it is formed, of preserving it steady and uniform, without tumult and faction. It is not easy, for the distant parts of a large state to combine in any plan of free government; but they easily conspire in the esteem and reverence for a single person, who, by means of this popular favour, may seize the power, and forcing the more obstinate to submit, may establish a monarchical government. On the other hand, a city readily concurs in the same notions of government, the natural equality of property favours liberty, and the nearness of habitation enables the citizens mutually to assist each other. Even under absolute princes, the subordinate government of cities is commonly republican; while that of counties and provinces is monarchical. But these same circumstances, which facilitate the erection of commonwealths in cities, render their constitution more frail and uncertain. Democracies are turbulent. For however the people may be separated or divided into small parties, either in their votes or elections; their near habitation in a city will always make the force of popular tides and currents very sensible. Aristocracies are better adapted for peace and order, and accordingly were most admired by ancient writers; but they are jealous and oppressive. In a large government, which is modelled with masterly skill, there is compass and room enough to refine the democracy, from the lower people, who may be admitted into the first elections or first concoction of the commonwealth, to the higher magistrates, who direct all the movements. At the same time, the parts are so distant and remote, that it is very difficult, either by intrigue, prejudice, or passion, to hurry them into any measures against the public interest.
It is needless to enquire, whether such a government would be immortal. I allow the justness of the poet’s exclamation on the endless projects of human race, Man and for ever!10 The world itself probably is not immortal. Such consuming plagues may arise as would leave even a perfect government a weak prey to its neighbours. We know not to what length enthusiasm, or other extraordinary movements of the human mind, may transport men, to the neglect of all order and public good. Where difference of interest is removed, whimsical and unaccountable factions often arise, from personal favour or enmity. Perhaps, rust may grow to the springs of the most accurate political machine, and disorder its motions. Lastly, extensive conquests, when pursued, must be the ruin of every free government; and of the more perfect governments sooner than of the imperfect; because of the very advantages which the former possess above the latter. And though such a state ought to establish a fundamental law against conquests; yet republics have ambition as well as individuals, and present interest makes men forgetful of their posterity. It is a sufficient incitement to human endeavours, that such a government would flourish for many ages; without pretending to bestow, on any work of man, that immortality, which the Almighty seems to have refused to his own productions.
[1. ][The editions from 1752 to 1768 read “cases” rather than “causes.” See Eugene Rotwein, David Hume: Writings on Economics (Madison: University of Wisconsin Press, 1955), p. 4. Hume’s point here is that general principles can be established concerning domestic politics and commercial or economic affairs because one finds regularities of behavior in these areas of life. These regularities arise from two principal causes: the institutions of government and the human passions. As Hume has observed earlier, there can be a science of politics because laws and forms of government shape human actions in a uniform way (see above, p. 16). Moreover, domestic politics, and commerce in particular, arise from the more universal passions, which tend to operate “at all times, in all places, and upon all persons” (p. 113).]
[2. ]Mons. Melon, in his political essay on commerce, asserts, that even at present, if you divide France into 20 parts, 16 are labourers or peasants; two only artizans; one belonging to the law, church, and military; and one merchants, financiers, and bourgeois. This calculation is certainly very erroneous. In France, England, and indeed most parts of Europe, half of the inhabitants live in cities; and even of those who live in the country, a great number are artizans, perhaps above a third. [Jean-François Melon (1675?–1738), Essai politique sur le commerce (1734; expanded 2d ed., 1736; translated ed., A Political Essay Upon Commerce, 1738).]
[3. ][See Livy, History of Rome 8.25.]
[4. ]Thucydides, lib. vii. [75.]
[5. ]Diod. Sic. lib. vii. [See 2.5 in the Loeb edition.] This account, I own, is somewhat suspicious, not to say worse; chiefly because this army was not composed of citizens, but of mercenary forces.
[6. ][Illyricum refers generally to an area along the Adriatic Sea in present-day Yugoslavia.]
[7. ]Titi Livii, lib. vii. cap. 24. “Adeo in quæ laboramus,” says he, “sola crevimus, divitias luxuriemque.” [Livy, History of Rome 7.25: “. . . so strictly has our growth been limited to the only things for which we strive,—wealth and luxury” (Loeb translation by B. O. Foster). Livy is writing of Rome in 348 bc, when Camillus was dictator.]
[8. ]The more ancient Romans lived in perpetual war with all their neighbours: And in old Latin, the term hostis, expressed both a stranger and an enemy. This is remarked by Cicero; but by him is ascribed to the humanity of his ancestors, who softened, as much as possible, the denomination of an enemy, by calling him by the same appellation which signified a stranger. De Off. lib. ii. [1.12 in the Loeb edition.] It is however much more probable, from the manners of the times, that the ferocity of those people was so great as to make them regard all strangers as enemies, and call them by the same name. It is not, besides, consistent with the most common maxims of policy or of nature, that any state should regard its public enemies with a friendly eye, or preserve any such sentiments for them as the Roman orator would ascribe to his ancestors. Not to mention, that the early Romans really exercised piracy, as we learn from their first treaties with Carthage, preserved by Polybius, lib. iii. and consequently, like the Sallee and Algerine rovers, were actually at war with most nations, and a stranger and an enemy were with them almost synonimous. [The Sallee and Algerine rovers were pirates who operated from the Barbary Coast of North Africa.]
[9. ][See Bacon’s Essays, 29: “Of the true greatness of Kingdoms and Estates.”]
[10. ][French provinces celebrated for their wines.]
[11. ][Virgil, Georgics 1.123: “sharpening men’s wits by care” (Loeb translation by H. Rushton Fairclough).]
[1. ][The name Tartars was applied generally to nomads of the Asian steppes and deserts, including Mongols and Turks.]
[2. ][Petronius (died ad 65), an intimate of Nero and his official “arbiter of taste,” is probably author of the satirical novel known as the Satyricon, a surviving portion of which describes the absurd conduct of a wealthy freedman, Trimalchio, as he becomes increasingly drunk at a banquet.]
[3. ][See Plutarch, Lives, in the life of Cato the Younger, sec. 24. Cato threw the note back to Caesar with the words “Take it, thou sot” (Loeb translation by Bernadotte Perrin).]
[4. ][Francesco Guicciardini (1483–1540), Storia d’Italia (History of Italy), bks. 1–3.]
[5. ]The inscription on the Place-de-Vendome says 440,000. [Hume refers in the text to Louis XIV, who died in 1715. Louis had assumed absolute power upon the death of his minister, the Cardinal Mazarin, in 1661. Louis-Joseph, duc de Vendôme, was one of the king’s leading generals during the War of the Grand Alliance (1689–97) and the early years of the War of the Spanish Succession (1701–14). England was allied against France in both wars.]
[6. ][Datames was a Persian commander and satrap who led a rebellion against Artaxerxes II around 362 bc He is praised by Cornelius Nepos (100?–24? bc) as the bravest and most prudent of all the barbarian commanders, except for the two Carthaginians Hamilcar and Hannibal. See De Viris Illustribus (Lives of illustrious men), in the life of Datames.]
[7. ][Pyrrhus, the greatest king of Epirus (the “mainland” north and west of Greece, in present-day Albania), fought against the Romans between 280 and 275 bc The statement quoted by Hume was made before the battle of Heraclea. See Plutarch, Lives, in the life of Pyrrhus, sec. 16. After winning the battle at high cost, Pyrrhus remarked, “If I win a victory in one more battle with the Romans, I shall not have left a single soldier of those who crossed over with me” (Diodorus, Library of History 22.6.2; Loeb translation by Francis R. Walton). Hence the phrase Pyrrhic victory.]
[8. ][See Sallust, The War with Catiline, secs. 6–12. Sallust took advantage of his position as provincial governor of Nova Africa to amass great riches, and he escaped prosecution only by bribery. After retiring to his luxurious gardens in Rome to write history, he admitted in his works that he had once been driven to vice by ambition.]
[9. ][Prerogative refers to the executive powers of the Crown and, more broadly, to its supposed right even to disobey the law if this is required for the public safety. The royal prerogative was brought under parliamentary control by constitutional developments of the seventeenth century.]
[10. ]Fable of the Bees. [Bernard de Mandeville (1670–1733), The Fable of the Bees: or,Private Vices, Publick Benefits (1714; enlarged editions in 1723 and 1728–29). See especially the section entitled “An Enquiry into the Origin of Moral Virtue.”]
[1. ][Henry (or Harry) VII was king of England from 1485 to 1509. For an analysis of the monetary theory that Hume develops in this essay and its relation to other views of his time, see Rotwein, David Hume: Writings on Economics, pp. liv–lxvii. Hume’s broad purpose here is to oppose mercantilist views that tended to identify wealth with money and thus to encourage policies aimed at increasing the quantity of a nation’s bullion or money. Hume argues for the general principle that an abundant quantity of money does not increase a state’s domestic happiness and may sometimes even harm it. He undertakes to reconcile this principle with evidence that an increase in the supply of money can be a beneficial stimulus to industry at certain stages of economic development and that a wide distribution of money is favorable to the collection of revenues.]
[2. ][Hume refers here to the War of the Austrian Succession (1740–48), which Great Britain entered to prevent French hegemony in Europe and to protect her commercial and colonial empire by establishing naval supremacy over France. In 1746, Hume accompanied an expeditionary force under General James St. Clair in an attack on the French coast. Hume describes the expedition, for which he received a commission as Judge-Advocate, in a manuscript known as the “Descent on the Coast of Brittany.” See Mossner, The Life of David Hume (Edinburgh: Nelson, 1954), pp. 187–204.]
[3. ]A private soldier in the Roman infantry had a denarius a day, somewhat less than eightpence. The Roman emperors had commonly 25 legions in pay, which allowing 5000 men to a legion, makes 125,000. Tacit.Ann. lib. iv. [5.] It is true, there were also auxiliaries to the legions; but their numbers are uncertain, as well as their pay. To consider only the legionaries, the pay of the private men could not exceed 1,600,000 pounds. Now, the parliament in the last war commonly allowed for the fleet 2,500,000. We have therefore 900,000 over for the officers and other expences of the Roman legions. There seem to have been but few officers in the Roman armies, in comparison of what are employed in all our modern troops, except some Swiss corps. And these officers had very small pay: A centurion, for instance, only double a common soldier. And as the soldiers from their pay (Tacit.Ann. lib. i. [17]) bought their own cloaths, arms, tents, and baggage; this must also diminish considerably the other charges of the army. So little expensive was that mighty government, and so easy was its yoke over the world. And, indeed, this is the more natural conclusion from the foregoing calculations. For money, after the conquest of Ægypt, seems to have been nearly in as great plenty at Rome, as it is at present in the richest of the European kingdoms.
[4. ]This is the case with the bank of Amsterdam.b
[5. ]Plut.Quomodo quis suos profectus in virtute sentire possit. [Plutarch, Moralia, “How a Man may become aware of his Progress in Virtue,” sec. 7.]
[6. ][Cádiz was the Spanish seaport where bullion entered from the West Indies.]
[7. ]These facts I give upon the authority of Mons. du Tot in his Reflections politiques [Réflexions politiques sur les finances et le commerce (1738); translated as Political Reflections upon the Finances and Commerce of France (1739)], an author of reputation. Though I must confess, that the facts which he advances on other occasions, are often so suspicious, as to make his authority less in this matter. However, the general observation, that the augmenting of the money in France does not at first proportionably augment the prices, is certainly just.
By the by, this seems to be one of the best reasons which can be given, for a gradual and universal encrease of the denomination of money, though it has been entirely overlooked in all those volumes which have been written on that question by Melon, Du Tot, and Paris de Verney [Joseph Paris-Duverney, Examen du livre intitulé Réflections politiques sur les finances et le commerce, par de Tott (Examination of a book entitled Political reflections upon finances and commerce, by Dutot), 1740]. Were all our money, for instance, recoined, and a penny’s worth of silver taken from every shilling, the new shilling would probably purchase every thing that could have been bought by the old; the prices of every thing would thereby be insensibly diminished; foreign trade enlivened; and domestic industry, by the circulation of a great number of pounds and shillings, would receive some encrease and encouragement. In executing such a project, it would be better to make the new shilling pass for 24 halfpence, in order to preserve the illusion, and make it be taken for the same. And as a recoinage of our silver begins to be requisite, by the continual wearing of our shillings and sixpences, it may be doubtful, whether we ought to imitate the example in King William’s reign, when the clipt money was raised to the old standard.d
[8. ]The Italians gave to the Emperor Maximilian, the nickname of Pocci-danari. None of the enterprises of that prince ever succeeded, for want of money. [Maximilian I became Holy Roman Emperor Elect in 1508, but because of Venetian hostility, he was unable to go to Rome for his coronation. Maximilian then joined with France, Spain, and the Pope in the League of Cambrai, whose aim was to partition the Republic of Venice. Because of his lack of money and troops, he was considered an unreliable partner in the war that followed. Pochi danari means “very few funds.”]
[9. ][Hume uses West Indies broadly to refer to Central and South America. The exploration and conquest of the new world after Christopher Columbus’s discovery of the West Indies islands off the Atlantic coast of America in 1492 led, in the next century, to a tremendous increase in the supply of precious metals in Europe. Hume’s point is that the increase of prices has not kept pace with the increase in coin.]
[10. ]Lib. ii. cap. 15. [Histories 2.15.]
[11. ]Plin. lib. xxxiii. cap. ii. [Pliny the Elder, Natural History, Loeb edition, 33.50.]
[1. ][Mercantilist writers had held that a lowering of interest, or the price paid for the use of resources over time, is one of the benefits of increasing the quantity of money. Hume continues his attack on mercantilism by denying that rates of interest are caused by the quantity of money in circulation. Hume turns to his theory of human nature as well as to historical examples in order to prove that low interest is produced ultimately by the growth of industry and commerce, which reduces the proportion of borrowers and increases the number of lenders with savings available to supply the demand for money. For an assessment of Hume’s views on interest, see Rotwein, David Hume: Writings on Economics, pp. lxvii–lxxii.]
[2. ][Hume offers several rules for distinguishing causes from accidental circumstances: see Treatise of Human Nature 1.3.15.]
[3. ][Garcilaso de la Vega, “El Inca” (1539–1616), was born in Peru, the son of a Spanish conqueror and an Indian princess, and he was brought up there until the age of twenty. He is best known for a two-part history of Peru: I. Comentarios Reales que tratan del origen de los Yncas (1608 or 1609) and II. Historia general de Peru (1617); translated as The Royal Commentaries of Peru, in Two Parts (1688). Hume possibly has in mind the discussion of the return on leases in pt. 2, bk. 1, chap. 6.]
[4. ]Lib. li. [Dio(n) Cassius (ad 155–235), Roman History 51.21.5: “. . . loans for which the borrower had been glad to pay twelve per cent. could now be had for one third that rate” (Loeb translation by Earnest Cary).]
[5. ]Columella, lib. iii. cap. 3. [Columella (first century ad), Rei Rusticae (On agriculture) 3.3.9.]
[6. ]Plinii epist. lib. vii. ep. 18. [Pliny the Younger, Letters 7.18.]
[7. ]Id. lib. x. ep. 62. [Ibid. 10.54 in the Loeb edition.]
[1. ]Plut. De Curiositate. [Plutarch, Moralia, “On Curiosity,” sec. 16.]
[2. ][Edward III was king of England from 1327 to 1377.]
[3. ][In this essay and the next, Hume combats the suspicious fear or “jealousy” of free trade that mercantilism had helped to promote. This essay seeks to allay the fear that an imbalance of imports over exports will deplete a nation’s supply of gold and silver money. Hume develops a “general theory” according to which money bears a regular proportion to the industry and commodities of each nation. In the natural course of things, this level will be preserved; and a nation’s attempts to hoard up a supply of money that exceeds this natural level, by trade barriers and restrictions on the circulation of money, are ineffectual and, at worst, destructive. Hume does concede at the end of this essay that protective tariffs may sometimes be beneficial, but generally his writings condemn domestic market restrictions. See Rotwein, David Hume: Writings on Economics, pp. lxxii–lxxxi.]
[4. ][Joshua Gee, The Trade and Navigation of Great-Britain Considered (1729). The subtitle reads in part: “That the surest Way for a Nation to increase in Riches, is to prevent the Importation of such Foreign Commodities as may be rais’d at Home.”]
[5. ][Jonathan Swift, A Short View of the State of Ireland (1727–28).]
[6. ][The period from 1100 to 1553.]
[7. ]There is another cause, though more limited in its operation, which checks the wrong balance of trade, to every particular nation to which the kingdom trades. When we import more goods than we export, the exchange turns against us, and this becomes a new encouragement to export; as much as the charge of carriage and insurance of the money which becomes due would amount to. For the exchange can never rise but a little higher than that sum.
[8. ][The English, Dutch, French, and Portuguese East India companies dominated trade between Europe and the Orient. The chief imports were pepper and other spices, tea, coffee, and silk and cotton textiles. Since demand in the East for European products was far from sufficient to pay for all that Europeans wanted to buy, silver coin and bullion became the principal European export. This drain of specie to the East, which Hume speaks of below, was a matter of concern to the European states.]
[9. ][The Heptarchy is a term applied to the independent Anglo-Saxon kingdoms of England of the fifth to the ninth centuries.]
[10. ]Les interets d’Angleterremal-entendus. [Jean Baptiste Dubos, Les interests de l’Angleterre mal-entendus dans la présente guerre (England’s interests mistaken in the present war), 1703. The River Tweed forms part of the boundary between Scotland and England.]
[11. ]It must carefully be remarked, that throughout this discourse, wherever I speak of the level of money, I mean always its proportional level to the commodities, labour, industry, and skill, which is in the several states. And I assert, that where these advantages are double, triple, quadruple, to what they are in the neighbouring states, the money infallibly will also be double, triple, quadruple. The only circumstance that can obstruct the exactness of these proportions, is the expence of transporting the commodities from one place to another; and this expence is sometimes unequal. Thus the corn, cattle, cheese, butter, of Derbyshire, cannot draw the money of London, so much as the manufactures of London draw the money of Derbyshire. But this objection is only a seeming one: For so far as the transport of commodities is expensive, so far is the communication between the places obstructed and imperfect.
[12. ][Sébastien Le Prestre, Seigneur de Vauban (1633–1707), Projet d’une dixme royale (1707; translated as A Project for a Royal Tythe or General Tax (1708). Vauban, a great military engineer and marshal of France, wrote also on the art of fortifying, attacking, and defending towns.]
[13. ]We observed in Essay III. [“Of Money”] that money, when encreasing, gives encouragement to industry, during the interval between the encrease of money and rise of the prices. A good effect of this nature may follow too from paper-credit; but it is dangerous to precipitate matters, at the risk of losing all by the failing of that credit, as must happen upon any violent shock in public affairs.
[14. ][See Plutarch, Lives, in the life of Lycurgus, sec. 9. Lycurgus, the law-giver of Sparta, ordained the use of iron money instead of gold and silver and gave only a trifling value to a great weight and mass of this, so as to make its concealment difficult.]
[15. ]Thucydides, lib. ii. [13] and Diod. Sic. lib. xii. [40.]
[16. ]Vid.ÆschinisetDemosthenisEpist. [Aeschines (397?–322? bc), The Speech on the Embassy, sec. 175; Demosthenes, Third Olynthiac Oration, sec. 24.]
[17. ]Περὶ Συμμορίας. [Demosthenes, On the Navy-Boards, sec. 19.]
[18. ]Lib. ii. cap. 62.
[19. ]Titi Livii, lib. xlv. cap. 40. [Philip V was king of Macedon from 221 to 179 bc Perseus, his successor, ruled from 179 to 168. Hume refers to the thirty years from Philip’s peace settlement with Rome (197 bc) to Perseus’s defeat at the hands of Lucius Aemilius Paullus in 168. The texts cited in this note and the three that follow are referring to the huge treasure that was borne in the triumphal procession of Paullus, which was celebrated in 167 bc following his victory over Perseus.]
[20. ]Vel. Paterc. lib. i. cap. 9. [Velleius Paterculus (19? bc—after ad 30), Historiae Romanae (Roman History) 1.9.6.]
[21. ]Lib. xxxiii. cap. 3. [Pliny the Elder, Natural History 33.50.]
[22. ]Titi Livii, ibid. [45.40.]
[23. ]The poverty which Stanian speaks of is only to be seen in the most mountainous cantons, where there is no commodity to bring money. And even there the people are not poorer than in the diocese of Saltsburgh on the one hand, or Savoy on the other. [See Abraham Stanyan, An Account of Switzerland Written in the Year 1714 (1714).]
[24. ]Proem. [Appian (second century ad), Roman History, Preface sec. 10 in the Loeb edition. John Arbuthnot was author of Tables of the Grecian, Roman and Jewish Measures Weights and Coins (1705?), a greatly enlarged edition of which appeared in 1727 under the title Tables of Ancient Coins, Weights, and Measures.]
[25. ][See Jonathan Swift, An Answer to a Paper called A Memorial of the Poor Inhabitants, Tradesmen and Labourers of the Kingdom of Ireland (1728): “But I will tell you a Secret, which I learned many Years ago from the Commissioners of the Customs in London: They said, when any Commodity appeared to be taxed above a moderate Rate, the Consequence was to lessen that Branch of the Revenue by one Half; and one of those Gentlemen pleasantly told me, that the Mistake of Parliaments, on such Occasions, was owing to an Error of computing Two and Two to make Four; whereas, in the Business of laying heavy Impositions, Two and Two never made more than One; which happens by lessening the Import, and the strong Temptation of running such Goods as paid high Duties.” In Herbert Davis, ed., The Prose Works of Jonathan Swift (Oxford: Blackwell, 1939–68) 12, p. 21.]
[26. ][The historic region of Flanders is today divided between the French department of Nord, the Belgian provinces of East Flanders and West Flanders, and the Dutch province of Zeeland. During the seventeenth century, it had been a part of the Spanish Netherlands. In the period of which Hume speaks (1688–1752), the region was the scene of rival territorial claims and bloody wars involving England, Holland, France, Spain, and the Holy Roman Empire. The three wars to which Hume refers here, and the treaties that ended them, are discussed in “Of the Balance of Power,” pp. 338–40. Most of Flanders was under Austrian rule at the time Hume wrote.]
[1. ][In the preceding essay, Hume argued that no nation need fear that its supply of money will be depleted by trade. Now he addresses another of the “jealousies” that inhibit free trade, namely, the fear that trading will cause a nation harm insofar as it contributes to the improvement and prosperity of its neighbors. This essay, which made its first appearance some eight years later than the other economic essays, represents the culmination of Hume’s thinking about the mutual benefits of trade or commerce and the undesirability of raising barriers to protect even what might be considered a nation’s “staple” commodities. According to Green and Grose, this essay appeared for the first time in the 1758 edition of the Essays and Treatises on Several Subjects. Greig points out, however, that both this essay and the one entitled “Of the Coalition of Parties” were printed and paged separately and bound up with later copies of the 1758 edition of the Essays and Treatises. The actual date of its appearance, therefore, was late 1759 or early 1760. See J. T. Y. Greig, ed., The Letters of David Hume (Oxford: Clarendon Press, 1932), 1:272 and 317.]
[1. ]Lib. i. [Cyropaedia (The education of Cyrus) 1.5.2–3.]
[2. ]Lib. i. [23.]
[3. ]Xenoph. Hist. Graec. lib. vi. & vii. [The defeat of the invading Spartan army at Leuctra by Theban forces under Epaminondas’s command, in 371 bc, ended the military supremacy of Sparta in the Peloponnesus. Fearful of the growing power of Thebes, Athens concluded a formal alliance with her long-time enemy, Sparta, in 369 bc]
[4. ][Following his victory at Leuctra, Epaminondas sought to balance Spartan power in the Peloponnese by helping to establish Megalopolis as the new capital of a united Arcadia. In 353 bc, when war threatened between Megalopolis and Sparta, both cities sent embassies to Athens, seeking her support. Demosthenes spoke unsuccessfully on behalf of aid to Megalopolis, holding that such a policy would best serve Athens’s interest in maintaining a balance of power between Sparta and Thebes. As Hume goes on to suggest, Demosthenes later promoted an alliance of Athens with Thebes and several Peloponnesian states in order to block Macedonian power. The defeat of this alliance at Chaeronea in 338 bc made Philip II of Macedon the undisputed master of Greece.]
[5. ][Ostracism was one of the democratic reforms introduced into the Athenian constitution by Cleisthenes, late in the sixth century bc, ostensibly as a safeguard against the restoration of tyranny. The procedure, which was used against a number of prominent Athenian statesmen in the fifth century, permitted an assembly consisting of not less than six thousand to vote to exile some citizen for a period of ten years, after which he could reclaim his citizenship and property. Petalism, as practiced in Syracuse, was a similar procedure, except that names of prospective exiles were written on olive leaves rather than on pieces of broken pottery (ostraka).]
[6. ]Thucyd. lib. viii. [8.46. Alcibiades, who earlier had taken Sparta’s side against his native Athens, deserted the Spartans and went over to the Persian satrap Tissaphernes in 412 bc Alcibiades gave his advice with a view to his own eventual restoration in Athens.]
[7. ]Diod. Sic. lib. xx. [After the death of Alexander the Great, Antigonus, one of Alexander’s generals, tried to restore the empire under his own leadership, but he was defeated by rival generals at Ipsus in 301 bc]
[8. ]Lib. ii. cap. 51. [Polybius here describes events of 225 bc, when Antigonus III was king of Macedon.]
[9. ]It was observed by some, as appears by the speech of Agelaus of Naupactum, in the general congress of Greece. See Polyb. lib. v. cap. 104. [Hannibal invaded Italy in 218 bc Agelaus’s speech warns that the victor in the war between Rome and Carthage will become a menace to Greece, and it counsels Philip V of Macedon to treat the Greeks well so that he can later count on their support.]
[10. ]Titi Livii, lib. xxiii. cap. 33. [The treaty between Philip’s ambassador, Xenophantes, and Hannibal was concluded in 215 bc]
[11. ][As king of Numidia (202–148 bc) and Rome’s ally, Masinissa followed an aggressive policy against neighboring Carthage. When Carthage was finally goaded into attacking Masinissa, Rome declared war on Carthage. This Third Punic War (149–146 bc) led to the destruction of Carthage and the establishment of its territory as the Roman province of Africa. The territory of Numidia was annexed to the province a century later. Attalus I, king of Pergamum from 241 to 197 bc, enlisted Rome’s aid to check Macedonian power, but eventually (133 bc) Rome acquired the kingdom and constituted it as the province of Asia. Prusias I, king of Bithynia (230?–182? bc) was neutral in the Roman war against Antiochus III. His son, Prusias II, who was king of Bithynia from 182? to 149 bc, was loyal to Rome to the point of servility. Bithynia became a Roman province in the first century bc]
[12. ]Lib. i. cap. 83. [Hiero II was king of Syracuse from 269 to 215 bc Polybius refers here to events of 239 bc]
[13. ][Charles V, king of Spain and later Holy Roman Emperor, from 1519 to 1556, sought to establish a unified empire in Europe.]
[14. ][France is the power that Hume has in mind.]
[15. ][“They treat us like slaves, as though we belonged to them, but they regard us as worthless, as though we belonged to someone else.” Hume here paraphrases a passage from Tacitus, The Histories 1.37, where Otho, in rebellion against the emperor Galba, complains of Galba’s supporter Titus Vinius: “. . . now he keeps us under his heel as if we were his slaves, and regards us as cheap because we belong to another” (Loeb translation by Clifford H. Moore).]
[16. ][Hume seems to be referring to the parliament of 1741–47 and to its early measures in support of Maria Theresa, queen of Hungary, against her rival, Frederick II of Prussia, in the War of the Austrian Succession. In 1740, Frederick had laid claim to a part of Silesia, and when the claim was rejected by the Court of Vienna, his army invaded and overran Silesia. Her treasury empty, Maria Theresa made an appeal for aid to the nations that had guaranteed her hereditary succession to the Austrian dominions. In response to this appeal, George II of England declared his intention to maintain the balance of power in Europe by supplying troops and subsidies to the queen of Hungary. This policy was strongly supported at first by parliament and the people, although it ensured England’s involvement in an expensive war on the Continent by strengthening Maria Theresa’s resolve not to purchase peace by ceding part of Silesia to Frederick. The “factious vote” to which Hume refers came in December 1742, when the House of Commons approved several war measures, including the king’s request to take sixteen thousand troops from his electorate of Hanover into British pay, over substantial opposition. English enthusiasm for supporting the claims of Maria Theresa had completely faded by 1748, when she was at last compelled by the Treaty of Aix-la-Chapelle to ratify Frederick’s acquisition of Silesia.]
[17. ]If the Roman empire was of advantage, it could only proceed from this, that mankind were generally in a very disorderly, uncivilized condition, before its establishment.
[18. ][The eighteenth-century rulers of France and Spain belonged to the House of Bourbon. By this reference, Hume makes it clear that his general remarks on the inevitable downfall of great monarchies are applicable to modern Europe.]
[1. ][The “maxim” that Hume considers here was commonly held by the mercantilist writers and by others between 1660 and 1750. See Edwin R. A. Seligman, The Shifting and Incidence of Taxation, 5th ed., rev. (New York, Columbia University Press, 1927), pp. 25–30, 46–62. Hume finds it to be partly correct, in that workers can be expected to absorb moderate taxes on commodities by increasing their industry rather than by retrenching consumption or by increasing wages. Since people are often more industrious and opulent where there are “natural disadvantages” of soil and climate to overcome, we may expect that “artificial burdens,” such as judicious taxes, will likewise be favorable to industry. Yet Hume qualifies the argument by refusing to apply it to taxes on “the necessaries of life” and by warning that a people can be ruined by exorbitant or inappropriate taxes (see paragraph 2 in note b of the variant readings for this essay). Later in the essay, Hume opposes the view that all taxes are ultimately shifted to land. John Locke had taken this view, and he may be the “celebrated writer” that Hume refers to in earlier versions of this essay (see the passage in note d of the variant readings). Locke’s theory of the shifting of all taxes to land was revived in the eighteenth century by the school of French economists known as the “Physiocrats” (see Seligman, pp. 125–142). Hume debated the issue with one of the leading Physiocrats, Anne-Robert Jacques Turgot, in correspondence during 1766 and 1767. For the significance of Hume’s views on taxation, see Rotwein, David Hume: Writings on Economics, pp. lxxxi–lxxxiii.]
[2. ]Epist. ad Att. lib. ix. ep. ii. [Letters to Atticus 9.9 in the Loeb edition.]
[3. ]Account of the Netherlands, chap. 6.
[4. ][Hume has in mind excise taxes on consumable commodities produced domestically and customs duties on commodities that are imported.]
[5. ][See Adam Smith, The Wealth of Nations, bk. 5, chap. 2, pt. 2: “The tax which each individual is bound to pay ought to be certain, and not arbitrary. The time of payment, the manner of payment, the quantity to be paid, ought all to be clear and plain to the contributor, and to every other person. Where it is otherwise, every person subject to the tax is put more or less in the power of the tax-gatherer, who can either aggravate the tax upon any obnoxious contributor, or extort, by the terror of such aggravation, some present or perquisite to himself. The uncertainty of taxation encourages the insolence and favours the corruption of an order of men who are naturally unpopular, even where they are neither insolent nor corrupt. The certainty of what each individual ought to pay is, in taxation, a matter of so great importance, that a very considerable degree of inequality, it appears, I believe, from the experience of all nations, is not near so great an evil as a very small degree of uncertainty.”]
[6. ][A poll tax (or capitation or head tax) was a tax levied upon each citizen of a community, regardless of the amount of his income or property.]
[7. ][Constantine (“the Great”) was emperor from ad 306 to 337. Initially he shared power, but after 324 he was the sole ruler of a united empire. In The Decline and Fall of the Roman Empire, chap. 17, Edward Gibbon gives an account of Constantine’s taxation policy and its consequences, drawing on the historians to whom Hume alludes.]
[1. ]Essay V. [“Of the Balance of Trade.”]
[2. ]Alcib. i. [Alcibiades 1.122d–123b.]
[3. ]Lib. iii. [Expedition of Alexander 3.16 and 19.]
[4. ]Plut.in vitaAlex. [secs. 36, 37.] He makes these treasures amount to 80,000 talents, or about 15 millions sterl. Quintus Curtius (lib. v. cap. 2.) says, that Alexander found in Susa above 50,000 talents.
[5. ][See 2 Kings 18:15; 2 Chronicles 32:27–29.]
[6. ]Strabo, lib. iv. [1.13 in the Loeb edition.]
[7. ][At the outset of the Civil War of 49–45 bc, which ended in his total victory over Pompey and other enemies, Julius Caesar seized the state treasure of Rome, which consisted of a huge sum in gold and silver bars and other valuables. See Plutarch, Lives, in the life of Caesar, sec. 35.]
[8. ][Hume’s reflections in this essay should be seen against the background of eighteenth-century controversy as to whether public debt is beneficial or harmful. The French economist Melon, as well as some in Britain, argued that the national debt was nourishment for the body politic or a treasure that enriched the nation, but most British writers, including Hume and Adam Smith, were alarmed at the growing public debt. See Shutaro Matsushita, The Economic Effects of Public Debts (New York: Columbia University Press, 1929), chap. 1. Smith develops views very much along the lines of Hume’s essay, but in greater detail, in The Wealth of Nations, bk. 5, chap. 3. Hume’s position on fiscal policy is summarized by Rotwein in David Hume: Writings on Economics, pp. lxxxiii–lxxxviii.]
[9. ][This passage is intended chiefly as a criticism of Sir Robert Walpole, who had played a leading role in the House of Commons from his election in 1701 to his resignation as “Prime Minister” in 1742, and of the Whigs who supported him. Hume’s intent is somewhat clearer in a passage omitted from this version of the essay (see the reference to “Lord Orford” in note c of the variant readings; Walpole was made First Earl of Orford in 1742). The omitted passage is closely paraphrased by Adam Smith: “To stop this clamour Sir Robert Walpole endeavoured to shew that the public debt was no inconvenience, tho’ it is to be supposed that a man of his abilities saw the contrary himself” (Lectures on Jurisprudence [London: Oxford University Press, 1978; Indianapolis: Liberty Classics, 1982], p. 515). In 1717, Walpole had been instrumental in establishing a sinking fund to redeem the principal of the national debt, and this policy was at least partially successful in the decade that followed. In 1733, however, Walpole insisted that Parliament take money from the sinking fund to meet current expenses, arguing that this would be less burdensome to the country than raising the land tax. This measure was opposed by those who saw the sinking fund as a “sacred blessing” and “the nation’s only hope.” Money was regularly diverted from the sinking fund in the subsequent years of Walpole’s ministry. See Norris A. Brisco, The Economic Policy of Robert Walpole (New York: AMS Press, 1967), chap. 2. Hume is suggesting in this passage that Walpole’s justification for continuing the debt is as obviously fallacious as speeches in praise of tyrants (Busiris, according to Greek mythology, was a cruel Egyptian king) or other blamable things.]
[10. ][Presumably Hume means shares of stock in the British East India Company.]
[11. ][The Jacobites were the adherents of the Stuart cause after the Revolution of 1688. There was a Jacobite rising in 1715 in support of James Edward Stuart, the “Old Pretender,” and another in 1745 in support of Charles Edward Stuart, the “Young Pretender.” Jacobite sentiment was particularly strong in the Scottish Highlands.]
[12. ][See Melon, Essai politique sur le commerce, chap. 23: “The debts of a state are the debts of the right hand to the left hand, of which the body will not be weakened at all, if it has the necessary quantity of nourishments and if it knows how to distribute those (debts).” Quoted in Matsushita, The Economic Effects of Public Debts, p. 20.]
[13. ][Adam Smith describes the several methods of borrowing used by the British government in the eighteenth century. These included a perpetual annuity equivalent to the interest, which the government could redeem at any time by paying back the principal on the sum borrowed. This way of raising money was known as perpetual funding, or more simply as funding. Other types of annuities ran for a fixed term or for the life of the lender. See The Wealth of Nations, bk. 5, chap. 3.]
[14. ][Archibald Hutcheson, A Collection of Treatises relating to the National Debts and Funds (1721).]
[15. ][The period from 1643 to 1661, during the early reign of Louis XIV, when responsibility for ruling France lay chiefly with Cardinal Mazarin.]
[16. ][By speaking of an unalienable right to self-preservation (see also the Treatise of Human Nature, 3.2.10), Hume calls to mind the political thought of Thomas Hobbes and John Locke as well as such later formulations as the American Declaration of Independence. In general, however, Hume opposes the Hobbesian tradition by denying that the desire for self-preservation is the fundamental passion by reference to which man’s moral and political life must be understood. He explicitly criticizes the “selfish system of morals” of Hobbes and Locke (An Enquiry Concerning the Principles of Morals, App. 2) and emphasizes that the disinterested passions often override the interested ones. It is true that all creatures, including men, necessarily perform those actions that tend to self-preservation (Treatise, 1.3.16), that “the love of life” is one of the instincts originally implanted in our natures (Treatise, 2.3.3.), and that we have a natural “horror of death” (see “Of Suicide,” p. 580). Nevertheless, Hume gives this instinct only slight attention and does not say that it dominates the other passions. Unlike Hobbes, Hume recognizes the nobility of courage and of self-sacrifice for the sake of others. He acknowledges a right of suicide when life becomes burdensome (see “Of Suicide,” pp. 580–89).]
[17. ][Louis XV, during the War of the Austrian Succession.]
[18. ]Hist. lib. iii. [55: “But the mob attended in delight on the great indulgences that he bestowed; the most foolish citizens bought them, while the wise regarded as worthless privileges which could neither be granted nor accepted if the state was to stand (Loeb translation by Clifford H. Moore). Tacitus is commenting here on the efforts of the emperor Vitellius, in ad 69, to secure the favor of the people in his unsuccessful struggle with Vespasian. It is striking that Hume speaks of Tacitus’s reasoning as “eternally true.”]
[19. ]I have heard it has been computed, that all the creditors of the public, natives and foreigners, amount only to 17,000. These make a figure at present on their income; but in case of a public bankruptcy, would, in an instant, become the lowest, as well as the most wretched of the people. The dignity and authority of the landed gentry and nobility is much better rooted; and would render the contention very unequal, if ever we come to that extremity. One would incline to assign to this event a very near period, such as half a century, had not our fathers’ prophecies of this kind been already found fallacious, by the duration of our public credit so much beyond all reasonable expectation. When the astrologers in France were every year foretelling the death of Henry IV. These fellows, says he, must be right at last. We shall, therefore, be more cautious than to assign any precise date; and shall content ourselves with pointing out the event in general.
[1. ]His harangue for it is still extant; περὶ Συμμορίας. [Demosthenes, On the Navy-Boards, secs. 17–22.]
[2. ]Pro Ctesiphonte. [Demosthenes, In Defense of Ctesiphon (or, On the Crown), secs. 102–9.]
[3. ][Hume is referring to Demosthenes’ defense of Ctesiphon in his oration On the Crown.]
[4. ]Plutarchusin vita decem oratorum. [Moralia, “Lives of the Ten Orators,” under “Hypereides,” 849a. Philip of Macedon defeated the Athenians and Thebans at Chaeronea in 338 bc] Demosthenes gives a different account of this law. ContraAristogiton. orat. II. [803–4.] He says, that its purport was, to render the ἄτιμοι ἐπίτιμοι [“the disenfranchised enfranchised”], or to restore the privilege of bearing offices to those who had been declared incapable. Perhaps these were both clauses of the same law.
[5. ]The senate of the Bean was only a less numerous mob, chosen by lot from among the people; and their authority was not great.
[6. ]InCtesiphontem. [Aeschines, Against Ctesiphon, secs. 5–8.] It is remarkable, that the first step after the dissolution of the Democracy by Critias and the Thirty, was to annul the γραφὴ παρανόμων, as we learn from Demosthenes κατὰ Τιμοκ. [Against Timocrates.] The orator in this oration gives us the words of the law, establishing the γραφὴ παρανόμων, pag. 297. ex edit.Aldi. [sec. 33 in the Loeb edition]. And he accounts for it, from the same principles we here reason upon.
[7. ]Plut.in vitaPelop. [in the life of Pelopidas, sec. 25.]
[8. ]Demost.Olynth. I.2. [Hume refers to Eubulus, an important Athenian politician of the mid-fourth century bc and to his legislation regarding the Theoric Fund (theorika). This fund had been established by Pericles to enable the poorer citizens to attend the public festivals. Through the efforts of Eubulus, laws were enacted that required that all of the city’s surplus revenues should go to the Theoric Fund and, moreover, that made it a capital offense to try to repeal this revenue law by the indictment of illegality. In the First Olynthiac Oration (secs. 19–20), Demosthenes points out that unless the city draws on this fund to pay for a war against Philip, a special tax must be levied for the war. The Third Olynthiac (secs. 10–13) calls for the repeal of the laws restricting use of the Theoric Fund.]
[9. ]Demost.contraLept. [Against Leptines, secs. 1–4.]
[10. ]Demost.contraAristocratem. [Against Aristocrates, sec. 86.]
[11. ]Essay on the freedom of wit and humour, part 3. § 2. [This essay appears in Shaftesbury’s Characteristicks, vol. 1. In the section cited by Hume, Shaftesbury argues that while men are naturally inclined to associate and even to make civil government, they tend to prefer the closeness of small associations to the remoteness of large nations. Thus when “the Society grows vast and bulky,” it is natural for men to seek a narrower sphere in which to exercise their powers by forming parties or factions or by “cantonizing,” i.e., dividing themselves into smaller associations of an institutional or territorial kind. Shaftesbury continues: “Thus we have Wheels within Wheels. And in some National Constitutions (notwithstanding the Absurdity in Politicks) we have one Empire within another.” Hume takes this as a reference to the German empire, with its confederated states.]
[12. ][A comitia was an assembly of the Roman people to vote on business presented to them by the magistrates. The comitia curiata was the most ancient of the three types of assembly, but in the late republic its work was confined largely to the formal confirmation of magistrates, adoptions, and wills. The comitia centuriata was supposedly instituted by one of the early kings, Servius Tullius, in the sixth century bc It was concerned with the enactment of laws, the election of the highest magistrates and of the censors, the declaration of war and peace, and the infliction of the death penalty for political offences. The comitia tributa, besides enacting legislation on nearly every matter of business, elected the tribunes of the plebs and the plebeian aediles, and held trials for noncapital offenses. In the comitia centuriata, the people voted by groups, called centuries, which were distributed into five main classes according to wealth. There were also two additional classes, the equites (or knights) and the plebeians. The two wealthiest classes, along with the equites, had well over a majority of the total number of voting centuries, even though the number of citizens in those centuries was far less than the number in the other three classes, to say nothing of the number of plebeians. Thus if the wealthiest citizens were united, it was unnecessary for the other classes to vote at all. In the comitia tributa, the people voted by electoral divisions or “tribes,” with each tribe having one vote, irrespective of its number of voters. Since only four of the thirty-five tribes represented the city of Rome, power in the comitia tributa lay decisively in the hands of the country tribes and thus of the agricultural middle class. Hume’s description of voting in the comitia centuriata is probably drawn from Livy, History of Rome 1.43.]
[13. ][Appian, Roman History: The Civil Wars 3.27–30. Decimus Brutus had been assigned command of Cisalpine Gaul, in north Italy, by Julius Caesar; and he refused, after Caesar’s death in 44 bc, to surrender the province to Mark Antony.]
[14. ][One of the controversies between Charles I and Parliament in the period leading up to the Civil War involved the king’s right, without parliamentary approval, to impose a levy known as “ship money” for outfitting the navy. John Hampden (1594–1643), a member of the House of Commons and first cousin of Oliver Cromwell, refused to pay twenty shillings assessed on one of his estates under a writ for ship money issued in 1735. Hampden was tried in the Court of the Exchequer and, in 1738, was found guilty by a vote of 7 to 5. By virtue of his trial, Hampden became a parliamentary leader and a symbol for those who sought to protect liberty and property by limiting the royal prerogative.]
[15. ][From medieval times the British Crown has claimed the power to impress men without their consent for service in the navy. Naval parties known as “press gangs” were often used before the nineteenth century to recruit by force a quota of seamen. The king’s impressment of British subjects in the colonies was one of the grievances that led to the American Revolution.]
[16. ][By speaking here of a state of nature, Hume seems to be closer to Hobbes and Locke than to his own position elsewhere. In the Treatise of Human Nature, Hume had insisted that since man’s “very first state and situation may justly be esteem’d social,” the “suppos’d state of nature” must be regarded as “a mere philosophical fiction, which never had, and never cou’d have any reality” (3.2.2). In the Enquiry Concerning the Principles of Morals, he says the following of the state of nature: “Whether such a condition of human nature could ever exist, or if it did, could continue so long as to merit the appellation of a state, may justly be doubted. Men are necessarily born in a family-society, at least; and are trained up by their parents to some rule of conduct and behaviour” (sec. 3, pt. 1). Hume thus rejects the state of nature, conceived as a strictly solitary and asocial condition of man. Yet the state of nature might be understood as only a condition without civil society, or government. Even Hobbes had granted that family society might develop in the state of nature. Hume could endorse a “state of nature” thus understood, for he emphasizes that large societies may subsist for some time without the establishment of government. Society without government is “one of the most natural states of men, and must subsist with the conjunction of many families, and long after the first generation” (Treatise, 3.2.8). Be this as it may, the passage here seems to be close to the view of Hobbes and Locke that the state of nature is renewed in civil society whenever an individual’s life or liberty is threatened by another, even by the civil authority.]
[1. ]Columella says [On Agriculture], lib. iii. cap. 8. that in Ægypt and Africa the bearing of twins was frequent, and even customary; gemini partus familiares, ac pæne solennes sunt. If this was true, there is a physical difference both in countries and ages. For travellers make no such remarks on these countries at present. On the contrary, we are apt to suppose the northern nations more prolific. As those two countries were provinces of the Roman empire, it is difficult, though not altogether absurd, to suppose that such a man as Columella might be mistaken with regard to them.
[2. ][Hume’s essay is directed against the common supposition of his time that the ancient world was more populous than the modern world. Hume refers to the essay in correspondence of 1750 and mentions Isaak Vossius (1618–89) and Montesquieu as writers who exaggerate the populousness of antiquity (see Greig, Letters of David Hume, 1, 140). In the summer of 1751, Hume read the manuscript of a fellow member of the Philosophical Society of Edinburgh, Dr. Robert Wallace, which argued for the greater populousness of the ancient world. Wallace is the “eminent clergyman” to whose discourse Hume draws attention in a footnote to the earliest editions of the present essay (see note a in the variant readings). As a result of Hume’s urging and the interest created by the footnote, Wallace published his work in 1753, along with an appendix critical of Hume’s arguments, under the title of A Dissertation on the Numbers of Mankind in Antient and Modern Times. Hume rewrote his footnote for some later editions to take notice of Wallace’s attempted refutation. Although Hume generously acknowledges that Wallace has detected “many mistakes” in his authorities and reasonings, he saw fit to make only slight amendments in his essay. Hume’s relations with Wallace are examined in Mossner, The Life of David Hume, pp. 260–68. For a discussion of population theories of Hume’s time and the influence of his essay, see Charles E. Stangeland, Pre-Malthusian Doctrines of Population (New York: Augustus M. Kelley, 1966; reprint of the 1904 ed.); and Joseph J. Spengler, French Predecessors of Malthus (Durham, N.C.: Duke University Press, 1942). P. A. Brunt, in his recent study of the population of ancient Italy, speaks of Hume’s essay as an “epoch-making” demographic study and points out that, despite the availability of better techniques where facts are more plentiful, Hume’s method of conjecturing from literary texts “must still be employed by the student of the population of Republican Italy, as the only one which can at least enable us to determine whether that population numbered some 14 millions or only 7 or 8” (Italian Manpower: 225 bc–ad 14 [Oxford: Clarendon Press, 1971], pp. 11–12).]
[3. ][See Isaak Vossius, Variarum Observationum Liber (1685), pp. 1–68. The opening essay of this book considers the size of ancient Rome and other cities and tries to prove that Rome had a population of fourteen million, with an area twenty times greater than that of Paris and London combined.]
[4. ]LettresPersanes. See also L’Esprit de Loix, liv. xxiii. cap. 17, 18, 19. [Charles de Secondat, Baron de La Brède et de Montesquieu (1689–1755) published The Persian Letters anonymously in 1721. Letters 112–22 argue that the population of the world has decreased greatly since ancient times and that the decrease is to be explained in terms of moral rather than physical causes. Book 23 of The Spirit of the Laws (1748) deals with the physical and moral determinants of population and argues, in the chapters cited by Hume, that a general depopulation of Europe and Asia Minor occurred as the little republics of ancient times were swallowed up in the Roman Empire. The passage that Hume paraphrases can be found in The Persian Letters, no. 112. (The passage is amended in the 1758 edition of The Persian Letters to read “a tenth” rather than “the fiftieth part.”) For a comparison of Hume’s essay with Montesquieu’s writings on population, see Roger B. Oake, “Montesquieu and Hume,” Modern Language Quarterly 2 (March 1941): 25–41.]
[5. ]This too is a good reason why the small-pox does not depopulate countries so much as may at first sight be imagined. Where there is room for more people, they will always arise, even without the assistance of naturalization bills. It is remarked by Don Geronimo de Ustariz, that the provinces of Spain, which send most people to the Indies, are most populous; which proceeds from their superior riches. [See Gerónimo de Uztáriz, Theorica, y practica de comercio, y de marina (1724); translated as The Theory and Practice of Commerce and Maritime Affairs (1751), chap. 12.]
[6. ][The principle that Hume states here—that a large population is a sign of a happy and virtuous nation and of wise institutions—was widely held in the seventeenth and eighteenth centuries, and it serves to connect the question of population size to important issues in moral and political philosophy. For example, the debate over the populousness of ancient and modern nations was part of a broader dispute as to the comparative worth of ancient and modern ways of life. The alleged depopulation of the world in modern times could be taken as evidence of the defectiveness of modernity. The goodness of such things as luxury, commerce, and republicanism was often judged in terms of the tendency of these things to promote or retard the increase of population, and public policies that would promote an increase were in favor. This favorable view of large and growing populations was brought into question at the turn of the nineteenth century by the writings of T. R. Malthus (1766–1834), which emphasize the tendency of population growth to outrun the supply of food. On this general question, see Ernest Campbell Mossner, “Hume and the Ancient–Modern Controversy, 1725–1752: A Study in Creative Scepticism,” University of Texas Studies in English 28 (1949): 139–53.]
[7. ][This paragraph and the ones that follow are notable for their strong condemnation of domestic slavery as a condition far worse than submission to even the most arbitrary civil government. In this and in his insistence that slavery debases even the slave masters by turning them into petty tyrants, Hume anticipates the arguments of many in Britain and America who agreed with him in opposing slavery.]
[8. ]Suetonius in vita Claudii. [The Lives of the Caesars, in the life of Claudius, sec. 25.]
[9. ]Plut. in vita Catonis. [Plutarch, Lives, in the life of Marcus Cato, sec. 4.]
[10. ]Lib. i. cap. 6.
[11. ]Id. lib. xi. cap. 1.
[12. ]Amor. lib. i. eleg. 6. [Amores 1.6.]
[13. ]Sueton.de claris rhetor. [Suetonius, Of Illustrious Rhetoricians, sec. 3.] So also the ancient poet, Janitoris tintinnire impedimenta audio. [“I hear the door-keeper’s impediments rattling.” This fragment from the Roman poet Afranicus Vopisco (second century bc) is recorded in Nonius Marcellus, De compendiosa doctrina 40 M.]
[14. ]In Oniterem orat. I. [Against Onetor 1.37.]
[15. ]The same practice was very common in Rome; but Cicero seems not to think this evidence so certain as the testimony of free-citizens. Pro Cælio. [A Speech in Defense of Marcus Caelius, sec. 28.]
[16. ]Epist. 122. The inhuman sports exhibited at Rome, may justly be considered too as an effect of the people’s contempt for slaves, and was also a great cause of the general inhumanity of their princes and rulers. Who can read the accounts of the amphitheatrical entertainments without horror? Or who is surprised, that the emperors should treat that people in the same way the people treated their inferiors? One’s humanity is apt to renew the barbarous wish of Caligula, that the people had but one neck: A man could almost be pleased, by a single blow, to put an end to such a race of monsters. You may thank God, says the author above cited, (epist. 7.) addressing himself to the Roman people, that you have a master (to wit the mild and merciful Nero) who is incapable of learning cruelty from your example. This was spoke in the beginning of his reign: But he fitted them very well afterwards; and, no doubt, was considerably improved by the sight of the barbarous objects, to which he had, from his infancy, been accustomed.
[17. ]We may here observe, that if domestic slavery really encreased populousness, it would be an exception to the general rule, that the happiness of any society and its populousness are necessary attendants. A master, from humour or interest, may make his slaves very unhappy, yet be careful, from interest, to encrease their number. Their marriage is not a matter of choice with them, more than any other action of their life.
[18. ]Ten thousand slaves in a day have often been sold for the use of the Romans, at Delus in Cilicia. Strabo, lib. xiv. [Geography 14.5.2.]
[19. ]Columella, lib. i. proœm. et cap. 2. et 7. Varro [116–27 bc, Rerum Rusticarum (On agriculture)], lib. iii. cap. 1. Horat. [Horace, Odes] lib. ii. od. 15. Tacit.annal. lib. iii. cap. 54. Sueton.in vitaAug. [in the life of Augustus] cap. xlii. Plin. lib. xviii. cap. 13. [Pliny the Elder, Natural History. The appropriate citation in the Loeb edition would seem to be 18.4.]
[20. ]Minore indies plebe ingenua, says Tacitus, ann. lib. xxiv. cap. 7. [Tacitus, Annals 4.27 in the Loeb edition: “The free-born populace dwindled day by day” (Loeb translation by John Jackson).]
[21. ]As servus was the name of the genus, and verna of the species, without any correlative, this forms a strong presumption, that the latter were by far the least numerous. It is an universal observation which we may form upon language, that where two related parts of a whole bear any proportion to each other, in numbers, rank or consideration, there are always correlative terms invented, which answer to both the parts, and express their mutual relation. If they bear no proportion to each other, the term is only invented for the less, and marks its distinction from the whole. Thus man and woman, master and servant, father and son, prince and subject, stranger and citizen, are correlative terms. But the words seaman, carpenter, smith, tailor, &c. have no correspondent terms, which express those who are no seamen, no carpenters, &c. Languages differ very much with regard to the particular words where this distinction obtains; and may thence afford very strong inferences, concerning the manners and customs of different nations. The military government of the Roman emperors had exalted the soldiery so high, that they balanced all the other orders of the state: Hence miles and paganus became relative terms; a thing, till then, unknown to ancient, and still so to modern languages. Modern superstition exalted the clergy so high, that they overbalanced the whole state: Hence clergy and laity are terms opposed in all modern languages; and in these alone. And from the same principles I infer, that if the number of slaves bought by the Romans from foreign countries, had not extremely exceeded those which were bred at home, verna would have had a correlative, which would have expressed the former species of slaves. But these, it would seem, composed the main body of the ancient slaves, and the latter were but a few exceptions.
[22. ]Verna is used by Roman writers as a word equivalent to scurra [“a fashionable city idler”], on account of the petulance and impudence of those slaves. Mart. lib. i. ep. 42 [Martial (ad 40?–104?), Epigrams 1.41 in the Loeb edition]. Horace [Satires 2.6.66] also mentions the vernæ, procaces [“saucy slaves”]; and Petronius [Satyricon], cap. 24. vernula urbanitas [one textual reading is urbanitatis vernulae (“of the sophistication of the home-bred slave”)]. Seneca, de provid. cap. I. vernularum licentia [On Providence 1.6; “Slave boys by their forwardness”].
[23. ]It is computed in the West Indies, that a stock of slaves grow worse five per cent. every year, unless new slaves be bought to recruit them. They are not able to keep up their number, even in those warm countries, where cloaths and provisions are so easily got. How much more must this happen in European countries, and in or near great cities?e I shall add, that, from the experience of our planters, slavery is as little advantageous to the master as to the slave, wherever hired servants can be procured. A man is obliged to cloath and feed his slave; and he does no more for his servant: The price of the first purchase is, therefore, so much loss to him: not to mention, that the fear of punishment will never draw so much labour from a slave, as the dread of being turned off and not getting another service, will from a freeman.
[24. ]Corn. Nepos in vita Attici. [Lives of Illustrious Men, Atticus, sec. 13.] We may remark, that Atticus’s estate lay chiefly in Epirus, which, being a remote, desolate place, would render it profitable for him to rear slaves there.
[25. ]Lib. vii. [Geography 7.3.12.]
[26. ]In Midiam. p. 221, ex. edit. Aldi. [Against Meidias, secs. 45–50.]
[27. ]Panegyr. [Isocrates (436–338 bc), Panegyricus.]
[28. ]Lib. vii. cap. 10. sub fin.
[29. ]Aristoph. Equites, I. 17. [Aristophanes (445?–380 bc), The Knights, 1. 17.] The ancient scholiast remarks on this passage βαρβαρίζει ως δου̑λος [he speaks barbarically like a slave].
[30. ]In Amphobum orat. I. [Against Aphobus 1.9–11.]
[31. ]κλινοποιοὶ, makers of those beds which the ancients lay upon at meals.
[32. ]In vita Catonis [sec. 21].
[33. ]“Non temere ancillæ ejus rei causa comparantur ut pariant.” Digest. lib. v. tit. 3. de hæred. petit. lex 27. [Hume is citing the Digest or Pandects of the emperor Justinian. The translation used here is by S. P. Scott in The Civil Law, 17 vols. (Cincinnati: The Central Trust Co., 1932). The first quotation reads: “it is not customary for female slaves to be acquired for breeding purposes.”] The following texts are to the same purpose, “Spadonem morbosum non esse, neque vitiosum, verius mihi videtur; sed sanum esse, sicuti illum qui unum testiculum habet, qui etiam generare potest.” Digest. lib. ii. tit. 1. de ædilitio edicto, lex 6. § 2. [The citation for this and subsequent passages should be bk. 21, title 1; “A slave who has been castrated is not, I think, diseased or defective, but sound; just as one who has but one testicle, who is still capable of reproduction.”] “Sin autem quis ita spado sit, ut tam necessaria pars corporis penitus absit, morbosus est.” Id. lex 7. [“Where, however, a slave has been castrated in such a way that any part of his body required for the purpose of generation is absolutely absent, he is considered to be diseased.”] His impotence, it seems, was only regarded so far as his health or life might be affected by it. In other respects, he was full as valuable. The same reasoning is employed with regard to female slaves. “Quæritur de ea muliere quæ semper mortuos parit, an morbosa sit? et ait Sabinus, si vulvæ vitio hoc contingit, morbosam esse.” Id. lex 14. [“The question was asked whether a female slave was diseased who always brought forth dead children. Sabinus says that if this was caused by an uterine affection, she must be so considered.”] It had even been doubted, whether a woman pregnant was morbid or vitiated; and it is determined, that she is sound, not on account of the value of her offspring, but because it is the natural part or office of women to bear children. “Si mulier prægnans venerit, inter omnes convenit sanam eam esse. Maximum enim ac præcipuum munus fœminarum accipere ac tueri conceptum. Puerperam quoque sanam esse; si modo nihil extrinsecus accedit, quod corpus ejus in aliquam valetudinem immitteret. De sterili Cælius distinguere Trebatium dicit, ut si natura sterilis sit, sana sit; si vitio corporis, contra.” Id. [“Where a female slave, who is pregnant, is sold, it is held by all the authorities that she is sound, for it is the greatest and most important function of a woman to conceive and preserve a child. A woman in child-birth is also sound, provided nothing else happens which would cause her some bodily illness. Caelius says Trebatius makes a distinction in the case of sterility, for if a woman is sterile by nature, she is healthy, but if this occurs through some defect of the body she is not.”)
[34. ]Tacit.ann. lib. xiv. cap. 43.
[35. ]The slaves in the great houses had little rooms assigned to them, called cellæ. Whence the name of cell was transferred to the monk’s room in a convent. See farther on this head, Just. Lipsius, Saturn. i. cap. 14. [Justus Lipsius (1547–1606). Hume is probably referring to Saturnalium sermonum libri duo (1585), which discusses Roman festivals and gladiatorial contests.] These form strong presumptions against the marriage and propagation of the family slaves.
[36. ]Opera et Dies, lib. ii. 1. 24. also 1. 220. [Hesiod (eighth century bc), Works and Days. See l. 405 and l. 602 in the Loeb edition.]
[37. ][Xenophon, On Estate Management 9.5.]
[38. ]Strabo, lib. viii. [8.5.4.]
[39. ]De ratione redituum. [Xenophon, Ways and Means 4.14.]
[40. ]See Cato de re rustica, cap. 56. Donatus in Phormion [the commentary of Aelius Donatus (fourth century ad) on Terence’s Phormio], 1.i.9. Senecae epist. 80. [7–8].
[41. ]De re rust. cap. 10, 11.
[42. ]Lib. i. cap. 18.
[43. ]Lib. i. cap. 17.
[44. ]Lib. i. cap. 18. [On Agriculture 1.8.5.]
[45. ][Varro, On Agriculture 1.17.]
[46. ]Lib. xxxiii. cap. I. [Pliny the Elder, Natural History 33.6.26 in the Loeb edition. The passage reads: “This is the progress achieved by our legions of slaves—a foreign rabble in one’s home, so that an attendant to tell people’s names now has to be employed even in the case of one’s slaves” (Loeb translation by H. Rackham).] So likewise Tacitus, annal. lib. xiv. cap. 44.i
[47. ]Lib. ii. cap. 10. [6.]
[48. ]Pastoris duri est hic filius, ille bubulci. Juven. sat. 11. 151. [Juvenal, Satires 11.151: “One is the son of a hardy shepherd; another of the cattleman” (Loeb translation by G. G. Ramsay).]
[49. ]Lib. i. cap. 8. [19.]
[50. ]De bel. civ. lib. i. [Appian, Roman History: The Civil Wars 1.7.]
[51. ]In vita Tib. & C. Gracchi. [Lives, in the life of Tiberius Gracchus 8.3.]
[52. ]To the same purpose is that passage of the elder Seneca, ex controversia 5. lib. v. “Arata quondam populis rura, singulorum ergastulorum sunt; latiusque nunc villici, quam olim reges, imperant.” [Seneca the Elder (55? bc–ad 40?), The Controversies 5.5: “It is for all this that country once ploughed by whole peoples belongs to single slave-farms and bailiffs have wider sway than kings” (Loeb translation by M. Winterbottom).] “At nunc eadem,” says Pliny, “vincti pedes, damnatae manus, inscripti vultus exercent.” Lib. xviii. cap. 3. [Pliny the Elder, Natural History 18.4 in the Loeb edition: “But nowadays those agricultural operations are performed by slaves with fettered ankles and by the hands of malefactors with branded faces” (Loeb translation by H. Rackham).] So also Martial.
“Et sonet innumera compede Thuscus ager.” Lib. ix. ep. 23. [Martial, Epigrams 9.22 in the Loeb edition: “. . . and Tuscan fields clank with countless fettered slaves” (Loeb translation by Walter C. A. Ker).] And Lucan.
[Lucan, The Civil War 1. 167–70: “Next they stretched wide the boundaries of their lands, till those acres, which once were furrowed by the iron plough of Camillus and felt the spade of a Curius long ago, grew into vast estates tilled by foreign cultivators” (Loeb translation by J. D. Duff).]
[The Civil War 7.402: “The corn-fields of Italy are tilled by chained labourers” (Loeb translation by J. D. Duff).]
[53. ]Lib. iii. cap. 19. [Florus (second century ad), Epitome of Roman History 2.7 in the Loeb edition.]
[54. ]Id. lib. iv. cap. 8. [Epitome of Roman History 2.18 in the Loeb edition.]
[55. ][Benoit de Maillet (1656–1738) wrote Description de l’Egypte (1735) and Idée du gouvernement ancien et moderne de l’Egypte (1743).]
[56. ]Tacitus blames it. De morib. Germ. [Germany, sec. 19.]
[57. ]De fraterno amore. [Moralia, “On Brotherly Love,” sec. 18. The Loeb translator (W. C. Helmbold) understands the text to say only that Attalus “was unwilling to acknowledge as his own any of the children his wife had borne him,” i.e., by the ceremony in which the father raises the child in his arms to acknowledge its legitimacy. By this interpretation, the children of Attalus were not murdered, but simply were not recognized as heirs to the throne, or, at worse, were disowned.] Seneca also approves of the exposing of sickly infirm children. De ira [“On Anger”], lib. i. cap. 15.
[58. ]Sext. Emp. lib. iii. cap. 24. [Sextus Empiricus (second or third century ad), Outlines of Pyrrhonism 3.24.]
[59. ]De amore prolis. [Moralia, “On Affection for Offspring,” sec. 5. Plutarch’s point is that the failure of poor men to raise their children is not an exception to the general rule that parents naturally love their offspring, for since they cannot give their children a good education, they do not wish them to become vicious and poor.]
[60. ]The practice of leaving great sums of money to friends, though one had near relations, was common in Greece as well as Rome; as we may gather from Lucian. This practice prevails much less in modern times; and Ben. Johnson’s Volpone is therefore almost entirely extracted from ancient authors, and suits better the manners of those times.
It may justly be thought, that the liberty of divorces in Rome was another discouragement to marriage. Such a practice prevents not quarrels from humour, but rather encreases them; and occasions also those from interest, which are much more dangerous and destructive. See farther on this head, Part I. Essay XVIII. [This probably should read essay XIX (“Of Polygamy and Divorces”).] Perhaps too the unnatural lusts of the ancients ought to be taken into consideration, as of some moment. [Hume refers in this final sentence to the practice of homosexuality.]
[61. ]De exp.Cyr. lib. vii. [The Expedition of Cyrus 7.6.]
[62. ]Demost.de falsa leg. [“On the Embassy,” sec. 158.] He calls it a considerable sum.
[63. ]Thucyd. lib. iii. [History of the Peloponnesian War 3.17.]
[64. ]Lib. vi. cap. 37. [Histories 6.39 in the Loeb edition.]
[65. ]Tit. Liv. lib. xli. cap. 7. 13 & alibi passim. [Livy, History of Rome 41.7, 13, and elsewhere throughout.]
[66. ]Appian.De bell. civ. lib. iv. [120.]
[67. ]Cæsar gave the centurions ten times the gratuity of the common soldiers, De bello Gallico, lib. viii. [The Gallic War 8.4.] In the Rhodian cartel, mentioned afterwards, no distinction in the ransom was made on account of ranks in the army.
[68. ]Diod. Sic. lib. xii. [The Library of History 12.59.] Thucyd. lib. iii. [92.]
[69. ]Diod. Sic. lib. xvi. [82.]
[70. ]In vitaTimol. [Lives, in the life of Timoleon, sec. 23.]
[71. ]Plin. lib. xviii. cap. 3. [Natural History 18.4 in the Loeb edition.] The same author, in cap. 6. says, Verumque fatentibus latifundia perdidereItaliam; jam vero et provincias. Sex domi semissemAfricæpossidebant, cum interfecit eosNeroprinceps. [18.7 in the Loeb edition: “And if the truth be confessed, large estates have been the ruin of Italy, and are now proving the ruin of the provinces too—half of Africa was owned by six landlords, when the Emperor Nero put them to death” (Loeb translation by H. Rackham).] In this view the barbarous butchery committed by the first Roman emperors, was not, perhaps, so destructive to the public as we may imagine. These never ceased till they had extinguished all the illustrious families, which had enjoyed the plunder of the world, during the latter ages of the republic. The new nobles who arose in their place, were less splendid, as we learn from Tacit.Ann. lib. iii. cap. 55.
[72. ]The ancient soldiers, being free citizens, above the lowest rank, were all married. Our modern soldiers are either forced to live unmarried, or their marriages turn to small account towards the encrease of mankind. A circumstance which ought, perhaps, to be taken into consideration, as of some consequence in favour of the ancients.
[73. ]Hist. lib. ii. cap. 44.
[74. ]As Abydus, mentioned by Livy, lib. xxxi. cap. 17, 18. and Polyb. lib. xvi. [34.] As also the Xanthians, Appian.de bell. civil. lib. iv. [80.]
[75. ]In vitaArati. [Lives, in the life of Aratus, sec. 6.]
[77. ]Diod. Sicul. lib. xx. [84.]
[78. ]Lysias, who was himself of the popular faction, and very narrowly escaped from the thirty tyrants, says, that the Democracy was as violent a government as the Oligarchy. Orat. 24. de statu popul. [In the Loeb edition, Oration 25: Defence Against a Charge of Subverting the Democracy, sec. 27.]
[79. ]Cicero, Philip I. [Philippic 1. 1. Thrasybulus led the democratic forces that overthrew the rule of the Thirty Tyrants and restored the democratic constitution to Athens (404–403 bc).]
[80. ]As orat. 11. contraEratost.orat. 12. contraAgorat.orat. 15. pro Mantith. [In the Loeb edition, Oration 12: Against Eratosthenes, Who Had Been One of the Thirty; Oration 13: Against Agoratus; Oration 16: In Defense of Mantitheus.]
[81. ]Appian.de bell. civ. lib. ii. [2. 100. Hirtius was one of Caesar’s officers.]
[82. ]See Cæsar’s speech de bell. Catil. [Sallust, The War with Catiline, sec. 51.]
[83. ]Orat. 24. [See 25.19 in the Loeb edition.] And in orat. 29. [in the Loeb edition, Oration 30: Against Nicomachus, secs. 13–14] he mentions the factious spirit of the popular assemblies as the only cause why these illegal punishments should displease.
[85. ]Plut.de virt. & fort.Alex. [Plutarch, Moralia, “On the Fortune or the Virtue of Alexander.” Dionysius I, who was tyrant of Syracuse from 405 to 367 bc, is mentioned at 1.9 and 2.1, but it is not immediately clear why Hume draws attention to this essay.]
[86. ]Diod. Sic. lib. xviii, xix. [Agathocles (361–289 bc) was tyrant and king of Syracuse. His deeds are described in detail in book 19.]
[87. ]Tit. Liv. xxxi, xxxiii, xxxiv.
[88. ]Diod. Sic. lib. xiv. [See 14.5. Diodorus doesn’t mention a specific number of Athenians killed.] Isocrates says there were only 5000 banished. He makes the number of those killed amount to 1500. Areop. [Areopagiticus, sec. 67.] ÆschinescontraCtesiph. [Aeschines, Against Ctesiphon, sec. 235] assigns precisely the same number. Seneca (de tranq. anim. cap. 5.) says 1300.
[89. ]Diod. Sic. lib. xv. [58.]
[90. ]Diod. Sic. lib. xiii. [48.]
[91. ]We shall mention from Diodorus Siculus alone a few massacres, which passed in the course of sixty years, during the most shining age of Greece. There were banished from Sybaris 500 of the nobles and their partizans; lib. xii. p. 77. ex edit.Rhodomanni. Of Chians, 600 citizens banished; lib. xiii. p. 189. At Ephesus, 340 killed, 1000 banished; lib. xiii. p. 223. Of Cyrenians, 500 nobles killed, all the rest banished; lib. xiv. p. 263. The Corinthians killed 120, banished 500; lib. xiv. p. 304. Phæbidas the Spartan banished 300 Bæotians; lib. xv. p. 342. Upon the fall of the Lacedæmonians, Democracies were restored in many cities, and severe vengeance taken of the nobles, after the Greek manner. But matters did not end there. For the banished nobles, returning in many places, butchered their adversaries at Phialæ, in Corinth, in Megara, in Phliasia. In this last place they killed 300 of the people; but these again revolting, killed above 600 of the nobles, and banished the rest; lib. xv. p. 357. In Arcadia 1400 banished, besides many killed. The banished retired to Sparta and to Pallantium: The latter were delivered up to their countrymen, and all killed; lib. xv. p. 373. Of the banished from Argos and Thebes, there were 509 in the Spartan army; id. p. 374. Here is a detail of the most remarkable of Agathocles’s cruelties from the same author. The people before his usurpation had banished 600 nobles; lib. xix. p. 655. Afterwards that tyrant, in concurrence with the people, killed 4000 nobles, and banished 6000; id. p. 647. He killed 4000 people at Gela; id. p. 741. By Agathocles’s brother 8000 banished from Syracuse; lib. xx. p. 757. The inhabitants of Ægesta, to the number of 40,000, were killed, man, woman, and child; and with tortures, for the sake of their money; id. p. 802. All the relations, to wit, father, brother, children, grandfather, of his Libyan army, killed; id. p. 803. He killed 7000 exiles after capitulation; id. p. 816. It is to be remarked, that Agathocles was a man of great sense and courage,q and is not to be suspected of wanton cruelty, contrary to the maxims of his age.
[92. ]Diod. Sic. lib. xviii. [8.]
[93. ][Isocrates, To Philip, sec. 96: “Besides, you will find as many soldiers at your service as you wish, for such is now the state of affairs in Hellas that it is easier to get together a greater and stronger army from among those who wander in exile than from those who live under their own polities” (Loeb translation by George Norlin). See also Panegyricus, secs. 168 ff. on the evils of factional strife in the Greek cities and the prospect of achieving concord through a common war on Persia.]
[94. ]Pag. 885. ex edit.Leunclav. [Banquet 4.29–32. Hume gives a loose paraphrase of the text.]
[95. ]Orat. 29. inNicom. [Hume perhaps has in mind section 25 of the oration Against Nicomachus, which speaks of putting citizens to death for peculation, or fraudulently drawing off public property.]
[96. ]In order to recommend his client to the favour of the people, he enumerates all the sums he had expended. When χορηγὸς, 30 minas: Upon a chorus of men 20 minas; εἰς πυρριχιστὰς, 8 minas; ἀνδράσι χορηγω̑ν, 50 minas; κυκλικῳ̑ χορῳ̑, 3 minas; Seven times trierarch, where he spent 6 talents: Taxes, once 30 minas, another time 40; γυμνασιαρχω̑ν, 12 minas; χορηγὸς παιδικῳ̑ χορῳ̑, 15 minas; κωμω̑δοι̑ς χορηγω̑ν, 18 minas; πυρριχισται̑ς ἀγενείοις, 7 minas; τριήρει ἁμιλλώμενος, 15 minas; ἀρχιθέωρος, 30 minas: In the whole ten talents 38 minas. [The Greek terms refer to officers in the theater to whom money was paid—the leader of the chorus, etc.] An immense sum for an Athenian fortune, and what alone would be esteemed great riches, Orat. 20. [21.1–5.] It is true, he says, the law did not oblige him absolutely to be at so much expence, not above a fourth. But without the favour of the people, no body was so much as safe; and this was the only way to gain it. See farther, orat. 24. de pop. statu. In another place, he introduces a speaker, who says that he had spent his whole fortune, and an immense one, eighty talents, for the people. Orat. 25. de prob. Evandri. [Oration 26: On the Scrutiny of Evandros.] The μ´ετοικοι, or strangers, find, says he, if they do not contribute largely enough to the people’s fancy, that they have reason to repent it. Orat. 30. contraPhil. [Oration 31: Against Philon.] You may see with what care Demosthenes displays his expences of this nature, when he pleads for himself de corona; and how he exaggerates Midias’s stinginess in this particular, in his accusation of that criminal. All this, by the by, is a mark of a very iniquitous judicature: And yet the Athenians valued themselves on having the most legal and regular administration of any people in Greece.
[97. ]Panath. [Panathenaicus, sec. 126.]
[98. ]Diod. Sic. lib. xiv. [38.]
[99. ]Lib. i. [The Roman Antiquities 1.89.]
[100. ]The authorities cited above, are all historians, orators, and philosophers, whose testimony is unquestioned. It is dangerous to rely upon writers who deal in ridicule and satyr. What will posterity, for instance, infer from this passage of Dr. Swift: “I told him, that in the kingdom of Tribnia (Britain) by the natives called Langdon (London) where I had sojourned some time in my travels, the bulk of the people consist, in a manner, wholly of discoverers, witnesses, informers, accusers, prosecutors, evidences, swearers, together with their several subservient and subaltern instruments, all under the colours, the conduct, and pay of ministers of state and their deputies. The plots in that kingdom are usually the workmanship of those persons,” &c. Gulliver’stravels [pt. 3, chap. 6; the second anagram should be Langden, for England]. Such a representation might suit the government of Athens; not that of England, which is remarkable even in modern times, for humanity, justice, and liberty. Yet the Doctor’s satyr, though carried to extremes, as is usual with him, even beyond other satyrical writers, did not altogether want an object. The Bishop of Rochester, who was his friend, and of the same party, had been banished a little before by bill of attainder, with great justice, but without such a proof as was legal, or according to the strict forms of common law.
[101. ]Plutarchusin vitaSolon. [Lives, in the life of Solon, sec. 18.]
[102. ]Diod. Sic. lib. xviii. [18.18. Hume refers to the treaty of 322 bc in which the Macedonian general Antipater imposed an oligarchic constitution on Athens.]
[103. ]Id. ibid.
[104. ]Id. ibid. [18.74. Hume refers to actions in 318 bc by Cassander, Antipater’s son and successor.]
[105. ]Tit. Liv. lib. i. cap. 43.
[106. ]Lib. ii. [Anabasis of Alexander 2.24.] There were 8000 killed during the siege; and the captives amounted to 30,000. Diodorus Siculus, lib. xvii. [46] says only 13,000: But he accounts for this small number, by saying that the Tyrians had sent away before-hand part of their wives and children to Carthage.
[107. ]Lib. v. [History 5.97] he makes the number of the citizens amount to 30,000.
[108. ]Ib. v. [History 8.132 in the Loeb edition.]
[109. ]Orat. 33. advers.Diagit. [In the Loeb edition, Oration 32: Against Diogeiton, sec. 25.]
[110. ]ContraAphob. p. 25. ex edit.Aldi. [Against Aphobus 1.58.]
[111. ]Id. p. 19. [1.9.]
[112. ]Id. ibid.
[113. ]Id. ibid. and ÆschinescontraCtesiph. [Against Ctesiphon, sec. 104.]
[114. ]Epist. adAttic. lib. iv. epist. 15. [Cicero, Letters to Atticus 4.15.]
[115. ]ContraVerr.orat. 3. [Against Verres 2.3.71 in the Loeb edition.]
[116. ]See Essay IV. [“Of Interest.”]
[117. ]Lib. vii. [28.]
[118. ]Lib. xiii. [13.81. Agrigentum (or Acragas) was a large and affluent Hellenic city in southwest Sicily.]
[119. ]Lib. xii. [12.9. Sybaris had been a powerful and wealthy Hellenic city in southern Italy prior to its destruction in 510 bc]
[120. ]Oecon. [On Estate Management 15.10–11. For Columella’s suggestion that the observations of Xenophon’s Ischomachus apply only to a more primitive time, see On Agriculture 11.5.]
[121. ]See Part I. Essay XI. [This is probably a reference to “Of Civil Liberty.” Some earlier editions read “Essay XII.”]
[122. ]Ælii Lamprid.in vitaHeliogab. cap. 26. [Aelius Lampridius (fourth century ad), Augustan History, in the life of Heliogabalus, sec. 26. Heliogabalus (or Elagabalus) was Roman emperor from ad 218 to 222.]
[123. ]In general, there is more candour and sincerity in ancient historians, but less exactness and care, than in the moderns. Our speculative factions, especially those of religion, throw such an illusion over our minds, that men seem to regard impartiality to their adversaries and to heretics, as a vice or weakness: But the commonness of books, by means of printing, has obliged modern historians to be more careful in avoiding contradictions and incongruities. Diodorus Siculus is a good writer, but it is with pain I see his narration contradict, in so many particulars, the two most authentic pieces of all Greek history, to wit, Xenophon’s expedition, and Demosthenes’s orations. Plutarch and Appian seem scarce ever to have read Cicero’s epistles.
[124. ]Lib. xii. [9.]
[125. ]Lib. vi. [Geography 6.1.13.]
[126. ]Lib. xiii. [13.84. Agrigentum was captured and pillaged by the Carthaginians in 406 bc]
[127. ]Diogenes Laertius (in vitaEmpedoclis) says, that Agrigentum contained only 800,000 inhabitants. [Diogenes Laertius (third century ad?), Lives of Eminent Philosophers, bk. 8, chap. 2: “Empedocles,” sec. 63.]
[128. ]Idyll. 17. [Theocritus (300?–260? bc), Idyls, 17: The Panegyric of Ptolemy, sec. 80. “The cities builded therein are three hundreds and three thousands and three tens of thousands, and threes twain and nines three”; in The Greek Bucolic Poets, translated by J. M. Edmonds (Cambridge: Harvard University Press, 1960).]
[129. ]Lib. i. [31.]
[130. ]Id. ibid.
[131. ]Orat. funebris. [Funeral Oration, secs. 27–28.]
[132. ]Lib. ii. [24.]
[133. ]The country that supplied this number, was not above a third of Italy, viz. the Pope’s dominions, Tuscany, and a part of the kingdom of Naples: But perhaps in those early times there were very few slaves, except in Rome, or the great cities.t
[134. ]Lib. ii. [5.]
[135. ]Celtica. [The Gallic History, sec. 2.]
[136. ]Plutarch (in vitaCæs. [sec. 15]) makes the number that Cæsar fought with amount to three millions; Julian (inCæsaribus) to two. [Julian (ad 331–363; Roman emperor from 360 to 363), The Caesars 321a.]
[137. ]Lib. ii. cap. 47. [Velleius Paterculus (19? bc–after ad 30), Roman History 2.47.]
[138. ]Pliny, lib. vii. cap. 25. says, that Cæsar used to boast, that there had fallen in battle against him one million one hundred and ninety-two thousand men, besides those who perished in the civil wars. It is not probable, that that conqueror could ever pretend to be so exact in his computation. But allowing the fact, it is likely, that the Helvetii, Germans, and Britons, whom he slaughtered, would amount to near a half of the number.u
[139. ]Diod. Sic. lib. ii. [2.5. The Loeb text reads 120,000 foot soldiers and 12,000 cavalry.]
[140. ]Plutarchin vitaDionis. [Lives, in the life of Dion, secs. 23–29.]
[141. ]Strabo, lib. vi. [6.2.7.]
[142. ]Apolog.Socr. [Apology of Socrates 29d.]
[143. ]Argos seems also to have been a great city; for Lysias contents himself with saying that it did not exceed Athens. Orat. 34. [“Against the Subversion of the Ancestral Constitution of Athens,” sec. 34.]
[144. ]Lib. vi. [33.] See also Plutarchin vitaNiciæ. [Lives, in the life of Nicias, sec. 17.]
[145. ]Orat. contraVerrem, lib. iv. cap. 52. Strabo, lib. vi. [6.2.4] says, it was twenty-two miles in compass. But then we are to consider, that it contained two harbours within it; one of which was a very large one, and might be regarded as a kind of bay.
[146. ]Lib. vi. cap. 20. [Deipnosophistai (The banquet of the learned) 6.272. Athenaeus of Naucrastis flourished c. ad 200.]
[147. ]Demosthenes assigns 20,000; contraAristag. [Against Aristogeiton 1.50–51.]
[148. ]Lib. v. [97.]
[149. ]Lib. viii. [72.]
[150. ]Lib. ii. [13.] Diodorus Siculus’s account perfectly agrees, lib. xii. [40.]
[151. ]Xenophon. Mem. lib. ii. [Memorabilia 3.6.14 in the Loeb edition.]
[152. ]Lib. ii. [13.]
[153. ]De ratione red. [Ways and Means 2.6.]
[154. ]We are to observe, that when Dionysius Halycarnassæus [4.13] says, that if we regard the ancient walls of Rome, the extent of that city will not appear greater than that of Athens; he must mean the Acropolis and high town only. No ancient author ever speaks of the Pyræum, Phalerus, and Munychia, as the same with Athens. Much less can it be supposed, that Dionysius would consider the matter in that light, after the walls of Cimon and Pericles were destroyed, and Athens was entirely separated from these other towns. This observation destroys all Vossius’s reasonings, and introduces common sense into these calculations.
[155. ]Athen. lib. vi. [272.]
[156. ]De rep.Athen. [The Constitution of the Athenians, secs. 10–12. Xenophon’s authorship of this work is doubted by modern scholars. For a text and commentary, see Hartvig Frisch, The Constitution of the Athenians (Copenhagen: Gyldendal, 1942).]
[157. ]Philip. 3. [Third Philippic, sec. 3.]
[158. ]Sticho. [Stichus, act 3, sc. 1.]
[159. ]ContraTimarch. [Against Timarchus, sec. 42.]
[160. ]Orat. 11. [See Oration 12: Against Eratosthenes, sec. 19.]
[161. ]ContraAphob. [1.9.]
[162. ]Ibid.
[163. ]Lib. vii. [7.27. The desertion of the slaves at Decelea occurred in 413 bc]
[164. ]De rat. red. [4.13–32.]
[165. ]De classibus. [On the Navy-Boards, sec. 19.]
[166. ]Lib. ii. cap. 62.
[167. ]De rat. red. [Ways and Means 4.14.]
[168. ]ContraAphobum. [1.9.]
[169. ]Lib. viii. [40.]
[170. ]Plutarch. in vitaLycurg. [Lives, in the life of Lycurgus, sec. 8.]
[171. ][The 1777 edition of Hume’s Essays reads 78,000, which Green and Grose, following earlier editions, change to 780,000. This larger number is required by Hume’s argument. Hume is opposing those who believe that Athens had 400,000 male slaves, as the text of Athenaeus indicates. If this text were correct, the ratio of male Athenian citizens to male slaves would be about 1 to 20. The same ratio applied to Sparta, which had 39,000 male citizens, would yield more than 780,000 male slaves. Since male slaves would have been about one-fourth of all slaves, the total number of slaves in Sparta, using the ratio of Athenaeus, would be more than 3,120,000—a number that Hume regards as impossible.]
[172. ]Lib. iv. [80.]
[173. ]The same author affirms [The Banquet of the Learned 6.272], that Corinth had once 460,000 slaves, Ægina 470,000. But the foregoing arguments hold stronger against these facts, which are indeed entirely absurd and impossible. It is however remarkable, that Athenæus cites so great an authority as Aristotle for this last fact: And the scholiast on Pindar mentions the same number of slaves in Ægina.
[174. ]Lib. ii. [14–16.]
[175. ]Thucyd. lib. ii. [17.]
[176. ]Demost.contraLept. [Demosthenes, Against Leptines, secs. 31–33.] The Athenians brought yearly from Pontus 400,000 medimni or bushels of corn, as appeared from the custom-house books. And this was the greater part of their importation of corn. This by the by is a strong proof that there is some great mistake in the foregoing passage of Athenæus. For Attica itself was so barren of corn, that it produced not enough even to maintain the peasants. Tit. Liv. lib. xliii. cap. 6.y And 400,000 medimni would scarcely feed 100,000 men during a twelvemonth. Lucian, in his navigium sive vota [The Ship or the Wishes, secs. 4–6], says, that a ship, which, by the dimensions he gives, seems to have been about the size of our third rates, carried as much corn as would maintain all Attica for a twelve-month. But perhaps Athens was decayed at that time; and besides, it is not safe to trust to such loose rhetorical calculations.
[177. ]Diod. Sic. lib. xx. [84.]
[178. ]Isocr.paneg. [sec. 64.]
[179. ]Diod. Sic. lib. xvii. [14.]z When Alexander attacked Thebes, we may safely conclude, that almost all the inhabitants were present. Whoever is acquainted with the spirit of the Greeks, especially of the Thebans, will never suspect, that any of them would desert their country, when it was reduced to such extreme peril and distress. As Alexander took the town by storm, all those who bore arms were put to the sword without mercy; and they amounted only to 6000 men. Among these were some strangers and manumitted slaves. The captives, consisting of old men, women, children, and slaves, were sold, and they amounted to 30,000. We may therefore conclude that the free citizens in Thebes, of both sexes and all ages, were near 24,000; the strangers and slaves about 12,000. These last, we may observe, were somewhat fewer in proportion than at Athens; as is reasonable to imagine from this circumstance, that Athens was a town of more trade to support slaves, and of more entertainment to allure strangers. It is also to be remarked, that thirty-six thousand was the whole number of people, both in the city of Thebes, and the neighbouring territory: A very moderate number, it must be confessed; and this computation, being founded on facts which appear indisputable, must have great weight in the present controversy. The above-mentioned number of Rhodians too were all the inhabitants of the island, who were free, and able to bear arms.
[180. ]Hist. Græc. lib. vii. [Hellenica 7.2.1.]
[181. ]Id. lib. vii. [See 5.3.1, where it is reported that the city of Phlius has more than five thousand men. Hume may be adding those who were exiled at the time.]
[182. ]Polyb. lib. ii. [56.]
[183. ]Polyc. lib. ix. cap. 20. [The reference is to Polybius, Histories 9.26a in the Loeb edition. Polyc. is no doubt a misprint. Some earlier editions of Hume’s Essays read Polyb.]
[184. ]Lysias, orat. 34. [secs. 7–8.]
[185. ]Vopiscusin vitaAurel. [Hume’s reference is to one of a collection of biographies of Roman rulers from ad 117 to 284. This collection has been known since the early seventeenth century as the Historia Augusta (Augustan history). Tradition holds that the biographies were written by six different authors in the late third or early fourth centuries. The Life of Aurelian was traditionally ascribed to Flavius Vopiscus. There has been considerable debate over the past century as to both the authorship of the biographies and their dates of composition. The Loeb edition is: The Scriptores Historiae Augustae. 3 vols. With an English Translation by David Magie. (London: W. Heinemann, 1921–32).]
[186. ][Publius Victor is the name prefixed to an enumeration of the principal buildings and monuments of ancient Rome. The usual title of the work, which was first printed in 1505, was De Regionibus Urbis Romae (On the regions of the city of Rome). For the problems that arise in using this source to make population estimates for Rome, see G. Hermansen, “The Population of Imperial Rome: The Regionaries,” Historia 27 (1978): 129–68.]
[187. ]De rep.Laced. [Constitution of the Lacedaemonians 1.1.] This passage is not easily reconciled with that of Plutarch above, who says, that Sparta had 9000 citizens.
[188. ]Polyb. lib. ix. cap. 20. [9.26a in the Loeb edition of the Histories.]
[189. ]Diod. Sic. lib. xviii. [24.]
[190. ]Legat. [The text of Polybius is complete for books 1–5, but for the other 34 we have to rely on various collections of excerpts. Hume’s reference here is to one of the most important of these collections, which was made on the instructions of the Byzantine emperor Constantine Porphyrogenitus (VII). This collection was organized under various headings, one of which was “de legationibus gentium ad Romanos” (Embassies of foreign peoples to the Romans). It is to this collection that Legat. refers. In modern texts of Polybius’s Histories, the passage is found at 29.24.8. It comes in an account by Polybius of a speech which he had himself delivered to the Achaean assembly in 170 bc, urging that it honor the request from the kings of Egypt for some troops to assist in their war against Antiochus IV of Syria. Opponents of the request maintained that the troops might be needed to help Rome in its war against Perseus of Macedonia. Polybius replied that the Romans did not need help from the Achaeans, but that if they did ask for it, a force of even thirty or forty thousand men could easily be raised.]
[191. ]InAchaicis. [Pausanias (flourished around ad 150), Description of Greece, “Achaia” 15.7.]
[192. ]Tit. Liv. lib. xxxiv. cap. 51. PlatoinCritone. [Crito 53d.]
[193. ]Lib. vii. [4.3 in the Loeb edition.]
[194. ]Lib. vii. [126.]
[195. ]Tit. Liv. lib. xlv. cap. 34.
[196. ]Lib. ix. cap. 5. [The reference is to Marcus Junianus Justinus (third century ad?) and his epitome in Latin of Trogus Pompeius’s Historiae Philippicae (Philippic history).]
[197. ]Lib. iv. [13.]
[198. ]Lib. x. [32.]
[199. ]Satyr. iii. l. 269, 270.
[200. ]Strabo, liv. v. [see 5.3.7] says, that the emperor Augustus prohibited the raising houses higher than seventy feet. In another passage, lib. xvi. he speaks of the houses of Rome as remarkably high. See also to the same purpose Vitruvius, lib. ii. cap. 8. [Vitruvius (first century bc), On Architecture 2.8.17.] Aristides the sophist, in his oration εἰς Pώμην [Publius Aelius Aristides (ad 117–180?), To Rome. Loeb edition in preparation], says, that Rome consisted of cities on the top of cities; and that if one were to spread it out, and unfold it, it would cover the whole surface of Italy. Where an author indulges himself in such extravagant declamations, and gives so much into the hyperbolical style, one knows not how far he must be reduced. But this reasoning seems natural: If Rome was built in so scattered a manner as Dionysius says, and ran so much into the country, there must have been very few streets where the houses were raised so high. It is only for want of room, that any body builds in that inconvenient manner.
[201. ]Lib. ii. epist. 16. lib. v. epist. 6. [Pliny the Younger, Letters 2.17 in the Loeb edition and 5.6.] It is true, Pliny there describes a country-house: But since that was the idea which the ancients formed of a magnificent and convenient building, the great men would certainly build the same way in town. “In laxitatem ruris excurrunt” [“as if they were country houses” (Loeb translation by Richard M. Gummere)], says Seneca of the rich and voluptuous, epist. 114. Valerius Maximus, lib. iv. cap. 4. speaking of Cincinnatus’s field of four acres, says, “Auguste se habitare nunc putat, cujus domus tantum patet quantum Cincinnati rura patuerant.” [Valerius Maximus (first century ad), Facta et Dicta Memorabilia (Memorable deeds and sayings) 4.4: “He counts himself to live splendidly now, whose house stands upon as much ground as all Cincinnatus’s farm contained.”] To the same purpose see lib. xxxvi. cap. 15. also lib. xviii. cap. 2.
[202. ][Pietro Santi Bartoli (c. 1635–1700) was a celebrated Italian engraver and painter. He is known chiefly for his engraved illustrations of ancient art from the catacombs and the ruins of Rome.]
[203. ]Vitruv. lib. v. cap. 11. Tacit. annal. lib. xi. cap. 3. Sueton.in vitaOctav. [Lives of the Caesars, in The Deified Augustus] cap. 72, &c.
[204. ]“Moenia ejus (Romæ) collegere ambitu imperatoribus, censoribusque Vespasianis, A. U. C. 828. pass. xiii. MCC. complexa montes septem, ipsa dividitur in regiones quatuordecim, compita earum 265. Ejusdem spatii mensura, currente a milliario in capite Rom. Fori statuto, ad singulas portas, quæ sunt hodie numero 37, ita ut duodecim portæ semel numerentur, prætereanturque ex veteribus septem, quæ esse desierunt, efficit passuum per directum 30,775. Ad extrema veto tectorum cum castris prætoriis ab eodem Milliario, per vicos omnium viarum, mensura collegit paulo amplius septuaginta millia passuum. Quo si quis altitudinem tectorum addat, dignam profecto, æstimationem concipiat, fateaturque nullius urbis magnitudinem in toto orbe potuisse ei comparari.” Plin. lib. iii. cap. 5. [Pliny, Natural History 3.5.66–67: “The area surrounded by its walls at the time of the principate and censorship of the Vespasians, in the 826th year of its foundation, measured 13 miles and 200 yards in circumference, embracing seven hills. It is itself divided into fourteen regions, with 265 crossways with their guardian Lares. If a straight line is drawn from the milestone standing at the head of the Roman Forum to each of the gates, which to-day number thirty-seven (provided that the Twelve Gates be counted only as one each and the seven of the old gates that exist no longer be omitted), the result is a total of 20 miles 765 yards in a straight line. But the total length of all the ways through the districts from the same milestone to the extreme edge of the buildings, taking in the Praetorians’ Camp, amounts to a little more than 60 miles. If one were further to take into account the height of the buildings, a very fair estimate would be formed, that would bring us to admit that there has been no city in the whole world that could be compared to Rome in magnitude.” (Loeb translation by H. Rackham.) The Loeb Latin text reads “20,765 paces,” which Rackham translates as 20 miles 765 yards. Hume obviously follows a different manuscript tradition.]
All the best manuscripts of Pliny read the passage as here cited, and fix the compass of the walls of Rome to be thirteen miles. The question is, What Pliny means by 30,775 paces, and how that number was formed? The manner in which I conceive it, is this. Rome was a semicircular area of thirteen miles circumference. The Forum, and consequently the Milliarium, we know, was situated on the banks of the Tyber, and near the center of the circle, or upon the diameter of the semicircular area. Though there were thirty-seven gates to Rome, yet only twelve of them had straight streets, leading from them to the Milliarium. Pliny, therefore, having assigned the circumference of Rome, and knowing that that alone was not sufficient to give us a just notion of its surface, uses this farther method. He supposes all the streets, leading from the Milliarium to the twelve gates, to be laid together into one straight line, and supposes we run along that line, so as to count each gate once: In which case, he says, that the whole line is 30,775 paces: Or, in other words, that each street or radius of the semicircular area is upon an average two miles and a half; and the whole length of Rome is five miles, and its breadth about half as much, besides the scattered suburbs.
Pere Hardouin [Jean Hardouin (1646–1729) published in 1685 an edition of Pliny’s Natural History, which was reissued in 1723 and later with annotations] understands this passage in the same manner; with regard to the laying together the several streets of Rome into one line, in order to compose 30,775 paces: But then he supposes, that streets led from the Milliarium to every gate, and that no street exceeded 800 paces in length. But (1.) a semicircular area, whose radius was only 800 paces, could never have a circumference near thirteen miles, the compass of Rome as assigned by Pliny. A radius of two miles and a half forms very nearly that circumference. (2.) There is an absurdity in supposing a city so built as to have streets running to its center from every gate in its circumference. These streets must interfere as they approach. (3.) This diminishes too much from the greatness of ancient Rome, and reduces that city below even Bristol or Rotterdam.
The sense which Vossius in his Observationes variæ [see note 3 to this essay] puts on this passage of Pliny, errs widely in the other extreme. One manuscript of no authority, instead of thirteen miles, has assigned thirty miles for the compass of the walls of Rome. And Vossius understands this only of the curvilinear part of the circumference; supposing, that as the Tyber formed the diameter, there were no walls built on that side. But (1.) this reading is allowed to be contrary to almost all the manuscripts. (2.) Why should Pliny, a concise writer, repeat the compass of the walls of Rome in two successive sentences? (3.) Why repeat it with so sensible a variation? (4.) What is the meaning of Pliny’s mentioning twice the Milliarium, if a line was measured that had no dependence on the Milliarium? (5.) Aurelian’s wall is said by Vopiscus to have been drawn laxiore ambitu [“in a wider circuit”], and to have comprehended all the buildings and suburbs on the north side of the Tyber; yet its compass was only fifty miles; and even here critics suspect some mistake or corruption in the text; since the walls, which remain, and which are supposed to be the same with Aurelian’s, exceed not twelve miles. It is not probable, that Rome would diminish from Augustus to Aurelian. It remained still the capital of the same empire; and none of the civil wars in that long period, except the tumults on the death of Maximus and Balbinus, ever affected the city. Caracalla is said by Aurelius Victor [Sextus Aurelius Victor, whose history of the caesars was published around ad 360] to have encreased Rome. (6.) There are no remains of ancient buildings, which mark any such greatness of Rome. Vossius’s reply to this objection seems absurd, that the rubbish would sink sixty or seventy feet under ground. It appears from Spartian (in vita Severi) that the five-mile stone in via Lavicana was out of the city. [Aelius Spartianus was traditionally regarded as the author of the life of Severus in the Historia Augusta.] (7.) Olympiodorus [ad 380?–425, whose twenty-two books of history are lost but are summarized by Photius] and Publius Victor fix the number of houses in Rome to be betwixt forty and fifty thousand. (8.) The very extravagance of the consequences drawn by this critic, as well as Lipsius [probably in Lipsius’s De Magnitudine Romana Libri quatuor (Four books on the size of Rome)], if they be necessary, destroys the foundation on which they are grounded: That Rome contained fourteen millions of inhabitants; while the whole kingdom of France contains only five, according to his computation, &c.
The only objection to the sense which we have affixed above to the passage of Pliny, seems to lie in this, That Pliny, after mentioning the thirty-seven gates of Rome, assigns only a reason for suppressing the seven old ones, and says nothing of the eighteen gates, the streets leading from which terminated, according to my opinion, before they reached the Forum. But as Pliny was writing to the Romans, who perfectly knew the disposition of the streets, it is not strange he should take a circumstance for granted, which was so familiar to every body. Perhaps too, many of these gates led to wharfs upon the river.
[205. ]Ex monument. Ancyr. [Hume’s reference is to the Emperor Augustus’s account of his public acts, which was engraved upon bronze tablets before the emperor’s mausoleum in Rome as well as on the walls of many of the temples of Augustus throughout the empire. The best surviving version—the Monumentum Ancyranum—was inscribed on the temple of Rome and Augustus at Ancyra. This document is reproduced in the Loeb edition as Res Gestae Divi Augusti (The acts of Augustus), translated by Frederick W. Shipley. The passage cited by Hume is in section 15 of this edition.]
[206. ]Tusc. Quæst. lib. iii. cap. 48. [Tusculan Disputations 3.20 (48) in the Loeb edition.]
[207. ]Licinius apud Sallust. hist. frag. lib. iii. [This reference is to Sallust’s Histories, which survives only in fragments (see 3.48.19 in the standard edition by Maurenbrecher). The passage cited by Hume is in a demogogic speech attributed to C. Licinius Macer, who was tribune of the plebs in 73 bc Licinius refers to the allotment of 5 modii of corn per head and says: “They have valued your freedom at five modii each.”]
[208. ]Nicolaus Hortensius de re frumentaria Roman. [Nicolaus Hortensius, “On the Provision of Corn at Rome.” No information could be located about this author and book.]
[209. ]Not to take the people too much from their business, Augustus ordained the distribution of corn to be made only thrice a-year: But the people finding the monthly distributions more convenient, (as preserving, I suppose, a more regular œconomy in their family) desired to have them restored. Sueton. August. cap. 40. Had not some of the people come from some distance for their corn, Augustus’s precaution seems superfluous.
[210. ]Sueton. in Jul. [The deified Julius] cap. 41.
[211. ]In vita Neronis. [Lives of the Caesars, in the life of Nero, chap. 39.]
[212. ]Sueton. Aug. cap. 42.
[213. ]Lib. iv. cap. 5. [Herodian (third century ad), History of the Empire from the Time of Marcus Aurelius 4.3.7 in the Loeb edition.]
[214. ]Lib. xvii. [52.]
[215. ]Quintus Curtius says, its walls were ten miles in circumference, when founded by Alexander; lib. iv. cap. 8. [History of Alexander 4.8.] Strabo, who had travelled to Alexandria, as well as Diodorus Siculus, says it was scarce four miles long, and in most places about a mile broad; lib. 17. [1.8.] Pliny says it resembled a Macedonian cassock, stretching out in the corners; lib. v. cap. 10. [5.11 in the Loeb edition.] Notwithstanding this bulk of Alexandria, which seems but moderate, Diodorus Siculus, speaking of its circuit as drawn by Alexander (which it never exceeded, as we learn from Ammianus Marcellinus [(fourth century ad), History of Rome from Nerva to Valens], lib. xxii. cap. 16.) says it was μεγέθει διαφέροντα, extremely great, ibid. [17.52.] The reason which he assigns for its surpassing all cities in the world (for he excepts not Rome) is, that it contained 300,000 free inhabitants. He also mentions the revenues of the kings, to wit, 6000 talents, as another circumstance to the same purpose: No such mighty sum in our eyes, even though we make allowance for the different value of money. What Strabo says of the neighbouring country, means only that it was well peopled, οἱκούμενα καλω̑ς. Might not one affirm, without any great hyperbole, that the whole banks of the river from Gravesend to Windsor are one city? [Gravesend is some twenty-five miles east of London on the Thames River, and Windsor is some twenty miles west.] This is even more than Strabo says of the banks of the lake Mareotis, and of the canal to Canopus. It is a vulgar saying in Italy, that the king of Sardinia has but one town in Piedmont; for it is all a town. Agrippa, in Josephusde belloJudaic. lib. ii. cap. 16. [Flavius Josephus (first century ad), The Jewish War 2.385 in the Loeb edition] to make his audience comprehend the excessive greatness of Alexandria, which he endeavours to magnify, describes only the compass of the city as drawn by Alexander: A clear proof that the bulk of the inhabitants were lodged there, and that the neighbouring country was no more than what might be expected about all great towns, very well cultivated, and well peopled.
[216. ]Lib. xvii. [52.]
[217. ]He says ἐλεύθεροι [“free people” or “free residents”], not πολι̑ται, which last expression must have been understood of citizens alone, and grown men.
[218. ]Lib. iv. cap. 1. πάσης πόλεως. Politian [the Latin translation of Herodian by Angelus Politian (1454–94)] interprets it “ædibus majoribus etiam reliqua urbe” [“with a palace greater even than the rest of the city”].
[219. ]He says (in Nerone, cap. 30.) that a portico or piazza of it was 3000 feet long; “tanta laxitas ut porticus triplices milliarias haberet.” [Life of Nero 6.31: “ . . . it was so extensive that it had a triple colonnade a mile long” (Loeb translation by J. C. Rolfe).] He cannot mean three miles. For the whole extent of the house from the Palatine to the Esquiline was not near so great. So when Vopisc. in Aureliano mentions a portico in Sallust’s gardens, which he calls porticus milliarensis, it must be understood of a thousand feet. [Vopiscus, The Deified Aurelian, sec. 49, in Scriptores Historiae Augustae.] So also Horace:
[Horace, Odes 2.15: “No private citizen had a portico measuring its tens of feet, lying open to the shady north” (Loeb translation by C. E. Bennett).]
So also in lib. i. satyr. 8.
[Horace, Satires 1.8.12: “Here a pillar assigned a thousand feet frontage and three hundred of depth” (Loeb translation by H. Rushton Fairclough).]
[220. ]Plinius, lib. xxxvi. cap. 15. “Bis vidimus urbem totam cingi domibus principum, Caii ac Neronis.” [Natural History 36.24 in the Loeb edition: “Twice have we seen the whole city girdled by imperial palaces, those of Gaius and Nero” (Loeb translation by D. E. Eichholz).]
[221. ]Lib. ii. cap. 15. [Herodian, History of the Empire 2.4.6 in the Loeb edition.]
[222. ]In Aurelian. cap. 48.
[223. ]Lib. xii. cap. 2. [Histories 12.4.5–14 in the Loeb edition. Hume gives a loose paraphrase of the text rather than an exact translation.]
[224. ]Lib. ix. cap. 10. His expression is ἄνθρωπος, not πολίτης; inhabitant, not citizen.
[225. ]Lib. vi. cap. 28. [Natural History 6.30 (122) in the Loeb edition.]
[226. ]Lib. xvii. [Geography 17.3.15.]
[227. ]Such were Alexandria, Antioch, Carthage, Ephesus, Lyons, &c. in the Roman empire. Such are even Bourdeaux, Tholouse, Dijon, Rennes, Rouen, Aix, &c. in France; Dublin, Edinburgh, York, in the British dominions.
[228. ]Vol. ii. sect. 16. [Réflexions Critiques sur la Poësie et sur la Peinture 2.16.298–99; Critical Reflections on Poetry and Painting (London, 1748), 2.16.209–10. Hume is translating from the French text.]
[229. ]Sat. 6. [Satires 6.522–27: “In winter she will go down to the river of a morning, break the ice, and plunge three times into the Tiber.” Several lines follow, which are quoted in Latin by Dubos but are omitted by Hume, perhaps out of a certain delicacy or modesty: “et ipsis verticibus timidum caput abluet, inde superbi totum regis agrum nuda ac tremibunda cruentis erepet genibus” (“dipping her trembling head even in its whirling waters, and crawling out thence naked and shivering, she will creep with bleeding knees right across the field of Tarquin the Proud” (Loeb translation by G. G. Ramsay).]
[230. ]Lib. iv. [5.25 in the Loeb edition. Hume’s rendering of the text is part translation and part summary.]
[231. ][Satyricon, sec. 19.]
[232. ]De generat. anim. lib. ii. [Generation of Animals 2.8 (748a 27).]
[233. ]Lib. iv. [1.2.]
[234. ]Trist. lib. iii. eleg. 9. [Tristia 3.10 in the Loeb edition.] De Ponto [Letters from Pontus], lib. iv. eleg. 7, 9, 10.
[235. ][See Tournefort, A Voyage into the Levant.]
[236. ]Lib. iv. cap. 21.
[237. ]Lib. i. cap. 2. [On Agriculture 1.2.4.]
[238. ]Lib. iii. [1.2.]
[239. ]The warm southern colonies also become more healthful: And it is remarkable, that in the Spanish histories of the first discovery and conquest of these countries, they appear to have been very healthful; being then well peopled and cultivated. No account of the sickness or decay of Cortes’s or Pizarro’s small armies.
[240. ]Lib. i. cap. 1. [On Agriculture 1.1.5. There were two Sasernas, father and son, who wrote in Latin on husbandry. They are cited frequently by Columella and Varro.]
[241. ]He seems to have lived about the time of the younger Africanus; lib. i. cap. 1. [The citation is probably Columella, On Agriculture 1.1.]
[242. ][See Benoît de Maillet (1659–1738), Description de l’Égypte (Paris, 1735).]
[243. ]Xenoph. Exp. [Expedition of Cyrus] lib. vii. Polyb. lib. iv. cap. 45.
[244. ]Ovid. passim, &c., [Here and there in Ovid’s works.] Strabo, lib. vii.
[245. ]Polyb. lib. ii. cap. 12.
[246. ]De Bello Gallico, lib. vi. [The Gallic War 6.23.]
[247. ]De Moribus Germ. [Germania.]
[248. ]Lib. vii.
[249. ]Lib. iii. cap. 47. [History 3.14.6 in the Loeb edition.]
[250. ]Cæsarde Bello Gallico, lib. xvi. [The Gallic War 6.13–14 in the Loeb edition.] Strabo, lib. vii. [2.1] says, the Gauls were not much more improved than the Germans.
[251. ]Celt. pars 1. [Appian, Roman History, bk. 6, “The Gallic History” 1.2.]
[252. ]Lib. v. [25.]
[253. ]Ancient Gaul was more extensive than modern France.
[254. ]Cæsarde Bello Gallico, lib. vi.
[255. ]Id. ibid.
[256. ]Lib. iv. [Geography 4.1.2.]
[257. ]De Bello Gallico, lib. ii. [See 2.4. The numbers of forces given in the Loeb edition add up to 306,000.]
[258. ]It appears from Cæsar’s account, that the Gauls had no domestic slaves,ii who formed a different order from the Plebes. The whole common people were indeed a kind of slaves to the nobility, as the people of Poland are at this day: And a nobleman of Gaul had sometimes ten thousand dependents of this kind. Nor can we doubt, that the armies were composed of the people as well as of the nobility. The fighting men amongst the Helvetii were the fourth part of the inhabitants; a clear proof that all the males of military age bore arms. See Cæsarde bello Gall. lib. i.
We may remark, that the numbers in Cæsar’s commentaries can be more depended on than those of any other ancient author, because of the Greek translation, which still remains, and which checks the Latin original.
[259. ]De Bello Gallico, lib. i. [See secs. 2 and 29.]
[260. ]Titi Livii, lib. xxxiv. cap. 17.
[261. ]In vita Marii. [Plutarch, Lives, in the life of Caius Marius, sec. 6.]
[262. ]De Bello Hisp. [The Spanish War, sec. 8. This work is often attributed to Julius Caesar and is included in the Loeb edition of his writings, but it is doubtful that Caesar is the author. It was possibly written by Hirtius, who was one of Caesar’s generals.]
[263. ]Vell. Paterc. lib. ii. § 90. [Velleius Paterculus, Roman History 2.90.]
[264. ]Lib. iii.
[265. ]Lib. xliv. [Marcus Junianus Justinus, Philippic History, chap. 44.]
[266. ]“Nec numero Hispanos, nec robore Gallos, nec calliditate Pœnos, nec artibus Græcos, nec denique hoc ipso hujus gentis, ac terræ domestico nativoque sensu, Italos ipsos ac Latinos—superavimus.” De harusp. resp. cap. 9. [Cicero, De Haruspicum Responsis (The Speech concerning the Response of the Soothsayers) 9.19: “We have excelled neither Spain in population, nor Gaul in vigour, nor Carthage in versatility, nor Greece in art, nor indeed Italy and Latium itself in the innate sensibility characteristic of this land and its peoples” (Loeb translation by N. H. Watts).] The disorders of Spain seem to have been almost proverbial: “Nec impacatos a tergo horrebis Iberos.” Virg. Georg. lib. iii. [Virgil, Georgics 3.408: “never . . . need you fear . . . restless Spaniards in your rear” (Loeb translation by H. Rushton Fairclough).] The Iberi are here plainly taken, by a poetical figure, for robbers in general.
[267. ]Varrode re rustica, lib. ii. præf. Columella præf. Sueton. August. cap. 42. [This passage shows Hume’s tendency to discount what later would be called the problem of overpopulation. Shortages most likely result not from “the superior power of population,” to use Malthus’s words, but from the neglect of husbandry and production.]
[268. ]Though the observations of L’Abbé du Bos should be admitted, that Italy is now warmer than in former times, the consequence may not be necessary, that it is more populous or better cultivated. If the other countries of Europe were more savage and woody, the cold winds that blew from them, might affect the climate of Italy.
[269. ][Trajan was emperor from ad 98 to 117. Titus Antoninus Pius ruled as emperor from 138 to 161, and his son-in-law, Marcus Aurelius Antoninus, from 161 to 180. Edward Gibbon declares: “The two Antonines . . . governed the Roman world forty-two years, with the same invariable spirit of wisdom and virtue. . . . Their united reigns are possibly the only period of history in which the happiness of a great people was the sole object of government.” See The Decline and Fall of the Roman Empire (New York: Modern Library, n.d.), 1:68.]
[270. ]The inhabitants of Marseilles lost not their superiority over the Gauls in commerce and the mechanic arts, till the Roman dominion turned the latter from arms to agriculture and civil life. See Strabo, lib. iv. [1.5]. That author, in several places, repeats the observation concerning the improvement arising from the Roman arts and civility: And he lived at the time when the change was new, and would be more sensible. So also Pliny: “Quis enim non, communicato orbe terrarum, majestate Romani imperii, profecisse vitam putet, commercio rerum ac societate festæ pacis, omniaque etiam, quæ occulta antea fuerant, in promiscuo usu facta.” Lib. xiv. proœm. [Natural History 14.1.2: “For who would not admit that now that intercommunication has been established throughout the world by the majesty of the Roman Empire, life has been advanced by the interchange of commodities and by partnership in the blessings of peace, and that even things that had previously lain concealed have all now been established in general use?” (Loeb translation by H. Rackham).] “Numine deûm electa (speaking of Italy) quæ cœlum ipsum clarius faceret, sparsa congregaret imperia, ritusque molliret, & tot populorum discordes, ferasque linguas sermonis commercio contraheret ad colloquia, & humanitatem homini daret; breviterque, una cunctarum gentium in toto orbe patria fieret;” lib. ii. cap. 5. [“. . . chosen by the providence of the gods to make heaven itself more glorious, to unite scattered empires, to make manners gentle, to draw together in converse by community of language the jarring and uncouth tongues of so many nations, to give mankind civilisation, and in a word to become throughout the world the single fatherland of all the races” (Loeb translation by H. Rackham). This passage is found at 3.5.39 in the Loeb edition of Pliny’s Natural History.] Nothing can be stronger to this purpose than the following passage from Tertullian, who lived about the age of Severus. “Certe quidem ipse orbis in promptu est, cultior de die & instructior pristino. Omnia jam pervia, omnia nota, omnia negotiosa. Solitudines famosas retro fundi amœnissimi obliteraverunt, silvas arva domuerunt, feras pecora fugaverunt; arenæ seruntur, saxa panguntur, paludes eliquantur, tantæ urbes, quantæ non casæ quondam. Jam nec insulæ horrent, nec scopuli terrent; ubique domus, ubique populus, ubique respublica, ubique vita. Summum testimonium frequentiæ humanæ, onerosi sumus mundo, vix nobis elementa sufficiunt; & necessitates arctiores, et querelæ apud omnes, dum jam nos natura non sustinet.” De anima, cap. 30. [Tertullian (ad 155?–222?) De Anima (On the soul) 30.3–4: “A glance at the face of the earth shows us that it is becoming daily better cultivated and more fully peopled than in olden times. There are few places now that are not accessible; few, unknown; few, unopened to commerce. Beautiful farms now cover what once were trackless wastes, the forests have given way before the plough, cattle have driven off the beasts of the jungle, the sands of the desert bear fruit and crops, the rocks have been ploughed under, the marshes have been drained of their water, and, where once there was but a settler’s cabin, great cities are now to be seen. No longer do lonely islands frighten away the sailor nor does he fear their rocky coasts. Everywhere we see houses, people, stable governments, and the orderly conduct of life. The strongest witness is the vast population of the earth to which we are a burden and she scarcely can provide for our needs; as our demands grow greater, our complaints against nature’s inadequacy are heard by all.” Edwin A. Quain, trans. Tertullian: Apologetical Works (Washington: Catholic University of America Press, 1962). The Fathers of the Church series, vol. 10.] The air of rhetoric and declamation which appears in this passage, diminishes somewhat from its authority, but does not entirely destroy it.kk The same remark may be extended to the following passage of Aristides the sophist, who lived in the age of Adrian. “The whole world,” says he, addressing himself to the Romans, “seems to keep one holiday; and mankind, laying aside the sword which they formerly wore, now betake themselves to feasting and to joy. The cities, forgetting their ancient animosities, preserve only one emulation, which shall embellish itself most by every art and ornament; Theatres every where arise, amphitheatres, porticoes, aqueducts, temples, schools, academies; and one may safely pronounce, that the sinking world has been again raised by your auspicious empire. Nor have cities alone received an encrease of ornament and beauty; but the whole earth, like a garden or paradise, is cultivated and adorned: Insomuch, that such of mankind as are placed out of the limits of your empire (who are but few) seem to merit our sympathy and compassion.” [Probably in Aristides’ oration To Rome.]
It is remarkable, that though Diodorus Siculus makes the inhabitants of Ægypt, when conquered by the Romans, amount only to three millions [Library of History 1.31.6. Almost all ancient manuscripts support Hume’s reading of three million, but the Loeb edition adopts an alternative reading that makes Diodorus agree with Josephus]; yet Joseph. de bello Jud. lib. ii. cap. 16. [2.385 in the Loeb edition] says, that its inhabitants, excluding those of Alexandria, were seven millions and a half, in the reign of Nero: And he expressly says, that he drew this account from the books of the Roman publicans, who levied the poll-tax. Strabo, lib. xvii. [1.12] praises the superior police of the Romans with regard to the finances of Ægypt, above that of its former monarchs: And no part of administration is more essential to the happiness of a people. Yet we read in Athenæus, (lib. i. cap. 25. [The Banquet of the Learned 1.33d in the Loeb edition]) who flourished during the reign of the Antonines, that the town Mareia, near Alexandria, which was formerly a large city, had dwindled into a village. This is not, properly speaking, a contradiction. Suidas (August.) says, that the Emperor Augustus, having numbered the whole Roman empire, found it contained only 4,101,017 men (ἄνδρες). There is here surely some great mistake, either in the author or transcriber. But this authority, feeble as it is, may be sufficient to counterbalance the exaggerated accounts of Herodotus and Diodorus Siculus with regard to more early times.
[271. ]L’Esprit de Loix, liv. xxiii. chap. 19. [Montesquieu, The Spirit of the Laws, bk. 23, “Of Laws in the Relation they bear to the Number of Inhabitants,” chap. 19, “Of the Depopulation of the Globe.”]
[272. ]De Orac. Defectus. [The Obsolescence of Oracles, sec. 8. It should be noted that the explanation for the silence of the oracles that Hume summarizes is given not by Plutarch in his own name, but by one of the participants in this dialogue, and that alternative explanations are advanced by other participants. Hume addresses this point in note 278, below.]
[273. ]Lib. ii. cap. 62. It may perhaps be imagined, that Polybius, being dependent on Rome, would naturally extol the Roman dominion. But, in the first place, Polybius, though one sees sometimes instances of his caution, discovers no symptoms of flattery. Secondly, This opinion is only delivered in a single stroke, by the by, while he is intent upon another subject; and it is allowed, if there be any suspicion of an author’s insincerity, that these oblique propositions discover his real opinion better than his more formal and direct assertions.
[274. ]Annal. lib. i. cap. 2.
[275. ]Lib. viii. and ix.
[276. ]Plutarch. De his qui sero a Numine puniuntur. [On the Delays of the Divine Vengeance, sec. 32.]
[277. ]De mercede conductis. [On Salaried Posts in Great Houses.]
[278. ]I must confess that that discourse of Plutarch, concerning the silence of the oracles, is in general of so odd a texture, and so unlike his other productions, that one is at a loss what judgment to form of it. It is written in dialogue, which is a method of composition that Plutarch commonly but little affects. The personages he introduces advance very wild, absurd, and contradictory opinions, more like the visionary systems or ravings of Plato than the plain sense of Plutarch. There runs also through the whole an air of superstition and credulity, which resembles very little the spirit that appears in other philosophical compositions of that author. For it is remarkable, that, though Plutarch be an historian as superstitious as Herodotus or Livy, yet there is scarcely, in all antiquity, a philosopher less superstitious, excepting Cicero and Lucian. I must therefore confess, that a passage of Plutarch, cited from this discourse, has much less authority with me, than if it had been found in most of his other compositions.
There is only one other discourse of Plutarch liable to like objections, to wit, that concerning those whose punishment is delayed by the Deity. It is also writ in dialogue, contains like superstitious, wild visions, and seems to have been chiefly composed in rivalship to Plato, particularly his last book de republica. [Hume has in mind the myth of Er at the conclusion of book 10 of Plato’s Republic.]
And here I cannot but observe, that Mons. Fontenelle, a writer eminent for candor, seems to have departed a little from his usual character, when he endeavours to throw a ridicule upon Plutarch on account of passages to be met with in this dialogue concerning oracles. The absurdities here put into the mouths of the several personages are not to be ascribed to Plutarch. He makes them refute each other; and, in general, he seems to intend the ridiculing of those very opinions, which Fontenelle would ridicule him for maintaining. See Histoire des oracles. [First published in 1686. The first English translation was titled The History of Oracles and the Cheats of the Pagan Priests (London, 1688).]
[279. ]Lib. ii. [5.4. The Loeb edition reads 210,000 cavalry.]
[280. ]He was cotemporary with Cæsar and Augustus.
[1. ][Having previously sketched the differences between the Whigs and the Tories (see “Of the Parties of Great Britain,” in Part I), Hume takes up their speculative, practical, and historical controversies in this essay and the two that follow. Hume suggests that it is a contradiction in terms to speak of those who have embraced a party as philosophers (p. 469). Since his own approach is philosophical, he seeks to avoid taking sides or being a mere partisan. The philosopher’s task, as Hume understands it, is to serve as a mediator between contending parties and to promote compromise or accommodation. This is accomplished by a balanced appraisal of party controversies in which each side is led to see that its views are not completely right and that the opposing views are not completely wrong. Compromise is possible only if neither party triumphs over the other. This may help to explain why Hume sometimes seems to be more critical of the Whigs, the stronger party of his day, than of the Tories. Hume’s design and guiding principles are made explicit at the beginning of the third essay of this sequence, “Of the Coalition of Parties.”]
[2. ][Titus Flavius Vespasianus was Roman emperor from ad 79 to 81. Cesare Borgia, through the influence of his father, Pope Alexander VI, conquered and ruled the territory known as the Romagna, in northern Italy, in 1501–1503. Borgia’s cruel and enterprising methods are described and applauded by Machiavelli in The Prince, chap. 7. Tulagee Angria was the leader, in the mid-eighteenth century, of an old family of predatory pirates who operated off of India’s Malabar coast, south of Bombay. After the failure of earlier efforts to suppress him, Angria was driven from his stronghold of Gheria in 1756 by European and Indian troops under the command of Charles Watson and Robert Clive. See Clement Downing, A Compendious History of the Indian Wars; with an Account of the Rise, Progress, Strength and Forces of Angria the Pyrate (London, 1737); and An Authentick & Faithful History of that Arch-Pyrate Tulagee Angria (London, 1756).]
[3. ][Hume has in mind Whig theorists generally but especially John Locke, who is identified later as the most noted “partizan” of the doctrine that all lawful government is founded on an original contract or consent of the people. Hume’s sketch of this doctrine draws loosely from Locke’s Second Treatise. Hume seeks to show that what these “reasoners” say is contradicted by common opinion and practice. In order to make his argument from general opinion effective, Hume must reject the claim that moral philosophy has a rational or a priori basis, and this he does at the conclusion of the essay.]
[4. ][The transfer of the British crown to William and Mary in 1689 was approved by parliamentary conventions, called by William, in England and Scotland. By “the majority of seven hundred,” Hume probably means the total vote of these conventions approving the transfer and fixing the order of succession after the deaths of William and Mary.]
[5. ]Lib. ii. cap. 38.
[6. ][Henry IV was king of England from 1399 to 1413.]
[7. ]Tacit. Ann. vi. cap. 14.
[8. ][King of England from 1509 to 1547. Henry’s greatest innovation was his break with the Pope and his establishment of the king as the only supreme head on earth of the Church of England, with full power to reform it.]
[9. ][The Lancastrian kings of England were Henry IV, Henry V, and Henry VI. Their rule extended from 1399 to 1461. The house of Lancaster took the red rose as its badge or emblem, while its rival for the throne, the house of York, took the white rose.]
[10. ][This division of moral duties is explained fully by Hume in the Treatise of Human Nature, book 3, and in the Enquiry Concerning the Principles of Morals. Hume consistently places justice, fidelity to promises, and allegiance to government in a different category from those virtues that we perform and approve by an original instinct of nature. In the Treatise, he presents the division as one between “natural” and “artificial” virtues, but he retreats somewhat from this terminology in the Second Enquiry (see appendix 3). Thus in the present essay, justice, fidelity, and allegiance, which had been classified as artificial duties in the Treatise, are called “natural duties.” Hume will argue, against Locke, that it is inappropriate to base allegiance, or the obligation to obey rulers, on a prior obligation to keep promises, since both obligations arise from the same foundation. This argument draws heavily on book 3, part 2 of the Treatise.]
[11. ][This brief discussion of the ground of allegiance, or the duty to obey government, should be compared with Hume’s much fuller treatment of this topic in the Treatise, 3.2.8 (“Of the Source of Allegiance”).]
[12. ][See Hume’s Treatise, 3.2.10 (“Of the Objects of Allegiance”), which addresses at much greater length the question, To whom is submission due and who are we to regard as our lawful magistrates?]
[13. ][This topic is discussed at length by Hume in the Treatise, 3.2.3 (“Of the Rules, which determine Property”).]
[14. ][See Paul de Rapin-Thoyras (1661–1725), Histoire d’ Angleterre. 10 vols. (The Hague, 1723–27). This was the standard history of England until the publication of Hume’s. It was written for foreigners, but was quickly translated into English. Rapin, who was from a Huguenot family, first came to England in 1686 to avoid persecution and returned two years later with the army of William of Orange. He wrote his history of England while in retirement in Germany. Initially, at least, Hume judged Rapin’s work harshly because of its partiality for the Whig side (see Hume’s comments on Rapin in the variant readings to “Of the Protestant Succession,” note b). The controversy to which Hume refers involved the succession to the French throne. When Charles IV of France died in 1328, his wife was expecting a child, who would, if a son, succeed to the throne. In the meantime, an assembly of barons was called to appoint as regent the next male heir, who would become Charles’s successor if his child were a daughter. One claimant was Edward III of England, the nephew and nearest male relation of Charles IV, who descended from the royal house of France by his mother, but this claim was rejected by the barons. Philip of Valois, the late king’s cousin, was elected regent and, after a daughter was born to the queen widow, was placed on the throne as Philip VI. Hume discusses this dispute and its consequences in his account of Edward’s reign in the History of England.]
[15. ][Germanicus (15 bc–ad 19) was adopted by his uncle, Tiberius, in ad 4. Drusus (13? bc–ad 23) was the son of Tiberius.]
[16. ]Herodian, lib. ii. [Commodus was emperor from ad 180 to 192. The rule of Pertinax lasted for only three months (January 1 to March 28) in the year 193. The struggle between Lucius Septimius Severus and his rivals (Didius Julianus, Pescennius Niger, and Clodius Albinus) took place from 193 to 197.]
[17. ][Julius Capitolinus, Maximus and Balbinus, sec. 14, in Scriptores Historiae Augustae: “In the meantime Gordian Caesar was lifted up by the soldiers and hailed emperor (that is, Augustus), there being no one else at hand” (Loeb translation by David Magie). The young Gordian was saluted as emperor by the praetorians in ad 238, following the murder that year of his uncle and the suicide of his grandfather (both emperors named Gordian) and the murders of Balbinus and Pupienus Maximus, who had succeeded the Gordians as joint emperors.]
[18. ]It is remarkable, that, in the remonstrance of the duke of Bourbon and the legitimate princes, against this destination of Louis the XIVth, the doctrine of the original contract is insisted on, even in that absolute government. The French nation, say they, chusing Hugh Capet and his posterity to rule over them and their posterity, where the former line fails, there is a tacit right reserved to choose a new royal family; and this right is invaded by calling the bastard princes to the throne, without the consent of the nation. But the Comte de Boulainvilliers, who wrote in defence of the bastard princes, ridicules this notion of an original contract, especially when applied to Hugh Capet; who mounted the throne, says he, by the same arts, which have ever been employed by all conquerors and usurpers. He got his title, indeed, recognized by the states after he had put himself in possession: But is this a choice or contract? The Comte de Boulainvilliers, we may observe, was a noted republican; but being a man of learning, and very conversant in history, he knew that the people were never almost consulted in these revolutions and new establishments, and that time alone bestowed right and authority on what was commonly at first founded on force and violence. See Etat de la France, Vol. III. [Henri de Boulainvilliers (1658–1722), Etat de la France (State of France). 3 vols. (Londres, 1727).]
[19. ]See Locke on Government, chap. vii. § 90. [In this citation and the next, Hume is paraphrasing Locke rather than quoting him exactly.]
[20. ]Id. chap. xi. § 138, 139, 140.
[21. ][See Crito 50c and following. Socrates here imagines what “the laws and the commonwealth” would say of Crito’s proposal that he escape from prison. Agreement or promise is one of the principles of obligation that “the laws” appeal to in the speech that Socrates invents for them, but Socrates does not say in his own name that a promise to obey the laws obligates him to remain in prison.]
[22. ][Both terms mean to make innovations, especially political changes.]
[1. ][Passive obedience is the doctrine that it is not lawful, under any pretense whatsoever, to take arms against the king or those who act under the king’s authority. This doctrine was held, in the seventeenth century, by the court party, and in the eighteenth by a segment of the Tory party. Hume grants that this doctrine should not be followed when doing so would threaten the public safety, but he defends it as a better practical rule, under most circumstances, than the Whig doctrine of resistance. This essay should be compared with Hume’s discussion of the same topic in the Treatise, 3.2.9 (“Of the Measures of Allegiance”). In the Treatise, the doctrine of passive obedience is called an “absurdity”; but in this later and more popular treatment of the matter, which was written during or shortly after the Jacobite rising of 1745, Hume takes pains to say nothing that would discredit the salutary principle of obedience to law.]
[2. ][Locke uses this motto as the epigraph to his Two Treatises of Government. Compare also the beginning of chapter 30 of Hobbes’s Leviathan: “The office of the sovereign, be it a monarch or an assembly, consisteth in the end, for which he was trusted with the sovereign power, namely the procuration of the safety of the people. . . . But by safety here, is not meant a bare preservation, but also all other contentments of life, which every man by lawful industry, without danger, or hurt to the commonwealth, shall acquire to himself.”]
[3. ][This sentence and the one preceding resemble closely what Hobbes says in the Leviathan about the cause of oppressive rule (see chapter 18, end) and about the ancient Greeks and Romans as the source of the doctrine of tyrannicide (see chapter 29).]
[1. ][The parliamentary debate that Hume is recreating took place in the early 1640s, some 160 years after the accession of Henry VII, the first Tudor monarch, in 1485. Hadrian was emperor from ad 117 to 138, some 160 years after Octavian received the title Augustus (28 bc) and brought the Roman republic to an end. The argument is that it is as absurd to oppose the Crown’s prerogatives by appealing to pre-Tudor precedent as it would be to use constitutional practices in republican Rome as a precedent in Hadrian’s time.]
[2. ][English kings from the house of Anjou are known as the Angevins or Plantagenets. Their rule began with the accession of Henry II in 1154 and ended with the abdication of Richard II in 1399. The rule of the house of Tudor began with Henry VII’s accession in 1485 and ended with the death of Elizabeth I in 1603. Stuart rule in England began with the accession of James I in 1603 and ended with the death of Anne in 1714.]
[3. ][The Magna Carta was agreed to by King John in 1215 at the insistence of the Norman barons. In reviewing its many provisions, Hume observes that the Magna Carta “either granted or secured very important liberties and privileges to every order of men in the kingdom; to the clergy, to the barons, and to the people.” History of England, chap. 11 (vol. 1, pp. 442–43 in the Liberty Fund edition).]
[4. ][See William Camden (1551–1623), Annales rerum Anglicarum et Hibernicarum, regnante Elizabetha (pt. I, 1615; pt. II, 1625); the first English version of the whole work by a single translator (R. Norton) appeared in 1635 as The Historie of the most renowned and victorious princesse Elizabeth, late Queen of England.]
[5. ][This concludes Hume’s recreation of constitutional arguments that the popular party and the Royalists might have made at the outbreak of the Civil War. It should be noted that by the time this essay appeared in late 1759 or early 1760, Hume had completed the volumes of the History of England that deal with the Tudor and Stuart periods. In this essay as in the History, he calls into question the prevailing Whig interpretation of the constitution.]
[1. ][Hume had prepared this essay, along with “Of the Original Contract” and “Of Passive Obedience,” for the 1748 edition of his Essays, Moral and Political, but his friend Charles Erskine, acting under Hume’s authority, had suppressed it. Hume explained in a letter to Erskine that his essay examines the question of the advantages and disadvantages of each line of succession “as coolly & impartially as if I were remov’d a thousand Years from the present Period: But this is what some People think extremely dangerous, & sufficient, not only to ruin me for ever, but also throw some Reflection on all my Friends, particularly those with whom I am connected at present. I have wrote to Millar to send you the Sheets and I hereby make you entire Master to dispose of this last Essay as you think proper” (Greig, Letters of David Hume, 1:112–13).
The question of the succession was particularly sensitive at this time because of the Jacobite rising of 1745 on behalf of the Young Pretender, Prince Charles Edward Stuart, in the aftermath of which many Scottish Jacobites were executed or imprisoned. Hume’s essay reopens the question and gives Jacobite arguments in favor of the Stuart succession an impartial hearing, alongside Whig arguments in favor of the Hanoverian succession. His intention is to weigh the alternatives with the “temper” as well as the “understanding” of a philosopher. Hume concludes by making a strong case for acceptance of the present establishment in the house of Hanover. He perhaps calculates that the best way to reconcile the Jacobites and their sympathizers to the established succession is to begin by giving their side its due.]
[1. ][Christiaan Huygens (1629–95), Dutch mathematician, astronomer, physicist, and inventor, was one of his century’s leading men of science. Through Colbert’s influence and with the promise of a generous stipend, he was invited by Louis XIV in 1665 to take up residence in France, where he lived until 1681. Huygens and other scientists were enlisted to work on problems connected with navigation and shipbuilding as part of Colbert’s ambitious plan to improve the French navy.]
[2. ][Sir Francis Drake (1545–95) made his voyage around the world from 1577 to 1580. Queen Elizabeth I, who had furnished Drake with means for the voyage, conferred the honor of knighthood on him in 1581.]
[3. ][Sir Thomas More (1478–1535), for a time Lord Chancellor under Henry VIII, later incurred the king’s hostility for refusing to swear any oath that would recognize Henry’s right to divorce Queen Catherine or his supremacy over the church in England. More was convicted of high treason on perjured testimony and beheaded. In More’s Utopia, which was first published in Latin in 1516, a fictional mariner named Raphael Hythlodaeus recounts the details of a voyage to the island of Utopia (literally, “no place”). The government of Utopia resembles that sketched in Plato’s Republic in providing for a community of goods and the rule of the wise.]
[4. ][In the discussion that follows, Hume presupposes a familiarity with some of the distinctive institutions of Harrington’s Commonwealth of Oceana. Harrington’s model is an “equal commonwealth,” that is, one that avoids those extremes of inequality that give rise to party strife between the rich and the poor. Equality is preserved in the “foundation” of the commonwealth by its Agrarian Law and in the “superstructures” by its system of rotation. The Agrarian Law prevents the concentration of landed property in a few hands by requiring that the owner of a large estate leave his lands divided more or less equally among his male heirs, if there is more than one son. The system of rotation applies to the government of the commonwealth, which has three orders: the senate, consisting of men who are elected for their excellent qualities (a “natural aristocracy”), which debates and proposes legislation; the people, as represented by a popular assembly, who enact legislation; and the magistrates, who are elected for terms of one or three years and whose function is to execute the laws. The senate and the popular assembly are each upon a triennial rotation or annual change in the one-third part. The magistrates, after serving their terms, must enjoy an interval or vacation equal to the length of the time in office.]
[5. ][The Lords of the Articles was an ancient institution in the Scottish parliament, consisting of a committee chosen from the three estates. The king was able to shape the composition of the group through his influence over the bishops, who had a decisive voice in choosing the other members. As Hume points out in the History of England, chapter 55, no motion could be made in parliament without the previous consent of the Lords of the Articles. This gave the king, in addition to his negative after bills had passed through parliament, another, indirectly, before their introduction. This latter negative, in Hume’s view, was a prerogative of much greater consequence than the former; and “the nation, properly speaking, could not be said to enjoy any regular freedom” until the Lords of the Articles was abolished, first in 1641 and finally in 1690.]
[6. ][Niccolò Machiavelli, Discorsi sopra la Prima Deca di Tito Livio (Discourses on the first ten books of Titus Livy), bk. 3, chap. 1. The Discourses, which was probably written between 1513 and 1518, was published posthumously in 1531. The first English translation was published in 1636.]
[7. ][The usual method by which the Great Council of Venice elected magistrates was as follows: “Three urns were placed in front of the ducal throne, those on the right and left containing half as many balls each as there were members present, all the balls being white with the exception of thirty in each urn which were of gold. In the middle urn were sixty balls, thirty-six gold and twenty-four white. The office to be filled having been announced to the Great Council, the members drew from the urns on the right and left. Those who drew white resumed their seats, the sixty who drew gold drew again from the middle urn. Of the sixty, the twenty-four who drew white resumed their seats, the thirty-six who drew gold became electors. They then divided themselves by lot into four groups of nine each. The groups retired separately, and each nominated a candidate for the vacant office, six votes being required for nomination. The four candidates thus nominated were then presented to the Great Council and voted for by that body, a plurality electing. No two members of any family were permitted to serve as electors for the same vacancy. If all four groups of electors agreed on the same candidate, he was declared elected without the formality of a ballot.” See George B. McClellan, The Oligarchy of Venice (Boston: Houghton Mifflin Co., 1904), pp. 159–60. John Adams, who describes the Venetian ballot in his Defence of the Constitutions of Government of the United States of America, vol. 1, chap. 2, calls it “a complicated mixture of choice and chance.” Harrington adopted the Venetian Ballot in his Commonwealth of Oceana.]
[8. ][From the late thirteenth century onward, the cantons that made up the Swiss Confederation were pledged to use their militias for mutual defense, and this citizen army was notably successful in maintaining the country’s independence against foreign enemies. These militias were formed on the principle that all able-bodied males are liable to military service and should receive arms and regular training. For an elaboration of the argument that a militia on the Swiss model is the appropriate military system for a republic, see Jean-Jacques Rousseau, Considerations on the Government of Poland, chap. 12.]
[9. ][See Jean-François-Paul de Gondi, Cardinal de Retz (1614–79), Mémoires, in Œuvres, nouvelle éd. (Paris: Hachette, 1870–96), 2:422. While assistant to his uncle, the archbishop of Paris, Gondi was one of the leaders of the Fronde (1648–53), a rebellion against the government of Anne of Austria, regent for her son, Louis XIV, and her minister, Cardinal Mazarin. Gondi became cardinal in 1652 and afterward styled himself Cardinal de Retz. His Mémoires were first published in 1717. An English translation appeared in 1723.]
[10. ][The editor could not establish the identity of the poet cited here by Hume. The point of the poet’s exclamation seems to be that while man forever strives for perfection or permanence, his works are ever perishable. This may be another instance in which Hume paraphrases his source loosely rather than quoting it exactly. If so, possible sources might be Horace, Satires 2.8.62, or Lucretius, The Nature of Things 2.76 or 5.1430–31. Hume includes both Horace and Lucretius in his list of the great poets (see “Of the Middle Station of Life,” p. 550, under “Essays Withdrawn and Unpublished”).]
[a]On commerce, luxury, money, interest, &c. Editions H to M.
[a]In Editions H to M this Essay is headed: Of Luxury.
[b]The Grecian and Asiatic luxury: Editions H to K.
[c]Luxury or refinement on pleasure has, &c.: Editions H to M.
[d]The Gothic barons: Editions H to N.
[e]Prodigality is not to be confounded with a refinement in the arts. It even appears, that that vice is much less frequent in the cultivated ages. Industry and gain beget this frugality, among the lower and middle ranks of men; and in all the busy professions. Men of high rank, indeed, it may be pretended, are more allured by the pleasures, which become more frequent. But idleness is the great source of prodigality at all times; and there are pleasures and vanities in every age, which allure men equally when they are unacquainted with better enjoyments. Not to mention, that the high interest, payed in rude times, quickly consumes the fortunes of the landed gentry, and multiplies their necessities.—Edition P in the text.
[a]Thrice: Editions H to P.
[b]This note was added in Ed. K.
[c]Editions H to P add: For to these only I all along address myself. ’Tis enough that I submit to the ridicule sometimes, in this age, attached to the character of a philosopher, without adding to it that which belongs to a projector.
[d]This last sentence is entered, to be added, in the list of errata in H: it was incorporated in the text of I.
[e]Magazines and: first added in Edition Q.
[f]For seed and: first added in Edition R.
[g]Editions H and I read: Seven millions . . . a tenth part.
[h]Editions H to P read: The stated club at the inns.
[a]Value, arising from the agreement and convention of men: Editions H to P.
[b]Editions H to N add: I have been informed by a very eminent lawyer, and a man of great knowledge and observation, that it appears from antient papers and records, that, about four centuries ago, money in Scotland, and probably in other parts of Europe, was only at five per cent. and afterwards rose to ten before the discovery of the West-Indies. The fact is curious; but might easily be reconciled to the foregoing reasoning. Men, in that age, lived so much at home, and in so very simple and frugal a manner, that they had no occasion for money; and though the lenders were then few, the borrowers were still fewer. The high rate of interest among the early Romans is accounted for by historians from the frequent losses sustained by the inroads of the enemy.
[a]For this sentence Editions H to M read: I have been told, that many old acts of parliament show the same ignorance in the nature of Commerce. And to this day, in a neighbouring kingdom, &c.
Edition N reads: There are proofs in many old acts of the Scotch parliament of the same ignorance in the nature of commerce. And to this day, in France, &c.
[b]Editions H and I read: An author, who has more humour than knowledge, more taste than judgment, and more spleen, prejudice, and passion than any of these qualities.
[c]Editions H to N read: With which we are in this kingdom so much infatuated.
[d]This paragraph does not occur in Editions H to N.
[e]This paragraph does not occur in Editions H to N.
[f]Editions H to N resume: But as our darling projects of paper-credit are pernicious, being almost, &c.
[g]Editions H to P read: 1,700,000.
[h]Editions H to P read: A sum greater than that of Harry VII. (There were about eight ounces of silver in a pound sterling in Harry VII.’s time.)
[i]This sentence is not in Editions H and I.
[a]Editions H and L add as a note: There have strong suspicions, of late, arisen among critics, and, in my opinion, not without reason, concerning the first ages of the Roman history; as if they were almost entirely fabulous, ’till after the sacking of the city by the Gauls; and were even doubtful for some time afterwards, ’till the Greeks began to give attention to Roman affairs, and commit them to writing. This scepticism, however, seems to me, scarcely defensible in its full extent, with regard to the domestic history of Rome, which has some air of truth and probability, and cou’d scarce be the invention of an historian, who had so little morals or judgment as to indulge himself in fiction and romance. The revolutions seem so well proportion’d to their causes: The progress of the factions is so conformable to political experience: The manners and maxims of the age are so uniform and natural, that scarce any real history affords more just reflection and improvement. Is not Machiavel’s comment on Livy (a work surely of great judgment and genius) founded entirely on this period, which is represented as fabulous. I wou’d willingly, therefore, in my private sentiments, divide the matter with these critics; and allow, that the battles and victories and triumphs of those ages had been extremely falsify’d by family memoirs, as Cicero says they were: But as in the accounts of domestic factions, there were two opposite relations transmitted to posterity, this both serv’d as a check upon fiction, and enabled latter historians to gather some truth from comparison and reasoning. Half of the slaughter which Livy commits on the Æqui and the Volsci, would depopulate France and Germany; and that historian, tho’ perhaps he may be justly charged as superficial, is at last shock’d himself with the incredibility of his narration. The same love of exaggeration seems to have magnify’d the numbers of the Romans in their armies, and census.
[b]Editions H to P proceed as follows: Europe has now, for above a century, remained on the defensive against the greatest force that ever, perhaps, was formed by the civil or political combination of mankind. And such is the influence of the maxim here treated of, that tho’ that ambitious nation, in the five last general wars, have been victorious in four,1 and unsuccessful only in one,2 they have not much enlarged their dominions, nor acquired a total ascendant over Europe. There remains rather room to hope, that, by maintaining the resistance for some time, the natural revolutions of human affairs, together with unforeseen events and accidents, may guard us against universal monarchy, and preserve the world from so great an evil.
In the three last of these general wars, Britain has stood foremost in the glorious struggle; and she still maintains her station, as guardian of the general liberties of Europe, and patron of mankind.
[c]Editions H to O: Such as Europe is at present threatened with.
[a]Editions H to P read: Among those whom in this country we call ways and means men, and who are denominated Financiers and Maltotiers in France.
[b]Editions H to P insert as follows: ’Tis always observed, in years of scarcity, if it be not extreme, that the poor labour more, and really live better, than in years of great plenty, when they indulge themselves in idleness and riot. I have been told, by a considerable manufacturer, that in the year 1740, when bread and provisions of all kinds were very dear, his workmen not only made a shift to live, but paid debts, which they had contracted in former years, that were much more favourable and abundant.1
This doctrine, therefore, with regard to taxes, may be admitted in some degree: But beware of the abuse. Exorbitant taxes, like extreme necessity, destroy industry, by producing despair; and even before they reach this pitch, they raise the wages of the labourer and manufacturer, and heighten the price of all commodities. An attentive disinterested legislature, will observe the point when the emolument ceases, and the prejudice begins: But as the contrary character is much more common, ’tis to be feared that taxes, all over Europe, are multiplying to such a degree, as will intirely crush all art and industry; tho’, perhaps, their first increase, together with other circumstances, might have contributed to the growth of these advantages.
[c]This clause was first added in Edition Q.
[d]Editions H to P omit the opening sentences as far as “foreign markets,” and read instead of them: There is a prevailing opinion, that all taxes, however levied, fall upon the land at last. Such an opinion may be useful in Britain, by checking the landed gentlemen, in whose hands our legislature is chiefly lodged, and making them preserve great regard for trade and industry. But I must confess, that this principle, tho’ first advanced by a celebrated writer, has so little appearance of reason, that, were it not for his authority, it had never been received by any body.
[e]The concluding sentence is not in Editions H to O.—Ed. P. reads in its place: No labour in any commodities, that are exported, can be very considerably raised in the price, without losing the foreign market; and as some part of almost every manufactory is exported, this circumstance keeps the price of most species of labour nearly the same after the imposition of taxes. I may add, that it has this effect upon the whole: For were any kind of labour paid beyond its proportion, all hands would flock to it, and would soon sink it to a level with the rest.
[a]Editions H to P add: Beyond the evidence of a hundred demonstrations.
[b]This paragraph was added in Ed. Q.
[c]Editions H to P add: And these puzzling arguments, (for they deserve not the name of specious) though they could not be the foundation of Lord Orford’s conduct, for he had more sense; served at least to keep his partizans in countenance, and perplex the understanding of the nation.
[d]Editions H to P add: There is a word, which is here in the mouth of every body, and which, I find, has also got abroad, and is much employed by foreign writers,1 in imitation of the English; and this is, Circulation. This word serves as an account of every thing; and though I confess, that I have sought for its meaning in the present subject, ever since I was a school-boy, I have never yet been able to discover it. What possible advantage is there which the nation can reap by the easy transference of stock from hand to hand? Or is there any parallel to be drawn from the circulation of other commodities, to that of chequer-notes and India bonds? Where a manufacturer has a quick sale of his goods to the merchant, the merchant to the shopkeeper, the shopkeeper to his customers; this enlivens industry, and gives new encouragement to the first dealer or the manufacturer and all his tradesmen, and makes them produce more and better commodities of the same species. A stagnation is here pernicious, wherever it happens; because it operates backwards, and stops or benumbs the industrious hand in its production of what is useful to human life. But what production we owe to Change-alley, or even what consumption, except that of coffee, and pen, ink, and paper, I have not yet learned; nor can one forsee the loss or decay of any one beneficial commerce or commodity, though that place and all its inhabitants were for ever buried in the ocean.
But though this term has never been explained by those who insist so much on the advantages that result from a circulation, there seems, however, to be some benefit of a similiar kind, arising from our incumbrances: As indeed, what human evil is there, which is not attended with some advantage? This we shall endeavour to explain, that we may estimate the weight which we ought to allow it.
[e]Editions H to O add as a note: On this head, I shall observe, without interrupting the thread of the argument, that the multiplicity of our public debts serves rather to sink the interest, and that the more the government borrows, the cheaper may they expect to borrow; contrary to first appearance, and contrary to common opinion. The profits of trade have an influence on interest. See Essay IV.
[f]The remainder of this paragraph was added in Ed. Q.
[g]Edition P adds: We may also remark, that this increase of prices, derived from paper-credit, has a more durable and a more dangerous influence than when it arises from a great increase of gold and silver: Where an accidental overflow of money raises the price of labor and commodities, the evil remedies itself in a little time: The money soon flows out into all the neighbouring nations: The prices fall to a level: And industry may be continued as before; a relief, which cannot be expected, where the circulating specie consists chiefly of paper, and has no intrinsic value.
[h]Editions H to N read: Are a check upon industry, heighten the price of labour, and are an oppr. &c.
[i]The six following paragraphs were added in Ed. O.
[j]Editions H to P add the note: In times of peace and security, when alone it is possible to pay debt, the monied interest are averse to receive partial payments, which they know not how to dispose of to advantage; and the landed interest are averse to continue the taxes requisite for that purpose. Why therefore should a minister persevere in a measure so disagreeable to all parties? For the sake, I suppose, of a posterity, which he will never see, or of a few reasonable reflecting people, whose united interest, perhaps, will not be able to secure him the smallest burrough in England. ’Tis not likely we shall ever find any minister so bad a politician. With regard to these narrow destructive maxims of politics, all ministers are expert enough.
[k]Editions H to P add: Some neighbouring states practise an easy expedient, by which they lighten their public debts. The French have a custom (as the Romans formerly had) of augmenting their money; and this the nation has been so much familiarised to, that it hurts not public credit, though it be really cutting off at once, by an edict, so much of their debts. The Dutch diminish the interest without the consent of their creditors, or, which is the same thing, they arbitrarily tax the funds, as well as other property. Could we practise either of these methods, we need never be oppressed by the national debt; and it is not impossible but one of these, or some other method, may, at all adventures, be tried, on the augmentation of our incumbrances and difficulties. But people in this country are so good reasoners upon whatever regards their interests, that such a practice will deceive nobody; and public credit will probably tumble at once, by so dangerous a trial.
[l]This paragraph appears in Editions H to P as a footnote.
[m]Editions H to P: or rather enemy (for we have but one to dread.)
[a]Editions H to P: Among the people, the most humane and the best natured.
[a]The following footnote appears in Editions H and I: An eminent clergyman in Edinburgh, having wrote, some years ago, a discourse on the same question with this, of the populousness of antient nations, was pleas’d lately to communicate it to the author. It maintain’d the opposite side of the argument, to what is here insisted on, and contained much erudition and good reasoning. The author acknowledges to have borrow’d, with some variations, from that discourse, two computations, that with regard to the number of inhabitants in Belgium, and that with regard to those in Epirus. If this learned gentleman be prevail’d on to publish his dissertation, it will serve to give great light into the present question, the most curious and important of all questions of erudition.
In Editions K to P, the following note is substituted for the preceding: An ingenious writer has honoured this discourse with an answer, full of politeness, erudition, and good sense. So learned a refutation would have made the author suspect, that his reasonings were entirely overthrown, had he not used the precaution, from the beginning, to keep himself on the sceptical side; and having taken this advantage of the ground, he was enabled, tho’ with much inferior forces, to preserve himself from a total defeat. That Reverend gentleman will always find, where his antagonist is so entrenched, that it will be difficult to force him. Varro, in such a situation, could defend himself against Hannibal, Pharnaces against Cæsar. The author, however, very willingly acknowledges, that his antagonist has detected many mistakes both in his authorities and reasonings; and it was owing entirely to that gentleman’s indulgence, that many more errors were not remarked. In this edition, advantage has been taken of his learned animadversions, and the Essay has been rendered less imperfect than formerly.
[b]Editions H to W add: Were every one coupled as soon as he comes to the age of puberty. [W is an obvious misprint.]
[c]A country . . . to . . . pasturage, was added in Edition H, and In general . . . to . . . populous, in Edition Q.
[d]Editions H and I added the misquotation: Partem Italiæ ergastula a solitudine vindicant.
[e]The remainder of this note was added in Ed. R.
[f]The remainder of this paragraph was added in Edition M.
[g]And even manufactures executed; added in Edition Q.
[h]This paragraph was added in Edition K.
[i]This reference to Tacitus was added in Edition K.
[j]Of the most abject superstition: Editions H to P.
[k]Infinite: Editions H to P.
[l]Editions H to P add: Could Folard’s project of the column take place (which seems impracticable1 ) it would render modern battles as destructive as the antient.
[m]Editions H to P add: ’Tis true the same law seems to have continued till the time of Justinian. But abuses introduced by barbarism are not always corrected by civility.
[n]Editions H to P add: Where bigotted priests are the accusers, judges, and executioners.
[o]Editions H to Q add: This is a difficulty not cleared up, and even not observed by antiquarians and historians.
[p]The country in Europe in which I have observed the factions to be most violent, and party-hatred the strongest, is Ireland. This goes so far as to cut off even the most common intercourse of civilities between the Protestants and Catholics. Their cruel insurrections and the severe revenges which they have taken of each other, are the causes of this mutual ill will, which is the chief source of the disorder, poverty, and depopulation of that country. The Greek factions I imagine to have been inflamed still to a higher degree of rage; the revolutions being commonly more frequent, and the maxims of assassination much more avowed and acknowledged. Editions H to P.
[q]The remainder is not in Editions H to O. P has instead of it: His violent tyranny, therefore, is a stronger proof of the measures of the age.
[r]The remainder of this paragraph was added in Edition R.
[s]Not less, if not rather—added in Edition M.
[t]The last clause was added in Edition K.
[u]This note was added in Edition R.
[v]This sentence was added in Edition R.
[w]Editions H to M proceed as follows: The critical art may very justly be suspected of temerity, when it pretends to correct or dispute the plain testimony of ancient historians by any probable or analogical reasonings: Yet the licence of authors upon all subjects, particularly with regard to numbers, is so great, that we ought still to retain a kind of doubt or reserve, whenever the facts advanced depart in the least from the common bounds of nature and experience. I shall give an instance with regard to modern history. Sir William Temple tells us, in his memoirs, that having a free conversation with Charles the II., he took the opportunity of representing to that monarch the impossibility of introducing into this island the religion and government of France, chiefly on account of the great force requisite to subdue the spirit and liberty of so brave a people. “The Romans,” says he, “were forced to keep up twelve legions for that purpose” (a great absurdity),1 “and Cromwell left an army of near eighty thousand men.” Must not this last be regarded as unquestioned by future critics, when they find it asserted by a wise and learned minister of state cotemporary to the fact, and who addressed his discourse, upon an ungrateful subject, to a great monarch who was also cotemporary, and who himself broke those very forces about fourteen years before? Yet, by the most undoubted authority, we may insist, that Cromwell’s army, when he died, did not amount to half the number here mentioned.2
[x]In digging of mines, and also kept up the number of slaves: Editions H and I. In digging of mines: K to Q.
[y]This sentence was added in Edition Q.
[z]Diod. Sic. lib. 15 and 17: Editions H and I, and omit the rest of this note.
[aa]The remainder of the paragraph was added in Edition K.
[bb]Deducting some few garrisons: not in F and G.
[cc]This paragraph was added in Edition K.
[dd]Editions H and I add the following note, in place of the following paragraph: A late French writer, in his observations on the Greeks, has remark’d, that Philip of Macedon, being declar’d captain-general of the Greeks, wou’d have been back’d by the force of 230,000 of that nation in his intended expedition against Persia. This number comprehends, I suppose, all the free citizens, throughout all the cities; but the authority, on which that compilation is founded, has, I own, escap’d either my memory or reading; and that writer, tho’ otherwise very ingenious, has given into a bad practice, of delivering a great deal of erudition, without one citation. But supposing, that that enumeration cou’d be justify’d by good authority from antiquity, we may establish the following computation. The free Greeks of all ages and sexes were 920,000. The slaves, computing them by the number of Athenian slaves as above, who seldom marry’d or had families, were double the male citizens of full age, viz. 460,000. And the whole inhabitants of antient Greece about one million, three hundred and eighty thousand. No mighty number nor much exceeding what may be found at present in Scotland, a country of nearly the same extent, and which is very indifferently peopl’d.
[ee]This paragraph was added in Edition K.
[ff]The next two sentences are not in Editions H to K: and the latter was added in Edition R.
[gg]Editions H and I read as follows: The sum of fighting men in all the States of Belgium was above half a million; the whole inhabitants two millions. And Belgium being about the fourth of Gaul, that country might contain eight millions, which is scarce above the third of its present inhabitants.
[hh]“Near” was added in Edition R.
[ii]“who . . . Plebes” not in Editions H and I.
[jj]The remainder of the paragraph was added in Edition N.
[kk]Editions H and I add: A man of violent imagination, such as Tertullian, augments everything equally; and for that reason his comparative judgments are the most to be depended on.
[a]An Elizabeth or a Henry the 4th of France: Editions D to P.
[b]Or . . . equality: added in Edition Q.
[c]This paragraph was added in Edition R.
[d]The two following paragraphs were added in Edition K.
[e]This paragraph and the next were added in Edition K.
[f]This paragraph was added in Edition R.
[g]The latter half of this sentence was added in Edition K.
[h]Edition D omits from this sentence down to “monarchies” on page 485: and substitutes as follows—The Discussion of these Matters would lead us entirely beyond the Compass of these Essays. ’Tis sufficient for our present Purpose, if we have been able to determine, in general, the Foundation of that Allegiance, which is due to the established Government, in every Kingdom and Commonwealth. When there is no legal Prince, who has a Title to a Throne, I believe it may safely be determined to belong to the first Occupier. This was frequently the Case with the Roman Empire.
[i]Allows: Editions K to P.
[j]In Edition D the remainder of this paragraph is given in continuation of note 17.
[k]This sentence was added in Edition M.
[l]Here Editions K to P subjoin in a note what is now the concluding paragraph of the Essay.
[m]At this point Editions D to P stop. Editions K to P give the two next paragraphs as a note; they have already given the concluding one as a note on page 486, following “government.”
[a]Or a Caracalla: Edition D; or a Philip: Editions K to P.
[a]And practical: added in Edition R.
[b]Editions M to Q append the note: The author believes that he was the first writer who advanced that the family of Tudor possessed in general more authority than their immediate predecessors: An opinion, which, he hopes, will be supported by history, but which he proposes with some diffidence. There are strong symptoms of arbitrary power in some former reigns, even after signing of the charters. The power of the crown in that age depended less on the constitution than on the capacity and vigour of the prince who wore it.
[c]Gothic: Editions M to Q.
[a]Gothic: Editions H to N.
[b]For this sentence and the next, Editions H to P read as follows; K to P, in a note: It appears from the speeches, and proclamations, and whole train of King James I.’s actions, as well as his son’s, that they considered the English government as a simple monarchy, and never imagined that any considerable part of their subjects entertained a contrary idea. This made them discover their pretensions, without preparing any force to support them; and even without reserve or disguise, which are always employed by those, who enter upon any new project, or endeavour to innovate in any government. King James told his parliament plainly, when they meddled in state affairs, Ne sutor ultra crepidam. He used also, at his table, in promiscuous companies, to advance his notions, in a manner still more undisguised: As we may learn from a story told in the life of Mr. Waller, and which that poet used frequently to repeat. When Mr. Waller was young, he had the curiosity to go to court; and he stood in the circle, and saw King James dine, where, amongst other company, there sat at table two bishops. The King, openly and aloud, proposed this question, Whether he might not take his subjects money, when he had occasion for it, without all this formality of parliament? The one bishop readily replied, God forbid you should not: For you are the breath of our nostrils. The other bishop declined answering, and said he was not skilled in parliamentary cases: But upon the King’s urging him, and saying he would admit of no evasion, his lordship replied very pleasantly, Why, then, I think your majesty may lawfully take my brother’s money: For he offers it. In Sir Walter Raleigh’s preface to the History of the World, there is this remarkable passage. Philip II. by strong hand and main force, attempted to make himself not only an absolute monarch over the Netherlands, like unto the kings and sovereigns of England and France; but Turk-like, to tread under his feet all their natural and fundamental laws, privileges, and antient rights.Spenser, speaking of some grants of the English kings to the Irish corporations, says, “All which, tho’, at the time of their first grant, they were tolerable, and perhaps reasonable, yet now are most unreasonable and inconvenient. But all these will easily be cut off with the superior power of her majesty’s prerogative, against which her own grants are not to be pleaded or inforced.” State ofIreland, p. 1537. Edit. 1706.
As these were very common, if not, perhaps, the universal notions of the times, the two first princes of the house of Stuart were the more excusable for their mistake. And Rapin,1 suitable to his usual malignity and partiality, seems to treat them with too much severity, upon account of it.
[c]Blinded them: Editions H to N.
[d]For the remainder of this sentence, Editions H to P substitute: While we stand the bulwark against oppression, and the great antagonist of that power which threatens every people with conquest and subjection.
[e]Editions H to P add the note: Those who consider how universal this pernicious practice of lending has become all over Europe, may perhaps dispute this last opinion. But we lay under less necessity than other states.
[f]Editions H to P add the following paragraph: The advantages which result from a parliamentary title, preferably to an hereditary one, tho’ they are great, are too refined ever to enter into the conception of the vulgar. The bulk of mankind would never allow them to be sufficient for committing what would be regarded as an injustice to the prince. They must be supported by some gross, popular, and familar topics; and wise men, though convinced of their force, would reject them, in compliance with the weakness and prejudices of the people. An incroaching tyrant or deluded bigot alone, by his misconduct, is able to enrage the nation, and render practicable what was always perhaps desirable.
[g]Editions H to P insert the following paragraph: In the last war, it has been of service to us, by furnishing us with a considerable body of auxiliary troops, the bravest and most faithful in the world. The Elector of Hanover is the only considerable prince in the empire, who has pursued no separate end, and has raised up no stale pretensions, during the late commotions of Europe; but has acted, all along, with the dignity of a King of Britain. And ever since the accession of that family, it would be difficult to show any harm we have ever received from the electoral dominions, except that short disgust in 1718, with Charles XII., who, regulating himself by maxims very different from those of other princes; made a personal quarrel of every public injury.1
[h]The virulent acrimony: Editions H to N.
[i]Editions H to P add: The conduct of the Saxon family, where the same person can be a Catholic King and Protestant Elector, is, perhaps, the first instance, in modern times, of so reasonable and prudent a behaviour. And the gradual progress of the Catholic superstition does, even there, prognosticate a speedy alteration: After which, ’tis justly to be apprehended, that persecutions will put a speedy period to the Protestant religion in the place of its nativity.
[j]Editions H to P add: For my part, I esteem liberty so invaluable a blessing in society, that whatever favours its progress and security, can scarce be too fondly cherished by every one who is a lover of human kind.
[a]Editions H to P begin as follows: Of all mankind there are none so pernicious as political projectors, if they have power; nor so ridiculous, if they want it: As on the other hand, a wise politician is the most beneficial character in nature, if accompanied with authority; and the most innocent, and not altogether useless, even if deprived of it.
[b]Editions H and I read: Let all the freeholders in the country parishes, and those who pay scot and lot in the town-parishes, &c. K to P, read: Let all the freeholders of ten pounds a year in the country, and all the householders worth 200 pounds in the town-parishes, &c.
[c]Editions H to B add: Good sense is one thing: But follies are numberless; and every man has a different one. The only way of making a people wise, is to keep them from uniting into large assemblies.
[d]Brigue: Editions H to P.
[e]By almost the whole body of the people: so Editions H to M end the paragraph.
[f]Formerly one of the wisest and most renowned governments in the world: Editions H to P.
[g]Of the republican parliament: Editions H to P.
[h]A hundred a year: Editions H and I.
[i]Whose behaviour, in former parliaments, destroyed entirely the authority of that house: Editions H to P.
[j]Editions H to P add: It is evident, that this is a mortal distemper in the British government, of which it must at last inevitably perish. I must, however, confess, that Sweden seems, in some measure, to have remedied this inconvenience, and to have a militia, with its limited monarchy, as well as a standing army, which is less dangerous than the British.
[Entrench on:]encroach or trespass upon.
[Circumstantial:]detailed.
[Burthens:]burdens.
[Amor patriæ:]love of country.
[On a sudden:]sooner than was expected; without the natural or commonly accustomed preparations.
[Retrench:]to cut off; to live with less magnificence or expense.
[Abatement:]lessening; diminution.
[Wonted:]accustomed; usual.
[Engrossed:]seized; appropriated.
[Sorry:]worthless.
[Fallow:]unplowed; uncultivated.
[Grasiers:]those who feed cattle.
[Police:]order; regulation; administration.
[Porter:]a kind of beer, dark brown in color and bitter in taste, which originally was drunk chiefly by porters and the lower class of laborers.
[Subject:]that which can be drawn upon or utilized; means of doing something.
[Expense:]expenditures.
[Libertine:]licentious.
[Recruits:]resupplies; replenishes.
[Fund:]stock that can be drawn upon; supply.
[Apace:]speedily.
[Billet-doux:]a love letter.
[Discovered:]revealed; divulged.
[Bias:]regular course; inclination.
[Inveterate:]obstinate by long continuance.
[Tragical:]calamitous; dreadful.
[Undaunted:]unsubdued by fear; bold; intrepid.
[Ortolans:]small birds accounted very delicious.
[Dearness:]high price.
[Specie:]coined money.
[Overplus:]surplus.
[Numerary:]of or pertaining to a number or numbers.
[Tell out:]count out.
[For futurity:]for time to come.
[Occupation:]employment; business.
[Somewhat:]something.
[Offer:]price bid.
[Repletion:]the state of being over full.
[Recruits:]new supplies.
[Absentees:]proprietors who live elsewhere.
[Plate:]silverware.
[Finds surety:]gives a pledge, bond, guarantee, or security for the fulfillment of an undertaking.
[Repine:]to be vexed or discontented by something.
[Factors:]agents for another; those who transact business for another in mercantile affairs.
[Romance:]a fable or tale, as distinguished from an authentic history.
[Jealousy of:]zeal in guarding.
[Barred:]Hume’s meaning is “would have barred.”
[Funding:]converting into a more or less permanent debt bearing regular interest.
[Supine:]negligent; thoughtless; inattentive.
[Downfal:]downfall.
[Scritoire:]a type of large cabinet with drawers and the convenience of a table to write upon; a bureau.
[Boxes:]a box under the driver’s seat on a coach; hence, in general, the seat on which the driver sits.
[Adieu:]farewell.
[Projectors:]those who form visionary or impracticable schemes or designs.
[Cudgel-playing:]a fighting or sporting contest with short heavy sticks or clubs.
[Faith:]trust in the nation’s credit-worthiness.
[Exchequer:]the court to which are brought all the revenues belonging to the crown.
[Trepan:]to catch; to ensnare.
[Bugbear:]a frightful object; a walking specter, imagined to be seen—generally used in the eighteenth century for a false terror to frighten babes.
[Irrefragable:]not to be refuted; superior to argumental opposition.
[Pupillage:]state of being still like a pupil.
[Straitened:]reduced to hardship or privation.
[Raree-shows:](formed in imitation of the foreign way of pronouncing rare shows): shows carried in boxes.
[Paralogism:]a false argument.
[They had:]they would have.
[Repine:]fret; vex oneself; be discontented.
[Event:]the consequence of an action; the conclusion; the upshot.
[Prepossessions:]preoccupations; preconceived opinions or prejudices.
[Wrested:]distorted.
[Bottom:]foundation; groundwork.
[Of a piece:]consistent; in harmony or agreement.
[Poise:]weight.
[Essay:]attempt; endeavor; trial.
[Antiquated:]obsolete; out of date.
[Sacerdotal:]priestly; here, the papal office.
[Casting:]deciding; decisive.
[Session:]the right to sit or occupy a seat.
[Break:]to dismiss; to deprive of a commission or rank.
[Aphorisms:]principles or precepts expressed in a few words.
[b]Editions H to P proceed as follows: Europe has now, for above a century, remained on the defensive against the greatest force that ever, perhaps, was formed by the civil or political combination of mankind. And such is the influence of the maxim here treated of, that tho’ that ambitious nation, in the five last general wars, have been victorious in four,1 and unsuccessful only in one,2 they have not much enlarged their dominions, nor acquired a total ascendant over Europe. There remains rather room to hope, that, by maintaining the resistance for some time, the natural revolutions of human affairs, together with unforeseen events and accidents, may guard us against universal monarchy, and preserve the world from so great an evil.
In the three last of these general wars, Britain has stood foremost in the glorious struggle; and she still maintains her station, as guardian of the general liberties of Europe, and patron of mankind.
[b]Editions H to P insert as follows: ’Tis always observed, in years of scarcity, if it be not extreme, that the poor labour more, and really live better, than in years of great plenty, when they indulge themselves in idleness and riot. I have been told, by a considerable manufacturer, that in the year 1740, when bread and provisions of all kinds were very dear, his workmen not only made a shift to live, but paid debts, which they had contracted in former years, that were much more favourable and abundant.1
This doctrine, therefore, with regard to taxes, may be admitted in some degree: But beware of the abuse. Exorbitant taxes, like extreme necessity, destroy industry, by producing despair; and even before they reach this pitch, they raise the wages of the labourer and manufacturer, and heighten the price of all commodities. An attentive disinterested legislature, will observe the point when the emolument ceases, and the prejudice begins: But as the contrary character is much more common, ’tis to be feared that taxes, all over Europe, are multiplying to such a degree, as will intirely crush all art and industry; tho’, perhaps, their first increase, together with other circumstances, might have contributed to the growth of these advantages.
[d]Editions H to P add: There is a word, which is here in the mouth of every body, and which, I find, has also got abroad, and is much employed by foreign writers,1 in imitation of the English; and this is, Circulation. This word serves as an account of every thing; and though I confess, that I have sought for its meaning in the present subject, ever since I was a school-boy, I have never yet been able to discover it. What possible advantage is there which the nation can reap by the easy transference of stock from hand to hand? Or is there any parallel to be drawn from the circulation of other commodities, to that of chequer-notes and India bonds? Where a manufacturer has a quick sale of his goods to the merchant, the merchant to the shopkeeper, the shopkeeper to his customers; this enlivens industry, and gives new encouragement to the first dealer or the manufacturer and all his tradesmen, and makes them produce more and better commodities of the same species. A stagnation is here pernicious, wherever it happens; because it operates backwards, and stops or benumbs the industrious hand in its production of what is useful to human life. But what production we owe to Change-alley, or even what consumption, except that of coffee, and pen, ink, and paper, I have not yet learned; nor can one forsee the loss or decay of any one beneficial commerce or commodity, though that place and all its inhabitants were for ever buried in the ocean.
But though this term has never been explained by those who insist so much on the advantages that result from a circulation, there seems, however, to be some benefit of a similiar kind, arising from our incumbrances: As indeed, what human evil is there, which is not attended with some advantage? This we shall endeavour to explain, that we may estimate the weight which we ought to allow it.
[l]Editions H to P add: Could Folard’s project of the column take place (which seems impracticable1 ) it would render modern battles as destructive as the antient.
[w]Editions H to M proceed as follows: The critical art may very justly be suspected of temerity, when it pretends to correct or dispute the plain testimony of ancient historians by any probable or analogical reasonings: Yet the licence of authors upon all subjects, particularly with regard to numbers, is so great, that we ought still to retain a kind of doubt or reserve, whenever the facts advanced depart in the least from the common bounds of nature and experience. I shall give an instance with regard to modern history. Sir William Temple tells us, in his memoirs, that having a free conversation with Charles the II., he took the opportunity of representing to that monarch the impossibility of introducing into this island the religion and government of France, chiefly on account of the great force requisite to subdue the spirit and liberty of so brave a people. “The Romans,” says he, “were forced to keep up twelve legions for that purpose” (a great absurdity),1 “and Cromwell left an army of near eighty thousand men.” Must not this last be regarded as unquestioned by future critics, when they find it asserted by a wise and learned minister of state cotemporary to the fact, and who addressed his discourse, upon an ungrateful subject, to a great monarch who was also cotemporary, and who himself broke those very forces about fourteen years before? Yet, by the most undoubted authority, we may insist, that Cromwell’s army, when he died, did not amount to half the number here mentioned.2
[b]For this sentence and the next, Editions H to P read as follows; K to P, in a note: It appears from the speeches, and proclamations, and whole train of King James I.’s actions, as well as his son’s, that they considered the English government as a simple monarchy, and never imagined that any considerable part of their subjects entertained a contrary idea. This made them discover their pretensions, without preparing any force to support them; and even without reserve or disguise, which are always employed by those, who enter upon any new project, or endeavour to innovate in any government. King James told his parliament plainly, when they meddled in state affairs, Ne sutor ultra crepidam. He used also, at his table, in promiscuous companies, to advance his notions, in a manner still more undisguised: As we may learn from a story told in the life of Mr. Waller, and which that poet used frequently to repeat. When Mr. Waller was young, he had the curiosity to go to court; and he stood in the circle, and saw King James dine, where, amongst other company, there sat at table two bishops. The King, openly and aloud, proposed this question, Whether he might not take his subjects money, when he had occasion for it, without all this formality of parliament? The one bishop readily replied, God forbid you should not: For you are the breath of our nostrils. The other bishop declined answering, and said he was not skilled in parliamentary cases: But upon the King’s urging him, and saying he would admit of no evasion, his lordship replied very pleasantly, Why, then, I think your majesty may lawfully take my brother’s money: For he offers it. In Sir Walter Raleigh’s preface to the History of the World, there is this remarkable passage. Philip II. by strong hand and main force, attempted to make himself not only an absolute monarch over the Netherlands, like unto the kings and sovereigns of England and France; but Turk-like, to tread under his feet all their natural and fundamental laws, privileges, and antient rights.Spenser, speaking of some grants of the English kings to the Irish corporations, says, “All which, tho’, at the time of their first grant, they were tolerable, and perhaps reasonable, yet now are most unreasonable and inconvenient. But all these will easily be cut off with the superior power of her majesty’s prerogative, against which her own grants are not to be pleaded or inforced.” State ofIreland, p. 1537. Edit. 1706.
As these were very common, if not, perhaps, the universal notions of the times, the two first princes of the house of Stuart were the more excusable for their mistake. And Rapin,1 suitable to his usual malignity and partiality, seems to treat them with too much severity, upon account of it.
[g]Editions H to P insert the following paragraph: In the last war, it has been of service to us, by furnishing us with a considerable body of auxiliary troops, the bravest and most faithful in the world. The Elector of Hanover is the only considerable prince in the empire, who has pursued no separate end, and has raised up no stale pretensions, during the late commotions of Europe; but has acted, all along, with the dignity of a King of Britain. And ever since the accession of that family, it would be difficult to show any harm we have ever received from the electoral dominions, except that short disgust in 1718, with Charles XII., who, regulating himself by maxims very different from those of other princes; made a personal quarrel of every public injury.1
[1. ]Those concluded by the peace of the Pyrenees, Nimeguen, Ryswick, and Aix-la-Chapelle.
[2. ]That concluded by the peace of Utrecht.
[1. ]To this purpose see also Essay I. at the end. [The reference is to “Of Commerce,” where Hume argues that the harsher climate of the temperate zone, as contrasted to the torrid zone, has been a great spur to industry and invention.]
[1. ]Melon, Du Tot, Law, in the pamphlets published in France.
[1. ]What is the advantage of the column after it has broke the enemy’s line? only, that it then takes them in flank, and dissipates whatever stands near it by a fire from all sides. But till it has broke them, does it not present a flank to the enemy, and that exposed to their musquetry, and, what is much worse, to their cannon?
[1. ]Strabo, lib. iv. 200, says, that one legion would be sufficient, with a few cavalry; but the Romans commonly kept up somewhat a greater force in this island, which they never took the pains entirely to subdue.
[2. ]It appears that Cromwell’s parliament, in 1656, settled but 1,300,000 pounds a year on him for the constant charges of government in all the three kingdoms. See Scobel, chap. 31. This was to supply the fleet, army, and civil list. It appears from Whitelocke, that in the year 1649, the sum of 80,000 pounds a month was the estimate for 40,000 men. We must conclude, therefore, that Cromwell had much less than that number upon pay in 1656. In the very instrument of government, 20,000 foot and 10,000 horse are fixed by Cromwell himself, and afterwards confirmed by the parliament, as the regular standing army of the commonwealth. That number, indeed, seems not to have been much exceeded during the whole time of the protectorship. See farther Thurlo, Vol. II. pp. 413, 499, 568. We may there see, that though the Protector had more considerable armies in Ireland and Scotland, he had not sometimes more than 4,000 or 5,000 men in England.
[1. ]Editions H and I read: The most judicious of historians.
[1. ]Editions O and P append the note: This was published in 1752.
Adam Smith, The Theory of Moral Sentiments, ed. D.D. Raphael and A.L. Macfie, vol. I of the Glasgow Edition of the Works and Correspondence of Adam Smith (Indianapolis: Liberty Fund, 1982). Chapter: PART IV: Of the Effect of Utility upon the Sentiment of Approbation a Consisting of One Section a
Accessed from oll.libertyfund.org/title/192/122463 on 2008-08-21
The Glasgow Edition of the Works and Correspondence of Adam Smith and the associated volumes are published in hardcover by Oxford University Press. The six titles of the Glasgow Edition, but not the associated volumes, are being published in softcover by Liberty Fund. The online edition is published by Liberty Fund under license from Oxford University Press.
©Oxford University Press 1976. All rights reserved. No part of this material may be stored transmitted retransmitted lent or reproduced in any form or medium without the permission of Oxford University Press.
Adam Smith, The Theory of Moral Sentiments, ed. D.D. Raphael and A.L. Macfie, vol. I of the Glasgow Edition of the Works and Correspondence of Adam Smith (Indianapolis: Liberty Fund, 1982). Chapter: PART V: Of the Influence of Custom and Fashion upon the Sentiments of Moral Approbation and Disapprobation a Consisting of One Section a
Accessed from oll.libertyfund.org/title/192/122469 on 2008-08-21
The Glasgow Edition of the Works and Correspondence of Adam Smith and the associated volumes are published in hardcover by Oxford University Press. The six titles of the Glasgow Edition, but not the associated volumes, are being published in softcover by Liberty Fund. The online edition is published by Liberty Fund under license from Oxford University Press.
©Oxford University Press 1976. All rights reserved. No part of this material may be stored transmitted retransmitted lent or reproduced in any form or medium without the permission of Oxford University Press.
Adam Ferguson, An Essay on the History of Civil Society, 5th ed. (London: T. Cadell, 1782). Chapter: PART FIRST.: Of the General Characteristics of Human Nature.
Accessed from oll.libertyfund.org/title/1428/19702 on 2008-08-21
The text is in the public domain.
NATURAL productions are generally formed by degrees. Vegetables are raised from a tender shoot, and animals from an infant state. The latter, being active, extend together their operations and their powers, and have a progress in what they perform, as well as in the faculties they acquire. This progress in the case of man is continued to a greater extent than in that of any other animal. Not only the individual advances from infancy to manhood, but the species itself from rudeness to civilization. Hence the supposed departure of mankind from the state of their nature; hence our conjectures and different opinions of what man must have been in the first age of his being. The poet, the historian, and the moralist frequently allude to this ancient time; and under the emblems of gold, or of iron, represent a condition, and a manner of life, from which mankind have either degenerated, or on which they have greatly improved. On either supposition, the first state of our nature must have borne no resemblance to what men have exhibited in any subsequent period; historical monuments, even of the earliest date, are to be considered as novelties; and the most common establishments of human society are to be classed among the encroachments which fraud, oppression, or a busy invention, have made upon the reign of nature, by which the chief of our grievances or blessings were equally with-held.
Among the writers who have attempted to distinguish, in the human character, its original qualities, and to point out the limits between nature and art, some have represented mankind in their first condition, as possessed of mere animal sensibility, without any exercise of the faculties that render them superior to the brutes, without any political union, without any means of explaining their sentiments, and even without possessing any of the apprehensions and passions which the voice and the gesture are so well fitted to express. Others have made the state of nature to consist in perpetual wars kindled by competition for dominion and interest, where every individual had a separate quarrel with his kind, and where the presence of a fellow-creature was the signal of battle.
The desire of laying the foundation of a favourite system, or a fond expectation, perhaps, that we may be able to penetrate the secrets of nature, to the very source of existence, have, on this subject, led to many fruitless inquiries, and given rise to many wild suppositions. Among the various qualities which mankind possess, we select one or a few particulars on which to establish a theory, and in framing our account of what man was in some imaginary state of nature, we overlook what he has always appeared within the reach of our own observation, and in the records of history.
In every other instance, however, the natural historian thinks himself obliged to collect facts, not to offer conjectures. When he treats of any particular species of animals, he supposes that their present dispositions and instincts are the same which they originally had, and that their present manner of life is a continuance of their first destination. He admits, that his knowledge of the material system of the world consists in a collection of facts, or at most, in general tenets derived from particular observations and experiments. It is only in what relates to himself, and in matters the most important and the most easily known, that he substitutes hypothesis instead of reality, and confounds the provinces of imagination and reason, of poetry and science.
But without entering any further on questions either in moral or physical subjects, relating to the manner or to the origin of our knowledge; without any disparagement to that subtilty which would analyse every sentiment, and trace every mode of being to its source; it may be safely affirmed, That the character of man, as he now exists, that the laws of his animal and intellectual system, on which his happiness now depends, deserve our principal study; and that general principles relating to this or any other subject, are useful only so far as they are founded on just observation, and lead to the knowledge of important consequences, or so far as they enable us to act with success when we would apply either the intellectual or the physical powers of nature, to the purposes of human life.
If both the earliest and the latest accounts collected from every quarter of the earth, represent mankind as assembled in troops and companies; and the individual always joined by affection to party, while he is possibly opposed to another; employed in the exercise of recollection and foresight; inclined to communicate his own sentiments, and to be made acquainted with those of others; these facts must be admitted as the foundation of all our reasoning relative to man. His mixed disposition to friendship or enmity, his reason, his use of language and articulate sounds, like the shape and the erect position of his body, are to be considered as so many attributes of his nature: they are to be retained in his description, as the wing and the paw are in that of the eagle and the lion, and as different degrees of fierceness, vigilance, timidity, or speed, have a place in the natural history of different animals.
If the question be put, What the mind of man could perform, when left to itself, and without the aid of any foreign direction? we are to look for our answer in the history of mankind. Particular experiments which have been sound so useful in establishing the principles of other sciences, could probably, on this subject, teach us nothing important, or new: We are to take the history of every active being from his conduct in the situation to which he is formed, not from his appearance in any forced or uncommon condition; a wild man therefore, caught in the woods, where he had always lived apart from his species, is a singular instance, not a specimen of any general character. As the anatomy of the eye which had never received the impressions of light, or that of an ear which had never felt the impulse of sounds, would probably exhibit defects in the very structure of the organs themselves, arising from their not being applied to their proper functions; so any particular case of this sort would only shew in what degree the powers of apprehension and sentiment could exist where they had not been employed, and what would be the defects and imbecilities of a heart in which the emotions that arise in society had never been felt.
Mankind are to be taken in groupes, as they have always subsisted. The history of the individual is but a detail of the sentiments and the thoughts he has entertained in the view of his species: and every experiment relative to this subject should be made with entire societies, not with single men. We have every reason, however, to believe, that in the case of such an experiment made, we shall suppose, with a colony of children transplanted from the nursery, and left to form a society apart, untaught, and undisciplined, we should only have the same things repeated, which, in so many different parts of the earth, have been transacted already. The members of our little society would feed and sleep, would herd together and play, would have a language of their own, would quarrel and divide, would be to one another the most important objects of the scene, and, in the ardour of their friendships and competitions, would overlook their personal danger, and suspend the care of their self-preservation. Has not the human race been planted like the colony in question? Who has directed their course? whose instruction have they heard? or whose example have they followed?
Nature, therefore, we shall presume, having given to every animal its mode of existence, its dispositions and manner of life, has dealt equally with the human race; and the natural historian who would collect the properties of this species, may fill up every article now as well as he could have done in any former age. The attainments of the parent do not descend in the blood of his children, nor is the progress of man to be considered as a physical mutation of the species. The individual, in every age, has the same race to run from infancy to manhood, and every infant, or ignorant person, now, is a model of what man was in his original state. He enters on his career with advantages peculiar to his age; but his natural talent is probably the same. The use and application of this talent is changing, and men continue their works in progression through many ages together: They build on foundations laid by their ancestors; and in a succession of years, tend to a perfection in the application of their faculties, to which the aid of long experience is required, and to which many generations must have combined their endeavours. We observe the progress they have made; we distinctly enumerate many of its steps; we can trace them back to a distant antiquity; of which no record remains, nor any monument is preserved, to inform us what were the openings of this wonderful scene. The consequence is, that instead of attending to the character of our species, where the particulars are vouched by the surest authority, we endeavour to trace it through ages and scenes unknown; and, instead of supposing that the beginning of our story was nearly of a piece with the sequel, we think ourselves warranted to reject every circumstance of our present condition and frame, as adventitious, and foreign to our nature. The progress of mankind, from a supposed state of animal sensibility, to the attainment of reason, to the use of language, and to the habit of society, has been accordingly painted with a force of imagination, and its steps have been marked with a boldness of invention, that would tempt us to admit, among the materials of history, the suggestions of fancy, and to receive, perhaps, as the model of our nature in its original state, some of the animals whose shape has the greatest resemblance to ours* .
It would be ridiculous to affirm, as a discovery, that the species of the horse was probably never the same with that of the lion; yet, in opposition to what has dropped from the pens of eminent writers, we are obliged to observe, that men have always appeared among animals a distinct and a superior race; that neither the possession of similar organs, nor the approximation of shape, nor the use of the hand* , nor the continued intercourse with this sovereign artist, has enabled any other species to blend their nature or their inventions with his; that, in his rudest state, he is found to be above them; and in his greatest degeneracy, never descends to their level. He is, in short, a man in every condition; and we can learn nothing of his nature from the analogy of other animals. If we would know him, we must attend to himself, to the course of his life, and the tenour of his conduct. With him the society appears to be as old as the individual, and the use of the tongue as universal as that of the hand or the foot. If there was a time in which he had his acquaintance with his own species to make, and his faculties to acquire, it is a time of which we have no record, and in relation to which our opinions can serve no purpose, and are supported by no evidence.
We are often tempted into these boundless regions of ignorance or conjecture, by a fancy which delights in creating rather than in merely retaining the forms which are presented before it: we are the dupes of a subtilty, which promises to supply every defect of our knowledge, and, by filling up a few blanks in the story of nature, pretends to conduct our apprehension nearer to the source of existence. On the credit of a few observations, we are apt to presume, that the secret may soon be laid open, and that what is termed wisdom in nature, may be referred to the operation of physical powers. We forget that physical powers employed in succession or together, and combined to a salutary purpose, constitute those very proofs of design from which we infer the existence of God; and that this truth being once admitted, we are no longer to search for the source of existence; we can only collect the laws which the Author of nature has established; and in our latest as well as our earliest discoveries, only perceive a mode of creation or providence before unknown.
We speak of art as distinguished from nature; but art itself is natural to man. He is in some measure the artificer of his own frame, as well as of his fortune, and is destined, from the first age of his being, to invent and contrive. He applies the same talents to a variety of purposes, and acts nearly the same part in very different scenes. He would be always improving on his subject, and he carries this intention wherever he moves, through the streets of the populous city, or the wilds of the forest. While he appears equally fitted to every condition, he is upon this account unable to settle in any. At once obstinate and fickle, he complains of innovations, and is never sated with novelty. He is perpetually busied in reformations, and is continually wedded to his errors. If he dwell in a cave, he would improve it into a cottage; if he has already built, he would still build to a greater extent. But he does not propose to make rapid and hasty transitions; his steps are progressive and slow; and his force, like the power of a spring, silently presses on every resistance; an effect is sometimes produced before the cause is perceived; and with all his talent for projects, his work is often accomplished before the plan is devised. It appears, perhaps, equally difficult to retard or to quicken his pace; if the projector complain he is tardy, the moralist thinks him unstable; and whether his motions be rapid or flow, the scenes of human affairs perpetually change in his management: His emblem is a passing stream, not a stagnating pool. We may desire to direct his love of improvement to its proper object, we may wish for stability of conduct; but we mistake human nature, if we wish for a termination of labour, or a scene of repose.
The occupations of men, in every condition, bespeak their freedom of choice, their various opinions, and the multiplicity of wants by which they are urged: but they enjoy, or endure, with a sensibility, or a phlegm, which are nearly the same in every situation. They possess the shores of the Caspian, or the Atlantic, by a different tenure, but with equal ease. On the one they are fixed to the soil, and seem to be formed for settlement, and the accommodation of cities: The names they bestow on a nation, and on its territory, are the same. On the other they are mere animals of passage, prepared to roam on the face of the earth, and with their herds, in search of new pasture and favourable seasons, to follow the sun in his annual course.
Man finds his lodgment alike in the cave, the cottage, and the palace; and his subsistence equally in the woods, in the dairy, or the farm. He assumes the distinction of titles, equipage, and dress; he devises regular systems of government, and a complicated body of laws; or naked in the woods has no badge of superiority but the strength of his limbs and the sagacity of his mind; no rule of conduct but choice; no tie with his fellow-creatures but affection, the love of company, and the desire of safety. Capable of a great variety of arts, yet dependent on none in particular for the preservation of his being; to whatever length he has carried his artifice, there he seems to enjoy the conveniences that suit his nature, and to have found the condition to which he is destined. The tree which an American, on the banks of the Oroonoko* , has chosen to climb for the retreat, and the lodgment of his family, is to him a convenient dwelling. The sopha, the vaulted dome, and the colonade, do not more effectually content their native inhabitant.
If we are asked therefore, Where the state of nature is to be found? we may answer, It is here; and it matters not whether we are understood to speak in the island of Great Britain, at the Cape of Good Hope, or the Straits of Magellan. While this active being is in the train of employing his talents, and of operating on the subjects around him, all situations are equally natural. If we are told, That vice, at least, is contrary to nature; we may answer, It is worse; it is folly and wretchedness. But if nature is only opposed to art, in what situation of the human race are the footsteps of art unknown? In the condition of the savage, as well as in that of the citizen, are many proofs of human invention; and in either is not in any permanent station, but a mere stage through which this travelling being is destined to pass. If the palace be unnatural, the cottage is so no less; and the highest refinements of political and moral apprehension, are not more artificial in their kind, than the first operations of sentiment and reason.
If we admit that man is susceptible of improvement, and has in himself a principle of progression, and a desire of perfection, it appears improper to say, that he has quitted the state of his nature, when he has begun to proceed; or that he finds a station for which he was not intended, while, like other animals, he only follows the disposition, and employs the powers that nature has given.
The latest efforts of human invention are but a continuation of certain devices which were practised in the earliest ages of the world, and in the rudest state of mankind. What the savage projects, or observes, in the forest, are the steps which led nations, more advanced, from the architecture of the cottage to that of the palace, and conducted the human mind from the perceptions of sense, to the general conclusions of science.
Acknowledged defects are to man in every condition matter of dislike. Ignorance and imbecility are objects of contempt: penetration and conduct give eminence, and procure esteem. Whither should his feelings and apprehensions on these subjects lead him? To a progress, no doubt, in which the savage, as well as the philosopher, is engaged; in which they have made different advances, but in which their ends are the same. The admiration which Cicero entertained for literature, eloquence, and civil accomplishments, was not more real than that of a Scythian for such a measure of similar endowments as his own apprehension could reach. “Were I to boast,” says a Tartar prince* , “it would be of that wisdom I have received from God. For as, on the one hand, I yield to none in the conduct of war, in the disposition of armies, whether of horse or of foot, and in directing the movements of great or small bodies; so, on the other, I have my talent in writing, inferior perhaps only to those who inhabit the great cities of Persia or India. Of other nations, unknown to me, I do not speak.”
Man may mistake the objects of his pursuit; he may misapply his industry, and misplace his improvements. If, under a sense of such possible errors, he would find a standard by which to judge of his own proceedings, and arrive at the best state of his nature, he cannot find it perhaps in the practice of any individual, or of any nation whatever; not even in the sense of the majority, or the prevailing opinion of his kind. He must look for it in the best conceptions of his understanding, in the best movements of his heart; he must thence discover what is the perfection and the happiness of which he is capable. He will find, on the scrutiny, that the proper state of his nature, taken in this sense, is not a condition from which mankind are for ever removed, but one to which they may now attain; not prior to the exercise of their faculties, but procured by their just application.
Of all the terms that we employ in treating of human affairs, those of natural and unnatural are the least determinate in their meaning. Opposed to affectation, frowardness, or any other defect of the temper or character, the natural is an epithet of praise; but employed to specify a conduct which proceeds from the nature of man, can serve to distinguish nothing: for all the actions of men are equally the result of their nature. At most, this language can only refer to the general and prevailing sense or practice of mankind; and the purpose of every important inquiry on this subject may be served by the use of a language equally familiar and more precise. What is just, or unjust? What is happy or wretched, in the manners of men? What, in their various situations, is favourable or adverse to their amiable qualities? are questions to which we may expect a satisfactory answer; and whatever may have been the original state of our species, it is of more importance to know the condition to which we ourselves should aspire, than that which our ancestors may be supposed to have left.
IF in human nature there are qualities by which it is distinguished from every other part of the animal creation, this nature itself is in different climates and in different ages greatly diversified. The varieties merit our attention, and the course of every stream into which this mighty current divides, deserves to be followed to its source. It appears necessary, however, that we attend to the universal qualities of our nature, before we regard its varieties, or attempt to explain differences consisting in the unequal possession or application of dispositions and powers that are in some measure common to all mankind.
Man, like the other animals, has certain instinctive propensities, which, prior to the perception of pleasure or pain, and prior to the experience of what is pernicious or useful, lead him to perform many functions which terminate in himself, or have a relation to his fellow-creatures. He has one set of dispositions which tend to his animal preservation, and to the continuance of his race; another which lead to society, and by inlisting him on the side of one tribe or community, frequently engage him in war and contention with the rest of mankind. His powers of discernment, or his intellectual faculties, which, under the appellation of reason, are distinguished from the analogous endowments of other animals, refer to the objects around him, either as they are subjects of mere knowledge, or as they are subjects of approbation or censure. He is formed not only to know, but likewise to admire and to contemn; and these proceedings of his mind have a principal reference to his own character, and to that of his fellow-creatures, as being the subjects on which he is chiefly concerned to distinguish what is right from what is wrong. He enjoys his felicity likewise on certain fixed and determinate conditions; and either as an individual apart, or as a member of civil society, must take a particular course, in order to reap the advantages of his nature. He is, withal, in a very high degree susceptible of habits; and can, by forbearance or exercise, so far weaken, confirm, or even diversify his talents, and his dispositions, as to appear, in a great measure, the arbiter of his own rank in nature, and the author of all the varieties which are exhibited in the actual history of his species. The universal characteristics, in the mean time, to which we have now referred, must, when we would treat of any part of this history, constitute the first subject of our attention; and they require not only to be enumerated, but to be distinctly considered.
The dispositions which tend to the preservation of the individual, while they continue to operate in the manner of instinctive desires, are nearly the same in man that they are in the other animals: But in him they are sooner or later combined with reflection and foresight; they give rise to his apprehensions on the subject of property, and make him acquainted with that object of care which he calls his interest. Without the instincts which teach the beaver and the squirrel, the ant and the bee, to make up their little hoards for winter, at first improvident, and, where no immediate object of passion is near, addicted to sloth, he becomes, in process of time, the great storemaster among animals. He finds in a provision of wealth, which he is probably never to employ, an object of his greatest solicitude, and the principal idol of his mind. He apprehends a relation between his person and his property, which renders what he calls his own in a manner a part of himself, a constituent of his rank, his condition, and his character, in which, independent of any real enjoyment, he may be fortunate or unhappy; and, independent of any personal merit, he may be an object of consideration or neglect; and in which he may be wounded and injured, while his person is safe, and every want of his nature is completely supplied.
In these apprehensions, while other passions only operate occasionally, the interested find the object of their ordinary cares; their motive to the practice of mechanic and commercial arts; their temptation to trespass on the laws of justice; and, when extremely corrupted, the price of their prostitutions, and the standard of their opinions on the subject of good and of evil. Under this influence, they would enter, if not restrained by the laws of civil society, on a scene of violence or meanness, which would exhibit our species, by turns, under an aspect more terrible and odious, or more vile and contemptible, than that of any animal which inherits the earth.
Although the consideration of interest is founded on the experience of animal wants and desires, its object is not to gratify any particular appetite, but to secure the means of gratifying all; and it imposes frequently a restraint on the very desires from which it arose, more powerful and more severe than those of religion or duty. It arises from the principles of self-preservation in the human frame; but is a corruption, or at least a partial result, of those principles, and is upon many accounts very improperly termed self-love.
Love is an affection which carries the attention of the mind beyond itself, and is the sense of a relation to some fellow-creature as to its object. Being a complacency and a continued satisfaction in this object, it has, independent of any external event, and in the midst of disappointment and sorrow, pleasures and triumphs unknown to those who are guided by mere considerations of interest; in every change of condition, it continues entirely distinct from the sentiments which we feel on the subject of personal success or adversity. But as the care a man entertains for his own interest, and the attention his affection makes him pay to that of another, may have similar effects, the one on his own fortune, the other on that of his friend, we confound the principles from which he acts; we suppose that they are the same in kind, only referred to different objects; and we not only misapply the name of love, in conjunction with self, but, in a manner tending to degrade our nature, we limit the aim of this supposed selfish affection to the securing or accumulating the constituents of interest, or the means of mere animal life.
It is somewhat remarkable, that notwithstanding men value themselves so much on qualities of the mind, on parts, learning and wit, on courage, generosity, and honour, those men are still supposed to be in the highest degree selfish or attentive to themselves, who are most careful of animal life, and who are least mindful of rendering that life an object worthy of care. It will be difficult, however, to tell why a good understanding, a resolute and generous mind, should not, by every man in his senses, be reckoned as much parts of himself, as either his stomach or his palate, and much more than his estate or his dress. The epicure, who consults his physician, how he may restore his relish for food, and, by creating an appetite, renew his enjoyment, might at least with an equal regard to himself, consult how he might strengthen his affection to a parent or a child, to his country or to mankind; and it is probable that an appetite of this sort would prove a source of enjoyment not less than the former.
By our supposed selfish maxims, notwithstanding, we generally exclude from among the objects of our personal cares, many of the happier and more respectable qualities of human nature. We consider affection and courage as mere follies, that lead us to neglect or expose ourselves; we make wisdom consist in a regard to our interest; and without explaining what interest means, we would have it understood as the only reasonable motive of action with mankind. There is even a system of philosophy founded upon tenets of this sort, and such is our opinion of what men are likely to do upon selfish principles, that we think it must have a tendency very dangerous to virtue. But the errors of this system do not consist so much in general principles, as in their particular applications; not so much in teaching men to regard themselves, as in leading them to forget, that their happiest affections, their candour, and their independence of mind, are in reality parts of themselves. And the adversaries of this supposed selfish philosophy, where it makes self-love the ruling passion with mankind, have had reason to find fault, not so much with its general representations of human nature, as with the obtrusion of a mere innovation in language for a discovery in science.
When the vulgar speak of their different motives, they are satisfied with ordinary names, which refer to known and obvious distinctions. Of this kind are the terms benevolence and selfishness, by the first of which they express their friendly affections, and by the second their interest. The speculative are not always satisfied with this proceeding; they would analyze, as well as enumerate the principles of nature; and the chance is, that, merely to gain the appearance of something new, without any prospect of real advantage, they will attempt to change the application of words. In the case before us, they have actually found, that benevolence is no more than a species of self-love; and would oblige us, if possible, to look out for a new set of names, by which we may distinguish the selfishness of the parent when he takes care of his child, from his selfishness when he only takes care of himself. For, according to this philosophy, as in both cases he only means to gratify a desire of his own, he is in both cases equally selfish. The term benevolent, in the mean time, is not employed to characterise persons who have no desires of their own, but persons whose own desires prompt them to procure the welfare of others. The fact is, that we should need only a fresh supply of language, instead of that which by this seeming discovery we should have lost, in order to make our reasonings proceed as they formerly did. But it is certainly impossible to live and to act with men, without employing different names to distinguish the humane from the cruel, and the benevolent from the selfish.
These terms have their equivalents in every tongue; they were invented by men of no refinement, who only meant to express what they distinctly perceived, or strongly felt. And if a man of speculation should prove, that we are selfish in a sense of his own, it does not follow that we are so in the sense of the vulgar; or, as ordinary men would understand his conclusion, that we are condemned in every instance to act on motives of interest, covetousness, pusillanimity, and cowardice; for such is conceived to be the ordinary import of selfishness in the character of man.
An affection or passion of any kind is sometimes said to give us an interest in its object; and humanity itself gives an interest in the welfare of mankind. This term interest, which commonly implies little more than our property, is sometimes put for utility in general, and this for happiness; insomuch, that, under these ambiguities, it is not surprising we are still unable to determine, whether interest is the only motive of human action, and the standard by which to distinguish our good from our ill.
So much is said in this place, not from a desire to partake in any such controversy, but merely to confine the meaning of the term interest to its most common acceptation, and to intimate a design to employ it in expressing those objects of care which refer to our external condition, and the preservation of our animal nature. When taken in this sense, it will not surely be thought to comprehend at once all the motives of human conduct. If men be not allowed to have disinterested benevolence, they will not be denied to have disinterested passions of another kind. Hatred, indignation, and rage, frequently urge them to act in opposition to their known interest, and even to hazard their lives, without any hopes of compensation in any future returns of preferment or profit.
Mankind have always wandered or settled, agreed or quarrelled, in troops and companies. The cause of their assembling, whatever it be, is the principle of their alliance or union.
In collecting the materials of history, we are seldom willing to put up with our subject merely as we find it. We are loth to be embarrassed with a multiplicity of particulars, and apparent inconsistencies. In theory we profess the investigation of general principles; and in order to bring the matter of our inquiries within the reach of our comprehension, are disposed to adopt any system. Thus, in treating of human affairs, we would draw every consequence from a principle of union, or a principle of dissension. The state of nature is a state of war, or of amity, and men are made to unite from a principle of affection, or from a principle of fear, as is most suitable to the system of different writers. The history of our species indeed abundantly shews, that they are to one another mutual objects both of fear and of love; and they who would prove them to have been originally either in a state of alliance, or of war, have arguments in store to maintain their assertions. Our attachment to one division, or to one sect, seems often to derive much of its force from an animosity conceived to an opposite one: And this animosity in its turn, as often arises from a zeal in behalf of the side we espouse, and from a desire to vindicate the rights of our party.
“Man is born in society,” says Montesquieu, “and there he remains.” The charms that detain him are known to be manifold. Together with the parental affection, which, instead of deserting the adult, as among the brutes, embraces more close, as it becomes mixed with esteem, and the memory of its early effects; we may reckon a propensity common to man and other animals, to mix with the herd, and, without reflection, to follow the croud of his species. What this propensity was in the first moment of its operation, we know not; but with men accustomed to company, its enjoyments and disappointments are reckoned among the principal pleasures or pains of human life. Sadness and melancholy are connected with solitude; gladness and pleasure with the concourse of men. The track of a Laplander on the snowy shore, gives joy to the lonely mariner; and the mute signs of cordiality and kindness which are made to him, awaken the memory of pleasures which he felt in society. In fine, says the writer of a voyage to the North, after describing a mute scene of this sort, “We were extremely pleased to converse with men, since in thirteen months we had seen no human creature* .” But we need no remote observation to confirm this position: The wailings of the infant, and the languors of the adult, when alone; the lively joys of the one, and the chearfulness of the other, upon the return of company, are a sufficient proof of its solid foundations in the frame of our nature.
In accounting for actions we often forget that we ourselves have acted; and instead of the sentiments which stimulate the mind in the presence of its object, we assign as the motives of conduct with men, those considerations which occur in the hours of retirement and cold reflection. In this mood frequently we can find nothing important, besides the deliberate prospects of interest; and a great work, like that of forming society, must in our apprehension arise from deep reflections, and be carried on with a view to the advantages which mankind derive from commerce and mutual support. But neither a propensity to mix with the herd, nor the sense of advantages enjoyed in that condition, comprehend all the principles by which men are united together. Those bands are even of a feeble texture, when compared to the resolute ardour with which a man adheres to his friend, or to his tribe, after they have for some time run the career of fortune together. Mutual discoveries of generosity, joint trials of fortitude, redouble the ardours of friendship, and kindle a flame in the human breast, which the considerations of personal interest or safety cannot suppress. The most lively transports of joy are seen, and the loudest shrieks of despair are heard, when the objects of a tender affection are beheld in a state of triumph or of suffering. An Indian recovered his friend unexpectedly on the island of Juan Fernandes: He prostrated himself on the ground, at his feet: “We stood gazing in silence,” says Dampier, “at this tender scene.” If we would know what is the religion of a wild American, what it is in his heart that most resembles devotion: it is not his fear of the sorcerer, nor his hope of protection from the spirits of the air or the wood; it is the ardent affection with which he selects and embraces his friend; with which he clings to his side in every season of peril; and with which he invokes his spirit from a distance, when dangers surprise him alone* . Whatever proofs we may have of the social disposition of man in familiar and contiguous scenes, it is possibly of importance, to draw our observations from the examples of men who live in the simplest condition, and who have not learned to affect what they do not actually feel.
Mere acquaintance and habitude nourish affection, and the experience of society brings every passion of the human mind upon its side. Its triumphs and prosperities, its calamities and distresses, bring a variety and a force of emotion, which can only have place in the company of our fellow-creatures. It is here that a man is made to forget his weakness, his cares of safety, and his subsistence; and to act from those passions which make him discover his force. It is here he finds that his arrows fly swifter than the eagle, and his weapons wound deeper than the paw of the lion, or the tooth of the boar. It is not alone his sense of a support which is near, nor the love of distinction in the opinion of his tribe, that inspire his courage, or swell his heart with a confidence that exceeds what his natural force should bestow. Vehement passions of animosity or attachment are the first exertions of vigour in his breast; under their influence, every consideration, but that of his object, is forgotten; dangers and difficulties only excite him the more.
That condition is surely favourable to the nature of any being, in which his force is increased; and if courage be the gift of society to man, we have reason to consider his union with his species as the noblest part of his fortune. From this source are derived, not only the force, but the very existence of his happiest emotions; not only the better part, but almost the whole of his rational character. Send him to the desert alone, he is a plant torn from his roots: the form indeed may remain, but every faculty droops and withers; the human personage and the human character cease to exist.
Men are so far from valuing society on account of its mere external conveniencies, that they are commonly most attached where those conveniencies are least frequent; and are there most faithful, where the tribute of their allegiance is paid in blood. Affection operates with the greatest force, where it meets with the greatest difficulties: In the breast of the parent, it is most solicitous amidst the dangers and distresses of the child: In the breast of a man, its flame redoubles where the wrongs or sufferings of his friend, or his country, require his aid. It is, in short, from this principle alone that we can account for the obstinate attachment of a savage to his unsettled and defenceless tribe, when temptations on the side of ease and of safety might induce him to fly from famine and danger, to a station more affluent, and more secure. Hence the sanguine affection which every Greek bore to his country, and hence the devoted patriotism of an early Roman. Let those examples be compared with the spirit which reigns in a commercial state, where men may be supposed to have experienced, in its full extent, the interest which individuals have in the preservation of their country. It is here indeed, if ever, that man is sometimes found a detached and a solitary being: he has found an object which sets him in competition with his fellow-creatures, and he deals with them as he does with his cattle and his soil, for the sake of the profits they bring. The mighty engine which we suppose to have formed society, only tends to set its members at variance, or to continue their intercourse after the bands of affection are broken.
“There are some circumstances in the lot of mankind,” says Socrates, “that shew them to be destined to friendship and amity: Those are, their mutual need of each other; their mutual compassion; their sense of mutual benefits; and the pleasures arising in company. There are other circumstances which prompt them to war and dissension; the admiration and the desire which they entertain for the same subjects; their opposite pretensions; and the provocations which they mutually offer in the course of their competitions.”
When we endeavour to apply the maxims of natural justice to the solution of difficult questions, we find that some cases may be supposed, and actually happen, where oppositions take place, and are lawful, prior to any provocation, or act of injustice; that where the safety and preservation of numbers are mutually inconsistent, one party may employ his right of defence, before the other has begun an attack. And when we join with such examples, the instances of mistake, and misunderstanding, to which mankind are exposed, we may be satisfied that war does not always proceed from an intention to injure; and that even the best qualities of men, their candour, as well as their resolution, may operate in the midst of their quarrels.
There is still more to be observed on this subject. Mankind not only find in their condition the sources of variance and dissension; they appear to have in their minds the seeds of animosity, and to embrace the occasions of mutual opposition, with alacrity and pleasure. In the most pacific situation, there are few who have not their enemies, as well as their friends; and who are not pleased with opposing the proceedings of one, as much as with favouring the designs of another. Small and simple tribes, who in their domestic society have the firmest union, are in their state of opposition as separate nations, frequently animated with the most implacable hatred. Among the citizens of Rome, in the early ages of that republic, the name of a foreigner, and that of an enemy, were the same. Among the Greeks, the name of Barbarian, under which that people comprehended every nation that was of a race, and spoke a language, different from their own, became a term of indiscriminate contempt and aversion. Even where no particular claim to superiority is formed, the repugnance to union, the frequent wars, or rather the perpetual hostilities which take place among rude nations and separate clans, discover how much our species is disposed to opposition, as well as to concert.
Late discoveries have brought to our knowledge almost every situation in which mankind are placed. We have found them spread over large and extensive continents, where communications are open, and where national confederacy might be easily formed. We have found them in narrower districts, circumscribed by mountains, great rivers, and arms of the sea. They have been found in small islands, where the inhabitants might be easily assembled, and derive an advantage from their union. But in all those situations, alike, they were broke into cantons, and affected a distinction of name and community. The titles of fellow-citizen and countryman, unopposed to those of alien and foreigner, to which they refer, would fall into disuse, and lose their meaning. We love individuals on account of personal qualities; but we love our country, as it is a party in the divisions of mankind; and our zeal for its interest, is a predilection in behalf of the side we maintain.
In the promiscuous concourse of men, it is sufficient that we have an opportunity of selecting our company. We turn away from those who do not engage us, and we fix our resort where the society is more to our mind. We are fond of distinctions; we place ourselves in opposition, and quarrel under the denominations of faction and party, without any material subject of controversy. Aversion, like affection, is fostered by a continued direction to its particular object. Separation and estrangement, as well as opposition, widen a breach which did not owe its beginnings to any offence. And it would seem, that till we have reduced mankind to the state of a family, or found some external consideration to maintain their connection in greater numbers, they will be for ever separated into bands, and form a plurality of nations.
The sense of a common danger, and the assaults of an enemy, have been frequently useful to nations, by uniting their members more firmly together, and by preventing the secessions and actual separations in which their civil discord might otherwise terminate. And this motive to union which is offered from abroad, may be necessary, not only in the case of large and extensive nations, where coalitions are weakened by distance, and the distinction of provincial names; but even in the narrow society of the smallest states. Rome itself was founded by a small party, which took its flight from Alba; her citizens were often in danger of separating; and if the villages and cantons of the Volsci had been further removed from the scene of their dissensions, the Mons Sacer might have received a new colony before the mother-country was ripe for such a discharge. She continued long to feel the quarrels of her nobles and her people; and kept open the gates of Janus, to remind those parties of the duties they owed to their country.
Societies, as well as individuals, being charged with the care of their own preservation, and having separate interests, which give rise to jealousies and competitions, we cannot be surprized to find hostilities arise from this source. But were there no angry passions of a different sort, the animosities which attend an opposition of interest, should bear a proportion to the supposed value of the subject. “The Hottentot nations,” says Kolben, “trespass on each other by thefts of cattle and of women; but such injuries are seldom committed, except with a view to exasperate their neighbours, and bring them to a war.” Such depredations, then, are not the foundation of a war, but the effects of a hostile intention already conceived. The nations of North America, who have no herds to preserve, nor settlements to defend, are yet engaged in almost perpetual wars, for which they can assign no reason, but the point of honour, and a desire to continue the struggle their fathers maintained. They do not regard the spoils of an enemy; and the warrior who has seized any booty, easily parts with it to the first person who comes in his way* .
But we need not cross the Atlantic to find proofs of animosity, and to observe, in the collision of separate societies, the influence of angry passions, that do not arise from an opposition of interest. Human nature has no part of its character of which more flagrant examples are given on this side of the globe. What is it that stirs in the breasts of ordinary men when the enemies of their country are named? Whence are the prejudices that subsist between different provinces, cantons, and villages, of the same empire and territory? What is it that excites one half of the nations of Europe against the other? The statesman may explain his conduct on motives of national jealousy and caution, but the people have dislikes and antipathies, for which they cannot account. Their mutual reproaches of perfidy and injustice, like the Hottentot depredations, are but symptoms of an animosity, and the language of a hostile disposition, aleady conceived. The charge of cowardice and pusillanimity, qualities which the interested and cautious enemy should, of all others, like best to find in his rival, is urged with aversion, and made the ground of dislike. Hear the peasants on different sides of the Alps, and the Pyrenees, the Rhine, or the British channel, give vent to their prejudices and national passions; it is among them that we find the materials of war and dissension laid without the direction of government, and sparks ready to kindle into a flame, which the statesman is frequently disposed to extinguish. The fire will not always catch where his reasons of state would direct, nor stop where the concurrence of interest has produced an alliance. “My father,” said a Spanish peasant, “would rise from his grave, if he could foresee a war with France.” What interest had he, or the bones of his father, in the quarrels of princes?
These observations seem to arraign our species, and to give an unfavourable picture of mankind; and yet the particulars we have mentioned are consistent with the most amiable qualities of our nature, and often furnish a scene for the exercise of our greatest abilities. They are sentiments of generosity and self-denial that animate the warrior in defence of his country; and they are dispositions most favourable to mankind, that become the principles of apparent hostility to men. Every animal is made to delight in the exercise of his natural talents and forces: The lion and the tyger sport with the paw; the horse delights to commit his mane to the wind, and forgets his pasture to try his speed in the field; the bull even before his brow is armed, and the lamb while yet an emblem of innocence, have a disposition to strike with the forehead, and anticipate, in play, the conflicts they are doomed to sustain. Man too is disposed to opposition, and to employ the forces of his nature against an equal antagonist; he loves to bring his reason, his eloquence, his courage, even his bodily strength to the proof. His sports are frequently an image of war; sweat and blood are freely expended in play; and fractures or death are often made to terminate the pastime of idleness and festivity. He was not made to live for ever, and even his love of amusement has opened a way to the grave.
Without the rivalship of nations, and the practice of war, civil society itself could scarcely have sound an object, or a form. Mankind might have traded without any formal convention, but they cannot be safe without a national concert. The necessity of a public defence, has given rise to many departments of state, and the intellectual talents of men have found their busiest scene in wielding their national forces. To overawe, or intimidate, or, when we cannot persuade with reason, to resist with fortitude, are the occupations which give its most animating exercise, and its greatest triumphs, to a vigorous mind; and he who has never struggled with his fellow-creatures, is a stranger to half the sentiments of mankind.
The quarrels of individuals, indeed, are frequently the operations of unhappy and detestable passions; malice, hatred, and rage. If such passions alone possess the breast, the scene of dissension becomes an object of horror; but a common opposition maintained by numbers, is always allayed by passions of another sort. Sentiments of affection and friendship mix with animosity; the active and strenuous become the guardians of their society; and violence itself is, in their case, an exertion of generosity, as well as of courage. We applaud, as proceeding from a national or party spirit, what we could not endure as the effect of a private dislike; and, amidst the competitions of rival states, think we have found, for the patriot and the warrior, in the practice of violence and stratagem, the most illustrious career of human virtue. Even personal opposition here does not divide our judgment on the merits of men. The rival names of Agesilaus and Epaminondas, of Scipio and Hannibal, are repeated with equal praise; and war itself, which in one view appears so fatal, in another is the exercise of a liberal spirit; and in the very effects which we regret, is but one distemper more, by which the Author of nature has appointed our exit from human life.
These reflections may open our view into the state of mankind; but they tend to reconcile us to the conduct of Providence, rather than to make us change our own: where, from a regard to the welfare of our fellow-creatures, we endeavour to pacify their animosities, and unite them by the ties of affection. In the pursuit of this amiable intention, we may hope, in some instances, to disarm the angry passions of jealousy and envy; we may hope to instil into the breasts of private men sentiments of candour towards their fellow-creatures, and a disposition to humanity and justice. But it is vain to expect that we can give to the multitude of a people a sense of union among themselves, without admitting hostility to those who oppose them. Could we at once, in the case of any nation, extinguish the emulation which is excited from abroad, we should probably break or weaken the bands of society at home, and close the busiest scenes of national occupations and virtues.
Many attempts have been made to analyse the dispositions which we have now enumerated; but one purpose of science, perhaps the most important, is served, when the existence of a disposition is established. We are more concerned in its reality, and in its consequences, than we are in its origin, or manner of formation.
The same observation may be applied to the other powers and faculties of our nature. Their existence and use are the principal objects of our study. Thinking and reasoning, we say, are the operations of some faculty; but in what manner the faculties of thought or reason remain, when they are not exerted, or by what difference in the frame they are unequal in different persons, are questions which we cannot resolve. Their operations alone discover them: When unapplied, they lie hid even from the person to whom they pertain; and their action is so much a part of their nature, that the faculty itself, in many cases, is scarcely to be distinguished from a habit acquired in its frequent exertion.
Persons who are occupied with different subjects, who act in different scenes, generally appear to have different talents, or at least to have the same faculties variously formed, and suited to different purposes. The peculiar genius of nations, as well as of individuals, may in this manner arise from the state of their fortunes. And it is proper that we endeavour to find some rule, by which to judge of what is admirable in the capacities of men, or fortunate in the application of their faculties, before we venture to pass a judgment on this branch of their merits, or pretend to measure the degree of respect they may claim by their different attainments.
To receive the informations of sense, is perhaps the earliest function of an animal combined with an intellectual nature; and one great accomplishment of the living agent consists in the force and sensibility of his animal organs. The pleasures or pains to which he is exposed from this quarter, constitute to him an important difference between the objects which are thus brought to his knowledge; and it concerns him to distinguish well, before he commits himself to the direction of appetite. He must scrutinize the objects of one sense by the perceptions of another; examine with the eye, before he ventures to touch; and employ every means of observation, before he gratifies the appetites of thirst and of hunger. A discernment acquired by experience, becomes a faculty of his mind; and the inferences of thought are sometimes not to be distinguished from the perceptions of sense.
The objects around us, beside their separate appearances, have their relations to each other. They suggest, when compared, what would not occur when they are considered apart; they have their effects, and mutual influences; they exhibit, in like circumstances, similar operations, and uniform consequences. When we have found and expressed the points in which the uniformity of their operations consists, we have ascertained a physical law. Many such laws, and even the most important, are known to the vulgar, and occur upon the smallest degrees of reflection: But others are hid under a seeming confusion, which ordinary talents cannot remove; and are therefore the objects of study, long observation, and superior capacity. The faculties of penetration and judgment, are, by men of business, as well as of science, employed to unravel intricacies of this sort; and the degree of sagacity with which either is endowed, is to be measured by the success with which they are able to find general rules, applicable to a variety of cases that seemed to have nothing in common, and to discover important distinctions between subjects which the vulgar are apt to confound.
To collect a multiplicity of particulars under general heads, and to refer a variety of operations to their common principle, is the object of science. To do the same thing, at least within the range of his active engagements, is requisite to the man of pleasure, or business: And it would seem, that the studious and the active are so far employed in the same task, from observation and experience, to find the general views under which their objects may be considered, and the rules which may be usefully applied in the detail of their conduct. They do not always apply their talents to different subjects; and they seem to be distinguished chiefly by the unequal reach and variety of their remarks, or by the intentions which they severally have in collecting them.
Whilst men continue to act from appetites and passions, leading to the attainment of external ends, they seldom quit the view of their objects in detail, to go far in the road of general inquiries. They measure the extent of their own abilities, by the promptitude with which they apprehend what is important in every subject, and the facility with which they extricate themselves on every trying occasion. And these, it must be confessed, to a being who is destined to act in the midst of difficulties, are the proper test of capacity and force. The parade of words and general reasonings, which sometimes carry an appearance of so much learning and knowledge, are of little avail in the conduct of life. The talents from which they proceed, terminate in mere oftentation, and are seldom connected with that superior discernment which the active apply in times of perplexity; much less with that intrepidity and force of mind which are required in passing through difficult scenes.
The abilities of active men, however, have a variety corresponding to that of the subjects on which they are occupied. A sagacity applied to external and inanimate nature, forms one species of capacity; that which is turned to society and human affairs, another. Reputation for parts in any scene is equivocal, till we know by what kind of exertion that reputation is gained. No more can be said, in commending men of the greatest abilities, than that they understand well the subjects to which they have applied: And every department, every profession, would have its great men, if there were not a choice of objects for the understanding, and of talents for the mind, as well as of sentiments for the heart, and of habits for the active character.
The meanest professions, indeed, so far sometimes forget themselves, or the rest of mankind, as to arrogate, in commending what is distinguished in their own way, every epithet the most respectable claim as the right of superior abilities. Every mechanic is a great man with the learner, and the humble admirer, in his particular calling; and we can, perhaps, with more assurance pronounce what it is that should make a man happy and amiable, than what should make his abilities respected, and his genius admired. This, upon a view of the talents themselves, may perhaps be impossible. The effect, however, will point out the rule and the standard of our judgment. To be admired and respected, is to have an ascendant among men. The talents which most directly procure that ascendant, are those which operate on mankind, penetrate their views, prevent their wishes, or frustrate their designs. The superior capacity leads with a superior energy, where every individual would go, and shews the hesitating and irresolute a clear passage to the attainment of their ends.
This description does not pertain to any particular craft or profession; or perhaps it implies a kind of ability, which the separate application of men to particular callings, only tends to suppress or to weaken. Where shall we find the talents which are fit to act with men in a collective body, if we break that body into parts, and confine the observation of each to a separate track?
To act in the view of his fellow-creatures, to produce his mind in public, to give it all the exercise of sentiment and thought, which pertain to man as a member of society, as a friend, or an enemy, seems to be the principal calling and occupation of his nature. If he must labour, that he may subsist, he can subsist for no better purpose than the good of mankind; nor can he have better talents than those which qualify him to act with men. Here, indeed, the understanding appears to borrow very much from the passions; and there is a felicity of conduct in human affairs, in which it is difficult to distinguish the promptitude of the head from the ardour and sensibility of the heart. Where both are united, they constitute that superiority of mind, the frequency of which among men, in particular ages and nations, much more than the progress they have made in speculation, or in the practice of mechanic and liberal arts, should determine the rate of their genius, and assign the palm of distinction and honour.
When nations succeed one another in the career of discoveries and inquiries, the last is always the most knowing. Systems of science are gradually formed. The globe itself is traversed by degrees, and the history of every age, when past, is an accession of knowledge to those who succeed. The Romans were more knowing than the Greeks; and every scholar of modern Europe is, in this sense, more learned than the most accomplished person that ever bore either of those celebrated names. But is he on that account their superior?
Men are to be estimated, not from what they know, but from what they are able to perform; from their skill in adapting materials to the several purposes of life; from their vigour and conduct in pursuing the objects of policy, and in finding the expedients of war and national defence. Even in literature, they are to be estimated from the works of their genius, not from the extent of their knowledge. The scene of mere observation was extremely limited in a Grecian republic; and the bustle of an active life appeared inconsistent with study: But there the human mind, notwithstanding, collected its greatest abilities, and received its best informations, in the midst of sweat and of dust.
It is peculiar to modern Europe, to rest so much of the human character on what may be learned in retirement, and from the information of books. A just admiration of ancient literature, an opinion that human sentiment, and human reason, without this aid, were to have vanished from the societies of men, have led us into the shade, where we endeavour to derive from imagination and study, what is in reality matter of experience and sentiment: and we endeavour, through the grammar of dead languages, and the channel of commentators, to arrive at the beauties of thought and elocution, which sprang from the animated spirit of society, and were taken from the living impressions of an active life. Our attainments are frequently limited to the elements of every science, and seldom reach to that enlargement of ability and power which useful knowledge should give. Like mathematicians, who study the Elements of Euclid, but never think of mensuration; we read of societies, but do not propose to act with men: we repeat the language of politics, but feel not the spirit of nations; we attend to the formalities of a military discipline, but know not how to employ numbers of men to obtain any purpose by stratagem or force.
But for what end, it may be said, point out an evil that cannot be remedied? If national affairs called for exertion, the genius of men would awake; but in the recess of better employment, the time which is bestowed on study, if even attended with no other advantage, serves to occupy with innocence the hours of leisure, and set bounds to the pursuit of ruinous and frivolous amusements. From no better reason than this, we employ so many of our early years, under the rod, to acquire, what it is not expected we should retain beyond the threshold of the school; and whilst we carry the same frivolous character in our studies that we do in our amusements, the human mind could not suffer more from a contempt of letters, than it does from the false importance which is given to literature, as a business for life, not as a help to our conduct, and the means of forming a character that may be happy in itself, and useful to mankind.
If that time which is passed in relaxing the powers of the mind, and in with-holding every object but what tends to weaken and to corrupt, were employed in fortifying those powers, and in teaching the mind to recognise its objects, and its strength, we should not, at the years of maturity, be so much at a loss for occupation; nor, in attending the chances of a gaming-table, misemploy our talents, or waste the fire which remains in the breast. They, at least, who by their stations have a share in the government of their country, might believe themselves capable of business; and, while the state had its armies and councils, might find objects enough to amuse, without throwing a personal fortune into hazard, merely to cure the yawnings of a listless and insignificant life. It is impossible for ever to maintain the tone of speculation; it is impossible not sometimes to feel that we live among men.
Upon a slight observation of what passes in human life, we should be apt to conclude, that the care of subsistence is the principal spring of human actions. This consideration leads to the invention and practice of mechanical arts; it serves to distinguish amusement from business; and, with many, scarcely admits into competition any other subject of pursuit or attention. The mighty advantages of property and fortune, when stript of the recommendations they derive from vanity, or the more serious regards to independence and power, only mean a provision that is made for animal enjoyment; and if our solicitude on this subject were removed, not only the toils of the mechanic, but the studies of the learned, would cease; every department of public business would become unnecessary; every senate-house would be shut up, and every palace deserted.
Is man therefore, in respect to his object, to be classed with the mere brutes, and only to be distinguished by faculties that qualify him to multiply contrivances for the support and convenience of animal life, and by the extent of a fancy that renders the care of animal preservation to him more burthensome than it is to the herd with which he shares in the bounty of nature? If this were his case, the joy which attends on success, or the griefs which arise from disappointment, would make the sum of his passions. The torrent that wasted, or the inundation that enriched, his possessessions, would give him all the emotion with which he is seized, on the occasion of a wrong by which his fortunes are impaired, or of a benefit by which they are preserved and enlarged. His fellow-creatures would be considered merely as they affected his interest. Profit or loss would serve to mark the event of every transaction; and the epithets useful or detrimental would serve to distinguish his mates in society, as they do the tree which bears plenty of fruit, from that which only cumbers the ground, or intercepts his view.
This, however, is not the history of our species. What comes from a fellow-creature is received with peculiar emotion; and every language abounds with terms that express somewhat in the transactions of men, different from success and disappointment. The bosom kindles in company, while the point of interest in view has nothing to inflame; and a matter frivolous in itself, becomes important, when it serves to bring to light the intentions and characters of men. The foreigner, who believed that Othello, on the stage, was enraged for the loss of his handkerchief, was not more mistaken, than the reasoner who imputes any of the more vehement passions of men to the impressions of more profit or loss.
Men assemble to deliberate on business; they separate from jealousies of interest; but in their several collisions, whether as friends or as enemies, a fire is struck out which the regards to interest or safety cannot confine. The value of a favour is not measured when sentiments of kindness are perceived; and the term misfortune has but a feeble meaning, when compared to that of insult and wrong.
As actors or spectators, we are perpetually made to feel the difference of human conduct, and from a bare recital of transactions which have passed in ages and countries remote from our own, are moved with admiration and pity, or transported with indignation and rage. Our sensibility on this subject gives their charm in retirement, to the relations of history and to the fictions of poetry; sends forth the tear of compassion, gives to the blood its briskest movement, and to the eye its liveliest glances of displeasure or joy. It turns human life into an interesting spectacle, and perpetually solicits even the indolent to mix, as opponents or friends, in the scenes which are acted before them. Joined to the powers of deliberation and reason, it constitutes the basis of a moral nature; and, whilst it dictates the terms of praise and of blame, serves to class our fellow-creatures, by the most admirable and engaging, or the most odious and contemptible, denominations.
It is pleasant to find men, who in their speculations deny the reality of moral distinctions, forget in detail the general positions they maintain, and give loose to ridicule, indignation, and scorn, as if any of these sentiments could have place, were the actions of men indifferent; or with acrimony pretend to detect the fraud by which moral restraints have been imposed, as if to censure a fraud were not already to take a part on the side of morality* .
Can we explain the principles upon which mankind adjudge the preference of characters, and upon which they indulge such vehement emotions of admiration or contempt? If it be admitted that we cannot, are the facts less true? or must we suspend the movements of the heart, until they who are employed in framing systems of science have discovered the principle from which those movements proceed? If a finger burn, we care not for information on the properties of fire: If the heart be torn, or the mind overjoyed, we have not leisure for speculations on the subjects of moral sensibility.
It is fortunate in this, as in other articles to which speculation and theory are applied, that nature proceeds in her course, whilst the curious are busied in the search of her principles. The peasant, or the child, can reason, and judge, and speak his language, with a discernment, a consistency, and a regard to analogy, which perplex the logician, the moralist, and the grammarian, when they would find the principle upon which the proceeding is founded, or when they would bring to general rule, what is so familiar, and so well sustained in particular cases. The felicity of our conduct is more owing to the talent we possess for detail, and to the suggestion of particular occasions, than it is to any direction we can find in theory and general speculations.
We must, in the result of every inquiry, encounter with facts which we cannot explain; and to bear with this mortification would save us frequently a great deal of fruitless trouble. Together with the sense of our existence, we must admit many circumstances which come to our knowledge at the same time, and in the same manner; and which do, in reality, constitute the mode of our being. Every peasant will tell us, that a man hath his rights; and that to trespass on those rights is injustice. If we ask him farther, what he means by the term right? we probably force him to substitute a less significant, or less proper term, in the place of this; or require him to account for what is an original mode of his mind, and a sentiment to which he ultimately refers, when he would explain himself upon any particular application of his language.
The rights of individuals may relate to a variety of subjects, and be comprehended under different heads. Prior to the establishment of property, and the distinction of ranks, men have a right to defend their persons, and to act with freedom; they have a right to maintain the apprehensions of reason, and the feelings of the heart; and they cannot for a moment associate together, without feeling that the treatment they give or receive may be just or unjust. It is not, however, our business here to carry the notion of a right into its several applications, but to reason on the sentiment of favour with which that notion is entertained in the mind.
If it be true, that men are united by instinct, that they act in society from affections of kindness and friendship; if it be true, that even prior to acquaintance and habitude, men, as such, are commonly to each other objects of attention, and some degree of regard; that while their prosperity is beheld with indifference, their afflictions are considered with commiseration; if calamities be measured by the numbers and the qualities of men they involve; and if every suffering of a fellow-creature draws a croud of attentive spectators; if, even in the case of those to whom we do not habitually wish any positive good, we are still averse to be the instruments of harm; it should seem, that in these various appearances of an amicable disposition, the foundations of a moral apprehension are sufficiently laid, and the sense of a right which we maintain for ourselves, is by a movement of humanity and candour extended to our fellow-creatures.
What is it that prompts the tongue when we censure an act of cruelty or oppression? What is it that constitutes our restraint from offences that tend to distress our fellow-creatures? It is probably, in both cases, a particular application of that principle, which, in presence of the sorrowful, sends forth the tear of compassion; and a combination of all those sentiments, which constitute a benevolent disposition; and if not a resolution to do good, at least an aversion to be the instrument of harm* .
It may be difficult, however, to enumerate the motives of all the censures and commendations which are applied to the actions of men. Even while we moralize, every disposition of the human mind may have its share in forming the judgment, and in prompting the tongue. As jealousy is often the most watchful guardian of chastity, so malice is often the quickest to spy the failings of our neighbour. Envy, affectation, and vanity, may dictate the verdicts we give, and the worst principles of our nature may be at the bottom of our pretended zeal for morality; but if we only mean to inquire, why they who are well disposed to mankind, apprehend, in every instance, certain rights pertaining to their fellow-creatures, and why they applaud the consideration that is paid to those rights, we cannot assign a better reason, than that the person who applauds, is well disposed to the welfare of the parties to whom his applauses refer. Applause, however, is the expression of a peculiar sentiment; an expression of esteem the reverse of contempt. Its object is perfection, the reverse of defect. This sentiment is not the love of mankind; it is that by which we estimate the qualities of men, and the objects of our pursuit; that which doubles the force of every desire or aversion, when we consider its object as tending to raise or to sink our nature.
When we consider, that the reality of any amicable propensity in the human mind has been frequently contested; when we recollect the prevalence of interested competitions, with their attendant passions of jealousy, envy, and malice; it may seem strange to allege, that love and compassion are, next to the desire of elevation, the most powerful motives in the human breast: That they urge, on many occasions, with the most irresistible vehemence; and if the desire of self-preservation be more constant, and more uniform, these are a more plentiful source of enthusiasm, satisfaction, and joy. With a power not inferior to that of resentment and rage, they hurry the mind into every sacrifice of interest, and bear it undismayed through every hardship and danger.
The disposition on which friendship is grafted, glows with satisfaction in the hours of tranquillity, and is pleasant, not only in its triumphs, but even in its sorrows. It throws a grace on the external air, and, by its expression on the countenance, compensates for the want of beauty, or gives a charm which no complexion or features can equal. From this source the scenes of human life derive their principal felicity; and their imitations in poetry, their principal ornament. Descriptions of nature, even representations of a vigorous conduct, and a manly courage, do not engage the heart, if they be not mixed with the exhibition of generous sentiments, and the pathetic, which is found to arise in the struggles, the triumphs, or the misfortunes of a tender affection. The death of Polites, in the Æneid, is not more affecting than that of many others who perished in the ruins of Troy; but the aged Priam was present when this last of his sons was slain; and the agonies of grief and sorrow force the parent from his retreat, to fall by the hand that shed the blood of his child. The pathetic of Homer consists in exhibiting the force of affections, not in exciting mere terror and pity; passions he has never perhaps, in any instance, attempted to raise.
With this tendency to kindle into enthusiasm, with this command over the heart, with the pleasure that attends its emotions, and with all its effects in meriting confidence, and procuring esteem, it is not surprising, that a principle of humanity should give the tone to our commendations and our censures, and even where it is hindered from directing our conduct, should still give to the mind, on reflection, its knowledge of what is desirable in the human character. What hast thou done with thy brother Abel? was the first expostulation in behalf of morality; and if the first answer has been often repeated, mankind have notwithstanding, in one sense, sufficiently acknowledged the charge of their nature. They have felt, they have talked, and even acted, as the keepers of their fellow-creatures: They have made the indications of candour and mutual affection the test of what is meritorious and amiable in the characters of men: They have made cruelty and oppression the principal objects of their indignation and rage: Even while the head is occupied with projects of interest, the heart is often seduced into friendship; and while business proceeds on the maxims of self-preservation, the careless hour is employed in generosity and kindness.
Hence the rule by which men commonly judge of external actions, is taken from the supposed influence of such actions on the general good. To abstain from harm, is the great law of natural justice; to diffuse happiness, is the law of morality; and when we censure the conferring a favour on one or a few at the expence of many, we refer to public utility, as the great object at which the actions of men should be aimed.
After all, it must be confessed, that if a principle of affection to mankind be the basis of our moral approbation and dislike, we sometimes proceed in distributing applause or censure, without precisely attending to the degree in which our fellow-creatures are hurt or obliged; and that, besides the virtues of candour, friendship, generosity, and public spirit, which bear an immediate reference to this principle, there are others which may seem to derive their commendation from a different source. Temperance, prudence, fortitude, are those qualities likewise admired from a principle of regard to our fellow-creatures? Why not, since they render men happy in themselves, and useful to others? He who is qualified to promote the welfare of mankind, is neither a sot, a fool, nor a coward. Can it be more clearly expressed, that temperance, prudence, and fortitude, are necessary to the character we love and admire? I know well why I should wish for them in myself; and why likewise I should wish for them in my friend, and in every person who is an object of my affection. But to what purpose seek for reasons of approbation, where qualities are so necessary to our happiness, and so great a part in the perfection of our nature? We must cease to esteem curselves, and to distinguish what is excellent, when such qualifications incur our neglect.
A person of an affectionate mind, possessed of a maxim, That he himself, as an individual, is no more than a part of the whole that demands his regard, has found, in that principle, a sufficient foundation for all the virtues; for a contempt of animal pleasures, that would supplant his principal enjoyment; for an equal contempt of danger or pain, that come to stop his pursuits of public good. “A vehement and steady affection magnifies its object, and lessens every difficulty of danger that stands in the way.” “Ask those who have been in love,” says Epictetus, “they will know that I speak truth.”
“I have before me,” says another eminent moralist* , “an idea of justice, which if I could follow in every instance, I should think myself the most happy of men.” And it is of consequence to their happiness, as well as to their conduct, if those can be disjoined, that men should have this idea properly formed: It is perhaps but another name for that good of mankind, which the virtuous are engaged to promote. If virtue be the supreme good, its best and most signal effect is, to communicate and diffuse itself.
To distinguish men by the difference of their moral qualities, to espouse one party from a sense of justice, to oppose another even with indignation when excited by iniquity, are the common indications of probity, and the operations of an animated, upright, and generous spirit. To guard against unjust partialities, and ill-grounded antipathies; to maintain that composure of mind, which, without impairing its sensibility or ardour, proceeds in every instance with discernment and penetration, are the marks of a vigorous and cultivated spirit. To be able to follow the dictates of such a spirit through all the varieties of human life, and with a mind always master of itself, in prosperity or adversity, and possessed of all its abilities, when the subjects in hazard are life, or freedom, as much as in treating simple questions of interest, are the triumphs of magnanimity, and true elevation of mind. “The event of the day is decided. Draw this javelin from my body now,” said Epaminondas, “and let me bleed.”
In what situation, or by what instruction, is this wonderful character to be formed? Is it found in the nurseries of affectation, pertness, and vanity, from which fashion is propagated, and the genteel is announced? in great and opulent cities, where men vie with each other in equipage, dress, and the reputation of fortune? Is it within the admired precincts of a court, where we may learn to smile without being pleased, to caress without affection, to wound with the secret weapons of envy and jealousy, and to rest our personal importance on circumstances which we cannot always with honour command? No: But in a situation where the great sentiments of the heart are awakened; where the characters of men, not their situations and fortunes, are the principal distinction; where the anxieties of interest, or vanity, perish in the blaze of more vigorous emotions; and where the human soul, having felt and recognised its objects, like an animal who has tasted the blood of his prey, cannot descend to pursuits that leave its talents and its force unemployed.
Proper occasions alone operating on a raised and a happy disposition, may produce this admirable effect, whilst mere instruction may always find mankind at a loss to comprehend its meaning, or insensible to its dictates. The case, however, is not desperate, till we have formed our system of politics, as well as manners; till we have sold our freedom for titles, equipage, and distinctions; till we see no merit but prosperity and power, no disgrace but poverty and neglect. What charm of instruction can cure the mind that is tainted with this disorder? What syren voice can awaken a desire of freedom, that is held to be meanness, and a want of ambition? or what persuasion can turn the grimace of politeness into real sentiments of humanity and candour?
Having had under our consideration the active powers and the moral qualities which distinguish the nature of man, is it still necessary that we should treat of his happiness apart? This significant term, the most frequent, and the most familiar, in our conversation, is, perhaps, on reflection, the least understood. It serves to express our satisfaction, when any desire is gratified: It is pronounced with a sigh, when our object is distant: It means what we wish to obtain, and what we seldom stay to examine. We estimate the value of every subject by its utility, and its influence on happiness; but we think that utility itself, and happiness, require no explanation.
Those men are commonly esteemed the happiest, whose desires are most frequently gratified. But if, in reality, the possession of what they desire, and a continued fruition, were requisite to happiness, mankind for the most part would have reason to complain of their lot. What they call their enjoyments, are generally momentary; and the object of sanguine expectation, when obtained, no longer continues to occupy the mind: A new passion succeeds, and the imagination, as before, is intent on a distant felicity.
How many reflections of this sort are suggested by melancholy, or by the effects of that very languor and inoccupation into which we would willingly sink, under the notion of freedom from care and trouble?
When we enter on a formal computation of the enjoyments or sufferings which are prepared for mankind, it is a chance but we find that pain, by its intenseness, its duration, or frequency, is greatly predominant. The activity and eagerness with which we press from one stage of life to another, our unwillingness to return on the paths we have trod, our aversion in age to renew the frolicks of youth, or to repeat in manhood the amusements of children, have been accordingly stated as proofs, that our memory of the past, and our feeling of the present, are equal subjects of dislike and displeasure* .
This conclusion, however, like many others, drawn from our supposed knowledge of causes, does not correspond with experience. In every street, in every village, in every field, the greater number of persons we meet, carry an aspect that is cheerful or thoughtless, indifferent, composed, busy, or animated. The labourer whistles to his team, and the mechanic is at ease in his calling; the frolicsome and gay feel a series of pleasures, of which we know not the source; even they who demonstrate the miseries of human life, when intent on their argument, escape from their sorrows, and find a tolerable pastime in proving that men are unhappy.
The very terms pleasure and pain, perhaps, are equivocal; but if they are confined, as they appear to be in many of our reasonings, to the mere sensations which have a reference to external objects, either in the memory of the past, the feeling of the present, or the apprehension of the future, it is a great error to suppose, that they comprehend all the constituents of happiness or misery; or that the good-humour of an ordinary life is maintained by the prevalence of those pleasures, which have their separate names, and are, on reflection, distinctly remembered.
The mind, during the greater part of its existence, is employed in active exertions, not in merely attending to its own feelings of pleasure or pain, and the list of its faculties, understanding, memory, foresight, sentiment, will, and intention, only contains the names of its different operations.
If, in the absence of every sensation to which we commonly give the names either of enjoyment or suffering, our very existence may have its opposite qualities of happiness or misery; and if what we call pleasure or pain, occupies but a small part of human life, compared to what passes in contrivance and execution, in pursuits and expectations, in conduct, reflection, and social engagements; it must appear, that our active pursuits, at least on account of their duration, deserve the greater part of our attention. When their occasions have failed, the demand is not for pleasure, but for something to do; and the very complaints of a sufferer are not so sure a mark of distress, as the stare of the languid.
We seldom, however, reckon any task, which we are bound to perform, among the blessings of life. We always aim at a period of pure enjoyment, or a termination of trouble; and overlook the source from which most of our present satisfactions are really drawn. Ask the busy, Where is the happiness to which they aspire? they will answer, perhaps, That it is to be found in the object of some present pursuit. If we ask, why they are not miserable in the absence of that happiness? they will say, That they hope to attain it. But is it hope alone that supports the mind in the midst of precarious and uncertain prospects? and would assurance of success fill the intervals of expectation with more pleasing emotions? Give the huntsman his prey, give the gamester the gold which is staked on the game, that the one may not need to fatigue his person, nor the other to perplex his mind, and both will probably laugh at our folly: The one will stake his money anew, that he may be perplexed; the other will turn his stag to the field, that he may hear the cry of the dogs, and follow through danger and hardship. Withdraw the occupations of men, terminate their desires, existence is a burden, and the iteration of memory is a torment.
The men of this country, says one lady, should learn to sow and to knit; it would hinder their time from being a burden to themselves, and to other people. That is true, says another; for my part, though I never look abroad, I tremble at the prospect of bad weather; for then the gentlemen come moping to us for entertainment; and the sight of a husband in distress, is but a melancholy spectacle.
The difficulties and hardships of human life are supposed to detract from the goodness of God; yet many of the pastimes men devise for themselves are fraught with difficulty and danger. The great inventor of the game of human life, knew well how to accommodate the players. The chances are matter of complaint: But if these were removed, the game itself would no longer amuse the parties. In devising, or in executing a plan, in being carried on the tide of emotion and sentiment, the mind seems to unfold its being, and to enjoy itself. Even where the end and the object are known to be of little avail, the talents and the fancy are often intensely applied, and business or play may amuse them alike. We only desire repose to recruit our limited and our wasting force: When business fatigues, amusement is often but a change of occupation. We are not always unhappy, even when we complain. There is a kind of affliction which makes an agreeable state of the mind; and lamentation itself is sometimes an expression of pleasure. The painter and the poet have laid hold of this handle, and find, among the means of entertainment, a favourable reception for works that are composed to awaken our sorrows.
To a being of this description, therefore, it is a blessing to meet with incentives to action, whether in the desire of pleasure, or the aversion to pain. His activity is of more importance than the very pleasure he seeks, and languor a greater evil than the suffering he shuns.
The gratifications of animal appetite are of short duration; and sensuality is but a distemper of the mind, which ought to be cured by remembrance, if it were not perpetually inflamed by hope. The chace is not more surely terminated by the death of the game, than the joys of the voluptuary by the means of completing his debauch. As a band of society, as a matter of distant pursuit, the objects of sense make an important part in the system of human life. They lead us to fulfil the purposes of nature, in preserving the individual, and in perpetuating the species: but to rely on their use as a principal constituent of happiness, were an error in speculation, and would be still more an error in practice. Even the master of the seraglio, for whom all the treasures of empire are extorted from the hoards of its frighted inhabitants, for whom alone the choicest emerald and the diamond are drawn from the mine, for whom every breeze is enriched with perfumes, for whom beauty is assembled from every quarter, and, animated by passions that ripen under the vertical sun, is confined to the grate for his use, is still, perhaps, more wretched than the very herd of the people, whose labours and properties are devoted to relieve him of trouble, and to procure him enjoyment.
Sensuality is easily overcome by any of the habits of pursuit which usually engage an active mind. When curiosity is awake, or when passion is excited, even in the midst of the feast when conversation grows warm, grows jovial, or serious, the pleasures of the table we know are forgotten. The boy contemns them for play, and the man of age declines them for business.
When we reckon the circumstances that correspond to the nature of any animal, or to that of man in particular, such as safety, shelter, food, and the other means of enjoyment or preservation, we sometimes think that we have found a sensible and a solid foundation on which to rest his felicity. But those who are least disposed to moralize, observe, that happiness is not connected with fortune, although fortune includes at once all the means of subsistence, and the means of sensual indulgence. The circumstances that require abstinence, courage, and conduct, expose us to hazard, and are in description of the painful kind; yet the able, the brave, and the ardent, seem most to enjoy themselves when placed in the midst of difficulties, and obliged to employ the powers they possess.
Spinola being told, that Sir Francis Vere died of having nothing to do, said, “That was enough to kill a general* .” How many are there to whom war itself is a pastime, who chuse the life of a soldier, exposed to dangers and continued fatigues; of a mariner, in conflict with every hardship, and bereft of every conveniency; of a politician, whose sport is the conduct of parties and factions; and who, rather than be idle, will do the business of men and of nations for whom he has not the smallest regard. Such men do not chuse pain as preferable to pleasure, but they are incited by a restless disposition to make continued exertions of capacity and resolution; they triumph in the midst of their struggles; they droop, and they languish, when the occasion of their labour has ceased.
What was enjoyment, in the sense of that youth, who, according to Tacitus, loved danger itself, not the rewards of courage? What is the prospect of pleasure, when the sound of the horn or the trumpet, the cry of the dogs, or the shout of war, awaken the ardour of the sportsman and the soldier? The most animating occasions of himself human life, are calls to danger and hardship, not invitations to safety and ease: and man himself, in his excellence, is not an animal of pleasure, nor destined merely to enjoy what the elements bring to his use; but like his associates, the dog and the horse, to follow the exercises of his nature, in preference to what are called its enjoyments; to pine in the lap of ease and of affluence, and to exult in the midst of alarms that seem to threaten his being, in all which, his disposition to action only keeps pace with the variety of powers with which he is furnished; and the most respectable attributes of his nature, magnanimity, fortitude, and wisdom, carry a manifest reference to the difficulties with which he is destined to struggle.
If animal pleasure becomes insipid when the spirit is roused by a different object, it is well known, likewise, that the sense of pain is prevented by any vehement affection of the soul. Wounds received in a heat of passion, in the hurry, the ardour, or consternation of battle, are never felt till the ferment of the mind subsides. Event torments, deliberately applied, and industriously prolonged, are born with firmness, and with an appearance of ease, when the mind is possessed with some vigorous sentiment, whether of religion, enthusiasm, or love to mankind. The continued mortifications of superstitious devotees in several ages of the Christian church; the wild penances, still voluntarily borne, during many years, by the religionists of the east; the contempt in which famine and torture are held by most savage nations; the cheerful or obstinate patience of the soldier in the field; the hardships endured by the sportsman in his pastime, show how much we may err in computing the miseries of men, from the measures of trouble and of suffering they seem to incur. And if there be a refinement in affirming, that their happiness is not to be measured by the contrary enjoyments, it is a refinement which was made by Regulus and Cincinnatus before the date of philosophy. Fabricius knew it while he had heard arguments only on the opposite side* : It is a refinement, which every boy knows at his play, and every savage confirms, when he looks from his forest on the pacific city, and scorns the plantation, whose master he cares not to imitate.
Man, it must be confessed, notwithstanding all this activity of his mind, is an animal in the full extent of that designation. When the body sickens, the mind droops; and when the blood ceases to flow, the soul takes its departure. Charged with the care of his preservation, admonished by a sense of pleasure or pain, and guarded by an instinctive fear of death, nature has not intrusted his safety to the mere vigilance of his understanding, nor to the government of his uncertain reflections.
The distinction betwixt mind and body is followed by consequences of the greatest importance; but the facts to which we now refer, are not founded on any tenets whatever. They are equally true, whether we admit or reject the distinction in question, or whether we suppose, that this living agent is formed of one, or is an assemblage of separate natures. And the materialist, by treating of man as of an engine, cannot make any change in the state of his history. He is a being, who, by a multiplicity of visible organs, performs a variety of functions. He bends his joints, contracts or relaxes his muscles in our sight. He continues the beating of the heart in his breast, and the flowing of the blood to every part of his frame. He performs other operations which we cannot refer to any corporeal organ. He perceives, he recollects, and forecasts; he desires, and he shuns; he admires, and contemns. He enjoys his pleasures, or he endures his pain. All these different functions, in some measure, go well or ill together. When the motion of the blood is languid, the muscles relax, the understanding is tardy, and the fancy is dull: when distemper assails him, the physician must attend no less to what he thinks, than to what he eats, and examine the returns of his passion, together with the strokes of his pulse.
With all his sagacity, his precautions, and his instincts, which are given to preserve his being, he partakes in the fate of other animals, and seems to be formed only that he may die. Myriads perish before they reach the perfection of their kind; and the individual, with an option to owe the prolongation of his temporary course to resolution and conduct, or to abject fear, frequently chuses the latter, and, by a habit of timidity, embitters the life he is so intent to preserve.
Man, however, at times, exempted from this mortifying lot, seems to act without any regard to the length of his period. When he thinks intensely, or desires with ardour, pleasures and pains from any other quarter assail him in vain. Even in his dying hour, the muscles acquire a tone from his spirit, and the mind seems to depart in its vigour, and in the midst of a struggle to obtain the recent aim of its toils. Muley Moluck, borne on his litter, and spent with disease, still fought the battle, in the midst of which he expired; and the last effort he made, with a finger on his lips, was a signal to conceal his death* : The precaution, perhaps, of all which he had hitherto taken, the most necessary to prevent a defeat.
Can no reflections aid us in acquiring this habit of the soul, so useful in carrying us through many of the ordinary scenes of life? If we say, that they cannot, the reality of its happiness is not the less evident. The Greeks and the Romans considered contempt of pleasure, endurance of pain, and neglect of life, as eminent qualities of a man, and a principal subject of discipline. They trusted, that the vigorous spirit would find worthy objects on which to employ its force; and that the first step towards a resolute choice of such objects, was to shake off the meanness of a solicitous and timorous mind.
Mankind, in general, have courted occasions to display their courage, and frequently, in search of admiration, have presented a spectacle, which to those who have ceased to regard fortitude on its own account, becomes a subject of horror. Scevola held his arm in the fire, to shake the soul of Porsenna. The savage inures his body to the torture, that in the hour of trial he may exult over his enemy. Even the Mussulman tears his flesh to win the heart of his mistress, and comes in gaiety streaming with blood, to shew that he deserves her esteem* .
Some nations carry the practice of inflicting, or of sporting with pain, to a degree that is either cruel or absurd; others regard every prospect of bodily suffering as the greatest of evils; and in the midst of their troubles, imbitter every real affliction, with the terrors of a feeble and dejected imagination. We are not bound to answer for the follies of either, nor, in treating a question which relates to the nature of man, make an estimate of its strength or its weakness, from the habits or apprehensions peculiar to any nation or age.
Whoever has compared together the different conditions and manners of men, under varieties of education or fortune, will be satisfied, that mere situation does not constitute their happiness or misery; nor a diversity of external observances imply any opposition of sentiments on the subject of morality. They express their kindness and their enmity in different actions; but kindness or enmity is still the principal article of consideration in human life. They engage in different pursuits, or acquiesce in different conditions; but act from passions nearly the same. There is no precise measure of accommodation required to suit their conveniency, nor any degree of danger or safety under which they are peculiarly fitted to act. Courage and generosity, fear and envy, are not peculiar to any station or order of men; nor is there any condition in which some of the human race have not shewn, that it is possible to employ, with propriety, the talents and virtues of their species.
What, then, is that mysterious thing called Happiness which may have place in such a variety of stations, and to which circumstances, in one age or nation thought necessary, are in another held to be destructive or of no effect? It is not the succession of mere animal pleasures, which, apart from the occupation or the company in which they engage us, can fill up but a few moments in human life. On too frequent a repetition, those pleasures turn to satiety and disgust; they tear the constitution to which they are applied in excess, and, like the lightning of night, only serve to darken the gloom through which they occasionally break. Happiness is not that state of repose, or that imaginary freedom from care, which at a distance is so frequent an object of desire, but with its approach brings a tedium, or a languor, more unsupportable than pain itself. If the preceding observations on this subject be just, it arises more from the pursuit, than from the attainment of any end whatever; and in every new situation to which we arrive, even in the course of a prosperous life, it depends more on the degree in which our minds are properly employed, than it does on the circumstances in which we are destined to act, on the materials which are placed in our hands, or the tools with which we are furnished.
If this be confessed in respect to that class of pursuits which are distinguished by the name of amusement, and which, in the case of men who are commonly deemed the most happy, occupy the greater part of human life, we may apprehend, that it holds, much more than is commonly suspected, in many cases of business, where the end to be gained, and not the occupation, is supposed to have the principal value.
The miser himself, we are told, can sometimes consider the care of his wealth as a pastime, and has challenged his heir, to have more pleasure in spending, than he in amassing his fortune. With this degree of indifference to what may be the conduct of others; with this confinement of his care to what he has chosen as his own province, more especially if he has conquered in himself the passions of jealousy and envy, which tear the covetous mind; why may not the man whose object is money, be understood to lead a life of amusement and pleasure, not only more entire than that of the spendthrift, but even as much as the virtuoso, the scholar, the man of taste, or any of that class of persons who have found out a method of passing their leisure without offence, and to whom the acquisitions made, or the works produced, in their several ways, perhaps, are as useless as the bag to the miser, or the counter to those who play from mere dissipation at any game of skill or of chance?
We are soon tired of diversions that do not approach to the nature of business; that is, that do not engage some passion, or give an exercise proportioned to our talents, and our faculties. The chace and the gaming-table have each their dangers and difficulties, to excite and employ the mind. All games of contention animate our emulation, and give a species of party-zeal. The mathematician is only to be amused with intricate problems, the lawyer and the casuist with cases that try their subtilty, and occupy their judgment.
The desire of active engagements, like every other natural appetite, may be carried to excess; and men may debauch in amusements, as well as in the use of wine, or other intoxicating liquors. At first, a trifling stake, and the occupation of a moderate passion, may have served to amuse the gamester; but when the drug becomes familiar, it fails to produce its effect: The play is made deep, and the interest increased, to awaken his attention; he is carried on by degrees, and in the end comes to seek for amusement, and to find it only in those passions of anxiety, hope, and despair, which are roused by the hazard into which he has thrown the whole of his fortunes.
If men can thus turn their amusements into a scene more serious and interesting than that of business itself, it will be difficult to assign a reason, why business, and many of the occupations of human life, independent of any distant consequences or future events, may not be chosen as an amusement, and adopted on account of the pastime they bring. This is, perhaps, the foundation on which, without the aid of reflection, the contented and the cheerful have rested the gaiety of their tempers. It is, perhaps, the most solid basis of fortitude which any reflection can lay; and happiness itself is secured by making a certain species of conduct our amusement; and, by considering life in the general estimate of its value, as well on every particular occasion, as a mere scene for the exercise of the mind, and the engagements of the heart. “I will try and attempt every thing,” says Brutus; “I will never cease to recall my country from this state of servility. If the event be favourable, it will prove matter of joy to us all; if not, yet I, notwithstanding, shall rejoice.” Why rejoice in a disappointment? Why not be dejected, when his country was overwhelmed? Because sorrow, perhaps, and dejection, can do no good. Nay, but they must be endured when they come. And whence should they come to me? might the Roman say; I have followed my mind, and can follow it still. Events may have changed the situation in which I am destined to act; but can they hinder my acting the part of a man? Shew me a situation in which a man can neither act nor die, and I will own he is wretched.
Whoever has the force of mind steadily to view human life under this aspect, has only to chuse well his occupations, in order to command that state of enjoyment, and freedom of soul, which probably constitute the peculiar felicity to which his active nature is destined.
The dispositions of men, and consequently their occupations, are commonly divided into two principal classes; the selfish, and the social. The first are indulged in solitude; and if they carry a reference to mankind, it is that of emulation, competition, and enmity. The second incline us to live with our fellow-creatures, and to do them good; they tend to unite the members of society together; they terminate in a mutual participation of their cares and enjoyments, and render the presence of men an occasion of joy. Under this class may be enumerated the passions of the sexes, the affections of parents and children, general humanity, or singular attachments; above all, that habit of the soul by which we consider ourselves as but a part of some beloved community, and as but individual members of some society, whose general welsare is to us the supreme object of zeal, and the great rule of our conduct. This affection is a principle of candour, which knows no partial distinctions, and is confined to no bounds: it may extend its effects beyond our personal acquaintance; it may, in the mind, and in thought, at least, make us feel a relation to the universe, and to the whole creation of God. “Shall any one,” says Antoninus, “love the city of Cecrops, and you not love the city of God?”
No emotion of the heart is indifferent. It is either an act of vivacity and joy, or a feeling of sadness; a transport of pleasure, or a convulsion of anguish: and the exercises of our different dispositions, as well as their gratifications, are likely to prove matter of the greatest importance to our happiness or misery.
The individual is charged with the care of his animal preservation. He may exist in solitude, and, far removed from society, perform many functions of sense, imagination, and reason. He is even rewarded for the proper discharge of those functions; and all the natural exercises which relate to himself, as well as to his fellow-creatures, not only occupy without distressing him, but, in many instances, are attended with positive pleasures, and fill up the hours of life with agreeable occupation.
There is a degree, however, in which we suppose that the care of ourselves becomes a source of painful anxiety and cruel passions; in which it degenerates into avarice, vanity, or pride; and in which, by fostering habits of jealousy and envy, of fear and malice, it becomes as destructive of our own enjoyments, as it is hostile to the welfare of mankind. This evil, however, is not to be charged upon any excess in the care of ourselves, but upon a mere mistake in the choice of our objects. We look abroad for a happiness which is to be found only in the qualities of the heart: We think ourselves dependent on accidents; and are therefore kept in suspense and solicitude: We think ourselves dependent on the will of other men; and are therefore servile and timid: We think our felicity is placed in subjects for which our fellow-creatures are rivals and competitors; and in pursuit of happiness, we engage in those scenes of emulation, envy, hatred, animosity, and revenge, that lead to the highest pitch of distress. We act, in short, as if to preserve ourselves were to retain our weakness, and perpetuate our sufferings. We charge the ills of a distempered imagination, and a corrupt heart, to the account of our fellow-creatures, to whom we refer the pangs of our disappointment or malice; and while we foster our misery, are surprised that the care of ourselves is attended with no better effects. But he who remembers that he is by nature a rational being, and a member of society; that to preserve himself, is to preserve his reason, and to preserve the best feelings of his heart; will encounter with none of these inconveniencies; and in the care of himself, will find subjects only of satisfaction and triumph.
The division of our appetites into benevolent and selfish, has probably, in some degree, helped to mislead our apprehension on the subject of personal enjoyment and private good; and our zeal to prove that virtue is disinterested, has not greatly promoted its cause. The gratification of a selfish desire, it is thought, brings advantage or pleasure to ourselves; that of benevolence terminates in the pleasure or advantage of others: Whereas, in reality, the gratification of every desire is a personal enjoyment, and its value being proportioned to the particular quality or force of the sentiment, it may happen that the same person may reap a greater advantage from the good fortune he has procured to another, than from that he has obtained for himself.
While the gratifications of benevolence, therefore, are as much our own as those of any other desire whatever, the mere exercises of this disposition are, on many accounts, to be considered as the first and the principal constituent of human happiness. Every act of kindness, or of care, in the parent to his child; every emotion of the heart, in friendship or in love, in public zeal, or general humanity, are so many acts of enjoyment and fatisfaction. Pity itself, and compassion, even grief and melancholy, when grafted on some tender affection, partake of the nature of the stock; and if they are not positive pleasures, are at least pains of a peculiar nature, which we do not even with to exchange but for a very real enjoyment, obtained in relieving our object. Even extremes in this class of our dispositions, as they are the reverse of hatred, envy, and malice, so they are never attended with those excruciating anxieties, jealousies, and fears, which tear the interested mind; or if, in reality, any ill passion arise from a pretended attachment to our fellow-creatures, that attachment may be safely condemned, as not genuine. If we be distrustful or jealous, our pretended affection is probably no more than a desire of attention and personal consideration, a motive which frequently inclines us to be connected with our fellow-creatures; but to which we are as frequently willing to sacrifice their happiness. We consider them as the tools of our vanity, pleasure, or interest; not as the parties on whom we may bestow the effects of our good-will, and our love.
A mind devoted to this class of its affections, being occupied with an object that may engage it habitually, is not reduced to court the amusements or pleasures with which persons of an ill temper are obliged to repair their disgusts: And temperance becomes an easy task when gratifications of sense are supplanted by those of the heart. Courage, too, is most easily assumed, or is rather inseparable from that ardour of the mind, in society, friendship, or in public action, which makes us forget subjects of personal anxiety or fear, and attend chiefly to the object of our zeal or affection, not to the trifling inconveniencies, dangers, or hardships, which we ourselves may encounter in striving to maintain it.
It should seem, therefore, to be the happiness of man, to make his social dispositions the ruling spring of his occupations; to state himself as the member of a community, for whose general good his heart may glow with an ardent zeal, to the suppression of those personal cares which are the foundation of painful anxieties, fear, jealousy, and envy; or, as Mr. Pope expresses the same setiment,
We commonly apprehend, that it is our duty to do kindnesses, and our happiness to receive them: but if, in reality, courage, and a heart devoted to the good of mankind, are the constituents of human felicity, the kindness which is done infers a happiness in the person from whom it proceeds, not in him on whom it is bestowed; and the greatest good which men possessed of fortitude and generosity can procure to their fellowcreatures, is a participation of this happy character.
If this be the good of the individual, it is likewise that of mankind; and virtue no longer imposes a task by which we are obliged to bestow upon others that good from which we ourselves refrain; but supposes, in the highest degree, as possessed by ourselves, that state of felicity which we are required to promote in the world. “You will confer the greatest benefit on your city,” says Epictetus, “not by raising the roofs, but by exalting the souls of your fellow-citizens; for it is better that great souls should live in small habitations, than that abject slaves should burrow in great houses† .”
To the benevolent, the satisfaction of others is a ground of enjoyment; and existence itself, in a world that is governed by the wisdom of God, is a blessing. The mind, freed from cares that lead to pusillanimity and meanness, becomes calm, active, fearless, and bold; capable of every enterprise, and vigorous in the exercise of every talent, by which the nature of man is adorned. On this foundation was raised the admirable character, which, during a certain period of their story, distinguished the celebrated nations of antiquity, and rendered familiar and ordinary in their manners, examples of magnanimity, which, under governments less favourable to the public affections, rarely occur; or which, without being much practised, or even understood, are made subjects of admiration and swelling panegyric. “Thus,” says Xenophon, “died Thrasybulus; who indeed appears to have been a good man.” What valuable praise, and how significant to those who know the story of this admirable person! The members of those illustrious states, from the habit of considering themselves as part of a community, or at least as deeply involved with some order of men in the state, were regardless of personal considerations: they had a perpetual view to objects which excite a great ardour in the soul; which led them to act perpetually in the view of their fellow-citizens, and to practise those arts of deliberation, elocution, policy, and war, on which the fortunes of nations, or of men, in their collective body, depend. To the force of mind collected in this career, and to the improvements of wit which were made in pursuing it, these nations owed, not only their magnanimity, and the superiority of their political and military conduct, but even the arts of poetry and literature, which among them were only the inferior appendages of a genius otherwise excited, cultivated, and refined.
To the ancient Greek, or the Roman, the individual was nothing, and the public every thing. To the modern, in too many nations of Europe, the individual is every thing, and the public nothing. The state is merely a combination of departments, in which consideration, wealth, eminence, or power, are offered as the reward of service. It was the nature of modern government, even in its first institution, to bestow on every individual a fixed station and dignity, which he was to maintain for himself. Our ancestors, in rude ages, during the recess of wars from abroad, fought for their personal claims at home, and by their competitions, and the balance of their powers, maintained a kind of political freedom in the state, while private parties were subject to continual wrongs and oppressions. Their posterity, in times more polished, have repressed the civil disorders in which the activity of earlier ages chiefly consisted; but they employ the calm they have gained, not in fostering a zeal for those laws, and that constitution of government, to which they owe their protection, but in practising apart, and each for himself, the several arts of personal advancement, or profit, which their political establishments may enable them to pursue with success. Commerce, which may be supposed to comprehend every lucrative art, is accordingly considered as the great object of nations, and the principal study of mankind.
So much are we accustomed to consider personal fortune as the sole object of care, that even under popular establishments, and in states where different orders of men are summoned to partake in the government of their country, and where the liberties they enjoy cannot be long preserved, without vigilance and activity on the part of the subject; still they, who, in the vulgar phrase, have not their fortunes to make, are supposed to be at a loss for occupation, and betake themselves to solitary pastimes, or cultivate what they are pleased to call a taste for gardening, building, drawing, or musick. With this aid, they endeavour to fill up the blanks of a listless life, and avoid the necessity of curing their languors by any positive service to their country, or to mankind.
The weak or the malicious are well employed in any thing that is innocent, and are fortunate in finding any occupation which prevents the effects of a temper that would prey upon themselves, or upon their fellow-creatures. But they who are blessed with a happy disposition, with capacity and vigour, incur a real debauchery, by having any amusement that occupies an improper share of their time; and are really cheated of their happiness, in being made to believe, that any occupation or pastime is better fitted to amuse themselves, than that which at the same time produces some real good to their fellow-creatures.
This sort of entertainment, indeed, cannot be the choice of the mercenary, the envious, or the malicious. Its value is known only to persons of an opposite temper; and to their experience alone we appeal. Guided by mere disposition, and without the aid of reflection, in business, in friendship, and in public life, they often acquit themselves well; and borne with satisfaction on the tide of their emotions and sentiments, enjoy the present hour, without recollection of the past, or hopes of the future. It is in speculation, not in practice, they are made to discover, that virtue is a task of severity and self-denial.
MAN is, by nature, the member of a community; and when considered in this capacity, the individual appears to be no longer made for himself. He must forego his happiness and his freedom, where these interfere with the good of society. He is only part of a whole; and the praise we think due to his virtue, is but a branch of that more general commendation we bestow on the member of a body, on the part of a fabric, or engine, for being well fitted to occupy its place, and to produce its effect.
If this follow from the relation of a part to its whole, and if the public good be the principal object with individuals, it is likewise true, that the happiness of individuals is the great end of civil society: for, in what sense can a public enjoy any good, if its members, considered apart, be unhappy?
The interests of society, however, and of its members, are easily reconciled. If the individual owe every degree of consideration to the public, he receives, in paying that very consideration, the greatest happiness of which his nature is capable; and the greatest blessing the public can bestow on its members, is to keep them attached to itself. That is the most happy state, which is most beloved by its subjects; and they are the most happy men, whose hearts are engaged to a community, in which they find every object of generosity and zeal, and a scope to the exercise of every talent, and of every virtuous disposition.
After we have thus found general maxims, the greater part of our trouble remains, their just application to particular cases. Nations are different in respect to their extent, numbers of people, and wealth; in respect to the arts they practise, and the accommodations they have procured. These circumstances may not only affect the manners of men; they even, in our esteem, come into competition with the article of manners itself; are supposed to constitute a national felicity, independent of virtue; and give a title, upon which we indulge our own vanity, and that of other nations, as we do that of private men, on the score of their fortunes and honours.
But if this way of measuring happiness, when applied to private men, be ruinous and false, it is so no less when applied to nations. Wealth, commerce, extent of territory, and the knowledge of arts, are, when properly employed, the means of preservation, and the foundations of power. If they fail in part, the nation is weakened; if they were entirely with-held, the race would perish: Their tendency is to maintain numbers of men, but not to constitute happiness. They will accordingly maintain the wretched as well as the happy. They answer one purpose, but are not therefore sufficient for all; and are of little significance, when only employed to maintain a timid, dejected, and servile people.
Great and powerful states are able to overcome and subdue the weak; polished and commercial nations have more wealth, and practise a greater variety of arts, than the rude: But the happiness of men, in all cases alike, consists in the blessings of a candid, an active, and strenuous mind. And if we consider the state of society merely as that into which mankind are led by their propensities, as a state to be valued from its effect in preserving the species, in ripening their talents, and exciting their virtues, we need not enlarge our communities, in order to enjoy these advantages. We frequently obtain them in the most remarkable degree, where nations remain independent, and are of a small extent.
To increase the numbers of mankind, may be admitted as a great and important object: But to extend the limits of any particular state, is not, perhaps, the way to obtain it; while we desire that our fellow-creatures should multiply, it does not follow, that the whole should, if possible, be united under one head. We are apt to admire the empire of the Romans, as a model of national greatness and splendour: But the greatness we admire in this case, was ruinous to the virtue and the happiness of mankind; it was found to be inconsistent with all the advantages which that conquering people had formerly enjoyed in the articles of government and manners.
The emulation of nations proceeds from their division. A cluster of states, like a company of men, find the exercise of their reason, and the test of their virtues, in the affairs they transact, upon a foot of equality, and of separate interest. The measures taken for safety, including great part of the national policy, are relative in every state to what is apprehended from abroad. Athens was necessary to Sparta in the exercise of her virtue, as steel is to flint in the production of fire; and if the cities of Greece had been united under one head, we should never have heard of Epaminondas or Thrasybulus, of Lycurgus or Solon.
When we reason in behalf of our species, therefore, although we may lament the abuses which sometimes arise from independence, and opposition of interest; yet, whilst any degrees of virtue remain with mankind, we cannot wish to crowd, under one establishment, numbers of men who may serve to constitute several; or to commit affairs to the conduct of one senate, one legislative or executive power, which, upon a distinct and separate footing, might furnish an exercise of ability, and a theatre of glory to many.
This may be a subject upon which no determinate rule can be given; but the admiration of boundless dominion is a ruinous error; and in no instance, perhaps, is the real interest of mankind more entirely mistaken.
The measure of enlargement to be wished for in any particular state, is often to be taken from the condition of its neighbours. Where a number of states are contiguous, they should be near an equality, in order that they may be mutually objects of respect and consideration, and in order that they may possess that independence in which the political life of a nation consists.
When the kingdoms of Spain were united, when the great fiefs in France were annexed to the crown, it was no longer expedient for the nations of Great Britain to continue disjoined.
The small republics of Greece, indeed, by their subdivisions, and the balance of their power, found almost in every village the object of nations. Every little district was a nursery of excellent men, and what is now the wretched corner of a great empire, was the field on which mankind have reaped their principal honours. But in modern Europe, republics of a similar extent are like shrubs, under the shade of a taller wood, choaked by the neighbourhood of more powerful states. In their case, a certain disproportion of force frustrates, in a great measure, the advantage of separation. They are like the trader in Poland, who is the more despicable, and the less secure, that he is neither master nor slave.
Independent communities, in the mean time, however weak, are averse to a coalition, not only where it comes with an air of imposition, or unequal treaty, but even where it implies no more than the admission of new members to an equal share of consideration with the old. The citizen has no interest in the annexation of kingdoms; he must find his importance diminished, as the state is enlarged: But ambitious men, under the enlargement of territory, find a more plentiful harvest of power, and of wealth, while government itself is an easier task. Hence the ruinous progress of empire; and hence free nations, under the shew of acquiring dominion, suffer themselves, in the end, to be yoked with the slaves they had conquered.
Our desire to augment the force of a nation is the only pretext for enlarging its territory; but this measure, when pursued to extremes, seldom fails to frustrate itself.
Notwithstanding the advantage of numbers, and superior resources in war, the strength of a nation is derived from the character, not from the wealth, nor from the multitude of its people. If the treasure of a state can hire numbers of men, erect ramparts, and furnish the implements of war; the possessions of the fearful are easily seized; a timorous multitude falls into rout of itself; ramparts may be scaled where they are not defended by valour; and arms are of consequence only in the hands of the brave. The band to which Agesilaus pointed as the wall of his city, made a defence for their country more permanent, and more effectual, than the rock and the cement with which other cities were fortified.
We should owe little to that statesman who were to contrive a defence that might supersede the external uses of virtue. It is wisely ordered for man, as a rational being, that the employment of reason is necessary to his preservation; it is fortunate for him, in the pursuit of distinction, that his personal consideration depends on his character; and it is fortunate for nations, that, in order to be powerful and safe, they must strive to maintain the courage, and cultivate the virtues, of their people. By the use of such means, they at once gain their external ends, and are happy.
Peace and unanimity are commonly considered as the principal foundations of public felicity; yet the rivalship of separate communities, and the agitations of a free people, are the principles of political life, and the school of men. How shall we reconcile these jarring and opposite tenets? It is, perhaps, not necessary to reconcile them. The pacific may do what they can to allay the animosities, and to reconcile the opinions, of men; and it will be happy if they can succeed in repressing their crimes, and in calming the worst of their passions. Nothing, in the mean time, but corruption or slavery can suppress the debates that subsist among men of integrity, who bear an equal part in the administration of state.
A perfect agreement in matters of opinion is not to be obtained in the most select company; and if it were, what would become of society? “The Spartan legislator,” says Plutarch, “appears to have sown the seeds of variance and dissention among his countrymen: he meant that good citizens should be led to dispute; he considered emulation as the brand by which their virtues were kindled; and seemed to apprehend, that a complaisance, by which men submit their opinions without examination, is a principal source of corruption.”
Forms of government are supposed to decide of the happiness or misery of mankind. But forms of government must be varied, in order to suit the extent, the way of subsistence, the character, and the manners of different nations. In some cases, the multitude may be suffered to govern themselves; in others they must be severely restrained. The inhabitants of a village, in some primitive age, may have been safely intrusted to the conduct of reason, and to the suggestion of their innocent views; but the tenants of Newgate can scarcely be trusted, with chains locked to their bodies, and bars of iron fixed to their legs. How is it possible, therefore, to find any single form of government that would suit mankind in every condition?
We proceed, however, in the following section, to point out the distinctions, and to explain the language which occurs in this place, on the head of different models for subordination and government.
IT is a common observation, That mankind were originally equal. They have indeed by nature equal rights to their preservation, and to the use of their talents; but they are fitted for different stations; and when they are classed by a rule taken from this circumstance, they suffer no injustice on the side of their natural rights. It is obvious, that some mode of subordination is as necessary to men as society itself; and this, not only to attain the ends of government, but to comply with an order established by nature.
Prior to any political institution whatever, men are qualified by a great diversity of talents, by a different tone of the soul, and ardour of the passions, to act a variety of parts. Bring them together, each will find his place. They censure or applaud in a body; they consult and deliberate in more select parties; they take or give an ascendant as individuals; and numbers are by this means fitted to act in company, and to preserve their communities, before any formal distribution of office is made.
We are formed to act in this manner; and if we have any doubts with relation to the rights of government in general, we owe our perplexity more to the subtilties of the speculative, than to any uncertainty in the feelings of the heart. Involved in the resolutions of our company, we move with the crowd before we have determined the rule by which its will is collected. We follow a leader, before we have settled the ground of his pretensions, or adjusted the form of his election: and it is not till after mankind have committed many errors in the capacities of magistrate and subject, that they think of making government itself a subject of rules.
If, therefore, in considering the variety of forms under which societies subsist, the casuist is pleased to inquire, What title one man, or any number of men, have to controul his actions? he may be answered, None at all, provided that his actions have no effect to the prejudice of his fellow-creatures; but if they have, the rights of defence, and the obligation to repress the commission of wrongs, belong to collective bodies, as well as to individuals. Many rude nations, having no formal tribunals for the judgment of crimes, assemble, when alarmed by any flagrant offence, and take their measures with the criminal as they would with an enemy.
But will this consideration, which confirms the title to sovereignty, where it is exercised by the society in its collective capacity, or by those to whom the powers of the whole are committed, likewise support the claim to dominion, wherever it is casually lodged, or even where it is only maintained by force?
This question may be sufficiently answered, by observing, that a right to do justice, and to do good, is competent to every individual, or order of men; and that the exercise of this right has no limits but in the defect of power. Whoever, therefore, has power, may employ it to this extent; and no previous convention is required to justify his conduct. But a right to do wrong, or to commit injustice, is an abuse of language, and a contradiction in terms. It is no more competent to the collective body of a people, than it is to any single usurper. When we admit such a prerogative in the case of any sovereign, we can only mean to express the extent of his power, and the force with which he is enabled to execute his pleasure. Such a prerogative is assumed by the leader of banditti at the head of his gang, or by a despotic prince at the head of his troops. When the sword is presented by either, the traveller or the inhabitant may submit from a sense of necessity or fear; but he lies under no obligation from a motive of duty or justice.
The multiplicity of forms, in the mean time, which different societies offer to our view, is almost infinite. The classes into which they distribute their members, the manner in which they establish the legislative and executive powers, the imperceptible circumstances by which they are led to have different customs, and to confer on their governors unequal measures of power and authority, give rise to perpetual distinctions between constitutions the most nearly resembling each other, and give to human affairs a variety in detail, which, in its full extent, no understanding can comprehend, and no memory retain.
In order to have a general and comprehensive knowledge of the whole, we must be determined on this, as on every other subject, to overlook many particulars and singularities, distinguishing different governments; to fix our attention on certain points, in which many agree; and thereby establish a few general heads, under which the subject may be distinctly considered. When we have marked the characteristics which form the general points of co-incidence; when we have pursued them to their consequences in the several modes of legislation, execution, and judicature, in the establishments which relate to police, commerce, religion, or domestic life; we have made an acquisition of knowledge, which, though it does not supersede the necessity of experience, may serve to direct our inquiries, and, in the midst of affairs, give an order and a method for the arrangement of particulars that occur to our observation.
When I recollect what the President Montesquieu has written, I am at a loss to tell, why I should treat of human affairs: But I too am instigated by my reflections, and my sentiments; and I may utter them more to the comprehension of ordinary capacities, because I am more on the level of ordinary men. If it be necessary to pave the way for what follows on the general history of nations, by giving some account of the heads under which various forms of government may be conveniently ranged, the reader should perhaps be referred to what has been already delivered on the subject by this profound politician and amiable moralist. In his writings will be found, not only the original of what I am now, for the sake of order, to copy from him, but likewise probably the source of many observations, which, in different places, I may, under the belief of invention, have repeated, without quoting their author.
The ancient philosophers treated of government commonly under three heads; the Democratic, the Aristocratic, and the Despotic. Their attention was chiefly occupied with the varieties of republican government, and they paid little regard to a very important distinction, which Mr. Montesquieu has made, between despotism and monarchy. He too has considered government as reducible to three general forms; and, “to understand the nature of each,” he observes, “it is sufficient to recal ideas which are familiar with men of the least reflection, who admit three definitions, or rather three facts: That a republic is a state in which the people in a collective body, or a part of the people, possess the sovereign power: That monarchy is that in which one man governs, according to fixed and determinate laws: And a despotism is that in which one man, without law, or rule of administration, by the mere impulse of will or caprice, decides, and carries every thing before him.”
Republics admit of a very material distinction, which is pointed out in the general definition; that between democracy and aristocracy. In the first, supreme power remains in the hands of the collective body. Every office of magistracy, at the nomination of this sovereign, is open to every citizen; who, in the discharge of his duty, becomes the minister of the people, and accountable to them for every object of his trust.
In the second, the sovereignty is lodged in a particular class, or order of men; who, being once named, continue for life; or, by the hereditary distinctions of birth and fortune, are advanced to a station of permanent superiority. From this order, and by their nomination, all the offices of magistracy are filled; and in the different assemblies which they constitute, whatever relates to the legislation, the execution, or jurisdiction, is finally determined.
Mr. Montesquieu has pointed out the sentiments or maxims from which men must be supposed to act under these different governments.
In democracy, they must love equality; they must respect the rights of their fellow-citizens; they must unite by the common ties of affection to the state. In forming personal pretensions, they must be satisfied with that degree of consideration they can procure by their abilities fairly measured with those of an opponent; they must labour for the public without hope of profit; they must reject every attempt to create a personal dependence. Candour, force, and elevation of mind, in short, are the props of democracy; and virtue is the principle of conduct required to its preservation.
How beautiful a pre-eminence on the side of popular government! and how ardently should mankind wish for the form, if it tended to establish the principle, or were, in every instance, a sure indication of its presence!
But perhaps we must have possessed the principle, in order, with any hopes of advantage, to receive the form; and where the first is entirely extinguished, the other may be fraught with evil, if any additional evil deserves to be shunned where men are already unhappy.
At Constantinople or Algiers, it is a miserable spectacle when men pretend to act on a foot of equality: They only mean to shake off the restraints of government, and to seize as much as they can of that spoil, which, in ordinary times, is ingrossed by the master they serve.
It is one advantage of democracy, that the principal ground of distinction being personal qualities, men are classed according to their abilities, and to the merit of their actions. Though all have equal pretensions to power, yet the state is actually governed by a few. The majority of the people, even in their capacity of sovereign, only pretend to employ their senses; to feel, when pressed by national inconveniences, or threatened by public dangers; and with the ardour which is apt to arise in crowded assemblies, to urge the pursuits in which they are engaged, or to repel the attacks with which they are menaced.
The most perfect equality of rights can never exclude the ascendant of superior minds, nor the assemblies of a collective body govern without the direction of select councils. On this account, popular government may be confounded with aristocracy. But this alone does not constitute the character of aristocratical government. Here the members of the state are divided, at least, into two classes; of which one is destined to command, the other to obey. No merits or defects can raise or sink a person from one class to the other. The only effect of personal character is, to procure to the individual a suitable degree of consideration with his own order, not to vary his rank. In one situation he is taught to assume, in another to yield the pre-eminence. He occupies the station of patron or client, and is either the sovereign or the subject of his country. The whole citizens may unite in executing the plans of state, but never in deliberating on its measures, or enacting its laws. What belongs to the whole people under democracy, is here confined to a part. Members of the superior order, are among themselves, possibly, classed according to their abilities, but retain a perpetual ascendant over those of inferior station. They are at once the servants and the masters of the state, and pay, with their personal attendance and with their blood, for the civil or military honours they enjoy.
To maintain for himself, and to admit in his fellow-citizen, a perfect equality of privilege and station, is no longer the leading maxim of the member of such a community. The rights of men are modified by their condition. One order claims more than it is willing to yield; the other must be ready to yield what it does not assume to itself: and it is with good reason that Mr. Montesquieu gives to the principle of such governments the name of moderation, not of virtue.
The elevation of one class is a moderated arrogance; the submission of the other a limited deference. The first must be careful, by concealing the invidious part of their distinction, to palliate what is grievous in the public arrangement, and by their education, their cultivated manners, and improved talents, to appear qualified for the stations they occupy. The other must be taught to yield, from respect and personal attachment, what could not otherwise be extorted by force. When this moderation fails on either side, the constitution totters. A populace enraged to mutiny, may claim the right of equality to which they are admitted in democratical states; or a nobility bent on dominion, may chuse among themselves, or find already pointed out to them, a sovereign, who, by advantages of fortune, popularity, or abilities, is ready to seize for his own family, that envied power which has already carried his order beyond the limits of moderation, and infected particular men with a boundless ambition.
Monarchies have accordingly been found with the recent marks of aristocracy. There, however, the monarch is only the first among the nobles; he must be satisfied with a limited power; his subjects are ranged into classes; he finds on every quarter a pretence to privilege that circumscribes his authority; and he finds a force sufficient to confine his administration within certain bounds of equity, and determinate laws.
Under such governments, however, the love of equality is preposterous, and moderation itself is unnecessary. The object of every rank is precedency, and every order may display its advantages to their full extent. The sovereign himself owes great part of his authority to the sounding titles and the dazzling equipage which he exhibits in public. The subordinate ranks lay claim to importance by a like exhibition, and for that purpose carry in every instant the ensigns of their birth, or the ornaments of their fortune. What else could mark out to the individual the relation in which he stands to his fellow-subjects, or distinguish the numberless ranks that fill up the interval between the state of the sovereign and that of the peasant? Or what else could, in states of a great extent, preserve any appearance of order, among members disunited by ambition and interest, and destined to form a community, without the sense of any common concern?
Monarchies are generally found, where the state is enlarged, in population and in territory, beyond the numbers and dimensions that are consistent with republican government. Together with these circumstances, great inequalities arise in the distribution of property; and the desire of pre-eminence becomes the predominant passion. Every rank would exercise its prerogative, and the sovereign is perpetually tempted to enlarge his own; if subjects, who despair of precedence, plead for equality, he is willing to favour their claims, and to aid them in reducing pretensions, with which he himself is, on many occasions, obliged to contend. In the event of such a policy, many invidious distinctions and grievances peculiar to monarchical government, may, in appearance, be removed; but the state of equality to which the subjects approach is that of slaves, equally dependent on the will of a master, not that of freemen, in a condition to maintain their own.
The principle of monarchy, according to Montesquieu, is honour. Men may possess good qualities, elevation of mind, and fortitude; but the sense of equality, that will bear no incroachment on the personal rights of the meanest citizen; the indignant spirit, that will not court a protection, nor accept as a favour what is due as a right; the public affection, which is founded on the neglect of personal considerations, are neither consistent with the preservation of the constitution, nor agreeable to the habits acquired in any station assigned to its members.
Every condition is possessed of peculiar dignity, and points out a propriety of conduct, which men of station are obliged to maintain. In the commerce of superiors and inferiors, it is the object of ambition, and of vanity, to refine on the advantages of rank; while, to facilitate the intercourse of polite society, it is the aim of good breeding to disguise, or reject them.
Though the objects of consideration are rather the dignities of station than personal qualities; though friendship cannot be formed by mere inclination, nor alliances by the mere choice of the heart; yet men so united, and even without changing their order, are highly susceptible of moral excellence, or liable to many different degrees of corruption. They may act a vigorous part as members of the state, an amiable one in the commerce of private society; or they may yield up their dignity as citizens, even while they raise their arrogance and presumption as private parties.
In monarchy, all orders of men derive their honours from the crown; but they continue to hold them as a right, and they exercise a subordinate power in the state, founded on the permanent rank they enjoy, and on the attachment of those whom they are appointed to lead and protect. Though they do not force themselves into national councils and public assemblies, and though the name of senate is unknown, yet the sentiments they adopt must have weight with the sovereign; and every individual, in his separate capacity, in some measure, deliberates for his country. In whatever does not derogate from his rank, he has an arm ready to serve the community; in whatever alarms his sense of honour, he has aversions and dislikes, which amount to a negative on the will of his prince.
Intangled together by the reciprocal ties of dependence and protection, though not combined by the sense of a common interest, the subjects of monarchy, like those of republics, find themselves occupied as the members of an active society, and engaged to treat with their fellow-creatures on a liberal footing. If those principles of honour which save the individual from servility in his own person, or from becoming an engine of oppression in the hands of another, should fail; if they should give way to the maxims of commerce, to the refinements of a supposed philosophy, or to the misplaced ardours of a republican spirit; if they are betrayed by the cowardice of subjects, or subdued by the ambition of princes; what must become of the nations of Europe?
Despotism is monarchy corrupted, in which a court and a prince in appearance remain, but in which every subordinate rank is destroyed; in which the subject is told, that he has no rights; that he cannot possess any property, nor fill any station, independent of the momentary will of his prince. These doctrines are founded on the maxims of conquest; they must be inculcated with the whip and the sword; and are best received under the terror of chains and imprisonment. Fear, therefore, is the principle which qualifies the subject to occupy his station: and the sovereign, who holds out the ensigns of terror so freely to others, has abundant reason to give this passion a principal place with himself. That tenure which he has devised for the rights of others, is soon applied to his own; and from his eager desire to secure, or to extend his power, he finds it become, like the fortunes of his people, a creature of mere imagination and unsettled caprice.
Whilst we thus, with so much accuracy, can assign the ideal limits that may distinguish constitutions of government, we find them, in reality, both in respect to the principle and the form, variously blended together. In what society are not men classed by external distinctions, as well as personal qualities? In what state are they not actuated by a variety of principles; justice, honour, moderation, and fear? It is the purpose of science not to disguise this confusion in its object, but, in the multiplicity and combination of particulars, to find the principal points which deserve our attention; and which, being well understood, save us from the embarrassment which the varieties of singular cases might otherwise create. In the same degree in which governments require men to act from principles of virtue, of honour, or of fear, they are more or less fully comprised under the heads of republic, monarchy, or despotism, and the general theory is more or less applicable to their particular case.
Forms of government, in fact, mutually approach or recede by many, and often insensible gradations. Democracy, by admitting certain inequalities of rank, approaches to aristocracy. In popular, as well as aristocratical governments, particular men, by their personal authority, and sometimes by the credit of their family, have maintained a species of monarchical power. The monarch is limited in different degrees: even the despotic prince is only that monarch whose subjects claim the fewest privileges, or who is himself best prepared to subdue them by force. All these varieties are but steps in the history of mankind, and mark the fleeting and transient situations through which they have passed, while supported by virtue, or depressed by vice.
Perfect democracy and despotism appear to be the opposite extremes at which constitutions of government farthest recede from each other. Under the first, a perfect virtue is required; under the second, a total corruption is supposed: yet, in point of mere form, there being nothing fixed in the ranks and distinctions of men beyond the casual and temporary possession of power, societies easily pass from a condition in which every individual has an equal title to reign, into one in which they are equally destined to serve. The same qualities in both, courage, popularity, address, and military conduct, raise the ambitious to eminence. With these qualities, the citizen or the slave easily passes from the ranks to the command of an army, from an obscure to an illustrious station. In either, a single person may rule with unlimited sway; and in both, the populace may break down every barrier of order, and restraint of law.
If we suppose that the equality established among the subjects of a despotic state has inspired its members with confidence, intrepidity, and the love of justice; the despotic prince, having ceased to be an object of fear, must sink among the crowd. If, on the contrary, the personal equality which is enjoyed by the members of a democratical state, should be valued merely as an equal pretension to the objects of avarice and ambition, the monarch may start up anew, and be supported by those who mean to share in his profits. When the rapacious and mercenary assemble in parties, it is of no consequence under what leader they inlist, whether Cæsar or Pompey; the hopes of rapine or pay are the only motives from which they become attached to either.
In the disorder of corrupted societies, the scene has been frequently changed from democracy to despotism, and from the last too, in its turn, to the first. From amidst the democracy of corrupt men, and from a scene of lawless confusion, the tyrant ascends a throne with arms reeking in blood. But his abuses, or his weaknesses, in the station he has gained, in their turn awaken and give way to the spirit of mutiny and revenge. The cries of murder and desolation, which in the ordinary course of military government terrified the subject in his private retreat, sound through the vaults, and pierce the grates and iron doors of the seraglio. Democracy seems to revive in a scene of wild disorder and tumult: but both the extremes are but the transient fits of paroxysm or languor in a distempered state.
If men be any where arrived at this measure of depravity, there appears no immediate hope of redress. Neither the ascendancy of the multitude, nor that of the tyrant, will secure the administration of justice: Neither the licence of mere tumult, nor the calm of dejection and servitude, will teach the citizen that he was born for candour and affection to his fellow-creatures. And if the speculative would find that habitual state of war which they are sometimes pleased to honour with the name of the state of nature, they will find it in the contest that subsists between the despotical prince and his subjects, not in the first approaches of a rude and simple tribe to the condition and the domestic arrangement of nations.
[*]Rousseau sur l’origine de l’inegalité parmi les hommes.
[* ]Traité de l’èsprit.
[* ]Latfiau mœurs des sauvages.
[* ]Abulgaze Bahadur Chan; History of the Tartars.
[* ]Collection of Dutch voyages.
[* ]Charlevoix; Hist. of Canada.
[* ]See Charlevoix’s History of Canada.
[* ]Mandeville.
[* ]Mankind, we are told, are devoted to interest; and this, in all commercial nations, is undoubtedly true: But it does not follow, that they are, by their natural dispositions, averse to society and mutual affection: Proofs of the contrary remain, even where interest triumphs most. What must we think of the force of that disposition to compassion, to candour, and good-will, which, notwithstanding the prevailing opinion that the happiness of a man consists in possessing the greatest possible share of riches, preferments, and honours, still keeps the parties who are in competition for those objects, on a tolerable footing of amity, and leads them to abstain even from their own supposed good, when their seizing it appears in the light of a detriment to others? What might we not expect from the human heart in circumstances which prevented this apprehension on the subject of fortune, or under the influence of an opinion as steady and general as the former, that human felicity does not consist in the indulgences of animal appetite, but in those of a benevolent heart; not in fortune or interest, but in the contempt of this very object, in the courage and freedom which arise from this contempt, joined to a resolute choice of conduct, directed to the good of mankind, or to the good of that particular society to which the party belongs?
[* ]Persian Letters.
[* ]Maupertuis; Essai de Morale.
[* ]Life of Lord Herbert.
[* ]Plutarch in Vit. Pyrrh.
[* ]Vertot’s Revolutions of Portugal.
[* ]Letters of the Right Honourable Lady M—y W—M—e.
[* ]The same maxim will apply throughout every part of nature. To love, is to enjoy pleasure. To hate, is to be in pain.
[† ]Mrs. Carter’s translation of the works of Epictetus.
Read all of Part II (On the History of Rude Nations) and most of Part III (Of the History of Policy and Arts) for this session.
Adam Ferguson, An Essay on the History of Civil Society, 5th ed. (London: T. Cadell, 1782). Chapter: PART SECOND.: OF THE HISTORY OF RUDE NATIONS.
Accessed from oll.libertyfund.org/title/1428/19724 on 2008-08-21
The text is in the public domain.
THE history of mankind is confined within a limited period, and from every quarter brings an intimation that human affairs have had a beginning. Nations, distinguished by the possession of arts, and the felicity of their political establishments, have been derived from a feeble original, and still preserve in their story the indications of a slow and gradual progress, by which this distinction was gained. The antiquities of every people, however diversified, and however disguised, contain the same information on this point.
In sacred history, we find the parents of the species, as yet a single pair, sent forth to inherit the earth, and to force a subsistence for themselves amidst the briars and thorns which were made to abound on its surface. Their race, which was again reduced to a few, had to struggle with the dangers that await a weak and infant species; and after many ages elapsed, the most respectable nations took their rise from one or a few families that had pastured their flocks in the desert.
The Grecians derive their own origin from unsettled tribes, whose frequent migrations are a proof of the rude and infant state of their communities; and whose warlike exploits, so much celebrated in story, only exhibit the struggles with which they disputed the possession of a country they afterwards, by their talent for fable, by their arts, and their policy, rendered so famous in the history of mankind.
Italy must have been divided into many rude and feeble cantons, when a band of robbers, as we are taught to consider them, found a secure settlement on the banks of the Tiber, and when a people, yet composed only of one sex, sustained the character of a nation. Rome, for many ages, saw, from her walls, on every side, the territory of her enemies, and found as little to check or to stifle the weakness of her infant power, as she did afterwards to restrain the progress of her extended empire. Like a Tartar or a Scythian horde, which had pitched on a settlement, this nascent community was equal, if not superior, to every tribe in its neighbourhood; and the oak which has covered the field with its shade, was once a feeble plant in the nursery, and not to be distinguished from the weeds by which its early growth was restrained.
The Gauls and the Germans are come to our knowledge with the marks of a similar condition; and the inhabitants of Britain, at the time of the first Roman invasions, resembled, in many things, the present natives of North America: They were ignorant of agriculture; they painted their bodies; and used for clothing the skins of beasts.
Such, therefore, appears to have been the commencement of history with all nations, and in such circumstances are we to look for the original character of mankind. The inquiry refers to a distant period, and every conclusion should build on the facts which are preserved for our use. Our method, notwithstanding, too frequently, is to rest the whole on conjecture; to impute every advantage of our nature to those arts which we ourselves possess; and to imagine, that a mere negation of all our virtues is a sufficient description of man in his original state. We are ourselves the supposed standards of politeness and civilization; and where our own features do not appear, we apprehend, that there is nothing which deserves to be known. But it is probable that here, as in many other cases, we are ill qualified, from our supposed knowledge of causes, to prognosticate effects, or to determine what must have been the properties and operations, even of our own nature, in the absence of those circumstances in which we have seen it engaged. Who would, from mere conjecture, suppose, that the naked savage would be a coxcomb and a gamester? that he would be proud or vain, without the distinctions of title and fortune? and that his principal care would be to adorn his person, and to find an amusement? Even if it could be supposed that he would thus share in our vices, and, in the midst of his forest, vie with the follies which are practised in the town; yet no one would be so bold as to affirm, that he would likewise, in any instance, excel us in talents and virtues; that he would have a penetration, a force of imagination and elocution, an ardour of mind, an affection and courage, which the arts, the discipline, and the policy of few nations would be able to improve. Yet these particulars are a part in the description which is delivered by those who have had opportunities of seeing mankind in their rudest condition: and beyond the reach of such testimony, we can neither safely take, nor pretend to give, information on the subject.
If conjectures and opinions formed at a distance, have not sufficient authority in the history of mankind, the domestic antiquities of every nation must, for this very reason, be received with caution. They are, for most part, the mere conjectures or the fictions of subsequent ages; and even where at first they contained some resemblance of truth, they still vary with the imagination of those by whom they are transmitted, and in every generation receive a different form. They are made to bear the stamp of the times through which they have passed in the form of tradition, not of the ages to which their pretended descriptions relate. The information they bring, is not like the light reflected from a mirrour, which delineates the object from which it originally came; but, like rays that come broken and dispersed from an opaque or unpolished surface, only give the colours and features of the body from which they were last reflected.
When traditionary fables are rehearsed by the vulgar, they bear the marks of a national character; and though mixed with absurdities, often raise the imagination, and move the heart: when made the materials of poetry, and adorned by the skill and the eloquence of an ardent and superior mind, they instruct the understanding, as well as engage the passions. It is only in the management of mere antiquaries, or stript of the ornaments which the laws of history forbid them to wear, that they become even unfit to amuse the fancy, or to serve any purpose whatever.
It were absurd to quote the fable of the Iliad or the Odyssey, the legends of Hercules, Theseus or Œdipus, as authorities in matter of fact relating to the history of mankind; but they may with great justice, be cited to ascertain what were the conceptions and sentiments of the age in which they were composed, or to characterise the genius of that people, with whose imaginations they were blended, and by whom they were fondly re-hearsed and admired.
In this manner fiction may be admitted to vouch for the genius of nations, while history has nothing to offer that is intitled to credit. The Greek fable accordingly conveying a character of its authors, throws light on some ages of which no other record remains. The superiority of this people is indeed in no circumstance more evident than in the strain of their fictions, and in the story of those fabulous heroes, poets, and sages, whose tales, being invented or embellished by an imagination already filled with the subject for which the hero was celebrated, served to inflame that ardent enthusiasm, with which so many different republics afterwards proceeded in the pursuit of every national object.
It was no doubt of great advantage to those nations, that their system of fable was original, and being already received in popular traditions, served to diffuse those improvements of reason, imagination, and sentiment, which were afterwards, by men of the finest talents, made on the fable itself, or conveyed in its moral. The passions of the poet pervaded the minds of the people, and the conceptions of men of genius, being communicated to the vulgar, became the incentives of a national spirit.
A mythology borrowed from abroad, a literature founded on references to a strange country, and fraught with foreign allusions, are much more confined in their use: They speak to the learned alone; and though intended to inform the understanding, and to mend the heart, may, by being confined to a few, have an opposite effect: They may foster conceit on the ruins of common sense, and render what was, at least innocently, sung by the Athenian mariner at his oar, or rehearsed by the shepherd in attending his flock, an occasion of vice, or the foundation of pedantry and scholastic pride.
Our very learning, perhaps, where its influence extends, serves, in some measure, to depress our national spirit. Our literature being derived from nations of a different race, who flourished at a time when our ancestors were in a state of barbarity, and consequently, when they were despised by those who had attained to the literary arts, has given rise to a humbling opinion, that we ourselves are the offspring of mean and contemptible nations, with whom the human imagination and sentiment had no effect, till the genius was in a manner inspired by examples, and directed by lessons that were brought from abroad. The Romans, from whom our accounts are chiefly derived, have admitted, in the rudeness of their own ancestors, a system of virtues, which all simple nations perhaps equally possess; a contempt of riches, love of their country, patience of hardship, danger, and fatigue. They have, notwithstanding, vilified our ancestors for having resembled their own; at least, in the defect of their arts, and in the neglect of conveniences which those arts are employed to procure.
It is from the Greek and the Roman historians, however, that we have not only the most authentic and instructive, but even the most engaging representations of the tribes from whom we descend. Those sublime and intelligent writers understood human nature, and could collect its features, and exhibit its characters, in every situation. They were ill succeeded in this task by the early historians of modern Europe; who, generally bred to the profession of monks, and confined to the monastic life, applied themselves to record what they were pleased to denominate facts, while they suffered the productions of genius to perish, and were unable, either by the matter they selected, or the style of their compositions, to give any representation of the active spirit of mankind in any condition. With them, a narration was supposed to constitute history, whilst it did not convey any knowledge of men; and history itself was allowed to be complete, while, amidst the events and the succession of princes that are recorded in the order of time, we are left to look in vain for those characteristics of the understanding and the heart, which alone, in every human transaction, render the story either engaging or useful.
We therefore willingly quit the history of our early ancestors, where Cæsar and Tacitus have dropped them; and perhaps, till we come within the reach of what is connected with present affairs, and makes a part in the system on which we now proceed, have little reason to expect any subject to interest or inform the mind. We have no reason, however, from hence to conclude, that the matter itself was more barren, or the scene of human affairs less interesting, in modern Europe, than it has been on every stage where mankind were engaged to exhibit the movements of the heart, the efforts of generosity, magnanimity, and courage.
The trial of what those ages contained, is not even fairly made, when men of genius and distinguished abilities, with the accomplishments of a learned and a polished age, collect the materials they have found, and, with the greatest success, connect the story of illiterate ages with transactions of a later date: It is difficult even for them, under the names which are applied in a new state of society, to convey a just apprehension of what mankind were, in situations so different, and in times so remote from their own.
In deriving from historians of this character the instruction which their writings are fit to bestow, we are frequently to forget the general terms that are employed, in order to collect the real manners of an age from the minute circumstances that are occasionally presented. The titles of Royal and Noble were applicable to the families of Tarquin, Collatinus, and Cincinnatus; but Lucretia was employed in domestic industry with her maids, and Cincinnatus followed the plough. The dignities, and even the offices, of civil society, were known many ages ago, in Europe, by their present appellations; but we find in the history of England, that a king and his court being assembled to solemnize a festival, an outlaw, who had subsisted by robbery, came to share in the feast. The King himself arose to force this unworthy guest from the company; a scuffle ensued between them; and the King was killed* . A chancellor and prime minister, whose magnificence and sumptuous furniture were the subject of admiration and envy, had his apartments covered every day in winter with clean straw and hay, and in summer with green rushes or boughs. Even the sovereign himself, in those ages, was provided with forage for his bed* . These picturesque features, and characteristical strokes of the times, recal the imagination from the supposed distinction of monarch and subject, to that state of rough familiarity in which our ancestors lived, and under which they acted, with a view to objects, and on principles of conduct, which we seldom comprehend, when we are employed to record their transactions, or to study their characters.
Thucydides, notwithstanding the prejudice of his country against the name of Barbarian, understood that it was in the customs of barbarous nations he was to study the more ancient manners of Greece.
The Romans might have found an image of their own ancestors, in the representations they have given of ours: and if ever an Arab clan shall become a civilized nation, or any American tribe escape the poison which is administered by our traders of Europe, it may be from the relations of the present times, and the descriptions which are now given by travellers, that such a people, in after-ages, may best collect the accounts of their origin. It is in their present condition that we are to behold, as in a mirrour, the features of our own progenitors; and from thence we are to draw our conclusions with respect to the influence of situations, in which we have reason to believe that our fathers were placed.
What should distinguish a German or a Briton, in the habits of his mind or his body, in his manners or apprehensions, from an American, who, like him, with his bow and his dart, is left to traverse the forest; and in a like severe or variable climate, is obliged to subsist by the chace?
If, in advanced years, we would form a just notion of our progress from the cradle, we must have recourse to the nursery; and from the example of those who are still in the period of life we mean to describe, take our representation of past manners, that cannot, in any other way, be recalled.
FROM one to the other extremity of America; from Kamschatka westward to the river Oby; and from the Northern sea, over that length of country, to the confines of China, of India, and Persia; from the Caspian to the Red Sea, with little exception, and from thence over the inland continent and the western shores of Africa; we every where meet with nations on whom we bestow the appellations of barbarous or savage. That extensive tract of the earth, containing so great a variety of situation, climate, and soil, should, in the manners of its inhabitants, exhibit all the diversities which arise from the unequal influence of the sun, joined to a different nourishment and manner of life. Every question, however, on this subject, is premature, till we have first endeavoured to form some general conception of our species in its rude state, and have learned to distinguish mere ignorance from dulness, and the want of arts from the want of capacity.
Of the nations who dwell in those, or any other of the less cultivated parts of the earth, some intrust their subsistence chiefly to hunting, fishing, or the natural produce of the soil. They have little attention to property, and scarcely any beginnings of subordination or government. Others, having possessed themselves of herbs, and depending for their provision on pasture, know what it is to be poor and rich. They know the relations of patron and client, of servant and master, and by the measures of fortune determine their station. This distinction must create a material difference of character, and may furnish two separate heads, under which to consider the history of mankind in their rudest state; that of the savage, who is not yet acquainted with property; and that of the barbarian, to whom it is, although not ascertained by laws, a principal object of care and desire.
It must appear very evident, that property is a matter of progress. It requires, among other particulars, which are the effects of time, some method of defining possession. The very desire of it proceeds from experience; and the industry by which it is gained, or improved, requires such a habit of acting with a view to distant objects, as may overcome the present disposition either to sloth or to enjoyment. This habit is slowly acquired, and is in reality a principal distinction of nations in the advanced state of mechanic and commercial arts.
In a tribe which subsists by hunting and fishing, the arms, the utensils, and the fur, which the individual carries, are to him the only subjects of property. The food of to-morrow is yet wild in the forest, or hid in the lake; it cannot be appropriated before it is caught; and even then, being the purchase of numbers, who fish or hunt in a body, it accrues to the community, and is applied to immediate use, or becomes an accession to the stores of the public.
Where savage nations, as in most parts of America, mix with the practice of hunting some species of rude agriculture, they still follow, with respect to the soil and the fruits of the earth, the analogy of their principal object. As the men hunt, so the women labour together; and, after they have shared the toils of the seed-time, they enjoy the fruits of the harvest in common. The field in which they have planted, like the district over which they are accustomed to hunt, is claimed as a property by the nation, but is not parcelled in lots to its members. They go forth in parties to prepare the ground, to plant, and to reap. The harvest is gathered into the public granary, and from thence, at stated times, is divided into shares for the maintenance of separate families* . Even the returns of the market, when they trade with foreigners, are brought home to the stock of the nation† .
As the fur and the bow pertain to the individual, the cabbin and its utensils are appropriated to the family; and as the domestic cares are committed to the women, so the property of the household seems likewise to be vested in them. The children are considered as pertaining to the mother, with little regard to descent on the father’s side. The males, before they are married, remain in the cabbin in which they are born; but after they have formed a new connection with the other sex, they change their habitation, and become an accession to the family in which they have found their wives. The hunter and the warrior are numbered by the matron as a part of her treasure; they are reserved for perils and trying occasions; and in the recess of public councils, in the intervals of hunting or war, are maintained by the cares of the women, and loiter about in mere amusement or sloth* .
While one sex continue to value themselves chiefly on their courage, their talent for policy, and their warlike atchievements, this species of property which is bestowed on the other, is, in reality, a mark of subjection; not, as some writers allege, of their having acquired an ascendant* . It is the care and trouble of a subject with which the warrior does not chuse to be embarrassed. It is a servitude, and a continual toil, where no honours are won; and they whose province it is, are in fact the slaves and the helots of their country. If in this destination of the sexes, while the men continue to indulge themselves in the contempt of sordid and mercenary arts, the cruel establishment of slavery is for some ages deferred; if, in this tender, though unequal alliance, the affections of the heart prevent the severities practised on slaves; we have in the custom itself, as perhaps in many other instances, reason to prefer the first suggestions of nature, to many of her after-refinements.
If mankind, in any instance, continue the article of property on the footing we have now represented, we may easily credit what is further reported by travellers, that they admit of no distinctions of rank or condition; and that they have in fact no degree of subordination different from the distribution of function, which follows the differences of age, talents, and dispositions. Personal qualities give an ascendant in the midst of occasions which require their exertion; but in times of relaxation, leave no vestige of power or prerogative. A warrior who has led the youth of his nation to the slaughter of their enemies, or who has been foremost in the chace, returns upon a level with the rest of his tribe; and when the only business is to sleep, or to feed, can enjoy no pre-eminence; for he sleeps and he feeds no better than they.
Where no profit attends dominion, one party is as much averse to the trouble of perpetual command, as the other is to the mortification of perpetual submission: “I love victory, I love great actions,” says Montesquieu, in the character of Sylla; “but have no relish for the languid detail of pacific government, or the pageantry of high station.” He has touched perhaps what is a prevailing sentiment in the simplest state of society, when the weakness of motive suggested by interest, and the ignorance of any elevation not founded on merit, supplies the place of disdain.
The character of the mind, however, in this state, is not founded on ignorance alone. Men are conscious of their equality, and are tenacious of its rights. Even when they follow a leader to the field, they cannot brook the pretensions to a formal command: they listen to no orders; and they come under no military engagements, but those of mutual fidelity, and equal ardour in the enterprise* .
This description, we may believe, is unequally applicable to different nations, who have made unequal advances in the establishment of property. Among the Carribbees, and the other natives of the warmer climates in America, the dignity of chieftain is hereditary, or elective, and continued for life: the unequal distribution of property creates a visible subordination* . But among the Iroquois, and other nations of the temperate zone, the titles of magistrate and subject, of noble and mean, are as little known as those of rich and poor. The old men, without being invested with any coercive power, employ their natural authority in advising or in prompting the resolutions of their tribe: the military leader is pointed out by the superiority of his manhood and valour: the statesman is distinguished only by the attention with which his counsel is heard: the warrior by the confidence with which the youth of his nation follow him to the field: and if their concerts must be supposed to constitute a species of political government, it is one to which no language of ours can be applied. Power is no more than the natural ascendancy of the mind; the discharge of office no more than a natural exercise of the personal character; and while the community acts with an appearance of order, there is no sense of disparity in the breast of any of its members† .
In these happy, though informal proceedings, where age alone gives a place in the council; where youth, ardour, and valour in the field, give a title to the station of leader; where the whole community is assembled on any alarming occasion, we may venture to say, that we have found the origin of the senate the executive power, and the assembly of the people; institutions for which ancient legislators have been so much renowned. The senate among the Greeks, as well as the Latins, appears, from the etymology of its name, to have been originally composed of elderly men. The military leader at Rome, in a manner not unlike to that of the American warrior, proclaimed his levies, and the citizen prepared for the field, in consequence of a voluntary engagement. The suggestions of nature, which directed the policy of nations in the wilds of America, were followed before on the banks of the Eurotas and the Tyber; and Lycurgus and Romulus found the model of their institutions, where the members of every rude nation find the earliest mode of uniting their talents, and combining their forces.
Among the North-American nations, every individual is independent; but he is engaged by his affections and his habits in the cares of a family. Families, like so many separate tribes, are subject to no inspection or government from abroad; whatever passes at home, even bloodshed and murder, are only supposed to concern themselves. They are, in the mean time, the parts of a canton; the women assemble to plant their maize; the old men go to council; the huntsman and the warrior joins the youth of his village in the field. Many such cantons assemble to constitute a national council, or to execute a national enterprise. When the Europeans made their first settlements in America, six such nations had formed a league, had their amphyctiones or states-general, and, by the firmness of their union and the ability of their councils, had obtained an ascendant from the mouth of the St. Laurence to that of the Mississippi* . They appeared to understand the objects of the confederacy, as well as those of the separate nation; they studied a balance of power; the statesman of one country watched the designs and proceedings of another; and occasionally threw the weight of his tribe into a different scale. They had their alliances and their treaties, which, like the nations of Europe, they maintained, or they broke, upon reasons of state; and remained at peace from a sense of necessity or expediency, and went to war upon any emergence of provocation or jealousy.
Thus, without any settled form of government, or any bond of union, but what resembled more the suggestion of instinct, than the invention of reason, they conducted themselves with the concert and the force of nations. Foreigners, without being able to discover who is the magistrate, or in what manner the senate is composed, always find a council with whom they may treat, or a band of warriors with whom they may fight. Without police or compulsory laws, their domestic society is conducted with order, and the absence of vicious dispositions, is a better security than any public establishment for the suppression of crimes.
Disorders, however, sometimes occur, especially in times of debauch, when the immoderate use of intoxicating liquors, to which they are extremely addicted, suspends the ordinary caution of their demeanour, and, inflaming their violent passions, engages them in quarrels and blood-shed. When a person is slain, his murderer is seldom called to an immediate account: but he has a quarrel to sustain with the family and the friends; or, if a stranger, with the countrymen of the deceased; sometimes even with his own nation at home, if the injury committed be of a kind to alarm the society. The nation, the canton, or the family endeavour, by presents, to atone for the offence of any of their members; and, by pacifying the parties aggrieved, endeavour to prevent what alarms the community more than the first disorder, the subsequent effects of revenge and animosity* . The shedding of blood, however, if the guilty person remain where he has committed the crime, seldom escapes unpunished: The friend of the deceased knows how to disguise, though not to suppress, his resentment; and even after many years have elapsed, is sure to repay the injury that was done to his kindred or his house.
These considerations render them cautious and circumspect, put them on their guard against their passions, and give to their ordinary deportment an air of phlegm and composure superior to what is possessed among polished nations. They are, in the mean time, affectionate in their carriage, and in their conversations, pay a mutual attention and regard, says Charlevoix, more tender and more engaging, than what we prosess in the ceremonial of polished societies.
This writer has observed, that the nations among whom he travelled in North America, never mentioned acts of generosity or kindness under the notion of duty. They acted from affection, as they acted from appetite, without regard to its consequences. When they had done a kindness, they had gratified a desire; the business was finished, and it passed from the memory. When they received a favour, it might, or it might not, prove the occasion of friendship: If it did not, the parties appeared to have no apprehensions of gratitude, as a duty by which the one was bound to make a return, or the other entitled to reproach the person who had failed in his part. The spirit with which they give or receive presents, is the same which Tacitus observed among the ancient Germans: They delight in them, but do not consider them as matter of obligation* . Such gifts are of little consequence, except when employed as the seal of a bargain or treaty.
It was their favourite maxim, That no man is naturally indebted to another; that he is not, therefore, obliged to bear with any imposition, or unequal treatment† . Thus, in a principle apparently fullen and inhospitable, they have discovered the foundation of justice, and observe its rules, with a steadiness and candour which no cultivation has been found to improve. The freedom which they give in what relates to the supposed duties of kindness and friendship, serves only to engage the heart more entirely, where it is once possessed with affection. We love to chuse our object without any restraint, and we consider kindness itself as a task, when the duties of friendship are exacted by rule. We therefore, by our demand for attentions, rather corrupt than improve the system of morality; and by our exactions of gratitude, and our frequent proposals to enforce its observance, we only shew that we have mistaken its nature; we only give symptoms of that growing sensibility to interest, from which we measure the expediency of friendship and generosity itself; and by which we would introduce the spirit of traffic into the commerce of affection. In consequence of this proceeding, we are often obliged to decline a favour, with the same spirit that we throw off a servile engagement, or reject a bribe. To the unrefined savage every favour is welcome, and every present received without reserve or reflection.
The love of equality, and the love of justice, were originally the same: And although, by the constitution of different societies, unequal privileges are bestowed on their members; and although justice itself requires a proper regard to be paid to such privileges; yet he who has forgotten that men were originally equal, easily degenerates into a slave; or, in the capacity of a master, is not to be trusted with the rights of his fellow creatures. This happy principle gives to the mind its sense of independence, renders it indifferent to the favours which are in the power of other men, checks it in the commission of injuries, and leaves the heart open to the affections of generosity and kindness. It gives to the untutored American that sentiment of candour, and of regard to the welfare of others, which, in some degree, softens the arrogant pride of his carriage, and in times of confidence and peace, without the assistance of government or law, renders the approach and commerce of strangers secure.
Among this people, the foundations of honour are eminent abilities, and great fortitude; not the distinctions of equipage and fortune: The talents in esteem are such as their situation leads them to employ, the exact knowledge of a country, and stratagem in war. On these qualifications, a captain among the Caribbees underwent an examination. When a new leader was to be chosen, a scout was sent forth to traverse the forests which led to the enemy’s country, and upon his return, the candidate was desired to find the track in which he had travelled. A brook, or a fountain, was named to him on the frontier, and he was desired to find the nearest path to a particular station, and to plant a stake in the place* . They can, accordingly, trace a wild beast, or the human foot, over many leagues of a pathless forest, and find their way across a woody and uninhabited continent, by means of refined observations, which escape the traveller who has been accustomed to different aids. They steer in slender canoes, across stormy seas, with a dexterity equal to that of the most experienced pilot† . They carry a penetrating eye for the thoughts and intentions of those with whom they have to deal; and when they mean to deceive, they cover themselves with arts which the most subtile can seldom elude. They harangue in their public councils with a nervous and a figurative elocution; and conduct themselves in the management of their treaties with a perfect discernment of their national interests.
Thus being able masters in the detail of their own affairs, and well qualified to acquit themselves on particular occasions, they study no science, and go in pursuit of no general principles. They even seem incapable of attending to any distant consequences, beyond those they have experienced in hunting or war. They intrust the provision of every season to itself; consume the fruits of the earth in summer; and, in winter, are driven in quest of their prey, through woods, and over deserts covered with snow. They do not form in one hour those maxims which may prevent the errors of the next; and they fail in those apprehensions, which, in the intervals of passion, produce ingenuous shame, compassion, remorse, or a command of appetite. They are seldom made to repent of any violence; nor is a person, indeed, thought accountable in his sober mood, for what he did in the heat of a passion, or in a time of debauch.
Their superstitions are groveling and mean: And did this happen among rude nations alone, we could not sufficiently admire the effects of politeness; but it is a subject on which few nations are intitled to censure their neighbours. When we have considered the superstitions of one people, we find little variety in those of another. They are but a repetition of similar weaknesses and absurdities, derived from a common source, a perplexed apprehension of invisible agents, that are supposed to guide all precarious events to which human foresight cannot extend.
In what depends on the known or the regular course of nature, the mind trusts to itself; but in strange and uncommon situations, it is the dupe of its own perplexity, and, instead of relying on its prudence or courage, has recourse to divination, and a variety of observances, that, for being irrational are always the more revered. Superstition being founded in doubts and anxiety, is fostered by ignorance and mystery. Its maxims, in the mean time, are not always confounded with those of common life; nor does its weakness or folly always prevent the watchfulness, penetration, and courage, men are accustomed to employ in the management of common affairs. A Roman consulting futurity by the pecking of birds, or a king of Sparta inspecting the entrails of a beast, Mithridates consulting his women on the interpretation of his dreams, are examples sufficient to prove, that a childish imbecility on this subject is consistent with the greatest military and political conduct.
Confidence in the effect of charms is not peculiar to any age or nation. Few, even of the accomplished Greeks and Romans, were able to shake off this weakness. In their case, it was not removed by the highest measures of civilization. It has yielded only to the light of true religion, or to the study of nature, by which we are led to substitute a wife Providence operating by physical causes, in the place of phantoms that terrify or amuse the ignorant.
The principal point of honour among the rude nations of America, as indeed in every instance where mankind are not greatly corrupted, is fortitude. Yet their way of maintaining this point of honour, is very different from that of the nations of Europe. Their ordinary method of making war is by ambuscade; and they strive, by over-reaching an enemy, to commit the greatest slaughter, or to make the greatest number of prisoners, with the least hazard to themselves. They deem it a folly to expose their own persons in assaulting an enemy, and do not rejoice in victories which are stained with the blood of their own people. They do not value themselves, as in Europe, on defying their enemy upon equal terms. They even boast, that they approach like foxes, or that they fly like birds, not less than they devour like lions. In Europe, to fall in battle is accounted an honour; among the natives of America, it is reckoned disgraceful* . They reserve their fortitude for the trials they abide when attacked by surprize, or when fallen into their enemies hands; and when they are obliged to maintain their own honour, and that of their own nation, in the midst of torments that require efforts of patience more than of valour.
On these occasions, they are far from allowing it to be supposed that they wish to decline the conflict. It is held infamous to avoid it, even by a voluntary death; and the greatest affront which can be offered to a prisoner, is to refuse him the honours of a man, in the manner of his execution: “With-hold,” says an old man, in the midst of his torture, “the stabs of your knife; rather let me die by fire, that those dogs, your allies, from beyond the seas, may learn to suffer like men* .” With terms of defiance, the victim, in those solemn trials, commonly excites the animosity of his tormentors, as well as his own; and whilst we suffer for human nature, under the effect of its errors, we must admire its force.
The people with whom this practice prevailed, were commonly desirous of repairing their own losses, by adopting prisoners of war into their families; and even, in the last moment, the hand which was raised to torment, frequently gave the sign of adoption, by which the prisoner became the child or the brother of his enemy, and came to share in all the privileges of a citizen. In their treatment of those who suffered, they did not appear to be guided by principles of hatred or revenge: they observed the point of honour in applying as well as in bearing their torments; and, by a strange kind of affection and tenderness, were directed to be most cruel where they intended the highest respect: the coward was put to immediate death by the hands of women: the valiant was supposed to be intitled to all the trials of fortitude that men could invent or employ: “It gave me joy,” says an old man to his captive, “that so gallant a youth was allotted to my share: I proposed to have placed you on the couch of my nephew, who was slain by your countrymen; to have transferred all my tenderness to you; and to have solaced my age in your company: But, maimed and mutilated as you now appear, death is better than life: Prepare yourself therefore to die like a man* .”
It is perhaps with a view to these exhibitions, or rather in admiration of fortitude, the principle from which they proceed, that the Americans are so attentive, in their earliest years, to harden their nerves† . The children are taught to vie with each other in bearing the sharpest torments; the youth are admitted into the class of manhood, after violent proofs of their patience; and leaders are put to the test by famine, burning, and suffocation‡ .
It might be apprehended, that among rude nations, where the means of subsistence are procured with so much difficulty, the mind could never raise itself above the consideration of this subject; and that man would, in this condition, give examples of the meanest and most mercenary spirit. The reverse, however, is true. Directed in this particular by the desires of nature, men, in their simplest state, attend to the objects of appetite no further than appetite requires; and their desires of fortune extend no further than the meal which gratifies their hunger: they apprehend no superiority of rank in the possession of wealth, such as might inspire any habitual principle of covetousness, vanity, or ambition: they can apply to no task that engages no immediate passion, and take pleasure in no occupation that affords no dangers to be braved, and no honours to be won.
It was not among the ancient Romans alone that commercial arts, or a sordid mind, were held in contempt. A like spirit prevails in every rude and independent society. “I am a warrior, and not a merchant,” said an American to the governor of Canada, who proposed to give him goods in exchange for some prisoners he had taken; “your cloaths and utensils do not tempt me; but my prisoners are now in your power, and you may seize them: If you do, I must go forth and take more prisoners, or perish in the attempt; and if that chance should befal me, I shall die like a man; but remember, that our nation will charge you as the cause of my death* .” With these apprehensions, they have an elevation, and a stateliness of carriage, which the pride of nobility, where it is most revered by polished nations, seldom bestows.
They are attentive to their persons, and employ much time, as well as endure great pain, in the methods they take to adorn their bodies, to give the permanent stains with which they are coloured, or preserve the paint, which they are perpetually repairing, in order to appear with advantage.
Their aversion to every sort of employment which they hold to be mean, makes them pass great part of their time in idleness or sleep; and a man who, in pursuit of a wild beast, or to surprise his enemy, will traverse a hundred leagues on snow, will not, to procure his food, submit to any species of ordinary labour. “Strange,” says Tacitus, “that the same person should be so much averse to repose, and so much addicted to sloth† .”
Games of hazard are not the invention of polished ages; men of curiosity have looked for their origin, in vain, among the monuments of an obscure antiquity; and it is probable that they belonged to times too remote and too rude even for the conjectures of antiquarians to reach. The very savage brings his furs, his utensils, and his beads, to the hazard-table: He finds here the passions and agitations which the applications of a tedious industry could not excite: And while the throw is depending, he tears his hair, and beats his breast, with a rage which the more accomplished gamester has sometimes learned to repress: He often quits the party naked and stripped of all his possessions; or where slavery is in use, stakes his freedom to have one chance more to recover his former loss* .
With all these infirmities, vices, or respectable qualities, belonging to the human species in its rudest state; the love of society, friendship, and public affection, penetration, eloquence, and courage, appear to have been its original properties, not the subsequent effects of device or invention. If mankind are qualified to improve their manners, the materials to be improved were furnished by nature; and the effect of this improvement is not to inspire the sentiments of tenderness and generosity, nor to bestow the principal constituents of a respectable character, but to obviate the casual abuses of passion; and to prevent a mind, which feels the best dispositions in their greatest force, from being at times likewise the sport of brutal appetite, and of ungovernable violence.
Were Lycurgus employed anew to find a plan of government for the people we have described, he would find them, in many important particulars, prepared by nature herself to receive his institutions. His equality in matters of property being already established, he would have no faction to apprehend from the opposite interests of the poor and the rich; his senate, his assembly of the people, is constituted; his discipline is in some measure adopted, and the place of his helots is supplied by the task allotted to one of the sexes. With all these advantages, he would still have had a very important lesson for civil society to teach, that by which a few learn to command, and the many are taught to obey: He would have all his precautions to take against the future intrusion of mercenary arts, the admiration of luxury, and the passion for interest: He would still perhaps have a more difficult task than any of the former, in teaching his citizens the command of appetite, and an indifference to pleasure, as well as a contempt of pain; in teaching them to maintain in the field the formality of uniform precautions, and as much to avoid being themselves surprized, as they endeavour to surprize their enemy.
For want of these advantages, rude nations in general, though they are patient of hardship and fatigue, though they are addicted to war, and are qualified by their stratagem and valour to throw terror into the armies of a more regular enemy; yet, in the course of a continual struggle, always yield to the superior arts, and the discipline of more civilized nations. Hence the Romans were able to over-run the provinces of Gaul, Germany, and Britain; and hence the Europeans have a growing ascendency over the nations of Africa and America.
On the credit of a superiority which certain nations possess, they think that they have a claim to dominion; and even Cæsar appears to have forgotten what were the passions, as well as the rights of mankind, when he complained, that the Britons, after having sent him a submissive message to Gaul, perhaps to prevent his invasion, still pretended to fight for their liberties, and to oppose his descent on their island* .
There is not, perhaps, in the whole description of mankind, a circumstance more remarkable than that mutual contempt and aversion which nations, under a different state of commercial arts, bestow on each other. Addicted to their own pursuits, and considering their own condition as the standard of human felicity, all nations pretend to the preference, and in their practice give sufficient proof of sincerity. Even the savage, still less than the citizen, can be made to quit that manner of life in which he is trained: He loves that freedom of mind which will not be bound to any task, and which owns no superior: However tempted to mix with polished nations, and to better his fortune, the first moment of liberty brings him back to the woods again; he droops and he pines in the streets of the populous city; he wanders dissatisfied over the open and the cultivated field; he seeks the frontier and the forest, where, with a constitution prepared to undergo the hardships and the difficulties of the situation, he enjoys a delicious freedom from care, and a seducing society, where no rules of behaviour are prescribed, but the simple dictates of the heart.
IT was a proverbial imprecation in use among the hunting nations on the confines of Siberia, That their enemy might be obliged to live like a Tartar, and have the folly of troubling himself with the charge of cattle* . Nature, it seems, in their apprehension, by storing the woods and the desert with game, rendered the task of the herdsman unnecessary, and left to man only the trouble of selecting and of seizing his prey.
The indolence of mankind, or rather their aversion to any application in which they are not engaged by immediate instinct and passion, retards the progress of industry and of impropriation. It has been found, however, even while the means of subsistence are left in common, and the stock of the public is yet undivided, that property is apprehended in different subjects; that the fur and the bow belong to the individual; and the cottage, with its furniture, are appropriated to the family.
When the parent begins to desire a better provision for his children than is found under the promiscuous management of many copartners, when he has applied his labour and his skill apart, he aims at an exclusive possession, and seeks the property of the soil, as well as the use of its fruits.
When the individual no longer finds among his associates the same inclination to commit every subject to public use, he is seized with concern for his personal fortune; and is alarmed by the cares which every person entertains for himself. He is urged as much by emulation and jealousy, as by the sense of necessity. He suffers considerations of interest to rest on his mind, and when every present appetite is sufficiently gratified, he can act with a view to futurity, or rather finds an object of vanity in having amassed what is become a subject of competition, and a matter of universal esteem. Upon this motive, where violence is restrained, he can apply his hand to lucrative arts, confine himself to a tedious task, and wait with patience for the distant returns of his labour.
Thus mankind acquire industry by many and by slow degrees. They are taught to regard their interest; they are restrained from rapine; and they are secured in the possession of what they fairly obtain; by these methods the habits of the labourer, the mechanic, and the trader, are gradually formed. A hoard, collected from the simple productions of nature, or a herd of cattle, are, in every rude nation, the first species of wealth. The circumstances of the soil, and the climate, determine whether the inhabitant shall apply himself chiefly to agriculture or pasture; whether he shall fix his residence, or be moving continually about with all his possessions.
In the west of Europe; in America, from south to north, with a few exceptions; in the torrid zone, and every where within the warmer climates; mankind have generally applied themselves to some species of agriculture, and have been disposed to settlement. In the north and middle region of Asia, they depended entirely on their herds, and were perpetually shifting their ground in search of new pasture. The arts which pertain to settlement have been practised, and variously cultivated, by the inhabitants of Europe. Those which are consistent with perpetual migration, have, from the earliest accounts of history, remained nearly the same with the Scythian or Tartar. The tent pitched on a moveable carriage, the horse applied to every purpose of labour, and of war, of the dairy, and of the butcher’s stall, from the earliest to the latest accounts, have made up the riches and equipage of this wandering people.
But in whatever way rude nations subsist, there are certain points in which, under the first impressions of property, they nearly agree. Homer either lived with a people in this stage of their progress, or found himself engaged to exhibit their character. Tacitus had made them the subject of a particular treatise; and if this be an aspect under which mankind deserve to be viewed, it must be confessed, that we have singular advantages in collecting their features. The portrait has already been drawn by the ablest hands, and gives, at one view, in the writings of these celebrated authors, whatever has been scattered in the relations of historians, or whatever we have opportunities to observe in the actual manners of men, who still remain in a similar state.
In passing from the condition we have described, to this we have at present in view, mankind still retain many marks of their earliest character. They are still averse to labour, addicted to war, admirers of fortitude, and, in the language of Tacitus, more lavish of their blood than of their sweat* . They are fond of fantastic ornaments in their dress, and endeavour to fill up the listless intervals of a life addicted to violence, with hazardous sports, and with games of chance. Every servile occupation they commit to women or slaves. But we may apprehend, that the individual having now found a separate interest, the bands of society must become less firm, and domestic disorders more frequent. The members of every community, being distinguished among themselves by unequal possessions, the ground of a permanent and palpable subordination is laid.
These particulars accordingly take place among mankind, in passing from the savage to what may be called the barbarous state. Members of the same community enter into quarrels of competition or revenge. They unite in the following leaders, who are distinguished by their fortunes, and by the lustre of their birth. They join the desire of spoil with the love of glory; and from an opinion, that what is acquired by force justly pertains to the victor, they become hunters of men, and bring every contest to the decision of the sword.
Every nation is a band of robbers, who prey without restraint, or remorse, on their neighbours. Cattle, says Achilles, may be seized in every field; and the coasts of the Ægean sea were accordingly pillaged by the heroes of Homer, for no other reason than because those heroes chose to possess themselves of the brass and iron, the cattle, the slaves, and the women, which were found among the nations around them.
A Tartar mounted on his horse, is an animal of prey, who only inquires where cattle are to be found, and how far he must go to possess them. The monk, who had fallen under the displeasure of Mangu Chan, made his peace, by promising, that the Pope, and the Christian princes, should make a surrender of all their herds* .
A similar spirit reigned, without exception, in all the barbarous nations of Europe, Asia, and Africa. The antiquities of Greece and Italy, and the fables of every ancient poet, contain examples of its force. It was this spirit that brought our ancestors first into the provinces of the Roman empire; and that afterward, more perhaps than their reverence for the cross, led them to the East, to share with the Tartars in the spoils of the Saracen empire.
From the descriptions contained in the last section, we may incline to believe, that mankind, in their simplest state, are on the eve of erecting republics. Their love of equality, their habit of assembling in public councils, and their zeal for the tribe to which they belong, are qualifications that fit them to act under that species of government; and they seem to have but a few steps to make, in order to reach its establishment. They have only to define the numbers of which their councils shall consist, and to settle the forms of their meeting: They have only to bestow a permanent authority for repressing disorders, and to enact a few rules in favour of that justice they have already acknowledged, and from inclination so strictly observe.
But these steps are far from being so easily made, as they appear on a slight or a transient view. The resolution of chusing, from among their equals, the magistrate to whom they give from thenceforward a right to controul their own actions, is far from the thoughts of simple men; and no persuasion, perhaps, could make them adopt this measure, or give them any sense of its use.
Even after nations have chosen a military leader they do not intrust him with any species of civil authority. The captain, among the Caribbees did not pretend to decide in domestic disputes; the terms jurisdiction and government were unknown in their tongue* .
Before this important change was admitted, men must be accustomed to the distinction of ranks; and before they are sensible that subordination is requisite, they must have arrived at unequal conditions by chance. In desiring property, they only mean to secure their subsistence; but the brave who lead in war, have likewise the largest share in its spoils. The eminent are fond of devising hereditary honours; and the multitude, who admire the parent, are ready to extend their esteem to his offspring.
Possessions descend, and the lustre of family grows brighter with age. Hercules, who perhaps was an eminent warrior, became a god with posterity, and his race was set apart for royalty and sovereign power. When the distinctions of fortune and those of birth are conjoined, the chieftain enjoys a pre-eminence, as well at the feast as in the field. His followers take their place in subordinate stations; and instead of considering themselves as parts of a community, they rank as the followers of a chief, and take their designation from the name of their leader. They find a new object of public affection, in defending his person, and in supporting his station; they lend of their substance to form his estate; they are guided by his smiles and his frowns; and court, as the highest distinction, a share in the feast which their own contributions have furnished.
As the former state of mankind seemed to point at democracy, this seems to exhibit the rudiments of monarchical government. But it is yet far short of that establishment which is known in after-ages by the name of monarchy. The distinction between the leader and the follower, the prince and the subject, is still but imperfectly marked: Their pursuits and occupations are not different; their minds are not unequally cultivated; they feed from the same dish; they sleep together on the ground; the children of the King, as well as those of the subject, are employed in tending the flock; and the keeper of the swine was a prime counsellor at the court of Ulysses.
The chieftain, sufficiently distinguished from his tribe, to excite their admiration, and to flatter their vanity by a supposed affinity to his noble descent, is the object of their veneration, not of their envy: He is considered as the common bond of connection, not as their common master; is foremost in danger, and has a principal share in their troubles: His glory is placed in the number of his attendants, in his superior magnanimity and valour; that of his followers, in being ready to shed their blood in his service* .
The frequent practice of war tends to strengthen the bands of society, and the practice of depredation itself engages men in trials of mutual attachment and courage. What threatened to ruin and overset every good disposition in the human breast, what seemed to banish justice from the societies of men, tends to unite the species in clans and fraternities; formidable, indeed, and hostile to one another, but, in the domestic society of each, faithful, disinterested, and generous. Frequent dangers, and the experience of fidelity and valour, awaken the love of those virtues, render them a subject of admiration, and endear their possessors.
Actuated by great passions, the love of glory, and the desire of victory; roused by the menaces of an enemy, or stung with revenge; in suspense between the prospects of ruin or conquest, the barbarian spends every moment of relaxation in sloth. He cannot descend to the pursuits of industry or mechanical labour: The beast of prey is a sluggard; the hunter and the warrior sleeps, while women or slaves are made to toil for his bread. But shew him a quarry at a distance, he is bold, impetuous, artful, and rapacious: No bar can withstand his violence, and no fatigue can allay his activity.
Even under this description, mankind are generous and hospitable to strangers, as well as kind, affectionate, and gentle, in their domestic society* . Friendship and enmity are to them terms of the greatest importance: They mingle not their functions together; they have singled out their enemy, and they have chosen their friend. Even in depredation, the principal object is glory; and spoil is considered as the badge of victory. Nations and tribes are their prey: The solitary travelier, by whom they can acquire only the reputation of generosity, is suffered to pass unhurt, or is treated with splendid munificence.
Though distinguished into small cantons under their several chieftains, and for the most part separated by jealousy and animosity; yet when pressed by wars and formidable enemies, they sometimes unite in greater bodies. Like the Greeks in their expedition to Troy, they follow some remarkable leader, and compose a kingdom of many separate tribes. But such coalitions are merely occasional; and even during their continuance, more resemble a republic than monarchy. The inferior chieftains reserve their importance, and intrude, with an air of equality, into the councils of their leader, as the people of their several clans commonly intrude upon them* . Upon what motive indeed could we suppose, that men who live together in the greatest familiarity, and amongst whom the distinctions of rank are so obscurely marked, would resign their personal sentiments and inclinations, or pay an implicit submission to a leader who can neither overawe nor corrupt?
Military force must be employed to extort, or the hire of the venal to buy, that engagement which the Tartar comes under to his prince, when he promises, “That he will go where he shall be commanded; that he will come when he shall be called; that he will kill whoever is pointed out to him; and, for the future, that he will consider the voice of the King as a sword† .”
These are the terms to which even the stubborn heart of the barbarian has been reduced, in consequence of a despotism he himself had established; and men have, in that low state of the commercial arts, in Europe, as well as in Asia, tasted of political slavery. When interest prevails in every breast, the sovereign and his party cannot escape the infection: He employs the force with which he is intrusted, to turn his people into a property, and to command their possessions for his profit or his pleasure. If riches are by any people made the standard of good or of evil, let them beware of the powers they intrust to their prince. “With the Suiones,” says Tacitus, “riches are in high esteem; and this people are accordingly disarmed, and reduced to slavery* .”
It is in this woful condition that mankind, being slavish, interested, insidious, deceitful, and bloody, bear marks, if not of the least curable, surely of the most lamentable sort of corruption† . Among them, war is the mere practice of rapine, to enrich the individual; commerce is turned into a system of snares and impositions; and government by turns oppressive or weak.
It were happy for the human race, when guided by interest, and not governed by laws, that being split into nations of a moderate extent, they found in every canton some natural bar to its farther enlargement, and met with occupation enough in maintaining their independence, without being able to extend their dominion.
There is not disparity of rank, among men in rude ages, sufficient to give their communities the form of legal monarchy; and in a territory of considerable extent, when united under one head, the warlike and turbulent spirit of its inhabitants seems to require the bridle of despotism and military force. Where any degree of freedom remains, the powers of the prince are, as they were in most of the rude monarchies of Europe, extremely precarious, and depend chiefly on his personal character: Where, on the contrary, the powers of the prince are above the controul of his people, they are likewise above the restrictions of justice. Rapacity and terror become the predominant motives of conduct, and form the character of the only parties into which mankind are divided, that of the oppressor, and that of the oppressed.
This calamity threatened Europe for ages, under the conquest and settlement of its new inhabitants* . It has actually taken place in Asia, where similar conquests have been made; and even without the ordinary opiates of effeminacy, or a servile weakness, founded on luxury, it has surprized the Tartar on his wain, in the rear of his herds. Among this people, in the heart of a great continent, bold and enterprising warriors arose: They subdued by surprize, or superior abilities, the contiguous hordes; they gained, in their progress, accessions of numbers and of strength; and, like a torrent increasing as it descends, became too strong for any bar that could be opposed to their passage. The conquering tribe, during a succession of ages, furnished the prince with his guards; and while they themselves were allowed to share in its spoils, were the voluntary tools of oppression. In this manner has despotism and corruption found their way into regions so much renowned for the wild freedom of nature: A power which was the terror of every effeminate province is disarmed, and the nursery of nations is itself gone to decay* .
Where rude nations escape this calamity, they require the exercise of foreign wars to maintain domestic peace; when no enemy appears from abroad, they have leisure for private feuds, and employ that courage in their dissensions at home, which, in time of war, is employed in defence of their country.
“Among the Gauls,” says Cæsar, “there are subdivisions, not only in every nation, and in every district and village, but almost in every house, every one must fly to some patron for protection* . In this distribution of parties, not only the feuds of clans, but the quarrels of families, even the differences and competitions of individuals, are decided by force. The sovereign, when unassisted by superstition, endeavours in vain to employ his jurisdiction, or to procure a submission to the decisions of law. By a people who are accustomed to owe their possessions to violence, and who despise fortune itself without the reputation of courage, no umpire is admitted but the sword. Scipio offered his arbitration to terminate the competition of two Spaniards in a disputed succession: “That,” said they, “we have already refused to our relations: We do not submit our difference to the judgement of men; and even among the gods, we appeal to Mars alone† .”
It is well known that the nations of Europe carried this mode of proceeding to a degree of formality unheard-of in other parts of the world: The civil and criminal judge could, in most cases, do no more than appoint the lists, and leave the parties to decide their cause by the combat: they apprehended that the victor had a verdict of the gods in his favour: and when they dropped in any instance this extraordinary form of process, they substituted in its place some other more capricious appeal to chance; in which they likewise thought that the judgment of the gods was declared.
The fierce nations of Europe were even fond of the combat as an exercise and a sport. In the absence of real quarrels, companions challenged each other to a trial of skill, in which one of them frequently perished. When Scipio celebrated the funeral of his father and his uncle, the Spaniards came in pairs to fight, and, by a public exhibition of their duels, to increase the solemnity* .
In this wild and lawless state, where the effects of true religion would have been so desirable, and so salutary, superstition frequently disputes the ascendant even with the admiration of valour; and an order of men, like the Druids among the ancient Gauls and Britons† , or some pretender to divination, as at the Cape of Good Hope, finds, in the credit which is paid to his sorcery, a way to the possession of power: His magic wand comes in competition with the sword itself; and, in the manner of the Druids, gives the first rudiments of civil government to some, or, like the supposed descendent of the Sun among the Natchez, and the Lama among the Tartars, to others, an early taste of despotism and absolute slavery.
We are generally at a loss to conceive how mankind can subsist under customs and manners extremely different from our own; and we are apt to exaggerate the misery of barbarous times, by an imagination of what we ourselves should suffer in a situation to which we are not accustomed. But every age hath its consolations, as well as its sufferings* . In the interval of occasional outrages, the friendly intercourse of men, even in their rudest condition, is affectionate and happy† . In rude ages, the persons and properties of individuals are secure; because each has a friend, as well as an enemy; and if the one is disposed to molest, the other is ready to protect; and the very admiration of valour, which in some instances tends to sanctify violence, inspires likewise certain maxims of generosity and honour, that tend to prevent the commission of wrongs.
Men bear with the defects of their policy, as they do with hardships and inconveniencies in their manner of living. The alarms and the fatigues of war become a necessary recreation to those who are accustomed to them, and who have the tone of their passions raised above less animating or trying occasions. Old men, among the courtiers of Attila, wept when they heard of heroic deeds, which they themselves could no longer perform* . And among the Celtic nations, when age rendered the warrior unfit for his former toils, it was the custom, in order to abridge the languors of a listless and inactive life, to sue for death at the hands of his friends† .
With all this ferocity of spirit, the rude nations of the West were subdued by the policy and more regular warfare of the Romans. The point of honour which the barbarians of Europe adopted as individuals, exposed them to a peculiar disadvantage, by rendering them, even in their national wars, averse to assailing their enemy by surprise, or taking the benefit of stratagem; and though separately bold and intrepid, yet, like other rude nations, they were, when assembled in great bodies, addicted to superstition, and subject to panics.
They were, from a consciousness of their personal courage and force, sanguine on the eve of battle; they were, beyond the bounds of moderation, elated on success, and dejected in adversity; and being disposed to consider every event as a judgment of the gods, they were never qualified by an uniform application of prudence to make the most of their forces, to repair their misfortunes, or to improve their advantages.
Resigned to the government of affection and passion, they were generous and faithful where they had fixed an attachment; implacable, froward, and cruel, where they had conceived a dislike: addicted to debauchery, and the immoderate use of intoxicating liquors, they deliberated on the affairs of state in the heat of their riot; and in the same dangerous moments, conceived the designs of military enterprise, or terminated their domestic dissensions by the dagger or the sword.
In their wars they preferred death to captivity. The victorious armies of the Romans, in entering a town by assault, or in forcing an incampment, have found the mother in the act of destroying her children, that they might not be taken; and the dagger of the parent, red with the blood of his family, ready to be plunged at last into his own breast* .
In all these particulars, we perceive that vigour of spirit, which renders disorder itself respectable, and which qualifies men, if fortunate in their situation, to lay the basis of domestic liberty, as well as to maintain against foreign enemies their national independence and freedom.
[* ]Hume’s History, ch. 8. p. 278.
[* ]Hume’s History, ch. 8. p. 73.
[* ]History of the Caribbees.
[† ]Charlevoix. This account of Rude Nations, in most points of importance, so far as it relates to the original North-Americans, is not founded so much on the testimony of this or of the other writers cited, as it is on the concurring representations of living witnesses, who, in the course of trade, of war, and of treaties, have had ample occasion to observe the manners of that people. It is necessary, however, for the sake of those who may not have conversed with the living witnesses, to refer to printed authorities.
[* ]Lafitau.
[* ]Lafitau.
[* ]Charlevoix.
[* ]Wafer’s Account of the Isthmus of Darien.
[† ]Colden’s History of the Five Nations.
[* ]Lafitau, Charlevoix, Colden, &c.
[* ]Lafitau.
[* ]Muneribus gaudent, sed nec data imputant, nec acceptis obligantur.
[† ]Charlevoix.
[* ]Lafitau.
[† ]Charlevoix.
[* ]Charlevoix.
[* ]Colden.
[* ]Charlevoix.
[† ]Ib. This writer says, that he has seen a boy and a girl, having bound their naked arms together, place a burning coal between them, to try who could endure it longest.
[‡ ]Lafitau.
[* ]Charlevoix.
[† ]Mira diversitas naturæ, ut idem homines sic ament inertiam & oderint quietem.
[* ]Tacitus, Lafitau, Charlevoix.
[* ]Cæsar questus, quod quum ultro in continentem legatis missis pacem a se petissent, bellum sine causa intulissent. Lib. 4.
[* ]Abulgaze’s Genealogical History of the Tartars.
[* ]Pigrum quin immo et iners videtur, sudore acquirere quod possis sanguine parare.
[* ]Rubruquis.
[* ]History of the Caribbees.
[* ]Tacitus de moribus Germanorum.
[* ]Jean du Plan Carpen. Rubruquis, Cæsar, Tacit.
[* ]Kolbe: Description of the Cape of Good Hope.
[† ]Simon de St. Quintin.
[* ]De moribus Germanorum.
[† ]Chardin’s Travels.
[* ]See Hume’s History of the Tudors. — There seemed to be nothing wanting to establish a perfect despotism in that house, but a few regiments of troops under the command of the Crown.
[* ]See the History of the Huns.
[* ]De Bello Gallico, lib. 6.
[† ]Livy.
[* ]Livy, Lib. 3.
[† ]Cæsar.
[* ]Priscus, when employed on an embassy to Attila, was accosted in Greek, by a person who wore the dress of a Scythi n. Having expressed surprize, and being desirous to know the cause of his stay in so wild a company, was told, that this Greek had been a captive, and for some time a slave, till he obtained his liberty in reward of some remarkable action. “I live more happily here,” says he, “than ever I did under the Roman government: For they who live with the Scythians, if they can endure the fatigues of war, have nothing else to molest them; they enjoy their possessions undisturbed: Whereas you are continually a prey to foreign enemies, or to bad government; you are forbid to carry arms in your own defence; you suffer from the remissness and ill conduct of those who are appointed to protect you; the evils of peace are even worse than those of war; no punishment is ever inflicted on the powerful or the rich; no mercy is shown to the poor; although your institutions were wisely devised, yet, in the management of corrupted men, their effects are pernicious and cruel.” Excerpta de legationibus.
[† ]D’Arvieux’s History of the Wild Arabs.
[* ]D’Arvieux’s History of the wild Arabs.
[* ]Liv. lib. xli. 11. Dio Cass.
Adam Ferguson, An Essay on the History of Civil Society, 5th ed. (London: T. Cadell, 1782). Chapter: PART THIRD.: OF THE HISTORY OF POLICY AND ARTS.
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WHAT we have hitherto observed on the condition and manners of nations, though chiefly derived from what has passed in the temperate climates, may, in some measure, be applied to the rude state of mankind in every part of the earth: But if we intend to pursue the history of our species in its further attainments, we may soon enter on subjects which will confine our observation to narrower limits. The genius of political wisdom, and of civil arts, appears to have chosen his seats in particular tracts of the earth, and to have selected his favourites in particular races of men.
Man, in his animal capacity, is qualified to subsist in every climate. He reigns with the lion and the tyger under the equatorial heats of the sun, or he associates with the bear and the rain-deer beyond the polar system. His versatile disposition fits him to assume the habits of either condition, or his talent for arts enables him to supply its defects. The intermediate climates, however, appear most to favour his nature; and in whatever manner we account for the fact, it cannot be doubted, that this animal has always attained to the principal honours of his species within the temperate zone. The arts, which he has on this scene repeatedly invented, the extent of his reason, the fertility of his fancy, and the force of his genius in literature, commerce, policy, and war, sufficiently declare either a distinguished advantage of situation, or a natural superiority of mind.
The most remarkable races of men, it is true, have been rude before they were polished. They have in some cases returned to rudeness again: And it is not from the actual possession of arts, science, or policy, that we are to pronounce of their genius.
There is a vigour, a reach of capacity, and a sensibility of mind, which may characterize as well the savage as the citizen, the slave as well as the master; and the same powers of the mind may be turned to a variety of purposes. A modern Greek, perhaps, is mischievous, slavish, and cunning, from the same animated temperament that made his ancestor ardent, ingenious, and bold, in the camp, or in the council of his nation. A modern Italian is distinguished by sensibility, quickness, and art, while he employs on trifles the capacity of an ancient Roman; and exhibits now, in the scene of amusement, and in the search of a frivolous applause, that fire, and those passions, with which Gracchus burned in the forum, and shook the assemblies of a severer people.
The commercial and lucrative arts have been, in some climates, the principal object of mankind, and have been retained through every disaster; in others, even under all the fluctuations of fortune, they have still been neglected; while in the temperate climates of Europe and Asia, they have had their ages of admiration as well as contempt.
In one state of society arts are slighted, from that very ardour of mind, and principle of activity, by which, in another, they are practised with the greatest success. While men are ingrossed by their passions, heated and roused by the struggles and dangers of their country; while the trumpet sounds, or the alarm of social engagement is rung, and the heart beats high, it were a mark of dulness, or of an abject spirit, to find leisure for the study of ease, or the pursuit of improvements, which have mere convenience or ease for their object.
The frequent vicissitudes and reverses of fortune, which nations have experienced on that very ground where the arts have prospered, are probably the effects of a busy, inventive, and versatile spirit, by which men have carried every national change to extremes. They have raised the fabric of despotic empire to its greatest height, where they had best understood the foundations of freedom. They perished in the flames which they themselves had kindled; and they only, perhaps, were capable of displaying, by turns, the greatest improvements, or the lowest corruptions, to which the human mind can be brought.
On this scene, mankind have twice, within the compass of history, ascended from rude beginnings to very high degrees of refinement. In every age, whether destined by its temporary disposition to build or to destroy, they have left the vestiges of an active and vehement spirit. The pavement and the ruins of Rome are buried in dust, shaken from the feet of barbarians, who trod with contempt on the refinements of luxury, and spurned those arts, the use of which it was reserved for the posterity of the same people to discover and to admire. The tents of the wild Arab are even now pitched among the ruins of magnificent cities; and the waste fields which border on Palestine and Syria, are perhaps become again the nursery of infant nations. The chieftain of an Arab tribe, like the founder of Rome, may have already fixed the roots of a plant that is to flourish in some future period, or laid the foundations of a fabric, that will attain to its grandeur in some distant age.
Great part of Africa has been always unknown; but the silence of fame, on the subject of its revolutions, is an argument, where no other proof can be found, of weakness in the genius of its people. The torrid zone, every where round the globe, however known to the geographer, has furnished few materials for history; and though in many places supplied with the arts of life in no contemptible degree, has no where matured the more important projects of political wisdom, nor inspired the virtues which are connected with freedom, and which are required in the conduct of civil affairs.
It was indeed in the torrid zone that mere arts of mechanism and manufacture were found, among the inhabitants of the new world, to have made the greatest advance: It is in India, and in the regions of this hemisphere, which are visited by the vertical sun, that the arts of manufacture, and the practice of commerce, are of the greatest antiquity, and have survived, with the smallest diminution, the ruins of time, and the revolutions of empire.
The sun, it seems, which ripens the pine-apple and the tamarind, inspires a degree of mildness that can even assuage the rigours of despotical government: and such is the effect of a gentle and pacific disposition in the natives of the East, that no conquest, no irruption of barbarians, terminates, as they did among the stubborn natives of Europe, by a total destruction of what the love of ease and of pleasure had produced.
Transferred, without any great struggle, from one master to another, the natives of India are ready, upon every change, to pursue their industry, to acquiesce in the enjoyment of life, and the hopes of animal pleasure: the wars of conquest are not prolonged to exasperate the parties engaged in them, or to desolate the land for which those parties contend: even the barbarous invader leaves untouched the commercial settlement which has not provoked his rage: though master of opulent cities, he only incamps, in their neighbourhood, and leaves to his heirs the option of entering, by degrees, on the pleasures, the vices, and the pageantries which his acquisitions afford: his successors, still more than himself, are disposed to foster the hive, in proportion as they taste more of its sweets; and they spare the inhabitant, together with his dwelling, as they spare the herd or the stall, of which they are become the proprietors.
The modern description of India is a repetition of the ancient, and the present state of China is derived from a distant antiquity, to which there is no parallel in the history of mankind. The succession of monarchs has been changed; but no revolutions have affected the state. The African and the Samoide are not more uniform in their ignorance and barbarity, than the Chinese and the Indian, if we may credit their own story, have been in the practice of manufacture, and in the observance of a certain police, which was calculated only to regulate their traffic, and to protect them in their application to servile or lucrative arts.
If we pass from these general representations of what mankind have done, to the more minute description of the animal himself, as he has occupied different climates, and is diversified in his temper, complexion, and character, we shall find a variety of genius corresponding to the effects of his conduct, and the result of his story.
Man, in the perfection of his natural faculties, is quick and delicate in his sensibility; extensive and various in his imaginations and reflections; attentive, penetrating, and subtile, in what relates to his fellow-creatures; firm and ardent in his purposes; devoted to friendship or to enmity; jealous of his independence and his honour, which he will not relinquish for safety or for profit: under all his corruptions or improvements, he retains his natural sensibility, if not his force; and his commerce is a blessing or a curse, according to the direction his mind has received.
But under the extremes of heat or of cold, the active range of the human soul appears to be limited; and men are of inferior importance, either as friends, or as enemies. In the one extreme, they are dull and slow, moderate in their desires, regular and pacific in their manner of life; in the other, they are feverish in their passions, weak in their judgments, and addicted by temperament to animal pleasure. In both the heart is mercenary, and makes important concessions for childish bribes: in both the spirit is prepared for sevitude: In the one it is subdued by fear of the future; in the other it is not roused even by its sense of the present.
The nations of Europe who would settle or conquer on the south or the north of their own happier climates, find little resistance: they extend their dominion at pleasure, and find no where a limit but in the ocean, and in the satiety of conquest. With few of the pangs and the struggles that precede the reduction of nations, mighty provinces have been successively annexed to the territory of Russia; and its sovereign, who accounts within his domain, entire tribes, with whom perhaps none of his emissaries have ever conversed, dispatched a few geometers to extend his empire, and thus to execute a project, in which the Romans were obliged to employ their consuls and their legions* . These modern conquerors complain of rebellion, where they meet with repugnance; and are surprised at being treated as enemies, where they come to impose their tribute.
It appears, however, that on the shores of the Eastern sea, they have met with nations† who have questioned their title to reign, and who have considered the requisition of a tax as the demand of effects for nothing. Here perhaps may be found the genius of ancient Europe, and under its name of ferocity, the spirit of national independence‡ ; that spirit which disputed its ground in the West with the victorious armies of Rome, and baffled the attempts of the Persian monarchs to comprehend the villages of Greece within the bounds of their extensive dominion.
The great and striking diversities which obtain betwixt the inhabitants of climates far removed from each other, are, like the varieties of other animals in different regions, easily observed. The horse and the rain-deer are just emblems of the Arab and the Laplander: the native of Arabia, like the animal for whose race his country is famed, whether wild in the woods, or tutored by art, is lively, active, and servent in the exercise on which he is bent. This race of men, in their rude state, fly to the desert for freedom, and in roving bands alarm the frontiers of empire, and strike a terror in the province to which their moving encampments advance* . When roused by the prospect of conquest, or disposed to act on a plan, they spread their dominion, and their system of imagination, over mighty tracts of the earth: when possessed of property and of settlement, they set the example of a lively invention, and superior ingenuity, in the practice of arts, and the study of science. The Laplander, on the contrary, like the associate of his climate, is hardy, indefatigable, and patient of famine; dull rather than tame; serviceable in a particular tract; and incapable of change. Whole nations continue from age to age in the same condition, and, with immoveable phlegm, submit to the appellations of Dane, of Swede, or of Muscovite, according to the land they inhabit; and suffer their country to be severed like a common, by the line on which those nations have traced their limits of empire.
It is not in the extremes alone that these varieties of genius may be clearly distinguished. Their continual change keeps pace with the variations of climate with which we suppose them connected: and though certain degrees of capacity, penetration and ardour, are not the lot of entire nations, nor the vulgar properties of any people; yet their unequal frequency, and unequal measure, in different countries, are sufficiently manifest from the manners, the tone of conversation, the talent for business, amusement, and the literary composition, which predominate in each.
It is to the Southern nations of Europe, both ancient and modern, that we owe the invention and embellishment of that mythology, and those early traditions, which continue to furnish the materials of fancy, and the field of poetic allusion. To them we owe the romantic tales of chivalry, as well as the subsequent models of a more rational style, by which the heart and the imagination are kindled, and the understanding informed.
The fruits of industry have abounded most in the North, and the study of science has here received its most solid improvements: The efforts of imagination and sentiment were most frequent and most successful in the South. While the shores of the Baltic became famed for the studies of Copernicus, Tycho Brahe, and Kepler, those of the Mediterranean were celebrated for giving birth to men of genius in all its variety, and for having abounded with poets and historians, as well as with men of science.
On one side, learning took its rise from the heart and the fancy; on the other, it is still confined to the judgment and the memory. A faithful detail of public transactions, with little discernment of their comparative importance; the treaties and the claims of nations, the births and genealogies of princes, are, in the literature of Northern nations, amply preserved; while the lights of the understanding, and the feelings of the heart, are suffered to perish. The history of the human character; the interesting memoir, founded no less on the careless proceedings of a private life, than on the formal transactions of a public station; the ingenious pleasantry, the piercing ridicule, the tender, pathetic, or the elevated strain of elocution, have been confined in modern, as well as ancient times, with a few exceptions, to the same latitudes with the fig and the vine.
These diversities of natural genius, if real, must have great part of their foundation in the animal frame: And it has been often observed, that the vine flourishes, where, to quicken the ferments of the human blood, its aids are the least required. While spirituous liquors are, among southern nations, from a sense of their ruinous effects, prohibited; or from a love of decency, and the possession of a temperament sufficiently warm, not greatly desired; they carry in the North a peculiar charm, while they awaken the mind, and give a taste of that lively fancy and ardour of passion, which the climate is found to deny.
The melting desires, or the fiery passions, which in one climate take place between the sexes, are in another changed into a sober consideration, or a patience of mutual disgust. This change is remarked in crossing the Mediterranean, in following the course of the Mississippi, in ascending the mountains of Caucasus, and in passing from the Alps and the Pyrenees to the shores of the Baltic.
The female sex domineers on the frontier of Louisiana, by the double engine of superstition, and of passion. They are slaves among the native inhabitants of Canada, and are chiefly valued for the toils they endure, and the domestic service they yield* .
The burning ardours, and the torturing jealousies of the seraglio and the haram, which have reigned so long in Asia and Africa, and which, in the southern parts of Europe, have scarcely given way to the difference of religion and civil establishments, are found, however, with an abatement of heat in the climate, to be more easily changed, in one latitude, into a temporary passion which ingrosses the mind, without enfeebling it, and excites to romantic atchievements: By a farther progress to the north, it is changed into a spirit of gallantry, which employs the wit and the fancy more than the heart; which prefers intrigue to enjoyment; and substitutes affectation and vanity, where sentiment and desire have failed. As it departs from the sun, the same passion is farther composed into a habit of domestic connection, or frozen into a state of insensibility, under which the sexes at freedom scarcely chuse to unite their society.
These variations of temperament and character do not indeed correspond with the number of degrees that are measured from the equator to the pole; nor does the temperature of the air itself depend on the latitude. Varieties of soil and position, the distance or neighbourhood of the sea, are known to affect the atmosphere, and may have signal effects in composing the animal frame.
The climates of America, though taken under the same parallel, are observed to differ from those of Europe. There, extensive marshes, great lakes, aged, decayed, and crouded forests, with the other circumstances that mark an uncultivated country, are supposed to replenish the air with heavy and noxious vapours, that give a double asperity to the winter; and during many months, by the frequency and continuance of fogs, snow, and frost, carry the inconveniencies of the frigid zone far into the temperate. The Samoiede and the Laplander, however, have their counterpart, though on a lower latitude, on the shores of America: The Canadian and the Iroquois bear a resemblance to the ancient inhabitants of the middling climates of Europe: The Mexican, like the Asiatic of India, being addicted to pleasure, was sunk in effeminacy; and in the neighbourhood of the wild and the free, had suffered to be raised on his weakness a domineering superstition, and a permanent fabric of despotical government.
Great part of Tartary lies under the same parallels with Greece, Italy, and Spain; but the climates are found to be different; and while the shores, not only of the Mediterranean, but even those of the Atlantic, are favoured with a moderate change and vicissitude of seasons, the eastern parts of Europe, and the northern continent of Asia, are afflicted with all their extremes. In one season, we are told, that the plagues of an ardent summer reach almost to the frozen sea; and that the inhabitant is obliged to screen himself from noxious vermin in the same clouds of smoke in which he must, at a different time of the year, take shelter from the rigours of cold. When winter returns, the transition is rapid, and with an asperity, almost equal in every latitude, lays waste the face of the earth, from the northern confines of Siberia, to the descents of Mount Caucasus and the frontier of India.
With this unequal distribution of climate, by which the lot, as well as the national character, of the northern Asiatic may be deemed inferior to that of Europeans, who lie under the same parallels, a similar gradation of temperament and spirit, however, has been observed, in following the meridian on either tract; and the Southern Tartar has over the Tonguses and the Samoiede the same preeminence, that certain nations of Europe are known to possess over their northern neighbours, situations more advantageous to both.
The southern hemisphere scarcely offers a subject of like observation. The temperate zone is there still undiscovered, or is only known in two promontories, the Cape of Good Hope and Cape Horn, which stretch into moderate latitudes on that side of the line. But the savage of South America, notwithstanding the interposition of the nations of Peru and of Mexico, is found to resemble his counterpart on the North; and the Hottentot, in many things, the barbarian of Europe: He is tenacious of freedom, has rudiments of policy, and a national vigour, which serve to distinguish his race from the other African tribes, who are exposed to the more vertical rays of the sun.
While we have, in these observations, only thrown out what must present itself on the most cursory view of the history of mankind, or what may be presumed from the mere obscurity of some nations, who inhabit great tracts of the earth, as well as from the lustre of others, we are still unable to explain the manner in which climate may affect the temperament, or foster the genius of its inhabitant.
That the temper of the heart, and the intellectual operations of the mind, are, in some measure, dependent on the state of the animal organs, is well known from experience. Men differ from themselves in sickness and in health; under a change of diet, of air, and of exercise: but we are, even in these familiar instances, at a loss how to connect the cause with its supposed effect: and though climate, by including a variety of such causes, may, by some regular influence, affect the characters of men, we can never hope to explain the manner of those influences till we have understood, what probably we shall never understand, the structure of those finer organs with which operations of the soul are connected.
When we point out, in the situation of a people, circumstances which, by determining their pursuits, regulate their habits, and their manner of life; and when, instead of referring to the supposed physical source of their dispositions, we assign their inducements to a determinate conduct; in this we speak of effects and of causes whose connection is more familiarly known. We can understand, for instance, why a race of men like the Samoiede, confined, during great part of the year, to darkness, or retired into caverns, should differ in their manners and apprehensions from those who are at liberty in every season; or who, instead of seeking relief from the extremities of cold, are employed in search of precautions against the oppressions of a burning sun. Fire and exercise are the remedies of cold; repose and shade the securities from heat. The Hollander is laborious and industrious in Europe; he becomes more languid and slothful in India* .
Great extremities, either of heat or cold, are, perhaps, in a moral view, equally unfavourable to the active genius of mankind, and by presenting alike insuperable difficulties to be overcome, or strong inducements to indolence and sloth, equally prevent the first applications of ingenuity, or limit their progress. Some intermediate degrees of inconvenience in the situation, at once excite the spirit, and, with the hopes of success, encourage its efforts. “It is in the least favourable situations,” says Mr. Rousseau, “that the arts have flourished the most. I could show them in Egypt, as they spread with the overflowing of the Nile; and in Attica, as they mounted up to the clouds, from a rocky soil and from barren sands; while, on the fertile banks of the Eurotas, they were not able to fasten their roots.”
Where mankind from the first subsist by toil, and in the midst of difficulties, the defects of their situation are supplied by industry: and while dry, tempting, and healthful lands are lest uncultivated† , the pestilent marsh is drained with great labour, and the sea is fenced off with mighty barriers, the materials and the costs of which, the soil to be gained can scarely afford, or repay. Harbours are opened, and crouded with shipping, where vessels of burden, if they are not constructed with a view to the situation, have not water to float. Elegant and magnificent edifices are raised on foundations of slime; and all the conveniencies of human life are made to abound, where nature does not seem to have prepared a reception for men. It is in vain to expect, that the residence of arts and commerce should be determined by the possession of natural advantages. Men do more when they have certain difficulties to surmount, than when they have supposed blessings to enjoy: and the shade of the barren oak and the pine are more favourable to the genius of mankind, than that of the palm or the tamarind.
Among the advantages which enable nations to run the career of policy, as well as of arts, it may be expected, from the observations already made, that we should reckon every circumstance which enable them to divide and to maintain themselves in distinct and independent communities. The society and concourse of other men are not more necessary to form the individual, than the rivalship and competition of nations are to invigorate the principles of political life in a state. Their wars, and their treaties, their mutual jealousies, and the establishments which they devise with a view to each other, constitute more than half the occupations of mankind, and furnish materials for their greatest and most improving exertions. For this reason, clusters of islands, a continent divided by many natural barriers, great rivers, ridges of mountains, and arms of the sea, are best fitted for becoming the nursery of independent and respectable nations. The distinction of states being clearly maintained, a principle of political life is established in every division, and the capital of every district, like the heart of an animal body, communicates with ease the vital blood and the national spirit of its members.
The most respectable nations have always been found, where at least one part of the frontier has been washed by the sea. This barrier, perhaps the strongest of all in the times of ignorance, does not, however, even then supercede the cares of a national defence; and in the advanced state of arts, gives the greatest scope and facility to commerce.
Thriving and independent nations were accordingly scattered on the shores of the Pacific and the Atlantic. They surrounded the Red sea, the Mediterranean, and the Baltic; while, a few tribes excepted, who retire among the mountains bordering on India and Persia, or who have found some rude establishment among the creeks and the shores of the Caspian and the Euxine, there is scarcely a people in the vast continent of Asia who deserves the name of a nation. The unbounded plain is traversed at large by hordes, who are in perpetual motion, or who are displaced and harassed by their mutual hostilities. Although they are never perhaps actually blended together in the course of hunting, or in the search of pasture, they cannot bear one great distinction of nations, which is taken from the territory, and which is deeply impressed by an affection to the native seat. They move in troops, without the arrangement or the concert of nations; they become easy accessions to every new empire among themselves, or to the Chinese and the Muscovite, with whom they hold a traffic for the means of subsistence, and the materials of pleasure.
Where a happy system of nations is formed, they do not rely for the continuance of their separate names, and for that of their political independence, on the barriers erected by nature. Mutual jealousies lead to the maintenance of a balance of power; and this principle, more than the Rhine and the Ocean, than the Alps and the Pyrenees in modern Europe; more than the straits of Thermopylæ, the mountains of Thrace, or the bays of Salamine and Corinth in ancient Greece, tended to prolong the separation, to which the inhabitants of these happy climates have owed their felicity as nations, the lustre of their fame, and their civil accomplishments.
If we mean to pursue the history of civil society, our attention must be chiefly directed to such examples, and we must here bid farewell to those regions of the earth, on which our species, by the effects of situation or climate, appear to be restrained in their national pursuits, or inferior in the powers of the mind.
WE have hitherto observed mankind, either united together on terms of equality, or disposed to admit of a subordination founded merely on the voluntary respect and attachment which they paid to their leaders; but, in both cases, without any concerted plan of government, or system of laws.
The savage, whose fortune is comprised in his cabbin, his fur, and his arms, is satisfied with that provision, and with that degree of security, he himself can procure. He perceives, in treating with his equal, no subject of discussion that should be referred to the decision of a judge; nor does he find in any hand the badges of magistracy, or the ensigns of a perpetual command.
The barbarian, though induced by his admiration of personal qualities, the lustre of a heroic race, or a superiority of fortune, to follow the banners of a leader, and to act a subordinate part in his tribe, knows not, that what he performs from choice, is to be made a subject of obligation. He acts from affections unacquainted with forms; and when provoked, or when engaged in disputes, he recurs to the sword, as the ultimate means of decision, in all questions of right.
Human affairs, in the mean time, continue their progress. What was in one generation a propensity to herd with the species, becomes in the ages which follow, a principle of natural union. What was originally an alliance for common defence, becomes a concerted plan of political force; the care of subsistence becomes an anxiety for accumulating wealth, and the foundation of commercial arts.
Mankind, in following the present sense of their minds, in striving to remove inconveniencies, or to gain apparent and contiguous advantages, arrive at ends which even their imagination could not anticipate; and pass on, like other animals, in the tract of their nature, without perceiving its end. He who first said, “I will appropriate this field; I will leave it to my heirs;” did not perceive, that he was laying the foundation of civil laws and political establishments. He who first ranged himself under a leader, did not perceive, that he was setting the example of a permanent subordination, under the pretence of which, the rapacious were to seize his possessions, and the arrogant to lay claim to his service.
Men, in general, are sufficiently disposed to occupy themselves in forming projects and schemes: But he who would scheme and project for others, will find an opponent in every person who is disposed to scheme for himself. Like the winds that come we know not whence, and blow whithersoever they list, the forms of society are derived from an obscure and distant origin; they arise, long before the date of philosophy, from the instincts, not from the speculations of men. The crowd of mankind, are directed in their establishments and measures, by the circumstances in which they are placed; and seldom are turned from their way, to follow the plan of any single projector.
Every step and every movement of the multitude, even in what are termed enlightened ages, are made with equal blindness to the future; and nations stumble upon establishments, which are indeed the result of human action, but not the execution of any human design* . If Cromwell said, That a man never mounts higher, than when he knows not whither he is going; it may with more reason be affirmed of communities, that they admit of the greatest revolutions where no change is intended, and that the most refined politicians do not always know whither they are leading the state by their projects.
If we listen to the testimony of modern history, and to that of the most authentic parts of the ancient; if we attend to the practice of nations in every quarter of the world, and in every condition, whether that of the barbarian or the polished, we shall find very little reason to retract this assertion. No constitution is formed by concert, no government is copied from a plan. The members of a small state contend for equality; the members of a greater, find themselves classed in a certain manner that lays a foundation for monarchy. They proceed from one form of government to another, by easy transitions, and frequently under old names adopt a new constitution. The seeds of every form are lodged in human nature; they spring up and ripen with the season. The prevalence of a particular species is often derived from an imperceptible ingredient mingled in the soil.
We are therefore to receive, with caution, the traditionary histories of ancient legislators, and founders of states. Their names have long been celebrated; their supposed plans have been admired; and what were probably the consequences of an early situation, is, in every instance, considered as an effect of design. An author and a work, like cause and effect, are perpetually coupled together. This is the simplest form under which we can consider the establishment of nations: and we ascribe to a previous design, what came to be known only by experience, what no human wisdom could foresee, and what, without the concurring humour and disposition of his age, no authority could enable an individual to execute.
If men, during ages of extensive reflection, and employed in the search of improvement, are wedded to their institutions; and, labouring under many acknowledged inconveniencies, cannot break loose from the trammels of custom; what shall we suppose their humour to have been in the times of Romulus and Lycurgus? They were not surely more disposed to embrace the schemes of innovators, or to shake off the impressions of habit: They were not more pliant and ductile, when their knowledge was less; not more capable of refinement, when their minds were more circumscribed.
We imagine, perhaps, that rude nations must have so strong a sense of the defects under which they labour, and be so conscious that reformations are requisite in their manners, that they must be ready to adopt, with joy, every plan of improvement, and to receive every plausible proposal with implicit compliance. And we are thus inclined to believe, that the harp of Orpheus could effect, in one age, what the eloquence of Plato could not produce in another. We mistake, however, the characteristic of simple ages: mankind then appear to feel the fewest defects, and are then least desirous to enter on reformations.
The reality, in the mean time, of certain establishments at Rome and at Sparta, cannot be disputed: but it is probable, that the government of both these states took its rise from the situation and genius of the people, not from the projects of single men; that the celebrated warrior and statesman, who are considered as the founders of those nations, only acted a superior part among numbers who were disposed to the same institutions; and that they left to posterity a renown, pointing them out as the inventors of many practices which had been already in use, and which helped to form their own manners and genius, as well as those of their countrymen.
It has been formerly observed, that, in many particulars, the customs of simple nations coincide with what is ascribed to the invention of early statesmen; that the model of republican government, the senate, and the assembly of the people; that even the equality of property, or the community of goods, were not reserved to the invention or contrivance of singular men.
If we consider Romulus as the founder of the Roman state, certainly he who killed his brother; that he might reign alone, did not desire to come under restraints from the controuling power of the senate, nor to refer the councils of his sovereignty to the decision of a collective body. Love of dominion is, by its nature, averse to restraint; and this chieftain, like every leader in a rude age, probably found a class of men ready to intrude on his councils, and without whom he could not proceed. He met with occasions, on which, as at the sound of a trumpet, the body of the people assembled, and took resolutions, which any individual might in vain dispute, or attempt to controul; and Rome, which commenced on the general plan of every artless society, found lasting improvements in the pursuit of temporary expedients, and digested her political frame in adjusting the pretensions of parties which arose in the state.
Mankind, in very early ages of society, learn to covet riches, and to admire distinction: They have avarice and ambition, and are occasionally led by these passions to depredations and conquest; but in their ordinary conduct, are guided or restrained by different motives; by sloth or intemperance; by personal attachments, or personal animosities; which mislead from the attention to interest. These motives or habits render mankind, at times, remiss or outrageous: They prove the source of civil peace or of civil disorder, but disqualify those who are actuated by them, from maintaining any fixed usurpation; slavery and rapine, in the case of every community, are first threatened from abroad, and war, either offensive or defensive, is the great business of every tribe. The enemy occupy their thoughts; they have no leisure for domestic dissensions. It is the desire of every separate community, however, to secure itself; and in proportion as it gains this object, by strengthening its barrier, by weakening its enemy, or by procuring allies, the individual at home bethinks him of what he may gain or lose for himself: The leader is disposed to enlarge the advantages which belong to his station; the follower becomes jealous of rights which are open to encroachment; and parties who united before, from affection and habit, or from a regard to their common preservation, disagree in supporting their several claims to precedence or profit.
When the animosities of faction are thus awakened at home, and the pretensions of freedom are opposed to those of dominion, the members of every society find a new scene upon which to exert their activity. They had quarrelled, perhaps, on points of interest; they had balanced between different leaders; but they had never united as citizens, to withstand the encroachments of sovereignty, or to maintain their common rights as a people. If the prince, in this contest, finds numbers to support, as well as to oppose his pretensions, the sword which was whetted against foreign enemies, may be pointed at the bosom of fellow-subjects, and every interval of peace from abroad, be filled with domestic war. The sacred names of Liberty, Justice, and Civil Order, are made to resound in public assemblies; and, during the absence of other alarms, give to society, within itself, an abundant subject of ferment and animosity.
If what is related of the little principalities which, in ancient times, were formed in Greece, in Italy, and over all Europe, agrees with the character we have given of mankind under the first impressions of property, of interest, and of hereditary distinctions; the seditions and domestic wars which followed in those very states, the expulsion of their kings, or the questions which arose concerning the prerogatives of the sovereign, or privilege of the subject, are agreeable to the representation which we now give of the first step toward political establishment, and the desire of a legal constitution.
What this constitution may be in its earliest form, depends on a variety of circumstances in the condition of nations: It depends on the extent of the principality in its rude state; on the degree of disparity to which mankind had submitted before they began to dispute the abuses of power: It depends likewise on what we term accidents, the personal character of an individual, or the events of a war.
Every community is originally a small one. That propensity by which mankind at first unite, is not the principle from which they afterwards act in extending the limits of empire. Small tribes, where they are not assembled by common objects of conquest or safety, are even averse to a coalition. If, like the real or fabulous confederacy of the Greeks for the destruction of Troy, many nations combine in pursuit of a single object, they easily separate again, and act anew on the maxims of rival states.
There is, perhaps, a certain national extent, within which the passions of men are easily communicated from one, or a few, to the whole; and there are certain numbers of men who can be assembled, and act in a body. If, while the society is not enlarged beyond this dimension, and while its members are easily assembled, political contentions arise, the state seldom fails to proceed on republican maxims, and to establish democracy. In most rude principalities, the leader derived his prerogative from the lustre of his race, and from the voluntary attachment of his tribe: The people he commanded were his friends, his subjects, and his troops. If we suppose, upon any change in their manners, that they cease to revere his dignity, that they pretend to equality among themselves, or are seized with a jealousy of his assuming too much, the foundations of his power are already withdrawn. When the voluntary subject becomes refractory; when considerable parties, or the collective body, chuse to act for themselves; the small kingdom, like that of Athens, becomes of course a republic.
The changes of condition, and of manners, which, in the progress of mankind, raise up to nations a leader and a prince, create, at the same time, a nobility, and a variety of ranks, who have, in a subordinate degree, their claim to distinction. Superstition, too, may create an order of men, who, under the title of priesthood, engage in the pursuit of a separate interest; who, by their union and firmness as a body, and by their incessant ambition, deserve to be reckoned in the list of pretenders to power. These different orders of men are the elements of whose mixture the political body is generally formed; each draws to its side some part from the mass of the people. The people themselves are a party upon occasion; and numbers of men, however classed and distinguished, become, by their jarring pretensions and separate views, mutual interruptions and checks; and have, by bringing to the national councils the maxims and apprehensions of a particular order, and by guarding a particular interest, a share in adjusting or preserving the political form of the state.
The pretensions of any particular order, if not checked by some collateral power, would terminate in tyranny; those of a prince, in despotism; those of a nobility or priesthood, in the abuses of aristocracy; of a populace in the confusions of anarchy. These terminations, as they are never the professed, so are they seldom even the disguised object of party: But the measures which any party pursues, if suffered to prevail, will lead, by degrees, to every extreme.
In their way to the ascendant they endeavour to gain, and in the midst of interruptions which opposite interests mutually give, liberty may have a permanent or a transient existence; and the constitution may bear a form and a character as various as the casual combination of such multiplied parts can effect.
To bestow on communities some degree of political freedom, it is perhaps sufficient, that their members, either singly, or as they are involved with their several orders, should insist on their rights; that under republics, the citizen should either maintain his own equality with firmness, or restrain the ambition of his fellow-citizen within moderate bounds; that under monarchy, men of every rank should maintain the honours of their private or their public stations; and sacrifice neither to the impositions of a court, nor to the claims of a populace, those dignities which are destined, in some measure independent of fortune, to give stability to the throne, and to procure a respect to the subject.
Amidst the contentions of party, the interests of the public, even the maxims of justice and candour, are sometimes forgotten; and yet those fatal consequences which such a measure of corruption seems to portend, do not unavoidably follow. The public interest is often secure, not because individuals are disposed to regard it as the end of their conduct, but because each, in his place, is determined to preserve his own. Liberty is maintained by the continued differences and oppositions of numbers, not by their concurring zeal in behalf of equitable government. In free states, therefore, the wisest laws are never, perhaps, dictated by the interest and spirit of any order of men: they are moved, they are opposed, or amended, by different hands; and come at last to express that medium and composition which contending parties have forced one another to adopt.
When we consider the history of mankind in this view, we cannot be at a loss for the causes which, in small communities, threw the balance on the side of democracy; which, in states more enlarged in respect to territory and numbers of people, gave the ascendant to monarchy; and which, in a variety of conditions and of different ages, enabled mankind to blend and unite the characters of different forms; and, instead of any of the simple constitutions we have mentioned* , to exhibit a medley of all.
In emerging from a state of rudeness and simplicity, men must be expected to act from that spirit of equality, or moderate subordination, to which they have been accustomed. When crowded together in cities, or within the compass of a small territory, they act by contagious passions, and every individual feels a degree of importance proportioned to his figure in the crowd, and the smallness of its numbers. The pretenders to power and dominion appear in too familiar a light to impose upon the multitude, and they have no aids at their call, by which they can bridle the refractory humours of a people who resist their pretensions. Theseus, King of Attica, we are told, assembled the inhabitants of its twelve cantons into one city. In this he took an effectual method to unite into one democracy, what were before the separate members of his monarchy, and to hasten the downfall of the regal power.
The monarch of an extensive territory has many advantages in maintaining his station. Without any grievance to his subjects, he can support the magnificence of a royal estate, and dazzle the imagination of his people, by that very wealth which themselves have bestowed. He can employ the inhabitants of one district against those of another; and while the passions that lead to mutiny and rebellion, can at any one time seize only on a part of his subjects, he feels himself strong in the possession of a general authority. Even the distance at which he resides from many of those who receive his commands, augments the mysterious awe and respect which are paid to his government.
With these different tendencies, accident and corruption, however, joined to a variety of circumstances, may throw particular states from their bias, and produce exceptions to every general rule. This has actually happened in some of the latter principalities of Greece, and modern Italy, in Sweden, Poland, and the German Empire. But the united states of the Netherlands, and the Swiss cantons, are perhaps, the most extensive communities, which, maintaining the union of nations, have, for any considerable time, resisted the tendency to monarchical government; and Sweden is the only instance of a republic established in a great kingdom on the ruins of monarchy.
The sovereign of a petty district, or a single city when not supported, as in modern Europe, by the contagion of monarchical manners, holds the sceptre by a precarious tenure, and is perpetually alarmed by the spirit of mutiny in his people, is guided by jealousy, and supports himself by severity, prevention, and force.
The popular and aristocratical powers in a great nation, as in the case of Germany and Poland, may meet with equal difficulty in maintaining their pretensions; and, in order to avoid their danger on the side of kingly usurpation, are obliged to with-hold from the supreme magistrate even the necessary trust of an executive power.
The states of Europe, in the manner of their first settlement, laid the foundations of monarchy, and were prepared to unite under regular and extensive governments. If the Greeks, whose progress at home terminated in the establishment of so many independent republics, had under Agamemnon effected a conquest and settlement in Asia, it is probable, that they might have furnished an example of the same kind. But the original inhabitants of any country, forming many separate cantons, came by slow degrees to that coalition and union into which conquering tribes, in effecting their conquests, or in securing their possessions, are hurried at once. Cæsar encountered some hundreds of independent nations in Gaul, whom even their common danger did not sufficiently unite. The German invaders, who settled in the lands of the Romans, made, in the same district, a number of separate establishments, but far more extensive than what the antient Gauls, by their conjunctions and treaties, or in the result of their wars, could, after many ages, have reached.
The seeds of great monarchies, and the roots of extensive dominion, were every where planted with the colonies that divided the Roman empire. We have no exact account of the numbers, who, with a seeming concert, continued, during some ages, to invade and to seize this tempting prize. Where they expected resistance, they endeavoured to muster up a proportional force; and when they proposed to settle, entire nations removed to share in the spoil. Scattered over an extensive province, where they could not be secure, without maintaining their union, they continued to acknowledge the leader under whom they had fought; and, like an army sent by divisions into separate stations, were prepared to assemble whenever occasion should require their united operations or counsels.
Every separate party had its post assigned, and every subordinate chieftain his possessions, from which he was to provide his own subsistence, and that of his followers. The model of government was taken from that of a military subordination, and a fief was the temporary pay of an officer proportioned to his rank* . There was a class of the people destined to military service, another to labour, and to cultivate lands for the benefit of their masters. The officer improved his tenure by degrees, first changing a temporary grant into a tenure for his life; and this also, upon the observance of certain conditions, into a grant including his heirs.
The rank of the nobles became hereditary in every quarter, and formed a powerful and permanent order of men in every state. While they held the people in servitude, they disputed the claims of their sovereign; they withdrew their attendance upon occasion, or turned their arms against him. They formed a strong and insurmountable barrier against a general despotism in the state; but they were themselves, by means of their warlike retainers, the tyrants of every little district, and prevented the establishment of order, or any regular applications of law. They took the advantage of weak reigns or minorities, to push their incroachments on the sovereign; or having made the monarchy elective, they, by successive treaties and stipulations, at every election, limited or undermined the monarchical power. The prerogatives of the prince have been, in some instances, as in that of the German empire in particular, reduced to a mere title; and the national union itself preserved in the observance only of a few insignificant formalities.
Where the contest of the sovereign, and of his vassals, under hereditary and ample prerogatives annexed to the crown, had a different issue, the seudal lordships were gradually stript of their powers, the nobles were reduced to the state of subjects, and obliged to hold their honours, and exercise their jurisdictions, in a dependence on the prince. It was his supposed interest to reduce them to a state of equal subjection with the people, and to extend his own authority, by rescuing the labourer and the dependent from the oppressions of their immediate superiors.
In this project the princes of Europe have variously succeeded. While they protected the people, and thereby encouraged the practice of commercial and lucrative arts, they paved the way for despotism in the state; and with the same policy by which they relieved the subject from many oppressions, they increased the powers of the crown.
But where the people had, by the constitution, a representative in the government, and a head, under which they could avail themselves of the wealth they acquired, and of the sense of their personal importance, this policy turned against the crown; it formed a new power to restrain the prerogative, to establish the government of law, and to exhibit a spectacle new in the history of mankind; monarchy mixed with republic, and extensive territory governed, during some ages, without military force.
Such were the steps by which the nations of Europe have arrived at their present establishments: in some instances, they have come to the possession of legal constitutions; in others, to the exercise of a mitigated despotism; or they continue to struggle with the tendency which they severally have to these different extremes.
The progress of empire, in the early ages of Europe, threatened to be rapid, and to bury the independent spirit of nations in a grave like that which the Ottoman conquerors found for themselves, and for the wretched race they had vanquished. The Romans had by slow degrees extended their empire; they had made every new acquisition in the result of a tedious war, and had been obliged to plant colonies, and to employ a variety of measures, to secure every new possession. But the feudal superior being animated, from the moment he gained an establishment, with a desire of extending his territory, and of enlarging the lift of his vassals, procured, by merely bestowing investiture, the annexation of new provinces, and became the master of states, before independent, without making any material innovation in the form of their policy.
Separate principalities were, like the parts of an engine, ready to be joined, and, like the wrought materials of a building, ready to be erected. They were in the result of their struggles put together, or taken asunder with facility. The independence of weak states was preserved only by the mutual jealousies of the strong, or by the general attention of all to maintain a balance of power.
The happy system of policy on which European states have proceeded in preserving this balance, the degree of moderation which is, in adjusting their treaties, become habitual even to victorious and powerful monarchies, does honour to mankind, and may give hopes of a lasting felicity, to be derived from a prepossession, never, perhaps, equally strong in any former period, or among any number of nations, that the first conquering people will ruin themselves, as well as their rivals.
It is in such states, perhaps, as in a fabric of a large dimension, that we can perceive most distinctly the several parts of which a political body consists; and observe that concurrence or opposition of interests, which serve to unite or to separate different orders of men, and lead them, by maintaining their several claims, to establish a variety of political forms. The smallest republics, however, consist of parts similar to these, and of members who are actuated by a similar spirit. They furnish examples of government diversified by the casual combinations of parties, and by the different advantages with which those parties engage in the conflict.
In every society there is a casual subordination, independent of its formal establishment, and frequently adverse to its constitution. While the administration and the people speak the language of a particular form, and seem to admit no pretensions to power, without a legal nomination in one instance, or without the advantage of hereditary honours in another, this casual subordination, possibly arising from the distribution of property, or from some other circumstance that bestows unequal degrees of influence, gives the state its tone, and fixes its character.
The plebeian order at Rome having been long considered as of an inferior condition, and excluded from the higher offices of magistracy, had sufficient force, as a body, to get this invidious distinction removed; but the individual still acting under the impressions of a subordinate rank, gave in every competition his suffrage to a patrician, whose protection he had experienced, and whose personal authority he felt. By this means, the ascendency of the patrician families was, for a certain period, as regular as it could be made by the avowed maxims of aristocracy; but the higher offices of state being gradually shared by plebeians, the effects of former distinctions were prevented or weakened. The laws that were made to adjust the pretensions of different orders were easily eluded. The populace became a faction, and their alliance was the surest road to dominion. Clodius, by a pretended adoption into a plebeian family, was qualified to become tribune of the people; and Cæsar, by espousing the cause of this faction, made his way to usurpation and tyranny.
In such fleeting and transient scenes, forms of government are only modes of proceeding, in which successive ages differ from one another. Faction is ever ready to seize all occasional advantages; and mankind, when in hazard from any party, seldom find a better protection than that of its rival. Cato united with Pompey in opposition to Cæsar, and guarded against nothing so much as that reconciliation of parties, which was in effect to be a combination of different leaders against the freedom of the republic. This illustrious personage stood distinguished in his age like a man among children, and was raised above his opponents, as much by the justness of his understanding, and the extent of his penetration, as he was by the manly fortitude and disinterestedness with which he strove to baffle the designs of a vain and childish ambition, that was operating to the ruin of mankind.
Although free constitutions of government seldom or never take their rise from the scheme of any single projector, yet are they often preserved by the vigilance, activity, and zeal of single men. Happy are they who understand and who chuse this object of care; and happy it is for mankind when it is not chosen too late. It has been reserved to signalize the lives of a Cato or a Brutus, on the eve of fatal revolutions; to foster in secret the indignation of Thrasea and Helvidius; and to occupy the reflections of speculative men in times of corruption. But even in such late and ineffectual examples, it was happy to know, and to value, an object which is so important to mankind. The pursuit, and the love of it, however unsuccessful, has thrown its principal lustre on human nature.
WHILE the mode of subordination is casual, and forms of government take their rise, chiefly from the manner in which the members of a state have been originally classed, and from a variety of circumstances that procure to particular orders of men a sway in their country, there are certain objects that claim the attention of every government, that lead the apprehensions and the reasonings of mankind in every society, and that not only furnish an employment to statesmen, but in some measure direct the community to those institutions, under the authority of which the magistrate holds his power. Such are the national defence, the distribution of justice, the preservation and internal prosperity of the state. If these objects be neglected, we must apprehend that the very scene in which parties contend for power, for privilege, or equality, must disappear, and society itself no longer exist.
The consideration due to these objects will be pleaded in every public assembly, and will produce, in every political contest, appeals to that common sense and opinion of mankind, which, struggling with the private views of individuals, and the claims of party, may be considered as the great legislator of nations.
The measures required for the attainment of most national objects are connected together, and must be jointly pursued; they are often the same. The force which is prepared for defence against foreign enemies, may be likewise employed to keep the peace at home: The laws made to secure the rights and liberties of the people, may serve as encouragements to population and commerce: And every community, without considering how its objects may be classed or distinguished by speculative men, is, in every instance, obliged to assume or to retain that form which is best fitted to preserve its advantages, or to avert its misfortunes.
Nations, however, like private men, have their favourite ends, and their principal pursuits, which diversify their manners, as well as their establishments. They even attain to the same ends by different means; and, like men who make their fortune by different professions, retain the habits of their principal calling in every condition at which they arrive. The Romans became wealthy in pursuing their conquests; and probably, for a certain period, increased the numbers of mankind, while their disposition to war seemed to threaten the earth with desolation. Some modern nations proceed to dominion and enlargement on the maxims of commerce; and while they only intend to accumulate riches at home, continue to gain an imperial ascendant abroad.
The characters of the warlike and the commercial are variously combined: They are formed in different degrees by the influence of circumstances, that more or less frequently give rise to war, and excite the desire of conquest; of circumstances, that leave a people in quiet to improve their domestic resources, or to purchase, by the fruits of their industry, from foreigners, what their own soil and their climate deny.
The members of every community are more or less occupied with matters of state, in proportion as their constitution admits them to share in the government, and summons up their attention to objects of a public nature. A people are cultivated or unimproved in their talents, in proportion as those talents are employed in the practice of arts, and in the affairs of society: They are improved or corrupted in their manners, in proportion as they are encouraged and directed to act on the maxims of freedom and justice, or as they are degraded into a state of meanness and servitude. But whatever advantages are obtained, or whatever evils are avoided, by nations, in any of these important respects, are generally considered as mere occasional incidents: They are seldom admitted among the objects of policy, or entered among the reasons of state.
We hazard being treated with ridicule, when we require political establishments, merely to cultivate the talents of men, and to inspire the sentiments of a liberal mind: We must offer some motive of interest, or some hopes of external advantage, to animate the pursuits, or to direct the measures, of ordinary men. They would be brave, ingenious, and eloquent, only from necessity, or for the sake of profit: They magnify the uses of wealth, population, and the other resources of war; but often forget that these are of no consequence without the direction of able capacities, and without the supports of a national vigour. We may expect, therefore, to find among states the bias to a particular policy taken from the regards to public safety; from the desire of securing personal freedom or private property; seldom from the consideration of moral effects, or from a view to the real improvement of mankind.
WHEN we imagine what the Romans must have felt when the tidings came that the flower of their city had perished at Cannæ; when we think of what the orator had in his mind when he said, “That the youth among the people was like the spring among the seasons;” when we hear of the joy with which the huntsman and the warrior is adopted, in America, to sustain the honours of the family and the nation; we are made to feel the most powerful motives to regard the increase and preservation of our fellow-citizens. Interest, affection, and views of policy, combine to recommend this object; and it is treated with entire neglect only by the tyrant who mistakes his own advantage, by the statesman who trifles with the charge committed to his care, or by the people who are become corrupted, and who consider their fellow-subjects as rivals in interest, and competitors in their lucrative pursuits.
Among rude societies, and among small communities in general, who are engaged in frequent struggles and difficulties, the preservation and increase of their members is a most important object. The American rates his defeat from the numbers of men he has lost, or he estimates his victory from the prisoners he has made; not from his having remained the master of a field, or being driven from a ground on which he encountered his enemy. A man with whom he can associate in all his pursuits, whom he can embrace as his friend; in whom he finds an object to his affections, and an aid in his struggles, is to him the most precious accession of fortune.
Even where the friendship of particular men is out of the question, the society, being occupied in forming a party that may defend itself, or annoy its enemy, finds no object of greater moment than the increase of its numbers. Captives who may be adopted, or children of either sex who may be reared for the public, are accordingly considered as the richest spoil of an enemy. The practice of the Romans in admitting the vanquished to share in the privileges of their city, the rape of the Sabines, and the subsequent coalition with that people, were not singular or uncommon examples in the history of mankind. The same policy has been followed, and was natural and obvious whereever the strength of a state consisted in the arms of a few, and where men were valued in themselves, without regard to estate or fortune.
In rude ages, therefore, while mankind subsist in small divisions, it should appear, that if the earth be thinly peopled, this defect does not arise from the negligence of those who ought to repair it. It is even probable, that the most effectual course that could be taken to increase the species, would be, to prevent the coalition of nations, and to oblige mankind to act in such small bodies as would make the preservation of their numbers a principal object of their care. This alone, it is true, would not be sufficient: we must probably add the encouragement for rearing families, which mankind enjoy under a favourable policy, and the means of subsistence which they owe to the practice of arts.
The mother is unwilling to increase her offspring, and is ill provided to rear them, where she herself is obliged to undergo great hardships in the search of her food. In North America we are told, that she joins to the reserves of a cold or a moderate temperament, the abstinencies to which she submits, from the consideration of this difficulty. In her apprehension, it is matter of prudence, and of conscience to bring one child to the condition of feeding on venison, and of following on foot, before she will hazard a new burden in travelling the woods.
In warmer latitudes, by the different temperament, perhaps, which the climate bestows, and by a greater facility in procuring subsistence, the numbers of mankind increase, while the object itself is neglected; and the commerce of the sexes, without any concern for population, is made a subject of mere debauch. In some places, we are told, it is even made the object of a barbarous policy, to defeat or to restrain the intentions of nature. In the island of Formosa, the males are prohibited to marry before the age of forty; and females, if pregnant before the age of thirty-six, have an abortion procured by order of the magistrate, who employs a violence that endangers the life of the mother, together with that of the child* .
In China, the permission given to parents to kill or to expose their children, was probably meant as a relief from the burden of a numerous offspring. But notwithstanding what we hear of a practice so repugnant to the human heart, it has not, probably, the effects in restraining population, which it seems to threaten; but, like many other institutions, has an influence the reverse of what it seemed to portend. The parents marry with this means of relief in their view, and the children are saved.
However important the object of population may be held by mankind, it will be difficult to find, in the history of civil policy, any wise or effectual establishments solely calculated to obtain it. The practice of rude or feeble nations is inadequate, or cannot surmount the obstacles which are found in their manner of life. The growth of industry, the endeavours of men to improve their arts, to extend their commerce, to secure their possessions, and to establish their rights, are indeed the most effectual means to promote population: but they arise from a different motive; they arise from regards to interest and personal safety. They are intended for the benefit of those who exist, not to procure the increase of their numbers.
It is, in the mean time, of importance to know, that where a people are fortunate in their political establishments, and successful in the pursuits of industry, their population is likely to grow in proportion. Most of the other devices thought of for this purpose, only serve to frustrate the expectations of mankind, or to mislead their attention.
In planting a colony, in striving to repair the occasional wastes of pestilence or war, the immediate contrivance of statesmen may be useful; but if, in reasoning on the increase of mankind in general, we overlook their freedom and their happiness, our aids to population become weak and ineffectual. They only lead us to work on the surface, or to pursue a shadow, while we neglect the substantial concern; and in a decaying state, make us tamper with palliatives, while the roots of an evil are suffered to remain. Octavius revived or inforced the laws that related to population at Rome: But it may be said of him, and of many sovereigns in a similar situation, that they administer the poison, while they are devising the remedy; and bring a damp and a palsy on the principles of life, while they endeavour, by external applications to the skin, to restore the bloom of a decayed and sickly body.
It is indeed happy for mankind, that this important object is not always dependent on the wisdom of sovereigns, or the policy of single men. A people intent on freedom, find for themselves a condition in which they may follow the propensities of nature with a more signal effect, than any which the councils of state could devise. When sovereigns, or projectors, are the supposed masters of this subject, the best they can do, is to be cautious of hurting an interest they cannot greatly promote, and of making breaches they cannot repair.
“When nations were divided into small territories, and petty commonwealths, where each man had his house and his field to himself, and each county had its capital free and independent; what a happy situation for mankind,” says Mr. Hume; “how favourable to industry and agriculture, to marriage and to population!” Yet here were probably no schemes of the statesman for rewarding the married, or for punishing the single; for inviting foreigners to settle, or for prohibiting the departure of natives. Every citizen finding a possession secure, and a provision for his heirs, was not discouraged by the gloomy fears of oppression or want: and where every other function of nature was free, that which furnished the nursery could not be restrained. Nature has required the powerful to be just; but she has not otherwise intrusted the preservation of her works to their visionary plans. What fewel can the statesman add to the fires of youth? Let him only not smother it, and the effect is secure. Where we oppress or degrade mankind with one hand, it is vain, like Octavius, to hold out in the other, the baits of marriage, or the whip to barrenness. It is vain to invite new inhabitants from abroad, while those we already possess are made to hold their tenure with uncertainty; and to tremble, not only under the prospect of a numerous family, but even under that of a precarious and doubtful subsistence for themselves. The arbitrary sovereign who has made this the condition of his subjects, owes the remains of his people to the powerful instincts of nature, not to any device of his own.
Men will crowd where the situation is tempting, and, in a few generations, will people every country to the measure of its means of subsistence. They will even increase under circumstances that portend a decay. The frequent wars of the Romans, and of many a thriving community; even the pestilence, and the market for slaves, find their supply, if, without destroying the source, the drain become regular; and if an issue is made for the offspring, without unsettling the families from which they arise. Where a happier provision is made for mankind, the statesman, who by premiums to marriage, by allurements to foreigners, or by confining the natives at home, apprehends, that he has made the numbers of his people to grow, is often like the fly in the fable, who admired its success in turning the wheel, and in moving the carriage: he has only accompanied what was already in motion; he has dashed with his oar, to hasten the cataract; and waved with his fan, to give speed to the winds.
Projects of mighty settlement, and of sudden population, however successful in the end, are always expensive to mankind. Above a hundred thousand peasants, we are told, were yearly driven, like so many cattle, to Petersburgh, in the first attempts to replenish that settlement, and yearly perished for want of subsistence* . The Indian only attempts to settle in the neighbourhood of the plantain† , and while his family increases, he adds a tree to the walk.
If the plantain, the cocoa, or the palm, were sufficient to maintain an inhabitant, the race of men in the warmer climates might become as numerous as the trees of the forest. But in many parts of the earth, from the nature of the climate, and the soil, the spontaneous produce being next to nothing, the means of subsistence are the fruits only of labour and skill. If a people, while they retain their frugality, increase their industry, and improve their arts, their numbers must grow in proportion. Hence it is, that the cultivated fields of Europe are more peopled than the wilds of America, or the plains of Tartary.
But even the increase of mankind which attends the accumulation of wealth, has its limits. The necessary of life is a vague and a relative term: It is one thing in the opinion of the savage; another in that of the polished citizen: It has a reference to the fancy, and to the habits of living. While arts improve, and riches increase; while the possessions of individuals, or their prospects of gain, come up to their opinion of what is required to settle a family, they enter on its cares with alacrity. But when the possession, however redundant, falls short of the standard, and a fortune supposed sufficient for marriage is attained with difficulty, population is checked, or begins to decline. The citizen, in his own apprehension, returns to the state of the savage; his children, he thinks, must perish for want; and he quits a scene overflowing with plenty, because he has not the fortune which his supposed rank, or his wishes require. No ultimate remedy is applied to this evil, by merely accumulating wealth; for rare and costly materials, whatever these are, continue to be sought; and if silks and pearl are made common, men will begin to covet some new decorations, which the wealthy alone can procure. If they are indulged in their humour, their demands are repeated: For it is the continual increase of riches, not any measure attained, that keeps the craving imagination at ease.
Men are tempted to labour, and to practise lucrative arts, by motives of interest. Secure to the workman the fruit of his labour, give him the prospects of independence or freedom, the public has found a faithful minister in the acquisition of wealth, and a faithful steward in hoarding what he has gained. The statesman, in this, as in the case of population itself, can do little more than avoid doing mischief. It is well, if, in the beginnings of commerce, he knows how to repress the frauds to which it is subject. Commerce, if continued, is the branch in which men, committed to the effects of their own experience, are least apt to go wrong.
The trader, in rude ages, is short-sighted, fraudulent, and mercenary; but in the progress and advanced state of his art, his views are enlarged, his maxims are established: He becomes punctual, liberal, faithful, and enterprising; and in the period of general corruption, he alone has every virtue, except the force to defend his acquisitions. He needs no aid from the state, but its protection; and is often in himself its most intelligent and respectable member. Even in China, we are informed, where pilfering, fraud, and corruption, are the reigning practice with all the other orders of men, the great merchant is ready to give, and to procure confidence: While his countrymen act on the plans, and under the restrictions of a police adjusted to knaves, he acts on the reasons of trade, and the maxims of mankind.
If population be connected with national wealth, liberty and personal security is the great foundation of both: And if this foundation be laid in the state, nature has secured the increase and industry of its members; the one by desires the most ardent in the human frame, the other by a consideration the most uniform and constant of any that possesses the mind. The great object of policy, therefore, with respect to both, is, to secure to the family its means of subsistence and settlement; to protect the industrious in the pursuit of his occupation; to reconcile the restrictions of police, and the social affections of mankind, with their separate and interested pursuits.
In matters of particular profession, industry, and trade, the experienced practitioner is the master, and every general reasoner is a novice. The object in commerce is to make the individual rich; the more he gains for himself, the more he augments the wealth of his country. If a protection be required, it must be granted; if crimes and frauds be committed, they must be repressed; and government can pretend to no more. When the refined politician would lend an active hand, he only multiplies interruptions and grounds of complaint; when the merchant forgets his own interest to lay plans for his country, the period of vision and chimera is near, and the solid basis of commerce withdrawn. He might be told, that while he pursues his advantage, and gives no cause of complaint, the interest of commerce is safe.
The general police of France, proceeding on a supposition that the exportation of corn must drain the country where it has grown, had, till of late, laid that branch of commerce under a severe prohibition. The English landholder and the farmer had credit enough to obtain a premium for exportation, to favour the sale of their commodity; and the event has shewn, that private interest is a better patron of commerce and plenty, than the refinements of state. One nation lays the refined plan of a settlement on the continent of North America, and trusts little to the conduct of traders and short-sighted men; another leaves men to find their own position in a state of freedom, and to think for themselves. The active industry and the limited views of the one, made a thriving settlement; the great projects of the other were still in idea.
But I willingly quit a subject in which I am not much conversant, and still less engaged by the object for which I write. Speculations on commerce and wealth have been delivered by the ablest writers; and the public will probably soon be furnished with a theory of national œconomy, equal to what has ever appeared on any subject of science whatever* . But in the view which I have taken of human affairs, nothing seems more important than the general caution which the authors to whom I refer so well understand, not to consider these articles as making the sum of national felicity, or the principal object of any state. In science we consider our objects apart; in practice it were an error not to have them all in our view at once.
One nation, in search of gold and of precious metals, neglect the domestic sources of wealth, and become dependent on their neighbours for the necessaries of life: Another so intent on improving their internal resources, and on increasing their commerce, that they become dependent on foreigners for the defence of what they acquire. It is even painful in conversation to find the interest of merchants give the tone to our reasonings, and to find a subject perpetually offered as the great business of national councils, to which any interposition of government is seldom, with propriety, applied, or never beyond the protection it affords.
We complain of a want of public spirit; but whatever may be the effect of this error in practice, in speculation it is none of our faults: We reason perpetually for the public; but the want of national views were frequently better than the possession of those we express: We would have nations, like a company of merchants, think of nothing but monopolies, and the profit of trade; and, like them too, intrust their protection to a force which they do not possess in themselves.
Because men, like other animals, are maintained in multitudes, where the necessaries of life are amassed, and the store of wealth is enlarged, we drop our regards for the happiness, the moral and political character of a people; and, anxious for the herd we would propagate, carry our views no farther than the stall and the pasture. We forget that the few have often made a prey of the many; that to the poor there is nothing so enticing as the coffers of the rich; and that when the price of freedom comes to be paid, the heavy sword of the victor may fall into the opposite scale.
Whatever be the actual conduct of nations in this matter, it is certain, that many of our arguments would hurry us, for the sake of wealth and of population, into a scene where mankind, being exposed to corruption, are unable to defend their possessions; and where they are, in the end, subject to oppression and ruin. We cut off the roots, while we would extend the branches, and thicken the foliage.
It is possibly from an opinion that the virtues of men are secure, that some, who turn their attention to publick affairs, think of nothing but the numbers and wealth of a people: It is from a dread of corruption, that others think of nothing but how to preserve the national virtues. Human society has great obligations to both. They are opposed to one another only by mistake; and even when united, have not strength sufficient to combat the wretched party, that refers every object to personal interest, and that cares not for the safety or increase of any stock but its own.
IT is impossible to ascertain how much of the policy of any state has a reference to war, or to national safety. “Our legislator, “says the Cretan in Plato, “thought that nations were by nature in a state of hostility: He took his measures accordingly; and observing that all the possessions of the vanquished pertain to the victor, he held it ridiculous to propose any benefit to his country, before he had provided that it should not be conquered.”
Crete, which is supposed to have been a model of military policy, is commonly considered as the original from which the celebrated laws of Lycurgus were copied. Mankind, it seems, in every instance, must have some palpable object to direct their proceedings, and must have a view to some point of external utility, even in the choice of their virtues. The discipline of Sparta was military; and a sense of its use in the field, more than the force of unwritten and traditionary laws, or the supposed engagement of the public faith obtained by the lawgiver, may have induced this people to persevere in the observance of many rules, which to other nations do not appear necessary, except in the presence of an enemy.
Every institution of this singular people gave a lesson of obedience, of fortitude, and of zeal for the public: But it is remarkable that they chose to obtain, by their virtues alone, what other nations are fain to buy with their treasure; and it is well known, that, in the course of their history, they came to regard their discipline merely on account of its moral effects. They had experienced the happiness of a mind courageous, disinterested, and devoted to its best affections; and they studied to preserve this character in themselves, by resigning the interests of ambition, and the hopes of military glory, even by sacrificing the numbers of their people.
It was the fate of Spartans who escaped from the field, not of those who perished with Cleombrotus at Leuctra, that filled the cottages of Lacedemon with mourning and serious reflection* : It was the fear of having their citizens corrupted abroad, by intercourse with servile and mercenary men, that made them quit the station of leaders in the Persian war, and leave Athens, during fifty years, to pursue, unrivalled, that career of ambition and profit, by which she made such acquisitions of power and of wealth† .
We have had occasion to observe, that in every rude state the great business is war; and that in barbarous times, mankind being generally divided into small parties, are engaged in almost perpetual hostilities. This circumstance gives the military leader a continued ascendant in his country, and inclines every people, during warlike ages, to monarchical government.
The conduct of an army can least of all subjects be divided: and we may be justly surprised to find, that the Romans, after many ages of military experience, and after having recently felt the arms of Hannibal in many encounters, associated two leaders at the head of the same army, and left them to adjust their pretensions, by taking the command, each a day in his turn. The same people, however, on other occasions, thought it expedient to suspend the exercise of every subordinate magistracy, and in the time of great alarms, to intrust all the authority of the state in the hands of one person.
Republics have generally found it necessary, in the conduct of war, to place great confidence in the executive branch of their government. When a consul at Rome had proclaimed his levies, and administered the military oath, he became from that moment master of the public treasury, and of the lives of those who were under his command* . The axe and the rods were no longer a mere badge of magistracy, or an empty pageant, in the hands of the lictor: They were, at the command of the father, stained with the blood of his own children; and fell, without appeal, on the mutinous and the disobedient of every condition.
In every free state, there is a perpetual necessity to distinguish the maxims of martial law from those of the civil; and he who has not learned to give an implicit obedience, where the state has given him a military leader, and to resign his personal freedom in the field, from the same magnanimity with which he maintains it in the political deliberations of his country, has yet to learn the most important lesson of civil society, and is only fit to occupy a place in a rude, or in a corrupted state, where the principles of mutiny and of servility being joined, the one or the other is frequently adopted in the wrong place.
From a regard to what is necessary in war, nations inclined to popular or aristocratical government, have had recourse to establishments that bordered on monarchy. Even where the highest office of the state was in common times administered by a plurality of persons, the whole power and authority belonging to it was, on particular occasions, committed to one; and upon great alarms, when the political fabric was shaken or endangered, a monarchical power has been applied, like a prop, to secure the state against the rage of the tempest. Thus were the dictators occasionally named at Rome, and the stadtholders in the United Provinces; and thus, in mixed governments, the royal prerogative is occasionally enlarged, by the temporary suspension of laws* , and the barriers of liberty appear to be removed, in order to vest a dictatorial power in the hands of the king.
Had mankind, therefore, no view but to warfare, it is probable that they would continue to prefer monarchical government to any other; or at least that every nation, in order to procure secret and united councils, would intrust the executive power with unlimited authority. But, happily for civil society, men have objects of a different sort: and experience has taught, that although the conduct of armies requires an absolute and undivided command; yet a national force is best formed, where numbers of men are inured to equality; and where the meanest citizen may consider himself, upon occasion, as destined to command as well as to obey. It is here that the dictator finds a spirit and a force prepared to second his council; it is here too that the dictator himself is formed, and that numbers of leaders are presented to the public choice; it is here that the prosperity of a state is independent of single men, and that a wisdom which never dies, with a system of military arrangments permanent and regular, can, even under the greatest misfortunes, prolong the national struggle. With this advantage, the Romans, finding a number of distinguished leaders arise in succession, were at all times almost equally prepared to contend with their enemies of Asia or Africa; while the fortune of those enemies, on the contrary, depended on the casual appearance of singular men, of a Mithridates, or of a Hannibal.
The soldier, we are told, has his point of honour, and a fashion of thinking, which he wears with his sword. This point of honour, in free and uncorrupted states, is a zeal for the public; and war to them is an operation of passions, not the mere pursuit of a calling. Its good and its ill effects are felt in extremes: The friend is made to experience the warmest proofs of attachment, the enemy the severest effects of animosity. On this system the celebrated nations of antiquity made war under their highest attainments of civility, and under their greatest degrees of refinement.
In small and rude societies, the individual finds himself attacked in every national war; and none can propose to devolve his defence on another. “The king of Spain is a great prince,” said an American chief to the governor of Jamaica, who was preparing a body of troops to join in an enterprise against the Spaniards: “do you propose to make war upon so great a king with so small a force?” Being told that the forces he saw were to be joined by troops from Europe, and that the governor could then command no more: “Who are these then,” said the American, “who form this crowd of spectators? are they not your people? and why do you not all go forth to so great a war?” He was answered, That the spectators were merchants, and other inhabitants, who took no part in the service: “Would they be merchants still,” continued this statesman, if the King of Spain was to attack you here? For my part, I do not think that merchants should be permitted to live in any country: when I go to war, I leave no body at home but the women.” It should seem that this simple warrior considered merchants as a kind of neutral persons, who took no part in the quarrels of their country; and that he did not know how much war itself may be made a subject of traffic; what mighty armies may be put in motion from behind the counter; how often human blood is, without any national animosity, bought and sold for bills of exchange; and how often the prince, the nobles, and the statesmen, in many a polished nation, might, in his account, be considered as merchants.
In the progress of arts and of policy, the members of every state are divided into classes; and in the commencement of this distribution, there is no distinction more serious than that of the warrior and the pacific inhabitant; no more is required to place men in the relation of master and slave. Even when the rigours of an established slavery abate, as they have done in modern Europe, in consequence of a protection, and a property, allowed to the mechanic and labourer, this distinction serves still to separate the noble from the base, and to point out that class of men who are destined to reign and to domineer in their country.
It was certainly never foreseen by mankind, that, in the pursuit of refinement, they were to reverse this order; or even that they were to place the government, and the military force of nations, in different hands. But is it equally unforeseen, that the former order may again take place? and that the pacific citizen, however distinguished by privilege and rank, must one day bow to the person with whom he has intrusted his sword? If such revolutions should actually follow, will this new master revive in his own order the spirit of the noble and the free? Will he renew the characters of the warrior and the statesman? Will he restore to his country the civil and military virtues? I am afraid to reply. Montesquieu observes, that the government of Rome, even under the emperors, became, in the hands of the troops, elective and republican: But the Fabii or the Bruti were heard of no more, after the prætorian bands became the republic.
We have enumerated some of the heads under which a people, as they emerge from barbarity, may come to be classed. Such are, the nobility, the people, the adherents of the prince; and even the priesthood have not been forgotten: When we arrive at times of refinement, the army must be joined to the list. The departments of civil government and of war being severed, and the preeminence being given to the statesman, the ambitious will naturally devolve the military service on those who are contented with a subordinate station. They who have the greatest share in the division of fortune, and the greatest interest in defending their country, having resigned the sword, must pay for what they have ceased to perform; and armies, not only at a distance from home, but in the very bosom of their country, are subsisted by pay. A discipline is invented to inure the soldier to perform, from habit, and from the fear of punishment, those hazardous duties, which the love of the public, or a national spirit, no longer inspire.
When we consider the breach that such an establishment makes in the system of national virtues, it is unpleasant to observe, that most nations who have run the career of civil arts, have, in some degree, adopted this measure. Not only states, which either have wars to maintain, or precarious possessions to defend at a distance; not only a prince jealous of his authority, or in haste to gain the advantage of discipline, are disposed to employ soreign troops, or to keep standing armies; but even republics, with little of the former occasion, and none of the motives which prevail in monarchy, have been found to tread in the same path.
If military arrangements occupy so considerable a place in the domestic policy of nations, the actual consequences of war are equally important in the history of mankind. Glory and spoil were the earliest subject of quarrels; a concession of superiority, or a ransom, were the prices of peace. The love of safety, and the desire of dominion, equally lead mankind to wish for accessions of strength. Whether as victors or as vanquished, they tend to a coalition; and powerful nations considering a province, or a fortress acquired on their frontier, as so much gained, are perpetually intent on extending the limits.
The maxims of conquest are not always to be distinguished from those of self-defence. If a neighbouring state be dangerous, if it be frequently troublesome, it is a maxim founded in the consideration of safety, as well as of conquest, That it ought to be weakened or disarmed: If, being once reduced, it be disposed to renew the contest, it must from thenceforward be governed in form. Rome never avowed any other maxims of conquest; and she every where sent her insolent armies, under the specious pretence of procuring to herself and her allies a lasting peace, which she alone would reserve the power to disturb.
The equality of those alliances which the Grecian states formed against each other, maintained, for a time, their independence and separation; and that time was the shining and the happy period of their story. It was prolonged more by the vigilance and conduct which they severally applied, than by the moderation of their councils, or by any peculiarities of domestic policy which arrested their progress. The victors were sometimes contented, with merely changing to a resemblance of their own forms, the government of the states they subdued. What the next step might have been in the progress of impositions, is hard to determine. But when we consider, that one party fought for the imposition of tributes, another for the ascendant in war, it cannot be doubted, that the Athenians, from a national ambition, and from the desire of wealth; and the Spartans, though they originally only meant to desend themselves, and their allies, were both, at last, equally willing to become the masters of Greece; and were preparing for each other at home that yoke, which both, together with their confederates, were obliged to receive from abroad.
In the conquests of Philip, the desire of self-preservation and security seemed to be blended with the ambition natural to princes. He turned his arms successively to the quarters on which he found himself hurt, from which he had been alarmed or provoked: And when he had subdued the Greeks, he proposed to lead them against their ancient enemy of Persia. In this he laid the plan which was carried into execution by his son.
The Romans, become the masters of Italy, and the conquerors of Carthage, had been alarmed on the side of Macedon, and were led to cross a new sea in search of a new field, on which to exercise their military force. In prosecution of their wars, from the earliest to the latest date of their history, without intending the very conquest they made, perhaps without foreseeing what advantage they were to reap from the subjection of distant provinces, or in what manner they were to govern their new acquisitions, they still proceeded to seize what came successively within their reach; and, stimulated by a policy which engaged them in perpetual wars, which led to perpetual victory and accessions of territory, they extended the frontier of a state, which, but a few centuries before, had been confined within the skirts of a village, to the Euphrates, the Danube, the Weser, the Forth, and the Ocean.
It is vain to affirm, that the genius of any nation is adverse to conquest. Its real interests indeed most commonly are so; but every state, which is prepared to defend itself, and to obtain victories, is likewise in hazard of being tempted to conquer.
In Europe, where mercenary and disciplined armies are every where formed, and ready to traverse the earth, where, like a flood pent up by slender banks, they are only restrained by political forms, or a temporary balance of power; if the sluices should break, what inundations may we not expect to behold? Effeminate kingdoms and empires are spread from the sea of Corea to the Atlantic ocean. Every state, by the defeat of its troops, may be turned into a province; every army opposed in the field to-day may be hired to-morrow; and every victory gained, may give the accession of a new military force to the victor.
The Romans, with inferior arts of communication both by sea and land, maintained their dominion in a considerable part of Europe, Asia, and Africa, over fierce and intractable nations: What may not the fleets and armies of Europe, with the access they have by commerce to every part of the world, and the facility of their conveyance, effect, if that ruinous maxim should prevail, That the grandeur of a nation is to be estimated from the extent of its territory; or, That the interest of any particular people consists in reducing their neighbours to servitude?
If war, either for depredation or defence, were the principal object of nations, every tribe would, from its earliest state, aim at the condition of a Tartar horde; and in all its successes would hasten to the grandeur of a Tartar empire. The military leader would supersede the civil magistrate; and preparations to fly with all their possessions, or to pursue with all their forces, would in every society make the sum of their public arrangements.
He who first, on the banks of the Wolga, or the Jenisca, had taught the Scythian to mount the horse, to move his cottage on wheels, to harass his enemy alike by his attacks and his flights, to handle at full speed the lance and the bow, and when beat from his ground, to leave his arrows in the wind to meet his pursuer; he who had taught his countrymen to use the same animal for every purpose of the dairy, the shambles, and the field of battle; would be esteemed the founder of his nation; or like Ceres and Bacchus among the Greeks, would be invested with the honours of a god, as the reward of his useful inventions. Amidst such institutions, the names and atchievements of Hercules and Jason might have been transmitted to posterity; but those of Lycurgus or Solon, the heroes of political society, could have gained no reputation, either fabulous or real, in the records of fame.
Every tribe of warlike barbarians may entertain among themselves the strongest sentiments of affection and honour, while they carry to the rest of mankind the aspect of banditti and robbers* . They may be indifferent to interest, and superior to danger; but our sense of humanity, our regard to the rights of nations, our admiration of civil wisdom and justice, even our effeminacy itself, make us turn away with contempt, or with horror, from a scene which exhibits so few of our good qualities, and which serves, so much to reproach our weakness.
It is in conducting the affairs of civil society, that mankind find the exercise of their best talents, as well as the object of their best affections. It is in being grafted on the advantages of civil society, that the art of war is brought to perfection; that the resources of armies, and the complicated springs to be touched in their conduct, are best understood. The most celebrated warriors were also citizens: Opposed to a Roman, or a Greek, the chieftain of Thrace, of Germany, or Gaul, was a novice. The native of Pella learned the principles of his art from Epaminondas and Pelopidas.
If nations, as hath been observed in the preceding section, must adjust their policy on the prospect of war from abroad, they are equally bound to provide for the attainment of peace at home. But there is no peace in the absence of justice. It may subsist with divisions, disputes, and contrary opinions; but not with the commission of wrongs. The injurious, and the injured, are, as implied in the very meaning of the terms, in a state of hostility.
Where men enjoy peace, they owe it either to their mutual regards and affections, or to the restraints of law. Those are the happiest states which procure peace to their members by the first of these methods: But it is sufficiently uncommon to procure it even by the second. The first would with-hold the occasions of war and of competition: The second adjusts the pretensions of men by stipulations and treaties. Sparta taught her citizens not to regard interest: Other free nations secure the interest of their members, and consider this as a principal part of their rights.
Law is the treaty to which members of the same community have agreed, and under which the magistrate and the subject continue to enjoy their rights, and to maintain the peace of society. The desire of lucre is the great motive to injuries: law therefore has a principal reference to property. It would ascertain the different methods by which property may be acquired, as by prescription, conveyance, and succession; and it makes the necessary provisions for rendering the possession of property secure.
Beside avarice, there are other motives from which men are unjust; such as pride, malice, envy, and revenge. The law would eradicate the principles themselves, or at least prevent their effects.
From whatever motive wrongs are committed, there are different particulars in which the injured may suffer. He may suffer in his goods, in his person, or in the freedom of his conduct. Nature has made him master of every action which is not injurious to others. The laws of his particular society intitle him perhaps to a determinate station, and bestow on him a certain share in the government of his country. An injury, therefore, which in this respect puts him under any unjust restraint, may be called an infringement of his political rights.
Where the citizen is supposed to have rights of property and of station, and is protected in the exercise of them, he is said to be free; and the very restraints by which he is hindered from the commission of crimes, are a part of his liberty. No person is free, where any person is suffered to do wrong with impunity. Even the despotic prince on his throne, is not an exception to this general rule. He himself is a slave, the moment he pretends that force should decide any contest. The disregard he throws on the rights of his people recoils on himself; and in the general uncertainty of all conditions, there is no tenure more precarious than his own.
From the different particulars to which men refer, in speaking of liberty, whether to the safety of the person and the goods, the dignity of rank, or the participation of political importance, as well as from the different methods by which their rights are secured, they are led to differ in the interpretation of the term; and every free nation is apt to suppose, that freedom is to be found only among themselves; they measure it by their own peculiar habits and system of manners.
Some having thought, that the unequal distribution of wealth is a grievance, required a new division of property as the foundation of public justice. This scheme is suited to democratical government; and in such only it has been admitted with any degree of effect.
New settlements, like that of the people of Israel, and singular establishments, like those of Sparta and Crete, have furnished examples of its actual execution; but in most other states, even the democratical spirit could attain no more than to prolong the struggle for Agrarian laws; to procure, on occasion, the expunging of debts; and to keep the people in mind, under all the distinctions of fortune, that they still had a claim to equality.
The citizen at Rome, at Athens, and in many republics, contended for himself, and his order. The Agrarian law was moved and debated for ages: It served to awaken the mind; it nourished the spirit of equality, and furnished a field on which to exert its force; but was never established with any of its other and more formal effects.
Many of the establishments which serve to defend the weak from oppression, contribute, by securing the possession of property, to favour its unequal division, and to increase the ascendant of those from whom the abuses of power may be feared. Those abuses were felt very early both at Athens and Rome* .
It has been proposed to prevent the excessive accumulation of wealth in particular hands, by limiting the increase of private fortunes, by prohibiting intails, and by with-holding the right of primogeniture in the succession of heirs. It has been proposed to prevent the ruin of moderate estates, and to restrain the use, and consequently the desire of great ones, by sumptuary laws. These different methods are more or less consistent with the interests of commerce, and may be adopted, in different degrees, by a people whose national object is wealth: And they have their degree of effect, by inspiring moderation, or a sense of equality, and by stifling the passions by which mankind are prompted to mutual wrongs.
It appears to be, in a particular manner, the object of sumptuary laws, and of the equal division of wealth, to prevent the gratification of vanity, to check the ostentation of superior fortune, and, by this means, to weaken the desire of riches, and to preserve, in the breast of the citizen, that moderation and equity which ought to regulate his conduct.
This end is never perfectly attained in any state where the unequal division of property is admitted, and where fortune is allowed to bestow distinction and rank. It is indeed difficult, by any methods whatever, to shut up this source of corruption. Of all the nations whose history is known with certainty, the design itself, and the manner of executing it, appear to have been understood in Sparta alone.
There property was indeed acknowledged by law; but in consequence of certain regulations and practices, the most effectual, it seems, that mankind have hitherto found out. The manners that prevail among simple nations before the establishment of property, were in some measure preserved* ; the passion for riches was, during many ages, suppressed; and the citizen was made to consider himself as the property of his country, not as the owner of a private estate.
It was held ignominious either to buy or to sell the patrimony of a citizen. Slaves were, in every family, intrusted with the care of its effects, and freemen were strangers to lucrative arts; justice was established on a contempt of the ordinary allurement to crimes; and the preservatives of civil liberty applied by the state, were the dispositions that were made to prevail in the hearts of its members.
The individual was relieved from every solicitude that could arise on the head of his fortune; he was educated, and he was employed for life in the service of the public; he was fed at a place of common resort, to which he could carry no distinction but that of his talents and his virtues; his children were the wards and the pupils of the state; he himself was thought to be a parent, and a director to the youth of his country, not the anxious father of a separate family.
This people, we are told, bestowed some care in adorning their persons, and were known from afar by the red or the purple they wore; but could not make their equipage, their buildings, or their furniture, a subject of fancy, or what we call taste. The carpenter and the house-builder were restricted to the use of the axe and the saw: Their workmanship must have been simple, and probably, in respect to its form, continued for ages the same. The ingenuity of the artist was employed in cultivating his own nature, not in adorning the habitations of his fellow-citizens.
On this plan, they had senators, magistrates, leaders of armies, and ministers of state; but no men of fortune. Like the heroes of Homer, they distributed honours by the measure of the cup and the platter. A citizen who, in his political capacity, was the arbiter of Greece, thought himself honoured by receiving a double portion of plain entertainment at supper. He was active, penetrating, brave, disinterested, and generous; but his estate, his table, and his furniture might, in our esteem, have marred the lustre of all his virtues. Neighbouring nations, however, applied for commanders to this nursery of statesmen and warriors, as we apply for the practitioners of every art to the countries in which they excel; for cooks to France, and for musicians to Italy.
After all, we are, perhaps, not sufficiently instructed in the nature of the Spartan laws and institutions, to understand in what manner all the ends of this singular state were obtained; but the admiration paid to its people, and the constant reference of contemporary historians to their avowed superiority, will not allow us to question the facts. “When I observed,” says Xenophon, that this nation, though not the most populous, was the most powerful state of Greece, I was seized with wonder, and with an earnest desire to know by what arts it attained its pre-eminence; but when I came to the knowledge of its institutions, my wonder ceased. — As one man excels another, and as he who is at pains to cultivate his mind, must surpass the person who neglects it; so the Spartans should excel every nation, being the only state in which virtue is studied as the object of government.”
The subjects of property, considered with a view to subsistence, or even to enjoyment, have little effect in corrupting mankind, or in awakening the spirit of competition and of jealousy; but considered with a view to distinction and honour, where fortune constitutes rank, they excite the most vehement passions, and absorb all the sentiments of the human soul: They reconcile avarice and meanness with ambition and vanity; and lead men through the practice of sordid and mercenary arts, to the possession of a supposed elevation and dignity.
Where this source of corruption, on the contrary, is effectually stopped, the citizen is dutiful, and the magistrate upright; any form of government may be wisely administered; places of trust are likely to be well supplied; and by whatever rule office and power are bestowed, it is likely that all the capacity and force that subsists in the state will come to be employed in its service: For on this supposition, experience and abilities are the only guides, and the only titles to public confidence; and if citizens be ranged into separate classes, they become mutual checks by the difference of their opinions, not by the opposition of their interested designs.
We may easily account for the censures bestowed on the government of Sparta, by those who considered it merely on the side of its forms. It was not calculated to prevent the practice of crimes, by balancing against each other the selfish and partial dispositions of men; but to inspire the virtues of the soul, to procure innocence by the absence of criminal inclinations, and to derive its internal peace from the indifference of its members to the ordinary motives of strife and disorder. It were trifling to seek for its analogy to any other constitution of state, in which its principal characteristic and distinguishing feature is not to be found. The collegiate sovereignty, the senate, and the ephori, had their counterparts in other republics, and a resemblance has been found in particular to the goverament of Carthage* : But what affinity of consequence can be found between a state whose sole object was virtue, and another whose principal object was wealth; between a people whose associated Kings, being lodged in the same cottage, had no fortune but their daily food; and a commercial republic, in which a proper estate was required as a necessary qualification for the higher offices of state?
Other petty commonwealths expelled Kings, when they became jealous of their designs, or after having experienced their tyranny; here the hereditary succession of Kings was preserved: Other states were afraid of the intrigues and cabals of their members in competition for dignities; here solicitation was required as the only condition upon which a place in the senate was obtained. A supreme inquisitorial power was, in the persons of the ephori, safely committed to a few men, who were drawn by lot, and without distinction, from every order of the people: And if a contrast to this, as well as to many other articles of the Spartan policy, be required, it may be found in the general history of mankind.
But Sparta, under every supposed error of its form, prospered for ages, by the integrity of its manners, and by the character of its citizens. When that integrity was broken, this people did not languish in the weakness of nations sunk in effeminacy. They fell into the stream by which other states had been carried in the torrent of violent passions, and in the outrage of barbarous times. They ran the career of other nations, after that of ancient Sparta was finished: They built walls, and began to improve their possessions, after they ceased to improve their people; and on this new plan, in their struggle for political life, they survived the system of states that perished under the Macedonian dominion: They lived to act with another which arose in the Achæan league; and were the last community of Greece that became a village in the empire of Rome.
If it should be thought we have dwelt too long on the history of this singular people, it may be remembered, in excuse, that they alone, in the language of Xenophon, made virtue an object of state.
We must be contented to derive our freedom from a different source; to expect justice from the limits which are set to the powers of the magistrate, and to rely for protection on the laws which are made to secure the estate and the person of the subject. We live in societies, where men must be rich, in order to be great; where pleasure itself is often pursued from vanity; where the desire of a supposed happiness serves to inflame the worst of passions, and is itself the foundation of misery; where public justice, like fetters applied to the body, may, without inspiring the sentiments of candour and equity, prevent the actual commission of crimes.
Mankind come under this description the moment they are seized with their passions for riches and power. But their description in every instance is mixed: In the best there is an alloy of evil; in the worst a mixture of good. Without any establishments to preserve their manners, besides penal laws, and the restraints of police, they derive, from instinctive feelings, a love of integrity and candour, and from the very contagion of society itself, an esteem for what is honourable and praise-worthy. They derive, from their union, and joint opposition to foreign enemies, a zeal for their own community, and courage to maintain its rights. If the frequent neglect of virtue, as a political object, tend to discredit the understandings of men, its lustre, and its frequency, as a spontaneous offspring of the heart, will restore the honours of our nature.
In every casual and mixed state of the national manners, the safety of every individual, and his political consequence, depends much on himself, but more on the party to which he is joined. For this reason, all who feel a common interest, are apt to unite in parties; and, as far as that interest requires, mutually support each other.
Where the citizens of any free community are of different orders, each order has a peculiar set of claims and pretensions: relatively to the other members of the state, it is a party; relatively to the differences of interest among its own members, it may admit of numberless subdivisions. But in every state there are two interests very readily apprehended; that of a prince and his adherents, that of a nobility, or of any temporary faction, opposed to the people.
Where the sovereign power is reserved by the collective body, it appears unnecessary to think of additional establishments for securing the rights of the citizen. But it is difficult, if not impossible, for the collective body to exercise this power in a manner that supersedes the necessity of every other political caution.
If popular assemblies assume every function of government; and if, in the same tumultuous manner in which they can, with great propriety, express their feelings, the sense of their rights, and their animosity to foreign or domestic enemies, they pretend to deliberate on points of national conduct, or to decide questions of equity and justice; the public is exposed to manifold inconveniences; and popular governments would, of all others, be the most subject to errors in administration, and to weakness in the execution of public measures.
To avoid these disadvantages, the people are always contented to delegate part of their power. They establish a senate to debate, and to prepare, if not to determine, questions that are brought to the collective body for a final resolution. They commit the executive power to some council of this sort, or to a magistrate who presides in their meetings. Under the use of this necessary and common expedient, even while democratical forms are most carefully guarded, there is one party of the few, another of the many. One attacks, the other defends; and they are both ready to assume in their turns. But though, in reality, a great danger to liberty arises on the part of the people themselves, who, in times of corruption, are easily made the instruments of usurpation and tyranny; yet, in the ordinary aspect of government, the executive carries an air of superiority, and the rights of the people seem always exposed to incroachment.
Though, on the day that the Roman people were assembled, the senators mixed with the crowd, and the consul was no more than the servant of the multitude; yet, when this awful meeting was dissolved, the senators met to prescribe business for their sovereign, and the consul went armed with the axe and the rods, to reach every Roman, in his separate capacity, the submission which he owed to the state.
Thus, even where the collective body is sovereign, they are assembled only occasionally: and though, on such occasions, they determine every question relative to their rights and their interests as a people, and can assert their freedom with irresistible force; yet they do not think themselves, nor are they in reality, safe, without a more constant and more uniform power operating in their favour.
The multitude is every where strong; but requires, for the safety of its members, when separate as well as when assembled, a head to direct and to employ its strength. For this purpose, the ephori, we are told, were established at Sparta, the council of a hundred at Carthage, and the tribunes at Rome. So prepared, the popular party has, in many instances, been able to cope with its adversaries, and has even trampled on the powers, whether aristocratical or monarchical, with which it would have been otherwise unable to contend. The state, in such cases, commonly suffered by the delays, interruptions, and confusions, which popular leaders, from private envy, or a prevailing jealousy of the great, seldom failed to create in the proceedings of government.
Where the people, as in some larger communities, have only a share in the legislature, they cannot overwhelm the collateral powers, who having likewise a share, are in condition to defend themselves: where they act only by their representatives, their force may be uniformly employed. And they may make part in a constitution of government more lasting than any of those in which the people, possessing or pretending to the entire legislature, are, when assembled, the tyrants, and, when dispersed, the slaves of a distempered state. In governments properly mixed, the popular interest, finding a counterpoise in that of the prince or of the nobles, a balance is actually established between them, in which the public freedom and the public order are made to consist.
From some such casual arrangement of different interests, all the varieties of mixed government proceed; and on that degree of consideration which every separate interest can procure to itself, depends the equity of the laws they enact, and the necessity they are able to impose, of adhering strictly to the terms of law in its execution. States are accordingly unequally qualified to conduct the business of legislation, and unequally fortunate in the completeness, and regular observance, of their civil code.
In democratical establishments, citizens, feeling themselves possessed of the sovereignty, are not equally anxious, with the subjects of other governments, to have their rights explained, or secured, by actual statute. They trust to personal vigour, to the support of party, and to the sense of the public.
If the collective body perform the office of judge, as well as of legislator, they seldom think of devising rules for their own direction, and are found still more seldom to follow any determinate rule, after it is made. They dispense, at one time, with what they enacted at another; and in their judicative, perhaps even more than in their legislative, capacity, are guided by passions and partialities that arise from circumstances of the case before them.
But under the simplest governments of a different sort, whether aristocracy or monarchy, there is a necessity for law, and there are a variety of interests to be adjusted in framing every statute. The sovereign wishes to give stability and order to administration, by express and promulgated rules. The subject wishes to know the conditions and limits of his duty. He acquiesces, or he revolts, according as the terms on which he is made to live with the sovereign, or with his fellow subjects, are, or are not, consistent with the sense of his rights.
Neither the monarch, nor the council of nobles, where either is possessed of the sovereignty, can pretend to govern, or to judge at discretion. No magistrate, whether temporary or hereditary, can with safety neglect that reputation for justice and equity, from which his authority, and the respect that is paid to his person, are in a great measure derived. Nations, however, have been fortunate in the tenor, and in the execution of their laws, in proportion as they have admitted every order of the people, by representation or otherwise, to an actual share of the legislature. Under establishments of this sort, law is literally a treaty, to which the parties concerned have agreed, and have given their opinion in settling its terms. The interests to be affected by a law, are likewise consulted in making it. Every class propounds an objection, suggests an addition or an amendment of its own. They proceed to adjust, by statute, every subject of controversy: And while they continue to enjoy their freedom, they continue to multiply laws, and to accumulate volumes, as if they could remove every possible ground of dispute, and were secure of their rights, merely by having put them in writing.
Rome and England, under their mixed governments, the one inclining to democracy, and the other to monarchy, have proved the great legislators among nations. The first has left the foundation, and great part of the superstructure of its civil code, to the continent of Europe: The other, in its island, has carried the authority and government of law to a point of perfection, which they never before attained in the history of mankind.
Under such favourable establishments, known customs, the practice and decisions of courts, as well as positive statutes, acquire the authority of laws; and every proceeding is conducted by some fixed and determinate rule. The best and most effectual precautions are taken for the impartial application of rules to particular cases; and it is remarkable, that, in the two examples we have mentioned, a surprising coincidence is found in the singular methods of their jurisdiction. The people in both reserved in a manner the office of judgment to themselves, and brought the decision of civil rights, or of criminal questions, to the tribunal of peers, who, in judging of their fellow-citizens, prescribed a condition of life for themselves.
It is not in mere laws, after all, that we are to look for the securities to justice, but in the powers by which those laws have been obtained, and without whose constant support they must fall to disuse. Statutes serve to record the rights of a people, and speak the intention of parties to defend what the letter of the law has expressed: But without the vigour to maintain what is acknowledged as a right, the mere record, or the feeble intention, is of little avail.
A populace roused by oppression, or an order of men possessed of temporary advantage, have obtained many charters, concessions, and stipulations, in favour of their claims; but where no adequate preparation was made to preserve them, the written articles were often forgotten, together with the occasion on which they were framed.
The history of England, and of every free country, abounds with the example of statutes enacted when the people or their representatives assembled, but never executed when the crown or the executive was left to itself. The most equitable laws on paper are consistent with the utmost despotism in administration. Even the form of trial by juries in England had its authority in law, while the proceedings of courts were arbitrary and oppressive.
We must admire, as the key-stone of civil liberty, the statute which forces the secrets of every prison to be revealed, the cause of every commitment to be declared, and the person of the accused to be produced, that he may claim his enlargement, or his trial, within a limited time. No wiser form was ever opposed to the abuses of power. But it requires a fabric no less than the whole political constitution of Great Britain, a spirit no less than the refractory and turbulent zeal of this fortunate people, to secure its effects.
If even the safety of the person, and the tenure of property, which may be so well defined in the words of a statute, depend, for their preservation, on the vigour and jealousy of a free people, and on the degree of consideration which every order of the state maintains for itself; it is still more evident, that what we have called the political freedom, or the right of the individual to act in his station for himself and the public, cannot be made to rest on any other foundation. The estate may be saved, and the person released, by the forms of a civil procedure; but the rights of the mind cannot be sustained by any other force but its own.
WE have already observed, that art is natural to man; and that the skill he acquires after many ages of practice, is only the improvement of a talent he possessed at the first. Vitruvius finds the rudiments of architecture in the form of a Scythian cottage. The armourer may find the first productions of his calling in the sling and the bow; and the shipwright of his in the canoe of the savage. Even the historian and the poet may find the original essays of their arts in the tale, and the song, which celebrate the wars, the loves, and the adventures of men in their rudest condition.
Destined to cultivate his own nature, or to mend his situation, man finds a continual subject of attention, ingenuity, and labour. Even where he does not propose any personal improvement, his faculties are strengthened by those very exercises in which he seems to forget himself: His reason and his affections are thus profitably engaged in the affairs of society; his invention and his skill are exercised in procuring his accommodations and his food; his particular pursuits are prescribed to him by circumstances of the age, and of the country in which he lives: In one situation, he is occupied with wars and political deliberations; in another, with the care of his interest, of his personal ease, or conveniency. He suits his means to the ends he has in view; and, by multiplying contrivances, proceeds, by degrees, to the perfection of his arts. In every step of his progress, if his skill be increased, his desire must likewise have time to extend: And it would be as vain to suggest a contrivance of which he slighted the use, as it would be to tell him of blessings which he could not command.
Ages are generally supposed to have borrowed from those who went before them, and nations to have received their portion of learning or of art from abroad. The Romans are thought to have learned from the Greeks, and the moderns of Europe from both. From a few examples of this sort, we learn to consider every science or art as derived, and admit of nothing original in the practice or manners of any people. The Greek was a copy of the Egyptian, and even the Egyptian was an imitator, though we have lost sight of the model on which he was formed.
It is known, that men improve by example and intercourse; but in the case of nations, whose members excite and direct each other, why seek from abroad the origin of arts, of which every society, having the principles in itself, only requires a favourable occasion to bring them to light? When such occasion presents itself to any people they generally seize it; and while it continues, they improve the inventions to which it gave rise among themselves, or they willingly copy from others: But they never employ their own invention, nor look abroad, for instruction on subjects that do not lie in the way of their common pursuits; they never adopt a refinement of which they have not discovered the use.
Inventions, we frequently observe, are accidental; but it is probable, that an accident which escapes the artist in one age, may be seized by one who succeeds him, and who is better apprized of its use. Where circumstances are favourable, and where a people is intent on the objects of any art, every invention is preserved, by being brought into general practice; every model is studied, and every accident is turned to account. If nations actually borrow from their neighbours, they probably borrow only what they are nearly in a condition to have invented themselves.
Any singular practice of one country, therefore, is seldom transferred to another, till the way be prepared by the introduction of similar circumstances. Hence our frequent complaints of the dulness or obstinacy of mankind, and of the dilatory communication of arts from one place to another. While the Romans adopted the arts of Greece, the Thracians and Illyrians continued to behold them with indifference. Those arts were, during one period, confined to the Greek colonies, and during another, to the Roman. Even where they were spread by a visible intercourse, they were still received by independent nations with the slowness of invention. They made a progress not more rapid at Rome than they had done at Athens; and they passed to the extremities of the Roman empire, only in company with new colonies, and joined to Italian policy.
The modern race, who came abroad to the possession of cultivated provinces, retained the arts they had practised at home: the new master hunted the boar, or pastured his herds, where he might have raised a plentiful harvest: he built a cottage in the view of a palace: he buried, in one common ruin, the edifices, sculptures, paintings, and libraries, of the former inhabitant: he made a settlement upon a plan of his own, and opened anew the source of inventions, without perceiving from a distance to what length their progress might lead his posterity. The cottage of the present race, like that of the former, by degrees enlarged its dimensions; public buildings acquired a magnificence in a new taste. Even this taste came, in a course of ages, to be exploded, and the people of Europe recurred to the models which their fathers destroyed, and wept over the ruins which they could not restore.
The literary remains of antiquity were studied and imitated, only after the original genius of modern nations had broke forth: the rude efforts of poetry in Italy and Provence, resembled those of the Greeks and the ancient Romans. How far the merits of our works might, without the aid of their models, have risen by successive improvements, or whether we have gained more by imitation than we have lost by quitting our native system of thinking, and our vein of fable, must be left to conjecture. We are certainly indebted to them for the materials, as well as the form of many of our compositions; and without their example, the strain of our literature, together with that of our manners and policy, would have been different from what they at present are. This much, however, may be said with assurance, that although the Roman and the modern literature savour alike of the Greek original, yet mankind, in either instance, would not have drank of this fountain, unless they had been hastening to open springs of their own.
Sentiment and fancy, the use of the hand or the head, are not inventions of particular men; and the flourishing of arts that depend on them, are, in the case of any people, a proof rather of political felicity at home, than of any instruction received from abroad, or of any natural superiority in point of industry or talents.
When the attentions of men are turned toward particular subjects, when the acquisitions of one age are left entire to the next, when every individual is protected in his place, and left to pursue the suggestion of his wants, inventions accumulate; and it is difficult to find the original of any art. The steps which lead to perfection are many; and we are at a loss on whom to bestow the greatest share of our praise; on the first, or on the last, who may have borne a part in the progress.
IF we may rely on the general observations contained in the last section, the literary, as well as mechanical arts, being a natural produce of the human mind, will rise spontaneously wherever men are happily placed; and in certain nations it is not more necessary to look abroad for the origin of literature, than it is for the suggestion of any of the pleasures or exercises in which mankind, under a state of prosperity and freedom, are sufficiently inclined to indulge themselves.
We are apt to consider arts as foreign and adventitious to the nature of man: But there is no art that did not find its occasion in human life, and that was not, in some one or other of the situations in which our species is found, suggested as a means for the attainment of some useful end. The mechanic and commercial arts took their rise from the love of property, and were encouraged by the prospects of safety and of gain: The literary and liberal arts took their rise from the understanding, the fancy, and the heart. They are mere exercises of the mind in search of its peculiar pleasures and occupations; and are promoted by circumstances that suffer the mind to enjoy itself.
Men are equally engaged by the past, the present, and the future, and are prepared for every occupation that gives scope to their powers. Productions, therefore, whether of narration, fiction, or reasoning, that tend to employ the imagination, or move the heart, continue for ages a subject of attention, and a source of delight. The memory of human transactions being preserved in tradition or writing, is the natural gratification of a passion that consists of curiosity, admiration, and the love of amusement.
Before many books are written, and before science is greatly advanced, the productions of mere genius are sometimes complete: The performer requires not the aid of learning where his description of story relates to near and contiguous objects; where it relates to the conduct and characters of men with whom he himself has acted, and in whose occupations and fortunes he himself has borne a part.
With this advantage, the poet is the first to offer the fruits of his genius, and to lead in the career of those arts by which the mind is destined to exhibit its imaginations, and to express its passions. Every tribe of barbarians have their passionate or historic rhymes, which contain the superstition, the enthusiasm, and the admiration of glory, with which the breasts of men, in the earliest state of society, are possessed. They delight in versification, either because the cadence of numbers is natural to the language of sentiment, or because, not having the advantage of writing, they are obliged to bring the ear in aid of the memory, in order to facilitate the repetition, and insure the preservation of their works.
When we attend to the language which savages employ on any solemn occasion, it appears that man is a poet by nature. Whether at first obliged by the mere defects of his tongue, and the scantiness of proper expressions, or seduced by a pleasure of the fancy in stating the analogy of its objects, he clothes every conception in image and metaphor. “We have planted the tree of peace,” says an American orator; “we have buried the axe under its roots: We will henceforth repose under its shade; we will join to brighten the chain that binds our nations together.” Such are the collections of metaphor which those nations employ in their public harangues. They have likewise already adopted those lively figures, and that daring freedom of language, which the learned have afterwards found so well fitted to express the rapid transitions of the imagination, and the ardours of a passionate mind.
If we are required to explain, how men could be poets, or orators, before they were aided by the learning of the scholar and the critic? we may inquire, in our turn, how bodies could fall by their weight, before the laws of gravitation were recorded in books? Mind, as well as body, has laws, which are exemplified in the course of nature, and which the critic collects only after the example has shewn what they are.
Occasioned, probably, by the physical connection we have mentioned, between the emotions of a heated imagination, and the impressions received from music and pathetic sounds, every tale among rude nations is repeated in verse, and is made to take the form of a song. The early history of all nations is uniform in this particular. Priests, statesmen, and philosophers, in the first ages of Greece, delivered their instructions in poetry, and mixed with the dealers in music and heroic fable.
It is not so surprising, however, that poetry should be the first species of composition in every nation, as it is that a style, apparently so difficult, and so far removed from ordinary use, should be almost as universally the first to attain its maturity. The most admired of all poets lived beyond the reach of history, almost of tradition. The artless song of the savage, the heroic legend of the bard, have sometimes a magnificent beauty, which no change of language can improve, and no refinements of the critic reform* .
Under the supposed disadvantage of a limited knowledge, and a rude apprehension, the simple poet has impressions that more than compensate the defects of his skill. The best subjects of poetry, the characters of the violent and the brave, the generous and the intrepid, great dangers, trials of fortitude and fidelity, are exhibited within his view, or are delivered in traditions which animate like truth, because they are equally believed. He is not engaged in recalling, like Virgil or Tasso, the sentiments or scenery of an age remote from his own: he needs not be told by the critic† , to recollect what another would have thought, or in what manner another would have expressed his conception. The simple passions, friendship, resentment, and love, are the movements of his own mind, and he has no occasion to copy. Simple and vehement in his conceptions and feelings, he knows no diversity of thought, or of style, to mislead or to exercise his judgment. He delivers the emotions of the heart, in words suggested by the heart: for he knows no other. And hence it is, that while we admire the judgment and invention of Virgil, and of other later poets, these terms appear misapplied to Homer. Though intelligent, as well as sublime, in his conceptions, we cannot anticipate the lights of his understanding, nor the movements of his heart: he appears to speak from inspiration, not from invention; and to be guided in the choice of his thoughts and expressions by a supernatural instinct, not by reflection.
The language of early ages is, in one respect, simple and confined; in another, it is varied and free: it allows liberties, which, to the poet of after-times, are denied.
In rude ages men are not separated by distinctions of rank or profession. They live in one manner, and speak one dialect. The bard is not to chuse his expression among the singular accents of different conditions. He has not to guard his language from the peculiar errors of the mechanic, the peasant, the scholar, or the courtier, in order to find that elegant propriety, and just elevation, which is free from the vulgar of one class, the pedantic of the second, or the flippant of the third. The name of every object, and of every sentiment, is fixed; and if his conception has the dignity of nature, his expression will have a purity which does not depend on his choice.
With this apparent confinement in the choice of his words, he is at liberty to break through the ordinary modes of construction; and in the form of a language not established by rules, may find for himself a cadence agreeable to the tone of his mind. The liberty he takes, while his meaning is striking, and his language is raised, appears an improvement, not a trespass on grammar. He delivers a style to the ages that follow, and becomes a model from which his posterity judge.
But whatever may be the early disposition of mankind to poetry, or the advantages they possess in cultivating this species of literature; whether the early maturity of poetical compositions arise from their being the first studied, or from their having a charm to engage persons of the liveliest genius, who are best qualified to improve the eloquence of their native tongue; it is a remarkable fact, that, not only in countries where every vein of composition was original, and was opened in the order of natural succession; but even at Rome, and in modern Europe, where the learned began early to practise on foreign models, we have poets of every nation, who are perused with pleasure, while the prose writers of the same ages are neglected.
As Sophocles and Euripides preceded the historians and moralists of Greece, not only Nævius and Ennius, who wrote the Roman history in verse, but Lucilius, Plautus, Terence, and we may add Lucretius, were prior to Cicero, Sallust, or Cæsar. Dante and Petrarch went before any good prose writer in Italy; Corneille and Racine brought on the fine age of prose compositions in France; and we had in England, not only Chaucer and Spenser, but Shakespear and Milton, while our attempts in history or science were yet in their infancy; and deserve our attention, only for the sake of the matter they treat.
Hellanicus, who is reckoned among the first prose writers in Greece, and who immediately preceded, or was the contemporary of Herodotus, set out with declaring his intention to remove from history the wild representations, and extravagant fictions, with which it had been disgraced by the poets* . The want of records or authorities, relating to any distant transactions, may have hindered him, as it did his immediate successor, from giving truth all the advantage it might have reaped from this transition to prose. There are, however, ages in the progress of society, when such a proposition must be favourably received. When men become occupied on the subjects of policy, or commercial arts, they wish to be informed and instructed, as well as moved. They are interested by what was real in past transactions. They build on this foundation the reflections and reasonings they apply to present affairs, and wish to receive information on the subject of different pursuits, and of projects in which they begin to be engaged. The manners of men, the practice of ordinary life, and the form of society furnish their subjects to the moral and political writer. Mere ingenuity, justness of sentiment, and correct representation, though conveyed in ordinary language, are understood to constitute literary merit, and by applying to reason more than to the imagination and passions, meet with a reception that is due to the instruction they bring.
The talents of men come to be employed in a variety of affairs, and their inquiries directed to different subjects. Knowledge is important in every department of civil society, and requisite to the practice of every art. The science of nature, morals, politics, and history, find their several admirers; and even poetry itself, which retains its former station in the region of warm imagination and enthusiastic passion, appears in a growing variety of forms.
Matters have proceeded so far, without the aid of foreign examples, or the direction of schools. The cart of Thespis was changed into a theatre, not to gratify the learned, but to please the Athenian populace: And the prize of poetical merit was decided by this populace equally before and after the invention of rules. The Greeks were unacquainted with every language but their own; and if they became learned, it was only by studying what they themselves had produced: The childish mythology, which they are said to have copied from Asia, was equally of little avail in promoting their love of arts, or their success in the practice of them.
When the historian is struck with the events he has witnessed, or heard; when he is excited to relate them by his reflections or his passions; when the statesman, who is required to speak in public, is obliged to prepare for every remarkable appearance in studied harangues; when conversation becomes extensive and refined; and when the social feelings and reflections of men are committed to writing, a system of learning may arise from the bustle of an active life. Society itself is the school, and its lessons are delivered in the practice of real affairs. An author writes from observations he has made on his subject, not from the suggestion of books; and every production carries the mark of his character as a man, not of his mere proficiency as a student or scholar. It may be made a question, whether the trouble of seeking for distant models, and of wading for instruction, through dark allusions and languages unknown, might not have quenched his fire, and rendered him a writer of a very inferior class.
If society may thus be considered as a school for letters, it is probable that its lessons are varied in every separate state, and in every age. For a certain period, the severe applications of the Roman people to policy and war suppressed the literary arts, and appear to have stifled the genius even of the historian and the poet. The institutions of Sparta gave a professed contempt for whatever was not connected with the practical virtues of a vigorous and resolute spirit: The charms of imagination, and the parade of language, were by this people classed with the arts of the cook and the perfumer: Their songs in praise of fortitude are mentioned by some writers; and collections of their witty sayings and repartees are still preserved: They indicate the virtues and the abilities of an active people, not their proficiency in science or literary taste. Possessed of what was essential to happiness in the virtues of the heart, they had a discernment of its value, unembarrassed by the numberless objects on which mankind in general are so much at a loss to adjust their esteem: Fixed in their own apprehension, they turned a sharp edge on the follies of mankind. “When will you begin to practise it?” was the question of a Spartan to a person who, in an advanced age of life, was still occupied with questions on the nature of virtue.
While this people confined their studies to one question, how to improve and to preserve the courage and the disinterested affections of the human heart? their rivals, the Athenians, gave a scope to refinement on every object of reflection or passion. By the rewards, either of profit or of reputation, which they bestowed on every effort of ingenuity employed in ministering to the pleasure, the decoration, or the conveniency of life; by the variety of conditions in which their citizens were placed; by their inequalities of fortune, and their several pursuits in war, politics, commerce, and lucrative arts, they awakened whatever was either good or bad in the natural dispositions of men. Every road to eminence was opened: Eloquence, fortitude, military skill, envy, detraction, faction, and treason, even the muse herself, was courted to bestow importance among a busy, acute, and turbulent people.
From this example, we may safely conclude, that although business is sometimes a rival to study, retirement and leisure are not the principal requisites to the improvement, perhaps not even to the exercise, of literary talents. The most striking exertions of imagination and sentiment have a reference to mankind: They are excited by the presence and intercourse of men: They have most vigour when actuated in the mind by the operation of its principal springs, by the emulations, the friendships, and the oppositions which subsist among a forward and aspiring people. Amidst the great occasions which put a free, and even a licentious society in motion, its members become capable of every exertion; and the same scenes which gave employment to Themistocles and Thrasybulus, inspired, by contagion, the genius of Sophocles and Plato. The petulant and the ingenious find an equal scope to their talents; and literary monuments become the repositories of envy and folly, as well as of wisdom and virtue.
Greece, divided into many little states, and agitated, beyond any spot on the globe, by domestic contentions and foreign wars, set the example in every species of literature. The fire was communicated to Rome; not when the state ceased to be warlike, and had discontinued her political agitations, but when she mixed the love of refinement and of pleasure with her national pursuits, and indulged an inclination to study in the midst of ferments, occasioned by the wars and pretensions of opposite factions. It was revived in modern Europe among the turbulent states of Italy, and spread to the North, together with the spirit which shook the fabrick of the Gothic policy: It rose while men were divided into parties, under civil or religious denominations, and when they were at variance on subjects held the most important and sacred.
We may be satisfied, from the example of many ages, that liberal endowments bestowed on learned societies, and the leisure with which they were furnished for study, are not the likeliest means to excite the exertions of genius: Even science itself, the supposed offspring of leisure, pined in the shade of monastic retirement. Men at a distance from the objects of useful knowledge, untouched by the motives that animate an active and a vigorous mind, could produce only the jargon of a technical language, and accumulate the impertinence of academical forms.
To speak or to write justly from an observation of nature, it is necessary to have felt the sentiments of nature. He who is penetrating and ardent in the conduct of life, will probably exert a proportional force and ingenuity in the exercise of his literary talents: and although writing may become a trade, and require all the application and study which are bestowed on any other calling; yet the principal requisites in this calling are, the spirit and sensibility of a vigorous mind.
In one period, the school may take its light and direction from active life; in another, it is true, the remains of an active spirit are greatly supported by literary monuments, and by the history of transactions that preserve the examples and the experience of former and of better times. But in whatever manner men are formed for great efforts of elocution or conduct, it appears the most glaring of all deceptions, to look for the accomplishments of a human character in the mere attainments of speculation, whilst we neglect the qualities of fortitude and public affection, which are so necessary to render our knowledge an article of happiness or of use.
[* ]See Russian Atlas.
[† ]The Tchutzi.
[‡ ]Notes to the Genealogical History of the Tartars, vouched by Strahlenberg.
[* ]D’Arvieux.
[* ]Charlevoix.
[* ]The Dutch sailors, who were employed in the siege of Malaco, tore or burnt the sail-cloth which was given them to make tents, that they might not have the trouble of making or pitching them. Voy. de Matelief.
[† ]Compare the state of Hungary with that of Holland.
[* ]De Retz Memoirs.
[* ]Part I. Sect. 10.
[* ]See Dr. Robertson’s History of Scotland, B. 1. Dalrymple’s Hist. of Feudal Tenures.
[* ]Collection of Dutch Voyages.
[* ]Strachlenberg.
[† ]Dampier.
[* ]By Mr. Smith, author of the Theory of Moral Sentiment.
[* ]Xenophon.
[† ]Thucydides, Book I.
[* ]Polybius.
[* ]In Britain, by the suspension of the Habeas Corpus.
[* ]D’Arvieux’s History of the Arabs.
[* ]Plutarch in the life of Solon.——Livy.
[* ]See Part II. Sect. 2.
[* ]Aristotle.
[* ]See Translations of Gallic Poetry, by James M‘Pherson.
[† ]See Longinus.
[* ]Quoted by Demetrius Phalerius.
Read the remainder of Part III and most of Part IV for this session.
Adam Ferguson, An Essay on the History of Civil Society, 5th ed. (London: T. Cadell, 1782). Chapter: PART FOURTH.: Of Consequences that result from the Advancement of Civil and Commercial Arts.
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The text is in the public domain.
IT is evident, that, however urged by a sense of necessity, and a desire of convenience, or favoured by any advantages of situation and policy, a people can make no great progress in cultivating the arts of life, until they have separated, and committed to different persons, the several tasks which require a peculiar skill and attention. The savage, or the barbarian, who must build and plant, and fabricate for himself, prefers, in the interval of great alarms and fatigues, the enjoyments of sloth to the improvement of his fortune: he is, perhaps, by the diversity of his wants, discouraged from industry; or, by his divided attention, prevented from acquiring skill in the management of any particular subject.
The enjoyment of peace, however, and the prospect of being able to exchange one commodity for another, turns, by degrees, the hunter and the warrior into a tradesman and a merchant. The accidents which distribute the means of subsistence unequally, inclination, and favourable opportunities, assign the different occupations of men; and a sense of utility leads them, without end, to subdivide their professions.
The artist finds, that the more he can confine his attention to a particular part of any work, his productions are the more perfect, and grow under his hands in the greater quantities. Every undertaker in manufacture finds, that the more he can subdivide the tasks of his workmen, and the more hands he can employ on separate articles, the more are his expences diminished, and his profits increased. The consumer too requires, in every kind of commodity, a workmanship more perfect than hands employed on a variety of subjects can produce; and the progress of commerce is but a continued subdivision of the mechanical arts.
Every craft may engross the whole of a man’s attention, and has a mystery which must be studied or learned by a regular apprenticeship. Nations of tradesmen come to consist of members, who, beyond their own particular trade, are ignorant of all human affairs, and who may contribute to the preservation and enlargement of their common-wealth, without making its interest an object of their regard or attention. Every individual is distinguished by his calling, and has a place to which he is fitted. The savage, who knows no distinction but that of his merit, of his sex, or of his species, and to whom his community is the sovereign object of affection, is astonished to find, that in a scene of this nature, his being a man does not qualify him for any station whatever: he flies to the woods with amazement, distaste, and aversion.
By the separation of arts and professions, the sources of wealth are laid open; every species of material is wrought up to the greatest perfection, and every commodity is produced in the greatest abundance. The state may estimate its profits and its revenues by the number of its people. It may procure, by its treasure, that national consideration and power, which the savage maintains at the expence of his blood.
The advantage gained in the inferior branches of manufacture by the separation of their parts, seem to be equalled by those which arise from a similar device in the higher departments of policy and war. The soldier is relieved from every care but that of his service; statesmen divide the business of civil government into shares; and the servants of the public, in every office, without being skilful in the affairs of state, may succeed, by observing forms which are already established on the experience of others. They are made, like the parts of an engine, to concur to a purpose, without any concert of their own: and equally blind with the trader to any general combination, they unite with him, in furnishing to the state its resources, its conduct, and its force.
The artifices of the beaver, the ant, and the bee, are ascribed to the wisdom of nature. Those of polished nations are ascribed to themselves, and are supposed to indicate a capacity superior to that of rude minds. But the establishments of men, like those of every animal, are suggested by nature, and are the result of instinct, directed by the variety of situations in which mankind are placed. Those establishments arose from successive improvements that were made, without any sense of their general effect; and they bring human affairs to a state of complication, which the greatest reach of capacity with which human nature was ever adorned, could not have projected; nor even when the whole is carried into execution, can it be comprehended in its full extent.
Who could anticipate, or even enumerate, the separate occupations and professions by which the members of any commercial state are distinguished; the variety of devices which are practised in separate cells, and which the artist, attentive to his own affair, has invented, to abridge or to facilitate his separate task? In coming to this mighty end, every generation, compared to its predecessors, may have appeared to be ingenious; compared to its followers, may have appeared to be dull: And human ingenuity, whatever heights it may have gained in a succession of ages, continues to move with an equal pace, and to creep in making the last, as well as the first, step of commercial or civil improvement.
It may even be doubted, whether the measure of national capacity increases with the advancement of arts. Many mechanical arts, indeed, require no capacity; they succeed best under a total suppression of sentiment and reason; and ignorance is the mother of industry as well as of superstition. Reflection and fancy are subject to err; but a habit of moving the hand, or the foot, is independent of either. Manufactures, accordingly, prosper most, where the mind is least consulted, and where the workshop may, without any great effort of imagination, be considered as an engine, the parts of which are men.
The forest has been felled by the savage without the use of the axe, and weights have been raised without the aid of the mechanical powers. The merit of the inventor, in every branch, probably deserves a preference to that of the performer; and he who invented a tool, or could work without its assistance, deserved the praise of ingenuity in a much higher degree than the mere artist, who, by its assistance, produces a superior work.
But if many parts in the practice of every art, and in the detail of every department, require no abilities, or actually tend to contract and to limit the views of the mind, there are others which lead to general reflections, and to enlargement of thought. Even in manufacture, the genius of the master, perhaps, is cultivated, while that of the inferior workman lies waste. The statesman may have a wide comprehension of human affairs, while the tools he employs are ignorant of the system in which they are themselves combined. The general officer may be a great proficient in the knowledge of war, while the skill of the soldier is confined to a few motions of the hand and the foot. The former may have gained what the latter has lost; and being occupied in the conduct of disciplined armies, may practise on a larger scale all the arts of preservation, of deception, and of stratagem, which the savage exerts in leading a small party, or merely in defending himself.
The practitioner of every art and profession may afford matter of general speculation to the man of science; and thinking itself, in this age of separations, may become a peculiar craft. In the bustle of civil pursuits and occupations, men appear in variety of lights, and suggest matter of inquiry and fancy, by which conversation is enlivened, and greatly enlarged. The productions of ingenuity are brought to the market; and men are willing to pay for whatever has a tendency to inform or amuse. By this means the idle, as well as the busy, contribute to forward the progress of arts, and bestow on polished nations that air of superior ingenuity, under which they appear to have gained the ends that were pursued by the savage in his forest, knowledge, order, and wealth.
THERE is one ground of subordination in the difference of natural talents and dispositions; a second in the unequal division of property; and a third, not less sensible, in the habits which are acquired by the practice of different arts.
Some employments are liberal, others mechanic. They require different talents, and inspire different sentiments; and whether or not this be the cause of the preference we actually give, it is certainly reasonable to form our opinion of the rank that is due to men of certain professions and stations, from the influence of their manner of life in cultivating the powers of the mind, or in preserving the sentiments of the heart.
There is an elevation natural to man, by which he would be thought, in his rudest state, however urged by necessity, to rise above the consideration of mere subsistence, and the regards of interest: He would appear to act only from the heart, in its engagements of friendship or opposition; he would shew himself only upon occasions of danger or difficulty, and leave ordinary cares to the weak or the servile.
The same apprehensions, in every situation, regulate his notions of meanness or of dignity. In that of polished society, his desire to avoid the character of sordid, makes him conceal his regard for what relates merely to his preservation or his livelihood. In his estimation, the beggar, who depends upon charity; the labourer, who toils that he may eat; the mechanic, whose art requires no exertion of genius, are degraded by the object they pursue, and by the means they employ to attain it. Professions requiring more knowledge and study; proceeding on the exercise of fancy, and the love of perfection; leading to applause as well as to profit, place the artist in a superior class, and bring him nearer to that station in which men, because they are bound to no task, because they are left to follow the disposition of the mind, and to take that part in society, to which they are led by the sentiments of the heart, or by the calls of the public, are supposed to be highest.
This last was the station, which, in the distinction betwixt freemen and slaves, the citizens of every ancient republic strove to gain, and to maintain for themselves. Women, or slaves, in the earliest ages, had been set apart for the purposes of domestic care, or bodily labour; and in the progress of lucrative arts, the latter were bred to mechanical professions, and were even intrusted with merchandise for the benefit of their masters. Freemen would be understood to have no object beside those of politics and war. In this manner, the honours of one half of the species were sacrificed to those of the other; as stones from the same quarry are buried in the foundation, to sustain the blocks which happen to be hewn for the superior parts of the pile. In the midst of our encomiums bestowed on the Greeks and the Romans, we are, by this circumstance, made to remember, that no human institution is perfect.
In many of the Grecian states, the benefits arising to the free from this cruel distinction, were not conferred equally on all the citizens. Wealth being unequally divided, the rich alone were exempted from labour; the poor were reduced to work for their own subsistence; interest was a reigning passion in both, and the possession of slaves, like that of any other lucrative property, became an object of avarice, not an exemption from sordid attentions. The entire effects of the institution were obtained, or continued to be enjoyed for any considerable time, at Sparta alone. We feel its injustice; we suffer for the helot, under the severities and unequal treatment to which he was exposed: but when we think only of the superior order of men in this state; when we attend to that elevation and magnanimity of spirit, for which danger had no terror, interest no means to corrupt; when we consider them as friends, or as citizens, we are apt to forget, like themselves, that slaves have a title to be treated like men.
We look for elevation of sentiment, and liberality of mind, among those orders of citizens, who, by their condition, and their fortunes, are relieved from sordid cares and attentions. This was the description of a free man at Sparta; and if the lot of a slave among the ancients was really more wretched than that of the indigent labourer and the mechanic among the moderns, it may be doubted whether the superior orders, who are in possession of consideration and honours, do not proportionally fail in the dignity which befits their condition. If the pretensions to equal justice and freedom should terminate in rendering every class equally servile and mercenary, we make a nation of helots, and have no free citizens.
In every commercial state, notwithstanding any pretension to equal rights, the exaltation of a few must depress the many. In this arrangement, we think that the extreme meanness of some classes must arise chiefly from the defect of knowledge, and of liberal education; and we refer to such classes, as to an image of what our species must have been in its rude and uncultivated state. But we forget how many circumstances, especially in populous cities, tend to corrupt the lowest orders of men. Ignorance is the least of their failings. An admiration of wealth unpossessed, becoming a principle of envy, or of servility; a habit of acting perpetually with a view to profit, and under a sense of subjection; the crimes to which they are allured, in order to feed their debauch, or to gratify their avarice, are examples, not of ignorance, but of corruption and baseness. If the savage has not received our instructions, he is likewise unacquainted with our vices. He knows no superior, and cannot be servile; he knows no distinctions of fortune, and cannot be envious; he acts from his talents in the highest station which human society can offer, that of the counsellor, and the soldier of his country. Toward forming his sentiments, he knows all that the heart requires to be known; he can distinguish the friend whom he loves, and the public interest which awakens his zeal.
The principal objections to democratical or popular government, are taken from the inequalities which arise among men in the result of commercial arts. And it must be confessed, that popular assemblies, when composed of men whose dispositions are sordid, and whose ordinary applications are illiberal, however they may be intrusted with the choice of their masters and leaders, are certainly, in their own persons, unfit to command. How can he who has confined his views to his own subsistence or preservation, be intrusted with the conduct of nations? Such men, when admitted to deliberate on matters of state, bring to its councils confusion and tumult, or servility and corruption; and seldom suffer it to repose from ruinous factions, or the effect of resolutions ill formed or ill conducted.
The Athenians retained their popular government under all these defects. The mechanic was obliged, under a penalty, to appear in the public market-place, and to hear debates on the subjects of war, and of peace. He was tempted by pecuniary rewards, to attend on the trial of civil and criminal causes. But, notwithstanding an exercise tending so much to cultivate their talents, the indigent came always with minds intent upon profit, or with the habits of an illiberal calling. Sunk under the sense of their personal disparity and weakness, they were ready to resign themselves entirely to the influence of some popular leader, who flattered their passions, and wrought on their fears; or, actuated by envy, they were ready to banish from the state whomsoever was respectable and eminent in the superior order of citizens; and whether from their neglect of the public at one time, or their mal-administration at another, the sovereignty was every moment ready to drop from their hands.
The people, in this case, are, in fact, frequently governed by one, or a few, who know how to conduct them. Pericles possessed a species of princely authority at Athens; Crassus, Pompey, and Cæsar, either jointly or successively, possessed for a considerable period the sovereign direction at Rome.
Whether in great or in small states, democracy is preserved with difficulty, under the disparities of condition, and the unequal cultivation of the mind, which attend the variety of pursuits, and applications, that separate mankind in the advanced state of commercial arts. In this, however, we do but plead against the form of democracy, after the principle is removed; and see the absurdity of pretensions to equal influence and consideration, after the characters of men have ceased to be similar.
MANKIND, when in their rude state, have a great uniformity of manners; but when civilized, they are engaged in a variety of pursuits; they tread on a larger field, and separate to a greater distance. If they be guided, however, by similar dispositions, and by like suggestions of nature, they will probably in the end, as well as in the beginning of their progress, continue to agree in many particulars; and while communities admit, in their members, that diversity of ranks and professions which we have already described as the consequence or the foundation of commerce, they will resemble each other in many effects of this distribution, and of other circumstances in which they nearly concur.
Under every form of government, statesmen endeavour to remove the dangers by which they are threatened from abroad, and the disturbances which molest them at home. By this conduct, if successful, they in a few ages gain an ascendant for their country; establish a frontier at a distance from its capital; they find, in the mutual desires of tranquillity, which come to possess mankind, and in those public establishments which tend to keep the peace of society, a respite from foreign wars, and a relief from domestic disorders. They learn to decide every contest without tumult, and to secure, by the authority of law, every citizen in the possession of his personal rights.
In this condition, to which thriving nations aspire, and which they in some measure attain, mankind having laid the basis of safety, proceed to erect a superstructure suitable to their views. The consequence is various in different states; even in different orders of men of the same community; and the effect to every individual corresponds with his station. It enables the statesman and the soldier to settle the forms of their different procedure; it enables the practitioner in every profession to pursue his separate advantage; it affords the man of pleasure a time for refinement, and the speculative, leisure for literary conversation or study.
In this scene, matters that have little reference to the active pursuits of mankind, are made subjects of enquiry, and the exercise of sentiment and reason itself becomes a profession. The songs of the bard, the harangues of the statesman and the warrior, the tradition and the story of ancient times, are considered as the models, or the earliest production, of so many arts, which it becomes the object of different professions to copy or to improve. The works of fancy, like the subjects of natural history, are distinguished into classes and species; the rules of every particular kind are distinctly collected; and the library is stored, like the warehouse, with the finished manufacture of different artists, who, with the aids of the grammarian and the critic, aspire, each in his particular way, to instruct the head, or to move the heart.
Every nation is a motley assemblage of different characters, and contains, under any political form, some examples of that variety, which the humours, tempers, and apprehensions of men, so differently employed, are likely to furnish. Every profession has its point of honour, and its system of manners; the merchant his punctuality and fair dealing; the statesman his capacity and address; the man of society his good breeding and wit. Every station has a carriage, a dress, a ceremonial, by which it is distinguished, and by which it suppresses the national character under that of the rank, or of the individual.
This description may be applied equally to Athens and Rome, to London and Paris. The rude, or the simple observer, would remark the variety he saw in the dwellings and in the occupations of different men, not in the aspect of different nations. He would find, in the streets of the same city, as great a diversity, as in the territory of a separate people. He could not pierce through the cloud that was gathered before him, nor see how the tradesman, mechanic, or scholar, of one country, should differ from those of another. But the native of every province can distinguish the foreigner; and when he himself travels, is struck with the aspect of a strange country, the moment he passes the bounds of his own. The air of the person, the tone of the voice, the idiom of language, and the strain of conversation, whether pathetic or languid, gay or severe, are no longer the same.
Many such differences may arise among polished nations, from the effects of climate, or from sources of fashion, that are still more hidden or unobserved; but the principal distinctions on which we can rest, are derived from the part a people are obliged to act in their national capacity; from the objects placed in their view by the state; or from the constitution of government, which, prescribing the terms of society to its subjects, had a great influence in forming their apprehensions and habits.
The Roman people, destined to acquire wealth by conquest, and by the spoil of provinces; the Carthaginians, intent on the returns of merchandise, and the produce of commercial settlements, must have filled the streets of their several capitals with men of a different disposition and aspect. The Roman laid hold of his sword when he wished to be great, and the state found her armies prepared in the dwellings of her people. The Carthaginian retired to his counter on a similar project; and, when the state was alarmed, or had resolved on a war, lent of his profits to purchase an army abroad.
The member of a republic, and the subject of a monarchy, must differ; because they have different parts assigned to them by the forms of their country: The one destined to live with his equals, or to contend by his personal talents and character, for pre-eminence; the other, born to a determinate station, where any pretence to equality creates a confusion, and where nought but precedence is studied. Each, when the institutions of his country are mature, may find in the laws a protection to his personal rights; but those rights themselves are differently understood, and with a different set of opinions, give rise to a different temper of mind. The republican must act in the state, to sustain his pretensions; he must join a party, in order to be safe; he must lead one, in order to be great. The subject of monarchy refers to his birth for the honour he claims; he waits on a court, to shew his importance; and holds out the ensigns of dependence and favour, to gain him esteem with the public.
If national institutions, calculated for the preservation of liberty, instead of calling upon the citizen to act for himself, and to maintain his rights, should give a security, requiring, on his part, no personal attention or effort; this seeming perfection of government might weaken the bands of society, and, upon maxims of independence, separate and estrange the different ranks it was meant to reconcile. Neither the parties formed in republics, nor the courtly assemblies which meet in monarchical governments, could take place, where the sense of a mutual dependence should cease to summon their members together. The resorts for commerce might be frequented, and mere amusement might be pursued in the crowd, while the private dwelling became a retreat for reserve, averse to the trouble arising from regards and attentions, which it might be part of the political creed to believe of no consequence, and a point of honour to hold in contempt.
This humour is not likely to grow either in republics or monarchies: It belongs more properly to a mixture of both; where the administration of justice may be better secured; where the subject is tempted to look for equality, but where he finds only independence in its place; and where he learns, from a spirit of equality, to hate the very distinctions to which, on account of their real importance, he pays a remarkable deference.
In either of the separate forms of republic or monarchy, or in acting on the principles of either, men are obliged to court their fellow-citizens, and to employ parts and address to improve their fortunes, or even to be safe. They find in both a school for discernment and penetration; but in the one, are taught to overlook the merits of a private character, for the sake of abilities that have weight with the public; and in the other to overlook great and respectable talents, for the sake of qualities engaging or pleasant in the scene of entertainment and private society. They are obliged, in both, to adapt themselves with care to the fashion and manners of their country. They find no place for caprice or singular humours. The republican must be popular, and the courtier polite. The first must think himself well placed in every company; the other must chuse his resorts, and desire to be distinguished only where the society itself is esteemed. With his inferiors, he takes an air of protection; and suffers, in his turn, the same air to be taken with himself. It did not, perhaps, require in a Spartan, who feared nothing but a failure in his duty, who loved nothing but his friend and the state, so constant a guard on himself to support his character, as it frequently does in the subject of a monarchy, to adjust his expence and his fortune to the desires of his vanity, and to appear in a rank as high as his birth, or ambition, can possibly reach.
There is no particular, in the mean time, in which we are more frequently unjust, than in applying to the individual the supposed character of his country; or more frequently misled, than in taking our notion of a people from the example of one, or a few of their members. It belonged to the constitution of Athens, to have produced a Cleon, and a Pericles; but all the Athenians were not, therefore, like Cleon, or Pericles. Themistocles and Aristides lived in the same age; the one advised what was profitable, the other told his country what was just.
THE law of nature, with respect to nations, is the same that it is with respect to individuals: It gives to the collective body a right to preserve themselves; to employ undisturbed the means of life; to retain the fruits of labour; to demand the observance of stipulations and contracts. In the case of violence, it condemns the aggressor, and establishes, on the part of the injured, the right of defence, and a claim to retribution. Its applications, however, admit of disputes, and give rise to variety in the apprehension, as well as the practice of mankind.
Nations have agreed universally, in distinguishing right from wrong; in exacting the reparation of injuries by consent or by force. They have always reposed, in a certain degree, on the faith of treaties; but have acted as if force were the ultimate arbiter in all their disputes, and the power to defend themselves, the surest pledge of their safety. Guided by these common apprehensions, they have differed from one another, not merely in points of form, but in points of the greatest importance, respecting the usage of war, the effects of captivity, and the rights of conquest and victory.
When a number of independent communities have been frequently involved in wars, and have had their stated alliances and oppositions, they adopt customs which they make the foundation of rules, or of laws, to be observed, or alledged, in all their mutual transactions. Even in war itself, they would follow a system, and plead for the observance of forms in their very operations for mutual destruction.
The ancient states of Greece and Italy derived their manners in war from the nature of their republican government; those of modern Europe, from the influence of monarchy, which, by its prevalence in this part of the world, has a great effect on nations, even where it is not the form established. Upon the maxims of this government, we apprehend a distinction between the state and its members, as that between the King and the people, which renders war an operation of policy, not of popular animosity. While we strike at the public interest, we would spare the private; and we carry a respect and consideration for individuals, which often stops the issues of blood in the ardour of victory, and procures to the prisoner of war a hospitable reception in the very city which he came to destroy. These practices are so well established, that scarcely any provocation on the part of an enemy, or any exigence of service, can excuse a trespass on the supposed rules of humanity, or save the leader who commits it from becoming an object of detestation and horror.
To this, the general practice of the Greeks and the Romans was opposite. They endeavoured to wound the state by destroying its members, by desolating its territory, and by ruining the possessions of its subjects. They granted quarter only to enslave, or to bring the prisoner to a more solemn execution; and an enemy, when disarmed, was, for the most part, either sold in the market or killed, that he might never return to strengthen his party. When this was the issue of war, it was no wonder that battles were fought with desperation, and that every fortress was defended to the last extremity. The game of human life went upon a high stake, and was played with a proportional zeal.
The term barbarian, in this state of manners, could not be employed by the Greeks or the Romans in that sense in which we use it: To characterize a people regardless of commercial arts; profuse of their own lives, and of those of others; vehement in their attachment to one society, and implacable in their antipathy to another. This, in a great and shining part of their history, was their own character, as well as that of some other nations, whom, upon this very account, we distinguish by the appellations of barbarous or rude.
It has been observed, that those celebrated nations are indebted, for a great part of their estimation, not to the matter of their history, but to the manner in which it has been delivered, and to the capacity of their historians, and other writers. Their story has been told by men who knew how to draw our attention on the proceedings of the understanding and of the heart, more than on external effects, and who could exhibit characters to be admired and loved, in the midst of actions which we should now universally hate or condemn. Like Homer, the model of Grecian literature, they could make us forget the horrors of a vindictive, cruel, and remorseless treatment of an enemy, in behalf of the strenuous conduct, the courage, and vehement affections, with which the hero maintained the cause of his friend and of his country.
Our manners are so different, and the system upon which we regulate our apprehensions, in many things so opposite, that no less could make us endure the practice of ancient nations. Were that practice recorded by the mere journalist, who retains only the detail of events, without throwing any light on the character of the actors, who, like the Tartar historian, tells us only what blood was spilt in the field, and how many inhabitants were massacred in the city; we should never have distinguished the Greeks from their barbarous neighbours, nor have thought, that the character of civility pertained even to the Romans, till very late in their history, and in the decline of their empire.
It would, no doubt, be pleasant to see the remarks of such a traveller as we sometimes send abroad to inspect the manners of mankind, left, unassisted by history, to collect the character of the Greeks from the state of their country, or from their practice in war. “This country,” he might say, “compared to ours, has an air of barrenness and desolation. I saw upon the road troops of labourers, who were employed in the fields; but no where the habitations of the master and the landlord. It was unsafe, I was told, to reside in the country; and the people of every district crowded into towns to find a place of defence. It is, indeed, impossible, that they can be more civilized, till they have established some regular government, and have courts of justice to hear their complaints. At present every town, nay, I may say, every village, acts for itself, and the greatest disorders prevail. I was not indeed molested; for you must know, that they call themselves nations, and do all their mischief under the pretence of war.
“I do not mean to take any of the liberties of travellers, nor to vie with the celebrated author of the voyage to Lilliput; but cannot help endeavouring to communicate what I felt on hearing them speak of their territory, their armies, their revenues, treaties, and alliances. Only imagine the church-wardens and constables of Highgate or Hampstead turned statesmen and generals, and you will have a tolerable conception of this singular country. I passed through one state, where the best house in the capital would not lodge the meanest of your labourers, and where your very beggars would not chuse to dine with the King; and yet they are thought a great nation, and have no less than two Kings. I saw one of them; but such a potentate! he had scarcely cloaths to his back; and for his Majesty’s table, he was obliged to go to the eating-house with his subjects. They have not a single farthing of money; and I was obliged to get food at the public expence, there being none to be had in the market. You will imagine, that there must have been a service of plate, and great attendance, to wait on the illustrious stranger; but my fare was a mess of sorry pottage, brought me by a naked slave, who left me to deal with it as I thought proper: and even this I was in continual danger of having stolen from me by the children, who are as vigilant to seize opportunities, and as dextrous in snatching their food, as any starved greyhound you ever saw. The misery of the whole people, in short, as well as my own, while I staid there, was beyond description. You would think that their whole attention were to torment themselves as much as they can: they are even displeased with one of their Kings for being well-liked. He had made a present, while I was there, of a cow to one favourite, and of a waistcoat to another* ; and it was publickly said, that this method of gaining friends was robbing the public. My landlord told me very gravely, that a man should come under no obligation that might weaken the love which he owes to his country; nor form any personal attachment beyond the mere habit of living with his friend, and of doing him a kindness when he can.
“I asked him once, Why they did not, for their own sakes, enable their Kings to assume a little more state? Because, says he, we intend them the happiness of living with men. When I found fault with their houses, and said, in particular, that I was surprised they did not build better churches. What would you be then, says he, if you found religion in stone walls? This will suffice for a sample of our conversation; and sententious as it was, you may believe I did not stay long to profit by it.
“The people of this place are not quite so stupid. There is a pretty large square of a market-place, and some tolerable buildings; and, I am told, they have some barks and lighters employed in trade, which they likewise, upon occasion, muster into a fleet, like Lord Mayor’s shew. But what pleases me most is, that I am likely to get a passage from hence, and bid farewell to this wretched country. I have been at some pains to observe their ceremonies of religion, and to pick up curiosities. I have copied some inscriptions, as you will see when you come to peruse my journal, and will then judge, whether I have met with enough to compensate the fatigues and bad entertainment to which I have submitted. As for the people, you will believe, from the specimen I have given you, that they could not be very engaging company: Though poor and dirty, they still pretend to be proud; and a fellow, who is not worth a groat, is above working for his livelihood. They come abroad barefooted, and without any cover to the head, wrapt up in the coverlets under which you would imagine they had slept. They throw all off, and appear like so many naked Cannibals, when they go to violent sports and exercises; at which they highly value feats of dexterity and strength. Brawny limbs, and muscular arms, the faculty of sleeping out all nights, of fasting long, and of putting up with any kind of food, are thought genteel accomplishments. They have no settled government that I could learn; sometimes the mob, and sometimes the better sort, do what they please: They meet in great crowds in the open air, and seldom agree about any thing. If a fellow has presumption enough, and a loud voice, he can make a great figure. There was a tanner here, some time ago, who, for a while, carried every thing before him. He censured so loudly what others had done, and talked so big of what might be performed, that he was sent out at last to make good his words, and to curry the enemy instead of his leather* . You will imagine, perhaps, that he was pressed for a recruit; no;—he was sent to command the army. They are indeed seldom long of one mind, except in their readiness to harass their neighbours. They go out in bodies, and rob, pillage, and murder wherever they come.” So far may we suppose our traveller to have written; and upon a recollection of the reputation which those nations have acquired at a distance, he might have added, perhaps, “That he could not understand how scholars, fine gentlemen, and even women, should combine to admire a people, who so little resemble themselves.”
To form a judgment of the character from which they acted in the field, and in their competitions with neighbouring nations, we must observe them at home. They were bold and fearless in their civil dissensions; ready to proceed to extremities, and to carry their debates to the decision of force. Individuals stood distinguished by their personal spirit and vigour, not by the valuation of their estates, or the rank of their birth. They had a personal elevation founded on the sense of equality, not of precedence. The general of one campaign was, during the next, a private soldier, and served in the ranks. They were solicitous to acquire bodily strength; because, in the use of their weapons, battles were a trial of the soldier’s strength, as well as of the leader’s conduct. The remains of their statuary shews a manly grace, an air of simplicity and ease, which being frequent in nature, were familar to the artist. The mind, perhaps, borrowed a confidence and force, from the vigour and address of the body; their eloquence and style bore a resemblance to the carriage of the person. The understanding was chiefly cultivated in the practice of affairs. The most respectable personages were obliged to mix with the crowd, and derived their degree of ascendency only from their conduct, their eloquence, and personal vigour. They had no forms of expression, to mark a ceremonious and guarded respect. Invective proceeded to railing, and the grossest terms were often employed by the most admired and accomplished orators. Quarrelling had no rules but the immediate dictates of passion, which ended in words of reproach, in violence and blows. They fortunately went always unarmed; and to wear a sword in times of peace, was among them the mark of a barbarian. When they took arms in the divisions of faction, the prevailing party supported itself by expelling their opponents, by proscriptions, and bloodshed. The usurper endeavoured to maintain his station by the most violent and prompt executions. He was opposed, in his turn, by conspiracies and assassinations, in which the most respectable citizens were ready to use the dagger.
Such was the character of their spirit, in its occasional ferments at home; and it burst commonly with a suitable violence and force, against their foreign rivals and enemies. The amiable plea of humanity was little regarded by them in the operations of war. Cities were razed, or inslaved; the captive sold, mutilated, or condemned to die.
When viewed on this side, the ancient nations have but a sorry plea for esteem with the inhabitants of modern Europe, who prosess to carry the civilities of peace into the practice of war; and who value the praise of indiscriminate lenity at a higher rate than even that of military prowess, or the love of their country. And yet they have, in other respects, merited and obtained our praise. Their ardent attachment to their country; their contempt of suffering, and of death, in its cause; their manly apprehensions of personal independence, which rendered every individual, even under tottering establishments and imperfect laws, the guardian of freedom to his fellow-citizens; their activity of mind; in short, their penetration, the ability of their conduct, and force of their spirit, have gained them the first rank among nations.
If their animosities were great, their affections were proportionate: they, perhaps, loved, where we only pity; and were stern and inexorable, where we are not merciful, but only irresolute. After all, the merit of a man is determined by his candour and generosity to his associates, by his zeal for national objects, and by his vigour in maintaining political rights; not by moderation alone, which proceeds frequently from indifference to national and public interest, and which serves to relax the nerves on which the force of a private, as well as a public, character depends.
When under the Macedonian and the Roman monarchies, a nation came to be considered as the estate of a prince, and the inhabitants of a province to be regarded as a lucrative property, the possession of territory, not the destruction of its people, became the object of conquest. The pacific citizen had little concern in the quarrels of sovereigns; the violence of the soldier was restrained by discipline. He fought, because he was taught to carry arms, and to obey: he sometimes shed unnecessary blood in the ardour of victory; but, except in the case of civil wars, had no passions to excite his animosity beyond the field and the day of battle. Leaders judged of the objects of an enterprise, and they arrested the sword when these were obtained.
In the modern nations of Europe, where extent of territory admits of a distinction between the state and its subjects, we are accustomed to think of the individual with compassion, seldom of the public with zeal. We have improved on the laws of war, and on the lenitives which have been devised to soften its rigours; we have mingled politeness with the use of the sword; we have learned to make war under the stipulations of treaties and cartels, and trust to the faith of an enemy whose ruin we meditate. Glory is more successfully obtained by saving and protecting, than by destroying the vanquished: and the most amiable of all objects is, in appearance, attained; the employing of force, only for the obtaining of justice, and for the preservation of national rights.
This is, perhaps, the principal characteristic, on which, among modern nations, we bestow the epithets of civilized or of polished. But we have seen, that it did not accompany the progress of arts among the Greeks, nor keep pace with the advancement of policy, literature, and philosophy. It did not await the returns of learning and politeness among the moderns; it was found in an early period of our history, and distinguished, perhaps more than at present, the manners of the ages otherwise rude and undisciplined. A King of France, prisoner in the hands of his enemies, was treated, about four hundred years ago, with as much distinction and courtesy as a crowned head, in the like circumstances, could possibly expect in this age of politeness* . The Prince of Conde, defeated and taken in the battle of Dreux, slept at night in the same bed with his enemy the Duke of Guise† .
If the moral of popular traditions, and the taste of fabulous legends, which are the productions or entertainment of particular ages, are likewise sure indications of their notions and characters, we may presume, that the foundation of what is now held to be the law of war, and of nations, was laid in the manners of Europe, together with the sentiments which are expressed in the tales of chivalry, and of gallantry. Our system of war differs not more from that of the Greeks, than the favourite characters of our early romance differed from those of the Iliad, and of every ancient poem. The hero of the Greek fable, endued with superior force, courage, and address, takes every advantage of an enemy, to kill with safety to himself; and, actuated by a desire of spoil, or by a principle of revenge, is never stayed in his progress by interruptions of remorse or compassion. Homer, who, of all poets, knew best how to exhibit the emotions of a vehement affection, seldom attempts to excite commiseration. Hector falls unpitied, and his body is insulted by every Greek.
Our modern fable, or romance, on the contrary, generally couples an object of pity, weak, oppressed, and defenceless, with an object of admiration, brave, generous, and victorious; or sends the hero abroad in search of mere danger, and of occasions to prove his valour. Charged with the maxims of a refined courtesy, to be observed even towards an enemy; and of a scrupulous honour, which will not suffer him to take any advantages by artifice or surprise; indifferent to spoil, he contends only for renown, and employs his valour to rescue the distressed, and to protect the innocent. If victorious, he is made to rise above nature as much in his generosity and gentleness, as in his military prowess and valour.
It may be difficult, upon stating this contrast between the system of ancient and modern fable, to assign, among nations, equally rude, equally addicted to war, and equally fond of military glory, the origin of apprehensions on the point of honour, so different, and so opposite. The hero of Greek poetry proceeds on the maxims of animosity and hostile passion. His maxims in war are like those which prevail in the woods of America. They require him to be brave, but they allow him to practise against his enemy every sort of deception. The hero of modern romance professes a contempt of stratagem, as well as of danger, and unites in the same person, characters and dispositions seemingly opposite; ferocity with gentleness, and the love of blood with sentiments of tenderness and pity.
The system of chivalry, when completely formed, proceeded on a marvellous respect and veneration to the fair sex, on forms of combat established, and on a supposed junction of the heroic and sanctified character. The formalities of the duel, and a kind of judicial challenge, were known among the ancient Celtic nations of Europe* . The Germans, even in their native forests, paid a kind of devotion to the female sex. The Christian religion enjoined meekness and compassion to barbarous ages. These different principles combined together, may have served as the foundation of a system, in which courage was directed by religion and love, and the warlike and gentle were united together. When the characters of the hero and the saint were mixed, the mild spirit of Christianity, though often turned into venom by the bigotry of opposite parties, though it could not always subdue the ferocity of the warrior, nor suppress the admiration of courage and force, may have confirmed the apprehensions of men in what was to be held meritorious and splendid in the conduct of their quarrels.
In the early and traditionary history of the Greeks and the Romans, rapes were assigned as the most frequent occasions of war; and the sexes were, no doubt, at all times, equally important to each other. The enthusiasm of love is most powerful in the neighbourhood of Asia and Africa; and beauty, as a possession, was probably more valued by the countrymen of Homer, than it was by those of Amadis de Gaul, or by the authors of modern gallantry. “What wonder,” says the old Priam, when Helen appeared, “that nations should contend for the possession of so much beauty?” This beauty, indeed, was possessed by different lovers; a subject on which the modern hero had many refinements, and seemed to soar in the clouds. He adored at a respectful distance, and employed his valour to captivate the admiration, not to gain the possession of his mistress. A cold and unconquerable chastity was set up, as an idol to be worshipped, in the toils, the sufferings, and the combats of the hero and the lover.
The feudal establishments, by the high rank to which they elevated certain families, no doubt, greatly favoured this romantic system. Not only the lustre of a noble descent, but the stately castle beset with battlements and towers, served to inflame the imagination, and to create a veneration for the daughter and the sister of gallant chiefs, whose point of honour it was to be inaccessible and chaste, and who could perceive no merit but that of the high-minded and the brave, nor be approached in any other accents than those of gentleness and respect.
What was originally singular in these apprehensions, was, by the writer of romance, turned to extravagance; and under the title of chivalry was offered as a model of conduct, even in common affairs: The fortunes of nations were directed by gallantry; and human life, on its greatest occasions, became a scene of affectation and folly. Warriors went forth to realize the legends they had studied; princes and leaders of armies dedicated their most serious exploits to a real or to a fancied mistress.
But whatever was the origin of notions, often so losty and so ridiculous, we cannot doubt of their lasting effects on our manners. The point of honour, the prevalence of gallantry in our conversations, and on our theatres, many of the opinions which the vulgar apply even to the conduct of war; their notion, that the leader of an army, being offered battle upon equal terms, is dishonoured by declining it, are undoubtedly remains of this antiquated system: And chivalry, uniting with the genius of our policy, has probably suggested those peculiarities in the law of nations, by which modern states are distinguished from the ancient. And if our rule in measuring degrees of politeness and civilization is to be taken from hence, or from the advancement of commercial arts, we shall be found to have greatly excelled any of the celebrated nations of antiquity.
[* ]Plutarch in the life of Agesilaus.
[* ]Thucydides, lib. 4. — Aristophanes.
[* ]Hume’s History of England.
[† ]Davila.
[* ]Liv. lib. 28. c. 21.
Adam Ferguson, An Essay on the History of Civil Society, 5th ed. (London: T. Cadell, 1782). Chapter: PART FIFTH.: OF THE DECLINE OF NATIONS.
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NO nation is so unfortunate as to think itself inferior to the rest of mankind: Few are even willing to put up with the claim to equality. The greater part having chosen themselves, as at once, the judges and the models of what is excellent in their kind, are first in their own opinion, and give to others consideration or eminence, so far only as they approach to their own condition. One nation is vain of the personal character, or of the learning of a few of its members; another of its policy, its wealth, its tradesmen, its gardens, and its buildings; and they who have nothing to boast are vain, because they are ignorant. The Russians, before the reign of Peter the Great, thought themselves possessed of every national honour, and held the Nemei, or dumb nations (the name which they bestowed on their western neighbours of Europe), in a proportional degree of contempt* . The map of the world, in China, was a square plate, the greater part of which was occupied by the provinces of this great empire, leaving on its skirts a few obscure corners, into which the wretched remainder of mankind were supposed to be driven. “If you have not the use of our letters, nor the knowledge of our books,” said the learned Chinese to the European missionary, “what literature, or what science can you have† ?”
The term polished, if we may judge from its etymology, originally referred to the state of nations in respect to their laws and government; and men civilized were men practised in the duty of citizens. In its later applications, it refers no less to the proficiency of nations in the liberal and mechanical arts, in literature, and in commerce, and men civilized are scholars, men of fashion and traders. But whatever may be its application, it appears, that if there were a name still more respectable than this, every nation, even the most barbarous, or the most corrupted, would assume it; and bestow its reverse where they conceived a dislike, or apprehended a difference. The names of alien or foreigner, are seldom pronounced without some degree of intended reproach. That of barbarian, in use with one arrogant people, and that of gentile, with another, only served to distinguish the stranger, whose language and pedigree differed from theirs.
Even where we pretend to found our opinions on reason, and to justify our preference of one nation to another, we frequently bestow our esteem on circumstances which do not relate to national character, and which have little tendency to promote the welfare of mankind. Conquest, or great extent of territory, however peopled, and great wealth, however distributed or employed, are titles upon which we indulge our own, and the vanity of other nations, as we do that of private men on the score of their fortunes and honours. We even sometimes contend, whose capital is the most overgrown; whose king has the most absolute powers; and at whose court the bread of the subject is consumed in the most senseless riot. These indeed are the notions of vulgar minds; but it is impossible to determine, how far the notions of vulgar minds may lead mankind.
There have certainly been very few examples of states, who have, by arts or policy, improved the original dispositions of human nature, or endeavoured, by wise and effectual precautions, to prevent its corruption. Affection, and force of mind, which are the band and the strength of communities, were the inspiration of God, and original attributes in the nature of man. The wisest policy of nations, except in a few instances, has tended, we may suspect, rather to maintain the peace of society, and to repress the external effects of bad passions, than to strengthen the disposition of the heart itself to justice and goodness. It has tended, by introducing a variety of arts, to exercise the ingenuity of men, and by engaging them in a variety of pursuits, inquiries, and studies, to inform, but frequently to corrupt the mind. It has tended to furnish matter of distinction and vanity; and by incumbering the individual with new subjects of personal care, to substitute the anxiety he entertains for a separate fortune, instead of the confidence and the affection with which he should unite with his fellow-creatures, for their joint preservation.
Whether this suspicion be just or no, we are come to point at circumstances tending to verify, or to disprove it: and if to understand the real felicity of nations be of importance, it is certainly so likewise, to know what are those weaknesses, and those vices, by which men not only mar this felicity, but in one age forfeit all the external advantages they had gained in a former.
The wealth, the aggrandizement, and power of nations, are commonly the effects of virtue; the loss of these advantages is often a consequence of vice. Were we to suppose men to have succeeded in the discovery and application of every art by which states are preserved and governed; to have attained, by efforts of wisdom and magnanimity, the admired establishments and advantages of a civilized and flourishing people; the subsequent part of their history containing, according to vulgar apprehension, a full display of those fruits in maturity, of which they had till then carried only the blossom, and the first formation, should, still more than the former, merit our attention, and excite our admiration.
The event, however, has not corresponded to this expectation. The virtues of men have shone most during their struggles, not after the attainment of their ends. Those ends themselves, though attained by virtue, are frequently the causes of corruption and vice. Mankind, in aspiring to national felicity, have substituted arts which increase their riches, instead of those which improve their nature. They have entertained admiration of themselves, under the titles of civilized and of polished, where they should have been affected with shame; and even where they have, for a while, acted on maxims tending to raise, to invigorate, and to preserve the national character, they have, sooner or later, been diverted from their object, and fallen a prey to misfortune, or to the neglects which prosperity itself had encouraged.
War, which furnishes mankind with a principal occupation of their restless spirit, serves, by the variety of its events, to diversify their fortunes. While it opens to one tribe or society, the way to eminence, and leads to dominion, it brings another to subjection, and closes the scene of their national efforts. The celebrated rivalship of Carthage and Rome was, in both parties, the natural exercise of an ambitious spirit, impatient of opposition, or even of equality. The conduct and the fortune of leaders held the balance for some time in suspence; but to whichever side it had inclined, a great nation was to fall; a seat of empire, and of policy, was to be removed from its place; and it was then to be determined, whether the Syriac or the Latin should contain the erudition that was, in future ages, to occupy the studies of the learned.
States have been thus conquered from abroad, before they gave any signs of internal decay, even in the midst of prosperity, and in the period of their greatest ardour for national objects. Athens, in the height of her ambition, and of her glory, received a fatal wound, in striving to extend their maritime power beyond the Grecian seas. And nations of every description, formidable by their rude ferocity, respected for their discipline and military experience, when advancing, as well as when declining, in their strength, fell a prey by turns to the ambition and arrogant spirit of the Romans. Such examples may excite and alarm the jealousy and caution of states; the presence of similar dangers may exercise the talents of politicians and statesmen; but mere reverses of fortune are the common materials of history, and must long since have ceased to create our surprise.
Did we find, that nations advancing from small beginnings, and arrived at the possession of arts which lead to dominion, became secure of their advantages, in proportion as they were qualified to gain them; that they proceeded in a course of uninterrupted felicity, till they were broke by external calamities; and that they retained their force, till a more fortunate or vigorous power arose to depress them; the subject in speculation could not be attended with many difficulties, nor give rise to many reflections. But when we observe, among many nations, a kind of spontaneous return to obscurity and weakness; when, in spite of perpetual admonitions of the danger they run, they suffer themselves to be subdued, in one period, by powers which could not have entered into competition with them in a former, and by forces which they had often baffled and despised, the subject becomes more curious, and its explanation more difficult.
The fact itself is known in a variety of different examples. The empire of Asia was, more than once, transferred from the greater to the inferior power. The states of Greece, once so warlike, felt a relaxation of their vigour, and yielded the ascendant they had disputed with the monarchs of the east, to the forces of an obscure principality, become formidable in a few years, and raised to eminence under the conduct of a single man. The Roman empire, which stood alone for ages, which had brought every rival under subjection, and saw no power from whom a competition could be feared, sunk at last before an artless and contemptible enemy. Abandoned to inroad, to pillage, and at last to conquest, on her frontier, she decayed in all her extremities, and shrunk on every side. Her territory was dismembered, and whole provinces gave way, like branches fallen down with age, not violently torn by superior force. The spirit with which Marius had baffled and repelled the attacks of barbarians in a former age, the civil and military force with which the consul and his legions had extended this empire, were now no more. The Roman greatness doomed to sink as it rose, by slow degrees, was impaired in every encounter. It was reduced to its original dimensions, within the compass of a single city; and depending for its preservation on the fortune of a siege, it was extinguished at a blow; and the brand, which had filled the world with its flames, sunk like a taper in the socket.
Such appearances have given rise to a general apprehension, that the progress of societies to what we call the heights of national greatness, is not more natural, than their return to weakness and obscurity is necessary and unavoidable. The images of youth, and of old age, are applied to nations; and communities, like single men, are supposed to have a period of life, and a length of thread, which is spun by the fates in one part uniform and strong, in another weakened and shattered by use; to be cut, when the destined æra is come, and to make way for a renewal of the emblem in the case of those who arise in succession. Carthage, being so much older than Rome, had felt her decay, says Polybius, so much the sooner: and the survivor too, he foresaw, carried in her bosom the seeds of mortality.
The image indeed is apposite, and the history of mankind renders the application familiar. But it must be obvious, that the case of nations, and that of individuals, are very different. The human frame has a general course: It has in every individual a frail contexture and limited duration; it is worn by exercise, and exhausted by a repetition of its functions: But in a society, whose constituent members are renewed in every generation, where the race seems to enjoy perpetual youth, and accumulating advantages, we cannot, by any parity of reason, expect to find imbecilities connected with mere age and length of days.
The subject is not new, and reflections will crowd upon every reader. The notions, in the mean time, which we entertain, even in speculation, upon a subject so important, cannot be entirely fruitless to mankind; and however little the labours of the speculative may influence the conduct of men, one of the most pardonable errors a writer can commit, is to believe that he is about to do a great deal of good. But, leaving the care of effects to others, we proceed to consider the grounds of inconstancy among mankind, the sources of internal decay, and the ruinous corruptions to which nations are liable, in the supposed condition of accomplished civility.
FROM what we have already observed on the general characteristics of human nature, it has appeared that man is not made for repose. In him, every amiable and respectable quality is an active power, and every subject of commendation an effort. If his errors and his crimes are the movements of an active being, his virtues and his happiness consist likewise in the employment of his mind; and all the lustre which he casts around him, to captivate or engage the attention of his fellow-creatures, like the flames of a meteor, shines only while his motion continues: The moments of rest and obscurity are the same. We know, that the tasks assigned him frequently may exceed, as well as come short of, his powers; that he may be agitated too much, as well as too little; but cannot ascertain a precise medium between the situations in which he would be harassed, and those in which he would fall into languor. We know that he may be employed on a great variety of subjects, which occupy different passions; and that, in consequence of habit, he becomes reconciled to very different scenes. All we can determine in general is, that whatever be the subjects with which he is engaged, the frame of his nature requires him to be occupied, and his happiness requires him to be just.
We are now to inquire, why nations cease to be eminent; and why societies which have drawn the attention of mankind by great examples of magnanimity, conduct, and national success, should sink from the height of their honours, and yield, in one age, the palm which they had won in a former. Many reasons will probably occur. One may be taken from the fickleness and inconstancy of mankind, who become tired of their pursuits and exertions, even while the occasions that gave rise to those pursuits, in some measure, continue: Another, from the change of situations, and the removal of objects which served to excite their spirit.
The public safety, and the relative interests of states; political establishments, the pretensions of party, commerce, and arts, are subjects which engage the attention of nations. The advantages gained in some of these particulars, determine the degree of national prosperity. The ardour and vigour with which they are at any one time pursued, is the measure of a national spirit. When those objects cease to animate, nations may be said to languish; when they are, during a considerable time neglected, states must decline, and their people degenerate.
In the most forward, enterprising, inventive, and industrious nations, this spirit is fluctuating; and they who continue longest to gain advantages, or to preserve them, have periods of remissness, as well as of ardour. The desire of public safety is, at all times, a powerful motives of conduct; but it operates most when combined with occasional passions, when provocations inflame, when successes encourage, or mortifications exasperate.
A whole people, like the individuals of whom they are composed, act under the influence of temporary humours, sanguine hopes, or vehement animosities. They are disposed, at one time, to enter on national struggles with vehemence; at another, to drop them from mere lassitude and disgust. In their civil debates and contentions at home, they are occasionally ardent or remiss. Epidemical passions arise or subside on trivial as well as important grounds. Parties are ready, at one time, to take their names, and the pretence of their oppositions, from mere caprice or accident; at another time, they suffer the most serious occasions to pass in silence. If a vein of literary genius be casually opened, or a new subject of disquisition be started, real or pretended discoveries suddenly multiply, and every conversation is inquisitive and animated. If a new source of wealth be found, or a prospect of conquest be offered, the imaginations of men are inflamed, and whole quarters of the globe are suddenly engaged in ruinous or in successful adventures.
Could we recall the spirit that was exerted, or enter into the views that were entertained, by our ancestors, when they burst, like a deluge, from their ancient seats, and poured into the Roman empire, we should probably, after their first successes, at least, find a ferment in the minds of men, for which no attempt was too arduous, no difficulties insurmountable.
The subsequent ages of enterprise in Europe, were those in which the alarm of enthusiasm was rung, and the followers of the cross invaded the East, to plunder a country, and to recover a sepulchre; those in which the people in different states contended for freedom, and assaulted the fabric of civil or religious usurpation; that in which having found means to cross the Atlantic, and to double the Cape of Good Hope, the inhabitants of one half the world were let loose on the other, and parties from every quarter, wading in blood, and at the expence of every crime, and of every danger, traversed the earth in search of gold.
Even the weak and the remiss are roused to enterprise, by the contagion of such remarkable ages; and states, which have not in their form the principles of a continued exertion, either favourable or adverse to the welfare of mankind, may have paroxysms of ardour, and a temporary appearance of national vigour. In the case of such nations, indeed, the returns of moderation are but a relapse to obscurity, and the presumption of one age is turned to dejection in that which succeeds.
But in the case of states that are fortunate in their domestic policy, even madness itself may, in the result of violent convulsions, subside into wisdom; and a people return to their ordinary mood, cured of their follies, and wiser by experience: or, with talents improved, in conducting the very scenes which frenzy had opened, they may then appear best qualified to pursue with success the object of nations. Like the ancient republics, immediately after some alarming sedition, or like the kingdom of Great Britain, at the close of its civil wars, they retain the spirit of activity, which was recently awakened, and are equally vigorous in every pursuit, whether of policy, learning, or arts. From having appeared on the brink of ruin, they pass to the greatest prosperity.
Men engage in pursuits with degrees of ardour not proportioned to the importance of their object. When they are stated in opposition, or joined in confederacy, they only wish for pretences to act. They forget, in the heat of their animosities, the subject of their controversy; or they seek, in their formal reasonings concerning it, only a disguise for their passions. When the heart is inflamed, no consideration can repress its ardour; when its fervour subsides, no reasoning can excite, and no eloquence awaken, its former emotions.
The continuance of emulation among states, must depend on the degree of equality by which their forces are balanced; or on the incentives by which either party, or all, are urged to continue their struggles. Long intermissions of war, suffer, equally in every period of civil society, the military spirit to languish. The reduction of Athens by Lysander, struck a fatal blow at the institutions of Lycurgus; and the quiet possession of Italy, happily, perhaps, for mankind, had almost put an end to the military progress of the Romans. After some years repose, Hannibal found Italy unprepared for his onset, and the Romans in a disposition likely to drop, on the banks of the Po, that martial ambition, which being roused by the sense of a new danger, afterwards carried them to the Euphrates and the Rhine.
States, even distinguished for military prowess, sometimes lay down their arms from lassitude, and are weary of fruitless contentions: but if they maintain the station of independent communities, they will have frequent occasions to recall, and to exert their vigour. Even under popular governments, men sometimes drop the consideration of their political rights, and appear at times remiss or supine; but if they have reserved the power to defend themselves, the intermission of its exercise cannot be of long duration. Political rights, when neglected, are always invaded; and alarms from this quarter must frequently come to renew the attention of parties. The love of learning, and of arts, may change its pursuits, or droop for a season; but while men are possessed of freedom, and while the exercises of ingenuity are not superseded, the public may proceed, at different times, with unequal fervour; but its progress is seldom altogether discontinued, or the advantages gained in one age are seldom entirely lost to the following.
If we would find the causes of final corruption, we must examine those revolutions of state that remove, or withhold the objects of every ingenious study or liberal pursuit; that deprive the citizen of occasions to act as the member of a public; that crush his spirit; that debase his sentiments, and disqualify his mind for affairs.
IMPROVING nations, in the course of their advancement, have to struggle with foreign enemies, to whom they bear an extreme animosity, and with whom, in many conflicts, they contend for their existence as a people. In certain periods, too, they feel in their domestic policy inconveniencies and grievances, which beget an eager impatience; and they apprehend reformations and new establishments, from which they have sanguine hopes of national happiness. In early ages, every art is imperfect, and susceptible of many improvements. The first principles of every science are yet secrets to be discovered, and to be successively published with applause and triumph.
We may fancy to ourselves, that in ages of progress, the human race, like scouts gone abroad on the discovery of fertile lands, having the world open before them, are presented at every step with the appearance of novelty. They enter on every new ground with expectation and joy: They engage in every enterprize with the ardour of men, who believe they are going to arrive at national felicity, and permanent glory; and forget past disappointments amidst the hopes of future success. From mere ignorance, rude minds are intoxicated with every passion; and, partial to their own condition, and to their own pursuits, they think that every scene is inferior to that in which they are placed. Roused alike by success and by misfortune, they are sanguine, ardent, and precipitant; and leave, to the more knowing ages which succeed them, monuments of imperfect skill, and of rude execution of every art; but they leave likewise the marks of a vigorous and ardent spirit, which their successors are not always qualified to sustain, or to imitate.
This may be admitted, perhaps, as a fair description of prosperous societies, at least during certain periods of their progress. The spirit with which they advance may be unequal in different ages, and may have its paroxysms and intermissions, arising from the inconstancy of human passions, and from the casual appearance or removal of occasions that excite them. But does this spirit, which for a time continues to carry on the project of civil and commercial arts, find a natural pause in the termination of its own pursuits? May the business of civil society be accomplished, and may the occasion of farther exertion be removed? Do continued disappointments reduce sanguine hopes, and familiarity with objects blunt the edge of novelty? Does experience itself cool the ardour of the mind? May the society be again compared to the individual? And may it be suspected, although the vigour of a nation, like that of a natural body, does not waste by a physical decay, that yet it may sicken for want of exercise, and die in the close of its own exertions? May societies, in the completion of all their designs, like men in years, who disregard the amusements, and are insensible to the passions of youth, become cold and indifferent to objects that used to animate in a ruder age? And may a polished community be compared to a man who, having executed his plan, built his house, and made his settlement; who having, in short, exhausted the charms of every subject, and wasted all his ardour, sinks into languor and listless indifference? If so, we have found at least another simile to our purpose. But it is probable, that here too the resemblance is imperfect; and the inference that would follow, like that of most arguments drawn from analogy, tends rather to amuse the fancy, than to give any real information on the subject to which it refers.
The materials of human art are never entirely exhausted, and the applications of industry are never at an end. The national ardour is not, at any particular time, proportioned to the occasion there is for activity; nor the curiosity of the learned to the extent of subject that remains to be studied.
The ignorant and the artless, to whom objects of science are new, and whose manner of life is most simple, instead of being more active and more curious, are commonly more quiescent, and less inquisitive, than those who are best furnished with knowledge and the conveniencies of life. When we compare the particulars which occupy mankind in the beginning and in the advanced age of commercial arts, these particulars will be found greatly multiplied and enlarged in the last. The questions we have put, however, deserve to be answered; and if, in the result of commerce, we do not find the objects of human pursuit removed, or greatly diminished, we may find them at least changed; and in estimating the national spirit, we may find a negligence in one part, but ill compensated by the growing attention which is paid to another.
It is true, in general, that in all our pursuits, there is a termination of trouble, and a point of repose to which we aspire. We would remove this inconvenience, or gain that advantage that our labours may cease. When I have conquered Italy and Sicily, says Pyrrhus, I shall then enjoy my repose. This termination is proposed in our national, as well as in our personal exertions; and, in spite of frequent experience to the contrary, is considered, at a distance, as the height of felicity. But nature has wisely, in most particulars, baffled our project; and placed no where within our reach this visionary blessing of absolute ease. The attainment of one end is but the beginning of a new pursuit; and the discovery of one art is but a prolongation of the thread by which we are conducted to further inquiries, and while we hope to escape from the labyrinth, are led to its most intricate paths.
Among the occupations that may be enumerated, as tending to exercise the invention, and to cultivate the talents of men, are the pursuits of accommodation and wealth, including all the different contrivances which serve to increase manufactures, and to perfect the mechanical arts. But it must be owned, that as the materials of commerce may continue to be accumulated without any determinate limit, so the arts which are applied to improve them, may admit of perpetual refinements. No measure of fortune, or degree of skill, is found to diminish the supposed necessities of human life; refinement and plenty foster new desires, while they furnish the means, or practise the methods, to gratify them.
In the result of commercial arts, inequalities of fortune are greatly increased, and the majority of every people are obliged by necessity, or at least strongly incited by ambition and avarice, to employ every talent they possess. After a history of some thousand years employed in manufacture and commerce, the inhabitants of China are still the most laborious and industrious of any people on earth.
Some part of this observation may be extended to the elegant and literary arts. They too have their materials which cannot be exhausted, and proceed from desires which cannot be satiated. But the respect paid to literary merit is fluctuating, and matter of transient fashion. When learned productions accumulate, the acquisition of knowledge occupies the time that might be bestowed on invention. The object of mere learning is attained with moderate or inferior talents, and the growing list of pretenders diminishes the lustre of the few who are eminent. When we only mean to learn what others have taught, it is probable, that even our knowledge will be less than that of our masters. Great names continue to be repeated with admiration, after we have ceased to examine the foundations of our praise; and new pretenders are rejected, not because they fall short of their predecessors, but because they do not excel them; or because in reality we have, without examination, taken for granted the merit of the first, and cannot judge of either.
After libraries are furnished, and every path of ingenuity is occupied, we are, in proportion to our admiration of what is already done, prepossessed against farther attempts. We become students and admirers, instead of rivals; and substitute the knowledge of books, instead of the inquisitive or animated spirit in which they were written.
The commercial and the lucrative arts may continue to prosper, but they gain an ascendant at the expence of other pursuits. The desire of profit stifles the love of perfection. Interest cools the imagination, and hardens the heart; and, recommending employments in proportion as they are lucrative, and certain in their gains, it drives ingenuity, and ambition itself, to the counter and the workshop.
But, apart from these considerations, the separation of professions, while it seems to promise improvement of skill, and is actually the cause why the productions of every art become more perfect as commerce advances; yet, in its termination and ultimate effects, serves, in some measure, to break the bands of society, to substitute mere forms and rules of art in place of ingenuity, and to withdraw individuals from the common scene of occupation, on which the sentiments of the heart, and the mind, are most happily employed.
Under the distinction of callings, by which the members of polished society are separated from each other, every individual is supposed to possess his species of talent, or his peculiar skill, in which the others are confessedly ignorant; and society is made to consist of parts, of which none is animated with the spirit that ought to prevail in the conduct of nations. “We see in the same persons,” said Pericles, “an equal attention to private and to public affairs; and in men who have turned to separate professions, a competent knowledge of what relates to the community; for we alone consider those who are inattentive to the state, as perfectly insignificant.” This encomium on the Athenians, was probably offered under an apprehension, that the contrary was likely to be charged by their enemies, or might soon take place. It happened, accordingly, that the business of state, as well as of war, came to be worse administered at Athens, when these, as well as other applications, became the object of separate professions; and the history of this people abundantly shewed, that men ceased to be citizens, even to be good poets and orators, in proportion as they came to be distinguished by the profession of these, and other separate crafts.
Animals less honoured than we, have sagacity enough to procure their food, and to find the means of their solitary pleasures; but it is reserved for man to consult, to persuade, to oppose, to kindle in the society of his fellow-creatures, and to lose the sense of his personal interest or safety, in the ardour of his friendships and his oppositions.
When we are involved in any of the divisions into which mankind are separated under the denominations of a country, a tribe, or an order of men any way affected by common interests, and guided by communicating passions, the mind recognises its natural station; the sentiments of the heart, and the talents of the understanding, find their natural exercise. Wisdom, vigilance, fidelity, and fortitude, are the characters requisite in such a scene, and the qualities which it tends to improve.
In simple or barbarous ages, when nations are weak and beset with enemies, the love of a country, of a party, or a faction, are the same. The public is a knot of friends, and its enemies are the rest of mankind. Death, or slavery, are the ordinary evils which they are concerned to ward off; victory and dominion, the objects to which they aspire. Under the sense of what they may suffer from foreign invasions, it is one object, in every prosperous society, to increase its force, and to extend its limits. In proportion as this object is gained, security increases. They who possess the interior districts, remote from the frontier, are unused to alarms from abroad. They who are placed on the extremities, remote from the seats of government, are unused to hear of political interests; and the public becomes an object perhaps too extensive for the conceptions of either. They enjoy the protection of its laws, or of its armies; and they boast of its splendor, and its power; but the glowing sentiments of public affection, which, in small states, mingle with the tenderness of the parent and the lover, of the friend and the companion, merely by having their object enlarged, lose great part of their force.
The manners of rude nations require to be reformed. Their foreign quarrels, and domestic dissensions, are the operations of extreme and sanguinary passions. A state of greater tranquillity hath many happy effects. But if nations pursue the plan of enlargement and pacification, till their members can no longer apprehend the common ties of society, nor be engaged by affection in the cause of their country, they must err on the opposite side, and by leaving too little to agitate the spirits of men, bring on ages of languor, if not of decay.
The members of a community may, in this manner, like the inhabitants of a conquered province, be made to lose the sense of every connection, but that of kindred or neighbourhood; and have no common affairs to transact, but those of trade: Connections, indeed, or transactions, in which probity and friendship may still take place; but in which the national spirit, whose ebbs and flows we are now considering, cannot be exerted.
What we observe, however, on the tendency of enlargement to loosen the bands of political union, cannot be applied to nations who, being originally narrow, never greatly extended their limits; nor to those who, in a rude state, had already the extension of a great kingdom.
In territories of considerable extent, subject to one government, and possessed of freedom, the national union, in rude ages, is extremely imperfect. Every district forms a separate party; and the descendents of different families are opposed to each other, under the denomination of tribes or of clans: they are seldom brought to act with a steady concert; their feuds and animosities give more frequently the appearance of so many nations at war, than of a people united by connections of policy. They acquire a spirit, however, in their private divisions, and in the midst of a disorder, otherwise hurtful, of which the force, on many occasions, redounds to the power of the state.
Whatever be the national extent, civil order, and regular government, are advantages of the greatest importance; but it does not follow, that every arrangement made to obtain these ends, and which may, in the making, exercise and cultivate the best qualities of men, is therefore of a nature to produce permanent effects, and to secure the preservation of that national spirit from which it arose.
We have reason to dread the political refinements of ordinary men, when we consider that repose, or inaction itself, is in a great measure their object; and that they would frequently model their governments, not merely to prevent injustice and error, but to prevent agitation and bustle; and by the barriers they raise against the evil actions of men, would prevent them from acting at all. Every dispute of a free people, in the opinion of such politicians, amounts to disorder, and a breach of the national peace. What heart burnings? What delay to affairs? What want of secrecy and dispatch? What defect of police? Men of superior genius sometimes seem to imagine, that the vulgar have no title to act, or to think. A great prince is pleased to ridicule the precaution by which judges in a free country are confined to the strict interpretation of law* .
We easily learn to contract our opinions of what men may, in consistence with public order, be safely permitted to do. The agitations of a republic, and the licence of its members, strike the subjects of monarchy with aversion and disgust. The freedom with which the European is left to traverse the streets and the fields, would appear to a Chinese a sure prelude to confusion and anarchy. “Can men behold their superior and not tremble? Can they converse without a precise and written ceremonial? What hopes of peace, if the streets are not barricaded at an hour? What wild disorder, if men are permitted in any thing to do what they please?”
If the precautions which men thus take against each other, be necessary to repress their crimes, and do not arise from a corrupt ambition, or from cruel jealousy in their rulers, the proceeding itself must be applauded, as the best remedy of which the vices of men will admit. The viper must be held at a distance, and the tyger chained. But if a rigorous policy, applied to enslave, not to restrain from crimes, has an actual tendency to corrupt the manners, and to extinguish the spirit of nations; if its severities be applied to terminate the agitations of a free people, not to remedy their corruptions; if forms be often applauded as falutary, because they tend merely to silence the voice of mankind, or be condemned as pernicious, because they allow this voice to be heard; we may expect that many of the boasted improvements of civil society, will be mere devices to lay the political spirit at rest, and will chain up the active virtues more than the restless disorders of men.
If to any people it be the avowed object of policy in all its internal refinements to secure only the person and the property of the subject, without any regard to his political character, the constitution indeed may be free, but its members may likewise become unworthy of the freedom they possess, and unfit to preserve it. The effects of such a constitution may be to immerse all orders of men in their separate pursuits of pleasure, which they may on this supposition enjoy with little disturbance; or of gain, which they may preserve without any attention to the commonwealth.
If this be the end of political struggles, the design, when executed, in securing to the individual his estate, and the means of subsistence, may put an end to the exercise of those very virtues that were required in conducting its execution. A man who, in concert with his fellow-subjects, contends with usurpation in defence of his estate or his person, may in that very struggle have found an exertion of great generosity, and of a vigorous spirit; but he who, under political establishments, supposed to be fully confirmed, betakes him, because he is safe, to the mere enjoyment of fortune, has in fact turned to a source of corruption the advantages which the virtues of the other procured. Individuals, in certain ages, derive their protection chiefly from the strength of the party to which they adhere; but in times of corruption they flatter themselves, that they may continue to derive from the public that safety which, in former ages, they must have owed to their own vigilance and spirit, to the warm attachment of their friends, and to the exercise of every talent which could render them respected, feared, or beloved. In one period, therefore, mere circumstances serve to excite the spirit, and to preserve the manners of men; in another, great wisdom and zeal for the good of mankind on the part of their leaders, are required for the same purposes.
Rome, it may be thought, did not die of a lethargy, nor perish by the remission of her political ardours at home. Her distemper appeared of a nature more violent and acute. Yet if the virtues of Cato and of Brutus found an exercise in the dying hour of the republic, the neutrality, and the cautious retirement of Atticus, found its security in the same tempestuous season; and the great body of the people lay undisturbed below the current of a storm, by which the superior ranks of men were destroyed. In the minds of the people, the sense of a public was defaced; and even the animosity of faction had subsided; they only could share in the commotion, who were the soldiers of a legion, or the partisans of a leader. But this state fell not into obscurity for want of eminent men. If at the time, of which we speak, we look only for a few names distinguished in the history of mankind, there is no period at which the list was more numerous. But those names became distinguished in the contest for dominion, not in the exercise of equal rights: the people was corrupted; so great an empire stood in need of a master.
Republican governments, in general, are in hazard of ruin from the ascendant of particular factions, and from the mutinous spirit of a populace, who, being corrupted, are no longer fit to share in the administration of state. But under other establishments, where liberty may be more successfully attained if men are corrupted, the national vigour declines from the abuse of that very security which is procured by the supposed perfection of public order.
A distribution of power and office; an execution of law, by which mutual incroachments and molestations are brought to an end; by which the person and the property are, without friends, without cabal, without obligation, perfectly secured to individuals, does honour to the genius of a nation; and could not have been fully established, without those exertions of understanding and integrity, those trials of a resolute and vigorous spirit, which adorn the annals of a people, and leave to future ages a subject of just admiration and applause. But if we suppose that the end is attained, and that men no longer act, in the enjoyment of liberty, from liberal sentiments, or with a view to the preservation of public manners; if individuals think themselves secure without any attention or effort of their own; this boasted advantage may be found only to give them an opportunity of enjoying, at leisure, the conveniencies and necessaries of life; or, in the language of Cato, teach them to value their houses, their villas, their statues, and their pictures, at a higher rate than they do the republic. They may be found to grow tired in secret of a free constitution, of which they never cease to boast in their conversation, and which they always neglect in their conduct.
The dangers to liberty are not the subject of our present consideration; but they can never be greater from any cause than they are from the supposed remissness of a people, to whose personal vigour every constitution, as it owed its establishment, so must continue to owe its preservation. Nor is this blessing ever less secure than it is in the possession of men who think that they enjoy it in safety, and who therefore consider the public only as it presents to their avarice a number of lucrative employments; for the sake of which, they may sacrifice those very rights which render themselves objects of management or of consideration.
From the tendency of these reflections, then, it should appear, that a national spirit is frequently transient, not on account of any incurable distemper in the nature of mankind, but on account of their voluntary neglects and corruptions. This spirit subsisted solely, perhaps, in the execution of a few projects, entered into for the acquisition of territory or wealth; it comes, like a useless weapon, to be laid aside after its end is attained.
Ordinary establishments terminate in a relaxation of vigour, and ineffectual to the preservation of states; because they lead mankind to rely on their arts, instead of their virtues; and to mistake for an improvement of human nature, a mere accession of accommodation, or of riches* . Institutions that fortify the mind, inspire courage, and promote national felicity, can never tend to national ruin.
Is it not possible, amidst our admiration of arts, to find some place for these? Let statesmen, who are intrusted with the government of nations, reply for themselves. It is their business to shew, whether they climb into stations of eminence, merely to display a passion of interest, which they had better indulge in obscurity; and whether they have capacity to understand the happiness of a people, the conduct of whose affairs they are so willing to undertake.
MEN frequently, while they are engaged in what is accounted the most selfish of all pursuits, the improvement of fortune, then most neglect themselves; and while they reason for their country, forget the considerations that most deserve their attention. Numbers, riches, and the other resources of war, are highly important: But nations consist of men; and a nation consisting of degenerate and cowardly men, is weak; a nation consisting of vigorous, public-spirited, and resolute men, is strong. The resources of war, where other advantages are equal, may decide a contest; but the resources of war, in hands that cannot employ them, are of no avail.
Virtue is a necessary constituent of national strength: Capacity, and a vigorous understanding, are no less necessary to sustain the fortune of states. Both are improved by discipline, and by the exercises in which men are engaged. We despise, or we pity, the lot of mankind, while they lived under uncertain establishments, and were obliged to sustain in the same person, the character of the senator, the statesman, and the soldier. Commercial nations discover, that any one of these characters is sufficient in one person; and that the ends of each, when disjoined, are more easily accomplished. The first, however, were circumstances under which nations advanced and prospered; the second were those in which the spirit relaxed, and the nation went to decay.
We may, with good reason, congratulate our species on their having escaped from a state of barbarous disorder and violence, into a state of domestic peace and regular policy; when they have sheathed the dagger, and disarmed the animosities of civil contention; when the weapons with which they contend are the reasonings of the wise, and the tongue of the eloquent. But we cannot, mean time, help to regret, that they should ever proceed, in search of perfection, to place every branch of administration behind the counter, and come to employ, instead of the statesman and warrior, the mere clerk and accountant.
By carrying this system to its height, men are educated, who could copy for Cæsar his military instructions, or even execute a part of his plans; but none who could act in all the different scenes for which the leader himself must be qualified, in the state, and in the field, in times of order or of tumult, in times of division or of unanimity; none who could animate the council when deliberating on domestic affairs, or when alarmed by attacks from abroad.
The policy of China is the most perfect model of an arrangement at which the ordinary refinements of government are aimed; and the inhabitant of that empire possess, in the highest degree, those arts on which vulgar minds make the felicity and greatness of nations to depend. The state has acquired, in a measure unequalled in the history of mankind, numbers of men, and the other resources of war. They have done what we are very apt to admire; they have brought national affairs to the level of the meanest capacity; they have broke them into parts, and thrown them into separate departments; they have clothed every proceeding with splendid ceremonies, and majestical forms; and where the reverence of forms cannot repress disorder, a rigorous and severe police, armed with every species of corporal punishment, is applied to the purpose. The whip, and the cudgel, are held up to all orders of men; they are at once employed, and they are dreaded by every magistrate. A mandarine is whipped, for having ordered a pickpocket to receive too few or too many blows.
Every department of state is made the object of a separate profession, and every candidate for office must have passed through a regular education; and, as in the graduations of the university, must have obtained by his proficiency, or his standing, the degree to which he aspires. The tribunals of state, of war, and of the revenue, as well as of literature, are conducted by graduates in their different studies: But while learning is the great road to preferment, it terminates in being able to read, and to write; and the great object of government consists in raising, and in consuming the fruits of the earth. With all these resources, and this learned preparation, which is made to turn these resources to use, the state is in reality weak; has repeatedly given the example which we seek to explain; and among the doctors of war or of policy, among the millions who are set apart for the military profession, can find none of its members who are fit to stand forth in the dangers of their country, or to form a defence against the repeated inroads of an enemy reputed to be artless and mean.
It is difficult to tell how long the decay of states might be suspended, by the cultivation of arts on which their real felicity and strength depend; by cultivating in the higher ranks those talents for the council and the field, which cannot, without great disadvantage, be separated; and in the body of a people, that zeal for their country, and that military character, which enable them to take a share in defending its rights.
Times may come, when every proprietor must defend his own possessions, and every free people maintain their own independence. We may imagine, that, against such an extremity, an army of hired troops is a sufficient precaution; but their own troops are the very enemy against which a people is sometimes obliged to fight. We may flatter ourselves, that extremities of this sort, in any particular case, are remote; but we cannot, in reasoning on the general fortunes of mankind, avoid putting the case, and referring to the examples in which it has happened. It has happened in every instance where the polished have fallen a prey to the rude, and where the pacific inhabitant has been reduced to subjection by military force.
If the defence and government of a people be made to depend on a few, who make the conduct of state or of war their profession; whether these be foreigners or natives; whether they be called away of a sudden, like the Roman legion from Britain; whether they turn against their employers, like the army of Carthage, or be over powered and dispersed by a stroke of fortune, the multitude of a cowardly and undisciplined people must, on such an emergence, receive a foreign or a domestic enemy, as they would a plague or an earthquake, with hopeless amazement and terror, and by their numbers, only swell the triumphs, and enrich the spoil of a conqueror.
Statesmen and leaders of armies, accustomed to the mere observance of forms, are disconcerted by a suspension of customary rules; and on slight grounds despair of their country. They were qualified only to go the rounds of a particular track; and when forced from their stations, are in reality unable to act with men. They only took part in formalities, of which they understood not the tendency; and together with the modes of procedure, even the very state itself, in their apprehension, has ceased to exist. The numbers, possessions, and resources of a great people, only serve, in their view, to constitute a scene of hopeless confusion and terror.
In rude ages, under the appellations of a community, a people, or a nation, was understood a number of men; and the state, while its members remained, was accounted entire. The Scythians, while they fled before Darius, mocked at his childish attempt; Athens survived the devastations of Xerxes; and Rome, in its rude state, those of the Gauls. With polished and mercantile states, the case is sometimes reversed. The nation is a territory, cultivated and improved by its owners; destroy the possession, even while the master remains, the state is undone.
That weakness and effeminacy of which polished nations are sometimes accused, has its place probably in the mind alone. The strength of animals, and that of man in particular, depends on his feeding, and the kind of labour to which he is used. Wholesome food, and hard labour, the portion of many in every polished and commercial nation, secure to the publick a number of men endued with bodily strength, and inured to hardship and toil.
Even delicate living, and good accommodation, are not found to enervate the body. The armies of Europe have been obliged to make the experiment; and the children of opulent families, bred in effeminacy, or nursed with tender care, have been made to contend with the savage. By imitating his arts, they have learned, like him, to traverse the forest; and, in every season, to subsist in the desert. They have, perhaps, recovered a lesson, which it has cost civilized nations many ages to unlearn, That the fortune of a man is entire while he remains possessed of himself.
It may be thought, however, that few of the celebrated nations of antiquity, whose fate has given rise to so much reflection on the vicissitudes of human affairs, had made any great progress in those enervating arts we have mentioned; or made those arrangements from which the danger in question could be supposed to arise. The Greeks, in particular, at the time they received the Macedonian yoke, had certainly not carried the commercial arts to so great a height as is common with the most flourishing and prosperous nations of Europe. They had still retained the form of independent republics; the people were generally admitted to a share in the government; and not being able to hire armies, they were obliged, by necessity, to bear a part in the defence of their country. By their frequent wars and domestic commotions, they were accustomed to danger, and were familiar with alarming situations: they were accordingly still accounted the best soldiers and the best statesmen of the known world. The younger Cyrus promised himself the empire of Asia by means of their aid; and after his fall, a body of ten thousand, although bereft of their leaders, baffled, in their retreat, all the military force of the Persian empire. The victor of Asia did not think himself prepared for that conquest, till he had formed an army from the subdued republics of Greece.
It is, however, true, that in the age of Philip, the military and political spirit of those nations appears to have been considerably impaired, and to have suffered, perhaps, from the variety of interests and pursuits, as well as of pleasures, with which their members came to be occupied; they even made a kind of separation between the civil and military character. Phocion, we are told by Plutarch, having observed that the leading men of his time followed different courses, that some applied themselves to civil, others to military affairs, determined rather to follow the examples of Themistocles, Aristides, and Pericles, the leaders of a former age, who were equally prepared for either.
We find in the orations of Demosthenes, a perpetual reference to this state of manners. We find him exhorting the Athenians not only to declare war, but to arm themselves for the execution of their own military plans. We find that there was an order of military men, who easily passed from the service of one state to that of another; and who, when they were neglected from home, turned away to enterprises on their own account. There were not, perhaps, better warriors in any former age; but those warriors were not attached to any state; and the settled inhabitants of every city thought themselves disqualified for military service. The discipline of armies was perhaps improved; but the vigour of nations was gone to decay. When Philip, or Alexander, defeated the Grecian armies, which were chiefly composed of soldiers of fortune, they found an easy conquest with the other inhabitants; and when the latter, afterwards supported by those soldiers, invaded the Persian empire, he seems to have left little martial spirit behind him; and by removing the military men, to have taken precaution enough, in his absence, to secure his dominion over this mutinous and resractory people.
The subdivision of arts and professions, in certain examples, tends to improve the practice of them, and to promote their ends. By having separated the arts of the clothier and the tanner, we are the better supplied with shoes and with cloth. But to separate the arts which form the citizen and the statesman, the arts of policy and war, is an attempt to dismember the human character, and to destroy those very arts we mean to improve. By this separation, we in effect deprive a free people of what is necessary to their safety; or we prepare a defence against invasions from abroad, which gives a prospect of usurpation, and threatens the establishment of military government at home.
We may be surprized to find the beginning of certain military instructions at Rome, referred to a time no earlier than that of the Cimbric war. It was then, we are told by Valerius Maximus, that Roman soldiers were made to learn from gladiators the use of a sword: And the Antagonists of Pyrrhus and of Hannibal were, by the account of this writer, still in need of instruction in the first rudiments of their trade. They had already, by the order and choice of their incampments, impressed the Grecian invader with awe and respect; they had already, not by their victories, but by their national vigour and firmness, under repeated defeats, induced him to sue for peace. But the haughty Roman, perhaps, knew the advantage of order and of union, without having been broke to the inferior arts of the mercenary soldier; and had the courage to face the enemies of his country, without having practised the use of his weapon under the fear of being whipped. He could ill be persuaded that a time might come, when refined and intelligent nations would make the art of war to consist in a few technical forms; that citizens and soldiers might come to be distinguished as much as women and men; that the citizen would become possessed of a property which he would not be able, or required, to defend; that the soldier would be appointed to keep for another what he would be taught to desire, and what he alone would be enabled to seize and to keep for himself; that, in short, one set of men were to have an interest in the preservation of civil establishments, without the power to defend them; that the other were to have this power, without either the inclination or the interest.
This people, however, by degrees came to put their military force on the very footing to which this description alludes. Marius made a capital change in the manner of levying soldiers at Rome: He filled his legions with the mean and the indigent, who depended on military pay for subsistence; he created a force which rested on mere discipline alone, and the skill of the gladiator; he taught his troops to employ their swords against the constitution of their country, and set the example of a practice which was soon adopted and improved by his successors.
The Romans only meant by their armies to incroach on the freedom of other nations, while they preserved their own. They forgot, that in affembling soldiers of fortune, and in suffering any leader to be master of a disciplined army, they actually resigned their political rights, and suffered a master to arise for the state. This people, in short, whose ruling passion was depredation and conquest, perished by the recoil of an engine which they themselves had erected against mankind.
The boasted refinements, then, of the polished age, are not divested of danger. They open a door, perhaps, to disaster, as wide and accessible as any of those they have shut. If they build walls and ramparts, they enervate the minds of those who are placed to defend them; if they form disciplined armies, they reduce the military spirit of entire nations; and by placing the sword where they have given a distaste to civil establishments, they prepare for mankind the government of force.
It is happy for the nation of Europe, that the disparity between the soldier and the pacific citizen can never be so great as it became among the Greeks and the Romans. In the use of modern arms, the novice is made to learn, and to practise with ease, all that the veteran knows; and if to teach him were a matter of real difficulty, happy are they who are not deterred by such difficulties, and who can discover the arts which tend to fortify and preserve, not to enervate and ruin their country.
THE strength of nations consists in the wealth, the numbers, and the character of their people. The history of their progress from a state of rudeness, is, for the most part, a detail of the struggles they have maintained, and of the arts they have practised, to strengthen, or to secure themselves. Their conquests, their population, and their commerce, their civil and military arrangements, their skill in the construction of weapons, and in the methods of attack and defence; the very distribution of tasks, whether in private business or in public affairs, either tend to bestow, or promise to employ with advantage, the constituents of a national force, and the resources of war.
If we suppose that, together with these advantages, the military character of a people remains, or is improved, it must follow, that what is gained in civilization, is a real increase of strength; and that the ruin of nations could never take its rise from themselves. Where states have stopped short in their progress, or have actually gone to decay, we may suspect, that however disposed to advance, they have found a limit, beyond which they could not proceed; or from a remission of the national spirit, and a weakness of character, were unable to make the most of their resources, and natural advantages. On this supposition, from being stationary, they may begin to relapse, and by a retrograde motion in a succession of ages, arrive at a state of greater weakness, than that which they quitted in the beginning of their progress; and with the appearance of better arts, and superior conduct, expose themselves to become a prey to barbarians, whom, in the attainment, or the height of their glory, they had easily baffled or despised.
Whatever may be the natural wealth of a people, or whatever may be the limits beyond which they cannot improve on their stock, it is probable, that no nation has ever reached those limits, or has been able to postpone its misfortunes, and the effects of misconduct, until its fund of materials, and the fertility of its soil, were exhausted, or the numbers of its people were greatly reduced. The same errors in policy, and weakness of manners, which prevent the proper use of resources, likewise check their increase, or improvement.
The wealth of the state consists in the fortune of its members. The actual revenue of the state is that share of every private fortune, which the public has been accustomed to demand for national purposes. This revenue cannot be always proportioned to what may be supposed redundant in the private estate, but to what is, in some measure, thought so by the owner; and to what he may be made to spare, without intrenching on his manner of living, and without suspending his projects of expence, or of commerce. It should appear, therefore, that any immoderate increase of private expence is a prelude to national weakness: government, even while each of its subjects consumes a princely estate, may be straitened in point of revenue, and the parodox be explained by example, That the public is poor, while its members are rich.
We are frequently led into error by mistaking money for riches; we think that a people cannot be impoverished by a waste of money which is spent among themselves. The fact is, that men are impoverished only in two ways; either by having their gains suspended, or by having their substance consumed; and money expended at home, being circulated, and not consumed, cannot, any more than the exchange of a tally, or a counter, among a certain number of hands, tend to diminish the wealth of the company among whom it is handed about. But while money circulates at home, the necessaries of life, which are the real constituents of wealth, may be idly consumed; the industry which might be employed to increase the stock of a people, may be suspended, or turned to abuse.
Great armies, maintained either at home or abroad, without any national object, are so many mouths unnecessarily opened to waste the stores of the public, and so many hands with-held from the arts by which its profits are made. Unsuccessful enterprises are so many ventures thrown away, and losses sustained, proportioned to the capital employed in the service. The Helvetii, in order to invade the Roman province of Gaul, burnt their habitations, dropt their instruments of husbandry, and consumed, in one year, the savings of many. The enterprise failed of success, and the nation was undone.
States have endeavoured, in some instances, by pawning their credit, instead of employing their capital, to disguise the hazards they ran. They have found, in the loans they raised, a casual resource, which encouraged their enterprises. They have seemed, by their manner of erecting transferrable funds, to leave the capital for purposes of trade, in the hands of the subject, while it is actually expended by the government. They have, by these means, proceeded to the execution of great national projects, without suspending private industry, and have left future ages to answer, in part, for debts contracted with a view to future emolument. So far the expedient is plausible, and appears to be just. The growing burden too, is thus gradually laid; and if a nation be to sink in some future age, every minister hopes it may still keep afloat in his own. But the measure, for this very reason, is, with all its advantages, extremely dangerous, in the hands of a precipitant and ambitious administration, regarding only the present occasion, and imagining a state to be inexhaustible, while a capital can be borrowed, and the interest be paid.
We are told of a nation who, during a certain period, rivalled the glories of the ancient world, threw off the dominion of a master armed against them with the powers of a great kingdom, broke the yoke with which they had been oppressed, and almost within the course of a century raised, by their industry and national vigour, a new and formidable power, which struck the former potentates of Europe with awe and suspence, and turned the badges of poverty with which they set out, into the ensigns of war and dominion. This end was attained by the great efforts of a spirit awakened by oppression, by a successful pursuit of national wealth, and by a rapid anticipation of future revenue. But this illustrious state is supposed not only in the language of a former section, to have pre-occupied the business; they have sequestered the inheritance of many ages to come.
Great national expence, however, does not imply the necessity of any national suffering. While revenue is applied with success, to obtain some valuable end, the profits of every adventure, being more than sufficient to repay its costs, the public should gain, and its resources should continue to multiply. But an expence, whether sustained at home or abroad, whether a waste of the present, or an anticipation of future, revenue, if it bring no proper return, is to be reckoned among the causes of national ruin.
[* ]Strahlenberg.
[† ]Gemelli Carceri.
[* ]Memoirs of Brandenburg.
[* ]Adeo in quæ laboramus sola crevimus
Divitias luxuriamque. Liv. lib. vii. c. 25.
Adam Ferguson, An Essay on the History of Civil Society, 5th ed. (London: T. Cadell, 1782). Chapter: PART SIXTH.: of Corruption and Political Slavery.
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IF the fortune of nations, and their tendency to aggrandisement, or to ruin, were to be estimated by merely balancing, on the principles of last section, articles of profit and loss, every argument in politics would rest on a comparison of national expence with national gain; on a comparison of the numbers who consume, with those who produce or amass the necessaries of life. The columns of the industrious, and the idle, would include all orders of men; and the state itself, being allowed as many magistrates, politicians, and warriors, as were barely sufficient for its defence and its government, should place, on the side of its loss, every name that is supernumerary on the civil or the military list; all those orders of men, who, by the possession of fortune, subsist on the gains of others, and by the nicety of their choice, require a great expence of time and of labour, to supply their consumption; all those who are idly employed in the train of persons of rank; all those who are engaged in the professions of law, physic, or divinity, together with all the learned who do not, by their studies, promote or improve the practice of some lucrative trade. The value of every person, in short, should be computed from his labour; and that of labour itself, from its tendency to procure and amass the means of subsistence. The arts employed on mere superfluities should be prohibited, except when their produce could be exchanged with foreign nations, for commodities that might be employed to maintain useful men for the public.
These appear to be the rules by which a miser would examine the state of his own affairs, or those of his country; but schemes of perfect corruption are at least as impracticable as schemes of perfect virtue. Men are not universally misers; they will not be satisfied with the pleasure of hoarding; they must be suffered to enjoy their wealth, in order that they may take the trouble of becoming rich. Property, in the common course of human affairs, is unequally divided: We are therefore obliged to suffer the wealthy to squander, that the poor may subsist; we are obliged to tolerate certain orders of men, who are above the necessity of labour, in order that, in their condition, there may be an object of ambition, and a rank to which the busy aspire. We are not only obliged to admit numbers, who, in strict œconomy, may be reckoned superfluous, on the civil, the military, and the political list; but because we are men, and prefer the occupation, improvement, and felicity of our nature, to its mere existence, we must even wish, that as many members as possible, of every community, may be admitted to a share of its defence and its government.
Men, in fact, while they pursue in society different objects, or separate views, procure a wide distribution of power, and by a species of chance, arrive at a posture for civil engagements, more favourable to human nature than what human wisdom could ever calmly devise.
If the strength of a nation, in the mean time, consists in the men on whom it may rely, and who are fortunately or wisely combined for its preservation, it follows, that manners are as important as either numbers or wealth; and that corruption is to be accounted a principal cause of the national declension and ruin.
Whoever perceives what are the qualities of man in his excellence, may easily, by that standard, distinguish his defects or corruptions. If an intelligent, a courageous, and an affectionate mind, constitutes the perfection of his nature, remarkable failings in any of those particulars, must proportionally sink or debase his character.
We have observed, that it is the happiness of the individual to make a right choice of his conduct; that this choice will lead him to lose in society the sense of a personal interest; and, in the consideration of what is due to the whole, to stifle those anxieties which relate to himself as a part.
The natural disposition of man to humanity, and the warmth of his temper, may raise his character to this fortunate pitch. His elevation, in a great measure, depends on the form of his society; but he can, without incurring the charge of corruption, accommodate himself to great variations in the constitutions of government. The same integrity, and vigorous spirit, which, in democratical states, renders him tenacious of his equality, may, under aristocracy or monarchy, lead him to maintain the subordinations established. He may entertain, towards the different ranks of men with whom he is yoked in the state, maxims of respect and of candour: he may, in the choice of his actions follow a principle of justice, and of honour, which the considerations of safety, preferment, or profit, cannot efface.
From our complaints of national depravity, it should, notwithstanding, appear, that whole bodies of men are sometimes infected with an epidemical weakness of the head, or corruption of heart, by which they become unfit for the stations they occupy, and threaten the states they compose, however flourishing, with a prospect of decay, and of ruin.
A change of national manners for the worse, may arise from a discontinuance of the scenes in which the talents of men were happily cultivated, and brought into exercise; or from a change in the prevailing opinions relating to the constituents of honour or of happiness. When mere riches, or court-favour, are supposed to constitute rank; the mind is misled from the consideration of qualities on which it ought to rely. Magnanimity, courage, and the love of mankind, are sacrificed to avarice and vanity, or suppressed under a sense of dependance. The individual considers his community so far only as it can be rendered subservient to his personal advancement or profit: he states himself in competition with his fellow-creatures; and, urged by the passions of emulation, of fear and jealousy, of envy and malice, he follows the maxims of an animal destined to preserve his separate existence, and to indulge his caprice or his appetite, at the expence of his species.
On this corrupt foundation, men become either rapacious, deceitful, and violent, ready to trespass on the rights of others; or servile, mercenary, and base, prepared to relinquish their own. Talents, capacity, and force of mind, possessed by a person of the first description, serve to plunge him the deeper in misery, and to sharpen the agony of cruel passions; which lead him to wreak on his fellow-creatures the torments that prey on himself. To a person of the second, imagination, and reason itself, only serve to point out false objects of fear or desire, and to multiply the subjects of disappointment, and of momentary joy. In either case, and whether we suppose that corrupt men are urged by covetousness, or betrayed by fear, and without specifying the crimes which from either disposition they are prepared to commit, we may safely affirm, with Socrates, “That every master should pray he may not meet with such a slave; and every such person, being unfit for liberty, should implore that he may meet with a merciful master.”
Man, under this measure of corruption, although he may be bought for a slave by those who know how to turn his faculties and his labour to profit; and although, when kept under proper restraints, his neighbourhood may be convenient or useful; yet is certainly unfit to act on the footing of a liberal combination or concert with his fellow-creatures: His mind is not addicted to friendship or confidence; he is not willing to act for the preservation of others, nor deserves that any other should hazard his own safety for his.
The actual character of mankind, mean time, in the worst, as well as the best condition, is undoubtedly mixed: And nations of the best description are greatly obliged for their preservation, not only to the good disposition of their members, but likewise to those political institutions, by which the violent are restrained from the commission of crimes, and the cowardly, or the selfish, are made to contribute their part to the public defence or prosperity. By means of such institutions, and the wise precautions of government, nations are enabled to subsist, and even to prosper, under very different degrees of corruption, or of public integrity.
So long as the majority of a people are supposed to act on maxims of probity, the example of the good, and even the caution of the bad, give a general appearance of integrity, and of innocence. Where men are to one another objects of affection and of confidence, where they are generally disposed not to offend, government may be remiss; and every person may be treated as innocent, till he is found to be guilty. As the subject, in this case, does not hear of the crimes, so he need not be told of the punishments inflicted on persons of a different character. But where the manners of a people are considerably changed for the worse, every subject must stand on his guard, and government itself must act on suitable maxims of fear and distrust. The individual, no longer fit to be indulged in his pretensions to personal consideration, independence, or freedom, each of which he would turn to abuse, must be taught, by external force, and from motives of fear, to counterfeit those effects of innocence, and of duty, to which he is not disposed: He must be referred to the whip, or the gibbet, for arguments in support of a caution, which the state now requires him to assume, on a supposition that he is insensible to the motives which recommend the practice of virtue.
The rules of despotism are made for the government of corrupted men. They were indeed followed on some remarkable occasions, even under the Roman commonwealth; and the bloody axe, to terrify the citizen from his crimes, and to repel the casual and temporary irruptions of vice, was repeatedly committed to the arbitrary will of the dictator. They were finally established on the ruins of the republic itself, when either the people became too corrupted for freedom, or when the magistrate became too corrupted to resign his dictatorial power. This species of government comes naturally in the termination of a continued and growing corruption; but has, no doubt, in some instances, come too soon, and has sacrificed remains of virtue, that deserved a better fate, to the jealousy of tyrants, who were in haste to augment their power. This method of government cannot, in such cases, fail to introduce that measure of corruption, against whose external effects it is desired as a remedy. When fear is suggested as the only motive to duty, every heart becomes rapacious or base. And this medicine, if applied to a healthy body, is sure to create the distemper, which in other cases it is destined to cure.
This is the manner of government into which the covetous, and the arrogant, to satiate their unhappy desires, would hurry their fellow-creatures: It is a manner of government to which the timorous and the servile submit at discretion; and when these characters of the rapacious and the timid divide mankind, even the virtues of Antoninus or Trajan can do no more than apply, with candour and with vigour, the whip and the sword; and endeavour, by the hopes of reward, or the fear of punishment, to find a speedy and a temporary cure for the crimes, or the imbecilities of men.
Other states may be more or less corrupted: This has corruption for its basis. Here justice may sometimes direct the arm of the despotical sovereign; but the name of justice is most commonly employed to signify the interest, or the caprice of a reigning power. Human society, susceptible of such a variety of forms, here finds the simplest of all. The toils and possessions of many are destined to asswage the passions of one or a few; and the only parties that remain among mankind, are the oppressor who demands, and the oppressed who dare not refuse.
Nations, while they were intitled to a milder fate, as in the case of the Greeks, repeatedly conquered, have been reduced to this condition by military force. They have reached it too in the maturity of their own depravations; when, like the Romans, returned from the conquest, and loaded with the spoils of the world, they give loose to faction, and to crimes too bold and too frequent for the correction of ordinary government; and when the sword of justice, dropping with blood, and perpetually required to suppress accumulating disorders on every side, could no longer await the delays and precautions of an administration fettered by laws* .
It is, however, well known from the history of mankind, that corruption of this, or of any other degree, is not peculiar to nations in their decline, or in the result of signal prosperity, and great advances in the arts of commerce. The bands of society, indeed, in small and infant establishments, are generally strong; and their subjects, either by an ardent devotion to their own tribe, or a vehement animosity against enemies, and by a vigorous courage founded on both, are well qualified to urge, or to sustain, the fortune of a growing community. But the savage and the barbarian have given, notwithstanding, in the case of entire nations, some examples of a weak and timorous character† . They have, in more instances, fallen into that species of corruption which we have already described in treating of barbarous nations; they have made rapine their trade, not merely as a species of warfare, or with a view to enrich their community, but to possess, in property, what they learned to prefer even to the ties of affection or of blood.
In the lowest state of commercial arts, the passions for wealth, and for dominion, have exhibited scenes of oppression or servility, which the most finished corruption of the arrogant, the cowardly, and the mercenary, founded on the desire of procuring, or the fear of losing, a fortune, could not exceed. In such cases, the vices of men, unrestrained by forms, and unawed by police, are suffered to riot at large, and to produce their entire effects. Parties accordingly unite, or separate, on the maxims of a gang of robbers: they sacrifice to interest the tenderest affections of human nature. The parent supplies the market for slaves, even by the sale of his own children; the cottage ceases to be a sanctuary for the weak and the defenceless stranger; and the rites of hospitality, often so sacred among nations in their primitive state, come to be violated, like every other tie of humanity, without fear or remorse* .
Nations which, in later periods of their history, became eminent for civil wisdom and justice, had, perhaps, in a former age, paroxysms of lawless disorder, to which this description might in part be applied. The very policy by which they arrived at their degree of national felicity, was devised as a remedy for outrageous abuse. The establishment of order was dated from the commission of rapes and murders; indignation, and private revenge, were the principles on which nations proceeded to the expulsion of tyrants, to the emancipation of mankind, and the full explanation of their political rights.
Defects of government and of law may be, in some cases, considered as a symptom of innocence and of virtue. But where power is already established, where the strong are unwilling to suffer restraint, or the weak unable to find a protection, the defects of law are marks of the most perfect corruption.
Among rude nations, government is often defective; both because men are not yet acquainted with all the evils for which polished nations have endeavoured to find a redress; and because, even where evils of the most flagrant nature have long afflicted the peace of society, they have not yet been able to apply the cure. In the progress of civilization, new distempers break forth, and new remedies are applied: but the remedy is not always applied the moment the distemper appears; and laws, though suggested by the commission of crimes, are not the symptom of a recent corruption, but of a desire to find a remedy that may cure, perhaps, some inveterate evil which has long afflicted the state.
There are corruptions, however, under which men still possess the vigour and the resolution to correct themselves. Such are the violence and the outrage which accompany the collision of fierce and daring spirits, occupied in the struggles which sometimes precede the dawn of civil and commercial improvements. In such cases, men have frequently discovered a remedy for evils, of which their own misguided impetuosity, and superior force of mind, were the principal causes. But if to a depraved disposition, we suppose to be joined a weakness of spirit; if to an admiration and desire of riches, be joined an aversion to danger or business; if those orders of men whose valour is required by the public, cease to be brave; if the members of society in general have not those personal qualities which are required to fill the stations of equality, or of honour, to which they are invited by the forms of the state; they must sink to a depth from which their imbecility, even more than their depraved inclinations, may prevent their rise.
WE are far from being agreed on the application of the term luxury, or on that degree of its meaning which is consistent with national prosperity, or with the moral rectitude of our nature. It is sometimes employed to signify a manner of life which we think necessary to civilization, and even to happiness. It is, in our panegyric of polished ages, the parent of arts, the support of commerce, and the minister of national greatness, and of opulence. It is, in our censure of degenerate manners, the source of corruption, and the presage of national declension and ruin. It is admired, and it is blamed; it is treated as ornamental and useful, and it is proscribed as a vice.
With all this diversity in our judgments, we are generally uniform in employing the term to signify that complicated apparatus which mankind devise for the ease and convenience of life. Their buildings, furniture, equipage, cloathing, train of domestics, refinement of the table, and, in general, all that assemblage which is rather intended to please the fancy, than to obviate real wants, and which is rather ornamental than useful.
When we are disposed, therefore, under the appellation of luxury, to rank the enjoyment of these things among the vices, we either tacitly refer to the habits of sensuality, debauchery, prodigality, vanity, and arrogance, with which the possession of high fortune is sometimes attended; or we apprehend a certain measure of what is necessary to human life, beyond which all enjoyments are supposed to be excessive and vicious. When, on the contrary, luxury is made an article of national lustre and felicity, we only think of it as an innocent consequence of the unequal distribution of wealth, and as a method by which different ranks are rendered mutually dependent, and mutually useful. The poor are made to practise arts, and the rich to reward them. The public itself is made a gainer by what seems to waste its stock, and it receives a perpetual increase of wealth, from the influence of those growing appetites, and delicate tastes, which seem to menace consumption and ruin.
It is certain, that we must either, together with the commercial arts, suffer their fruits to be enjoyed, and even in some measure admired; or, like the Spartans, prohibit the art itself, while we are afraid of its consequences, or while we think that the conveniencies it brings exceed what nature requires. But we may propose to stop the advancement of arts at any stage of their progress, and still incur the censure of luxury from those who have not advanced so far. The house-builder and the carpenter at Sparta were limited to the use of the axe and the saw; but a Spartan cottage might have passed for a palace in Thrace: and if the dispute were to turn on the knowledge of what is physically necessary to the preservation of human life, as the standard of what is morally lawful, the faculties of physic, as well as of morality, would probably divide on the subject, and leave every individual, as at present, to find some rule for himself. The casuist, for the most part, considers the practice of his own age and condition as a standard for mankind. If in one age or condition he condemn the use of a coach, in another he would have no less censured the wearing of shoes; and the very person who exclaims against the first, would probably not have spared the second, if it had not been already familiar in ages before his own. A censor born in a cottage, and accustomed to sleep upon straw, does not propose that men should return to the woods and the caves for shelter; he admits the reasonableness and the utility of what is already familiar; and apprehends an excess and corruption, only in the newest refinement of the rising generation.
The clergy of Europe have preached successively against every new fashion, and every innovation in dress. The modes of youth are a subject of censure to the old; and modes of the last age, in their turn, are matter of ridicule to the flippant, and the young. Of this there is not always a better account to be given, than that the old are disposed to be severe, and the young to be merry.
The argument against many of the conveniencies of life, drawn from the mere consideration of their not being necessary, was equally proper in the mouth of the savage, who dissuaded from the first applications of industry, as it is in that of the moralist, who insists on the vanity of the last. “Our ancestors,” he might say, “found their dwelling under this rock; they gathered their food in the forest; they allayed their thirst from the fountain; and they were cloathed in the spoils of the beast they had slain. Why should we indulge a false delicacy, or require from the earth fruits which she is not accustomed to yield? The bow of our father is already too strong for our arms; and the wild beast begins to lord it in the woods.”
Thus the moralist may have found, in the proceedings of every age, those topics of blame, from which he is so much disposed to arraign the manners of his own; and our embarrassment on the subject is, perhaps, but a part of that general perplexity which we undergo, in trying to define moral characters by external circumstances, which may, or may not, be attended with faults in the mind and the heart. One man finds a vice in the wearing of linen; another does not, unless the fabric be fine: and if, mean-time, it be true, that a person may be dressed in manufacture either coarse or fine; that he may sleep in the fields, or lodge in a palace; tread upon carpet, or plant his foot on the ground; while the mind either retains, or has lost its penetration, and its vigour, and the heart its affection to mankind, it is vain, under any such circumstance, to seek for the distinctions of virtue and vice, or to tax the polished citizen with weakness for any part of his equipage, or for his wearing a fur, in which, perhaps, some savage was dressed before him. Vanity is not distinguished by any peculiar species of dress. It is betrayed by the Indian in the phantastic assortments of his plumes, his shells, his party-coloured furs, and in the time he bestows at the glass and the toilet. Its projects in the woods and in the town are the same: in the one, it seeks, with the visage bedaubed, and with teeth artificially stained, for that admiration, which it courts in the other with a gilded equipage, and liveries of state.
Polished nations, in their progress, often come to surpass the rude in moderation, and severity of manners. “The Greeks,” says Thucydides, not “long ago, like barbarians, wore golden spangles in the hair, and went armed in times of peace.” Simplicity of dress in this people, became a mark of politeness; and the mere materials with which the body is nourished or cloathed, are probably of little consequence to any people. We must look for the characters of men in the qualities of the mind, not in the species of their food, or in the mode of their apparel. What are now the ornaments of the grave and severe; what is owned to be a real conveniency, were once the fopperies of youth, or were devised to please the effeminate. The new fashion, indeed, is often the mark of the coxcomb; but we frequently change our fashions without multiplying coxcombs, or increasing the measures of our vanity and folly.
Are the apprehensions of the severe, therefore, in every age, equally groundless and unreasonable? Are we never to dread any error in the article of a refinement bestowed on the means of subsistence, or the conveniencies of life? The fact is, that men are perpetually exposed to the commission of error in this article, not merely where they are accustomed to high measures of accommodation, or to any particular species of food, but wherever these objects, in general, may come to be preferred to their character, to their country, or to mankind; they actually commit such error, wherever they admire paultry distinctions or frivolous advantages; wherever they shrink from small inconveniencies, and are incapable of discharging their duty with vigour. The use of morality on this subject, is not to limit men to any particular species of lodging, diet, or cloaths; but to prevent their considering these conveniencies as the principal objects of human life. And if we are asked, Where the pursuit of trifling accommodations should stop, in order that a man may devote himself entirely to the higher engagements of life? we may answer, That it should stop where it is. This was the rule followed at Sparta: The object of the rule was, to preserve the heart entire for the public, and to occupy men in cultivating their own nature, not in accumulating wealth, and external conveniencies. It was not expected otherwise, that the axe or the saw should be attended with greater political advantage, than the plane and the chisel. When Cato walked the streets of Rome without his robe, and without shoes, he did so, most probably, in contempt of what his countrymen were so prone to admire; not in hopes of finding a virtue in one species of dress, or a vice in another.
Luxury, therefore, considered as a predilection in favour of the objects of vanity, and the costly materials of pleasure, is ruinous to the human character; considered as the mere use of accommodations and conveniencies which the age has procured, rather depends on the progress which the mechanical arts have made, and on the degree in which the fortunes of men are unequally parcelled, than on the dispositions of particular men either to vice or to virtue.
Different measures of luxury are, however, variously suited to different constitutions of government. The advancement of arts supposes an unequal distribution of fortune; and the means of distinction they bring, serve to render the separation of ranks more sensible. Luxury is, upon this account, apart from all its moral effects, adverse to the form of democratical government; and, in any state of society, can be safely admitted in that degree only in which the members of a community are supposed of unequal rank, and constitute public order by the relations of superior and vassal. High degrees of it appear salutary, and even necessary, in monarchical and mixed governments; where, besides the encouragement to arts and commerce, it serves to give lustre to those hereditary or constitutional dignities which have a place of importance in the political system. Whether even here luxury leads to abuse peculiar to ages of high refinement and opulence, we shall proceed to consider in the following sections.
LUXURY and corruption are frequently coupled together, and even pass for synonymous terms. But, in order to avoid any dispute about words, by the first we may understand that accumulation of wealth, and that refinement on the ways of enjoying it, which are the objects of industry, or the fruits of mechanic and commercial arts: And by the second a real weakness, or depravity of the human character, which may accompany any state of those arts, and be found under any external circumstances or condition whatsoever. It remains to inquire, what are the corruptions incident to polished nations, arrived at certain measures of luxury, and possessed of certain advantages, in which they are generally supposed to excel?
We need not have recourse to a parallel between the manners of entire nations, in the extremes of civilization and rudeness, in order to be satisfied, that the vices of men are not proportioned to their fortunes; or that the habits of avarice, or of sensuality, are not founded on any certain measures of wealth, or determinate kind of enjoyment. Where the situations of particular men are varied as much by their personal stations, as they can be by the state of national refinements, the same passions for interest, or pleasure, prevail in every condition. They arise from temperament, or an acquired admiration of property; not from any particular manner of life in which the parties are engaged, nor from any particular species of property which may have occupied their cares and their wishes.
Temperance and moderation are, at least, as frequent among those whom we call the superior, as they are among the lower classes of men; and however we may affix the character of sobriety to mere cheapness of diet, and other accommodations with which any particular age, or rank of men, appear to be contented, it is well known, that costly materials are not necessary to constitute a debauch, nor profligacy less frequent under the thatched roof, than under the lofty ceiling. Men grow equally familiar with different conditions, receive equal pleasure, and are equally allured to sensuality in the palace and in the cave. Their acquiring in either, habits of intemperance or sloth, depends on the remission of other pursuits, and on the distaste of the mind to other engagements. If the affections of the heart be awake, and the passions of love, admiration, or anger, be kindled, the costly furniture of the palace, as well as the homely accommodations of the cottage, are neglected: And men, when roused, reject their repose; or, when fatigued, embrace it alike on the silken bed, or on the couch of straw.
We are not, however, from hence to conclude, that luxury, with all its concomitant circumstances, which either serve to favour its increase, or which, in the arrangements of civil society, follow it as consequences, can have no effect to the disadvantage of national manners. If that respite from public dangers and troubles which gives a leisure for the practice of commercial arts, be continued, or increased, into a disuse of national efforts; if the individual, not called to unite with his country, be left to pursue his private advantage; we may find him become effeminate, mercenary, and sensual; not because pleasures and profits are become more alluring, but because he has fewer calls to attend to other objects; and because he has more encouragement to study his personal advantages, and pursue his separate interests.
If the disparities of rank and fortune, which are necessary to the pursuit or enjoyment of luxury, introduce false grounds of precedency and estimation; if, on the mere considerations of being rich or poor, one order of men are, in their own apprehension, elevated, another debased; if one be criminally proud, another meanly dejected; and every rank in its place, like the tyrant, who thinks that nations are made for himself, be disposed to assume on the rights of mankind: although, upon the comparison, the higher order may be least corrupted; or from education, and a sense of personal dignity, have most good qualities remaining; yet the one becoming mercenary and servile; the other imperious and arrogant; both regardless of justice and of merit; the whole mass is corrupted, and the manners of a society changed for the worse, in proportion as its members cease to act on principles of equality, independence, or freedom.
Upon this view, and considering the merits of men in the abstract, a mere change from the habits of a republic to those of a monarchy; from the love of equality, to the sense of a subordination founded on birth, titles, and fortune, is a species of corruption to mankind. But this degree of corruption is still consistent with the safety and prosperity of some nations; it admits of a vigorous courage, by which the rights of individuals, and of kingdoms, may be long preserved.
Under the form of monarchy, while yet in its vigour, superior fortune is, indeed, one mark by which the different orders of men are distinguished; but there are some other ingredients, without which wealth is not admitted as a foundation of precedency, and in favour of which it is often despised, and lavished away. Such are birth and titles, the reputation of courage, courtly manners, and a certain elevation of mind. If we suppose that these distinctions are forgotten, and nobility itself only to be known by the sumptuous retinue which money alone may procure; and by a lavish expence, which the more recent fortunes can generally best sustain; luxury must then be allowed to corrupt the monarchical as much as the republican state, and to introduce a fatal dissolution of manners, under which men of every condition, although they are eager to acquire, or to display their wealth, have no remains of real ambition. They have neither the elevation of nobles, nor the fidelity of subjects; they have changed into effeminate vanity, that sense of honour which gave rules to the personal courage; and into a servile baseness that loyalty, which bound each in his place to his immediate superior, and the whole to the throne.
Nations are most exposed to corruption from this quarter, when the mechanical arts, being greatly advanced, furnish numberless articles to be applied in ornament to the person, in furniture, entertainment, or equipage; when such articles as the rich alone can procure are admired; and when consideration, precedence, and rank, are accordingly made to depend on fortune.
In a more rude state of the arts, although wealth be unequally divided, the opulent can amass only the simple means of subsistence: They can only fill the granary, and furnish the stall; reap from more extended fields, and drive their herds over a larger pasture. To enjoy their magnificence, they must live in a crowd; and to secure their possessions, they must be surrounded with friends that espouse their quarrels. Their honours, as well as their safety, consist in the numbers who attend them; and their personal distinctions are taken from their liberality, and supposed elevation of mind. In this manner, the possession of riches serves only to make the owner assume a character of magnanimity to become the guardian of numbers, or the public object of respect and affection. But when the bulky constituents of wealth, and of rustic magnificence, can be exchanged for refinements; and when the produce of the soil may be turned into equipage, and mere decoration; when the combination of many is no longer required for personal safety; the master may become the sole consumer of his own estate: he may refer the use of every subject to himself; he may employ the materials of generosity to feed a personal vanity, or to indulge a sickly and effeminate fancy, which has learned to enumerate the trappings of weakness or folly among the necessaries of life.
The Persian satrape, we are told, when he saw the King of Sparta at the place of their conference stretched on the grass with his soldiers, blushed at the provision he made for the accommodation of his own person; he ordered the furs and the carpets to be withdrawn; he felt his own inferiority; and recollected, that he was to treat with a man, not to vie with a pageant in costly attire and magnificence.
When, amidst circumstances that make no trial of the virtues or talents of men, we have been accustomed to the air of superiority which people of fortune derive from their retinue, we are apt to lose every sense of distinction arising from merit, or even from abilities. We rate our fellow-citizens by the figure they are able to make by their buildings, their dress, their equipage, and the train of their followers. All these circumstances make a part in our estimate of what is excellent; and if the master himself is known to be a pageant in the midst of his fortune, we nevertheless pay our court to his station, and look up with an envious, servile, or dejected mind, to what is, in itself, scarcely fit to amuse children; though, when it is worn as a badge of distinction, it inflames the ambition of those we call the great, and strikes the multitude with awe and respect.
We judge of entire nations by the productions of a few mechanical arts, and think we are talking of men, while we are boasting of their estates, their dress, and their palaces. The sense in which we apply the terms, great, and noble, high rank, and high life, shew that we have, on such occasions, transferred the idea of perfection from the character to the equipage; and that excellence itself is, in our esteem, a mere pageant, adorned at a great expence by the labours of many workmen.
To those who overlook the subtle transitions of the imagination, it might appear, since wealth can do no more than furnish the means of subsistence, and purchase animal pleasures, that covetousness and venality itself, should keep pace with our fears of want, or with our appetite for sensual enjoyments; and that where the appetite is satiated, and the fear of want is removed, the mind should be at ease on the subject of fortune. But they are not the mere pleasures that riches procure, nor the choice of viands which cover the board of the wealthy, that inflame the passions of the covetous and the mercenary. Nature is easily satisfied in all her enjoyments. It is an opinion of eminence, connected with fortune; it is a sense of debasement attending on poverty, which renders us blind to every advantage, but that of the rich; and insensible to every disgrace, but that of the poor. It is this unhappy apprehension, that occasionally prepares us for the desertion of every duty, for a submission to every indignity, and for the commission of every crime that can be accomplished in safety.
Aurengzebe was not more renowned for sobriety in his private station, and in the conduct of a supposed dissimulation, by which he aspired to sovereign power, than he continued to be, even on the throne of Indostan. Simple, abstinent, and severe in his diet, and other pleasures, he still led the life of a hermit, and occupied his time with a seemingly painful application to the affairs of a great empire* . He quitted a station in which, if pleasure had been his object, he might have indulged his sensuality without reserve; he made his way to a scene of disquietude and care; he aimed at the summit of human greatness, in the possession of imperial fortune, not at the gratifications of animal appetite, or the enjoyment of ease. Superior to sensual pleasure, as well as to the feelings of nature, he dethroned his father, and he murdered his brothers, that he might roll on a carriage incrusted with diamond and pearl; that his elephants, his camels, and his horses, on the march, might form a line extending many leagues; might present a glittering harness to the sun; and, loaded with treasure, usher to the view of an abject and admiring crowd that awful majesty, in whose presence they were to strike the forehead on the ground, and be overwhelmed with the sense of his greatness, and with that of their own debasement.
As these are the objects which prompt the desire of dominion, and excite the ambitious to aim the mastery of their fellow-creatures; so they inspire the ordinary race of men with a sense of infirmity and meanness, that prepares them to suffer indignities, and to become the property of persons, whom they consider as of a rank and a nature so much superior to their own.
The chains of perpetual slavery, accordingly, appear to be rivetted in the East, no less by the pageantry which is made to accompany the possession of power, than they are by the fears of the sword, and the terrors of a military execution. In the West, as well as the East, we are willing to bow to the splendid equipage, and stand at an awful distance from the pomp of a princely estate. We too may be terrified by the frowns, or won by the smiles, of those whose favour is riches and honour, and whose displeasure is poverty and neglect. We too may overlook the honours of the human soul, from an admiration of the pageantries that accompany fortune. The procession of elephants harnessed with gold might dazzle into slaves, the people who derive corruption and weakness from the effect of their own arts and contrivances, as well as those who inherit servility from their ancestors, and are enfeebled by their natural temperament, and the enervating charms of their soil and their climate.
It appears, therefore, that although the mere use of materials which constitute luxury, may be distinguished from actual vice; yet nations under a high state of the commercial arts, are exposed to corruption, by their admitting wealth, unsupported by personal elevation and virtue, as the great foundation of distinction, and by having their attention turned on the side of interest, as the road to consideration and honour.
With this effect, luxury may serve to corrupt democratical states, by introducing a species of monarchical subordination, without that sense of high birth and hereditary honours which render the boundaries of rank fixed and determinate, and which teach men to act in their stations with force and propriety. It may prove the occasion of political corruption, even in monarchical governments, by drawing respect towards mere wealth; by casting a shade on the lustre of personal qualities, or family-distinctions; and by infecting all orders of men, with equal venality, servility, and cowardice.
THE increasing regard with which men appear, in the progress of commercial arts, to study their profit, or the delicacy with which they refine on their pleasures; even industry itself, or the habit of application to a tedious employment, in which no honours are won, may, perhaps, be considered as indications of a growing attention to interest, or of effeminacy, contracted in the enjoyment of ease and conveniency. Every successive art, by which the individual is taught to improve on his fortune, is, in reality, an addition to his private engagements, and a new avocation of his mind from the public.
Corruption, however, does not arise from the abuse of commercial arts alone; it requires the aid of political situation; and is not produced by the objects that occupy a sordid and a mercenary spirit, without the aid of circumstances that enable men to indulge in safety any mean disposition they have acquired.
Providence has fitted mankind for the higher engagements which they are sometimes obliged to fulfil; and it is in the midst of such engagements that they are most likely to acquire or to preserve their virtues. The habits of a vigorous mind are formed in contending with difficulties, not in enjoying the repose of a pacific station; penetration and wisdom are the fruits of experience, not the lessons of retirement and leisure; ardour and generosity are the qualities of a mind roused and animated in the conduct of scenes that engage the heart, not the gifts of reflection or knowledge. The mere intermission of national and political efforts is, notwithstanding, sometimes mistaken for public good; and there is no mistake more likely to foster the vices, or to flatter the weakness, of feeble and interested men.
If the ordinary arts of policy, or rather, if a growing indifference to objects of a public nature, should prevail, and, under any free constitution, put an end to those disputes of party, and silence that noise of dissension which generally accompany the exercise of freedom, we may venture to prognosticate corruption to the national manners, as well as remissness to the national spirit. The period is come, when no engagement, remaining on the part of the public, private interest, and animal pleasure, become the sovereign objects of care. When men, being relieved from the pressure of great occasions, bestow their attention on trifles; and having carried what they are pleased to call sensibility and delicacy, on the subject of ease or molestation, as far as real weakness or folly can go, have recourse to affectation, in order to enhance the pretended demands, and accumulate the anxieties, of a sickly fancy, and enfeebled mind.
In this condition, mankind generally flatter their own imbecility under the name of politeness. They are persuaded, that the celebrated ardour, generosity, and fortitude of former ages bordered on frenzy, or were the mere effects of necessity, on men who had not the means of enjoying their ease, or their pleasure. They congratulate themselves on having escaped the storm which required the exercise of such arduous virtues; and with that vanity which accompanies the human race in their meanest condition, they boast of a scene of affectation, of languor, or of folly, as the standard of human felicity, and as furnishing the properest exercise of a rational nature.
It is none of the least menacing symptoms of an age prone to degeneracy, that the minds of men become perplexed in the discernment of merit, as much as the spirit becomes enfeebled in conduct, and the heart misled in the choice of its objects. The care of mere fortune is supposed to constitute wisdom; retirement from public affairs, and real indifference to mankind, receive the applauses of moderation, and of virtue.
Great fortitude, and elevation of mind, have not always, indeed, been employed in the attainment of valuable ends; but they are always respectable, and they are always necessary when we would act for the good of mankind, in any of the more arduous stations of life. While, therefore, we blame their misapplication, we should beware of depreciating their value. Men of a severe and sententious morality have not always sufficiently observed this caution; nor have they been duly aware of the corruptions they flattered, by the satire they employed against what is aspiring and prominent in the character of the human soul.
It might have been expected, that, in an age of hopeless debasement, the talents of Demosthenes and Tully, even the ill-governed magnanimity of a Macedonian, or the daring enterprise of a Carthaginian leader, might have escaped the acrimony of a satirist* , who had so many objects of correction in his view, and who possessed the arts of declamation in so high a degree.
is part of the illiberal censure which is thrown by this poet on the person and action of a leader, who, by his courage and conduct, in the very service to which the satire referred, had well nigh saved his country from the ruin with which it was at last overwhelmed.
is a distich, in which another poet of beautiful talents has attempted to depreciate a name, to which, probably, few of his readers are found to aspite.
If men must go wrong, there is a choice of their errors, as well as of their virtues. Ambition, the love of personal eminence, and the desire of fame, although they sometimes lead to the commission of crimes, yet always engage men in pursuits that require to be supported by some of the greatest qualities of the human soul; and if eminence is the principal object of pursuit, there is at least a probability, that those qualities may be studied on which a real elevation of mind is raised. But when public alarms have ceased, and contempt of glory is recommended as an article of wisdom, the sordid habits, and mercenary dispositions to which, under a general indifference to national objects, the members of a polished or commercial state are exposed, must prove at once the most effectual suppression of every liberal sentiment, and the most fatal reverse of all those principles from which communities derive their strength and their hopes of preservation.
It is noble to possess happiness and independence, either in retirement, or in public life. The chracteristic of the happy, is to acquit themselves well in every condition; in the court, or in the village; in the senate, or in the private retreat. But if they affect any particular station, it is surely that in which their actions may be rendered most extensively useful. Our considering mere retirement, therefore, as a symptom of moderation and of virtue, is either a remnant of that system, under which monks and anchotets, in former ages, have been canonized; or proceeds from a habit of thinking, which appears equally fraught with moral corruption, from our considering public life as a scene for the gratification of mere vanity, avarice, and ambition; never as furnishing the best opportunity for a just and a happy engagement of the mind and the heart.
Emulation, and the desire of power, are but sorry motives to public conduct; but if they have been, in any case, the principal inducements from which men have taken part in the service of their country, any diminution of their prevalence or force is a real corruption of national manners; and the pretended moderation assumed by the higher orders of men, has a fatal effect in the state. The disinterested love of the public is a principle, without which some constitutions of government cannot subsist: but when we consider how seldom this has appeared a reigning passion, we have little reason to impute the prosperity or preservation of nations, in every case, to its influence.
It is sufficient, perhaps, under one form of government, that men should be fond of their independence; that they should be ready to oppose usurpation, and to repel personal indignities: Under another, it is sufficient, that they should be tenacious of their rank, and of their honours; and instead of a zeal for the public, entertain a vigilant jealousy of the rights which pertain to themselves. When numbers of men retain a certain degree of elevation and fortitude; they are qualified to give a mutual check to their several errors, and are able to act in that variety of situations which the different constitutions of government have prepared for their members: But, under the disadvantages of a feeble spirit, however directed, and however informed, no national constitution is safe; nor can any degree of enlargement, to which a state has arrived, secure its political welfare.
In states where property, distinction, and pleasure, are thrown out as baits to the imagination, and incentives to passion, the public seems to rely for the preservation of its political life, on the degree of emulation and jealousy with which parties mutually oppose and restrain each other. The desires of preferment and profit in the breast of the citizen, are the motives from which he is excited to enter on public affairs, and are the considerations which direct his political conduct. The suppression, therefore, of ambition, of party-animosity, and of public envy, is probably, in every such case, not a reformation, but a symptom of weakness, and a prelude to more sordid pursuits, and ruinous amusements.
On the eve of such a revolution in manners, the higher ranks, in every mixed or monarchical government, have need to take care of themselves. Men of business, and of industry, in the inferior stations of life, retain their occupations, and are secured by a kind of necessity, in the possession of those habits on which they rely for their quiet, and for the moderate enjoyments of life. But the higher orders of men, if they relinquish the state, if they cease to possess that courage and elevation of mind, and to exercise those talents which are employed in its defence and in its government, are, in reality, by the seeming advantages of their station, become the refuse of that society of which they once were the ornament; and from being the most respectable, and the most happy, of its members, are become the most wretched and corrupt. In their approach to this condition, and in the absence of every manly occupation, they feel a dissatisfaction and languor which they cannot explain: They pine in the midst of apparent enjoyments; or, by the variety and caprice of their different pursuits and amusements, exhibit a state of agitation, which, like the disquiet of sickness, is not a proof of enjoyment or pleasure, but of suffering and pain. The care of his buildings, his equipage, or his table, is chosen by one; literary amusement, or some frivolous study, by another. The sports of the country, and the diversions of the town; the gaming-table* , dogs, horses, and wine, are employed to fill up the blank of a listless and unprofitable life. They speak of human pursuits, as if the whole difficulty were to find something to do: They fix on some frivolous occupation, as if there was nothing that deserved to be done: They consider what tends to the good of their fellow-creatures, as a disadvantage to themselves: They fly from every scene in which any efforts of vigour are required, or in which they might be allured to perform any service to their country. We misapply our compassion in pitying the poor; it were much more justly applied to the rich, who become the first victims of that wretched insignificance, into which the members of every corrupted state, by the tendency of their weaknesses and their vices, are in haste to plunge themselves.
It is in this condition, that the sensual invent all those refinements on pleasure, and devise those incentives to a satiated appetite, which tend to foster the corruptions of a dissolute age. The effects of brutal appetite, and the mere debauch, are more flagrant, and more violent, perhaps, in rude ages, than they are in the later periods of commerce and luxury: But that perpetual habit of searching for animal pleasure where it is not to be found, in the gratifications of an appetite that is cloyed, and among the ruins of an animal constitution, is not more fatal to the virtues of the soul, than it is even to the enjoyment of sloth, or of pleasure; it is not a more certain avocation from public affairs, or a surer prelude to national decay, than it is a disappointment to our hopes of private felicity.
In these reflections, it has been the object not to ascertain a precise measure to which corruption has risen in any of the nations that have attained to eminence, or that have gone to decay; but to describe that remissness of spirit, that weakness of soul, that state of national debility, which is likely to end in political slavery; an evil which remains to be considered as the last object of caution, and beyond which there is no subject of disquisition in the perishing fortunes of nations.
LIBERTY, in one sense, appears to be the portion of polished nations alone. The savage is personally free, because he lives unrestrained, and acts with the members of his tribe on terms of equality. The barbarian is frequently independent from a continuance of the same circumstances, or because he has courage and a sword. But good policy alone can provide for the regular administration of justice, or constitute a force in the state, which is ready on every occasion to defend the rights of its members.
It has been found, that, except in a few singular cases, the commercial and political arts have advanced together. These arts have been in modern Europe so interwoven, that we cannot determine which were prior in the order of time, or derived most advantage from the mutual influences with which they act and re-act on each other. It has been observed, that in some nations the spirit of commerce, intent on securing its profits, has led the way to political wisdom. A people, possessed of wealth, and become jealous of their properties, have formed the project of emancipation, and have proceeded, under favour of an importance recently gained, still farther to enlarge their pretensions, and to dispute the prerogatives which their sovereign had been in use to employ. But it is in vain that we expect in one age, from the possession of wealth, the fruit which it is said to have borne in a former. Great accessions of fortune, when recent, when accompanied with frugality, and a sense of independence, may render the owner confident in his strength, and ready to spurn at oppression. The purse which is open, not to personal expence, or to the indulgence of vanity, but to support the interests of a faction, to gratify the higher passions of party, render the wealthy citizen formidable to those who pretend to dominion; but it does not follow, that in a time of corruption, equal, or greater, measures of wealth should operate to the same effect.
On the contrary, when wealth is accumulated only in the hands of the miser, and runs to waste from those of the prodigal; when heirs of family find themselves straitened and poor in the midst of affluence; when the cravings of luxury silence even the voice of party and faction; when the hopes of meriting the rewards of compliance, or the fear of losing what is held at discretion, keep men in a state of suspence and anxiety; when fortune, in short, instead of being considered as the instrument of a vigorous spirit, becomes the idol of a covetous or a profuse, of a rapacious or a timorous mind, the foundation on which freedom was built may serve to support a tyranny; and what, in one age, raised the pretensions, and fostered the confidence of the subject, may, in another, incline him to servility, and furnish the price to be paid for his prostitutions. Even those who, in a vigorous age, gave the example of wealth, in the hands of the people, becoming an occasion of freedom, may, in times of degeneracy, verify likewise the maxim of Tacitus, That the admiration of riches leads to despotical government* .
Men who have tasted of freedom, and who have felt their personal rights, are not easily taught to bear with encroachments on either, and cannot, without some preparation, come to submit to oppression. They may receive this unhappy preparation under different forms of government, from different hands, and arrive at the same end by different ways. They follow one direction in republics, another in monarchies, and in mixed governments. But wherever the state has, by means that do not preserve the virtue of the subject, effectually guarded his safety; remissness, and neglect of the public, are likely to follow; and polished nations of every description, appear to encounter a danger, on this quarter, proportioned to the degree in which they have, during any continuance, enjoyed the uninterrupted possession of peace and prosperity.
Liberty results, we say, from the government of laws; and we are apt to consider statutes, not merely as the resolutions and maxims of a people determined to be free, not as the writings by which their rights are kept on record; but as a power erected to guard them, and as a barrier which the caprice of men cannot transgress.
When a basha, in Asia, pretends to decide every controversy by the rules of natural equity, we allow that he is possessed of discretionary powers. When a judge in Europe is left to decide, according to his own interpretation of written laws, is he in any sense more restrained than the former? Have the multiplied words of a statute an influence over the conscience, and the heart, more powerful than that of reason and nature? Does the party, in any judicial proceeding, enjoy a less degree of safety, when his rights are discussed, on the foundation of a rule that is open to the understandings of mankind, than when they are referred to an intricate system, which it has become the object of a separate profession to study and to explain?
If forms of proceeding, written statutes, or other constituents of law, cease to be enforced by the very spirit from which they arose; they serve only to cover, not to restrain, the iniquities of power: They are possibly respected even by the corrupt magistrate, when they favour his purpose; but they are contemned or evaded, when they stand in his way: And the influence of laws, where they have any real effect in the preservation of liberty, is not any magic power descending from shelves that are loaded with books, but is, in reality, the influence of men resolved to be free; of men, who, having adjusted in writing the terms on which they are to live with the state, and with their fellow-subjects, are determined, by their vigilance and spirit, to make these terms be fulfilled.
We are taught, under every from of government, to apprehend usurpations, from the abuse, or from the extension of the executive power. In pure monarchies, this power is commonly hereditary, and made to descend in a determinate line. In elective monarchies, it is held for life. In republics, it is exercised during a limited time. Where men, or families, are called by election to the possession of temporary dignities, it is more the object of ambition to perpetuate, than to extend their powers. In hereditary monarchies, the sovereignty is already perpetual; and the aim of every ambitious prince is to enlarge his prerogative. Republics, and, in times of commotion, communities of every form, are exposed to hazard, not from those only who are formally raised to places of trust, but from every person whatsoever, who is incited by ambition, and who is supported by faction.
It is no advantage to a prince, or other magistrate, to enjoy more power than is consistent with the good of mankind; nor is it of any benefit to a man to be unjust: But these maxims are a feeble security against the passions and follies of men. Those who are intrusted with power in any degree, are disposed, from a mere dislike of constraint, to remove opposition. Not only the monarch who wears a hereditary crown, but the magistrate who holds his office for a limited time, grows fond of his dignity. The very minister, who depends for his place on the momentary will of his prince, and whose personal interests are, in every respect, those of a subject, still has the weakness to take an interest in the growth of prerogative, and to reckon as gain to himself the incroachments he has made on the rights of a people, with whom he himself and his family are soon to be numbered.
Even with the best intentions towards mankind, we are inclined to think that their welfare depends, not on the selicity of their own inclinations, or the happy employment of their own talents, but on their ready compliance with what we have devised for their good. Accordingly, the greatest virtue of which any sovereign has hitherto shown an example, is not a desire of cherishing in his people the spirit of freedom and of independence; but what is in itself sufficiently rare, and highly meritorious, a steady regard to the distribution of justice in matters of property, a disposition to protect and to oblige, to redress the grievances, and to promote the interest of his subjects. It was from a reference to these objects that Titus computed the value of his time, and judged of its application. But the sword, which in this beneficent hand was drawn to protect the subject, and to procure a speedy and effectual distribution of justice, was likewise sufficient, in the hands of a tyrant, to shed the blood of the innocent, and to cancel the rights of men. The temporary proceedings of humanity, though they suspended the exercise of oppression, did not break the national chains: The prince was even the better enabled to procure that species of good which he studied; because there was no freedom remaining, and because there was no where a force to dispute his decrees, or to interrupt their execution.
Was it in vain, that Antoninus became acquainted with the characters of Thracea, Helvidius, Cato, Dion, and Brutus? Was it in vain, that he learned to understand the form of a free community, raised on the basis of equality and justice; or of a monarchy, under which the liberties of the subject were held the most sacred object of administration* ? Did he mistake the means of procuring to mankind what he points out as a blessing? Or did the absolute power with which he was furnished, in a mighty empire, only disable him from executing what his mind had perceived as a national good? In such a case, it were vain to flatter the monarch or his people. The first cannot bestow liberty without raising a spirit, which may, on occasion, stand in opposition to his own designs; nor the latter receive this blessing, while they own that it is in the right of a master to give or to withhold it. The claim of justice is firm and peremptory. We receive favours with a sense of obligation and kindness; but we would inforce our rights, and the spirit of freedom in this exertion cannot take the tone of supplication or of thankfulness, without betraying itself. “You have intreated Octavius,” says Brutus to Cicero, “that he would spare those who stand foremost among the citizens of Rome. What if he will not? Must we perish? Yes; rather than owe our safety to him.”
Liberty is a right which every individual must be ready to vindicate for himself, and which he who pretends to bestow as a favour, has by that very act in reality denied. Even political establishments, though they appear to be independent of the will and arbitration of men, cannot be relied on for the preservation of freedom; they may nourish, but should not supersede that firm and resolute spirit, with which the liberal mind is always prepared to resist indignities, and to refer its safety to itself.
Were a nation, therefore, given to be moulded by a sovereign, as the clay is put into the hands of the potter, this project of bestowing liberty on a people who are actually servile, is, perhaps, of all others the most difficult, and requires most to be executed in silence, and with the deepest reserve. Men are qualified to receive this blessing, only in proportion as they are made to apprehend their own rights; and are made to respect the just pretensions of mankind, in proportion as they are willing to sustain, in their own persons, the burden of government, and of national defence; and are willing to prefer the engagements of a liberal mind to the enjoyment of sloth, or the delusive hopes of a safety purchased by submission and fear.
I speak with respect, and, if I may be allowed the expression, even with indulgence, to those who are intrusted with high prerogatives in the political system of nations. It is, indeed, seldom their fault that states are inslaved. What should be expected from them, but that being actuated by human desires, they should be averse to disappointment, or even to delay; and in the ardour with which they pursue their object, that they should break through the barriers that would stop their career? If millions recede before single men, and senates are passive, as if composed of members who had no opinion or sense of their own; on whose side have the defences of freedom given way, or to whom shall we impute their fall? To the subject, who has deserted his station; or to the sovereign, who has only remained in his own; and who, if the collateral or subordinate members of government shall cease to question his power, must continue to govern without restraint?
It is well known, that constitutions framed for the preservation of liberty, must consist of many parts; and that senates, popular assemblies, courts of justice, magistrates of different orders, must combine to balance each other, while they exercise, sustain, or check the executive power. If any part is struck out, the sabrick must totter, or fall; if any member is remiss, the others must encroach. In assemblies constituted by men of different talents, habits, and apprehensions, it were something more than human that could make them agree in every point of importance; having different opinions and views, it were want of integrity to abstain from disputes: Our very praise of unanimity, therefore, is to be considered as a danger to liberty. We wish for it at the hazard of taking in its place the remissness of men grown indifferent to the public; the venality of those who have sold the rights of their country; or the servility of others, who give implicit obedience to a leader by whom their minds are subdued. The love of the public, and respect to its laws, are the points in which mankind are bound to agree; but if, in matters of controversy, the sense of any individual or party is invariably pursued, the cause of freedom is already betrayed.
He whose office it is to govern a supine or an abject people, cannot, for a moment, cease to extend his powers. Every execution of law, every movement of the state, every civil and military operation, in which his power is exerted, must serve to confirm his authority, and present him to the view of the public as the sole object of consideration, fear, and respect. Those very establishments which were devised, in one age, to limit or to direct the exercise of an executive power, will serve, in another, to remove obstructions, and to smooth its way; they will point out the channels in which it may run, without giving offence, or without exciting alarms, and the very councils which were instituted to check its incroachments, will, in a time of corruption, furnish an aid to its usurpations.
The passion for independence, and the love of dominion, frequently arise from a common source: There is, in both, an aversion to controul; and he who, in one situation, cannot bruik a superior, may, in another, dislike to be joined with an equal.
What the prince, under a pure or limited monarchy, is, by the constitution of his country, the leader of a faction would willingly become in republican governments. If he attains to this envied condition, his own inclination, or the tendency of human affairs, seem to open before him the career of a royal ambition: but the circumstances in which he is destined to act, are very different from those of a king. He encounters with men who are unused to disparity; he is obliged, for his own security, to hold the dagger continually unsheathed. When he hopes to be safe, he possibly means to be just; but is hurried, from the first moment of his usurpation, into every exercise of despotical power. The heir of a crown has no such quarrel to maintain with his subjects: his situation is flattering; and the heart must be uncommonly bad that does not glow with affection to a people, who are at once his admirers, his support, and the ornaments of his reign. In him, perhaps, there is no explicit design of trespassing on the rights of his subjects; but the forms intended to preserve their freedom are not, on this account, always safe in his hands.
Slavery has been imposed upon mankind in the wantonness of a depraved ambition, and tyrannical cruelties have been committed in the gloomy hours of jealousy and terror: yet these demons are not necessary to the creation, or to the support of an arbitrary power. Although no policy was ever more successful than that of the Roman republic in maintaining a national fortune; yet subjects, as well as their princes, frequently imagine that freedom is a clog on the proceedings of government: they imagine, that despotical power is best fitted to procure dispatch and secrecy in the execution of public councils; to maintain what they are pleased to call political order* , and to give a speedy redress of complaints. They even sometimes acknowledge, that if a succession of good princes could be found, despotical government is best calculated for the happiness of mankind. While they reason thus, they cannot blame a sovereign, who, in the confidence that he is to employ his power for good purposes, endeavours to extend its limits; and, in his own apprehension, strives only to shake off the restraints which stand in the way of reason, and which prevent the effect of his friendly intentions.
Thus prepared for usurpation, let him, at the head of a free state, employ the force with which he is armed, to crush the seeds of apparent disorder in every corner of his dominions; let him effectually curb the spirit of dissension and variance among his people; let him remove the interruptions to government, arising from the refractory humours and the private interests of his subjects; let him collect the force of the state against its enemies, by availing himself of all it can furnish in the way of taxation and personal service: it is extremely probable that, even under the direction of wishes for the good of mankind, he may break through every barrier of liberty, and establish a despotism, while he flatters himself that he only follows the dictates of sense and propriety.
When we suppose government to have bestowed a degree of tranquillity which we sometimes hope to reap from it, as the best of its fruits, and public affairs to proceed, in the several departments of legislation and execution, with the least possible interruption to commerce and lucrative arts; such a state, like that of China, by throwing affairs into separate offices, where conduct consists in detail, and in the observance of forms, by superseding all the exertions of a great or a liberal mind, is more akin to despotism than we are apt to imagine.
Whether oppression, injustice, and cruelty, are the only evils which attend on despotical government, may be considered apart. In the mean time it is sufficient to observe, that liberty is never in greater danger than it is when we measure national felicity by the blessings which a prince may bestow, or by the mere tranquillity which may attend on equitable administration. The sovereign may dazzle with his heroic qualities; he may protect his subjects in the enjoyment of every animal advantage or pleasure: but the benefits arising from liberty are of a different sort; they are not the fruits of a virtue, and of a goodness, which operate in the breast of one man, but the communication of virtue itself to many; and such a distribution of functions in civil society, as gives to numbers the exercises and occupations which pertain to their nature.
The best constitutions of government are attended with inconvenience; and the exercise of liberty may, on many occasions, give rise to complaints. When we are intent on reforming abuses, the abuses of freedom may lead us to incroach on the subject from which they are supposed to arise. Despotism itself has certain advantages, or at least, in times of civility and moderation, may proceed with so little offence, as to give no public alarm. These circumstances may lead mankind, in the very spirit of reformation, or by mere inattention, to apply or to admit of dangerous innovations in the state of their policy.
Slavery, however, is not always introduced by mistake; it is sometimes imposed in the spirit of violence and rapine. Princes become corrupt as well as their people; and whatever may have been the origin of despotical government, its pretensions, when fully declared, give rise between the sovereign and his subjects to a contest which force alone can decide. These pretensions have a dangerous aspect to the person, the property, or the life of every subject; they alarm every passion in the human breast; they disturb the supine; they deprive the venal of his hire; they declare war on the corrupt as well as the virtuous; they are tamely admitted only by the coward; but even to him must be supported by a force that can work on his fears. This force the conqueror brings from abroad; and the domestic usurper endeavours to find in his faction at home.
When a people is accustomed to arms, it is difficult for a part to subdue the whole; or before the establishment of disciplined armies, it is difficult for any usurper to govern the many by the help of a few. These difficulties, however, the policy of civilized and commercial nations has sometimes removed; and by forming a distinction between civil and military professions, by committing the keeping and the enjoyment of liberty to different hands, has prepared the way for the dangerous alliance of faction with military power, in opposition to mere political forms, and the rights of mankind.
A people who are disarmed in compliance with this fatal refinement, have rested their safety on the pleadings of reason and of justice at the trihunal of ambition and of force. In such an extremity laws are quoted, and senators are assembled in vain. They who compose a legislature, or who occupy the civil departments of state, may deliberate on the messages they receive from the camp or the court; but if the bearer, like the centurion who brought the petition of Octavius to the Roman senate, shew the hilt of the sword* , they find that petitions are become commands, and that they themselves are become the pageants, not the repositories of sovereign power.
The reflections of this section may be unequally applied to nations of unequal extent. Small communities, however corrupted, are not prepared for despotical government: Their members, crowded together, and contiguous to the seats of power, never forget their relation to the public; they pry, with habits of familiarity and freedom, into the pretensions of those who would rule; and where the love of equality, and the sense of justice, have failed, they act on motives of faction, emulation, and envy. The exiled Tarquin had his adherents at Rome; but if by their means he had recovered his station, it is probable that, in the exercise of his royalty, he must have entered on a new scene of contention with the very party that restored him to power.
In proportion as territory is extended, its parts lose their relative importance to the whole. Its inhabitants cease to perceive their connection with the state, and are seldom united in the execution of any national, or even of any factious designs. Distance from the seats of administration, and indifference to the persons who contend for preferment, teach the majority to consider themselves as the subjects of a sovereignty, not as the members of a political body. It is even remarkable, that enlargement of territory, by rendering the individual of less consequence to the public, and less able to intrude with his counsel, actually tends to reduce national affairs within a narrower compass, as well as to diminish the numbers who are consulted in legislation, or in other matters of government.
The disorders to which a great empire is exposed, require speedy prevention, vigilance, and quick execution. Distant provinces must be kept in subjection by military force; and the dictatorial powers, which, in free states, are sometimes raised to quell insurrections, or to oppose other occasional evils, appear, under a certain extent of dominion, at all times equally necessary to suspend the dissolution of a body, whose parts were assembled, and must be cemented, by measures forcible, decisive, and secret. Among the circumstances, therefore, which, in the event of national prosperity, and in the result of commercial arts, lead to the establishment of despotism, there is none, perhaps, that arrives at this termination with so sure an aim, as the perpetual enlargement of territory. In every state, the freedom of its members depends on the balance and adjustment of its interior parts; and the existence of any such freedom among mankind, depends on the balance of nations. In the progress of conquest, those who are subdued are said to have lost their liberties; but from the history of mankind, to conquer, or to be conquered, has appeared, in effect, the same.
MANKIND, when they degenerate, and tend to their ruin, as well as when they improve, and gain real advantages, frequently proceed by slow, and almost insensible steps. If, during ages of activity and vigour, they fill up the measure of national greatness to a height which no human wisdom could at a distance foresee; they actually incur, in ages of relaxation and weakness, many evils which their fears did not suggest, and which, perhaps, they had thought far removed by the tide of success and prosperity.
We have already observed, that where men are remiss or corrupted, the virtue of their leaders, or the good intention of their magistrates, will not always secure them in the possession of political freedom. Implicit submission to any leader, or the uncontrouled exercise of any pwer, even when it is intended to operate for the good of mankind, may frequently end in the subversion of legal establishments. This fatal revolution, by whatever means it is accomplished, terminates in military government; and this, though the simplest of all governments, is rendered complete by degrees. In the first period of its exercise over men who have acted as members of a free community, it can have only laid the foundation, not completed the fabric, of a despotical policy. The usurper who has possessed, with an army, the centre of a great empire, sees around him, perhaps, the shattered remains of a former constitution; he may hear the murmurs of a reluctant and unwilling submission; he may even see danger in the aspect of many, from whose hands he may have wrested the sword, but whose minds he has not subdued, nor reconciled to his power.
The sense of personal rights, or the pretension to privilege and honours, which remain among certain orders of men, are so many bars in the way of a recent usurpation. If they are not suffered to decay with age, and to wear away in the progress of a growing corruption, they must be broken with violence, and the entrance to every new accession of power must be stained with blood. The effect, even in this case, is frequently tardy. The Roman spirit, we know, was not enrirely extinguished under a succession of masters, and under a repeated application of bloodshed and poison. The noble and respectable family still aspired to its original honours: The history of the republic, the writings of former times, the monuments of illustrious men, and the lessons of philosophy fraught with heroic conceptions, continued to nourish the soul in retirement, and formed those eminent characters, whose elevation, and whose fate, are, perhaps, the most affecting subjects of human story. Though unable to oppose the general bent to servility, they became, on account of their supposed inclinations, objects of distrust and aversion; and were made to pay with their blood, the price of a sentiment which they fostered in silence, and which glowed only in the heart.
While despotism proceeds in its progress, by what principle is the sovereign conducted in the choice of measures that tend to establish his government? By a mistaken apprehension of his own good, sometimes even that of his people, and by the desire which he feels on every particular occasion, to remove the obstructions which impede the execution of his will. When he has fixed a resolution, whoever reasons or remonstrates against it is an enemy; when his mind is elated, whoever pretends to eminence, and is disposed to act for himself, is a rival. He would leave no dignity in the state, but what is dependent on himself; no active power, but what carries the expression of his momentary pleasure* . Guided by a perception as unerring as that of instinct, he never fails to select the proper objects of his antipathy or of his favour. The aspect of independence repels him; that of servility attracts. The tendency of his administration is to quiet every restless spirit, and to assume every function of government to himself* . When the power is adequate to the end, it operates as much in the hands of those who do not perceive the termination, as it does in the hands of others by whom it is best understood: The mandates of either, when just, should not be disputed; when erroneous or wrong, they are supported by force.
You must die, was the answer of Octavius to every suit from a people that implored his mercy. It was the sentence which some of his successors pronounced against every citizen that was eminent for his birth or his virtues. But are the evils of despotism confined to the cruel and sanguinary methods, by which a recent dominion over a refractory and a turbulent people is established or maintained? And is death the greatest calamity which can afflict mankind under an establishment by which they are divested of all their rights? They are, indeed, frequently suffered to live; but distrust and jealousy, the sense of personal meanness, and the anxieties which arise from the care of a wretched interest, are made to possess the soul; every citizen is reduced to a slave; and every charm by which the community engaged its members, has ceased to exist. Obedience is the only duty that remains, and this is exacted by force. If, under such an establishment, it be necessary to witness scenes of debasement and horror, at the hazard of catching the infection, death becomes a relief; and the libation which Thrasea was made to pour from his arteries, is to be considered as a proper sacrifice of gratitude to Jove the Deliverer* .
Oppression and cruelty are not always necessary to despotical government; and even when present, are but a part of its evils. It is sounded on corruption, and on the suppression of all the civil and the political virtues; it requires its subjects to act from motives of fear; it would asswage the passions of a few men at the expence of mankind; and would erect the peace of society itself on the ruins of that freedom and confidence from which alone the enjoyment, the force, and the elevation of the human mind, are found to arise.
During the existence of any free constitution, and whilst every individual possessed his rank and his privilege, or had his apprehension of personal rights, the members of every community were, to one another, objects of consideration and of respect; every point to be carried in civil society required the exercise of talents, of wisdom, persuasion, and vigour, as well as of power. But it is the highest refinement of a despotical government, to rule by simple commands, and to exclude every art but that of compulsion. Under the influence of this policy, therefore, the occasions which employed and cultivated the understandings of men, which awakened their sentiments, and kindled their imaginations, are gradually removed; and the progress by which mankind attained to the honours of their nature, in being engaged to act in society upon a liberal footing, was not more uniform, or less interrupted, than that by which they degenerate in this unhappy condition.
When we hear of the silence which reigns in the seraglio, we are made to believe, that speech itself is become unnecessary; and that the signs of the mute are sufficient to carry the most important mandates of government. No arts, indeed, are required to maintain an ascendant where terror alone is opposed to force, where the powers of the sovereign are delegated entire to every subordinate officer: Nor can any station bestow a liberality of mind in a scene of silence and dejection, where every breast is possessed with jealousy and caution, and where no object, but animal pleasure, remains to balance the sufferings of the sovereign himself, or those of his subjects.
In other states, the talents of men are sometimes improved by the exercises which belong to an eminent station: but here the master himself is probably the rudest and least cultivated animal of the herd; he is inferior to the slave whom he raises from a servile office to the first places of trust or of dignity in his court. The primitive simplicity which formed ties of familiarity and affection betwixt the sovereign and the keeper of his herds* , appears, in the absence of all affections, to be restored, or to be counterfeited amidst the ignorance and brutality which equally characterise all orders of men, or rather which level the ranks, and destroy the distinction of persons in a despotical court.
Caprice and passion are the rules of government with the prince. Every delegate of power is left to act by the same direction; to strike when he is provoked; to favour when he is pleased. In what relates to revenue, jurisdiction or police, every governor of a province acts like a leader in an enemy’s country; comes armed with the terrors of fire and sword; and instead of a tax, levies a contribution by force: he ruins or spares as either may serve his purpose. When the clamours of the oppressed, or the reputation of a treasure, amassed at the expence of a province, have reached the ears of the sovereign, the extortioner is indeed made to purchase impunity by imparting a share, or by forfeiting the whole of his spoil; but no reparation is made to the injured; nay, the crimes of the minister are first employed to plunder the people, and afterwards punished to fill the coffers of the sovereign.
In this total discontinuance of every art that relates to just government and national policy, it is remarkable, that even the trade of the soldier is itself greatly neglected. Distrust and jealousy, on the part of the prince, come in aid of his ignorance and incapacity; and these causes operating together, serve to destroy the very foundation on which his power is established. Any undisciplined rout of armed men passes for an army, whilst a weak, dispersed, and unarmed people are sacrificed to military disorder, or exposed to depredation on the frontier from an enemy, whom the desire of spoil, or the hopes of conquest, may have drawn to their neighbourhood.
The Romans extended their empire till they left no polished nation to be subdued, and found a frontier which was every where surrounded by fierce and barbarous tribes; they even pierced through uncultivated deserts, in order to remove to a greater distance the molestation of such troublesome neighbours, and in order to possess the avenues through which they feared their attacks. But this policy put the finishing hand to the internal corruption of the state. A few years of tranquillity were sufficient to make even the government forget its danger; and, in the cultivated province, prepared for the enemy a tempting prize and an easy victory.
When, by the conquest and annexation of every rich and cultivated province, the measure of empire is full, two parties are sufficient to comprehend mankind; that of the pacific and the wealthy, who dwell within the pale of empire; and that of the poor, the rapacious, and the fierce, who are inured to depredation and war. The last bear to the first nearly the same relation which the wolf and the lion bear to the fold; and they are naturally engaged in a state of hostility.
Were despotic empire, mean-time, to continue for ever unmolested from abroad, while it retains that corruption on which it was founded, it appears to have in itself no principle of new life, and presents no hope of restoration to freedom and political vigour. That which the despotical master has sawn, cannot quicken unless it die; it must languish and expire by the effect of its own abuse, before the human spirit can spring up anew, or bear those fruits which constitute the honour and the felicity of human nature. In times of the greatest debasement, indeed, commotions are felt; but very unlike the agitations of a free people: they are either the agonies of nature, under the sufferings to which men are exposed; or mere tumults, confined to a few who stand in arms about the prince, and who, by their conspiracies, assassinations, and murders, serve only to plunge the pacific inhabitant still deeper in the horrors of fear or despair. Scattered in the provinces, unarmed, unacquainted with the sentiments of union and confederacy, restricted by habit to a wretched œconomy, and dragging a precarious life on those possessions which the extortions of government have left; the people can no where, under these circumstances, assume the spirit of a community, nor form any liberal combination for their own defence. The injured may complain; and while he cannot obtain the mercy of government, he may implore the commiseration of his fellow subject. But that fellow-subject is comforted, that the hand of oppression has not seized on himself: he studies his interest, or snatches his pleasure, under that degree of safety which obscurity and concealment bestow.
The commercial arts, which seem to require no foundation in the minds of men, but the regard to interest; no encouragement, but the hopes of gain, and the secure possession of property, must perish under the precarious tenure of slavery, and under the apprehension of danger arising from the reputation of wealth. National poverty, however, and the suppression of commerce, are the means by which despotism comes to accomplish its own destruction. Where there are no longer any profits to corrupt, or fears to deter, the charm of dominion is broken, and the naked slave, as awake from a dream, is astonished to find he is free. When the fence is destroyed, the wilds are open, and the herd breaks loose. The pasture of the cultivated field is no longer preferred to that of the desert. The sufferer willingly flies where the extortions of government cannot overtake him: where even the timid and the servile may recollect they are men; where the tyrant may threaten, but where he is known to be no more than a fellow-creature; where he can take nothing but life, and even this at the hazard of his own.
Agreeably to this description, the vexations of tyranny have overcome, in many parts of the East, the desire of settlement. The inhabitants of a village quit their habitations, and infest the public ways; those of the valleys fly to the mountains, and, equipt for flight, or possessed of a strong hold, subsist by depredation, and by the war they make on their former masters.
These disorders conspire with the impositions of government to render the remaining settlements still less secure: But while devastation and ruin appear on every side, mankind are forced anew upon those confederacies, acquire again that personal confidence and vigour, that social attachment, that use of arms, which, in former times, rendered a small tribe the seed of a great nation; and which may again enable the emancipated slave to begin the career of civil and commercial arts. When human nature appears in the utmost state of corruption, it has actually begun to reform.
In this manner, the scenes of human life have been frequently shifted. Security and presumption forfeit the advantages of prosperity; resolution and conduct retrieve the ills of adversity; and mankind while they have nothing on which to rely but their virtue, are prepared to gain every advantage; and while they confide most in their good fortune, are most exposed to feel its reverse. We are apt to draw these observations into rule; and when we are no longer willing to act for our country, we plead, in excuse of our own weakness or folly, a supposed fatality in human affairs.
The institutions of men, if not calculated for the preservation of virtue, are, indeed, likely to have an end as well as a beginning: But so long as they are effectual to this purpose, they have at all times an equal principle of life, which nothing but an external force can suppress; no nation ever suffered internal decay but from the vice of its members. We are sometimes willing to acknowledge this vice in our countrymen; but who ever was willing to acknowledge it in himself? It may be suspected, however, that we do more than acknowledge it, when we cease to oppose its effects, and when we plead a fatality, which, at least, in the breast of every individual, is dependent on himself. Men of real fortitude, integrity, and ability, are well placed in every scene; they reap, in every condition, the principal enjoyments of their nature; they are the happy instruments of Providence employed for the good of mankind; or, if we must change this language, they show, that while they are destined to live, the states they compose are likewise doomed by the fates to survive, and to prosper.
THE END.
[* ]Salust. Bell. Catalinarium.
[† ]The barbarous nations of Siberia, in general, are servile and timid.
[* ]Chardin’s travels through Mingrelia into Persia.
[* ]Gemelli Careri.
[* ]Juvenal’s 10th satire.
[* ]These different occupations differ from each other, in respect to their dignity and their innocence; but none of them are the schools from which men are brought to sustain the tottering fortune of nations; they are equally avocations from what ought to be the principal pursuit of man, the good of mankind.
[* ]Est apud illos et opibus honos; eoque unus imperitat, nullis jam exceptionibus, non precario jure parendi. Nec arma ut apud ceteros Germanos in promiscuo sed clausa sub custode; et quidem servo; &c. Tacitus de Mor. Ger. c. 44.
[* ]M. Antoninus, lib. 1
[* ]Our notion of order in civil society being taken from the analogy of subjects inanimate and dead, is frequently false; we consider commotion and action as contrary to its nature; we think that obedience, secrecy, and the silent passing of affairs through the hands of a few, are its real constituents. The good order of stones in a wall, is their being properly fixed in the places for which they are hewn; were they to stir, the building must fall: but the good order of men in society, is their being placed where they are properly qualified to act. The first is a fabrick made of dead and inanimate parts, the second is made of living and active members. When we seek in society for the order of mere inaction and tranquillity, we forget the nature of our subject, and find the order of slaves, not that of freemen.
[* ]Sueton.
[* ]Insurgere paulatim, munia senatus, magistratuum, legum in se trahere.
[* ]It is ridiculous to hear men of a restless ambition, who would be the only actors in every scene, sometimes complain of a refractory spirit in mankind; as if the same disposition, from which they desire to usurp every office, did not incline every other person to reason and to act at least for himself.
[* ]Porrectisque utriusque brachii venis, postquam cruorem effudit, humum super spargens, proprius vocato Quæstore, Libernus, inquit, Jovi Liberatori. Specta juvenis; et omen quidem Dii prohibeant; ceterum in ea tempora natus es, quibus firmare animum deceat constantibus exemplis. Tacit. Ann. lib. 16.
[* ]See Odyssey.