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Marc Kivel
University of Phoenix - School of Education
I am a graduate student in the School of Education of the University of Phoenix. I have completed half of my MAEd program in Adult Education and Training, and hold a BA in Urban and Environmental Studies from Western Reserve College, Case Western Reserve University.
My goal is to develop a series of shared inquiry seminars for adults based on the Great Books program. I am exploring various online text resources including www.bartleby.com, www.ccel.org, and Project Gutenberg. From my initial exploration of your website, I think the Online Library of Liberty would be an outstanding resource for my seminars.
Source: This essay first appeared in the journal Literature of Liberty: A Review of Contemporary Liberal Thought , vol. 1, no. 3 July/September 1978 published by the Cato Institute (1978-1979) and the Institute for Humane Studies (1980-1982) under the editorial direction of Leonard P. Liggio. It is republished with thanks to the original copyright holders.
Accessed from oll.libertyfund.org/index.php?option=com_content&task=view&id=175&Itemid=259 on 2008/5/1
Source: This essay first appeared in the journal Literature of Liberty: A Review of Contemporary Liberal Thought , vol. IV, no. 4, Winter 1981 published by the Cato Institute (1978-1979) and the Institute for Humane Studies (1980-1982) under the editorial direction of Leonard P. Liggio. It is republished with thanks to the original copyright holders.
Accessed from oll.libertyfund.org/index.php?option=com_content&task=view&id=167&Itemid=259 on 2008/5/1
Source: Introduction to Richter’s Pictures of the Socialistic Future (Freely adapted from Bebel), trans. Henry Wright, Introduction by Thomas Mackay (London: Swan Sonnenschein & Co., 1907).
Accessed from oll.libertyfund.org/index.php?option=com_content&task=view&id=737&Itemid=282 on 2008/5/1
Source: Introduction to Molinari’s The Society of Tomorrow: A Forecast of its Political and Economic Organization, ed. Hodgson Pratt and Frederic Passy, trans. P.H. Lee Warner (New York: G.P. Putnam’s Sons, 1904).
Accessed from oll.libertyfund.org/index.php?option=com_content&task=view&id=777&Itemid=287 on 2008/5/1
Gustave de Molinari, The Society of Tomorrow: A Forecast of its Political and Economic Organization, ed. Hodgson Pratt and Frederic Passy, trans. P.H. Lee Warner (New York: G.P. Putnam’s Sons, 1904).
Accessed from oll.libertyfund.org/title/228 on 2008-06-02
The text is in the public domain.
It is fortunate for the modern world that there is a considerable number of persons who have time, inclination, and ability to inquire how human communities may best secure a prosperous existence and ultimate salvation from disasters or even annihilation. It is fortunate that the necessity is so widely felt of making such inquiries, and that there is so great an accumulation of facts, and of arguments based thereon, as to enable thinkers to arrive at a complete knowledge of the dangers which menace society, and of the best way of dealing with them. We greatly need light from men who are capable of giving answers to such questions as the following: "What should be the definite aim of all human societies? Whither tend the communities and nations now in existence? What are their special dangers, and how can they best be averted? What should be the true ideals of every people, so that they may be kept clearly in view and realised?"
Such wise and thoughtful books as that of M. de Molinari, the well-known and most distinguished economist, should be carefully studied by all who care for the welfare of their fellow-men. He stimulates thought and consideration regarding these great problems, and produces masses of fact and argument, which enable his readers to think solidly and effectively.
Few can read his book without perceiving clearly how great are the problems which statesmen, philosophers, and philanthropists have to face. It is madness and treachery to trust to things "finding their level." Peoples, as well as individuals, must know to what point in the chart of humanity they should steer—where are the rocks and shoals, what is the best and shortest route. At all events in these days, more than ever before, there are moral, political, and social geographers, eager to point the true course and to awaken their fellows to the overwhelming importance of the inquiry.
There are, as we know, two great schools of social reformers, guides and teachers—the School of Individualists and the School of Organisers, if we may use the term: (1) Those who consider it sufficient to provide a fair field for liberty and free competition to all engaged in the "struggle for life"; and (2) those who say that there is no such thing as "equality of opportunity" for the millions, and that, without most perfect organisation in the interests of those millions, the poor only grow poorer and the rich richer—misery for the many, luxury for the few.
Here is the great question which should occupy the minds of all who desire that the human world should not be a ghastly failure. Here we have before us the question presented under the title of "The Future of Society," to quote the title of M. de Molinari's book. It may be termed the question of realising that long-desired end, the greatest happiness of the greatest number. To bring this great problem vividly before the reader, we cannot do better than make a quotation from an author who puts the whole case somewhat as follows: "Half a century ago, I conceived the possibility of coming to an understanding between the two Schools, and I addressed them as follows: 'What is the Ideal alike common to Socialists and Economists? It is surely this: the realisation of a state of society in which the production of all good and necessary things, advantages or welfare necessary to maintain and embellish life, shall be the most abundant possible, and wherein the distribution of these things amongst those who produce them shall be the most equitable possible—in a word, Abundance and Justice. But we proceed to this end by different routes—you by an obscure path which you call the organisation of labour; we, the economists, by the broad and well-known highway of Liberty. Why do you refuse the latter? "Because," say you, "it is injurious to the workers; because hitherto it has produced nothing but the oppression of the weak by the strong; because it has led to disastrous crises wherein millions have been ruined or have perished; because liberty without control is Anarchy." I reply, however, that you have to prove that the evils you attribute to liberty, or to what I call "free competition," have not their origin in monopoly, in undue restrictions.' "
What M. de Molinari desires to do is to set forth, with abundance of illustration, the fact that what human society needs is no such all-embracing organisation of industry and commerce as socialists desire, but a régime of absolute liberty, a fair field and no favour; and that this has hitherto been impeded by the despotism and interference of the State, the existence of powerful military and official classes whose personal interests are bound up with militarism, conquest, and war. What he writes under this last head is of the utmost value, and will strengthen the hands of those engaged in the crusade of Peace. His demonstration of the certain ruin impending over the most civilised states, in consequence of vast and growing military expenditure and the policy of annexation, is convincing, and deserves universal attention. It is to this state of things that he, of course, attributes the serious financial and economic condition of European nations; and he sees that it is indispensable to put an end to the rule of the privileged classes interested in maintaining the present policy of war and aggression. Then, and then only, will be set free the resources and the energies of the industrial populations, who, being released from the present burdens, will all have a fair share of the results of their labour. In effect, he says, "carry out this great change, and there will be no need for such fancied remedies as are promised by Socialism."
It is, indeed, of vital importance that the people of every country in Europe should seek a remedy for the enormous evils from which they suffer,—one which shall be complete and far-reaching. A great service, therefore, is rendered, as a first step in the reform needed, when an authoritative and trusted teacher of economic science denounces the rule of the militarist and governing classes. He does so because he knows it is hopeless to attempt the abolition of social misery and anarchy until the peoples are relieved from their present intolerable burdens.
Hear what this careful master of statistics says: "Two-thirds of the European budgets consist of charges for war and debts. The premium paid for ensuring 'security' exceeds the risk." "The total expenditure, direct and indirect, absorbs half the wealth produced by the working classes." The governments must therefore be deprived of their unlimited power over the life and fortune of the citizens, and that power will continue so long as the existing state of war or armed peace continues. The States of Europe have accumulated more than 130 milliards of debt, or 5,900,000,000 in pounds sterling. Yet, while these charges continually rise, industrial productivity tends to fall off.
The object of the governing class has been to secure profit from fresh conquests, in order that the advantages may be divided between civil and military officers; while the loss involved has fallen in an increasing degree upon industry, and the flower of the race has been absorbed for purposes of war. "Hence," says our author, "the most urgent reform of the present time is to put an end to this latent state of conflict," and he asserts that the remedy is to be found in a "collective insurance " against war. There should be a joint insurance to provide for the collective protection of States, instead of the present "isolated insurance." He is further of opinion that the ruinous effects of war upon neutral and non-belligerent States gives them a right to intervene, whenever other States propose to engage in conflict. In fact, he proposes the substitution of "collective justice" for the present claim of each Government to be a judge of its own rights. M. de Molinari, therefore, suggests that Europe should constitute an association strong enough to oblige any single nation to submit its disputes to an arbitral court; and that this should be supplemented by troops sufficient to enforce the verdict of the tribunal. By such provisions individual governments would no longer claim that they have the duty of providing insurance against war, and all excuse for unlimited disposal of the lives and property of their peoples would cease. With the great political change thus inaugurated would come an immense increase in individual liberty, "individual sovereignty" being the required basis of the political institutions of the future; so that the resources of a nation would no longer be at the mercy of a class, and the individual would become his own master.
The "individualist ideal" is that under which all the citizens would be associated, not only for common security, but for all public ends connected with municipal life. Then State taxation would be greatly reduced, local services being provided for by rates. This would lead to a great extension of productive enterprise, at present hampered and impeded, and there would be a great impetus given to individual activity through increased freedom. M. de Molinari has a firm faith in the great results of unlimited "competition" which would tend to reduce prices to the level of the cost of production; and he says that, with growing enterprise, new markets will be found, and so a demand for skilled labour increase; while the growth of machinery will diminish existing inequalities in remuneration. The price of the product being diminished by machinery, new markets will grow up and, with them, more demand for skilled labour. This means an increase of consumption and increased means of providing for it.
We must leave students of economics to consider M. de Molinari's statement of the comparative advantages of a condition of things where competition shall have freer play and where the laws shall interfere as little as possible with the conditions under which industry is at present conducted (at least in some countries). He compares the results which will thus be obtained with the results of socialistic organisation—of course to the disadvantage of the latter.
His hope for the future is based not on any fundamental change in the organisation of industry, but on the greater control exercised over governments by the populations—in a word, on the growth of individual liberty.
Under the action of great "natural laws" which regulate the growth of society, civilisation has grown up, and M. de Molinari asks whether the progress accomplished has not diminished the sum of human suffering; but this question he leaves undecided. "Increased happiness for man may," he says, "be the result of progress but not the object. That object is the increase of the power of the human race, in view of a destiny which is unknown to us."
These are the final words of his book; and some philosophers may be content with that conclusion. It will not, however, satisfy the daily growing number of those who are in consternation at the existing condition of society, and who find their own lives made unhappy by the present order of things; one in which millions of men and women in the most "civilised" communities, lead an existence which makes them wish they had never been born, which makes the lot of the beast of the field seem enviable—lives, in which all that most distinguishes man from the animal is almost unattainable—lives from which all noble hopes and purposes, all glorious and divine enjoyments are utterly shut out.
This is truly the age of great cities; but what an amount of chaotic misery that implies! In those great cities of London, or Glasgow, or Liverpool, or Birmingham, how many thousands of parents rise every morning asking themselves how their sons and daughters are to live—it is a mere lottery whether it shall be success or failure. Their education is, in a vast number of cases, ill adapted to their respective needs; and their avocations will therefore be decided by mere chance. A lad will become a carpenter, a blacksmith, a shop assistant or a clerk, a soldier or a sailor by haphazard. "The square pegs are put into round holes, and the round into square." And in a vast number of cases nothing but failure is the result. To many it must seem to be a better lot for a man to be born in a Hindoo or Burmese village than in a London street. At all events, in the former a child's future trade or profession is settled beforehand by his caste or class, and he is prepared for it designedly from his first years.
In view of the justifiable dismay which many of us feel, I venture to think that M. de Molinari should not have dismissed the proposals of the Socialist schools with such scant reference as being simply the result of "ignorance," and the "negation of the natural laws which govern mankind." It seems to me that any attempt to frame a "Future of Society " should at least include an inquiry into the economic theory called "Collectivism."
What indeed is the Socialist demand, as the fundamental condition of a human society which professes to be governed by a desire for the moral welfare of all its members—for which right economic conditions are indispensable? The great revolution demanded is that of the substitution of Collectivism for Individualism. If the latter has quite failed to provide for the well-being of the great majority of the population in civilised countries, the demand for the former should be heard.
The aim of every rightly constituted human society is the greatest possible happiness of the greatest possible number. But under the existing haphazard and non-organised conditions, there is none of that equality of opportunity which is essential if individual liberty is to suffice for the attainment of the end in view. At present all is confusion and waste of means, because there is no guarantee that each man shall do the work for which he is best fitted, and be properly trained for it. Unregulated competition is at present the only resource for the members of a community ignorant of the conditions which are essential to a right use of capital and labour. The result is that while some members of the community are idle, others are the slaves of excessive toil, and a third group are doing work for which they are unfitted. This is well pointed out by Mr. J. A. Hobson in his admirable work on "The Social Problem." He reminds us of the results of this want of intelligent adaptation of means to the end in England. Three-fourths of our town population live under unhealthy and almost intolerable conditions, and, as he says, no increase of the total amount of material wealth can compensate for such deterioration of work and life as is going on among millions of men and women. In view of such facts is it not justifiable to assert that there is no hope without organisation on the part of the community? Adoption of methods capable of providing a decent existence, on the doctrine of "All for each, and each for all," is an imperative requirement.
This is what the Socialist asserts, and he has a right to say to the orthodox economist, What plan have you for remedying the tremendous evils of modern society, beyond the mere affirmation of certain axioms? There is no sufficient remedy in individual liberty. A large proportion of the community are handicapped by general chaos and confusion, and are ignorant of everything needed to give certainty of remunerative labour—it is a blind struggle of rival workers and distributors.
Yet this is the competition which is to rescue vast populations from their present misery and hopelessness!
The error of orthodox economists, it seems to me, has been to consider only how the sum total of national wealth may be increased, while disregarding the question of its distribution. Yet it should be possible to provide, in a large degree, for every member of the community to do that particular work which best enables him to live up to a decent standard of existence. When we find a state of things exist in which needlewomen earn only eighteen pence a day for more than twelve hours' labour, the whole community suffers as well as the worker, both morally and physically. It is not true civilisation; it is a barbarism which disgraces every member of the community, especially those who have the knowledge and opportunity for bringing about a change. Those who grow rich and powerful out of such an industrial régime participate in robbery, and cannot justify their position in the world.
The realisation of the ideals of the Socialist reformers means, of course, an entire transformation of existing social conditions, especially in a country such as England. Here the monopoly of the land by hereditary owners involves loss to the whole community. These owners can waste it on private enjoyment, and claim an exclusive right to the enormous national wealth lying under the surface, for which their predecessors paid not one farthing. There can be no right conditions of existence so long as such a monopoly exists, and there can be no means of betterment for those who produce the national wealth by their daily labour, so long as this authorised injustice prevails. In the meantime the population becomes wholly urban, unable to live on the land.
It should be noted, however, that there has appeared during the last half-century a voluntary organisation known by the name of "Co-operation." It has accomplished remarkable results in diminishing the misery of a great number of hand-workers, and in laying the foundation of a new system of production, distribution, and exchange, while giving new hope of social and economic amelioration. This remarkable work has been carried out by the more enlightened and self-reliant members of the proletariat, aided, here and there, by a few servants of humanity such as Robert Owen, Leclaire, Godin, L. Vansittart Neale, Charles Robert, and Schultze Delitsch.
In Great Britain there are two million members of these societies, and their organisation is on a vast scale, carried out with great administrative ability, and the best social and moral aims are not overlooked. It appears to me that no student of "the Future of Society" should neglect to appraise the true value and possibilities of such an organisation. The great purpose to be kept in view is the realisation, in every community, of the highest kind of existence possible for all its members; and that object has never been lost sight of by the Central Union of Co-operators. It does credit to the representatives of Labour in several European countries, that this movement has made great progress. It is capable of much further development, alike in spheres of production and trade. It is the best school of training for those who will, in the future, be charged with the duty of conducting municipal life on an increasing scale. It will also train men for the realisation of the changes which the Socialists entertain.
Indeed, Co-operation is in some degree an adoption of socialistic principles, in so far as individual association can succeed, and in the absence of the direct agency of the State. Co-operation, as in the case of Socialism, has in view a new social order. Its greatest object is to accomplish the equitable distribution of the proceeds of labour amongst all who have contributed to its result. In co-operation the labourers provide the capital or hire it, instead of being themselves hired by capital, as its veteran prophet, G. J. Holyoake, has declared in hundreds of speeches. The material results of a half-century of these societies can be shown in figures, though not the moral results, which are of no small value. Looking at the last Annual Report of the Central Co-operative Board, we find that the number of members (in 1671 societies) is considerably upwards of two millions, and that they hold shares of the value of nearly ninety-six millions sterling; the sales for the year were eighty-five and a half millions, yielding profits of nine and a half millions. These represented what is called the "Distributive" part of the organisation; while the Productive and Farming Societies embraced 34,875 members, with a capital of £881,568, the sales amounting to upwards of three millions. The productive outturn of individual societies and of the wholesale societies of England and Scotland combined is estimated at seven millions and a half.
"The co-operative conception of life," says the organ of the movement, the Co-operative News, "embraces the absence of all preventable waste through needless competition in social and political strife; when realised wholly, there would be no idle shopkeepers, no strikes and lockouts. Co-operation, when applied to national life, would not stop short at distribution, production and carriage, but would apply itself to planning or replanning cities, to education, to houses. The co-operative conception of life does not admit of any industrial hands remaining idle or of any capable minds lying fallow." It was because the Rochdale pioneers set out with the avowed aim of "making the world better than they found it," that their successors, labouring men and artisans, have done a work unsurpassed of its kind because spontaneous and without any reliance upon outside help or Government interference. Necessarily there are limits to such individual organisation; and this is the justification of the desire to revolutionise the whole industry of a nation as proposed by the Socialists.
The above reference to the moral elements at work in co-operation and to their frank recognition by its foremost leaders brings us to the greatest question of all: How far will any proposed change of economic conditions secure the truest welfare of men?—in other words, How far can man's progress in all that is highest and best be secured? However ingeniously devised new schemes of social and industrial improvement may be, whatever provision may be made for individual liberty, the rule of the Moral Law is the one condition of all true and sound progress. The Economic "laws," referred to by M. de Molinari, however fully recognised and followed by action, will not secure society from catastrophes, even when an enlightened self-interest may lead to the abolition of war. It will not wholly diminish strife and violence, either within or without, unless the moral law is generally observed. The "old Adam" will frequently reappear without it; and it is a profound error to ignore the fact.
The hope that the realisation of Socialism may rescue human communities from the tremendous evils which now oppress them is based on the fact that its aim is profoundly ethical, if not religious. It recognises the essential need of justice in all the departments of human life. It is because right conditions of life are necessary for the formation of human character that they are so important; and without character there is no guarantee of right conduct; and conduct is the basis of all well-being in society. The aim of socialism may therefore fairly be said to be the moral welfare of society. And under what other system of society, under what so-called laws is it proposed to secure right economic conditions? What other and better methods are suggested by those who profess to be economists?
Mr. Frederic Harrison has said that the real cause of all industrial evils is to be found in the want of a higher moral spirit in those engaged in industry. "The kingdom of God," it has been said, "is on the earth, and is concerned with all departments of human life." Altruism, not egoism, is the highest good of the individual, and its realisation is to be found in making the good of all the end of our individual action. "All for each, and each for all"—as the Co-operators have always said. No nobler watchword could have been adopted.
The highest self-interest, whether for individuals or communities, is fidelity to moral principle. To realise one's own highest good we must live for the good of others; and Christianity makes all things subservient to Brotherhood. "The toughest economic, social, and political questions must be solved by ethics—which teach that solidarity rooted in fraternity must be the basis of social relations."1
M. de Molinari and other economists treat their science as a study of men's actions in the business of life, and infer that men will at all times act in the same way and from the same motives. But is this true? Are there not elements at work in modern communities which were absent at previous periods? There exists now a widespread feeling of moral solidarity and fraternity which was once unknown, and which exercises an increasing influence on laws, on conduct, and on institutions. It is, therefore, a profound error to separate the study of economics from that of ethical, social, political, and religious science.
There are immense possibilities within reach of that future "new moral world" which will be based on the universal recognition of Fraternity. Every man that hath that hope in him will become the nobler, and will work the harder for its realisation. There will be an ever-increasing approach to a perfect state of society, "when man shall be liker man through all the cycles of the Golden Year."
HODGSON PRATT.
Le Pecq (Seine et Oise), France.
You are about to publish an English version of my friend M. de Molinari's book, "La Société Future," and you do me the honour to request a few lines of introduction from my pen. To a write adequately of such a book would require time that my age and obligations do not, unfortunately, permit me to give. Since, however, the opportunity does occur, I should be most unwilling to let the book appear without at least testifying my esteem and admiration for the character and talent of the man who is to-day, unless I am mistaken, the doyen of our economists—I should say of our liberal economists—of the men with whom, though, alas! few in number, I have been happy to stand side by side during more than half a century.
Their principles were proclaimed and defended in England through the mouths of Adam Smith, Fox, Cobden, Gladstone, and Bright. In France they were championed by Quesnay, Turgot, Say, Michel Chevalier, Laboulaye, and Bastiat. And my belief grows yearly stronger that, but for these principles, the societies of the present would be without wealth, peace, material greatness, or moral dignity.
Monsieur de Molinari has maintained these principles from his youth, from the day when—at the epoch of our Revolution of 1848—he first upheld them at the Soirées de la Rue St. Lazare. His "Conversations Familières sur la Commerce des Grains" gave them a new and attractive shape. He has defended his convictions both in his regular courses of lectures and also in those other lectures by means of which he has spread his principles even within the borders of Russia. Month by month the important Review of which he is editor-in-chief repeats them in a fresh guise; and annually, so to speak, a further book, as distinguished for clearness of grasp as for admirable literary style, goes out to testify to the constancy of his convictions no less than to the unimpaired vigour of his mental outlook and the virile serenity of his green old age.
The book which you are about to introduce to the English public is, in some sort, a summing-up of his long studies of the past, his clear-sighted observations upon the present, and his shrewd predictions for the future. You, Sir, do well when you endeavour to obtain for it that additional publicity which it deserves; and I count myself fortunate that you have permitted me to contribute, in however small a degree, to so admirable an end.
Frédéric Passy.
"If," wrote Condorcet, "there is a science which forecasts, guides, and promotes the advance of the human race, it must be based on the records of past progress."2 But we must go back still further. We must return to the first causes of that progress which the human race has realised since its appearance upon earth, and of the progress that it is still destined to realise. We must have an understanding of man, the laws which determine and govern his activities, the nature and circumstances of the environment in which he has been placed for the fulfilment of a purpose still hidden from his eyes.
Man is an organism composed of vital, physical, intellectual, and moral forces. This matter and these forces, which form the individual and the species, can only be preserved and developed by the assimilation, or, to use the economic term, the consumption of materials and forces of like nature. Failing this consumption, their vitality wastes and is finally extinguished. But waste and extinction of vitality cause pain and suffering, and it is the stimulus of pain and suffering which impels man to acquire the materials necessary for the development and preservation of his life. All these materials are present in his environment, air, &c.; and nature gives him a small number free of cost. But with the exception of this minority they must be discovered, acquired, and adapted to the purposes of consumption. Man must be a producer.
Man is also subject to a further necessity, one which is again inherent in his environment. He must defend both life and the means of its support from the attacks of numerous spoilers and agents of destruction. The risks to which he is exposed under this head entail more pain and more endurance.
It is to meet this twofold need—sustenance and self-defence—that man labours, labours to produce the necessaries of consumption and to destroy the agents or elements that menace his security. Labour therefore implies waste of vital force, and this more endurance and more pain. Humanity is, however, compensated by the pleasure and enjoyment which it derives from consuming the materials that support life, and from providing the services that safeguard it. But always, whether there be question of nourishment or self-defence, the pleasure of these actions is bought with a pain. It is an exchange, and, like every other exchange, it may result in a profit or loss. It is profitable when the sum of vitality, acquired or preserved, exceeds the amount of vital force expended in the task. The product may be concrete or one of service, but it is always subject to the costs of production which are inseparable from every expenditure of force.
Excess of expenditure over receipts means, on the other hand, loss, so that man is only stimulated to work when he expects that his receipts will exceed his expenses, that the pleasure will outweigh the pain. The degree of the stimulus naturally varies with the sums involved and the rate of expected profit; the prime motive of human activity, no less than that of all other creatures, is, therefore, the hope of profit. This motive, or motor-power, has been called interest.3
From the motive of which we have spoken, the roots of which lie deep in human nature and the conditions of human existence, we derive a first natural law, the Law of Economy in Production, or the Law of Least Expenditure. Under the spur of interest, man first satisfies his most pressing needs, those that appeal with the greatest urgency, or penalise deficient supply with the greatest amount of suffering. It is only after this that he endeavours to decrease expenditure by selecting the more remunerative spheres of activity, and by setting himself to perfect processes, or invent tools, which enable him to enhance the profits of production. By increasing the margin of gain, enlarging the excess Of material acquired or saved over the outlay of vital force, he also insures the preponderance of compensatory pleasure over the discomfort, which is inseparable from effort.
The individual whose income exceeds expenditure, who possesses a profit, may sink it in the purchase of immediate enjoyment, or collect it as capital to be employed in a further increase of his productive capacity. He may, also, simply hoard it against future need. It, then, serves the purpose of a twofold reserve, drafts upon which may obviate privations, or furnish the means of repelling such chances as may, hereafter, menace vitality. When individuals of the same, or of alien races, join issue as to who shall obtain the materials of subsistence, the victor is he who has devoted most profits to remunerative ends, to measures best fitted to conserve, or augment, his vital force.
1. Animal Competition.—A struggle to acquire the means of living has been called competition for a subsistence. It invariably appears so soon as the natural supply of material ceases to suffice for the demands of every member of the community, the weak and strong alike. Early man, as yet uninstructed in artificial production, depended solely upon the provision of nature, and the consequences of a deficit were soon felt in a society living on the products of hunting and the natural fruits of the earth. The more effective members, the fleet hunter and skilled forager, excelled and lived; the feeble and less fitted for these tasks languished and passed away. Hence the original struggle, first manifestation of a principle which rules all created things, and which we have named Animal Competition.
2. Destructive Competition, or the State of War.—A progressive restriction in the natural sources of supply soon compelled even the most effective individual to pay a higher price for his accustomed share, and increased cost entailed increased suffering. With the amount of labour and effort, required for the purchase of a livelihood, increasing in inverse ratio to the shrinkage of supply, palliative measures became inevitable. Two alternatives presented themselves—to restrict competition, or to multiply the sources of subsistence.
Now the sum of knowledge required for artificial production of the material necessaries of life is such that the highest intelligence fails unless accompanied by long experience. This is so true that, to this present day, it is beyond the capabilities of many backward tribes. Very simple, on the contrary, is the alternative as viewed by a strong man. Strength knows its own value as against a weak competitor. When, more, we see how incapable is the rest of brute creation to grasp this elementary calculation, we may find the first glimmering of man's superiority in his early appreciation of its truth.
The enterprise did, without doubt, involve a certain amount of labour and a certain risk. But victory in the struggles of unequals—and nowhere is there greater inequality than between members of the human race—does not always entail profound exertion, or the taking of dangerous risks. In any case, the strong soon learned that it was more profitable to prey upon the weak than to continue the previous system of sharing an inadequate food supply. Where it was customary to devour the actual body of the defeated, the new system was by so much the more productive. In other words, the effort or suffering involved in destroying an inferior was held preferable to the alternative of dwelling in amity but eating insufficiently. The invariable choice of this alternative measures the expectation of profit which it offered. Where cannibalism intervened as an accident, the person of every victim was at once a meal gained and a meal—very many meals—saved.
This second form of destructive competition is the pure State of War. First originating in man's struggle for mastery over the beasts, the issue became one as between man and man. A State of War was, thenceforward, inseparable from human existence. As the prime motive of the construction of a vast armoury of destructive agencies, it directly assured the triumph of humanity over the beasts, though nature had often endowed them far more efficiently. Indirectly, it determined those industrial discoveries which have enabled man to multiply and artificially supplement nature's provision of the material bases of existence, instead of bowing his head with the beasts when spontaneous production lags in the race with his demands. Thus it came to pass that the strong no longer found it profitable to massacre, despoil, or yet devour his victims. Instead, obligations are imposed, and the victim survives as a serf or slave. Political States are formed and competition in the form of war is waged between communities, possessing territory and subject peoples, against the hordes, still in a state of savagery and dependent upon the chase or pillage. The communities afterwards compete among themselves, seeking in territorial expansion either an extended area of supply or an increased holding in slaves, serfs, or subjects. Self-aggrandizement and self-protection are practically the sole ends of modern warfare.4
Progress, under the direct or indirect impulse of this second form of competition has engendered a third form—Productive or Industrial competition. A brief survey of its history shows us that a continual menace of destruction, or at least of dispossession, compelled the communities which founded, and owned, political States, to apply themselves to the improvement of their instruments, and the consolidation of the material bases of their power. These instruments, and this fabric, may be divided into two categories. Their first constituent is a destructive apparatus, an army; their second is a productive apparatus, capable of assuring subsistence to the proprietary community within the State, and also to its dependents. It must, in addition, furnish those advances which are necessary, first for the erection, and subsequently for the maintenance in working order, of the destructive apparatus. Under pressure of the State of War—and the more so as that pressure grew and increased—State-owning communities were impelled not merely to improve the art and engines of warfare, but also to promote the productive capacities of industries whose function was not merely to provide sustenance, but, through the support of the defensive establishment, to become the final foundation of their powers of political aggrandizement. Now expansion in the productive capacity of any industry depends upon two conditions—Security, and Liberty.
Without some assured title to the fruits of his progress, a producer has no motive for undertaking such costly labours as the discovery of new processes, or the invention of tools and machines, which will increase his output. It is further essential that a manufacturer should be true to devote himself to that particular industry to which his abilities are best fitted, and to offer his wares in those markets which yield the highest returns. The highest place in the hierarchy of the nations has gone to that State which secured the fullest liberty, and the greatest security, to its industrial population. The dominion of such a State increases with its strength, and the security and liberty which it guarantees initiated and developed the third form of competition—Productive or Industrial competition. This form displaces the State of War as naturally as that replaced its predecessor in the series.
3. Productive or Industrial Competition.—Competition in the field of production, as in all others, benefits the species by affirming that: "The race is to the fleet, the battle to the strong." But if the rivalries of war and of peace lead to one goal, it is by very different roads.
The means by which competition of the destructive, or warlike, kind proceeds, are direct. Two starveling tribes come to blows over a patch of vegetation or a tract of hunting ground, and the stronger—driving off, if it does not actually destroy, the weaker—seizes the means of subsistence which were the cause of their struggle. At the later stage, when mankind has learned artificial production of the material needs of life, the communities of strong men, which founded the commercial enterprises called States, fight for the possession of a territory and the subjection of its inhabitants. They, like their predecessors, seek the means of subsistence, and they hope to obtain them by appropriating the entire nett profit earned by the labour of their slaves, their serfs, or their subjects. They may annex this in the guise of forced labour, or under the name of taxes, and they may style their conduct political competition, but it differs in no single particular from the actions of a hunting or of a marauding tribe. Both move along the straight road of direct competitive destruction, and both actions are of the class of destructive or warlike competition.
Very different are the processes of industrial competition, although they too issue in the survival of the strongest, of the fittest. The most powerful rival still takes the first place, but it no longer rests with the victor to proclaim, or to assess, his own victory. This function has passed to a third party—to those who consume the products or services which the competitors offer. The consumer always buys in the cheapest market. When he has once ascertained the precise nature of the wares competing for his custom, his own merchandise—and this may be actual produce, service, or the monetary equivalent of either—invariably selects that market in which it can command the highest return. When two markets are equal in this respect, the balance of trade inclines to that in which the purchaser's needs, or demands, are supplied with goods of the better quality.
The cheapest seller—all else being equal—commands the market, and the cheapest seller is the most powerful or effective producer. Productive or industrial competition, therefore, acts upon the producer by stimulating his powers and capacities of production. The less effective producer—whether of merchandise or services—is penalised by failing to sell; he cannot, that is, obtain those other services and goods which he himself needs, and upon which his very existence depends. To increase their powers or capacities of production, producers apply the principle known as the Division of Labour. They also seek to invent, and make practical use of, processes, tools, and machines, by the use of which an identical expenditure of labour and suffering are enabled to return products, or services, in a constantly increasing ratio.
Productive competition is supported by the Law of the Economy of Power, and these two co-operate in furthering the advance of productive capacity. But while acting as a propeller, this same rivalry fulfils a second, and no less useful, function. As the pivot of a balance, it supports the scales that maintain equilibrium between supply and demand, between outlay and return, at the level of the price required to induce the creation of products or services. The motor-force, of our first view, now appears as a "governor," and its supporter in this regard is a new law—the Law of Value.
Value is a power whose source resides in man himself. Its seat is the sum of those forces, vital, physical, and moral, with which man is endowed, and which he applies to the purposes of production or destruction. Applied to destruction, it constitutes military or war value, and while war was the sole sanction of security in the world this (aspect of) value was of most use to the species, and thus the most esteemed.5 It does not, however, appear in the guise of an agency which regulates competition, until viewed from the standpoint of production.
Production acts through labour, and labour is an outlay of vital force, consequently of suffering. Also, the motive of this outlay is the expectation of profit. Profit is thus seen as a product of labour, which enables a man to purchase enjoyment, or to obviate a sum of suffering which is greater than the similar factor in his original outlay. Vital power expended in this manner is not lost, but re-embodied. It reappears, plus profit earned, in the product, and it constitutes the value of that product.
An isolated man consumes this value so soon as he has produced it. But to-day is the day of division of labour and of exchange—systems under which the producer offers commodities, in which value has been invested, for other commodities which he does not possess, or for that which will enable him to obtain those commodities—for money.
The ultimate motive of all exchange is identical, being the hope of obtaining a greater amount of vital power than was expended in producing the commodity offered by the seller. In economical language, it is the hope of recovering the costs of production plus a profit. The product offered by the seller must also furnish the consumer, the purchaser, with sufficient vital power—certainly with a sufficient restorative of his vitality, to induce him to purchase it with an equivalent sufficient to replace the vital power expended in production plus a profit. The degree of this profit varies with the relative value of the products in question. The producer seeks to raise it to the highest possible point, and the purchaser struggles to limit it to a minimum. The rate of profit is, however, determined by the point at which the comparative intensity of the needs, or desires, of the two parties to a bargain meet—the intensity of the seller's desire to sell and the intensity of the purchaser's desire to buy. These measures of desire translate themselves into terms of exchange as the quantity of his product which either party offers—the amount of wares offered by the seller, and the amount of money offered by the purchaser. At this point we may conceive several variations in the position of seller and buyer. One producer may meet one consumer.
One consumer may be met by several producers, or the position may be exactly reversed.
There may be sufficient consumers and sufficient producers to erect real competition on either side.
In every one of these hypothetical markets, prices, or the rate of exchange, will be determined by the comparative urgency of opposing desires. We shall, at the present moment, confine our attention to the third alternative. Then, if there are several sellers, and each carries a more or less full stock, the fear of being undersold by a rival will compel the merchants to successively increase the amounts which they offer at a given price. But the purchasers, having no fear of a failure in supply, will continually reduce the price which they are willing to pay. Prices will fall since there is no approximation of demand to supply. In a seller's market, where the sum of the desire to purchase outruns that of the desire to sell—of supply, a buyer's refusal to increase his bids may result in his failure to complete a purchase, and the tendency of price is upwards.
It is most essential to note that market prices do not solely follow the quantities offered, but develop according to a geometrical progression. A short supply not only reduces market offers, but it also increases the effectiveness of demand; a glut in supply produces the opposite result, since the urgency of the seller increases while demand slackens. In one case the value of the product offered rises to a point which yields more than the required profit, over and above the actual costs of production; in the other, prices fall until profits may vanish and an actual loss set in.6 It is now easy to understand the regulative action of competition. It is continually tending to "fix" exchange-value—in other words, to maintain prices at a point which is equal to the cost of production plus the amount of profit necessary to induce the producer to create the product, or service, which he seeks to sell. Adam Smith characteristically termed this the natural price. Over-supply and over-production cause a fall in the price-current, and as this fall results from an impulse which develops according to a geometrical progression, it very soon drops below the natural price. As soon as this point is reached production naturally tends to diminish, and the consequent gradual rise in the price-current frequently repasses the natural price and erects a surplus profit. But the movements of capital and labour invariably follow profits. As soon as a particular industry promises to return more than the normal rate of profit, capital and labour flow in; production is forced up by leaps and bounds, and the markets are once more filled to repletion. The socialistic cry for regulation, whether by the State or any other artificial authority, is therefore entirely absurd. Regulation is essential, but the two natural laws of Production and Value have long since joined to secure it. We need only refrain from throwing obstacles in the way of their regulative operation; or, if an artificial obstruction opposes that action, to guarantee their freedom in removing the obstruction, according to their own methods. Their action must be secured, but it is to be secured only by refraining from all interference.
Such is the motive, and such the laws, which govern human activity. The motive is Interest, and the laws are those of Least Expenditure, or Economy of Power, of Competition in its several forms, and of Value. Under the spur of this motive, and guided by these laws, man has achieved that progress which has raised him from the level of the brutes to civilisation, and has advanced through the State of War to the State of Peace.
As long as the State of War was an integral condition of existence, and of progress, this motive, and these laws, worked for the adaptation of political and social economies to that state. When civilisation became the guarantee of security, and the State of War yielded to the State of Peace, the motive and the laws remained, but they worked to another end. And from the point at which to-day stands on the long high-road of evolution, we may already look forward and prophecy concerning the political and economical organisation of the Society of To-morrow. Earlier volumes from my pen have foreshadowed that future. The arbitrary conceptions of the Socialist will have no part in it, for it will not be founded on laws which issue from the brain of man, but upon laws which are of one origin with those that govern the physical world. Of them Quesnay, one of the fathers of Political Economy, has said, "These Laws of the Physical World were ordained for good alone, and these must be no attribution to them of ills which are the just and inevitable penalty for their violation."
The formation of primitive communities has been ascribed to a peculiar feeling in man of sympathy towards his kind, but more careful observation proves that humanity owns no such innate sentiment. The appearance of such a feeling results from a need for mutual support, and from the interests evoked by this need. A community of interests and needs is the foundation of human friendship, while the opposition of needs and interests is not only capable of provoking antipathy, but it is notorious that nothing on earth has the same power of moving a man to violent and implacable hatred as a member of his own species. Human associations were, in fact, the product of simple necessity. Thus, and only thus, could man realise pleasures and avoid sufferings which he must otherwise have been satisfied to imagine or endure.
When, on the other hand, any living creature was best adapted to a solitary existence, it adopted this mode of life, as do the carnivore. The need of mutual assistance led other orders to a gregarious habit, and human society was originated in this way. Social life imposed itself upon men as the one means to their desired end—first in their duel with the beasts, of which they were at once competitors and a prey; later, when individual fought individual and tribe opposed tribe. The physically inferior unit, possessed of sufficient intelligence to make common cause with his like, was enabled to arbitrarily incline the balance, and survive for the profit of the race.
This first step led naturally to others, for the mere capacity to combine under actual threat of destruction by the more powerful was insufficient. The new confederacy had to learn the means of perpetuating itself, and how to organise and combine those means so as to yield the greatest obtainable power, whether for offence or defence. Hence arose an organisation which can be traced through the most backward societies, and is visible, in a rudimentary form, even among the beasts. This is government.
A cursory survey of the conditions under which primitive societies were able to maintain their unity and to consolidate their forces, at once exhibits the part played by this organisation and the nature of its growth. These conditions can be summarised as the guarantee of internal and external security. In other words, those acts which are harmful to the community must be distinguished from those which are beneficial to it; the two categories must be clearly defined and maintained by a penalty as between man and man. An organisation intended to assure the integrity of the association—an integrity with which the welfare of each member was bound up—could only be formed by combining all individuals capable of discerning the opposition between the socially harmful and the socially profitable with those members, the individually strong, who were most capable of repressing such acts as were judged injurious to the body politic.
Doubtless the rules called laws, which distinguish the useful from the harmful, good from evil, are purely the fruit of observation and experience, and always more or less adapted to their purpose. They are by so much the more valuable, so much the more "just," as they contribute more to the maintenance of the community by augmenting its strength. In any case they were, even from the first, a far better guarantee of their intended object than those individual rules to which they succeeded.
Similarly, however unjust or imperfect might be the government of an early state, it secured a greater security to the individual than he could ever have obtained for himself. In place of defending himself single-handed against those risks which were the common burden of each member, corporate protection became a personal right, while it was also secured, at a far less proportionate cost. Before the advent of a "State" the isolated individual maintained a most precarious existence at the price of the major part of his time and labour. Henceforward much of that time and labour was set free, and the "member of a State" was enabled to expend it on the satisfaction of minor desires, or in the discovery of material, or the invention of instruments and processes, by which he at once obtained a greater return for his outlay and an increase of enjoyment or a diminution of suffering.
Members of one society are united by common interest, whether it be mere personal security or the guarantee of their livelihood. This common interest naturally excites, and later develops, a feeling of sympathy between the associates, and next between them and the community. It embraces nothing beyond the limits of the association, horde, clan, or tribe. Individuals outside those limits, and the communities to which those individuals belong, are regarded with the scorn or hatred naturally due to a competitor in matters so vital. And competition between individuals or States is vital at this time, for until man has learned how to supplement the natural supply of the materials of subsistence his existence depends on that supply, and his own share can only be increased at the expense of a rival.
As population began to outgrow the means of subsistence, which mankind had not yet learned to increase by artificial methods, primitive society was compelled to choose between the elimination of excess population, or the seizure of hunting grounds, or sources of agricultural supply, belonging to some neighbouring tribe. The strong again survived and the weak disappeared. But the new system of association was already securing a certain leisure and a degree of relief from the need for continuous effort. The more intelligent among the inferior powers seized their opportunity, and under the continual spur of the need of survival invented arms and methods of destruction which altered the natural balance of power. Victory inclined to their side, at least until the men of sinews had learned to profit by their superior wisdom and to imitate their skill.
But a second result had occurred in the meanwhile. Engines of destruction were as useful in the field as in actual strife, and an improved art of war soon decreased the numbers of the wild animals. Here was a novel stimulus, at least for those tribes whose strength was insufficient to dispossess a neighbour. Habits of observation and the creative faculty, responding to the motive of need, realised that decisive step on the road of progress which, once and for all, lifted humanity beyond the regions of mere animalism. For the systematic destruction which he shared with the beasts, and which limited his numbers to the natural means of subsistence, man substituted the productive industries and, by acquiring the power of indefinitely expanding the means of subsistence, stood forth lord of creation.
Great nations, amply furnished with all that is needful for the maintenance of life, now succeed the tribes of a few hundred individuals which snatched a precarious existence from vast territories. But the identical causes which made their rise possible placed these nations face to face with a new peril. Every advance was accompanied by fresh danger at the hands of tribes still subsisting by war and the chase. The spectacle of their wealth was irresistibly attractive, and the prospects of a successful foray, as measured in the expectation of loot, became more and more desirable. Nations, on the other hand, depending upon agriculture and those arts of peace, whose creation accompanies the growth of industry applied to production of the material bases of life, lost their ancient aptitudes for the practices of war and the hunting field, if only because they ceased to use them.
In these unequal conditions civilisation must have perished in the bud had not the same process which determined the substitution of agriculture for the chase manifested itself anew. Instead of murdering and robbing, one nation imposed itself upon, and exploited, another. A raid is a temporary expedient, and the renewed harvests of violence yield a continually diminishing crop. Lands of plenty returned to the desert from which they had been wrested, for the toiler lay dead in his furrow. But no sooner did the more astute spoiler of his neighbour comprehend the position than he devised effective means for perpetuating his supply, and even for increasing its yield. Those who had previously ravaged now conquered the land to possess it; where they had destroyed they enslaved, and the victim bought his survival by a surrender of the entire, or a part of, the nett profit of his labours.
The conqueror now became interested in protecting his sources of supply, and began to devise systems for the better exploitation of territories and of the populations which were enslaved. These systems are the first POLITICAL STATES, and their guarantee against further violation from outside was their subjection to those who had first seen the value of the new system. Thus was constituted a further pregnant advance, one whose natural process eventually guaranteed civilisation against the risks of destruction and a return to barbarism.
No sooner did the exploitation of conquered territory and subject populations become general, with the consequent rise of Political States—of the States—than the conquering communities became involved in two other forms of competition. Certain particularly warlike tribes persisted in the practices of destruction and of pillage, while the States, as between themselves, sought every possible means of expansion.
Like the founders and proprietors of any other business, the owners of a political State desired to increase the profits of the industry from which they obtained a livelihood. They might achieve this either by increasing the nett yields of their enterprise, the exploitation of subjects, or they could expand, win new territory, and, in consequence, new subjects. But the first method required a degree of progress which was not realisable in a day: the labour of their employés had to be rendered more productive by better administration and by improved methods of exploitation. An enlarged measure of liberty, and the enjoyment of an increased proportion of their own earnings, must also be secured to the workers. Now the absolutism of those who owned the States, sanctioned by right of appropriation and conquest, no less than by the overwhelming superiority of organised power, allowed them to use their subjects as mere chattels. Natural cupidity allotted to this "human cattle" no more than the mere necessaries of existence, often far less, and it was only long and costly experience of the loss caused by their own greed which forced statesmen to recognise that the surest and most efficacious means of enlarging their nett profit—whether taken in guise of forced labour or as taxes, in kind or in money—was to encourage the producer to increase his gross output.
To obtain new territory and more subjects was comparatively easy. It was a conception appealing naturally to the spirit and capacity of a conquering caste, and it appears, in every age and in all cases, as the first, often the sole, aim of their political system.
But there were latent consequences in this race for territory and subjects to exploit, which the competitors never guessed. The owners of a State, liable to total, or partial, dispossession at the hands of a rival, maintained their position subject to neglecting none of the many activities which consolidate and guarantee the integrity of a political association. They had to learn that the perfection of the material, art, and personnel of armies, is of little value when unaccompanied by a similar development of political and civil institutions, of the fiscal and economic systems.
Everywhere and in every age, it is this form of competition which stimulated men to perfect the institutions of politics and war, of the civil, fiscal, and economic State. Always and in all ages, also, the more progressive communities—those which develop their destructive and productive institutions to the highest degree—become the strongest and win the race. Our earlier volumes have seen this process at work. We have seen that improved agents of destruction advance production by continually enlarging its outlets. The security of civilisation has been assured neither by the arts of peace nor yet by those of war, but by the cooperation of both.7
Since profit is the motive of war no less than of all other human actions, an alliance between the arts of production and destruction soon lessened the inducement which prompted tribes to live by pillage and violence alone. Raiding a civilised community became less and less profitable as the art and matériel of war came to require a moral force, an amount of knowledge and capital, which only civilisation can command. Expeditions, undertaken for the sake of pure pillage, therefore ceased to return those enormous profits which had made them the favourite occupation of barbarian hordes. Tribal incursions tend to bring no profit, or to secure such hazardous and unsatisfactory returns that what was hitherto a rule becomes increasingly rare, occurs only on the most distant and least guarded frontiers, and is finally abandoned. Then the old order is reversed, for the civilised State becomes the aggressor, subdues the barbarian, and occupies his place. This expansion of civilisation at the expense of the uncivilised began many centuries ago, and when its motive is naturally exhausted—probably within the present century—the cause of many wars will have passed away.
Indeed wars, undertaken on this account, are already of secondary importance, since they seldom call for the exercise of more than a most insignificant portion of the resources of a State. It is when State meets State that the full power of modern military equipments is seen, and these occasions are the grand motive of their establishment. So immense and so costly is this apparatus that there is scarcely a State which does not expend upon its upkeep more treasure, more labour, and even more intelligence, than is allotted to any productive industry, agriculture alone excepted.
It has always been difficult to define the actual profits derived from a war, but, until the integrity of civilisation was finally ensured from barbarian aggression, these profits were of two kinds. Every conqueror in war is rewarded with material gains and moral satisfaction, but victory in those times likewise secured a higher degree of security. This better security of civilisation was the measure of its advance in the arts of war, for war was its sole possible criterion.
Whether moral or material, the gains of war have always been practically monopolised by the proprietary and governing element within the victorious State. These profits were never so high as when conquest was followed by a partition of the newly conquered territory and its inhabitants, for the victors thus gained an extra glory and prestige—over and above the common glory of victory—in that they had escaped the fate which they now meted out to the vanquished. Meanwhile, their victory had also screened their own slaves, serfs, or subjects, from the ills of a possible invasion, with its inevitable change of masters, of whom the new were often the more brutal and rapacious. Finally, every war which resulted in an advance, however feeble, in the art of destruction, marked the achievement of one more step upon the long road of that progress whose goal was the establishment of civilisation.
But, as victory ceased to be synonymous with the act of massacring the vanquished, even of enslaving them, these several profits diminished. The defeat of a State now entails little more than a nominal alteration in the quarter to which allegiance is owed. Also, since the safety of civilisation is established, the profits derived from a war no longer include this count. But such profits as do remain are the perquisite of the governing power in the State, and they are shared between the military and the civil arms. A war benefits the military hierarchy by accelerating advancement in grade and pay; by those extraordinary "votes," or honorariums, which a grateful nation accords to successful leaders; and by the glory acquired, although this has diminished in value with the constant diminution in the damages and dangers from which victory saves a nation, and the benefits which it bestows. A successful war benefits the politician by increasing his power and influence, but it cannot be said to appreciably affect the precarious tenure of his office.
A war—such wars at least as enlarge the national boundaries—brings profit to a third class in the State, the officials, for it enlarges the scope of their activities. But it must be confessed that profit of this kind tends to be somewhat temporary, for it is certain that the new territory must ultimately produce its own aspirants to administrative positions, who will dispute the field with the subjects of the conquering State. Finally, profit is sometimes taken in the form of a monetary indemnity in place of actual territorial aggrandizement. Such an indemnity is usually devoted to repairing the inevitable waste and damage of war, or to enlarging the victor's armaments.
But, besides winning profits for the victor, every war occasions loss and injury to the masses who are engaged in the productive industries, and these evils are felt by the subjects of neutral States no less than the subjects of actual belligerents. The very transformation which has been effected in the machinery of destruction has likewise increased the sphere of its effects, and the gravity of the ills which it entails.
The direct losses of war are those of life and capital, and these losses have grown side by side with that increase of power which has followed the growth of population, of wealth, and of credit, particularly among the States of the Old World and in the course of the last century. Nor is loss of life felt less directly than losses of capital, for it is the physical flower of a population which enters the army, and their destruction entails the perpetuation of a less effective type. Direct loss of this kind primarily affects the combatants, the area of indirect damage follows the extension of international interests. Markets are curtailed, the bulk of exchanges is diminished, the demand for capital and labour is arrested. In fact, while expenditure is suddenly increased, a check is put upon the action of those agencies which supply the means, nor are these losses and damages counterbalanced by any corresponding augmentation of the general security.
But, worst burden of all, the persistency of war obliges every nation to maintain a vast permanent machinery of destruction, and every progress in the art or science of war now augments the cost of this establishment.
Every State must keep pace with the armaments of its neighbours. It must, in the very midst of peace, devote a continually increasing proportion of revenue to maintaining the race of the present and redeeming the debts of the past. Nor is this all. More and more men are taken from the ranks of industry and consigned to a life of idleness and demoralisation, until, or in case, it may be necessary to employ them in the work of destruction.
Having accomplished its natural task of assuring security, war has now become harmful. We shall see that it is doomed to give place to a higher form of competition—productive or industrial competition.
War has ceased to be productive of security, but the masses, whose existence depends upon the industries of production, are compelled to pay its costs and suffer its losses without either receiving compensation or possessing means to end the contradiction. Governments do possess this power, but if the interests of governments ultimately coincide with the interests of the governed they are, in the first instance, opposed to them.
Governments are enterprises—in commercial language, "concerns"—which produce certain services, the chief of which are internal and external security. The directors of these enterprises—the civil and military chiefs and their staffs—are naturally interested in their aggrandizement on account of the material and moral benefits which such aggrandizement secures to themselves. Their home policy is therefore to augment their own functions within the State by arrogating ground properly belonging to other enterprises; abroad they enlarge their domination by a policy of territorial expansion. It is nothing to them if these undertakings do not prove remunerative, since all costs, whether of their services or of their conquests, are borne by the nations which they direct.
If, now, we consider a nation as the consumer of what its government produces, we see that it is to the interest of the governed to take from government only such services as the latter is able to produce better and at a less cost than other enterprises, and to purchase what it takes at the lowest possible price. Similarly, a nation requires that an annexation of territory should result in such an enlargement of its markets as will be sufficient to enable it to recover all the costs of acquisition, besides a profit; and this profit must not be less than the returns which could have been secured by any other employment of its capital and labour.
But this relation of government and nation, as producer and consumer, is not a free market. Government imposes its services, and the nation has no choice but acceptance. Certain nations, however, possess constitutional governments, and these nations have a right of assent and of arranging the price. But despite the reforms and revolutions which have been so frequent during the last hundred years, this right has altogether failed to establish an equilibrium between the positions of consumer and purveyor of public services. More, the governments of to-day are less interested than were their forerunners to refrain from abusing the powers and resources of their nations, while the nations are also less interested in, and perhaps less capable of, guarding against such abuse.
Under the old system the political establishment, or the State, was the perpetual property of that association of strong men who had founded, or conquered, it. The members of this association, from the head downwards, succeeded by hereditary prescription to that part of the common territory which had fallen to their share at the original partition, and to the exercise of those functions which were attached to their several holdings. Sentiments of family and property, the strongest incentives known to the human race, combined to influence their action. They desired to leave to their descendants a heritage which should be neither less in extent nor inferior in condition to that which they had received from their fathers, and to maintain this ideal the power and resources of the State must be increased, or at least maintained in all their integrity. There was also a fiscal limit to the imposts which they exacted from their subjects, any overstepping of which involved personal loss, often personal danger. If they abused their sovereign power as possessors, whether by exhausting the taxable potentiality of the population or by squandering the product of an impost which had become excessive, their State fell into poverty and decay, and they themselves lay at the mercy of rivals who were only too alert and ready to seize any opportunity of enrichment at the expense of the decadent or defenceless. The governed were able to check any abuse of sovereign power on the part of government through the pressure which was exerted on the ruler by his hope of transmitting his power to his children, and by that form of competition which constituted the State of War.
Meanwhile, as external dangers decreased and a continual evolution in the machinery of warfare required yet larger expenditure, competition ceased to exert continuous pressure. Hence the measure of its stimulus declined. But at the same time the masters of States abated nothing of those imposts and services which they exacted from their subjects, but without the previous justification of danger. Hence a growing discontent sprang up in those classes whose power had advanced with their progress in the arts of industry and commerce, and this process continued until it resulted in the fall of the old order.
The chief feature which distinguishes the new order and separates it, in theory at least, from that which preceded it, is the transfer of the political establishment, of the State, to the people themselves. With it, naturally, passed that sovereign power which is inseparable from ownership of the domain and the subjects of the State. This power which was exercised by the chief, generally hereditary, of the government of the political association, and which included a power of absolute disposition over the lives and goods of subjects, was justified by the original State of War. Under the conditions which then prevailed it was essential that the chief who was responsible for the safety of a State should have unlimited powers to requisition the person and resources of every individual, and to use them in any way which he might judge good, whether for actual defence of the State or for the purpose of increasing its resources by territorial expansion. The ownership of the political establishment might pass into the hands of the nation, but the need for such a power remained. Just as long as the State of War was the dispensation which regulated the world, so long was a power of unlimited disposition over the individual, his life and goods, an essential attribute of governments responsible for national security.
But as experience had already shown how liable this delegation of the sovereign power was to abuse, it was necessary to devise measures which should ensure its proper exercise. Also, as experience showed that the nation was not able to fulfil the office of ruling itself, the theorists responsible for erecting the new order withdrew from it all powers beyond that of nominating those delegates to whom the exercise of sovereign power was to be entrusted. Such delegation involved the risk of unfaithful service on the part of those who were chosen, and it was also foreseen that discrepancies might arise between their policy and the national will, if for no other reason than their too long maintenance in power. A more or less restricted period was therefore placed upon their mandate.
Experience also foreshadowed another difficulty. Delegates are no more capable than their constituents of fulfilling the whole office of a government. It is not possible that they should organise, carry on the necessary machinery for guaranteeing external and internal security, and fulfil those other duties which, rightly or wrongly, are required of "government." The new "constitutions," then, limited the sovereign power delegated to government to the exercise of the legislative prerogative, with a further right of deputing the executive power to ministers who should be responsible to it and who should be compelled to conform their conduct, under penalty of dismissal, to the will of a majority in the assembly of delegates.
This method of dividing the sovereign power among various executive agencies was capable of many variations. In a constitutional monarchy the chief office in the State remained subject to hereditary transmission, but its occupant was declared irresponsible and his action was limited to the sole function of nominating, as responsible minister, the man chosen by the majority of the national representatives. These representatives are nominally chosen by the nation, by those members of the nation who possess political rights, but in point of fact they are no more than the nominees of associations, or parties, who contend for the position of "State-conductors" on account of the material and moral benefits which accompany the position.
These associations, or political parties, are actual armies which have been trained to pursue power; their immediate objective is to so increase the number of their adherents as to control an electoral majority. Influential electors are for this purpose promised such or such share in the profits which will follow success, but such promises—generally place or privilege—are redeemable only by a multiplication of "places," which involves a corresponding increase of national enterprises, whether of war or of peace. It is nothing to a politician that the result is increased charges and heavier drains on the vital energy of the people. The unceasing competition under which they labour, first in their efforts to secure office, and next to maintain their position, compels them to make party interest their sole care, and they are in no position to consider whether this personal and immediate interest is in harmony with the general and permanent good of the nation. Thus the theorists of the new order, by substituting temporary for permanent attribution of the sovereign power, aggravated the opposition of interests which it was their pretended purpose to co-ordinate. They also weakened, if they did not actually destroy, the sole agency which has any real power to restrain governments, in their capacity of producers of public services, from an abuse of the sovereign power to the detriment of those who consume those services.
The constitutions were, nevertheless, lavish in their promise of guarantees against this possibility, the most notable of which has, perhaps, been the power of censure vested in the press—a right which has too often proved quite barren of result. For the press has found it more profitable to place its voice at the disposal of class or party interests and to echo the passions of the moment rather than to sound the voice of reason. Nowhere has it been known to act as a curb on the governmental tendency to increase national expenditure.
Economic reasons, the advances of industry and expansion of credit, have actively furthered the same tendency. During last century industrial activity increased by leaps and bounds, and the continual advance in the wealth of nations enabled them to support charges which would have crushed any other age. The development of public credit has also provided a device by which posterity has been burdened with a continually increasing proportion of the expenditure of to-day, and, in particular the costs of war have been almost entirely defrayed thus. Nor is this all. The present generation, or at least an important and influential part of it, has been interested in the system of spending borrowed money, since they reap the entire profits which result from the consequent increase in business, but are only required to furnish a mere fraction of the funds which must ultimately redeem these liabilities.
This is the true reason why that sovereign power, which is still the attribution of government, has increased the liabilities of nations to a far greater extent than was ever known under the old order. And it has done this no less by enlarging its functions in a manner utterly contrary to sound economics, than by continuing a system of wars which are no longer justified as in any way promoting the security of civilisation.
As long as war was the necessary guarantee of security— guarantee whose failure must have continually reduced human societies to a state akin to mere animalism—the sacrifices which it entailed, and the losses which it caused, were amply compensated by its contribution towards the permanence of civilisation. But this compensation has ceased to exist since the powers of destruction and production, attained under its impulse, assured a decisive preponderance to the civilised nations. More, the very progress of which war was the prime agent has increased its burden. Modern war entails a greater expenditure of life and capital, and, directly or indirectly, greater damage. And even if it is impossible to calculate the sum of these losses and this expense, we can obtain some idea of their bulk by a summary survey.
We need do little more than note a few figures. The various States of Europe have accumulated a debt of 130 milliards of francs (£5,200,000,000), of which the goodly sum of 110 milliards (£4,400,000,000) was added during last century. Practically the whole of this colossal total was incurred on account of wars. The army of these same nations numbers more than 4,000,000 men in time of peace; on a war footing it reaches 12,000,000. Two-thirds of their combined budgets are devoted to the service of this debt, and to the maintenance of their armed forces by sea and land. When we turn to the rate at which public charges have increased during the century, we find that the total monetary contribution has advanced 400 or 500 per cent., and that the "blood-drain" among Continental nations has followed on an almost identical scale.
In the particular case of France, the budget now stands at four milliards of francs (£160,000,000) as against one at the time of the Restoration; during the same period the figure of the annual conscription for the army has been increased from 40,000 to 160,000 men. Other States have suffered a very similar addition to their burdens, and in every case the second half of the nineteenth century was marked by a higher rate of increase.
It is true that the population of Europe has doubled since the year 1800, and that the marvellous inventions which have revolutionised every branch of productive industry have enlarged its productive capacity to an even greater extent. Hence, although available statistics are admittedly faulty, we may allow that productive capacity has developed concurrently with the exactions on output. The rate of taxation continues to rise, but there are signs that the rate of industrial production is beginning to flag. When, as of late, the figures of the birth rate, of general commercial circulation, and of the yield of taxation, exhibit a considerable slackening, it is clear proof that the general production of wealth is suffering a check. Meanwhile the causes which govern an advanced scale of imposts exhibit no retrogressive tendencies, and there are no grounds for supposing that the State of War will, in the twentieth century, fail to maintain a rate of advance at least equal to that shown in the nineteenth.
It is, therefore, a question whether the taxes which have met that expenditure, and the service of those debts, will continue to suffice. If, for example, France cannot support a budget of eight milliards of francs (£320,000,000), and the service of a debt of sixty milliards (£2,400,000,000) upon her present taxes, the deficit must be made good by an increase in their assessment or the imposition of new imposts. But the laws of fiscal equilibrium set a strict limit to the degree within which it is possible to impose new taxes, or to increase the rates of those already in force. The relative productivity of taxes soon shows when this point has been overstepped, for then returns not only cease to rise, but immediately begin to fall. A continuance of the State of War therefore, means that a moment will come when the governing class will, itself, be stricken at the very sources of its means of subsistence.
But the growing burdens of military expenditure are not the only trouble imposed by a continuance of this system. Equally injurious is the necessity which it entails of continuing to endow governments with a sovereign power of disposition over the life and property of the subject. War acknowledges no limit to the sacrifices which it may demand of a nation, and governments must necessarily have an equal power of compelling those sacrifices. The hereditary chief of the oligarchy, which owned the political organisation under the old system, possessed this power absolutely. The new order theoretically transferred it to the nation, but its practical exercise was invested in the leaders of the party in temporary and precarious possession of office. We have already seen that this transfer resulted in increased abuse of the sovereign power, and that all guarantees erected for the protection of the individual proved ineffectual. Whatever the intentions of a government, its tenure of office is so uncertain that party interest must be its first care.
Rulers, under the old system, had only to consider an oligarchy in hereditary possession of the superior political functions, military and civil. If this oligarchy condescended to inferior functions, much more to the servile practices of industrial and commercial life, it abdicated its position. Its demands on government were exacting, but were confined within narrow natural limits. High office was hereditary in a few families, and the sovereign's obligations were fulfilled when he had satisfied their ambition and cupidity. Modern government has to satisfy a vastly greater number of equally hungry suitors. Whereas it was sufficient to find honourable positions and sinecures for the members of the few families which constituted the oligarchy, a modern State has to satisfy thousands, one may say hundreds of thousands of families, all possessed of political power and influence. These men seek every kind of place, and press every kind of interest, and can only be satisfied at the expense of the rest of the nation. Policy and protection—of certain classes or certain interests—are added to militaryism as burdens of the body politic. These charges on production, shared by the State and its protégés, may be added to, or subtracted from, the share of the actual agents of production—capital and labour. They are added when the producer is enabled to increase the price of his product by the entire sum of the tax, as occurs when a country protects a home product from the competition of other countries whose producers are less burdened. The impost is, in this case, paid by the consumer, and—whether derived from invested capital or from direct labour—the purchasing power of his income is correspondingly diminished. The manufacturer is, however, a consumer, and also—in that capacity—a sufferer from the results of a protective duty. But the manufacturer of a protected article—and his sleeping partners, if he have them—is usually able to obtain advantages which more than balance his decreased capacity of consumption. The combined burdens of tax and impost duty therefore fall upon the masses, the men whose labours are unprotected.
External competition sometimes prevents producers from increasing the price of their product by the full amount of a protective duty. The share of profits claimed by the State must, in this case, be subtracted from the shares of the agents of production. As the burden of taxation is rising at a practically concurrent rate among all nations, this case may be considered exceptional.
The nature of capital saves it from this deduction from the shares of the agents of production. Capital is itself a fruit of production, and production is only an incidental of its real intention. Capital is formed as an insurance against the eventualities of life, and suffers no diminution from an indefinite existence. It becomes productive—is applied to productive purposes, only when such application yields a sufficient return to cover the privation consequent on such employment, to counterbalance the accompanying risk, and to provide a profit. When returns do not cover this deprivation, risk, and profit, capital is withdrawn from, or ceases to enter, the field of production. Government can reduce the spheres open to capital by imposing burdens upon those spheres, but it has no power of reducing the rate of profit necessary to bring capital into the field of production.
Labour—the second agent of production—has no such power of self-protection. It must employ itself in production or lack the immediate necessities of subsistence. Unless it can emigrate to countries less burdened—always a difficult and costly operation—the share of labour is inclined to supply the demands of government and its protégés. It is this increasing deduction [by the State] from the share of labour in the fruits of production, which socialists attribute to capital. They maintain that the remuneration of labour has not risen in proper proportion to the enormously increased returns of production, because capital has used its power to seize most, if not all, of the rightful dues of the worker. They have therefore stirred up strife between the two essential factors of production—an action which inevitably aggravates all that it pretends to cure.
Labour does suffer from grave ills, but so far are these from being solely due to insufficient remuneration that the worker has, in many cases, only to thank his own incapacity for the right conduct of life. Faults in the administration of the State are aggravated by the evils in individual self-government: the former do not cause the latter, but they do hinder their cure.
The sovereign power of governments over the life and property of the individual is, in fact, the sole fount and spring of militaryism, policy, and protection. The rationale of the survival of this power is that we still live in a State of War, and the abolishment of that "state" is the present, most urgent, need of society. The solution is natural and inevitable, since the new conditions of social existence daily become more incompatible with its continuance. But, meanwhile, we can hasten the impulse, and so hasten likewise the realisation of that progress which the State of Peace will render possible.8
A permanent State of Peace among all civilised nations may be assured by substituting their collective guarantee of external security for the present system, by which each State is its own guarantor. The cost of this superannuated system is enormous and constantly rising, while its total inability to guarantee the weak against the strong furnishes convincing proof that the moment cannot be long deferred before this momentous change forces its own acceptance. Taught by an identical need, primitive society long ago learned how to establish a collective assurance of the security of the individual horde, clan, or tribe. Man, in isolation, had expended the greater part of his time in obtaining subsistence and defending himself from attack. He had, therefore, bought those services at the highest price, but association at once reduced their cost. The collective guarantee continued to demand considerable exertions on the part of each associate, but there was a clear saving both of time and effort, and the resultant security was incomparably greater than anything yet obtained by individual exertion.
A mutual assurance of this kind succeeded on one condition. The individual must cede the right of judgment to the association, in all cases where interest or temper brought him into conflict with a fellow-member; and the verdict must be executed by State agency alone. Whether directly exercised, or delegated to an executive acting in nomine Societatis, the judgment of the community replaced that of the individual. The judgment was always enforced by an irresistible power, while a code of laws—the necessary consequent of the change—defined the rights of each associate, and established the penalties for breach, or attempted breach, of these rights. The severity of penalties was graduated according to the gravity of the offence committed or the degree of damage caused by the attempt.
However imperfect collective justice was, and still is, it has always, and in all cases, proved superior to the individual system. Experience attests the absolute incapacity of man for equitable judgment, when his own interests are at stake. Interest or passion paralyses the capacity for right judgment, and leads men to maintain the most unfounded pretensions. Such a judge executes his own verdict, and no matter how far it is the fruit of blind impulse, instinct, or appetite, nor how obviously all right may be upon the other side, its execution is solely a matter of relative personal strength. While each man is a law unto himself judgment is invariably subordinated to interest and its execution to the rule that "right is might."
National differences are subject to identical influences. Each nation claims to be in the right, and if a sense of justice compels any members of the State to admit that there is reason in the claims of an adversary, the multitude blinded by passion, or the politician lusting after popularity, forthwith denounces them as traitors. When such differences are put to the arbitrament of war, individuals, on either side, condemning the injustice of a judgment passed under the influence of passion or interest, must either join in a struggle which their hearts condemn, or dare—and few have the courage—to disown their country rather than be parties to an unjust act. And finally, between nations as between individuals, the victory is to the strong without regard to abstract right.
In face of the fact that the cost of such autonomy increases every day, is it profitable that each nation shall remain judge, and executor of judgment, in causes affecting its own interests? Improved communications and the enormously extended area of security, have multiplied international interests and with them occasions of conflict. Undreamed-of improvements in the processes and machinery of production have, on the other hand, increased the returns of productive industry, and with them the ability to support a continually growing outlay upon destructive armaments. With augmented opportunity for differences with adversaries whose power was always growing, compelled to have recourse to arms whenever they supposed, rightly or wrongly, that justice was on their side, nations have been allowed no alternative but to incessantly renew and enlarge the apparatus for supporting their judgments. The army and navy have, without doubt, offered careers to certain sections within the nation, and these have encouraged their development for purely selfish reasons. But the multitude, on whom the burden of maintenance falls, has no opportunity of enforcing moderation; armaments are the guarantee of their security. No nation willingly condemns itself, in case of a conflict, to lying at the mercy of its foe for lack of the means of defence, and whatever the injustice or degree of the injury to which it is exposed; neither will it willingly contemplate the fact that, if a war arise, the battle must be fought with insufficient or superannuated arms, and with no better hope than to defer the hour of surrender. If it be only for honour's sake, it must defend its rights, and it will place this interest before every other. Civilised nations have, thus, been driven to increase their powers for destruction concurrently with, and even to a higher degree than, their progress in production. And in Europe, where international interests are peculiarly complex, and each nation stands shoulder to shoulder with its rivals, the peoples are now bowed beneath the load of armed peace.
It may be argued that they have at least preserved the right to judge their own cause and to execute that verdict. But this right—daily bought more dearly—is now only partially existent, and, even in that degree, is enjoyed by none but the strongest. The minor States of Europe expend, proportionately, quite as much as the larger, but, if their right of autonomous judgment has survived, not even themselves will suggest that they are free to attempt its execution. What has been called the Concert of Europe—an association of all the greater States—has arrogated to itself not only the right of hindering or arresting such attempts, but even of modifying or entirely reversing their terms.
This association of the Great Powers, with its self-constituted claims to a right of intervention between independent sovereign States with the avowed purpose of preventing them from executing their individual judgments, has naturally justified its action by some pretension. The pretension is one of a right superior to that of any individual State—the right of civilisation to interdict any act injurious to the community. Such a claim emphasises a new factor in the growing solidarity of interests brought about by industrial progress, and an extended international market. While external economic and financial relations were of no great importance, and the effects of war largely local, neutrals scarcely felt the reaction consequent on a struggle, and this tie remained dormant. But the situation altered so soon as the innumerable connections of a world-commerce sprang into existence The smallest modern war affects neutral interests as certainly as those of the actual belligerents. From this right, inevitable under the circumstances, sprang the right of neutral powers to intervene and compel the reference of disputes to a less violent arbitrament. Great States exercised it upon such of their neighbours as were too weak to resent the interference. The right of every independent State to judge its own cause, and execute its own judgment, was destroyed or limited in this way, and the smaller State was, in point of right, placed in an inferior position to that of its more powerful neighbour.
The smaller States were, naturally, not slow to feel the indignity, but possessed small ability to revolt. An appeal to their prescriptive right to use the judgment of battle entailed injury to all nations. Those nations had their own right to prevent this injury, and to claim indemnity in case of its commission. Debarred from individual exercise of their right of sovereignty, the smaller States may justifiably demand a share in the collective right which the greater States have arrogated to themselves, and to be admitted to the Concert of Europe in the position to which their relative size entitles them.
It is not difficult to forecast the probable results of such a step, and the step will be realised so soon as the burden of a continued State of War, and the crushing costs of the armaments which it entails, shall have become too intolerable.
Whether the tie were one of compulsion or founded on a voluntary basis, an association of all the States of Europe, with the States of other quarters of the globe, must command superior powers to those of any member of the confederacy. Such a confederacy could compel any member to submit all quarrels to some form of systematic arbitration, and the verdicts of such a tribunal would be sanctioned by irresistible force. Disarmament would then follow as inevitably as the feudal lords abolished their private armies when confronted with an Emperor, chief, or King invested with the exercise of sovereign power and controlling the entire forces of the nation. Each State would reduce its armaments to the exact point necessary to enable it to fulfil their remaining purpose—to fulfil the duties of a guarantor of the common security against attack by peoples still outside civilisation. The proportion of these nations is so small that the force necessary for this task could be reduced within limits similar to those of the apparatus maintaining the internal security of States, since the right of individual justice has been superseded by a system of State-justice vested in an authority emanating from the national entity.
The savings to be effected by a cessation of a State of War will be apparent, however cursory has been our glance at the consequences which it entails—the grinding costs under which nations labour, and the losses, directly or indirectly, originated by it. But this economy in blood and treasure will be no more than an incident of the benefits accompanying the advent of a State of Peace. A new cycle of progress will be opened, the era of a new and better life for humanity.9
The first, and by no means least, advance which will follow the establishment of a State of Peace will be free constitution of nationality.
All history attests that it was force, and in no sense a voluntary agreement of both parties, which erected the associations called political States; and at this point it may be useful to recapitulate what we have already said on the subject. The strongest members of the species, usually hordes subsisting by the chase and pillage, seized the territories occupied by weaker members. The conquerors effected a partition of these lands, and compelled the inhabitants to work for their benefit, whether by reducing the conquered population to a state of slavery or by leaving them in possession of the land, but subject to a system of serfdom or of simple subjection. The origins of a political State were a commercial speculation in agriculture or industry, and profits naturally depended upon the administrative capacity of their owner, the industry and productive aptitudes of the subject population, the fertility of the soil, and other similar conditions. Taken as forced labour, or as imposts in kind or in money, these profits constituted the owners' revenue, and were, as such, subject to no limitation but that of the entire nett production of which the labours of the slaves, serfs, or subjects were capable. On the one side these labours supported the proprietors of the enterprise—to-day we should call them shareholders—and, on the other, they paid for the defence and aggrandisement of the collective domain.
Every association which carries on an industrial business must devise an administrative system to direct its various services. The State was no exception to this rule. Like all other businesses, the State acknowledged no end but interest, and it identified this with the conservation and enlargement of its profits. But profits can only be increased in two ways. The yield of imposts, whether of labour, of kind, or in money, may be increased; or the area of production may be enlarged. The latter method was preferred by the associations which owned political "businesses," for the former required capacities for good government of which they were seldom possessed. But, since a community can only extend its domain at the cost of a neighbour, war naturally ensued, and while those communities which excelled in war enlarged their territory and their holdings in subjects, they increased their income at the same time. A merchant or manufacturer cares nothing for the race, language, or individual customs of his customers, and the States had no more regard for those of the persons who lived in the territories which they acquired. Their sole motive was interest, and all their actions were exclusively directed to obtaining those territories of which the conquest and maintenance seemed the most easy, and which promised the highest possibilities for lucrative exploitation. Entire populations, opposed in race, in language, and in customs, were thus drawn, whether they would or no, into the domain of the victorious association, to leave it only in accordance with the arbitrament of a new war, or according to family dispositions when a single house chanced to acquire complete sovereign control within the State.
To-day we consider such a method of constituting a nation, a nationality, or a "country," to be barbarous. But, in view of the diversity and inequality of the various species of the human race, and the conditions under which they originally existed, this method was not only the sole possible means, but it was also the sole effective method of preserving the more feeble varieties from extermination. If the strong had never found that it was more profitable to subject the weak—for the purpose of living permanently on the exploitation of their productive abilities—than to rob and massacre, as the Turcoman and Bedouin recently did; if they had not, for this reason, been interested in the survival of those races which were incapable of securing their own protection, civilisation could never have come to pass. It was the discovery that to protect the weak and to prey upon his industry offered higher profits than a systematic career of raiding which first established, and then perfected, the arts of industrial production. High, excessive even, as was the price at which the producer bought his security from the associations of strong men who appropriated him as slave, serf, or subject, there was still an exchange of benefits, and he also made a profit on the transaction.
This appropriation of the weak by the strong was absolute, and usefully so, since it induced the proprietor to spare no effort in protecting his property. His rights as owner naturally extended to cession and exchange, however repugnant a change of masters might be to the feelings of "human property." Yet the change seldom affected status to any appreciable extent. Whether from indifference, or in the hope of attaching a new subject, conquerors voluntarily respected local institutions, and rarely attempted to place restrictions on the use of the indigenous language. They were content—and it was, indeed, the one thing needful to themselves—to collect the imposts, in money or in kind, which had been exacted by their predecessors. These taxes were seldom increased; occasionally, at all events for a time, they were reduced.
The modern conqueror is less liberal than his prototype in these respects, and it is a curious consideration that this retrogression in the treatment of conquered peoples has followed the extension to the same peoples of the rights enjoyed by their masters. The new Theory of Sovereignty places in the hands of the nation those rights of property in, and exploitation of, the State, which were heretofore a perquisite of the oligarchies, erected by "conquest" and led by a "house." But, by virtue of the same theory, the nation has been declared "one and indivisible," so that the subjects, become sovereign, are no more free to sever their connection than before. Contrariwise, the nation is inseparable from the subjects, whom it may not sell or exchange; and if, under the compulsion of superior force, a nation is compelled to cede them, it is under immutable obligation to attempt their recovery on the first possible occasion.
From this theory of sovereignty have been derived two deductions which are, naturally, in absolute opposition. The first maintains that a population which has emerged from a state of subjection, and has acquired "ownership" of itself, cannot be separated from one nation and annexed to another without its own consent. This option was given to the Belgians when the armies of the Republic had conquered their territory, and it was also granted to the people of Savoy and Nice on their cession to France as a return for her services to the cause of Italian unity. The second, and contradictory, deduction—issuing this time from the theory of national indivisibility—refuses any right of secession from the State, and this refusal has been sanctioned by rigorous penalties, as if the right of accession to a State did not include the liberty of a withdrawal. The United States interpreted the modern theory of sovereignty thus. The English Colonies voluntarily incorporated themselves in the Union, but when the Southern States desired to withdraw the Northern States compelled them to remain in it by force of arms. In point of fact, the liberty enjoyed by populations voluntarily annexed or united is limited to a right of changing the form of their subjection. They were subject to an oligarchy, personified in a more or less absolute king; they are now the subjects of a nation, whose mouthpiece is a constitutional or republican government. The individual subject enjoys the compensation of a share in the national sovereignty, but the degree, as may be imagined, is not large. In France it is one in thirty-eight million parts.
It may be disputed whether this infinitesimal share in the sovereign power is sufficient guarantee of individual rights, and even of the rights of particular groups. Government, more or less correctly invested with this delegated power, has imposed a uniform system upon the whole of the national domain. Under pretext of strengthening nationality by unifying it, no regard has been had to the diversity of the populations in the various regions, but the real reason for this procedure was the wish to assure and facilitate, the exercise of sovereign rights.
In its most essential dispositions, at least, the old theory of sovereignty still maintains in such States as Germany and Russia. Even the meagre appearance of choice accorded under the new theory of sovereignty to populations which are annexed is denied to those which come into the relation with these States. Russia ignored the wishes of Poland when it annexed that country, and Germany appropriated Alsace-Lorraine with no inquiry as to their willingness to exchange French for German nationality. But, on the other hand, these governments of the old régime have found it profitable to borrow the practices of unification and assimilation initiated by their more advanced brethren. Populations annexed by them are deprived of their legislative and fiscal systems, and even of the national tongue. They are assimilated by the imposition of institutions which they dislike, and a language of which they are ignorant, while the conqueror never pauses to consider whether these despotic and brutal proceedings may not have a reverse effect to that which is intended, through the exasperation and repugnance which they induce, to assimilation and unification. And yet these means of State-aggrandisement and national expansion, however offensive to those populations which are compelled, under the most grievous penalties, to transfer their love and faith from one nation to another, are still justified by the continuance of the State of War.
While that state continues nations must develop their powers of production and destruction to the greatest possible extent, or prepare to be engulfed at the next outbreak of war. They can enlarge those powers by either of two methods—territorial expansion or an augmentation of internal wealth and population. Territorial extensions are subject to this further rule, that the costs of acquisition and maintenance, incurred on account of the new territory, must not exceed the nett increase of revenue secured by the successful undertaking. Simple self-interest compels States to conquer more territory and to forbid secessions, for secession, besides entailing loss of land and income, may add those identical losses to the assets of a rival power. If Russia withdraws from Poland that country may join Prussia in a war against herself, and an independent Ireland might become the base of operations and supply for the invasion of England.
The State of War is in absolute opposition to the right of free choice of nationality, of accession or secession. France solemnly proclaimed both rights. She permitted Belgium, Savoy, and Nice to exercise the former, but fenced their decisions with the most stringent guarantees. She denied all choice to Madagascar, Cochin-China, and the Arabs, and refuses to permit so much as a thought of withdrawal to territory that has once been subject to her flag. French territory, whether so for a long period or as a result of recent conquest, remains French unless lost by the fortunes of war.
A collective guarantee of peace would destroy this subservience to the State of War—a bondage which has appeared peculiarly intolerable since the case of Alsace-Lorraine. Such a guarantee would protect all States from aggression. Large or small, their integrity would be supported by a power superior to that of the most powerful partner, while every constituent part of a State would be free to vary its nationality at will or convenience. Secession could not menace the security of the remainder of a State, and could not therefore be opposed. The governing classes might not welcome the exercise of a right which curtailed their sphere of power, or, in the case of a composite nation, menaced their ability to favour numerically superior sections at the cost of the less numerous. But such actions could no longer be justified by a plea that they served the predominant interest of national security, and public opinion would cease to support the claim.
The advent of a State of Peace will synchronise with a disappearance of internal troubles, caused by differences of race, custom, and language. Constituted voluntarily, and according to natural affinities, composed of sympathetic or homogeneous units under a system adapted to all idiosyncracies, nations will acquire the highest moral and material development of which they are capable. While the unity of States is maintained by force alone, sectional favouritism breeds divisions and hatreds. They will disappear when a community of interest and action, founded on a common choice of, and common love for, a fatherland freely chosen, is established as the sole and sufficient basis of nationality.
We have seen that political sovereignty grew out of the right of property. Warlike societies seized a territory and its inhabitants for the purpose of founding a political State. The conquerors, become owners, used the lives and property of subjects according to their absolute will. To maintain States against the pressure of political and armed competition it was necessary to concentrate the rights of sovereignty. They became hereditary in the family of a chief, who might justifiably have used the words of Louis XIV., "l'Etat c'est moi!" This chief might grant his subjects certain rights, such as the rights of labour, exchange, and testamentary disposition; also certain guarantees of property and liberty. But permissions of this kind were entirely voluntary; he retained his owner's right of resumption. Moreover, he maintained absolute claims on life, liberty, and property to be used as, and whenever, required for the maintenance and welfare of the State. This supreme power—an attribute of sovereignty—has passed to the modern State, whose citizens delegate its exercise to government. Its original justification was the destruction, or dispossession, with which political and warlike competition continually menaced the proprietary association in each State. Conquest, to-day, implies little more than a nominal change of allegiance, and the damages which it inflicts are rather moral than material. But the right survives, though in a contracted form, and it will continue to exist while the nations are compelled to rely upon war as their sole guarantee against aggression, or the sole means of enforcing what each claims to be justice in cases of dispute.
But if security and rights are no longer weakened because a collective guarantee replaces the guarantee which each nation provided for itself, as the national assurance of protection has replaced the system of individual self-defence, the position is at once reversed, war ceases, and with it all need for that unlimited right of requisition over life, liberty, and property, which is the inevitable attribute of a government charged with maintaining national liberties during a State of War. Under the new order, the charges and services which the requirements of national security demand of the individual, will cease to be uncertain or contingent. They will become capable of valuation and a permanent assessment since they are:—
1. That every citizen shares in a guarantee of the civilised community against barbarian hordes or nations in an inferior state of civilisation, and outside the collective guarantee. But the extraordinary advances in the industries of production and destruction have given civilisation so great a prepotency that risks of this class are insignificant, and 100,000 men can easily maintain the frontiers of the civilised world against all attacks.
2. That every citizen helps to maintain a collective force, which shall be strong enough to execute the verdicts of international justice upon States refusing obedience, or attempting forcibly to maintain a personal estimate of right. A collective guarantee of the peace of nations entails absolute surrender, by each guarantor, of the rights of individual judgment and individual execution of judgment. This surrender was long since imposed upon all subjects of a State, as the sole basis of social security, and it is universally observed except by the criminal and the duellist. Criminals break this obligation in blind obedience to the dictates of cupidity, or those other passions which are only capable of satisfaction at the expense of another. Duellists justify their default by denying the sufficiency of a collective justice in the case of certain personal offences. Society is usually content to ignore the duellist while carefully abstaining from any recognition of a claim which is in direct negation to its own; but it pursues the criminal so unceasingly that a numerically inconsiderable force of police is able to guarantee—though more or less imperfectly—individual life and property.
Civilised States could not be treated as criminals, but the instinct for war and a false idea of national honour might place nations in the relative position of duellists. The collective guarantee would intervene, at such a time, to enforce their renunciation of the right of personal justice, and to affirm the State of Peace. Every interposition of this kind would be a new demonstration of the irresistible power of the collective sanction, and the strongest member of the association must soon recognise its relative impotence. Then the guarantors may disband their contingent of armed forces, for public opinion will suffice to sanction the decrees of international justice. The guarantee of internal peace and external security will then only require an insignificant and constantly diminishing contribution from the members of the confederated States.
The primacy of national interest over all other claims ceases, at this point, to demand an absolute right of requisition over individual life, property, and liberty, so that it is possible to ascertain the exact and inviolable relation of individual and governmental rights. And we shall see that this adjustment will be fixed and determined by the nature of the public services and the conditions of their production.
Public services are the natural attributes of government, and are of two classes—general and local. General services are within the sphere of government proper; local services belong to provincial and local administrations.
The first duty of government is to ensure internal and external security to nation and citizen alike. Services proper to it differ essentially from those of the private association for they are naturally collective. Armies secure an entire nation from external aggression, and a police force exists for the equal benefit of all who inhabit the district which it serves. It is therefore no less necessary than just that all consumers of these naturally collective services should contribute to their cost in proportion to the service rendered and the benefit received. The failure of one consumer to bear his quota of the costs of such production reacts on the entire community, who are compelled to bear a proportion of his defalcations over and above their own contribution.
It seems almost superfluous to insist on the essential minority of naturally collective services. A police force serves every inhabitant of the districts in which it acts, but the mere establishment of a bakery does not appease their hunger. Bread, with all other victual, clothes, &c., are articles of naturally individual consumption; social security is an article of naturally collective consumption.
The substitution of a collective guarantee of peace for the individual action of each State must, consequently, restrict the number of functions, which are the natural and essential duty of government, to:— A share in the common defensive apparatus protecting the association from external aggression;
A share in the machinery which guarantees internal peace within the association;
The provision of internal security within its own State, and the further performance of those services which are naturally and essentially collective.
We have now to examine the methods and conditions by, and under, which governments maintain international peace and establish internal security. As soon as nations emerge from their subservience to the State of War, and their constituent parts are free to form new groups or to erect autonomous States, the dangers of revolution and civil war, which are the fruit of compulsory union between heterogeneous and incompatible elements, will disappear together with the motives and pretexts previously used to justify appeals for external intervention. The "States Association" will only have to consider disputes and dissensions occurring between members, and it will refer these to tribunals maintained for the purpose. These tribunals will apply the same legal rules which govern the trial of actions and causes between individual litigants, and their verdicts will be enforced by the collective sanction of the association. Associated States will thus obtain external security by the best possible means, and at the least possible cost, while each will secure internal security under analogous conditions, and by a collateral system.
In order to be able to guarantee full security of person and property to the consumer, or—in case of damage suffered—a compensation in proportion to his loss, it is necessary that:—
(1) the producer impose certain penalties on those who commit offences against the person, or appropriate the property of others, and the consumer must agree to submit to these penalties, whenever he does a wrong to person or property;
(2) the producer impose upon the consumer certain restrictions, designed to facilitate discovery of the authors of delicts;
(3) the producer levy a regular contribution covering his costs of production plus the natural profit of his industry, each assessment to be graduated according to the consumer's position, the particular occupation in which he is engaged, and the extent, nature, and value, of his property.10
It should be added that the consumer renounces his right of judging his own causes, and of executing his own judgments.
The production of internal security, therefore, necessitates a body of law—a code—specifying and defining wrongs against the person and property, with the penalties proper to each, and, further, other laws specifying the obligations and charges, which are no less necessary to enable their effective repression.
The execution of the laws, and the conditions accompanying the production of those services which are indispensable to the preservation of all society, further necessitate:—
(1) the institution of a judicial system, primarily adapted to a systematic discovery of the presumptive authors of delicts or crimes against the person or property, of determining guilt and innocence, and, in the case of those proved guilty, of executing the penalties set out in the code; secondly, it must adjudicate upon actions and causes;
(2) the institution of a police service entrusted with the discovery and pursuit of the authors of delicts and crimes, and, in the second place, with executing the repressive penalties.
These are the constituent parts of an organisation producing internal security, and the conditions necessary to its effective action. A form of this essential organisation is found among the lowest races, but it remains notoriously imperfect even among the most civilised and most highly advanced States. Nor is a cause far to seek while the State of War continues to impose its conditions upon governments, the producers of security.
Invested with the exercise of the sovereign power attaching to the association which owned a conquered territory and its inhabitants, government owed this appropriated population no service—whether of affording security or otherwise—any more than a stock-owner owes a service to his sheep or cattle. Yet there was one difference between sheep or cattle and such a population. Whether appropriated by right of conquest, by hereditary devolution of territorial property, exchange, or purchase, such a population might rise against its masters. Plots might also grow up within the State, aimed at the deposition of the government of the proprietary association. Personal security, which it never distinguished from that of the State, commanded this government to make a first duty of precautions against this double peril. The initial step in this direction placed the judiciary and police system in dependence upon government, their first assigned duties being to repress attempts upon its supremacy, to discover the intrigues of rivals, and to supervise the actions, even the words, of malcontent subjects. The second measure of self-protection was to forbid the formation, without governmental sanction, of any association capable of serving as a dissentient or revolutionary centre, to retain control over authorised associations by setting a term to their duration, and to reserve a right of dissolution in every case. But, however constantly and largely preoccupied with personal security, government was compelled to afford some guarantees to individual life and property, since they are the foundation of all industrial progress, and revenue depends upon industry. That these duties were never more than a secondary care, more especially where a government's tenure of power was unstable, can be proved—if proof be needed—by the far greater severity of penalties guaranteeing the persons of those in power and of their agents, when compared with sanctions of the life and property of a citizen.
Fundamental changes might have been expected where the nations ceased to be owned by an association or a sovereign house. Governments, instituted or accepted by a nation—now self-owned—owed their nation those services for which it undertook the necessary charges and obligations. The government was, further, under obligation to increase the efficiency, and to reduce the cost, of those services. But a persistent State of War still compelled governments to value the security of the nation above that of the individual. The States continued to make advances in the industries of production and destruction, and, as each was a possible future combatant, the cost of national security rose continually. Under the new system, also, competition for the sovereign power was increased, and, while possession became more and more precarious, eager competitors were less scrupulous in the choice of means to attain it. Government, increasingly occupied with the problems of self-protection, relegated the protection of the subject to a still more secondary position. Finally, men who obtained power, or maintained it, by strictly legal means, were incessantly compelled to enlarge what may be termed the "political salaries fund," that is to say, the number of officials, and consequently the functions of the State. Ever occupied with the problem of national security, still more with the maintenance of their own power, further charged with a multiplicity of incongruous functions, modern governments can with difficulty fulfil their task. This is the real explanation of the grossly inadequate performance of their first duty—protection of the life and property of the individual.
But if a State of Peace were to succeed the State of War, if a collective guarantee secured the external security of nations; if, in consequence, nationality were the subject of free choice, and the sphere of governments limited to their natural attributions, competition would influence the production of this most essential service with results which must, to-day, appear chimerical. The first question to be solved on that day will be: "Is it more profitable for nations to produce their own security, or to contract for its production with a 'firm,' or company, possessing the necessary resources for, and the technical skill essential to, production of this kind?" Experience has long since demonstrated the economical inferiority of production by a monopolist governmental department. It is therefore probable that nations will prefer to contract, whether through agents or otherwise, with the "firm," or company, offering the most advantageous conditions for, and the most certain guarantees of, the supply of this article, which is one of naturally collective consumption.
Theoretically, at least, these conditions will only differ in one point from those of the present system, but this point is essential. The assurer must indemnify the assured—if attacked in life or property—in proportion to the damages suffered, without regard to the issue of any attempted recovery against the actual authors of the wrong.
Nor will such a system of indemnification be altogether new, since existing laws recognise a right to indemnity where a man has suffered in a riot. Civilised States assert the same principle in their claims for an indemnity to one of their subjects who has been inured, or to his family if he has been murdered, in the territory of an inferior power, or a power reputed inferior, although they are careful to refuse similar claims against themselves. The importance of this principle will be apparent when we consider how supremely effective it must be in inducing governments to perfect their machinery for discovering and repressing attacks on individual life and property.
The conditions regulating the cost of security must differ in every country according to the prevalent standards of morality and civilisation, and similar differences in the obstacles to repressing crime. The assurer and the body of the assured will be jointly interested in maintaining an impartial and enlightened judiciary for adjudicating on crimes and delicts. Adam Smith has long since shown how competition solves this problem, and there can be little doubt that competition between fully independent judicial "companies" will hereafter repeat the same solution.11
Governments, possessed, under the old system, of an unlimited power over the goods and persons of the subject, were naturally tempted to abuse this power for their own immediate advantage, or for that of the political and warlike society whose mandate they held. These motives might lead them to make large increases in the charges and obligations of the subject masses, but never to annex those industries which supported that body and consequently themselves. This was a natural consequence of the self-imposed limitation which confined the oligarchical owners of the State to the functions of government, military or civil. Their body had no motive for appropriating industrial occupations, at that period of human development both reputedly and actually inferior, but influenced government solely for the purpose of inducing armed acquisition of new territories and new subjects, consequently of increasing its peculiar spheres of activity. Hence governments of the old order seldom trespassed on the domain of private enterprise. If they did reserve a monopoly in certain classes of production—in the mintage of money, the manufacture of salt or tobacco—it was from purely fiscal considerations. Even these monopolies were not exercised directly, but farmed, with most other taxes, experience showing that a "farm" gave better returns than direct governmental monopolies.
The advance of production and trade consequent on extended security has changed this by erecting a numerous and powerful middle class, which claims a share in government, and has even obtained paramount influence in the more advanced States. The rivals for political office are chiefly recruited among the members of this class, and it has been observed that such of the old proprietary oligarchies as maintain a preponderance in their States, and continue to supply a majority in the personnel of the political, military, and administrative services, tend to a similar modification of interests, and to identify their cause with that of this middle class. The reason for this revolution is that progress which has reduced the emoluments of the proprietary class by enlarging the costs of war, reducing its frequency, and curtailing its profits. This loss compelled the class to seek compensation by increasing the returns derivable from landed property, and by undertaking functions hitherto despised. Political parties, containing members of both classes, could only obtain, and maintain, power by serving the actual or supposed interests of their constituents. The landed and industrial vote was purchased by protection and subvention—bounties—or by the provision of civil and military offices for such of its younger members as lacked the necessary character or energy to create a position for themselves. This is the explanation of those enormous and ever-increasing burdens with which militaryism, policy, and protection overwhelm the masses whose labour provides their cost.
If we now attempt to estimate the burden occasioned by the degree to which government has abused its unlimited power over individual life and property for the benefit of those classes on which it depends, an analysis of the budgets of most civilised States yields the startling fact that the two services of the army and the public debt absorb two-thirds of the entire revenue. A State of War does, doubtless, necessitate individual insurance against external aggressions, but the consequent premium seems altogether disproportionate to the risks assured. There can be small doubt that the enormous strength of European armies is due to the advantageous careers offered by the service to sons of influential aristocratic and middle-class families, or that the majority of the wars which have wasted the world for no good purpose during the past century were not undertaken at the mandate of the masses. Yet, willing or unwilling, it is they who furnish the necessary blood and treasure. Nor is this the only account. Society is heavily taxed in the increased costs which follow governmental appropriation of products and services naturally belonging to the sphere of private enterprise, such as posts, telephones, telegraphs, and railways. Add to this the price of a policy protecting the rents of the landed interest or the dividends of the investor and business element, and it is a fair calculation that the governmental bill of costs, direct and indirect, absorbs at least half the income of those masses who depend upon the wage of daily toil. The serf owed his lord three days' labour in seven; modern governments, and their privileged dependents, require an equivalent amount, but the value of the services rendered in return is barely equal to the labour of one half-day.
Each step in the eternal march of international rivalry increases pressure upon every part of the world's markets, and with it the urgent need of setting a term to the resultant rise in costs. Nations must either succumb and perish, or there must be a general agreement to replace the present system of expansion by one which will reduce the attributions of the State. Government must confine itself to the naturally collective functions of providing external and internal security. These services, the sphere of government proper, connect with those which attach to provincial and local systems. Like the central government, and impelled by identical considerations, local administration continually enlarges its attributes by trespass on the domain of private enterprise, and local budgets add their burdens to that of the State. These administrations do not possess unlimited rights over the goods and persons of the individual, but, with no precise definition of powers, their claims are solely, and never more than partially, restrained by the veto of the central system which maintains them in various degrees of dependence. This veto is not put in motion until a central government considers that its rights have been actually infringed, and what may be called "local autonomy" is the latitude enjoyed by local administrations in limiting the freedom, and taxing the property, of the individual. The actual duties thus appertaining to local systems are by no means numerous. They include little more than a small number of naturally collective services, building and maintaining sewers, paving, lighting, scavenging, &c. Police systems are, properly, a part of the central machine. Yet, minor as are these local services, it cannot be doubted that, in common with the great departmental undertakings of the central government, they could be better and more economically performed by the employment of a private, specialised agency.12
We have seen that subjection of the weak by the strong is an inseparable consequence of the State of War, since only the stimulus of proprietary right can change the strong man's interest in his weaker competitors from that of a spoiler and destroyer to one of protection. Thanks to many moral and material advances, and a whole series of transitions, the servant, serf, or slave became his own proprietor. But, although freed from the domination of a master, he remained member of a community or nation, and consequently subject to the power erected by this community or nation for its better preservation from the risks of destruction or subjection, which are consequences of a State of War. This power was, for these purposes, invested with an unlimited right of disposition over the lives and goods of all members—a subjection effectively negativing the sovereignty of the individual. However seriously he might be declared sovereign master of himself, his goods and life, the individual was still controlled by a power invested with rights which took precedence of his own. Hence, emerging from bondage to become member of a reputedly free nation, he soon began to devise means of defence against abuse on the part of those who controlled this right. Agents, bearing his mandate, proved incapable of restraining that abuse. Then the nations rose against the proprietary oligarchies in the State, seized this right, and entrusted its exercise to officers of their own. But all in vain. Abuses reappeared, and not only in States maintaining the old system of an hereditary chief, who monopolises the sovereign powers of the oligarchy of which he is head. They appeared, also, in those States where the governmental right of unrestricted disposition over the life and property of citizens was entrusted to the direct agents of those citizens. The sole possible remedy—to curtail this subjection with its priority of claims over those of the sovereignty of the individual, is incompatible with a State of War. The abuse must continue with the continuance of that state, since the power charged with ensuring nations against unlimited risks must itself be invested with a correspondingly unlimited right of disposition over the lives and property of all citizens.
But the situation changes at once when we substitute a State of Peace for the State of War, and sanction the liberty of each State by the collective guarantee of the association. The coercive power of such a guarantee might not suffice to end all wars, but it must reduce risks of aggression within bounds assurable at a nominal premium. Nor could it, any longer, justify that absolute subjection of the sovereignty of the individual, which is inseparable from present conditions. A State of Peace would reduce this subjection to the single obligation of a minimum premium, payable on behalf of the collective assurance of the nations, and continually reducible until abolished by the extension of civilisation.
The sovereignty of the individual will—to conclude—be the basis of the political system of the future community. This sovereignty no longer belongs to the associated owners of a territory and its inhabitants, slave or subject; nor to an idealised entity inheriting from the political establishment of its predecessor, and invested with his unrestricted claims upon the life and property of the individual. It will belong to the individual himself, no more a subject but proper master and sovereign of his person, free to labour, to exchange the products of his labour; to lend, give, devise, do all things as his will directs him. He will dispose, as he pleases, of the forces and materials which minister to his physical, intellectual, and moral needs. But the very nature of certain of these needs—so essential is security to the human race—cannot be satisfied by individual action. Individual consumers of security must therefore associate to produce this service in an efficient and economical manner. Their association will treat, through agents and in market overt, with an undertaker—be it a "firm" or "company"—possessing the capital and knowledge necessary for the production of this service of assurance. Like any other system of insurance, that of individual life, liberty, and property, is subject to two conditions. The first condition is one of price; a premium must be paid, equal in amount to the costs of production plus a profit. The second condition is technical. The party ensured must submit to such obligations as are indispensable to producing the service assured. These conditions are matter for bargain between agents of the associated consumers and those of the company undertaking risks of the particular class, and a contract, terminable as it may suit the parties to agree, will embody the conditions when arranged.
Similar contracts will supply other naturally collective needs, such as communications, public health, &c. A small association in need of these services will make a direct contract with the undertakers of the service desired; large associations will contract through their elected representatives. In these several cases the individual exercises his sovereignty collectively, whether through representatives or by direct treaty. But he will minister to the majority of his needs by direct personal effort.
The duty of representatives (agents) is to conclude a contract, and the conclusion of that contract exhausts their mandate. They may, notwithstanding, be called upon to oversee the execution of such contracts, or to modify their terms should experience discover faults or lacunæ in their form, or should new facts involve some change in the conditions under which their mandatories live. Associated consumers of collective services may, also, find reason to execute a permanent delegation. But supervision of the clauses in a contract may be sufficiently guaranteed by the action of the public press, or other free association specifically formed for that purpose; or the clauses may not stand in need of modification. Official representatives of the consumers would be unnecessary in this case, and the nation can economise by dealing direct.
It appears probable that all naturally collective services will be produced by an association (company) having the usual business organisation and system. A manager will be charged with executing the decisions of the Board of Directors, or of the General Meetings, to which he will render public account for his actions. This will be the economic solution of the problems of establishing and maintaining the services of a State, when the collective guarantee of the nations assures a State of Peace.
The real difference between impost and contribution can only be appreciated by remembering how political States were first constituted. Founded by communities of strong men, these communities were compelled to defend their possession, interested in its aggrandizement, and obliged to supply government with the forces and resources necessary to assure safety, and to effect such expansion as might be possible. The resources were a military force, the material instruments of warfare, and means of subsistence. Every member of the associated body of proprietors contributed to these in proportion to the share of territory and subjects received by him at the partition of the fruits of conquest—an allotment regulated by the value of the recipient's services at that time. This was a "contribution," and involved concurrent obligations, or a reciprocal contract, between the association personified in its government, and each particular contributory—each associate. The association furnished its contributories with security and other services needed by them; they repaid the association by providing it with the means of producing those services, and these means were usually paid in the form of "impost." Every partner in the common domain owed certain personal services in time of war, and was also responsible for a contingent of men and means drawn from the subject population of his lordship. The lords taxed this population at will, and were under no obligation in respect of the products and services thus required. If an owner busied himself with the support of, or care for, his slaves; if he protected or assisted his serfs or subjects, these actions were dictated by the same considerations which induced men to feed, or care for, flocks and herds. But there never was any relation or proportion between the imposts, taken by owners in the form of compulsory labour, or—under a more advanced economic system—in the shape of levies of produce or money, and the services which they rendered in return.
The forces and resources furnishing the expenses of States were thus drawn, as to one part, from the personal services of those who shared the common domain; as to the other, from levies of labour, produce, or money, extorted from the slaves, serfs, or subjects of those owners. These levies constituted the revenue of the owners, and, as such, were partly devoted to the support of themselves and the government of their particular domain, partly to the payment of their contribution to the general funds of the State.
Time, and political and military competition, gradually emancipated the slaves, serfs, or subjects, of these seigneurial estates. They became owners of themselves, and of such real or personal estate as a greater or less number of them had been able to amass by labour and thrift. Hitherto the lord had levied imposts without incurring any counter obligation or obeying any other restraints than self-interest, the point at which his chattels might be moved to make open resistance, or the absolute nett limit of their productive capacity. This impost should, now, have been replaced by one partly consisting of rent upon such land and other realty as remained the lord's own property, partly of a contribution analogous to that which the members of the proprietary community paid to the government of their State. This latter contribution should have had the like justification of an exchange of mutual services, and should have been similarly adjusted to the share in the total benefits provided by the social power through its representative government enjoyed by each contributor. But instead of this, contribution, failing to replace impost, was absorbed by it. When a hereditary chief, whether king or emperor, concentrated the rights of sovereignty within his own hands, most of the imposts which the lords had hitherto levied upon their subjects passed with them. Taxes upon the sale of real estate, customs and transport dues, the salt monopoly and that of mintage, were transferred in this way. As a compensation for this reduction in their revenues, the head of the State relieved the lords of the obligations and charges embodying their contribution to the maintenance and aggrandizement of the common domain. This was none the less a retrograde movement in that contribution, implying mutual services, disappeared before impost, established by authority of the king as, heretofore, by that of the lord. In certain countries, notably England, subjects had indeed obtained a right of consent, but this change did not occur in France and the other Continental monarchies. There the peers of a house, whose head had become king, mere reduced to the status of subjects, and were, as such, taxable at his will. They were doubtless exempt from certain imposts levied by them on their ancient subjects in the form of direct taxes upon the person; but indirect taxes upon goods fell upon them with the rest of the community.
One of the firstfruits of the French Revolution was, as we know, the abolition of this system. The Declaration of the Rights of Man lays down that "every contribution is established for the general good, and should fall upon all classes in accordance with their several abilities." This clause marks a return to the system of contribution of impost; contribution now falls upon all classes alike. To have made this repudiation effective, the imposts of the old system—imposts entailing no corresponding services—should have been abolished, and replaced by a system of contributions, each attached to a particular service. The chiefs of the Revolution easily achieved the first part of this reform, but were incapable of realising the second. They contented themselves with providing the resources, required by the service of the State and the additional burdens of war, from the confiscated goods of the Church and the nobility, and by issues of paper-money. Early exhaustion of these temporary expedients left them face to face with the problem of a permanent settlement. But while the State of War continued to demand even greater expenditure than under the old order—such expenditure as was, indeed, unlimited, or limited only by the taxable capacity of the nation—it was impossible to enforce a system of contributions paid directly by every individual and each attached to some particular service, the burden and benefits of which should be equally calculable.
If the old imposts were not re-established in their entirety, the new forms did but embody nominal modifications, and were by no means always for the better. Any alleviation of burdens at this period, also, is due not to an actual reduction in taxation, but to the extraordinary advances in the productivity of almost every industry which followed the application of new machinery and new processes. Taxes rose rather than diminished, for the regular increase in the cost of war and a policy of protection now added taxation in the interest of influential classes to the legitimate requirements of the State. It might even be maintained that taxation was apportioned less and less according to the strict dictates of justice, since the continued growth of military expenditure was followed by a disproportionate rise in those indirect taxes which are unapparent as compared with direct visible imposts. Expenditure also advanced far more rapidly than revenue, and nearly every civilised State was compelled to meet its deficits by borrowing. But loans, generally employed in war or in preparation for war, increase budgets without rendering any service to the productive capacity of nations. Thus the service of the national debt of France absorbs a practical third of the entire revenue, so do public charges increase at the same time that the sources of supply are enfeebled.
Citizens of constitutional States have obtained a right of consent to public expenditure, and to the taxes which furnish it, but the right has proved sterile. Their representatives have never checked the progressive rise in taxation and expenditure which has occurred in every State, those advances—as may be proved beyond any dispute—having been no less, but often much more rapid, in the States which do possess constitutions. And this process must continue indefinitely for just so long as governments, charged with guaranteeing national security, maintain their right of unlimited requisition upon the life, liberty, and property of the individual. But set a term to this State of War, assure the security of civilisation by a collective guarantee; let the cost of this insurance to the individual be reduced until it corresponds with the now almost infinitesimal risk; let the premium to be paid against this risk be as easily determined as that in any other class of assurance; and the unlimited right of requisition, based on an unlimited risk, will lose its only justification.
Then, in place of imposts, founded upon this right, enforced on the slave by his master, on the subject by his lord, by the nation upon the individual, and controlled, to-day, by parties having an immediate interest in continually raising the expenses of government—imposts bearing no relation to the services which they are supposed to remunerate, and limited only by the taxable capacity of the taxed; there will arise a system of contributions, each attached to its own naturally collective service. The amount of these contributions will be fixed by contract between the associated consumers and the companies, or firms, producing the service required at a figure which competition will reduce to its lowest point. The impost of to-day devours an ever-increasing proportion of the revenues of the individual; the demands of contribution will be restricted to a minimum, and a minimum which is continually decreasing as each advance in security reduces the costs of production.
Under this new order the national association, freely constituted, contracts with a firm or company to ensure its internal and external security; provincial and other local associations continue the analogy, contracting for the performance of naturally collective, though local, services. The particular contributions required under these contracts are levied directly upon all associates living within the localities served, and their payment relieves the contributors of all further obligations or services.
The individual, meanwhile, remains free to produce personally, or to procure by means of exchange, those far more numerous products and services which are the natural subjects for individual consumption. It seems scarcely necessary to insist on the manner in which individual production disappears as each step on the road of progress increases the economics obtainable by the specialisation and division of labour. These principles find their natural expression in determining the practical formation of commercial undertakings, which again multiply concurrently with the growth of markets, compete with each other, and consequently—always supposing that no natural or artificial obstacles intervene—tend to secure progressive economies in the cost of production. When a system of contribution displaces that of imposts, many artificial obstacles, inseparable from the collection of the latter, will disappear. These obstacles exist whether imposts are collected for the purposes of the State, province, community, or even of particular privileged individuals, and are little less noxious than the imposts themselves. (Imposts levied for the benefit of a certain class constitute a protectionist tariff.) Natural obstacles are already passing away before extended security and the multiplication and perfection of every kind of communication.
The most important and most fruitful of all the revolutions which came to pass during the nineteenth century, was the enlargement of markets and consequent extension of competition. A continuation of this process, with the accompanying unrestricted application of the competitive principle to its extreme limits of pressure and intensity, must reduce the costs of production to a minimum in every industry which is not fated to disappear. All industry will, then, be established and operated in the strictest attainable conformity with the law of the Economy of Power. It must employ the most perfect machinery and most skilled labour, but it must also adopt the most economical and most suitable organisation which can be devised. Modern industry is hampered at all these points by obstacles retarding, and acting as a drag upon, production, and the costs of all such disabilities are borne by the consumer of the product, or service, produced.
On markets, naturally restricted by the absence or imperfection of the means of communication and the guarantees of security, the multiplication and development of industrial undertakings have been hindered from the earliest times. The forces and resources of a family, often of a single individual, have sufficed to found a business, and even to carry it on. These businesses, or "firms"—as they were named on attaining any real importance —were directed by a proprietor possessed of the necessary capital. In certain cases he borrowed this capital at a fixed rate of interest, or on guaranteeing a certain share in prospective profits. The actual worker or labourer was usually remunerated according to a fixed, assured, and prepaid rate known as "wages." Private enterprises of this kind differed in no way from political associations or houses, in so far as the continuation or failure of both depended upon the more or less perfect conformity of their constitution and conduct to the law of the Economy of Power. Most industrial undertakings have been hitherto established on this basis. Competition has extended markets and improved machinery until this system proves inadequate to the needs of the more advanced industries. It is doomed to disappear, certainly to fill a quite secondary and progressively diminishing place in the mighty organism of Production. Private firms are already vanishing to make room for associations or companies, and we shall shortly see why this new system is destined to replace the former.
This readjustment would have been achieved long since but for the idea which prevailed, rightly or wrongly, that large agglomerations of powers or resources were a menace to the political establishment. "No State within the State" was a maxim of government, and governments continue to intervene in the matter of combinations, although the maxim has fallen into desuetude. In no single State is the constitution and organisation of associations entirely free. Laws of Association, limiting individual freedom in this respect, are universal, and co-operation of this kind is further burdened by protective and fiscal ordinances protecting the private house against the society or company by taxing income in the form of dividends, but exempting income in the shape of profits.
The action of governments in regulating and protecting associations for the purpose of production has hampered the formation of companies possessing greater powers and resources than those of the individual firm.
National and municipal administrations have first hindered the formation of such companies by imposing these onerous conditions, and then, for lack of the same companies, they have themselves undertaken to produce services lying outside their proper sphere. Producer and consumer consequently suffer together. Similar intervention postponed, where it did not prevent, the transformation of the firm into a company, partly by protecting the former, partly by laws and statutes impeding the formation of the latter. We have already remarked the great imperfections in the company system—imperfections often neutralising, if they do not outweight its undoubted advantages over the firm. Had the formation of either been equally free, competition would have long since perfected the company, and its indubitable economic superiority have become manifest.
But, once cease to obstruct markets by the artificial barriers of the customs—a system nullifying the reduction in the natural barriers of space now affected by improved means of of communication; grant absolute freedom in the formation and organisation of companies; and the company will become the usual, as one may say that it will be the necessary, form of almost every branch of industrial enterprise. It will be the usual form because of its ability to collect the necessary capital at less cost than is possible to a private firm; it will be the necessary form because it will solve the problem of balancing production and consumption on a market which has become practically unlimited in area.13
Articles of naturally individual consumption can be produced directly—by the same persons who need them, or indirectly—as when an individual produces one article in order to exchange it for another of which he is in need. The law of the Economy of Power is daily tending to make the latter process more and more general. One or more industries specialise in the production of every article of consumption, and as each field of industry is shared by several rivals their products or services compete in the markets. The consumer, needing these products, purchases them with products or services of undertakings in which his own capital or labour co-operates; or he obtains them with a sum of money, an equivalent which is exchangeable for almost every product or service.
Every advance that substitutes indirect for direct production diminishes the sum of the effort and time necessary to produce a given product, and therefore enables mankind to satisfy a greater number of needs in a more complete manner. No sooner has man satisfied the primary needs, common to all animal creation than he begins to minister to those desires which distinguish him from the lower animals. But, although the final basis of civilisation, indirect production sets up a twofold problem upon the solution of which depends the well-being, even the existence, of mankind. Production must balance consumption, and the product must be shared among all those who take part in its production—the producers.
Although direct production also encounters the first part of this problem, it solves it with little difficulty. Man produces because production satisfies many needs—the need of clothing, of food and lodgment, of his moral and intellectual aspirations. These needs compete for satisfaction, and—as in every other kind of competition—the strongest conquer, those which procure the highest degree of pleasure, or obviate the greater pain. Not until these are satisfied does the individual devote his remaining powers and time to the fulfilment of others, chosen in the order of their intensity, the degree and vigour of their several demands. The intelligent and provident, however, refuse to follow blind desire; they calculate, and yield to each such satisfaction as seems fit, regulate consumption, and adapt production to its demands. Such calculations may go astray. Too great obedience to the promptings of the moment, and lack of forethought, may expose a man to future sufferings no less acute than his present joys. It is also easy to miscalculate the amounts of production, or the quantity of products obtainable in exchange for a given expenditure of effort and time. A return which exceeds, or is less than, that expected causes an equivalent error in the relation of the product to the need which it is intended to fill. Overproduction reduces the capacity for satisfaction in proportion to the decreasing intensity of the desire and its final extinction; underproduction increases the intensity of desire in proportion to the insufficiency of the product to satisfy it. This diminution, or increase, in the power of satisfaction, or—stated economically—in the utility of the product, is not simply proportionate to the relation between supply and demand. Its effects are progressive, increased supply reducing demand, and conversely. In the one case it determines a restriction of supply, in the other of demand, until an equilibrium is restored between the supply of the product and the demand of the need.
Under the system of direct production each individual knows his own needs, and the quantities which he estimates sufficient for their satisfaction. He, therefore, experiences no difficulty in regulating his production, but such regulation appears impossible when we first examine the system of indirect production. It does, however, operate with marvellous precision, owing to the regulative power of competition when free to act without hindrance from natural or artificial obstructions. No individual, under this system, undertakes the complete satisfaction of all his needs, but devotes himself—alone or conjointly with others—to the production of some article that supplies a particular need. Those who need this article compete for its possession, offering another product in exchange, or else an equivalent amount of that which is exchangeable for most other products—money.
Every producer, therefore, carries his wares to market where he meets those who desire them, and are prepared to give something in exchange—in the usual case, money. Their desire to purchase constitutes the demand for his wares, and, since his object is to obtain the greatest possible sum of money in return for a given quantity of goods, the seller's object is to restrict supply below the level of demand, never quite to satisfy demand. But since the exchange value of products varies according to the relative proportions of supply and demand, the seller now obtains a sum of money which is more than the actual equivalent of his costs of production—a profit, that is to say, on a constantly ascending scale.
But competition steps in at this moment, and reduces profits to the exact point necessary to determine production of the article in question. An industry no sooner begins to yield higher returns than the cost of production plus a profit—and such a profit is generally held to be included in the costs of production—a surplus dividend, as we may say, than competition causes an irresistible influx of capital and labour, production is forced up, and the exchange value of the product, as expressed in terms of price, falls forthwith. It does not fall solely because of the increased quantities on offer, but also on account of the lower power, now possessed by the product, of satisfying the needs which determined its creation. Price cannot, however, fall below the cost of production, unless in a temporary and accidental manner, for, as soon as the product ceases to command this necessary minimum, the productive forces engaged in an industry seek other and more remunerative fields. Here, failing complete reestablishment, they perish, production is curtailed, and prices begin to rise. When, on the contrary, price rises above the costs of production, competition immediately induces the reverse movement. This action of competition constitutes an economic law of gravity, which is continually bringing price back to the central point of the cost of production, and the further price wanders in either direction the more active is this law.
The first result of this action of the competitive principle is that consumers reap the benefit of every improvement in production. Nor is this more than justice, since progress does not result from the efforts of the moment as applied to any one industry, but is developed from generation to generation and throughout the entire field of industry. Next, when indirect production succeeds direct production, competition continues to assert its power as a regulator. The individual producer, working for himself, regulates production according to the measure of his needs; and—if he governs these in place of submitting to their dictation—in proportion to the demand that he considers useful. If he finds that his production exceeds, or is less than, his need, he corrects the discrepancy for the purpose of equalising the sum of his enjoyment, or of the suffering avoided, with the sum of the efforts, or pain, entailed by the act of production. Competition maintains the like useful order in the realm of indirect production, approximating supply and demand to a point of equilibrium which follows the aggregate efforts and suffering entailed by the act of production.
But competition cannot fulfil this duty if hampered by obstacles, natural or artificial, nor yet in an unenlightened society. The economic history of any civilised people clearly shows that the action of competition develops according to the measure of the emancipation of labour, and the removal of such limitations as curtail an open market. At a time when the worker was the property of an association of strong men, interested, as owners, in assuring him that security which he was unable to obtain for himself, his products belonged to the lord or master of his person. But, when the master or lord discovered that it was advantageous to free himself from the obligation of supporting his slaves or serfs by giving them the right to work for themselves and to exchange their several products, always reserving a claim upon some portion of their produce, this concession resulted in the erection of monopolies. Men who were granted the right to produce a certain article and to exchange it, proceeded to claim the absolute control of their specific industry. Corporations were formed within each lordship, primarily to secure the producer against exactions by lords claiming increased royalties on the fruits of their production, or bartering new concessions against a payment of money; secondarily to defend their monopoly of the markets within a lordship from external competition; and, finally, to regulate production, and so fix the prices of their products as to secure the highest possible rates of profit. Then custom or law intervened to protect the consumer, and a limit was laid down above which it was not lawful to raise prices, a maximum price. We have already shown how custom and law were able to effect this result in those trades and industries the nature of which made it possible to regulate production, but was elsewhere ineffectual.14
Industry and, in a certain degree, commerce, have now obtained liberty. Most industries and professions are open to all possessors of the necessary aptitudes and resources, without any limitation on the number of those who engage in them. With the exception of restrictions and prohibitions designed to handicap the foreign producer, markets are equally free to all comers. Market prices are regulated by free competition, or—as we should rather say—by competition freed from the trammels once imposed by restriction on the number of competitors, the rules of monopolist corporations, or laws and customs ordaining a maximum price.
This sketch depicts the present position, but many causes conspire to curtail the full power of competition, and to limit that regulative action which is its peculiar sphere. For despite the extended markets opened to most products by better security and improved communications, the barriers of the custom-house still divide the vast world-market. Competition, acting on a field thus parcelled and divided, loses part of its power as a stimulant to progress, while its exactitude and efficiency as an agent regulating production are even more impaired. Thanks to protective tariffs, syndicates, continuing the ancient system of corporations, limit production at will and maintain prices on a higher scale than would be possible under a system of free competition.15 Nor are these tariffs stable, but their continual and irregular changes create perpetual disturbance. A sudden rise in rates curtails supply by eliminating foreign offers; prices follow, and the protected home-producer reaps inflated returns, until inevitable transfers of labour and capital reinforce (the home) supply, generally in an excessive degree. At other times tariff reductions flood the markets with imported goods, prices fall suddenly, and the lower price forthwith causes a restriction in supply. Competition is continually bringing price back to, or near, the level of the cost of production, but its regulative action is, in this way, as continually hampered.
Nor are these the only obstacles to its success. Man has not succeeded in regulating the productiveness of all industries. Agriculture is affected by every variation in the weather and all sorts of epidemic blights, but perfection of that branch of commerce which is called speculation might doubtless palliate this variability of the harvests. If the surplus of one season were withheld from the markets, there would neither be an immediate glut and consequent collapse of prices, nor would the failure of future seasons entail enhanced prices and insufficient supply. But, with imperfect means of storage and preservation, the insufficiency of, and too high rates on, capital—subject as this is to the continual drain of unproductive governmental expenditure—with the great existing antipathy to speculation, the regulative action of competition upon agricultural products is hindered by time, as it is harassed by the custom-house in the case of other industries.
Finally, and over and above these natural and artificial obstacles, we must remember our insufficient knowledge of the world's markets. When markets were limited to the territory of a lordship, a county, or a province, demand was practically stable, easily estimated, and production as readily adjustable. But such knowledge has become increasingly difficult with every enlargement of areas. The need for it no doubt creates and multiplies channels of information; harvest figures and estimates, statements of the visible stocks of corn, cotton, wool, sugar, &c., are flashed from one corner of the world to every other. But even if this system embraced every known article of production, and was perfected to the last conceivable degree, the controllers of production would still be insufficiently instructed as to every local shortage or surplus. That information can only be obtained by absolute knowledge of the average profit in every branch of production, and such information is unobtainable until impersonal organisations monopolise the entire production of the world. The very nature of such institutions would compel them to issue regular statements of the results in every branch of their undertakings.
We have now outlined a whole series of imperfections in the existing systems of production and distribution. Each of these imperfections has its remedy, but until all those remedies have become accomplished fact, the action of competition as a regulative principle must remain uncertain. We shall see that this uncertainty entails disturbances hurtful, as a general rule, to the majority of society, and affecting the production, the distribution, even the consumption, of wealth. But, under a system of untrammelled liberty, these causes of disturbance will gradually cease hindering industry and commerce, production and consumption will achieve a final equilibrium, and the point of that equilibrium will be the average cost of production plus the cost of bringing the product to those who desire to consume it.
We have seen how competition tends to reduce the price of all articles, necessary for humor consumption, to a point approximating to the test of production. With absolute freedom in this regard, the consumer should be able to obtain any given article for a sum equal to the expenditure involved in reconstituting the material, and the productive agencies, employed, and in maintaining them continuously at his service. We must now inquire into the manner in which products are shared between the two essential factors in production—Capital and Labour.
The socialist maintains that capital monopolises a lion's share of these products, but the most cursory review of the conditions of modern industry will demonstrate why capital takes this greater share, and how the incessant progress induced by competition tends to reduce its amount.
All industrial enterprises depend on a certain combination of the agents of production, land, buildings, tools, machines, raw materials, food reserves; also upon human material, directors and workers. The former of these are generically styled capital, the latter labour. Capital may be applied to an undertaking in the form of money, in which case the producer uses it to procure the materials that he needs; or it may be applied, directly, in the form of these materials. But, under present industrial conditions, the products of an undertaking are usually received in the form of money, and it is in this shape that they are divided between capital and labour.
Capital is the product of thrift. An economical and provident man does not expend all his income upon the desires of the moment, but reserves and accumulates a portion either to satisfy future needs, educate his children, support his old age, and provide against the innumerable chances and accidents of life; or to increase his income by enabling him to take part in some industrial enterprise. He may keep his capital unemployed and available for future needs, use it to enlarge his own business by increasing his machinery or labour, or invest it in another business for a contingent return. He may also loan it to others who need it for no matter what purpose, but undertake to supply him with a fixed return—with interest. A man is persuaded to part with capital in the two last cases, first because he looks for a return sufficicnt to indemnify himself for the privation that he may suffer should his capital be unavailable in case of one of those eventualities which determined its original accumulation; and, secondly, to recoup the risks of investment plus a margin, however small, sufficient to induce him to part with it rather than hoard it in idleness. Such are the essential conditions of the remuneration of capital. Competition approximates the current rate of returns on capital in direct use towards this figure, whether the saver himself employs his capital in actual undertakings, or uses it indirectly under an arrangement for sharing profits or on loan. When the current rate falls below this scale, or necessary, rate, capital is withdrawn or offered in less quantities, since the compensation is inadequate to the privation, or the risk is insufficiently covered. When the rate-current passes the necessary rate, capital is attracted, or the amounts on offer are increased. These two contrary movements are accelerated according to the degree of variation, until they cause it to disappear.
The share of capital in the proceeds of industry cannot, for this reason, be diminished until progress has achieved a permanent reduction in the necessary rate by diminishing possible privations and possible risks. A general fall in the rate of interest has been apparent during the last fifty years, and has been attributed to increased production of capital, and a progressive increase in the habit of thrift. But if the supply of capital has increased, demand has not failed to do likewise. The true reason for this fall in the rate of remuneration on capital—the rate of interest—is to be found in that progress which has caused a larger proportion of the capital lent or employed on profit-sharing terms, to become readily realisable. This has reduced the inconvenience incurred in parting with its actual possession, and consequently the amount of the requisite compensation. Thanks to the possibility of instantaneously realising personal estate, the privation—very real in less advanced industrial communities—resulting from inability to recover or convert capital in actual employment, has vanished. No doubt the capitalist who has invested money in personal estate runs a certain risk of loss in the case of a forced realisation, but he may also be able to sell at a premium, and this possibility counterbalances the contrary risk. Doubtless, also, capital is by no means all invested in personal estate, but the proportion so placed increases every day, and the result of a state of competition is always to reduce the current rate on services and products to the lowest minimum necessary rate. Between the returns on real and personal estate, there tends to grow up an average return, and every increase in the proportion of money invested in realisable property tends to reduce the rate of this average return. When all capital has become capable of immediate realisation, the considerations determining this average rate will cease to include the idea of compensation for possible inability to realise.
This factor in determining the necessary rate of return on capital is tending to disappear, but that which constitutes the premium on risks is by no means in similar case. It is, indeed, so far from diminishing that one might almost maintain that it has risen during recent years. The risks to which capital is exposed are divisible into two categories—particular and general. Particular risks arise from the more or less speculative element which enters into all industrial undertakings, and the great liability of the prices, which their products command, to be influenced by all kind of considerations. They vary with the nature of each industry, the mining industry, particularly gold-mining, being notoriously speculative. Agricultural profits are, again, affected by every change of weather. But the rates of return on industrial undertakings tend regularly to approximate to the risks of loss, and the returns derivable from any one industry approximate to the average profit in all, provided, only, that all are equally open to capital and labour. Competition, again, is always seeking out the most profitable industries and is, therefore, always tending to reduce the rates of return to a common level.
General risks attach in varying degrees to every industry in the country of their origin, and a species of sympathy even extends their influence beyond it. They are the result of wars, of changes in the assessment and rates of imposts, especially of the customs-tariff, and from whatever cause they spring every new tie cementing the comity of nations, improved means of communication, enlarged markets, extends the area of their influence. Every industry is likewise subject to risks arising from imperfect organisation, or the errors of judgment, or wilful misconduct, of its managers. General and particular risks alike also fall on that part of the capital engaged in production which bears the liabilities and takes its remuneration in the form of profits or dividends. That portion of capital which takes its remuneration in the form of interest, and that labour which is remunerated by wages, are only affected indirectly and when an undertaking is on the point of disaster.
The capital responsible for liabilities—in common language, the business capital—bears the risks of loss, and assures the auxiliary capital and wage-earning labour against these risks. But no assurance is worth more than its assurer, and it may, and does, happen that the undertaking meets with such losses that the business capital not only fails to pay the interest on the borrowed capital, but that even this borrowed capital is wholly or partially lost.
Borrowed capital is, likewise, capable of division under two heads, corresponding to the manner in which it is employed. It is either invested in particular undertakings, being sometimes more or less realisable and sometimes fixed, or it is loaned to governments and absolutely realisable at will. Such loans are assured by the borrower, no less than those borrowed by particular industries. Their material guarantee is such part of the national income as is collected from imposts, and this may, in the last resort, be equal to the nett annual production of the national activities—granted always that the people are willing to bear this crushing burden. Its moral guarantee is the rectitude of the governments concerned and their promptitude in meeting engagements. The guarantee of the English National Debt, for example, may be called absolute, and the rate of interest in that country may be said to have fallen to the actual minimum of remuneration, with no allowance for assurance against risks. Other countries pay interest at higher rates, which vary more or less according to this risk-assurance.
If the deprivation, which constitutes the first element in the necessary remuneration of capital, is disappearing, thanks to progressive extension of the degree in which capital is realisable, we have seen that risks, and the premium of assurance against them, are by no means following in the same direction. This premium, which includes the assurer's necessary profit, will finally constitute the sole costs of obtaining the use of capital. The rate will fall as each advance—resulting from competition and imposed by the pressure of that principle—diminishes the general and particular risks of industry. Nor is it purely Utopian to dream of a time when these risks will be so reduced that the cost of obtaining capital will be practically nil, or certainly limited to the minimum rate necessary to induce a man to lend his money rather than retain it unemployed—and such idleness, it must be remembered, involves liability for the cost of storage.
But the cost of production is only an imaginary point round which competition groups the price-current and price-actual of a product or a service. To make the price-current coincide with the costs of production, with, properly speaking, the natural or necessary price, competition must be absolutely free, and capital must be able to move, without fear of either natural or artificial obstacles, to any part of the immense world's market where the demand is greatest and the supply least. Moreover, there must be complete, or the best obtainable, knowledge of the varying needs of this market. Considerable progress has been made in these respects during the last century, and this progress will continue more and more rapidly as production accumulates in the hands of associations with realisable capital. The modern Stock Exchange List informs capitalists of the current values of most realisable securities. Foreign values are still fenced with limitations issuing from the old spirit of monopoly; but such hindrances must disappear, or become less effective, as the investing agencies—the Banks—multiply, and obtain greater liberty and more power. Nor is the time so far distant when the universal money market will be an open book, and obstacles to the circulation of capital be removed by improved communications, and the cessation of protectionist regulations. An equilibrium will then be established between the supply of, and the demand for, capital, at the minimum rate of returns—a rate little above zero.
Labour, like capital, has a necessary rate of remuneration towards which it gravitates under the impulse of competition—the rate-current for service. The first element in this rate is the sum of the cost of producing this agent of production—costs of upbringing, education, &c. These costs must be made good if the labour of successive generations is to be continuously available for the service of production. The cost of maintaining the worker has next to be added, and the rates of both costs vary with the nature of the work to be performed. The second element is the rate of remuneration required to induce the possessor of productive forces to devote those services to the cause of production. But if this inducement is indispensable in the case of workers possessing enough resources to be able to exist without labour, it is not so for the majority of mankind which depends upon the product of labour for the bare necessaries of existence. Only those individuals who possess an independent subsistence, or such resources as allow of their awaiting, or choosing, the opportunity or manner of their labour, can command a premium over and above the necessary wage of production.
We now face a problem whose importance has never been sufficiently insisted upon. The same agencies which reduce the necessary payment for capital, increase the necessary payment for labour. This effect of the progressive transformation of industry can be observed in the two grand natural categories, dividing labour as applied to production. These are the labour of those who direct the hierarchy of officials and the many varieties of salaried employés, and the actual labour of the workman. As every extension of markets and improvement in machinery increases the scale of industrial enterprises, the functions of the worker—the man who directs, no less than the actual labourer—demand a greater amount of intellectual and moral ability, and a less equipment of physical faculties or powers.
The conduct of a large undertaking requires more intelligence and character than a small one; there is greater responsibility on every member of the directing hierarchy, every error and every misconduct entails more considerable penalties or losses. This law applies equally to the mere workman. The consequences of a mistake on the part of an engine-driver or a points-man may be far more serious to life and property than a similar error by the driver of a coach. The labourer in charge of several mechanical processes in a textile factory uses less physical force than an old-time hand-spinner or weaver, but his mind is subject to a far greater strain. He is continually concentrating his attention upon the action of his machines, and the more rapid their motion the greater the call on his intelligence. Where the workman is less capable of proper attention, the speed of his machine must be reduced, and the cost of production correspondingly advanced. Finally, every lapse on the part of an overseer of machinery entails a loss proportionate to the scale of the operation or the power of the machinery with which he is occupied.16
Every improvement in the quality of labour entails increased costs of production, and the common argument that a higher standard of life has caused the higher wages which prevail to-day is therefore stating an effect as the cause. The rate of remuneration rises in countries where improved machinery of production requires a superior class of labour to that which sufficed under the old order.Hence a gradual rise to the necessary rate of remuneration, and consequently a higher standard of life among the labouring classes. The standard of life will continue to rise and will reach its highest point when the machinery used for purposes of production achieves the highest attainable degree of efficiency and economy. Then, also, the gulf which now separates the worker who directs from the worker who merely toils will be lessened and the differences between the two classes of labour will be reduced, even in some degree abolished. For this difference has existed on account of the disparity between the powers of brain required by the director and the purely physical powers of the labourer.
The cost of production, which includes the necessary interest or profit, is merely a theoretical point towards which competition impels the actual and current price of labour, no less than that of all other kinds of merchandise. But the case of labour presents a peculiar obstacle to this action of the competitive principle, one that affects no other kind of merchandise, or only in a very minor degree. This is the inequality between the position and resources of the employer and his man, the seller and purchaser of labour. At the time when the worker became owner of his own labour there were few cases in which his command of time and space were not far inferior to that of which the employer disposed. The employer could afford to wait for his labour, but the labourer could not wait for employment. He was also, for lack of information and resources, to mention no more of the obstacles which impeded his movements, compelled to seek his wages in a more restricted market than was commanded by the employer's demand. Moreover, laws forbidding remedial association on the part of the workers augmented and affirmed this inferior position. Thus enabled to increase the hours of work and reduce wages at will, the employer too often paid far less than the necessary rate, and a continuance of the system must have reduced the productive faculties of the worker until their final extinction involved both classes in common ruin. But developments supervened until this disparity in the command of time and space as between the two classes tends to disappear and the current and necessary price of labour to coincide.
Labour has gained this better position by association and by establishing a common fund which enables the individual to wait, to gain time—a device of obvious value, even if it has led to abuses. The offer of labour, on account of the inferior command of time which it possessed, has been less extended than the demand for it. Restated in terms, the supply has exceeded demand by the sum of this variation. The formation of campaign-funds reduces this variation, and, if sufficiently ample, these funds may even remove it altogether. The labourer's command of time and space remains inferior, but since this no longer enables the employer to tamper with the proper rates of remuneration wages depend on the actual relation of supply and demand, of the number of workers seeking employment and the number of men that the employers seek to hire. Over-supply inevitably reduces wages and a deficient supply as inevitably raises them; neither process will take place for any other reason than a real rearrangement of the relative proportions of these two factors.
Competition provides the remedy on either side. A glut or failure in supply is remedied in the labour market by the same means which regulate all other markets. Rising wages immediately induce an influx from other quarters, and a fall diverts the surplus into new channels. Both effects proceed by geometrical progression, the labour market differing from others, in this respect, only in the greater need for absolute mobility within it. Under present conditions the capital and produce markets are hampered by such restriction, but the freedom of labour is even less assured since, besides natural obstacles of distance and racial prejudice, it encounters the artificial obstacles of protection and prohibition, inspired by the spirit of monopoly, and finally our ignorance of the real state of the markets.17 The ordinary action of competition is, however, already working towards the removal of all these disabilities, co-ordinating the command of time and space possessed by either side, and so assuring the final possession by the inferior of his just share in the proceeds of production.
From the point at which we have now arrived in our consideration of the stimulating and regulative action of competition we may begin to form an idea of the future organisation of society under a State of Peace and Liberty. Peace will be be assured by the collective guarantee of civilisation; vast systems of intercommunication, already in process of construction, will girdle the earth with a coat as of chain-mail; restrictions upon the liberty of labour, on association and exchange, will be removed. Production will then be free to organise, subject only to a liability for the charges necessary to assure individual liberty and property, and nothing will stand in the way of the creation and development of organisations ensuring the proper distribution of products and a right partition between the various agents of production. In place of the present limited markets for products, capital and labour, three general markets will be formed:—
| A Universal Market for Products. |
| A Universal Market for Capital. |
| A Universal Market for Labour. |
In these three free markets, subject to no regulative agency but competition, production and consumption, supply and demand, will find their proper equilibrium at the level of that price which constitutes the necessary rate.
We have seen how improved machinery and industrial processes diminish the necessary rate on products and capital, but increase it on labour. Progress, on the other hand, reduces the proportion of labour to capital engaged in any industry, so that, whatever the rise in the necessary rate on labour, there is an economy in the costs of production. One question, however, still demands solution. Granting that it is possible to exactly adjust the supply of capital and production to the demand of consumption, can labour be similarly controlled? This question restated may read thus—"Is it possible to adjust the production of labourers to the demand of the employer?"
We may take it as a truism that population is limited by the means of subsistence. Means of subsistence consist, in the first place, of those employments which furnish—in whatever guise—profits, interests, dividends, appointments, the entire income of the world; secondly, of the annual sum available for the maintenance of those members of society who possess no means, or insufficient means, of subsistence, and who consequently depend more or less on public or private charity.
When population outgrows the means of subsistence derivable from these two sources the surplus is infallibly condemned to perish, and Malthus has shown that Nature is not slow to enforce her sentence. Sexual appetite is, however, so urgent that abstention and restraint are the sole guarantees against this disaster, and it is essential for the multitude, in any society, to individually regulate their exercise of these powers according to the means of subsistence possessed by the community.
Among the older societies, indeed up to very recent times, this necessary regulation was a matter of compulsion—at all events as regards a majority of the people. Communities still in the savage state, or belonging to an inferior type of humanity, secured their end by the barbarous customs of infanticide and the putting to death of those who had become too aged to care for themselves. Next, in more advanced societies, but where the bulk of the people were still in a state of servitude or serfdom, masters carefully regulated the procreation of serfs or slaves, adjusting it to the opportunities for their employment. Corporate and local regulations replaced these systems among the commercial and industrial communities where the middle and lower classes had emerged from servitude or serfdom and obtained the right of more or less complete self-government. In the sovereign oligarchies and so-called free classes which controlled the government of States the fear of losing caste and the supposed shameful nature of marriages "below one's rank" continued in the same direction, nor is it admissible to ignore the effects of prostitution, whether upon them or their inferiors. So effective, indeed, were these direct and subsidiary agencies that the progeny of the upper class was frequently insufficient to fulfil all its functions, and was consequently compelled to reinforce its numbers by admitting members from a lower social stratum or even from outside the borders of the State.
Systematic state-restriction upon population has disappeared from almost all civilised societies. Every man in every class is free to beget children at will, and such checks as exist depend upon the individual. But the classes, lately emancipated or only partially instructed, incapable of restraining their appetites, have multiplied out of all proportion to their means of subsistence. Whether their livelihood be insecure, expanding under the influence of industrial progress, restricted by artificial obstacles, taxation or protection, these communities procreate in blind obedience to the dictates of appetite. Imprudent development of public charities, particularly in England, has still further added to the numbers of the most numerous class. Abnormal enlargement of the ranks of labour results, supply outruns demand, and the worker is at the mercy of the employer. Wages fall and the hours of labour are increased, with the inevitable concomitants of heavy infant mortality and a generally reduced expectation of life among the lowest classes. These results, or, in the characteristic phrase of Malthus, "repressive obstacles," tend to maintain equilibrium between the supply of labour and the means of subsistence. The middle and upper classes have meanwhile pushed restriction to excess, and, prostitution furthering the consequences, they have, in nearly every country, survived only by the continual admission of recruits and the infusion of new blood from lower strata of the population.
Such rough-and-ready agents maintain an approximate equilibrium between population and the means of subsistence, but their action has involved a decline in the quality of the people. The lower classes suffered from excessive hours of labour, inadequate wages, too early employment of children whose pitiful earnings must supplement those of the parents, neglect, improper care of health, vicious abuses of the fiscal system, and—last, but by no means least—alcoholic excess. The decadence of the upper classes is almost solely due to a marriage system, which forms their connections according to fortune and convention rather than physical and intellectual affinity. All classes pay heavy toll to the widespread habit of prostitution with its inevitable adjunct of disease.
But individual characteristics are the chief factor in the power of any society, and physical and moral vigour decide the battle of competition far more certainly than fruitful soil or perfect machinery. When a State of War placed the very existence of the proprietary association in the State in dependence upon the warlike qualities of the individual, institutions and customs were all directed to its preservation. Marriages, menacing purity of blood or the qualities required of a soldier and ruler, were forbidden, and education was solely directed to the fortification and development of those qualities. But a State of Peace, involving incessant competition between the nations possessing or disputing the world's markets, brings other considerations into the forefront. Success no longer depends on the fitness of a single class, but upon the physical and moral qualities of the entire people. Competition under the new order may proceed by less brutal and less violent methods, but societies, lagging in the race, will still become decadent and perish. The removal of each obstacle to the natural and irresistible advance of international progress will therefore entail a correspondingly careful adjustment of means, in order that power may not be lost through excess or lack of population, or through deficiency in its quality. The adjustment of population to the means of subsistence, and the physical and moral perfection of man, will then appear even more important than now; more important to the survival and progress of a nation, indeed, than any increase of its machinery or weapons.
We have already attempted—in our book entitled Viriculture—to show how the society of the future will adjust population to subsistence, to the opportunities of employment for labour and capital, and to point out by the use of all available knowledge, how the physical and moral welfare of the race may be best assured. We shall here confine our considerations to a question frequently argued, but argued with an ignorance of economic law which has permitted the most foolish solutions. This question is the future population of our globe.
Population is limited by the means of subsistence, and these means depend more and more upon the number of employments furnished by the immense field of industrial production. These employments supply members of civilised communities with the means of purchasing the material supports of life and no rational attempt to resolve the problem of future population can, therefore, be made without some knowledge of the potential development of productive employments. Industrial progress must, in fact, be the sole basis of such a forecast.
Industrial progress has two opposite effects. It tends to displace physical by mechanical power in every branch of productive industry; in other words, it increases the proportion of the material to that of the personal factor. A given quantity of products or services is produced at the cost of less labour, and the quality of the product is also improved. A thousand railwaymen, engineers, mechanics, stokers, &c., transport with ease more material than a million porters could move; or a thousand spinners and weavers by mechanical process manufacture stuffs which an incomparably larger number of handworkers could not produce in a lifetime. It is even no dream to prophesy that science will one day so perfect our knowledge of agriculture that a hundred thousand men—ploughmen, reapers, sowers, &c.—will harvest a quantity of corn which a million labourers could not so much as sow. Granting, therefore, that the scale of every industry has reached its limits, each improvement in machinery or methods means so much less room for human labour, and so many less opportunities for earning a livelihood; the process must continue until industry has achieved its highest possible development, and the population of the globe will suffer a continual and corresponding restriction.
But the same progress which reduces the labour involved in producing a given product also decreases the value of this product, places it within reach of a larger number of consumers, and therefore increases the demand for it. This increase follows that of the capacity of the consumer, and this, in turn, results from:—
(1) The improved quality of labour and a consequent rise in the rate of its remuneration, therefore an increased capacity for consuming every kind of product.
(2) A fall in the necessary price inducing a corresponding fall in the price-current, which again increases the consuming capacity of all other producers, and this whether their savings on the purchase price of this particular article are devoted to buying a greater quantity of it or to purchasing other articles. Every improvement which increases the productivity of an industry enlarges the output obtainable at the same cost of production, and this increase partly benefits the actual producer, partly the general consumer. The extra return to the producer, and the enlarged capacity of the general consumer, naturally enlarge the scale of production, therefore the number of persons to whom the industry gives employment. Industrial progress, then, diminishes the number of persons employed according to the reduction which it effects in the sum of human power necessary for production, but it also increases the number of persons employed by the measure of the additional capacity for consumption which follows a lower cost of production.18 We must now compare the relative restriction and expansion of employment, and therefore of population, which are the consequences of this double movement.
We can only conjecture the economy of human power which progress is to hereafter achieve, or what expansion in the number of employments will accompany the greater capacity for consumption resulting from those economies. The economy of labour—even when we include that which is expended in producing labour-saving machinery, has already effected a saving of 90 per cent. in the costs of production of certain industries, but the capacity for consumption of the immense majority of those engaged in productive occupations is extremely low, so low that it call often barely satisfy the first needs of life, not seldom quite fails to do so. We know, on the other hand, that increased productivity can so reduce prices, and so increase wages, as to multiply consumption ten times. Thus the demand of a middle-class Englishman is ten, even twenty, times as effective as that of an Egyptian fellah or an Indian coolie—can, that is to say, command ten and twenty times the amount of labour. It only remains to grant that the potential consumption of any human being is equivalent to the amount necessary to replace the physical and moral forces consumed in productive efforts, and it is clear that consumption will exert the maximum demand when production has been developed to the highest possible extent.
Whether the increased human powers required by the growing demand of consumption will more than balance the economy of labour achieved by improved industrial methods, time must show. We can only assume that they will balance, and that the future population of our globe will not be more, if it be not less, than at the present time. But we may affirm that the capacity for consumption and the capacity of production will advance in the same measure as man's capacity for progress, and that the race of to-morrow may, humanly speaking, be no less superior to that of to-day than the latter is superior to its prototype of prehistoric ages.
Our consideration of the natural laws which govern the production and distribution of the materials of life has now led us to the following conclusions:—
Competition first acts in co-operation with the Law of the Economy of Power to promote progress. Every producer is incessantly compelled to increase his powers of production, whether by reducing his expenditure of Power, or—which is the same thing—by creating a greater quantity of products by the same expenditure; failing to respond, he is distanced in the race for existence, starved, and perishes.
Competition next co-operates with the Law of Value to regulate the production and distribution of the materials of life. By means identical with those of the physical Law of Gravitation, it now establishes an equilibrium between supply and demand at the level of price necessary to induce production, and regulates the distribution of products between the agents of production, capital and labour, on terms which ensure their reconstitution and permanent co-operation in the act of production.
Production and distribution are naturally related to consumption. Products are produced and shared with a view to consumption, to their employment, that is, in the reconstruction and multiplication of the material, and the physical and moral forces, which constitute the human species. Between this material and these forces products and services are distributed, and the division can be advantageous or disadvantageous according to the manner in which it either ministers to the conservation and augmentation of vitality, or injures them. It is, therefore, necessary to regulate distribution.
It is to be borne in mind that there are two species of consumption—the collective and the individual. Collective consumption is essentially a matter of obligation; individual consumption depends on the exercise of free will. Collective consumption consumes those governmental services implied by the terms internal and external security, and those local services of sewage, highways, lighting, &c., which are the proper sphere of provincial or sectional administration. The collective character of these services renders their consumption obligatory, but governments and local administrations have undertaken further services, which are the proper subjects for voluntary individual consumption, and, whether wholly or in part, the cost of these services is defrayed by obligatory taxes and imposts. Imposts were established under the old order in virtue of the proprietary rights of the master over his slave, the lord over his serf, or the king over his subject; and they were attached to the discretionary power conferred by these rights. The collector fixed their number and amount according to his own wishes; he owed no services in return, and the sole limitation to his power was the possibility of resistance by those who paid. The new system, both in fact and in theory, transformed impost into a payment for services. But the survival of the State of War implies an unlimited risk, justifying the retention by government of an equally unlimited right to tax those who consume the security which it provides, and constitutional and parliamentary organisations, erected as checks upon the exercise of this right, not only fail to so restrain it, but sometimes even favour it. Hence the proportion of individual income, levied for the benefit of the State no less than for that of its protégés, is now equal to, if it do not exceed, the authorised exactions under the earlier system.
The Society of To-morrow, under a State of Peace and in an era of assured liberty of government, will be able to reduce this part of obligatory consumption by at least nine-tenths; but, however great the proportion of income available for the free use of the individual, this consumption should certainly be regulated likewise. The old system rigidly regulated the consumption of classes in subjection. The rules established in his personal interest by the master, lord, or chief of the State, were aimed at the conservation and profitable augmentation of his property—slaves, serfs, or subjects—and were enforced by material and spiritual penalties, the latter being enacted by the religious authority associated with the secular State. The majority of these rules were beneficial to the individual, and he continued to observe them after his enfranchisement. It does not, however, require a very careful examination of the way in which the free individual regulates his consumption, especially since the removal of earlier religious restrictions, to perceive that such regulation has deteriorated rather than advanced, and that it is now no less defective than that practised by the collective government. A particular point, more especially observable among that numerical majority which was probably emancipated too soon, is the improvident drain for present expenditure upon what should be reserved in case of future need, and as a fund of assurance against the chances and changes of human existence. Deficient self-control is also answerable for a far too great satisfaction of disorderly or vicious desires.
We need not dwell on the harmful effects which follow this insufficient, and defective, self-government on the part of the consumer. Besides himself, the individual damages the society of which he is a member, and likewise all other societies in relation with his own. The man who, with no thought for the morrow, expends his entire income on the satisfaction of immediate needs or desires, takes no toll of present earnings on account of future loss or accident, particularly the supreme accident of old age; who, yet more, injures his productive faculties by debauchery and drink; vows himself and his dependents to a life of suffering and misery. To increase his income is rather harmful than beneficial, since it merely increases opportunities for indulgence in those vices which degrade and enfeeble his nature.
The injurious effects of bad self-government by individuals damage society by diminishing the productive capacity of its members and its industry, and these ill-effects are perpetuated throughout the world in a decline in the general capacity for consumption. The consumer, even of the lowest rank, is, however, attaining to a higher degree of self-government, as is shown by the immense recent increase in savings-bank deposits—particularly in England and the United States—and the extraordinary increase in the number of insurances effected by workmen. Nevertheless, even the most advanced industrial communities show far too many members unable to entirely support themselves, and subsisting, in whole or in part, at the expense of those who have successfully resolved this vital problem, in most cases, only with considerable effort.
It has long been needful to help these unfortunates—victims, too often, of incapacity on the part of the collective government, no less than of their own personal deficiencies. Private charity found the task beyond its control as soon as the change from the old order put an end to the obligatory guardianship of the master or owner. Public charity had then to step in. Under various names and in various forms, it established a poor-tax and a public fund of relief. Institutions for the relief of the indigent were established, hospitals and refuges multiplied. Misery was thus relieved, but its prime cause—improvidence—aggravated. However insufficient public and private charity may be, they inevitably discourage providence. Their mere existence is equivalent to a suggestion that the individual need not rely solely on himself for a solution of the problem of existence, but may look to others to make good deficits that are too often the fruit of vice and idleness. Nor is this their only evil effect. Socialism teaches that society is obliged to assist its members; to satisfy the needs for which they are, themselves, unable to provide.
This gospel of the socialists—that society is responsible for the misery and suffering of the individual, has led to the so-called socialistic legislation, which begins with protective enactments and passes on to measures of assurance. Having limited the legal hours of female and child labour in the manufacturing industries, it proceeded to similar regulation of the hours of adult male workers. Government next undertook to insure the labourer against accident, illness, and old age, these burdens being chiefly borne by industrial and allied undertakings. That the State should stand guardian to beings incapable of self-protection, and whose natural guardians, oblivious of duty, merely contend for an opportunity of exploiting their growing powers, is doubtless justifiable, however arbitrary and doubtfully efficacious the system may be proved. But this consideration does not hold equally good for laws of assurance. These laws are inevitably subject to the defect of applying to entire classes, while—whatever the capacity of the individual—he is subject to the law, obliged to suffer its enactments, and robbed of the right of choosing a method more applicable to his particular case. They also circumscribe the development of an industry, compelling it to bear a burden which increases the costs of production. But there is a still greater objection. Socialism pretends that society is compelled to guarantee the life and well-being of the individual, but it ignores the inevitable consequence—that government, having this duty to perform, must be invested with the means—a sovereign power over the life and all possessions of that individual. If government is under an obligation to forthwith reduce social misery, the members of society should invest it with authority to regulate their consumption and reproduction, as the master regulated that of his slaves. The panacea for all evils, the last step on the road of progress, would thus be nothing else than a return to the first and barbarous stage of slavery.
No one can affirm that the Society of the Future will not be afflicted with a certain number of persons incapable of usefully governing their lives, and regulating their consumption, without injury to themselves or others. A guardianship, supplementing the insufficiency of their governing faculties, and aiding the growth of those faculties by an appropriate system of training, might be necessary. But we believe that such a guardianship has already proved by no means incompatible with that age of liberty towards which mankind is moving.19 Parents have always been the recognised guardians of "minor" children, with the sole proviso that a more of less arbitrary date has been fixed for emancipation on the ground of their "coming of age." But minority is not limited to those of tender years, and there is no logical reason for rejecting a right possessed by the parent of a child, and by government over those members of society which are incapable of self-government. No reason justifies a refusal to place men, notoriously incapable of supporting all those obligations which attach to a state of complete liberty, under such control as is fitting for one whose faculties of control are so imperfect. Those who are conscious of such lacunæ in their sense of responsibility know the amount of liberty justified by their state.
The possible organisation of a system of guardianship of individuals lacking the power of self-government, in whatever degree, has been discussed elsewhere.20 Such a system will conduce to progress, but progress will be still better secured by measures extending the sphere of individual self-government, and enlarging the liberty of consumption to the same extent as production already enjoys.
The nations of the civilised world began to seek means of expansion during the fifteenth century, and the process has never been more active than at the present time. The white man has subjugated the greater part of the globe. America and Australia are occupied, Africa is in process of partition, and the greater part of Asia is already in a state of dependence. Thanks to the overwhelming power of their armaments and capital, the white races meet with little real opposition, and may style themselves masters of the world.
Yet the white man's methods of conquest and domination differ in few essentials from those of the barbarian who once invaded civilisation. The barbarian massacred and pillaged, and only when pillage ceased to be as remunerative as heretofore, did he turn to a permanent occupation of conquered territories and a regular exploitation of subject populations. When civilisation became the stronger power it used the same methods upon the barbarian and other backward races. Spain and Portugal led, and their rivals and successors—Holland, England, France—have been content to follow. With the fewest possible exceptions colonial systems, resulting from extra-European conquest and discovery, were devised for the sole purpose of exploiting foreign lands for the exclusive benefit of the political and military oligarchies ruling the homeland, or commercial and industrial corporations to which, in return for a monetary consideration, those oligarchies were content to cede the right of colonial trade, and the monopoly of importing colonial produce. The insatiable cupidity and bloody cruelty of the Spanish conquistadors has become a byword of history. Their advent in the West Indies, Mexico, and Peru, was marked by an orgy of massacre and pillage, and nothing but exhaustion of the gold, silver, and other movable treasures of those countries, turned the thoughts of these men towards partitioning the land, and exploiting the mineral and other resources of the country, not excepting the human cattle—their inhabitants. The vast colonial territories of Spain afforded ample scope for a fruitful activity on the part of its governing classes, soldiers, civil officials, holders of concessions, who exploited their lands by Indian labour, and later—when the native had perished under the lash—by the labour of imported African slaves. A few industrial and commercial monopolists secured rapid fortune by their control of colonial markets, but the Spanish nation obtained no return for the enormous expense of maintaining its empire. Desirously coveted by the oligarchical governors of other States, these colonies required a costly garrison and navy, and were an incessant cause of war. Those wars necessitated increased taxation, harassed industry at home, multiplied the numbers of the unemployed, and reduced the masses to a state of covetousness and misery. By its temporary enrichment of a few families, and their enrichment was only temporary since general impoverishment of the nation soon overwhelmed them with the rest, the vicious colonial system of Spain was the chief cause of that country's ruin.
Nor, if we regard it from the point of view of general national interests, has the system of conquest and exploitation been of real benefit to any country. The governing oligarchies, aristocrat or bourgeois, in England, France, or Holland, may have benefited from colonial possessions, but they are a burden on the generality which must pay for endless wars, and suffer the artificially enhanced prices of colonial products protected in the home market. And, after all this, the colonies cast loose from their mother countries. In the Spanish colonies the war of emancipation was initiated by native aspirants to civil and military employ, who sought to displace officials imported from home; the leaders in the English colonies were colonists—landed proprietors, merchants, and artisans—claiming the right of their relatives in the mother country to be subjected to no taxation of which they had not themselves approved. Thus to the expenses already incurred in colonial conquest and defence there was now added the cost of combating these revolts. The War of American Independence, to mention no other, doubled the National Debt of England, and loaded French finance with a burden which was a prime cause of the premature explosion of the French Revolution. A balance sheet of a "Colonial Undertakings" account, between the close of the fifteenth and opening of the nineteenth century, would discover a singular inclination towards the debit side. And if it be asserted that expansion of trade and industry, due to colonisation, has been an active cause of progress, the assertion is true, but it remains that the same progress could have been secured at less cost and by far less barbarous methods.
After a period of comparative rest, civilised nations have again begun to seek after expansion; but so far from novel are the means employed that, while conquered nations suffer no loss than in former times, those which expand do so at a greatly enhanced cost. Under the old system, governments seeking to conquer or exploit nations outside the civilised pale, were accustomed to entrust part of the task—and often a very large part—to specially organised companies. They still delegate governmental rights to semi-political, semi-mercantile companies, but it is seldom indeed that they delegate the task of conquering and administering actual new colonies. The colonial expansion of to-day pretends to foster industry and commerce generally, but its true purpose is to satisfy the demands of particular, and politically influential, classes whose support is essential to the governments concerned. This class, the active element in the electorate, is greedy of public employment, and salaried officialdom belongs almost entirely to its ranks. These men live on the budget, whether they be civil or military officials, great merchants or manufacturers, and their agents, in search of markets protected from foreign competition. The enormously increased costs of a modern war between civilised peoples, and the difficulty of procuring new territory by this means, have forced the governing classes to go outside the boundaries of civilisation in search of employment for their surplus officials, and protected markets for their merchants. The benefits thus secured by certain classes are as nothing compared to the costs imposed on the nation at large. Taking the single example of the French colonies, these possessions cost the mother country a sum practically equal to the value of her exports to the same places, so that it is no exaggeration to assert that colonisation is the most costly and least remunerative of all enterprises undertaken by the State.
Although the colonies of England cost her less and yield a greater return, there can be little doubt that the balance on their account is still on the wrong side. Colonial Office estimates may be relatively inconsiderable, but the Navy and Army votes increase every day, and are largely necessitated by the obligation of England to protect her empire, and to be prepared for the numerous quarrels which are inseparable from a policy of expansion. The English taxpayer supports a destructive apparatus little short of colossal, and little more than a fraction of which would suffice to protect the United Kingdom proper. Impost plays no small part in meeting the cost of that armament, and it must not be forgotten that impost increases public revenue at the expense of a corresponding diminution in private income plus the cost of collection, while, by increasing the cost of general production, it also renders the producer less able to compete with his foreign rivals. Competition daily becomes more acute in the field of industry no less than between nation and nation, and while colonial expansion augments the burden of naval and military establishments, it also enfeebles British industry, and renders the nation decadent.21
Nor will the effects of this policy appear less disastrous when examined from the standpoint of the nations thus subjected to their civilised brethren. In no single case has the conquest and exploitation of territory inhabited by barbarians, or people on a lower plane of civilisation, brought any moral or material benefit to the victims. Destruction seems inseparable from conquests of this nature—destruction in the act of conquest, but still more from the vices and sickness introduced by the conqueror; destruction of natural wealth through a greedy and improvident system of exploitation which fells the tree to pluck the fruit of a single season.
But a substitution of a State of Peace for the State of War immediately gives a preponderant influence to that majority of the people which is vowed to productive labour. This class finds little use in expending blood and treasure on an empty pursuit of conquest, only profitable to a minority of civil and military officials and certain privileged merchants. While necessity, consequent on the pressure of universal competition, compels it to decrease its costs of production to a minimum, it is cheaper to delegate the acquisition and exploitation of countries, still without the civilised pale, to free "Colonising Companies," whose action in extending civilisation will be no less rapid, more sure, and much more economical.
The present system by which the government of a State undertakes these functions and the taxpayers support the cost, appropriates all profits to the governing class in the mother country. The interest of the conquered State and its now subject population is wholly subordinated, and invariably sacrificed, to that of the conqueror and master. Substitute the agency of companies, constituted without limitation as to the period of their duration, and with no restrictions on the choice of personnel or method and—the enterprise being at their proper risk and peril—they will take good care that the wealth of countries, hitherto occupied by backward or decadent races, is exploited on the most scientific lines. Such companies will have every interest in developing the productive faculties of their subjects, and will be entirely ready to ameliorate their moral and material condition. Civilisation will thus be extended without recourse to the present barbarous and costly processes of conquest.22
Although man shares many of his faculties with the rest of animal creation, he only possesses others, or enjoys them in a greater degree. This advantage, coupled with an organism peculiarly adapted to the practical application of any faculty, completes the endowment by which he was enabled to rise superior to all rivals, and to achieve civilisation. Man is the subject of our investigations, and it is unnecessary to discuss whether his superiority is due to one final act of creation, or whether it is no more than the product of a lengthy process of evolution, triumphant issue of an Intelligence clothed in material form. For present purposes, we need investigate nothing more than—"What was the environment in which this being was placed, and what is the scope of his activities?"
Man is an organism composed of matter and vital forces, and failure to nourish these forces entails waste and ultimate destruction. The consequence of this need—the need of sustenance or consumable material—implies the corresponding necessity of production. The environment in which mankind has been placed also contains a destructive principle entailing the need for security, or a means of assuring safety. Proof of this twofold need is to be found in the suffering which follows any loss of vitality.
Man suffers whenever he experiences a sense of these needs, but each satisfaction of their demands is accompanied by a feeling of pleasure. They can be satisfied by two kinds of labour—labour productive of materials which minister to vitality; destructive labour, or such actions as eliminate beings and things which menace it. But labour, of whichever class, involves an investment of vital force, consequently a pain. Man will not, therefore, labour unless his action procures, or assures, an amount of vitality superior to his expenditure, or unless the amount of pleasure derived, or suffering avoided, is greater than the liability incurred. It is this margin of gain, commonly known as "interest," which provides the stimulus of human, no less than of all other, action.
This hope of a margin of gain is the first part of the stimulus exerted by interest. The man who has become a producer immediately wishes to satisfy his need of sustenance, or security, at the least outlay of labour; or—stated from the other side—the producer endeavours to secure a constantly increasing return for the same outlay. But even this impulse would not, taken alone, suffice to impel man to perfect his means of production or destruction. Every such advance implies effort, a supplementary outlay of vital force with its accompaniment of pain. Nothing but increased effort or pain will induce a man to agree to this additional outlay, and the complementary stimulus, which is the essential condition of all progress, is found in the competition for mere life. Competition for life, for the means of sustenance, began when the multiplication of humanity outran the means of natural subsistence. In the ensuing struggle with rival species or varieties the physically strong became victors, and survived at the expense of the physically weaker. But physical strength is by no means the sole criterion of ability, and the weak were immediately impelled to make every effort to remedy their physical deficiencies by the invention of new methods, improved arms, or tools. Competition became the motive of progress, for the one depended upon the other, and the penalty of remaining stationary, still more of retrogression, was total lack of subsistence, a maximum suffering.
The action of the competitive principle upon the early stages of human existence has been traced in this book. Man, face to face with species of superior strength and endowed with more efficient natural weapons, learned to co-operate and to combine. Natural weapons were supplemented with artificial, weaker individuals destroyed that the stronger might obtain a more plentiful supply of food, and when it was finally discovered that more profit was to be gained by enslaving the weak and systematically exploiting their productive capacities, instead of spoiling and destroying, this discovery opened a new and fruitful era of progress, for it involved the formation of political States.
The struggle for existence was now transferred to a new plane. The proprietary association in these enterprises—the political States—competed with such communities as continued to live by the chase and war; finally, State opposed State. The proprietary association in each State subsisted on the nett product of its subject populations, and as this was taken, whether wholly or in part, in the form of forced labour, imposts, or payments in kind, the master naturally desired to enlarge his possessions in order to increase his income. The stronger State did this at the expense of the weaker, and the era of destructive competition—of the State of War—was thus continued on a new and larger scale, victory inclining as before to the side which disposed of the largest forces, the greatest sum of destructive ability. A State is, however, a complex unit. It needs a government—an organisation suited to the conservation and development of its forces, and able to concentrate and control their action; an army—a body capable of attaining the greatest possible powers of destruction; also a population, sufficiently industrious and economical to furnish the means of supporting, and applying, the destructive apparatus of the army. The scale of these advances increases with every development of the army, and every advance, under whatever head, in the various powers of rival States.
States, which were able to perfect these various elements to the highest pitch, proved conquerors in the State of War, acquired a decisive superiority over the barbarians whose inroads they ceased to fear, and became masters of the world. This result entailed yet another, unimagined by any one of the competitors, and no less than the secure establishment of civilisation. War, here, ceases to be the producer of security and loses all justification; its use vanishes and it becomes harmful.
The fact that war has become useless is not, however, sufficient to secure its cessation. It is useless because it ceases to minister to the general and permanent benefit of the species, but it will not cease until it also becomes unprofitable, till it is so far from procuring benefit to those who practise it, that to go to war is synonymous with embracing a loss.
A consideration of modern wars from this aspect produces two opposite replies. Every State includes a governing class and a governed class. The former is interested in the immediate multiplication of employments open to its members, whether these be harmful or useful to the State, and also desires to remunerate these officials at the best possible rate. But the majority of the nation, the governed class, pays for the officials, and its only desire is to support the least necessary number. A State of War, implying an unlimited power of disposition over the lives and goods of the majority, allows the governing class to increase State employments at will—that is, to increase its own sphere of employment. A considerable portion of this sphere is found in the destructive apparatus of the civilised State—an organism which grows with every advance in the power of the rivals. In time of peace the army supports a hierarchy of professional soldiers, whose career is highly esteemed, and is assured if not particularly remunerative. In time of war the soldier obtains an additional remuneration, more glory, and an increased hope of professional advancement, and these advantages more than compensate the risks which he is compelled to undergo. In this way a State of War continues to be profitable both to the governing class as a whole, and to those officials who administer and officer the army. Moreover, every industrial improvement increases this profit, for the enormous late increase in the wealth which nations derive from this source necessitates enlarged armaments, but also permits the imposition of heavier imposts.
But while the State of War has become more and more profitable to the class interested in the public services, it has become more burdensome and more injurious to the infinite majority which only consumes those services. In time of tranquillity it supports the burden of the armed peace, and the abuse, by the governing class, of the unlimited power of taxation necessitated by the State of War, intended to supply the means of national defence, but perverted to the profit of government and its dependents. The case of the governed is even worse in time of war. Whatever the issue of the struggle, and receiving none of the compensation afforded in previous ages, when a war ensured its safety from attack by the barbarian, it supports an immediate increase in the taxes, and a future and semi-permanent increase in the interest on loans, those inseparable accidents of modern war, and also the indirect losses which accompany the disorganisation of trade—injuries whose effects become more far-reaching with every extension in the time and area covered by modern commercial relations.
The human balance sheet under a State of War thus favours the governor at the expense of the governed, nor can the most cursory glance at the budgets of civilisation—especially if directed to their provisions for the service of National Debts—fail to perceive to which quarter, and in how large a degree, that balance inclines. This, in itself, affords no guarantee that the State of War is nearing an end, for the governing class, under present conditions, disposes of a far more formidable power than that immense, but, as we may call it, amorphous strength, which is dormant in the masses. They, as no one may deny, have often risen against governments extorting too high a price for their services, or threatening to overwhelm them with intolerable burdens, but the success of such movements seldom results in more than a change of masters, and the new governing class has usually been larger and of inferior quality. The result of these revolutions has been what it always must be—augmented burdens and a recrudescence of the State of War.23
Nevertheless, this State of War must come to its inevitable conclusion. It continuously and, one may say, automatically drains the resources of the governed, and, since it is these resources which support the governing class, that class must eventually find itself face to face with the end. The same influences that maintain the State of War, though long since effete, will then close it, and humanity will enter a new and better period of existence, the period of Peace and Liberty. We have already attempted to sketch the political and economic organisation which will follow, built upon understanding of the motive forces and natural laws which govern human action. The difference between this organisation and the socialistic programme is singularly essential—it will observe, while theirs denies, these laws.24
One question remains before we can conclude—the question of the respective parts played by natural laws and the law of human liberty in effecting this immense achievement. And, finally, we should also inquire the end for which this work has been carried out—a work which has raised mankind, moving him ever further and further from his first state of animalism, his equality with the beasts that perish.
Natural laws have played the higher part, for they have been the determinants of that progress which is summed up in the single word—Civilisation. Stage by stage, they have compelled man to advance under penalty of decadence and destruction. The different communities, together forming the human race, have been driven forward by successive applications of the principle of competition for an existence, to invent and apply forms and methods of government, of destruction and production. The forms and methods succeeded each other in response to new demands, and each was the most perfect devisable by the age in which it appeared. That they should be the best possible, the most efficient and most powerful—should, that is to say, conform in the highest possible degree to the Law of the Economy of Power, needs no insistence. That it was so does not, however, deny any part to the free action of mankind. Such action is subject to physical and economic laws. Man may or may not build in accordance with the law of gravity, but disobedience to that law involves the early dissolution of his buildings. Similarly, his actions may or may not conform to economic laws, but societies failing to respond to the calls of competition, wasting their forces, individually or collectively, instead of preserving and developing them, must fall into decline, and give place to nations which have lived in obedience to economic demands. These conditions have ruled the past, and they must rule the future, but the evolution of the species has tended to a continual advance in the results of individual action, whether upon the particular society of which the individual is a member or upon humanity as a whole. This was not so in the beginning. The intelligence and will of a directing minority were then everything. They led or gave laws, and a passive multitude followed without thought, and without attempting to use its potential power of control. A like system too often prevails at this day. But when the obligations imposed by a State of War have once ceased to exist, when the sphere of collective government has been reduced to its natural limits, and individual action has obtained perfect freedom, the influence of individuals upon the destinies of society and the race will rapidly increase. But this increase will entail fuller knowledge, and far more rigorous observance, of the laws which society breaks to perish.
And now—to what purpose has the mighty edifice of Civilisation been reared? Laws, never made by man, have compelled a continual enlargement of his powers over things natural. Happiness is not that end, for if progress has reduced the suffering and increased the pleasures of the race, no one can maintain that increased pleasure has been the reward of those who have actually achieved advances, nor deny that the present has too often suffered in hope of a future good. Less suffering and more pleasure may be accidents of progress, but they are not its end and purpose. Nor can we define that purpose more clearly than by saying that it is the enlargement of human powers to fit men for a future of which they have no knowledge.
The Czar's manifesto in favour of international disarmament affords clear proof that kings themselves are feeling the disastrous consequences of the continued State of War. On August 12—new style, August 24—1898, Count Mouravieff, by order of the Emperor, handed a copy of the following Note to the representative of every Power accredited to the Court of St. Petersburg:—
"A universal peace, and a reduction of the present intolerable burdens imposed on all nations by the excessive armaments of to-day, is the ideal towards which every government should strive.
"The magnanimous and humanitarian views of His Majesty the Emperor, my august master, are entirely devoted to this cause, convinced that such a measure involves the most essential interests and the legitimate aspirations of every Power. The Imperial Government believes the present moment to be very favourable for an international inquiry into the most effective means of assuring the real and durable peace of all nations, and, in particular, for placing limits upon the progressive enlargement of present armaments.
"The past twenty years have seen a particular and general movement towards the ideal of a universal peace. Maintenance of peace has been the first object of international policy. The Great Powers have concluded alliances for this purpose, and the better assurance of permanent peace has initiated hitherto undreamed-of developments in the armed power of nations, which shrink from no sacrifice in order to enlarge their forces.
"None of these efforts have, hitherto, brought the desired solution. The unceasing increase in financial burdens is threatening the very roots of public prosperity. The intellectual and physical potentialities of the peoples, of labour and capital, are for the most part diverted from their natural channels and unproductively consumed. Millions of pounds are spent on engines of warfare which to-day regards as irresistible, but which a single new discovery will to-morrow render valueless. National culture, economic progress, and the production of wealth, are paralysed or miscarry; every advance in the armaments of the Powers ministers less and less to the purpose for which they were created.
"Economic crises, largely due to a system which arms the nations cap-à-pié, and to the continual dangers inseparable from such accumulation of warlike material, transform the armed peace of to-day into a burden so overwhelming that the nations support it with daily increasing difficulty. An indefinite prolongation of this system must, therefore, inevitably bring about that cataclysm for whose prevention it was designed, and the mere thought of whose horrors makes every mind shudder. To set a final term on these armaments, and to discover a means of preventing calamities that threaten the entire world, is the supreme duty of every modern State.
"Filled with these feelings, His Majesty deigns to command me to propose a Conference, on the subject of this grave problem, between all governments having representatives accredited to the Imperial Court.
"This Conference should, by God's help, be of fortunate omen for the opening century. It would weld into one powerful unity the efforts of all those States which sincerely seek the triumph of the grand ideal of universal peace, despite every trouble and discard.
"At the same time it should also cement their efforts by a common consecration to those principles of equity and of right on which the security of States and the well-being of nations repose."
Count Mouravieff likewise addressed the following circular, under date December 30, 1898—January 13, 1899, new style—to the representatives of the Powers at St. Petersburg, summarising the points suggested for consideration at the Conference:—
"When, last August, my august master commanded me to propose to the governments, represented at the Court of St. Petersburg, a Conference to inquire into the most efficacious means of assuring the benefits of a real and durable peace to all nations, and, more especially, of placing a term on the present progressive augmentation of armaments, nothing seemed to be opposed to a more or less early realisation of this project.
"The eager response of almost every Power to the suggestion of the Imperial Government could not fail to justify this belief. Very conscious of the sympathetic terms, in which most governments couched their reply, the Imperial Cabinet, at the same time, experienced lively satisfaction from the warn testimonies of sympathy addressed to it from every side, and still continuing to arrive, by every social rank and from every quarter of the world.
"Despite the great current of opinion favouring the idea of a general pacification, the aspect of the political horizon has sensibly changed. Several Powers have lately increased their armaments, vying with one another in the development of their military power, a situation the uncertainty of which might well cause inquiry as to whether the Powers find the present moment opportune for an international discussion of the ideas set forth in the circular of August 12th.
"Continuing to hope that the elements of trouble clouding the political horizon will soon give place to dispositions of a calmer kind, and such as will be favourable to the success of the projected conference, the Imperial Government is of opinion that an immediate exchange of preliminary ideas in this sense can be undertaken between the Powers, and an inquiry initiated without delay into the means of limiting the present augmentation of military and naval armaments—a question evidently becoming more and more urgent in view of recent developments in the line of these armaments—and to prepare a way for the discussion of questions touching the possibility of substituting the pacific action of international diplomacy for the arbitrament of force.
"In the event of the Powers considering the present moment favourable for calling a Conference on this basis, it will certainly be useful to have some understanding between the Cabinets as to the programme to be submitted for discussion. The subjects to be submitted for international discussion at the Conference may be outlined as follows:—
"1. Agreement establishing a fixed term during which any augmentation of armaments, by sea or on land, shall be forbidden, and likewise any increase of the appropriations devoted thereto: a general discussion as to possible future measures whereby these armaments and budgets may hereafter be reduced.
"2. Agreement forbidding the introduction, for army or navy, of new firearms of whatever kind, or of powders of higher power than those already in use, whether for guns or small arms.
"3. Restrictions on the use, in wars by land, of such high explosives as are already employed, and prohibition on the discharge of projectiles or explosives of any kind from balloons or similar machines.
"4. Prohibition on the use, in naval wars, of submarine torpedo boats, divers, or any destructive engines of such nature, and an undertaking to construct no new rams.
"5. Application to naval wars of the stipulations of the Geneva Convention of 1864, on the basis of the additional articles of 1868.
"6. Neutralisation, under the same head, of vessels or boats rescuing the shipwrecked, whether during or after a naval engagement.
"7. Revision of the declaration of the uses and customs of war drawn up by the Conference of Brussels in 1874, but unratified to the present date.
"8. Acceptance in principle of the custom of good offices, mediation, and optional arbitration, in suitable cases, with the intention of avoiding armed conflict between nations; agreement as to the methods of applying these principles and establishing a uniform system for all such cases.
"Always understanding that all question of the political relations of States, the present status as established by treaty, and also, in general, all questions not directly included in the programme adopted by the Cabinets, will be entirely excluded from the deliberations of the Conference.
"In addressing to you, Sir, this request that you will take the sense of your government on the subject of this communication, I beg to add that in the interests of the great cause so near to his heart, my august master, His Imperial Majesty, considers that the Conference should not sit in the capital of one of the Great Powers—centres of so many political interests which might prejudice deliberations upon a theme commanding the equal interest of every country."
Following this Note, the Official Messenger published a highly statistical article enumerating the military forces of all the Powers.
"The forces of Russia are more considerable than those of any other European country. Her peace establishment, with an annual conscription of 280,000 men, exceeds 1,000,000 men. On a mobilisation, Russia can take the field with 2,500,000 men, excluding a reserve and militia which totals to 6,947,000. Russia, therefore, disposes of nearly 9,000,000 trained soldiers. France stands second with a permanency of 589,000, and a war footing of 2,500,000. Her total, reserves included, is 4,370,000. The German army, whose organisation is especially perfect, has a peace effective of 585,000, and can mobilise 2,230,000 within ten days. Including reserves, Germany can take the field with 4,300,000 trained men of all arms.
"The permanent forces of Austria-Hungary stand at 365,000, rising 2,500,000 on mobilisation, or, including reserves, 4,000,000 combatants. Italy's establishment of 174,000 is transformable into a force of 1,473,000, plus 727,000 reservists—2,200,000 in all. Great Britain stands last on the list with the comparatively small figure of 220,000, or, with the volunteers and militia, a maximum total of 720,000.
"Figures give but a partial idea of the power of the European armies, for it is hard to grasp the real meaning of a million soldiers. It is easy to say that Russia can put 7,000,000 men in the field in time of war, but an enumeration would be difficult, the work of several months. As giving some idea of the accidents of these immense numbers, the French army, extended in line formation, would cover a distance of 520 kilometres (some 325 miles), that of Germany 510 kilometres 318¾ miles), Austria-Hungary 460 kilometres (287½ miles), and Italy 230 kilometres (143¾ miles).
"Europe is, in short, a vast camp, and every European spends a part of his life in barracks. The relative proportion of military to civil population are: in France 11 per cent.; Germany 8½ per cent., or 11 per cent. of the males; Austria-Hungary a trifle over 9 per cent; Italy one-seventh of the male population. The proportion in Russia is 2½ per cent. of the total population.
"The open spaces of Paris cover 7,802 hectares (19,278¾ acres)—exactly one-quarter of the free area of London. The combined forces of the five chief Powers would occupy twice the acreage of London's open spaces, and eight times those of Paris. The combined reservists of these Powers would require room equal to the entire open ground of London, and four times the open spaces of Paris. To review the armies of the five chief Continental Powers it would be necessary to provide a space equal to twenty times the entire superficial area of the City of Paris.
"The permanent forces of Europe number 4,250,000 men, on mobilisation 16,410,000, or, with all reserves, 34,000,000. In column of line this colossal army would stretch from Paris to St. Petersburg, and would represent 10 per cent. of the aggregate, or 20 per cent. of the combined male, population of the Continent.
"The armies of Asia—ignoring petty States—total 500,000 on a peace footing. The Chinese army is not capable of any accurate estimate, but is supposed to stand at nearly 1,200,000, many of whom are merely armed with bows and arrows. Japan, on the contrary, is admirably organised and armed. The indigenous forces of Africa do not number more than 250,000.
"Compared with European figures, those of the New World are inconsiderable. Mexico disposes of 120,000; Brazil of 28,000 troops and 20,000 gendarmes. The peace establishment of the United States is 25,000, but can be very largely increased in case of need. The Argentine Republic maintains 120,000, Canada 2,000 English troops, 1,000 Canadians, and 35,000 militiamen.
"The permanent establishment of the world is 5,250,000 always under arms.
"The cost of these enormous forces is as follows:—
| Russia | 772,500,000 | francs | = | £30,900,000 |
| Germany | 675,000,000 | " | = | £27,000,000 |
| France | 650,000,000 | " | = | £26,000,000 |
| Austria-Hungary | 332,500,000 | " | = | £13,300,000 |
| Italy | 267,250,000 | " | = | £10,650,000 |
| Great Britain | 450,000,000 | " | = | £18,000,000 |
| Or a total of | 3,147,250,000 | " | = | £125,890,000 |
"The price per head stands, in order of cost:—
| Russia | 772.50 | francs | = | £30 18s. 9d. |
| Germany | 1,162.50 | " | = | £46 10s. 0d. |
| Austria-Hungary | 1,175.00 | " | = | £47 0s. 0d. |
| Italy | 1,535.00 | " | = | £61 8s. 4d. |
| France | 1,633.00 | " | = | £65 6s. 8d. |
| Great Britain | 2,045.00 | " | = | £81 16s. 8d. |
"Every citizen of Russia pays 6 francs = 5s.; of Italy about 9 francs = 7s. 6d.; of Austria-Hungary 10 francs = 8s. 4d.; of Great Britain 12 francs = 10s.; of Germany 13 francs = 10s. 10d.; of France 18.25 francs = 15s. 3d.
"The actual military budget of Denmark is not more than 5,750,000 francs = £230,000, but, even so, is an enormous burden for so small a country. If the nations of Europe are constantly face to face with increased debts, the prime cause of their situation is a continually growing military establishment.
"It is possible to base some idea of the actual potential costs of the next war on the above figures. The last Chino-Japanese war involved an expenditure of 1,250,000,000 francs = £50,000,000. A European war must cost at least Frs. 6,000,000,000 = £240,000,000, with no allowance for incalculable loss in men and material. Germany maintains a permanent war-chest at Spandau of Frs. 450,000,000 = £18,000,000—a sum which would be no more than a drop in the ocean."
The Official Messenger closed its article thus:—
"By no possibility could expenditure on this colossal scale be productive. It exhausts the sources of national revenues, increases taxation, paralyses the action of the national finances and commerce, and arrests the general well-being. The best minds of all countries and all ages have sought a means of assuring peace without recourse to constantly increasing armaments—by, that is, principles of right and equity, operating through the channel of arbitration, to finally end this barbarous theory which identifies the course of civilisation with every chance improvement—and they are incessant—in the means and methods of destruction."
The issues of la Revue Statistique for September 11 and 18, 1898, give the following tables of the world's war budget—naval and military.
| WAR BUDGETS. | ||||||
| Countries of Europe. | Year. | Total Appropriations. | Cost per Head of Population. | |||
| Francs. | £ | Frs. | s. | d. | ||
| Russia | 1898 | 770,159,432 | 30,806,377 | 6.07 | 5 | 0 |
| Germany | 1898 | 731,478,495 | 29,259,139 | 14.00 | 11 | 8 |
| France | 1898 | 639,987,987 | 25,599,519 | 16.62 | 13 | 10 |
| England | 1897 | 456,750,000 | 18,270,000 | 11.47 | 9 | 6½ |
| Austria | 1897 | 446,826,031 | 17,873,041 | 10.77 | 8 | 11½ |
| Italy | 1898 | 236,578,283 | 9,463,131 | 7.55 | 6 | 3½ |
| Spain | 1897 | 198,225,381 | 7,929,015 | 11.00 | 9 | 2 |
| Turkey | 1897 | 103,263,031 | 4,130,521 | 4.30 | 3 | 7 |
| Holland | 1897 | 49,870,561 | 1,993,222 | 9.96 | 8 | 3½ |
| Sweden & Norway | 1897 | 49,211,678 | 1,968,467 | 7.05 | 5 | 10½ |
| Belgium | 1897 | 48,406,375 | 1,936,255 | 7.44 | 6 | 2 |
| Roumania | 1898 | 44,470,355 | 1,778,814 | 8.08 | 6 | 8 |
| Portugal | 1898 | 26,344,440 | 1,053,777 | 5.45 | 4 | 6½ |
| Bulgaria | 1898 | 23,307,613 | 932,304 | 7.06 | 5 | 10½ |
| Switzerland | 1897 | 23,200,849 | 928,033 | 7.73 | 6 | 5 |
| Greece | 1897 | 16,345,312 | 653,812 | 6.72 | 5 | 7 |
| Servia | 1897 | 14,115,398 | 564,615 | 6.03 | 5 | 0 |
| Denmark | 1898 | 13,916,334 | 556,653 | 6.32 | 5 | 3 |
| Finland | 1897 | 7,997,920 | 319,916 | 3.10 | 2 | 7 |
| Frs. 3,900,415,475 | £156,016,611 | |||||
| States outside Europe. | Year. | Total Appropriations. | Cost per Head of Population. | |||
| Francs. | £ | Frs. | s. | d. | ||
| British India | 1897 | 404,338,202 | 16,173,528 | 2.08 | 1 | 8 |
| United States | 1896 | 264,735,375 | 10,589,415 | 3.71 | 3 | 1 |
| Japan | 1897 | 120,584,605 | 4,823,384 | 2.80 | 2 | 4 |
| China | 1897 | 61,500,000 | 2,460,000 | 0.17 | 0 | 1½ |
| Brazil | 1897 | 52,374,026 | 2,094,961 | 3.08 | 2 | 6 |
| Argentine Republic | 1897 | 26,529,664 | 1,061,186 | 6.63 | 5 | 6 |
| Chili | 1897 | 24,174,191 | 966,967 | 0.90 | 0 | 9 |
| Egypt | 1897 | 12,457,252 | 498,290 | 1.18 | 0 | 11 |
| Guatemala | 1897 | 10,480,860 | 419,234 | 7.70 | 6 | 5 |
| Canada | 1897 | 8,348,640 | 333,945 | 1.66 | 1 | 4 |
| Cape Colony | 1897 | 4,753,350 | 190,134 | 2.64 | 2 | 2 |
| Corea | 1897 | 2,497,972 | 99,918 | 0.35 | 0 | 3½ |
| Frs. 992,774,137 | £39,710,962 | |||||
| NAVAL APPROPRIATIONS. | ||||||
| Countries of Europe. | Year. | Total Appropriations. | Cost per Head of Population. | |||
| Francs. | £ | Frs. | s. | d. | ||
| England | 1897 | 554,250,000 | 22,170,000 | 13.92 | 11 | 7 |
| France | 1898 | 286,956,949 | 11,478,277 | 7.45 | 6 | 2½ |
| Germany | 1898 | 182,516,844 | 7,300,673 | 3.49 | 2 | 11 |
| Russia | 1898 | 178,800,000 | 7,152,000 | 1.41 | 1 | 2 |
| Italy | 1898 | 101,174,846 | 4,046,993 | 3.23 | 2 | 8 |
| Spain | 1897 | 94,619,619 | 3,784,784 | 5.25 | 4 | 4½ |
| Austria-Hungary | 1897 | 42,353,150 | 1,694,126 | 1.02 | 0 | 10 |
| Holland | 1897 | 32,725,463 | 1,309,018 | 6.54 | 5 | 5½ |
| Portugal | 1897 | 18,122,989 | 724,919 | 3.77 | 3 | 1½ |
| Norway & Sweden | 1897 | 15,745,141 | 629,805 | 2.25 | 1 | 10½ |
| Turkey | 1897 | 12,562,807 | 502,512 | 0.52 | 0 | 5 |
| Denmark | 1898 | 9,134,254 | 365,330 | 4.15 | 3 | 5½ |
| Greece | 1897 | 7,000,487 | 280,019 | 2.88 | 2 | 4½ |
| Frs. 1,535,961,546 | £61,438,456 | |||||
| States outside Europe. | Year. | Total Appropriations. | Cost per Head of Population. | |||
| Francs. | £ | Frs. | s. | d. | ||
| United States | 1896 | 137,773,665 | 5,510,946 | 1.93 | 1 | 7 |
| China | 1897 | 42,000,000 | 1,680,000 | .12 | Under 1/8 of a penny | |
| Japan | 1897 | 39,154,020 | 1,566,160 | .91 | 0 | 9 |
| Brazil | 1897 | 26,873,358 | 1,074,934 | 1.58 | 1 | 4 |
| Argentine Republic | 1897 | 18,481,172 | 739,247 | 4.62 | 3 | 10 |
| Chili | 1897 | 16,150,222 | 646,009 | 5.95 | 4 | 11½ |
| British India | 1897 | 1,761,175 | 70,447 | .06 | Under 1/16 of a penny | |
| Frs. 282,193,612 | £11,287,743 | |||||
| NOTE.—The figures for China, as given in these tables, are taken from an estimate prepared by the English consul at Shanghai. | ||||||
The Czar's Note—(vide the author's paper in Le Journal des Economistes, September 15, 1898)—a Note that might have been written by a disciple of Cobden, came as a surprise, partaking of the disagreeable, to Europe. The noble ruler who inspired it was certainly landed, his intentions praised for their undoubted generosity, but he was clearly given to understand that the project was quite Utopian. Yet it would, without doubt, be fair argument to stigmatise as Utopian the idea that Europe can continue to support the overwhelming burden of her incessantly growing armaments, and the no less ruinous imposts which they necessitate. It is credible that the working classes, bearing what is practically the entire onus of this blood tax, while the ruling class does not bear a third at most, will one day rise against the monstrous injustice, and that militaryism is the direct road to socialism. But the eyesight of professional politicians is short, and all things beyond their horizon are naturally chimerical.
Still, and even though the Czar's ideal proved barren of results, his action brought this problem into a publicity so great that it can never again pass into oblivion until, and unless, it cease to exist, being accomplished. And we may, in this respect, recall that the "League of Neutrals" owed its inception to another Russian sovereign, Catherine II.—a league which signally advanced the Law of Nations by establishing the maxim that "the flag covers the cargo." Another predecessor of Nicholas II., Alexander I., laid Europe under an obligation by promoting the "Holy Alliance" which initiated thirty years of peace. Nor is there any reason why this example should not bear further fruit, a similar league being constituted on the broader basis of an alliance between all the Continental States, small and large alike.
The New York Journal of Commerce recently estimated the capital engaged in "Trusts," at $3,500,000,000, or about 50 per cent. of the entire capital of the United States. The books "Autour du Monde Milliardaire Américain," by MM. Johanez, and "Les Industries Monopolisées—(Trusts)—aux Etats Unis," by M. Paul de Rousiers, agree in identifying the chief cause of the erection and multiplication of these monopolies with the protectionist tariff maintained by the United States.
"A champion of Trusts, Mr. Gunton," writes M. Paul de Rousiers, "argues in his 'Economic and Social Aspects of Trusts' that trusts do not destroy potential competition—that is, the possibility of competition. No one, for example, hinders a man from offering the American public better oil than that of the Standard Oil Company and at a lower rate. This is, however, untrue, for the protectionist tariff closes the American markets to outside competition in such a way that potential competition is non-existent. Many refiners, were it not for the tariff, could retail better and cheaper sugar than that of the Sugar Trust. Nor is this the sole result of these tariffs, for, besides closing the market to direct competition, they shut out those goods which could indirectly affect Trust products. The Standard Oil Trust's monopoly would be threatened by the discovery of an illuminant costing less than petroleum, but a product competing with sugar in its own province could be shut out by a new duty. The process can be seen in action in every protectionist country. Provence protects its oil by imposing a duty on earth-nuts, and Normandy protects butter by taxing margarine.
"...This much is, however, true. Although, dealing in a market protected by duties, the Trusts cannot hold prices at more than a certain premium above that which would maintain were the markets subject to the free action of the law of competition."
M. Paul de Rousiers proposes the following remedies against the Trusts:—
"Directly the formation of Trusts is not induced by the natural action of economic forces; as soon as they depend on artificial protection, the most effective method of attack is to simply reduce the number and force of these protective accidents to the greatest possible extent. We can attack artificial conditions, but are impotent when opposing natural conditions. It is, therefore, not only more profitable, but likewise more easy, to attack artifice rather than nature.
"America has hitherto pursued the exactly reverse method, blaming economic forces tending to concentrate industry, and joining issue by means of anti-Trust legislation, a series of entirely artificial measures. Thus there is to be no understanding between competing companies, no agreement as to rates between railway companies, &c. The results have been pitiful—a violent restriction of fruitful initiative, and no sort of guarantee to the public against the Trust operations of private undertakings. The American courts have given their opinion that this class of legislation is entirely unserviceable. It does not touch the root of the evil, enlarges, in place of restraining, artificial conditions, and finally regulates and complicates matters whose supreme needs are simplification and the removal of restrictions.
"Even those Trusts, which demand control as dealing with public services, have been left untouched and undistinguished from others, whence further confusion of public and private interests.
"Trusts, dealing in public services, will completely disappear so soon as American administration contrives to resume a normal control of the interests with whose care it is invested. Those dealing with private industry will—with one or two exceptions—disappear when the same powers learn to refrain from interference with the natural conditions of industry and commerce, especially to cease from all protectionist legislation.
"Then, and only then, will the United States share in the knowledge, long since achieved by England, that competition is no menace to industrial concentration."
In a paper in the Forum of April, 1898, Mr. W. T. Harris asks, "Is there really work for all?" To solve this problem he proceeds to quote statistics, showing the changes which have occurred in the different classes of occupation during a twenty years' period in the United States.
| Table showing the proportion per Thousand of Population engaged in the Occupations stated, in the United States. | |||
| Occupation. | 1870 | 1880 | 1890 |
| Agriculture and Fisheries | 491.1 | 460.3 | 396.5 |
| Liberal Professions | 29.3 | 34.6 | 41.5 |
| Personal Service | 184.8 | 201.4 | 191.8 |
| Manufactures | 196.2 | 196.3 | 223.9 |
| Trades and Commerce | 98.3 | 107.3 | 146.3 |
This table shows that about 100 persons per thousand have forsaken the primitive occupations (Class I.) favouring the remainder in the following proportions: Personal service, 7 per cent.; professions, 12 percent.; manufactures, 27 per cent.; trades and commerce, 48 per cent. Yet, so much have the methods of culture and the machinery employed been perfected that the national output of agricultural produce continues to more than meet all demands. This discovery leads Mr. Harris to suppose that, granting such an advance in machinery and methods as to render the manual labour—the "drudgery"—of one man per cent. sufficient for all demands in the care and operation of the agents of agricultural produce—clothing, victual, and shelter—the remaining 99 per cent. would still find a higher class of occupation. As a collateral argument, he adduces the statement that in the twenty years 1870-1890 the number of journalists per million of population has advanced from 424 to 963; of photographers from 608 to 880; and of piano-tuners in similar proportion.25
The majority of the European States allege industrial and commercial considerations, the need of new markets, to support their conquest and annexation of territory belonging to so-called inferior races. The intention is sufficiently praise-worthy, but involves a question of the cost and profit derived from these undertakings. Now it is an unfortunate fact that Spain was ruined by her colonial aspirations, and few recent programmes of the same kind have improved the financial position or augmented the wealth either of conqueror or conquered. The manufacturer or merchant, who spent ten thousand a year in trade incidentals in order to sell ten thousand pounds' worth of goods, would be justly regarded as wanting in sanity, and his family would rightly place him under restraint, at least remove him from the control of a business. State colonisation is, meanwhile, conducted on this futile basis, as will be evident from a glance at the following figures from an article by M. Paul Louis in the Indépendance Belge:—
Figures of the Cost of French Colonies.—5,000,000 francs in 1820; 7,000,000 in 1830; 20,000,000 in 1850; 21,000,000 in 1860; 26,000,000 in 1870.
The year 1880 marks the eve of great expansion in Asia and Africa, and the budget leaps to 32,000,000, rising to 59,000,000 in 1890. The Soudan, Dahomey, and Madagascar, soon proceed to double it, so that it reaches 86,000,000 in 1892. The relative decline to 89,000,000 in 1896 is fictitious and only apparent, for loans and supplementary estimates of this year raise it to a final 100,000,000, and 102,000,000 in 1897. The estimates for 1898-1899 were respectively 81,000,000 and 86,000,000, but the figures are purely nominal and were largely overspent.
The colonial balance of France in these last years stands thus, and this without taking any account of Algeria:—
| Costs to the home country more than | francs | 100,000,000 |
| Exports by the home country about | " | 100,000,000 |
| Profit, nil. |
This statement ignores the costs of conquest and of the initial settlement!
The same article continues: "The major portion of this task has no doubt been achieved in certain cases, but in many of the more important it is only begun. The simple period of conquest necessitated 284,000,000 for Cochin China; 269,000,000 for Tonkin; the Soudan claimed at least 200,000,000 between 1881 and 1898; Madagascar devoured 150,000,000. Between 1892 and 1898 Dahomey added from 70,000,000 to 75,000,000.
"It is probably understating, rather than magnifying, the figure, if we assert that the Third Republic, by embarking on a series of grand conquests, has cost France at least 1,500,000,000 francs (£60,000,000)."
The cost of Algeria up to the year 1898 was more than 4,000,000,000 francs or £160,000,000, and the annual deficit, which is met by the French taxpayer, varies between 20,000,000 and 30,000,000 francs—an average of £1,000,000. And there is yet another account to be met. The protectionist party subjected the French Colonies to the same tariffs as France, thus closing markets which were becoming highly profitable to other countries, England in particular. Ill-feeling was thus engendered—a feeling embittered by, if it did not occasion, the Fashoda incident, and the cause of inevitable extra expenditure on account of the army and navy. The colonies of France are bought at an entirely exorbitant price, and it is quite maintainable that the slight enlargement of markets which they secure is more than countervailed by the consequent loss in the world's markets. The colonies take a few imports, attract a very few colonists, and afford an immense field for the multiplication of officials. The Reporter of the Colonial Budget in the Senate adduced the following figures, which are not without interest in this regard:—
| Annam and Tonquin | 1396 | officials | 447 | colonists |
| Cochin China | 1966 | " | 262 | " |
| Senegambia | 521 | " | 367 | " |
| Ivory Coast | 111 | " | 52 | " |
| The Congo | 254 | " | 20 | " |
Colonisation, conducted on this principle, is simply State-protection of the official at the expense of the remainder of the State.
The apologists of this system acknowledge that colonies are costly both to obtain and to maintain, but they cite the example of England to prove the future greatness and wealth to be acquired by their aid. England, say these men, has acquired most of her wealth and power by this means. This is the view of the Greater Britain party, headed by Mr. Chamberlain, in that country, but it is by no means the view of the free traders. The eminent writer Lord Farrer, in an article in the Contemporary Review, gives a moderate and conservative estimate of British colonial trade. The foreign trade of England in 1895 was valued at £643,000,000, of which only 25.8 per cent., just a quarter, went to her colonies—£166,000,000. Most of this colonial trade went to colonies, or possessions, such as India, New Zealand, and Australia, which give no sort of tariff preference to England. Indeed it is Canada alone, of all English possessions, which gives such a preference, and that only of late years. It is therefore probable that, were England to lose her empire to-morrow, her colonial trade would suffer little if any diminution. The loss might injure national pride, certainly that of the jingo, but it would reduce the costs of production and so secure an actual profit to English industry.
The actual colonial budget of the British Empire is not large, being little more than half that of France, but her enormous expenditure on the army and navy is largely due to the demands of colonies scattered over every portion of the globe. It is the cost of protecting these colonies which causes an appreciation in British production and handicaps her as a competitor on those world's markets which are ruled by the pure laws of competition. Militaryism, protectionism, bureaucracy, and colonialism, are the order of to-day, but their very excesses are already hastening the inevitable approach of their end.26
The political and economic organisation of society has, hitherto, varied according to the mental equipment of the individual, the risks of destruction threatening each society, the comparative development of production—the conditions of existence, in fine. These conditions have been profoundly modified, particularly during the last century, by the progress which has transformed the arts of production and destruction, until a political and economic organisation suitable to the past is no longer adapted to modern needs. This lack of adaptability may be considered as the first cause of modern socialist propaganda, since it has precipitated a crisis whose effects have chiefly fallen on the class which subsists on the product of its daily toil. More, it has produced the systems of social reorganisation preached by Saint Simon, Fourier, Karl Marx, and a host of Dei minores.* However numerous, these systems all have one common point—they ignore the operation of those laws of nature, which have determined human progress in the past and will continue to do so until the end. Were these propagandists to confine themselves to theory little harm would result, but they generally endeavour to impose their ideas on society by, first of all, seizing that sovereign power which is the attribute of government. Those who are ardent attempt to do this by purely revolutionary means; the more moderate or timid by more or less legal methods. But government alone can reform society, and that by breaking down all resistance.
Nowise denying the evils, disorders, and instability, following this crisis in the course of progress, the economist, who seeks to find the remedy, must battle with the false doctrines of the socialist invader. The struggle has benefited either party. It has given the economists an opportunity for a closer examination of the ills which afflict the "most numerous and poorest class"—to quote Saint Simon—with the result that they have been able to attribute them to the proper cause. The socialist, on the other hand, having begun by ignoring economics and, indeed, every moral science, has learnt the necessity of studying them. However inadequate the scientific spirit in which these men approached the subject, they have learned to dissociate socialism from some of its most gross errors, and a certain number have even forsaken the primitive idea of their creed—that the State must reconstitute and even absorb society. So far advanced from their first position are the more enlightened socialists, that it does not seem idle to hope that further and more profound study will result in an alliance between the leaders of the movement and the professor of political economy proper.
It was in this hope that, fifty years ago, the present author addressed the following appeal to all sincere socialists:—
"Economist and socialist, we may be adversaries, but our ideal and purpose is one. We seek a society in which there will be no stint in the production of all that is needful, whether to support or to embellish human existence. We seek a society where the distribution of these products between their creators will accord with the dictates of pure justice. We seek—in one word—an ideal that may be stated in two words, Justice and Plenty!
"None among you will deny this truth, and, if we say that we seek by different paths, that is the sum of our difference. Your way lies along the obscure and hitherto unexplored defile of the organisation of labour, ours down the broad, well-trodden highway of liberty. Both, we seek to lead a hesitating and halting society, nations looking—but in vain—towards the horizon in hopes of a new column of light to lead them by the way whereon it guided the slaves of Pharaoh to a Land of Promise.
"Now, you proscribe the freedom of labour and curse political economy. Will you continue to do this, or will you rally frankly to our flag, and employ all the precious endowment of your nature—your physical and intellectual powers, to achieve the triumph of our common hope, the cause of liberty? For we can prove that our cause is common. We can prove that all the ills which you ascribe to liberty—or, to use an absolutely equivalent expression, to free competition—do not originate in liberty, but in monopoly and restriction. We can prove that a society truly free—a society relieved from all restriction, all barriers, unique as will be such a society in all the course of history—will be exempt from most of the ills, as we suffer them to-day. We can prove that the organisation of such a society will be the most just, the best, and the most favourable to the production and distribution of wealth, that is attainable by mortal man.
"When we prove all this—and we can do so—I cannot think that you will hesitate as to your choice. Certified that you mistake the true origin of the ills which afflict society, and the remedies for those ills—certified that the truth is on our side and far from yours—no petty vanity, partisanship of propaganda or system, will retain you on the shores of error. Your hearts will no doubt be sad. You will bid a regretful adieu to the dreams which have enchanted your minds, dreams on which you were nurtured and in which you went astray. But in the end you will overpass their vain though lovely imaginations, and, surmounting your natural repugnance, you will come to us. And we—by God, we will do likewise, can you lighten our feeble intelligences with but one gleam of that true light which shone on Saint Paul: can you show us that the truth is with socialism, and not with political economy. We uphold our system, but only as we believe it the true and the just. Prove us, then, that our gods are feeble idols of wood and stone, and we burn them; leave, with no reservation, the altars of our adoration, rejecting the accepted return to the rejected, and worship whence we beforetime went forth.
"One with the other, we stand above the prejudice of party, taking that term at its narrowest. The sphere of our sight is broader, the lift of our wings too great. Truth, justice, the true utility—these be our immortal guides through the obscure circles of mortal knowledge! Humanity—she is our Beatrice!..."27
This appeal, brimming as it is with the naïve confidence of youth, is shown premature in the event. But if none gave ear to it, stillborn in a time unripe, it may yet find hearers. And socialism, allied to the economist, may yet, is that alliance, surmount the barriers of egoistic and blind self-interests, barriers outworn yet clinging about the neck of a transformation which is essential if the political and economic organisation of society is to adapt itself to the changed conditions of the Societies of To-morrow.
The Cost to the United States of War and of Preparation for War, from 1898 to 1904, Seven Fiscal Years Ending June 30, One Thousand Million Dollars. Statements Compiled, Computed, and Proved from the Official Reports of the Government, together with a Statement Showing the Relative Taxation of Great Britain, France, and Germany as Compared with that of the United States.
The following tables, compiled by Mr. Edward Atkinson, are inserted, with the permission of the compiler, as an appendix.
These statistics of the cost of war and of preparation for war, so effectively summarized by the Boston publicist, constitute, in the opinion of the publishers, an impressive commentary on the general conclusions and predictions of M. Molinari's treatise.
The cost of war and warfare from 1898 to 1903 inclusive has been over nine hundred million dollars ($900,000,000). The cost of the war with Spain and of the warfare upon the people of the Philippine Islands to the end of the last fiscal year, Jun. 30, 1903, had been over eight hundred and fifty million dollars ($850,000,000),—an addition in that fiscal year to the precious charge upon the taxpayers of this country of not less than one hundred and fifty million dollars ($150,000,000). This charge is increasing rather than diminishing. At the end of the present calendar year, December 31, 1903, we shall have expended in war and warfare not less than nine hundred and twenty million dollars ($920,000,000), which sum will be slightly in excess of the outstanding bonded debt of the United States bearing interest. Of this sum about three hundred million dollars ($300,000,000) is commonly assigned to the cost of the war with Spain. There is no exact data outside the government accounts by which this can be apportioned.
Over six hundred million dollars ($600,000,000) may be charged by taxpayers to the effort to deprive the people of the Philippine Islands of their liberty. The excess of the expenditures of this country, due to the warfare in the Philippine Islands, with the cost of the increase in the regular army and other expenditures engendered by militarism during the fiscal year ending June 30, 1903, varied but a fraction from two dollars ($2) per head of the population.
By dealing with the official figures for the year ending June 30, 1903, we may find the exact direction of the waste of taxpayers' money in one more year of oppression in the Philippines, of the refusal of liberty, and of futile efforts to redress wrongs previous committed.
The conduct of the work of imposing a form of government upon these people without their consent has been administered by able and upright men who have used their utmost effort to overcome the evil inherent in the conditions. The pretext of developing commerce by holding dominion over these islands has ceased to impose upon intelligent people. All that we import from the Philippines we may continue to import, whoever holds them,—the principal article, hemp, being free of duty. Our insignificant exports have fallen off with the withdrawal of a part of the troops and with the increasing disability on the part of the inhabitants to buy even articles of necessity, such being the poverty and distress which our rule has brought upon them. The proof of those statements is submitted in the subsequent form, all the figures being derived from the official reports of the government.
For twenty years, from June 30, 1878, to June 30, 1898, covering the administrations of Hayes, Arthur, Cleveland (first), Harrison, and Cleveland (second), the average annual expenditures on the different branches of the government service per capita were as follows:
| Civil service, including Indians and postal deficiency | $1.48 |
| War Department, including fortifications and other similar works | .75 |
| Navy Department, including the construction of what is known as the "New Navy" | .35 |
| Interest on the public debt | .90 |
| Pensions, including the very heavy increase during the term of President Harrison | 1.52 |
| Average | $5.00 |
The expenditures in five years of war and warfare under Presidents McKinley and Roosevelt were as follows (annual average):
| Civil service | $1.58 |
| War Department | 1.90 |
| Navy Department | .80 |
| Interest | .47 |
| Pensions | 1.86 |
| Average | $6.61 |
During the last fiscal year, ending June 30th, the expenditures have been as follows (during a year of so-called peace):
| Civil service | $1.77 |
| War Department | 1.47 |
| Navy Department | 1.03 |
| Interest | .36 |
| Pensions | 1.72 |
| Average | $6.35 |
An excess over the normal of twenty years of peace, order, and industry of one dollar and thirty-five rents ($1.35) per head.
But this does not show the whole case. During the twenty years prior to the Spanish war the cost of pensions and interest was two dollars and fifty two cents ($2.52) per head. Had it not been for debts incurred and pensions to so-called Spanish war veterans, these charges, which had been reduced to two dollars and eight cents ($2.08) per head, would not have exceeded one dollar and eighty-eight cents ($1.88) in the last fiscal year, the falling in of pensions through lapse of time now moving on with accelerating speed.
These differences per head may seem to be of trifling importance, but when computed on the population of June 30, 1903, the customary factor by which expenditures are distributed by the Treasury Department,
| The excess of expenditure in the civil service at twenty-nine (29) cents per head comes to | $23,316,000 |
| The excess of expenditure on the army at seventy-two (72) cents per head | 57,888,000 |
| The excess of expenditure on the navy at sixty-eight (68) cents per head | 54,672,000 |
| The total of actual excess of expenditure during the warfare in the Philippine Islands, and the tendency to militarism in the fiscal year ending June 30, 1903 | $135,876,000 |
| If to this be added twenty (20) cents per head, by which the interest and pension charge world have been diminished except for war and warfare | 16,080,000 |
| We find that the waste in war and warfare in the last fiscal year was a fraction less than | $152,000,000 |
The present tendency is to increase rather than to diminish, and when the expenditures of the present six months ending December 31, 1903 are audited, the proof will be complete that the cost of the war with Spain, which a strong administration would have avoided, and the "criminal aggression" upon the people of the Philippine Islands, which a weak administration brought upon the country, will have cost the taxpayers nine hundred and twenty million dollars ($920,000,000), a sum slightly larger than the entire bonded debt of the United States, bearing interest, now outstanding.
The pretext of expansion of commerce in the East in justification of closing the door to trade in the Philippine Islands to other nations, while strenuously urging the open door in China and other parts of Asia, has been exposed and now excites only derision. In the computation of the cost of war and warfare to June 30, 1902, it proved that we had been paying for five years one dollar and five cents ($1.05) per head of our population to secure an export which amounted to six and one half (6½) cents per head, on which there might have been a profit to some one at the rate of one cent per head of the whole population. The figures of the last year are even more grotesque. The cost of criminal aggression in the Philippine Islands during the fiscal year ending June 30, 1903, was not less than one dollar and a quarter ($1.25) per head, after making any allowance that any reasonable man could make for the alleged necessity of increasing the army of the United States and building battle-ships to meet other contingencies. The exports from the United States to the Philippine Islands have fallen off to less than five cents per head of our population: had there been a profit equal to one cent on the five cents they would not have fallen off.
We are still wasting the lives and health of American soldiers and continuing to bring poverty and want upon the people of the Philippine Islands under the pretence of "benevolent assimilation."
The effort to suppress the evidenoe of torture, devastation, and ruin brought upon the people of these islands has failed, the facts of "criminal aggression" have been proved. In this statement the cost in money to the taxpayers of the United States is now submitted.
The cost of war and warfare to June 30, 1904, computed from the expenditures for six months from June 30 to December 31, 1903, and completed by estimate to the end of the fiscal year, June 30, 1904, for seven years will be not less than $1,000,000,000. Extended by estimates submitted by the Secretary of the Treasury to June 30, 1905.
In my first analysis of the cost of war and warfare, July 4, 1902, it was proved that the average expenditures per head of population for twenty years antecedent to the Spanish war had been five dollars per head as follows:
| President Hayes 1878 to 1881, average | $5.21 |
| President Arthur, 1882 to 1885, average | 4.73 |
| President Cleveland, 1886 to 1889, average | 4.43 |
| President Harrison, 1890 to 1893, average | 5.36 |
| President Cleveland, 1894 to 1897, average | 5.18 |
| Average for twenty years of peace | $5.00 |
In this period and included in this average is the cost of what was called "the new navy" which destroyed the Spanish fleets.
In the subsequent five a years of war and warfare under McKinley and Roosevelt it was proved that the average expenditures per capita had been $6.61.
It was proved that the cost of war and warfare up to that date had been at the excess over $700,000,000.
In October, 1903, I prepared a second statement, extending the figures by estimate to December 31, 1903, in which it was proved that the cost of war and warfare to that date would be over $900,000,000.
The estimates used in that treatise have been more than justified by the official statements of the Secretary of the Treasury in his computations of the expenditures to June 30, 1904, by which it appears that the average, per head, of the present year will be $6.29.
It also appears that the estimates presented by the Departments for the fiscal year ending June 30, 1905, if not exceeded, will be $6.76.
The actual difference between the normal rate previous to the Spanish war and the average of $6.58 for seven years of active and passive war and warfare would be, per head, $1.58.
But during the eight years of Harrison and Cleveland, the cost of pensions and interest was, per head, $2.50.
In the fiscal year ending June 30, 1903, pensions and interest were less, per head, than $2.00. Reduction, 50 cents.
Both charges are now rapidly diminishing and the normal cost of government, without war and warfare, in 1903 and 1904, estimated at $6.29, would not have exceeded $4.29 on a basis of peace, order, industry, and good government, economically administered.
The cost of passive war and warfare is now over two dollars per head now being assessed on nearly 82,000,000 people, or over $160,000,000.
On the 30th of June, 1904, the cost of war and warfare, active and passive, will have been $1,000,000,000, and even if the appropriations for the year 1905 are not exceeded at the end of that fiscal year it will have been nearly $1,200,000,000.
We may take off $100,000,000 for expenditures now being made for a useful purpose which were not made before the Spanish war, such as Irrigation, National Parks, the expansion of the Department of Agriculture, and the possibility that the Consular Service may be reorganized, with suitable compensation to competent men.
| At the lowest and most conservative estimates it is, therefore, proved that we have already spent on the Spanish war, as computed | $300,000,000 |
| On criminal aggression and passive warfare in the Philippine Islands | 600,000,000 |
| Total | $900,000,000 |
And that before June 30, 1904, the total will stand at not less than $1,000,000,000.
It is also proved that unless the spirit of aggressive militarism can be stopped—which now costs two dollars ($2) per head—it will be over two dollars and a half ($2.50) in the fiscal year ending June 30, 1905, with a constant tendency to increase as time goes on.
In order to fix the relative increase in these charges, we may compare the different departments under the administration of President Harrison and those of the last fiscal year under President Roosevelt.
| Harrison per head | Roosevelt per head | |
| Civil Service and Indians | $1.66 | $1.72 |
| War | .76 | 1.47 |
| Navy | .42 | 1.02 |
| Interest | .48 | .35 |
| Pensions | 2.04 | 1.73 |
| Average | $5.36 | $6.29 |
We may next compare the average in President Cleveland's first term with the expenditures of the present fiscal year ending June 30, 1904.
| Cleveland per head | Roosevelt per head | |
| Civil Service and Indians | $1.43 | $1.73 |
| War | .66 | 1.40 |
| Navy | .24 | 1.17 |
| Interest | .80 | .29 |
| Pensions | 1.30 | 1.70 |
| Average | $4.43 | $6.29 |
| At the interest and pension rates of 1904, deduct from the Cleveland figures | .21 | |
| Average | $4.22 | |
| Difference wasted | $2.07 |
The average expenditures of 1903 and 1904 have been $6.29. The estimates of 1905 come to $6.76.
Had these expenditures and estimates been free of the cost of continued aggression in the Philippine Islands, of the proposed defensive works in the harbors of the Pacific, and the waste upon battle-ships and other killing instruments which form a necessary part of the policy of imperialism and oversea-expansion, the entire cost of the Civil, Military, and Naval Establishments, Interest, Pensions, Irrigation, Forest Reservations, and support to Agricultural Science could not exceed $4.30 in the present fiscal year, and might even be less in the next.
At every point and by every method that these accounts can be analyzed and fairly stated it is proved that the cost of war and warfare has been, is, and will be over two dollars ($2) per head on a population now about 82,000,000 and rapidly increasing.
The taxpayers of the United States are now payng the penalty for the feeble administration that brought us into this condition and the forcible, feeble administration that as yet fails to get us out, at this rate of two dollars ($2) per head, or ten dollars ($10) per family, or over $160,000,000 per year, tending to increase.
If it is assumed that the liberation of Cuba from oppression could not have been brought about without the Spanish war, commonly computed at $300,000,000, then the following estimates may be modified.
If the Spanish war is proved not to have been necessary, then it is proved that with this waste of six years of war and criminal aggression, $1,000,000,000, the whole bonded debt of the United States might have been paid, with a large premium for the purchase of bonds not yet matured.
It may be estimated that, had this money been spent for any useful purpose, many measures now contemplated might have been partially or wholly carried out.
Had we expended in the seven years $200,000,000 on the improvement of rivers and harbors, how much more would remain to be done?
Had we expended $200,000,000 on the irrigation of arid lands, how much would remain unproductive?
Had we made up to the Southern States, for purposes of common education, a sum a little more than equal to that which the Western States have derived from the public lands which Southern States surrendered to the Nation, which sum is about $65,000,000, by assigning aid to them of $100,000,000, what would be their present condition in the abatement of illiteracy?
Had we appropriated only so much money as may be necessary to construct cruisers for the protection of commerce, such cruisers being necessary so long as predatory nations threaten it, might we not have saved $100,000,000?
What could we have done with the other $400,000,000, which we shall have worse than wasted before the end of the present year, except to have remitted useless and oppressive, obstructive taxes?
Or if the war with Spain is deemed one that could not have been avoided, of which the common estimate of cost is $300,000,000, should we not still have had a surplus of $100,000,000 to be applied to the reduction of taxation?
When the cost of our national government is again reduced to the average of twenty years before the Spanish war—of five dollars ($5) per head, less at least one dollar ($1) per head, or to four dollars ($4), for falling in of pensions and interest as it soon may be when the waste of militarism is stopped—what nation can compete with us in the productive pursuits of peace or in the expansion our commerce with the world?
If such are the proved conditions, then what does it cost each State or Territory at two dollars ($2) per head on the population of the census year 1900, plus two dollars ($2) per head on the subsequent increase—the actual cost being more and increasing?
The following table will show, the computation being made in round thousands, disregarding fractions, at the average rate of two dollars ($2), it being remarked that the richer States pay more, the poorer States less, because these indirect taxes fall wholly on consumers in proportion to their consumption.
Every family pays its proportion of this tax, which is imposed on beer, tobacco, spirits, fuel, timber, steel, iron, and other metals, clothing, leather, cordwood, sugar, salt, fish, potatoes, and every other article of necessity, comfort, or luxury that is now subjected to a tax or duty.
Indirect taxes are tolerated because those who pay them are not conscious of the burden. They are the resort of rulers who dare not expose their purposes.
The proportion by States and Territories on the census of 1900 is as follows:28
| 1 | New York | 7,300,000 | $14,600,000 |
| 2 | Pennsylvania | 6,300,000 | 12,600,000 |
| 3 | Illinois | 4,800,000 | 9,600,000 |
| 4 | Ohio | 4,200,000 | 8,400,000 |
| 5 | Missouri | 3,100,000 | 6,200,000 |
| 6 | Texas | 3,000,000 | 6,000,000 |
| 7 | Massachusetts | 2,800,000 | 5,600,000 |
| 8 | Indiana | 2,500,000 | 5,000,000 |
| 9 | Michigan | 2,400,000 | 4,800,000 |
| 10 | Kentucky | 2,200,000 | 4,400,000 |
| 11 | Georgia | 2,200,000 | 4,400,000 |
| 12 | Iowa | 2,200,000 | 4,400,000 |
| 13 | Wisconsin | 2,100,000 | 4,200,000 |
| 14 | Tennessee | 2,000,000 | 4,000,000 |
| 15 | North Carolina | 1,900,000 | 3,800,000 |
| 16 | Virginia | 1,900,000 | 3,800,000 |
| 17 | New Jersey | 1,900,000 | 3,800,000 |
| 18 | Alabama | 1,800,000 | 3,600,000 |
| 19 | Minnesota | 1,800,000 | 3,600,000 |
| 20 | Mississippi | 1,600,000 | 3,200,000 |
| 21 | California | 1,500,000 | 3,000,000 |
| 22 | Kansas | 1,500,000 | 3,000,000 |
| 23 | South Carolina | 1,400,000 | 2,800,000 |
| 24 | Louisiana | 1,400,003 | 2,800,000 |
| 25 | Arkansas | 1,300,000 | 2,600,000 |
| 26 | Maryland | 1,200,000 | 2,400,000 |
| 27 | Nebraska | 1,100,000 | 2,200,000 |
| 28 | West Virginia | 1,000,000 | 2,000,000 |
| 29 | Connecticut | 900,000 | 1,800,000 |
| 30 | Maine | 700,000 | 1,400,000 |
| 31 | Washington | 500,000 | 1,000,000 |
| 31 | Florida | 500,000 | 1,000,000 |
| 33 | Colorado | 500,000 | 1,000,000 |
| 34 | New Hampshire | 400,000 | 800,000 |
| 35 | Oregon | 400,000 | 800,000 |
| 36 | Rhode Island | 400,000 | 800,000 |
| 37 | Oklahoma | 400,000 | 800,000 |
| 38 | Indian Territory | 400,000 | 800,000 |
| 39 | Vermont | 350,000 | 700,000 |
| 40 | North Dakota | 300,000 | 600,000 |
| 41 | Utah | 300,000 | 600,000 |
| 42 | Montana | 250,000 | 500,000 |
| 43 | Delaware | 200,000 | 400,000 |
| 44 | Idaho | 150,000 | 300,000 |
| 45 | Wyoming | 100,000 | 200,000 |
| 46 | Nevada | 50,000 | 100,000 |
| 75,200,000 | $150,400,000 | ||
| Taxes Free | 1,100,000 | 2,200,000 | |
| In 1900 | 76,300,000 | $152,600,000 | |
| In 1904 | 82,000,000 | 164,000,000 |
The increase in population from 1900 to 1904 would be 7 per cent. average, or from 1 per cent. in States from which emigrants pass, to 50 per cent, in Oklahoma, to which they come.
Now, if the tax gatherer went to the door of every house or to the dwelling place of every person, demanding two dollars per head in cash or ten dollars from each average family, hold long would this waste of warfare and militarism last?
If this tax of two dollars per head, or over $160,000,000 a year, were assessed directly upon the States according to law, to be collected mainly by a direct tax on property, or by a poll tax, how soon would it be abated? Before a single Congressional term had ended would not this waste be stopped, or every member who refused to stop it be relegated to a position where he could abuse a public trust no more?
With these questions, soon to be answered at the polls, I submit these computations to an anxious public, now constantly seeking for solution, and to sagacious politicians who are vying to save the Nation from farther dishonor and reckless waste on oversea-expansion and imperialism.
January 23, 1904.
From an official statement of the national expenditures of the Republic of France the following computations are derived for the year 1901:
| Per capita. | ||
| Population | 38,600,000 | |
| Civil and judicial service | $116,390,696 | $3.00 |
| Army, navy public works, forts, etc. | 234,925,682 | 6.10 |
| Interest on public debt and pensions, omitting workmen's old-age pensions | 257,608,381 | 6.67 |
| $608,924,759 | $15.77 | |
| Expenditures for State manufactures, subsidies to merchant marine, free art schools, and to four religious cults, etc., carry the per capita to over | $17.00 |
From an official statement of the expenditures of the United Kingdom of Great Britain and Ireland the following computations are derived for the year ending March 31, 1901:
| Population computed at | 41,500,000 | |
| Per Capita. | ||
| Expenditures for civil and judicial service, omitting imperial taxes appropriated to local purposes | $114,457,860 | $2.76 |
| Army and navy under normal conditions of peace | 230,159,880 | 5.54 |
| Interest on national debt and pensions | 134,330,400 | 3.24 |
| Total | $478,948,140 | $11.54 |
| The special war expenditures of the year are estimated at | 317,168,460 | 7.64 |
| Total | $796,116,600 | $19.18 |
For the year 1902, this burden will be somewhat lessened; but, by comparison with the United States fiscal year ending June 30, 1901, the British rate is $19.18 per head against the United States rate of $6.57, now also lessened.
Having no official statement of the national expenditures of Germany and not reading German, I am unable to unravel the complex accounts of the German empire in the Almanac de Gotha. I compute them on the best information I can get at $12 per head, very largely for military and naval service.
But this is no measure of the burden, as the pay in the German service is miserably insufficient, and in the examination of German family budgets one constantly finds an item, "Support of son in the army."
It will also be remarked that the burden upon our manufacturing competitors is not truly measured in terms of money.
$12, in Germany, falls on a per capita product not over half our own.
$17, in France, on a product not over three fifths.
$11.54 to $13, in the United Kingdom, in time of peace; $19.18 in time of war on a product per capita not over three quarters, if as much.
The Nemesis of the rule of Blood and Iron—of Revanche—of Junkerism and Militarism, hangs like a pall over continental Europe, and the word, "Disarm or Starve" are written upon the battlements on land and on the battle-ships upon the sea.
From a more extensive study of the relative taxation for national purposes in the United Kingdom, France, Germany, Belgium, and the Netherlands, which are our chief competitors in supplying other parts of the world with manufactured goods, and which are also our principal foreign customers (Italy, Austria, and Spain being yet worse off and Russia always on the verge of widespread famine), I have become satisfied that our advantage in immunity from taxation for military purposes and for the payment of interest on their huge debts incurred in previous wars is equivalent to at least five per cent. upon the value of our whole national product, or a sum between $700,000,000 and $800,000,000. In other words, we have a margin of profit of five per cent. on our whole product before our competitors can begin to credit profit on their product. Such a sum is more than the sum of all our State, county, city, or town taxes imposed for the cost of local government. Prodigal and wasteful as we may be in some places and in some directions, yet the whole sum per capita of National, State, county, city, and town taxes in the United States does not exceed the average rate given above for national taxation only in the European states above named, which are in very largest measure expended for military purposes, or interest on war debts.
The capacity of the European continent, without Russia, to support its own population cannot be questioned, yet more with Southern Russia and Asia Minor added; but divided as it is by the prejudices of race, the diversity of language, and by tariff barriers which yield less revenue than the cost of the armed forces necessary to maintain them, the state of Europe seems hopeless. Hence the urgency for the conquest of colonies and for the expansion of foreign commerce and exports. Hence also the fear of the industrial progress of the United States. Under these conditions the effort is being made to unite in a common effort to exclude imports from this country. Were such a union possible, what would be the effect? The cost of living would be enhanced, that increased cost would enter into all their goods which they now export. For a time the price of our food, fibres, and fabrics would be lessened, our farmers would have a narrower market for a time, but our ability to export manufactured goods would be augmented by the consequent reduction in the cost of living.
The power of the continental states of Europe to compete with the United States and Great Britain, welded together as they would then be by their common interest and mutual dependence, would be wholly destroyed.
So long as the armies of the continent of Europe are maintained, and the effort of the maritime states to create and support great navies is continued, their ability to sustain even the present population is diminished, and will continue to is lessened until some great social revolution destroys the classes by whom militarism is maintained.
As the slave power destroyed itself in this country, so will the military caste destroy itself in Europe.
Such seem to me to be the warnings shadowed forth by even a partial study of the figures of comparative taxation so far as I have been able to compute them. I commend this subject of the relative burden of armies, navies, debts, and taxes to all students of social and political science.
Brookline, Mass., July 4, 1902.
[1.]"The Foundations of Society," by John Wilson Harper.
[2.]Condorcet, "Esquisse d'un Tableau Historique des Progrès de l'Esprit Humain," p. 17.
[3.]The economist must riot confound interest with selfishness, still less with the satisfaction of such needs as are purely material. It signifies rather the sum of the requirements of human nature, material as well as moral. A man does not impose upon himself the sufferings which are inseparable from effort, nor abstain from enjoying the fruits of his toil, for the sole purpose of satisfying selfish wants, whether present or future. Altruistic intention is a frequent and often the more powerful factor in determining labours or abstentions. Altruism includes the love of family and the race, of truth and justice; and its scope is only limited by that of the moral sentiment. Under its spur men have died for each other, a cause, even a cherished idea. There is no real warrant for the opposition between interest and duty, a contradiction that has been too often reiterated. Duty is no more than the obligation to act in conformity with justice, the criterion of which is the general and permanent interest of the species. The sense of justice—in other words the moral sense—naturally predisposes us to conform action to duty. This sense is, no doubt, distributed most unequally. Certain individuals find that obedience to its dictates yields a joy which outweighs any pain, and such men pursue duty at all costs and in face of every obstacle; others are less conscious of the stimulus. A sense of obligation is often disobeyed, but every lapse is followed by that feeling of pain which is called remorse. Finally, there are many persons whose moral sense, the sense of justice, is quite rudimentary; they commit every kind of injustice or immorality to satisfy their passions or vices, and are a menace to society and the race. Mere self-defence compels society to supplement such enfeebled sense of the obligations. It therefore imposes penalties, regulating their incidence in such a way that the amount of pleasure obtained by comitting an injustice is more than neutralised by the punishment which follows.
[4.]See the author's "Les Notions Fondamentales de l'Economie Politique," Introduction, page 5.
[5.]It need scarcely be added that destruction in the interests of security is a necessary factor in production. The ability to destroy constitutes military value. Whether manifested in clearing a territory of the wild beasts which infested it, or as a guarantee against the incursions of predatory tribes, it roots itself in the soil, and forms, so to speak, the first grounds for attaching value to that soil. (See the author's "Les Notions Fondamentales d'Economie Politique," chapter iv.-The Produce of the Earth.)
[6.]See the author's "Cours d'Economie Politique," Third Lesson—Value and Price.
[7.]See the author's "l'Evolution Economique du XIXme Siècle" and also "l'Evolution Politique et la Révolution."
[8.]This subject will be found, more fully developed, in the author's "Grandeur et Décadence de la Guerre."
[9.]See Appendix, Note A—The Czar and Disarmament.
[10.]Extract from "La Production de la Sécurite," Journal des Economistes, February 15, 1849; also printed in "Les Questions d'Economie Politique et de Droit Public," vol. ii. p. 245.
[11.]"The fees of court," says Adam Smith ("Wealth of Nations," Book V., chap, i., part 2), "seem originally to have been the principal support of the different courts of justice in England. Each court endeavoured to draw to itself as much business as it could, and was, on that account, willing to take cognisance of many suits which were not originally intended to fall under it jurisdiction. The Court of King's Bench, instituted for the trial of criminal causes only, took cognisance of civil suits; the plaintiff pretending that the defendant, in not doing him justice, had been guilty of some trespass or misdemeanour. The Court of Exchequer, instituted for the levying of the King's revenue, and for the enforcing payment of such debts only as were due to the King, took cognisance of all other contract debts; the plaintiff alleging that he could not pay the King, because the defendant would nor pay him. In consequence of such fictions, it came, in many cases, to depend altogether upon the parties, before what court they would choose to have their case tried; and each court endeavoured, by superior dispatch and impartiality, to draw to itself as many causes as it could. The present admirable constitution of the courts of justice in England was perhaps originally, in great measure, formed by this emulation, which anciently took place between their respective judges; each judge endeavouring to give, in his own court, the speediest and most effectual remedy which the law would admit, for every sort of injustice."
[12.]Compare "Les Lois Naturelles de l'Economie Politique," chap. xiv: La Constitution Naturelle des Gouvernements; la Commune, la Province, l'Etat.
[13.]See the author's "Les Notions Fondamentales de l'Economie Politique," part ii., chapter iii.—Progress and Organisation of Commercial Undertakings.
[14.]See the author's "The Solution of the Social Question," chap. iii.—The Corporation and the Slave.
[15.]See Appendix, Note B—Syndicates or "Trusts" and their Restrictive Action on Competition.
[16.]See the author's "Cours d'Economie Politique," Tenth Lesson—The Place of the Workman.
[17.]See, in respect of our knowledge of the markets, the author's "Les Bourses du Travail," chapter xviii.—Progrès à Réaliser pour Agrandir et Unifier les Marchés du Travail.
[18.]See Appendix, Note C—The Effects of Industrial Progress on Population.
[19.]See the author's "Les Notions Fondamentales," chapter v., part iii.—Self-Government and its Functions of Guardianship.
[20.]See the author's "Les Bourses du Travail," Appendix page 188; and "Les Notions Fondamentales," Appendix page 437—Abolition of Negro Slavery.
[21.]See Appendix, Note D—Cost and Profit of a Colonial Programme.
[22.]See the author's pamphlet, entitled, "La Conquête de la Chine," C. Mucquardt, Brussels, and Williams and Norgate, London, 1856.
[23.]See the author's "l'Evolution Politique et la Révolution," chapter ix.—La Révolution Française.
[24.]See Appendix, Note E—"The Economic and the Socialistic Conception of the Society of the Future."
[25.]Rouxel, "A Critical Review of the Chief Recent Economic Publications"—Journal des Economistes.
[26.]Journal des Economistes—Yearly Summary for 1898.
[*][The original (1904, G. P. Putnam's Son's), reads "Dii minores".—Econlib Editor]
[27.]Extracted from "l'Utopie de la Liberté"—A Letter to Socialists. Journal des Economistes, June 15, 1848.
Jean-Jacques Rousseau, Ideal Empires and Republics. Rousseau’s Social Contract, More’s Utopia, Bacon’s New Atlantis, Campanella’s City of the Sun, with an Introduction by Charles M. Andrews (Washington: M. Walter Dunne, 1901).
Accessed from oll.libertyfund.org/title/2039 on 2008-06-02
The text is in the public domain.

JEAN JACQUES ROUSSEAU
From an original painting by Latour, in the possession of M. Bordes, at Paris.
| ROUSSEAU | Frontispiece |
| From an original painting by Latour, in the possession of M. Bordes, at Paris. | |
| SIR THOMAS MORE, LORD CHANCELLOR OF ENGLAND | 128 |
| Photogravure from an original painting. |
THE term Utopia, as generally used, refers to those ideal states which are impossible of realization, both because they are peopled by ideal human beings uninfluenced by personal jealousies or individual passions, and because they are based, with but little regard for the complexities and varieties of real society, upon what the writer thinks ought to be, rather than upon the collective experience of mankind. More broadly speaking, however, the term need not be confined to these “fantastic pictures of impossible societies,” or “romantic accounts of fictitious states,” as they have been called, but may be applied to any social, intellectual, or political scheme which is impracticable at the time when it is conceived and presented. Thus enlarged, the field may be made to include schemes as diverse as More’s Utopia, Campanella’s City of the Sun, Cabet’s Icarie, and Morris’s News from Nowhere, Rousseau’s society of the Social Contract; and modern socialistic and communistic organizations, such as the Co-operative Commonwealth of Lawrence Grönlund, popularized by Bellamy in Looking Backward, and Flürcheim’s Money Island.
Utopias have generally made their appearance during periods of great social and political unrest, and it is, therefore, no accident that after Plato’s Republic, written during dark days in the history of Athens, all Utopias should have fallen in the period from the beginning of the sixteenth century to the present time. The Middle Ages, with their fixed institutions, their blind faith, and their acceptance of authority were not a suitable seed-ground for the growth of Utopian schemes Any ideals that were conceived were of a religious character, based upon conceptions of the past and hopes of the future: those of the past combined the pagan notion of a golden age with the Christian’s concept of an age of innocence, giving rise to the doctrine that man had fallen from a perfect life whose simple rules were based on natural law; those of the future looked forward to the re-establishment of Christ’s kingdom on earth. Such doctrines were characteristic of a period in which there existed no true idea of human progress.
But in the period following the Middle Ages, when mediæval institutions were breaking down and men were awakening to the fact that governments had become corrupt and tyrannical, and social relations unjust and immoral, it was natural that they should find comfort and satisfaction in casting into romantic or ideal form their conception of what society ought to be. Excellent examples of such Utopias are to be found among the works of sixteenth century writers, who prompted by the new spirit of inquiry constructed ideal conditions that should eliminate the evils of their age. The earliest, More’s Utopia (1516), presents the lofty ideals of the Oxford reformers, and stands as the greatest literary effort of the time; Vives, a versatile Catholic humanist, in 1531 erected in his De Corruptis Artibus and De Tradendis Discipliniis an ideal academy, a pedagogical Utopia, founded on the highest educational, scientific, and moral considerations;* Doni in I Mundi celesti, terrestri, et infernali (1552-53) satirized in Utopian form the political and social vices of Italy; and a little later, in 1605, under the pseudonym, Mercurius Britannicus, Joseph Hall, made Bishop of Norwich in 1641, published a moral satire, Mundus Alter et Idem, in tone rather Rabelaisian than ideal.
As the seventeenth century advanced, the spirit of free inquiry grew bolder, overthrowing the philosophy of Aristotle, and leading men to study the operations of nature in order to discover the fundamental principles that underlay the constitution of the universe. Three writers, in harmony with the spirit of the age, conceived philosophical and intellectual Utopias, in which by means of the new methods of scientific experimentation the social and intellectual order was to be remodeled. Campanella, a Dominican monk of Calabria, began in 1602 his Civitas Solis, which he published in 1623; Bacon in the Novus Atlantis, written before 1617 and published in 1627, exhibited a state of which the most striking feature was a college “instituted for the interpreting of nature and the production of great and marvelous works for the benefit of man;” and Comenius, after issuing his Conatuum Pansophicorum Dilucidatio in 1639, went to England to form a “Universal College” for physical research on the lines suggested by Bacon in the New Atlantis.* But in the turmoil of the Civil War the Pansophia of Comenius was lost, and hopes of a Universal College soon vanished.
During the next hundred years political questions supplanted philosophical. Harrington’s Oceana dedicated to Cromwell in 1656, was not a romance, but “the first sketch in English political science of a written constitution limiting sovereignty,”† “the only valuable model of a commonwealth,” as Hume calls it. Hume himself, a century later (1752), in his Essays, Moral and Political, Part II., commenting on Plato, More, and Harrington, presented his “Idea of a Perfect Commonwealth,” and believed that in his Utopia he had discovered a form of government to which he himself could not in theory formulate “any considerable objection.”
In France also, writers were coming forward with schemes of a perfect government. Vairasse d’Allais, in La République des Sévarambes, a part of his Histoire des Sévarambes, 1672, pictured a monarchy, with the state owning land and wealth and the people dwelling in huge osmasies like Fourier’s phalanstères. Fénélon in Book X. of the Télémaque, which contains his account of the kingdom of Salente, described a perfect state under the authority of a perfect king.
But Utopias advocating monarchy are rare. With the realization of the evils of the state system of the eighteenth century, thought took a new direction. Morelly in Naufrage des îles flottantes ou la Basiliade de Pilpai, 1753, declared that the existing conditions were corrupt, attacked the law of property, and tried to demonstrate the necessity of placing society under the law of nature and truth, — ideas more fully developed in his Code de la Nature, 1755. This appeal to the law of nature showed the prevailing political concept of the period. The eyes of the reformers were now turned to the natural principles of social order and government, and in 1762 Rousseau gave to the world, in the Contrat Social his scheme of the state founded on social compact. Mably went further than Rousseau, and in his various writings from 1765 to 1784 denounced private property, inheritance and right of bequest, commerce, credit, the arts and sciences, libraries, museums, and the like. Finding his ideal among the Greeks, he viewed the Spartan era as a golden age, and extolled poverty as the mother of frugality and the virtues. He preached not only equality and equal education for all, but a federal state and community of goods. If Rousseau inspired Robespierre and St. Just, it is equally true that Mably and Pechméja (Télèphe, 1784) inspired Marat, Babœuf, and Buonarrotti. Although during the French Revolution men acted rather than dreamed, yet in the teachings of Maréchal, Marat, and the Girondist Brissot de Warville, and in the speeches of St. Just and Robespierre, we find embodied Utopian ideals regarding man and his fundamental rights. The adoption of the constitution of 1793 was as truly an attempt to found a Utopia as was the forming of the “Society of Equals,” through which Babœuf hoped to hasten a communistic millenium.
The French Revolution so shattered society that writers of Utopias, who before had had little real expectation of seeing their theories applied, now worked to remodel the social and industrial order. The followers of St. Simon established an experimental community in 1826; in 1840 a phalanstère of Fourier was set up at Brook Farm in America; at New Lanark, before the close of the eighteenth century, Robert Owen had tried his economic Utopia, and in 1825 was experimenting at New Harmony in Pennsylvania. In 1848 great national workshops were set up in Paris; and in Algiers Marshal Bugeaud endeavored to establish a military colony on a communistic basis. Cabet copied More’s Utopia in his Voyage en Icarie, and gave it a better trial at Nauvoo in Illinois in 1849 than had Frank, Münster, and Münzer in Germany in the sixteenth century. But after Cabet’s Icarie, except in a few cases such as Lytton’s Coming Race, Bellamy’s Looking Backward, and Secrétan’s Mon Utopie, which were little more than literary pastimes, and such experimental communities as the Christian Commonwealth near Columbus, Georgia, and the Ruskin Colony in the same state, both of which have failed, the history of Utopias is the history of scientific socialism, and is not to be dealt with here.
Of all the Utopias the most famous are the four selected for presentation in this volume, for not only are they great creations of the imagination, but they stand in the first rank of literary productions; and two of them, those of More and Rousseau, have surpassed all others in influence. The work of More is further distinguished by the fact that it was the first of the modern productions of the kind, and also the first to bear the familiar title of Utopia. Sir Thomas More was born in 1478. He early became a student of law and the new learning, and though his later years were spent in the practice of law, diplomacy, and statecraft, he remained to the end of his life devoted to learning and religion. That he was a keen observer of the social conditions of his time the Utopia proves; for it contains not only a picture of an ideal community, but a severe indictment of the disorders attending the great social and economic transformation from an agricultural to an industrial and commercial state through which England was passing. New conditions of industry and commerce had made impossible the retention of the old manorial system; villenage was disappearing and the villeins were becoming copy-holders; agriculture was ceasing to be profitable under the old methods; money was taking the place of payments in kind; and the dispersion of the manorial tenantry was increasing vagabondage and the number of the unemployed. The old towns, too, like Norwich, Exeter, York, Winchester, and Southampton, with their narrow gild restrictions were falling into decay, and were making way for new industrial centers like Birmingham, Manchester, Leeds, and Sheffield. More important still was the introduction, in many of the counties, of the inclosure system. Landlords, discovering that farming was more profitable when done on a large scale, and that sheep raising brought even larger returns than agriculture, turned arable lands into pasture, thus depopulating the old villages, setting adrift large number of villeins to find work wherever they could, and bringing great distress and misery to the people. Such were the conditions that inspired More in his Utopia, the first book of which is a treatise on the evils of the time.
The second book of the Utopia presents as a remedy for all ills an ideal state in which there are no drones and of which the key-note is moderation. With the exception of the very learned, the inhabitants of the new state are all producers, who devote six hours of each day to labor and the remaining to social and intellectual pleasures; who avoid war and all luxuries; and whose king, chosen by themselves and for life, lives like a common citizen, governing not in the interest of the few, but for the happiness of the many. In his treatment of labor, questions of criminal law, education, public health, and freedom of speech, More strikes a very modern note; but though he showed himself, like the other Oxford reformers, a lover of liberty, justice, truth, and toleration, and though he rose to be Chancellor of England, he made no effort to apply as a politician the doctrines he had advanced as a philosopher. Possibly, as Master of the Court of Requests, or Court of Poor Men’s Causes, he may have dispensed the justice of the Utopia; but in other matters, notably that of religion, he did not in practice rise to the height he had attained in his thought. He opposed Lutheranism, and while not persecuting the Protestants, as has been charged, battled with heresy till his death. In fact, the second book of the Utopia at its best but reflects the character of a noble man, whose mind revolted against the injustice and inequalities of his age.
Both Campanella’s City of the Sun and Bacon’s New Atlantis, notwithstanding their differences in setting and treatment, represent an awakened interest in a new philosophy. Unlike Sir Thomas More, neither Campanella nor Bacon concerned himself much with the economic or social questions of his time. Campanella was from boyhood a student of logic and physics. Bacon, led partly by personal inclination, and partly by the fact that in the greater prosperity of the age of Elizabeth, social conditions had become less exigent, turned his attention to politics and philosophy. The crisis reflected in the Utopias of these writers were, therefore, revolutions, not in society, but in philosophical thought and method. Influenced by Bernhard Telesius (1508-88), the great Italian opponent of the doctrines of Aristotle, Campanella, like Bacon saw the need of a fundamental reform of natural philosophy, and the substitution for analogies and abstract generalizations of the sounder method of exact observation. Unwilling to employ principles established arbitrarily, they based all conclusions on careful and scientific experimentation. Before Campanella was twenty-five years old he had published a series of works supporting the contention that men can understand the world only through the senses. Bacon, born in 1561, seven years earlier than Campanella, although from boyhood eager to accomplish by means of a new philosophy something of practical benefit for humanity, was slower in publishing his views. Whereas the City of the Sun, written after the De Sensu Rerum, Philosophia Sensibus Demonstrata, and De Investigatione Rerum, presents a social and philosophical scheme worked out in minute detail, the New Atlantis, written before the publication of the Novum Organum and the Instauratio Magna, is but a sketch of the results Bacon would like to have attained, rather than a demonstration of the methods necessary for their attainment. Campanella’s work is, so far as it goes, complete; Bacon’s is only a fragment which probably he never intended to perfect.
Campanella, born in southern Calabria in 1568, became at a very early age a Dominican monk and was interested rather in physics than in theology. By attacking the prevailing Aristotelian philosophy, he soon roused enemies against him, and was imprisoned on the charge of conspiring to overthrow the Kingdom of Naples and found a republic. He was seven times tortured during twenty-seven years of confinement in fifty different prisons, and was often deprived of the means of study and writing. After his release in 1626, he withdrew to France; and in 1639, died in a convent of his order. The Civitas Solis seu idea reipublicae philosophicæ, written in prison, is believed to have been the beginning of a large work, of which the first part was to deal with the laws of nature, the second with the manners and customs of men, the third with the organization of the state, the fourth with the economic bases of society. It was, as Campanella himself says, the counterpart of Plato’s Republic, and on its scientific side was based on Telesius. It formulated for the first time a complete socialistic system on a scientific foundation,* and, in France especially, furnished a model for later ideal communities.
The city with its seven walls, its compact organization, its carefully divided labors, and rigorous discipline reflect the monastic experiences of the writer; but the principles, in accordance with which the state is governed, the social relation determined, and industry controlled, are such as to interest men in all ages. Collectively, the inhabitants labor for the common good; individually, each seeks the perfecting of his body and soul, the care of the young children, and the worship of God. Government is intrusted to the wisest and ablest, and laws are made and administered only so far as they promote the object for which all are laboring. The essences of life are equality, sacrifice of self for the community, the banishment of egotism; and peculiar features are the community of wives and goods, common meals, state control of produce, and of children after a certain age, dislike of commercial exchange, depreciation of money, love of all for manual labor, and the high regard which all show for intellectual and artistic pursuits. It is a remarkable fact that in spite of Campanella’s sufferings his work should not only show no trace of bitterness, but should maintain consistently the loftiest ideals.
Less purely Utopian in conception than the City of the Sun is Bacon’s Atlantis, and almost entirely wanting is it in the communistic extravagances of Campanella’s work. It contains an expression of the scientific views of Bacon and his opinion regarding the duty of the state toward science. More than this it describes his tastes in conduct and dress, and is characterized by a spirit of hospitality, kindliness, and courtesy, which betrays his sympathetic nature. As has been well said “there is no single work of his which has so much of himself in it.” Unlike More, who would limit the population, Bacon, as the institutions of the Tirsan shows, would have families large; and unlike other writers of his age, he gives a prominent part and attractive character to Joabin, a Jew. But the chief interest of the author centers in Solomon’s House, the College of the Six Days Works, a state institution governed by an official body, and founded for the purpose of discovering “the causes and secret motions of things.” Here Bacon gives a list of those experiments and observations, which he hoped would increase knowledge, ameliorate the conditions of life, improve the physical well-being of man, and enlarge the bounds of the human empire. In medicine, surgery, meteorology, food, and mechanical contrivances he anticipates many of the improvements of later times. It has been generally supposed that “this noblest foundation that ever was on earth” suggested the foundation and program of the Royal Society in England and of similar societies abroad.
From Campanella and Bacon to Rousseau is a long reach not only in time, but in thought also; and nothing could be more foreign to the philosophy advocated by the earlier writers than the a priori methods of Rousseau, and his disregard of history, observation, and induction. Taking ideas that had been floating about in Europe for two centuries, he presented them, with great charm and vigor of style, as a set of positive principles governing the organization of the state. Nor did he invent an island of Utopia, a City of the Sun, or a far away Atlantis in which to apply his principles, but he declared that they were capable of universal application, and that they indicated what every government would be if it were stripped of the artificial garb of civilization. His vague generalizations and impracticable doctrines were the more effective because not embodied in a romantic form, for each doctrine applied directly to the man who read it and was applied by him to the state that was oppressing him. Rousseau fascinated the multitude because he seemed to appeal, not to their imagination, but to their reason, and seemed to say that the state of the Social Contract was what France ought to be and might be, if only the people of France had their rights.
The central idea of the Social Contract is the absolute authority of the people. Rousseau declares that the existing situation is but a degeneration from a more perfect order, when man, born free, was possessed of natural liberty and governed by natural law; and that this degeneration had begun when man exchanged natural liberty for civil liberty, and natural law for positive law. Rousseau further holds that government and the state are the result of a social compact, a common agreement between individuals who voluntarily yield themselves to be subject to the common will; that such body politic is composed of equal members possessed of absolute authority; that sovereignty residing in the people can neither be delegated to representatives nor modified by contract with a king; and that the will of the majority, as expressed by universal suffrage, determines the form the government should take, and can at any time change the government if it desires. The result of such ideas was to lead the people to believe that existing institutions had no right to exist; that sovereignty rightfully belonged not to the king but to them; and that a government which had usurped sovereignty could be set aside.
But Rousseau’s Utopia was based on four fallacies: first, the essential goodness of man; secondly, the original freedom and equality of man; thirdly, the possession by man of inherent political rights; and fourthly, the compact between individuals as the basis of the State. Yet its doctrines found a firm rooting among the people of the period after Rousseau, both in France and in America, and rights of man and an original compact became the shibboleths of statesmen for half a century. Rousseau’s Utopia, unlike the ideal states that had gone before, appealed to the masses of the people already ripe for revolution, became a standard around which they were to rally, an article of faith for which they were to fight. In this respect, the Social Contract is no longer a Utopia, but a creed, of that class to which Calvin’s Institutes belong With the rise of the historical school, however, its doctrines have vanished, much as did those of Aristotle before the attacks of Campanella and Bacon. Latter-day Utopias are not founded on a priori deductions; they generally have a scientific basis.
The systematic study of Utopias cannot but be fruitful of results. Fantastic though many of the systems are, each is nevertheless a mirror of the prevailing thought of the period in which it is written and a key to the ideals of the best men. To write properly the history of Utopias from the time of Sir Thomas More to the present is to write the history of the progress of human thought in the last five centuries.
This little treatise is extracted from a larger work undertaken at an earlier time without consideration of my capacity, and long since abandoned. Of the various fragments that might be selected from what was accomplished, the following is the most considerable and appears to me the least unworthy of being offered to the public. The rest of the work is no longer in existence.
I wish to inquire whether, taking men as they are and laws as they can be made, it is possible to establish some just and certain rule of administration in civil affairs. In this investigation I shall always strive to reconcile what right permits with what interest prescribes, so that justice and utility may not be severed.
I enter upon this inquiry without demonstrating the importance of my subject. I shall be asked whether I am a prince or a legislator that I write on politics. I reply that I am not; and that it is for this very reason that I write on politics. If I were a prince or a legislator, I should not waste my time in saying what ought to be done; I should do it or remain silent.
Having been born a citizen of a free State,* and a member of the sovereign body, however feeble an influence my voice may have in public affairs, the right to vote upon them is sufficient to impose on me the duty of informing myself about them; and I feel happy, whenever I meditate on governments, always to discover in my researches new reasons for loving that of my own country.
Man is born free, and everywhere he is in chains. Many a one believes himself the master of others, and yet he is a greater slave than they. How has this change come about? I do not know. What can render it legitimate? I believe that I can settle this question.
If I considered only force and the results that proceed from it, I should say that so long as a people is compelled to obey and does obey, it does well; but that, so soon as it can shake off the yoke and does shake it off, it does better; for, if men recover their freedom by virtue of the same right by which it was taken away, either they are justified in resuming it, or there was no justification for depriving them of it. But the social order is a sacred right which serves as a foundation for all others. This right, however, does not come from nature. It is therefore based on conventions. The question is to know what these conventions are. Before coming to that, I must establish what I have just laid down.
The earliest of all societies,* and the only natural one, is the family; yet children remain attached to their father only so long as they have need of him for their own preservation. As soon as this need ceases, the natural bond is dissolved. The children being freed from the obedience which they owed to their father, and the father from the cares which he owed to his children, become equally independent. If they remain united, it is no longer naturally but voluntarily; and the family itself is kept together only by convention.
This common liberty is a consequence of man’s nature. His first law is to attend to his own preservation, his first cares are those which he owes to himself; and as soon as he comes to years of discretion, being sole judge of the means adapted for his own preservation, he becomes his own master.
The family is, then, if you will, the primitive model of political societies; the chief is the analogue of the father, while the people represent the children; and all, being born free and equal, alienate their liberty only for their own advantage. The whole difference is that, in the family, the father’s love for his children repays him for the care that he bestows upon them; while, in the State, the pleasure of ruling makes up for the chief’s lack of love for his people.
Grotius* denies that all human authority is established for the benefit of the governed, and he cites slavery as an instance. His invariable mode of reasoning is to establish right by fact. A juster method might be employed, but none more favorable to tyrants.
It is doubtful, then, according to Grotius, whether the human race belongs to a hundred men, or whether these hundred men belong to the human race; and he appears throughout his book to incline to the former opinion, which is also that of Hobbes. In this way we have mankind divided like herds of cattle, each of which has a master, who looks after it in order to devour it.
Just as a herdsman is superior in nature to his herd, so chiefs, who are the herdsmen of men, are superior in nature to their people. Thus, according to Philo’s account, the Emperor Caligula reasoned, inferring truly enough from this analogy that kings are gods, or that men are brutes.
The reasoning of Caligula is tantamount to that of Hobbes and Grotius. Aristotle, before them all, had likewise said that men are not naturally equal, but that some are born for slavery and others for dominion.
Aristotle was right, but he mistook the effect for the cause. Every man born in slavery is born for slavery; nothing is more certain. Slaves lose everything in their bonds, even the desire to escape from them; they love their servitude as the companions of Ulysses loved their brutishness. If, then, there are slaves by nature, it is because there have been slaves contrary to nature. The first slaves were made such by force; their cowardice kept them in bondage.
I have said nothing about King Adam nor about Emperor Noah, the father of three great monarchs who shared the universe, like the children of Saturn with whom they are supposed to be identical. I hope that my moderation will give satisfaction; for, as I am a direct descendant of one of these princes, and perhaps of the eldest branch, how do I know whether, by examination of titles, I might not find myself the lawful king of the human race? Be that as it may, it cannot be denied that Adam was sovereign of the world, as Robinson was of his island, so long as he was its sole inhabitant; and it was an agreeable feature of that empire that the monarch, secure on his throne, had nothing to fear from rebellions, or wars, or conspirators.
The strongest man is never strong enough to be always master, unless he transforms his power into right, and obedience into duty. Hence the right of the strongest — a right apparently assumed in irony, and really established in principle. But will this phrase never be explained to us? Force is a physical power; I do not see what morality can result from its effects. To yield to force is an act of necessity, not of will; it is at most an act of prudence. In what sense can it be a duty?
Let us assume for a moment this pretended right. I say that nothing results from it but inexplicable nonsense; for if force constitutes right, the effect changes with the cause, and any force which overcomes the first succeeds to its rights. As soon as men can disobey with impunity, they may do so legitimately; and since the strongest is always in the right, the only thing is to act in such a way that one may be the strongest. But what sort of a right is it that perishes when force ceases? If it is necessary to obey by compulsion, there is no need to obey from duty; and if men are no longer forced to obey, obligation is at an end. We see then, that this word right adds nothing to force; it here means nothing at all.
Obey the powers that be. If that means, Yield to force, the precept is good but superfluous; I reply that it will never be violated. All power comes from God, I admit; but every disease comes from him too; does it follow that we are prohibited from calling in a physician? If a brigand should surprise me in the recesses of a wood, am I bound not only to give up my purse when forced, but am I also morally bound to do so when I might conceal it? For, in effect, the pistol which he holds is a superior force.
Let us agree, then, that might does not make right, and that we are bound to obey none but lawful authorities. Thus my original question ever recurs.
Since no man has any natural authority over his fellow-men, and since force is not the source of right, conventions remain as the basis of all lawful authority among men.*
If an individual, says Grotius, can alienate his liberty and become the slave of a master, why should not a whole people be able to alienate theirs, and become subject to a king? In this there are many equivocal terms requiring explanation; but let us confine ourselves to the word alienate. To alienate is to give or sell. Now, a man who becomes another’s slave does not give himself; he sells himself at the very least for his subsistence. But why does a nation sell itself? So far from a king supplying his subjects with their subsistence, he draws his from them; and, according to Rabelais, a king does not live on a little. Do subjects, then, give up their persons on condition that their property also shall be taken? I do not see what is left for them to keep.
It will be said that the despot secures to his subjects civil peace. Be it so; but what do they gain by that, if the wars which his ambition brings upon them, together with his insatiable greed and the vexations of his administration, harass them more than their own dissensions would? What do they gain by it if this tranquillity is itself one of their miseries? Men live tranquilly also in dungeons; is that enough to make them contented there? The Greeks confined in the cave of the Cyclops lived peacefully until their turn came to be devoured.
To say that a man gives himself for nothing is to say what is absurd and inconceivable; such an act is illegitimate and invalid, for the simple reason that he who performs it is not in his right mind. To say the same thing of a whole nation is to suppose a nation of fools; and madness does not confer rights.
Even if each person could alienate himself, he could not alienate his children; they are born free men; their liberty belongs to them, and no one has a right to dispose of it except themselves. Before they have come to years of discretion, the father can, in their name, stipulate conditions for their preservation and welfare, but not surrender them irrevocably and unconditionally; for such a gift is contrary to the ends of nature, and exceeds the rights of paternity. In order, then, that an arbitrary government might be legitimate, it would be necessary that the people in each generation should have the option of accepting or rejecting it; but in that case such a government would no longer be arbitrary.
To renounce one’s liberty is to renounce one’s quality as a man, the rights and also the duties of humanity. For him who renounces everything there is no possible compensation. Such a renunciation is incompatible with man’s nature, for to take away all freedom from his will is to take away all morality from his actions. In short, a convention which stipulates absolute authority on the one side and unlimited obedience on the other is vain and contradictory. Is it not clear that we are under no obligations whatsoever toward a man from whom we have a right to demand everything? And does not this single condition, without equivalent, without exchange, involve the nullity of the act? For what right would my slave have against me, since all that he has belongs to me? His rights being mine, this right of me against myself is a meaningless phrase.
Grotius and others derive from war another origin for the pretended right of slavery. The victor having, according to them, the right of slaying the vanquished, the latter may purchase his life at the cost of his freedom; an agreement so much the more legitimate that it turns to the advantage of both.
But it is manifest that this pretended right of slaying the vanquished in no way results from the state of war. Men are not naturally enemies, if only for the reason that, living in their primitive independence, they have no mutual relations sufficiently durable to constitute a state of peace or a state of war. It is the relation of things and not of men which constitutes war; and since the state of war cannot arise from simple personal relations, but only from real relations, private war — war between man and man — cannot exist either in the state of nature, where there is no settled ownership, or in the social state where everything is under the authority of the laws.
Private combats, duels, and encounters are acts which do not constitute a state of war; and with regard to the private wars authorized by the Establishments of Louis IX., king of France, and suspended by the Peace of God, they were abuses of the feudal government, an absurd system if ever there was one, contrary both to the principles of natural right and to all sound government.
War, then, is not a relation between man and man, but a relation between State and State, in which individuals are enemies only by accident, not as men, nor even as citizens, but as soldiers; not as members of the fatherland, but as its defenders. In short, each State can have as enemies only other States and not individual men, inasmuch as it is impossible to fix any true relation between things of different kinds.
This principle is also conformable to the established maxims of all ages and to the invariable practice of all civilized nations. Declarations of war are not so much warnings to the powers as to their subjects. The foreigner, whether king, or nation, or private person, that robs, slays, or detains subjects without declaring war against the government, is not an enemy, but a brigand. Even in open war, a just prince, while he rightly takes possession of all that belongs to the State in an enemy’s country, respects the person and property of individuals; he respects the rights on which his own are based. The aim of war being the destruction of the hostile State, we have a right to slay its defenders so long as they have arms in their hands; but as soon as they lay them down and surrender, ceasing to be enemies or instruments of the enemy, they become again simply men, and no one has any further right over their lives. Sometimes it is possible to destroy the State without killing a single one of its members; but war confers no right except what is necessary to its end. These are not the principles of Grotius;* they are not based on the authority of poets, but are derived from the nature of things, and are founded on reason.
With regard to the right of conquest, it has no other foundation than the law of the strongest. If war does not confer on the victor the right of slaying the vanquished, this right, which he does not possess, cannot be the foundation of a right to enslave them. If we have a right to slay an enemy only when it is impossible to enslave him, the right to enslave him is not derived from the right to kill him; it is, therefore, an iniquitous bargain to make him purchase his life, over which the victor has no right, at the cost of his liberty. In establishing the right of life and death upon the right of slavery, and the right of slavery upon the right of life and death, is it not manifest that one falls into a vicious circle?
Even if we grant this terrible right of killing everybody, I say that a slave made in war, or a conquered nation, is under no obligation at all to a master, except to obey him so far as compelled. In taking an equivalent for his life the victor has conferred no favor on the slave; instead of killing him unprofitably, he has destroyed him for his own advantage. Far, then, from having acquired over him any authority in addition to that of force, the state of war subsists between them as before, their relation even is the effect of it; and the exercise of the rights of war supposes that there is no treaty of peace. They have made a convention. Be it so; but this convention, far from terminating the state of war, supposes its continuance.
Thus, in whatever way we regard things, the right of slavery is invalid, not only because it is illegitimate, but because it is absurd and meaningless. These terms, slavery and right, are contradictory and mutually exclusive. Whether addressed by a man to a man, or by a man to a nation, such a speech as this will always be equally foolish: “I make an agreement with you wholly at your expense and wholly for my benefit, and I shall observe it as long as I please, while you also shall observe it as long as I please.”
If I should concede all that I have so far refuted, those who favor despotism would be no farther advanced. There will always be a great difference between subduing a multitude and ruling a society. When isolated men, however numerous they may be, are subjected one after another to a single person, this seems to me only a case of master and slaves, not of a nation and its chief; they form, if you will, an aggregation, but not an association, for they have neither public property nor a body politic. Such a man, had he enslaved half the world, is never anything but an individual; his interest, separated from that of the rest, is never anything but a private interest. If he dies, his empire after him is left disconnected and disunited, as an oak dissolves and becomes a heap of ashes after the fire has consumed it.
A nation, says Grotius, can give itself to a king. According to Grotius, then, a nation is a nation before it gives itself to a king. This gift itself is a civil act, and presupposes a public resolution. Consequently, before examining the act by which a nation elects a king, it would be proper to examine the act by which a nation becomes a nation; for this act, being necessarily anterior to the other, is the real foundation of the society.
In fact, if there were no anterior convention, where, unless the election were unanimous, would be the obligation upon the minority to submit to the decision of the majority? And whence do the hundred who desire a master derive the right to vote on behalf of ten who do not desire one? The law of the plurality of votes is itself established by convention, and presupposes unanimity once at least.
I assume that men have reached a point at which the obstacles that endanger their preservation in the state of nature overcome by their resistance the forces which each individual can exert with a view to maintaining himself in that state. Then this primitive condition cannot longer subsist, and the human race would perish unless it changed its mode of existence.
Now as men cannot create any new forces, but only combine and direct those that exist, they have no other means of self-preservation than to form by aggregation a sum of forces which may overcome the resistance, to put them in action by a single motive power, and to make them work in concert.
This sum of forces can be produced only by the combination of many; but the strength and freedom of each man being the chief instruments of his preservation, how can he pledge them without injuring himself, and without neglecting the cares which he owes to himself? This difficulty, applied to my subject, may be expressed in these terms:—
“To find a form of association which may defend and protect with the whole force of the community the person and property of every associate, and by means of which, coalescing with all, may nevertheless obey only himself, and remain as free as before.” Such is the fundamental problem of which the social contract furnishes the solution.
The clauses of this contract are so determined by the nature of the act that the slightest modification would render them vain and ineffectual; so that, although they have never perhaps been formally enunciated, they are everywhere the same, everywhere tacitly admitted and recognized, until, the social pact being violated, each man regains his original rights and recovers his natural liberty while losing the conventional liberty for which he renounced it.
These clauses, rightly understood, are reducible to one only, viz, the total alienation to the whole community of each associate with all his rights; for, in the first place, since each gives himself up entirely, the conditions are equal for all; and, the conditions being equal for all, no one has any interest in making them burdensome to others.
Further, the alienation being made without reserve, the union is as perfect as it can be, and an individual associate can no longer claim anything; for, if any rights were left to individuals, since there would be no common superior who could judge between them and the public, each, being on some point his own judge, would soon claim to be so on all; the state of nature would still subsist, and the association would necessarily become tyrannical or useless.
In short, each giving himself to all, gives himself to nobody; and as there is not one associate over whom we do not acquire the same rights which we concede to him over ourselves, we gain the equivalent of all that we lose, and more power to preserve what we have.
If, then, we set aside what is not of the essence of the social contract, we shall find that it is reducible to the following terms: “Each of us puts in common his person and his whole power under the supreme direction of the general will; and in return we receive every member as an indivisible part of the whole.”
Forthwith, instead of the individual personalities of all the contracting parties, this act of association produces a moral and collective body, which is composed of as many members as the assembly has voices, and which receives from this same act its unity, its common self (moi), its life, and its will. This public person, which is thus formed by the union of all the individual members, formerly took the name of city, and now takes that of republic or body politic, which is called by its members State when it is passive, sovereign when it is active, power when it is compared to similar bodies. With regard to the asssociates, they take collectively the name of people, and are called individually citizens, as participating in the sovereign power, and subjects, as subjected to the laws of the State. But these terms are often confused and are mistaken one for another; it is sufficient to know how to distinguish them when they are used with complete precision.
We see from this formula that the act of association contains a reciprocal engagement between the public and individuals, and that every individual, contracting so to speak with himself, is engaged in a double relation, viz, as a member of the sovereign toward individuals, and as a member of the State toward the sovereign. But we cannot apply here the maxim of civil law that no one is bound by engagements made with himself; for there is a great difference between being bound to oneself and to a whole of which one forms part.
We must further observe that the public resolution which can bind all subjects to the sovereign in consequence of the two different relations under which each of them is regarded cannot, for a contrary reason, bind the sovereign to itself; and that accordingly it is contrary to the nature of the body politic for the sovereign to impose on itself a law which it cannot transgress. As it can only be considered under one and the same relation, it is in the position of an individual contracting with himself; whence we see that there is not, nor can be, any kind of fundamental law binding upon the body of the people, not even the social contract. This does not imply that such a body cannot perfectly well enter into engagements with others in what does not derogate from this contract; for, with regard to foreigners, it becomes a simple being, an individual.
But the body politic or sovereign, deriving its existence only from the sanctity of the contract, can never bind itself, even to others, in anything that derogates from the original act, such as alienation of some portion of itself, or submission to another sovereign. To violate the act by which it exists would be to annihilate itself; and what is nothing produces nothing.
So soon as the multitude is thus united in one body, it is impossible to injure one of the members without attacking the body, still less to injure the body without the members feeling the effects. Thus duty and interest alike oblige the two contracting parties to give mutual assistance; and the men themselves should seek to combine in this twofold relationship all the advantages which are attendant on it.
Now, the sovereign, being formed only of the individuals that compose it, neither has nor can have any interest contrary to theirs; consequently the sovereign power needs no guarantee toward its subjects, because it is impossible that the body should wish to injure all its members; and we shall see hereafter that it can injure no one as an individual. The sovereign, for the simple reason that it is so, is always everything that it ought to be.
But this is not the case as regards the relation of subjects to the sovereign, which, notwithstanding the common interest, would have no security for the performance of their engagements, unless it found means to ensure their fidelity.
Indeed, every individual may, as a man, have a particular will contrary to, or divergent from, the general will which he has as a citizen; his private interest may prompt him quite differently from the common interest; his absolute and naturally independent existence may make him regard what he owes to the common cause as a gratuitous contribution, the loss of which will be less harmful to others than the payment of it will be burdensome to him; and, regarding the moral person that constitutes the State as an imaginary being because it is not a man, he would be willing to enjoy the rights of a citizen without being willing to fulfil the duties of a subject. The progress of such injustice would bring about the ruin of the body politic.
In order, then, that the social pact may not be a vain formulary, it tacitly includes this engagement, which can alone give force to the others, that whoever refuses to obey the general will shall be constrained to do so by the whole body; which means nothing else than that he shall be forced to be free; for such is the condition which, uniting every citizen to his native land, guarantees him from all personal dependence, a condition that insures the control and working of the political machine, and alone renders legitimate civil engagements, which, without it, would be absurd and tyrannical, and subject to the most enormous abuses.
The passage from the state of nature to the civil state produces in man a very remakable change, by substituting in his conduct justice for instinct, and by giving his actions the moral quality that they previously lacked. It is only when the voice of duty succeeds physical impulse, and law succeeds appetite, that man, who till then had regarded only himself, sees that he is obliged to act on other principles, and to consult his reason before listening to his inclinations. Although, in this state, he is deprived of many advantages that he derives from nature, he acquires equally great ones in return; his faculties are exercised and developed; his ideas are expanded; his feelings are ennobled; his whole soul is exalted to such a degree that, if the abuses of this new condition did not often degrade him below that from which he has emerged, he ought to bless without ceasing the happy moment that released him from it for ever, and transformed him from a stupid and ignorant animal into an intelligent being and a man.
Let us reduce this whole balance to terms easy to compare. What man loses by the social contract is his natural liberty and an unlimited right to anything which tempts him and which he is able to attain; what he gains is civil liberty and property in all that he possesses. In order that we may not be mistaken about these compensations, we must clearly distinguish natural liberty, which is limited only by the powers of the individual, from civil liberty, which is limited by the general will; and possession, which is nothing but the result of force or the right of first occupancy, from property, which can be based only on a positive title.
Besides the preceding, we might add to the acquisitions of the civil state moral freedom, which alone renders man truly master of himself; for the impulse of mere appetite is slavery, while obedience to a self-prescribed law is liberty. But I have already said too much on this head, and the philosophical meaning of the term liberty does not belong to my present subject.
Every member of the community at the moment of its formation gives himself up to it, just as he actually is, himself and all his powers, of which the property that he possesses forms part. By this act, possession does not change its nature when it changes hands, and become property in those of the sovereign; but, as the powers of the State (cité) are incomparably greater than those of an individual, public possession is also, in fact, more secure and more irrevocable, without being more legitimate, at least in respect of foreigners; for the State, with regard to its members, is owner of all their property by the social contract, which, in the State, serves as the basis of all rights; but with regard to other powers, it is owner only by the right of first occupancy which it derives from individuals.
The right of first occupancy, although more real than that of the strongest, becomes a true right only after the establishment of that of property. Every man has by nature a right to all that is necessary to him; but the positive act which makes him proprietor of certain property excludes him from all the residue. His portion having been allotted, he ought to confine himself to it, and he has no further right to the undivided property. That is why the right of first occupancy, so weak in the state of nature, is respected by every member of a State. In this right men regard not so much what belongs to others as what does not belong to themselves.
In order to legalize the right of first occupancy over any domain whatsoever, the following conditions are, in general, necessary: first, the land must not yet be inhabited by any one; secondly, a man must occupy only the area required for his subsistence; thirdly, he must take possession of it, not by an empty ceremony, but by labor and cultivation, the only mark of ownership which, in default of legal title, ought to be respected by others.
Indeed, if we accord the right of first occupancy to necessity and labor, do we not extend it as far as it can go? Is it impossible to assign limits to this right? Will the mere setting foot on common ground be sufficient to give an immediate claim to the ownership of it? Will the power of driving away other men from it for a moment suffice to deprive them for ever of the right of returning to it? How can a man or a people take possession of an immense territory and rob the whole human race of it except by a punishable usurpation, since other men are deprived of the place of residence and the sustenance which nature gives to them in common. When Nuñez Balboa on the seashore took possession of the Pacific Ocean and of the whole of South America in the name of the crown of Castile, was this sufficient to dispossess all the inhabitants, and exclude from it all the princes in the world? On this supposition such ceremonies might have been multiplied vainly enough; and the Catholic king in his cabinet might, by a single stroke, have taken possession of the whole world, only cutting off afterward from his empire what was previously occupied by other princes.
We perceive how the lands of individuals, united and contiguous, become public territory, and how the right of sovereignty, extending itself from the subjects to the land which they occupy, becomes at once real and personal; which places the possessors in greater dependence, and makes their own powers a guarantee for their fidelity — an advantage which ancient monarchs do not appear to have clearly perceived, for, calling themselves only kings of the Persians or Scythians or Macedonians, they seem to have regarded themselves as chiefs of men rather than as owners of countries. Monarchs of to-day call themselves more cleverly kings of France, Spain, England, etc.; in thus holding the land they are quite sure of holding its inhabitants.
The peculiarity of this alienation is that the community, in receiving the property of individuals, so far from robbing them of it, only assures them lawful possession, and changes usurpation into true right, enjoyment into ownership. Also, the possessors being considered as depositaries of the public property, and their rights being respected by all the members of the State, as well as maintained by all its power against foreigners, they have, as it were, by a transfer advantageous to the public and still more to themselves, acquired all that they have given up — a paradox which is easily explained by distinguishing between the rights which the sovereign and the proprietor have over the same property, as we shall see hereafter.
It may also happen that men begin to unite before they possess anything, and that afterward occupying territory sufficient for all, they enjoy it in common, or share it among themselves, either equally or in proportions fixed by the sovereign. In whatever way this acquisition is made, the right which every individual has over his own property is always subordinate to the right which the community has over all; otherwise there would be no stability in the social union, and no real force in the exercise of sovereignty.
I shall close this chapter and this book with a remark which ought to serve as a basis for the whole social system; it is that instead of destroying natural equality, the fundamental pact, on the contrary, substitutes a moral and lawful equality for the physical inequality which nature imposed upon men, so that, although unequal in strength or intellect, they all become equal by convention and legal right.
The first and most important consequence of the principles above established is that the general will alone can direct the forces of the State according to the object of its institution, which is the common good; for if the opposition of private interests has rendered necessary the establishment of societies, the agreement of these same interests has rendered it possible. That which is common to these different interests forms the social bond; and unless there were some point in which all interests agree, no society could exist. Now, it is solely with regard to this common interest that the society should be governed.
I say, then, that sovereignty, being nothing but the exercise of the general will, can never be alienated, and that the sovereign power, which is only a collective being, can be represented by itself alone; power indeed can be transmitted, but not will.
In fact, if it is not impossible that a particular will should agree on some point with the general will, it is at least impossible that this agreement should be lasting and constant; for the particular will naturally tends to preferences, and the general will to equality. It is still more impossible to have a security for this agreement; even though it should always exist, it would not be a result of art, but of chance. The sovereign may indeed say: “I will now what a certain man wills, or at least what he says that he wills”; but he cannot say: “What that man wills to-morrow, I shall also will,” since it is absurd that the will should bind itself as regards the future, and since it is not incumbent on any will to consent to anything contrary to the welfare of the being that wills. If then, the nation simply promises to obey, it dissolves itself by that act and loses its character as a people; the moment there is a master, there is no longer a sovereign, and forthwith the body politic is destroyed.
This does not imply that the orders of the chiefs cannot pass for decisions of the general will, so long as the sovereign, free to oppose them, refrains from doing so. In such a case the consent of the people should be inferred from the universal silence. This will be explained at greater length.
For the same reason that sovereignty is inalienable it is indivisible; for the will is either general, or it is not; it is either that of the body of the people, or that of only a portion. In the first case, this declared will is an act of sovereignty and constitutes law; in the second case, it is only a particular will, or an act of magistracy — it is at most a decree.
But our publicists, being unable to divide sovereignty in its principle, divide it in its object. They divide it into force and will, into legislative power and executive power; into rights of taxation, of justice, and of war; into internal administration and power of treating with foreigners — sometimes confounding all these departments, and sometimes separating them. They make the sovereign a fantastic being, formed of connected parts; it is as if they composed a man of several bodies, one with eyes, another with arms, another with feet, and nothing else. The Japanese conjurers, it is said, cut up a child before the eyes of the spectators; then, throwing all its limbs into the air, they make the child come down again alive and whole. Such almost are the juggler’s tricks of our publicists; after dismembering the social body by a deception worthy of the fair, they recombine its parts, nobody knows how.
This error arises from their not having formed exact notions about the sovereign authority, and from their taking as parts of this authority what are only emanations from it. Thus, for example, the acts of declaring war and making peace have been regarded as acts of sovereignty, which is not the case, since neither of them is a law, but only an application of the law, a particular act which determines the case of the law, as will be clearly seen when the idea attached to the word law is fixed.
By following out the other divisions in the same way it would be found that, whenever the sovereignty appears divided, we are mistaken in our supposition; and that the rights which are taken as parts of that sovereignty are all subordinate to it, and always suppose supreme wills of which these rights are merely executive.
It would be impossible to describe the great obscurity in which this want of precision has involved the conclusions of writers on the subject of political right when they have endeavored to decide upon the respective rights of kings and peoples on the principles that they had established. Every one can see in chapters III. and IV. of the first book of Grotius, how that learned man and his translator Barbeyrac became entangled and embarrassed in their sophisms, for fear of saying too much or not saying enough according to their views, and so offending the interests that they had to conciliate. Grotius, having taken refuge in France through discontent with his own country, and wishing to pay court to Louis XIII., to whom his book is dedicated, spares no pains to despoil the people of all their rights, and, in the most artful manner, bestow them on kings. This also would clearly have been the inclination of Barbeyrac, who dedicated his translation to the king of England, George I. But unfortunately the expulsion of James II., which he calls an abdication, forced him to be reserved and to equivocate and evade in order not to make William appear a usurper. If these two writers had adopted true principles, all difficulties would have been removed, and they would have been always consistent; but they would have spoken the truth with regret, and would have paid court only to the people. Truth, however, does not lead to fortune, and the people confer neither embassies, nor professorships, nor pensions.
It follows from what precedes that the general will is always right and always tends to the public advantage; but it does not follow that the resolutions of the people have always the same rectitude. Men always desire their own good, but do not always discern it; the people are never corrupted, though often deceived, and it is only then that they seem to will what is evil.
There is often a great deal of difference between the will of all and the general will; the latter regards only the common interest, while the former has regard to private interests, and is merely a sum of particular wills; but take away from these same wills the pluses and minuses which cancel one another, and the general will remains as the sum of the differences.
If the people come to a resolution when adequately informed and without any communication among the citizens, the general will would always result from the great number of slight differences, and the resolution would always be good. But when factions, partial associations, are formed to the detriment of the whole society, the will of each of these associations becomes general with reference to its members, and particular with reference to the State; it may then be said that there are no longer as many voters as there are men, but only as many voters as there are associations. The differences become less numerous and yield a less general result. Lastly, when one of these associations becomes so great that it predominates over all the rest, you no longer have as the result a sum of small differences, but a single difference; there is then no longer a general will, and the opinion which prevails is only a particular opinion.
It is important, then, in order to have a clear declaration of the general will, that there should be no partial association in the State, and that every citizen should express only his own opinion.* Such was the unique and sublime institution of the great Lycurgus. But if there are partial associations, it is necessary to multiply their number and prevent inequality, as Solon, Numa, and Servius did. These are the only proper precautions for insuring that the general will may always be enlightened, and that the people may not be deceived.
If the State or city is nothing but a moral person, the life of which consists in the union of its members, and if the most important of its cares is that of self-preservation, it needs a universal and compulsive force to move and dispose every part in the manner most expedient for the whole. As nature gives every man an absolute power over all his limbs, the social pact gives the body politic an absolute power over all its members; and it is this same power which, when directed by the general will, bears, as I said, the name of sovereignty.
But besides the public person, we have to consider the private persons who compose it, and whose life and liberty are naturally independent of it. The question, then, is to distinguish clearly between the respective rights of the citizens and of the sovereign,† as well as between the duties which the former have to fulfil in their capacity as subjects and the natural rights which they ought to enjoy in their character as men.
It is admitted that whatever part of his power, property, and liberty each one alienates by the social compact is only that part of the whole of which the use is important to the community; but we must also admit that the sovereign alone is judge of what is important.
All the services that a citizen can render to the State he owes to it as soon as the sovereign demands them; but the sovereign on its part, cannot impose on its subjects any burden which is useless to the community; it cannot even wish to do so, for, by the law of reason, just as by the law of nature, nothing is done without a cause.
The engagements which bind us to the social body are obligatory only because they are mutual; and their nature is such that in fulfilling them we cannot work for others without also working for ourselves. Why is the general will always right, and why do all invariably desire the prosperity of each, unless it is because there is no one but appropriates to himself this word each and thinks of himself in voting on behalf of all? This proves that equality of rights and the notion of justice that it produces are derived from the preference which each gives to himself, and consequently from man’s nature; that the general will, to be truly such, should be so in its object as well as in its essence; that it ought to proceed from all in order to be applicable to all; and that it loses its natural rectitude when it tends to some individual and determinate object, because in that case, judging of what is unknown to us, we have no true principle of equity to guide us.
Indeed, so soon as a particular fact or right is in question with regard to a point which has not been regulated by an anterior general convention, the matter becomes contentious; it is a process in which the private persons interested are one of the parties and the public the other, but in which I perceive neither the law which must be followed, nor the judge who should decide. It would be ridiculous in such a case to wish to refer the matter for an express decision of the general will, which can be nothing but the decision of one of the parties, and which, consequently, is for the other party only a will that is foreign, partial, and inclined on such an occasion to injustice as well as liable to error. Therefore, just as a particular will cannot represent the general will, the general will in turn changes its nature when it has a particular end, and cannot, as general, decide about either a person or a fact. When the people of Athens, for instance, elected or deposed their chiefs, decreed honors to one, imposed penalties on another, and by multitudes of particular decrees exercised indiscriminately all the functions of government, the people no longer had any general will properly so called; they no longer acted as a sovereign power, but as magistrates. This will appear contrary to common ideas, but I must be allowed time to expound my own.
From this we must understand that what generalizes the will is not so much the number of voices as the common interest which unites them; for, under this system, each necessarily submits to the conditions which he imposes on others — an admirable union of interest and justice, which gives to the deliberations of the community a spirit of equity that seems to disappear in the discussion of any private affair, for want of a common interest to unite and identify the ruling principle of the judge with that of the party.
By whatever path we return to our principle we always arrive at the same conclusion, viz, that the social compact establishes among the citizens such an equality that they all pledge themselves under the same conditions and ought all to enjoy the same rights. Thus, by the nature of the compact, every act of sovereignty, that is, every authentic act of the general will, binds or favors equally all the citizens; so that the sovereign knows only the body of the nation, and distinguishes none of those that compose it.
What, then, is an act of sovereignty properly so called? It is not an agreement between a superior and an inferior, but an agreement of the body with each of its members; a lawful agreement, because it has the social contract as its foundation; equitable, because it is common to all; useful, because it can have no other object than the general welfare; and stable, because it has the public force and the supreme power as a guarantee. So long as the subjects submit only to such conventions, they obey no one, but simply their own will; and to ask how far the respective rights of the sovereign and citizens extend is to ask up to what point the latter can make engagements among themselves, each with all and all with each.
Thus we see that the sovereign power, wholly absolute, wholly sacred, and wholly inviolable as it is, does not, and cannot, pass the limits of general conventions, and that every man can fully dispose of what is left to him, of his property and liberty by these conventions; so that the sovereign never has a right to burden one subject more than another, because then the matter becomes particular and his power is no longer competent.
These distinctions once admitted, so untrue is it that in the social contract there is on the part of individuals any real renunciation, that their situation, as a result of this contract, is in reality preferable to what it was before, and that, instead of an alienation, they have only made an advantageous exchange of an uncertain and precarious mode of existence for a better and more assured one, of natural independence for liberty, of the power to injure others for their own safety, and of their strength, which others might overcome, for a right which the social union renders inviolable. Their lives, also, which they have devoted to the State, are continually protected by it; and in exposing their lives for its defense, what do they do but restore what they have received from it? What do they do but what they would do more frequently and with more risk in the state of nature, when, engaging in inevitable struggles, they would defend at the peril of their lives their means of preservation? All have to fight for their country in case of need, it is true; but then no one ever has to fight for himself. Do we not gain, moreover, by incurring, for what insures our safety, a part of the risks that we should have to incur for ourselves individually, as soon as we were deprived of it?
It may be asked how individuals who have no right to dispose of their own lives can transmit to the sovereign this right which they do not possess. The question appears hard to solve only because it is badly stated. Every man has a right to risk his own life in order to preserve it. Has it ever been said that one who throws himself out of a window to escape from a fire is guilty of suicide? Has this crime, indeed, ever been imputed to a man who perishes in a storm, although, on embarking, he was not ignorant of the danger?
The social treaty has as its end the preservation of the contracting parties. He who desires the end desires also the means, and some risks, even some losses, are inseparable from these means. He who is willing to preserve his life at the expense of others ought also to give it up for them when necessary. Now, the citizen is not a judge of the peril to which the law requires that he should expose himself; and when the prince has said to him: “It is expedient for the State that you should die,” he ought to die, since it is only on this condition that he has lived in security up to that time, and since his life is no longer merely a gift of nature, but a conditional gift of the State.
The penalty of death inflicted on criminals may be regarded almost from the same point of view; it is in order not to be the victim of an assassin that a man consents to die if he becomes one. In this treaty, far from disposing of his own life, he thinks only of securing it, and it is not to be supposed that any of the contracting parties contemplates at the time being hanged.
Moreover, every evil-doer who attacks social rights becomes by his crimes a rebel and a traitor to his country; by violating its laws he ceases to be a member of it, and even makes war upon it. Then the preservation of the State is incompatible with his own — one of the two must perish; and when a guilty man is executed, it is less as a citizen than as an enemy. The proceedings and the judgment are the proofs and the declaration that he has broken the social treaty, and consequently that he is no longer a member of the State. Now, as he has acknowledged himself to be such, at least by his residence, he ought to be cut off from it by exile as a violator of the compact, or by death as a public enemy; for such an enemy is not a moral person, he is simply a man; and this is a case in which the right of war is to slay the vanquished.
But, it will be said, the condemnation of a criminal is a particular act. Granted; but this condemnation does not belong to the sovereign; it is a right which that power can confer, though itself unable to exercise it. All my ideas are connected, but I could not expound them all at once.
Again, the frequency of capital punishments is always a sign of weakness or indolence in the government. There is no man so worthless that he cannot be made good for something. We have a right to kill, even for example’s sake, only those who cannot be preserved without danger.
As regards the right to pardon or to exempt a guilty man from the penalty imposed by the law and inflicted by the judge, it belongs only to a power which is above both the judge and the law, that is to say, the sovereign; still its right in this is not very plain, and the occasions for exercising it are very rare. In a well-governed State there are few punishments, not because many pardons are granted, but because there are few criminals; the multitude of crimes insures impunity when the State is decaying. Under the Roman Republic neither the Senate nor the consuls attempted to grant pardons; the people even did not grant any, although they sometimes revoked their own judgments. Frequent pardons proclaim that crimes will soon need them no longer, and every one sees to what that leads. But I feel my heart murmuring and restraining my pen; let us leave these questions to be discussed by the just man who has not erred, and who never needed pardon himself.
By the social compact we have given existence and life to the body politic; the question now is to endow it with movement, and will by legislation. For the original act by which this body is formed and consolidated determines nothing in addition as to what it must do for its own preservation.
What is right and conformable to order is such by the nature of things, and independently of human conventions. All justice comes from God, he alone is the source of it: but could we receive it direct from so lofty a source, we should need neither government nor laws. Without doubt there is a universal justice emanating from reason alone; but this justice, in order to be admitted among us, should be reciprocal. Regarding things from a human standpoint, the laws of justice are inoperative among men for want of a natural sanction; they only bring good to the wicked and evil to the just when the latter observe them with every one, and no one observes them in return. Conventions and laws, then, are necessary to couple rights with duties and apply justice to its object. In the state of nature, where everything is in common, I owe nothing to those to whom I have promised nothing; I recognize as belonging to others only what is useless to me. This is not the case in the civil state, in which all rights are determined by law.
But then, finally, what is a law? So long as men are content to attach to this word only metaphysical ideas, they will continue to argue without being understood; and when they have stated what a law of nature is, they will know no better what a law of the State is.
I have already said that there is no general will with reference to a particular object. In fact, this particular object is either in the State or outside of it. If it is outside of the State, a will which is foreign to it is not general in relation to it; and if it is within the State, it forms part of it; then there is formed between the whole and its part a relation which makes of it two separate beings, of which the part is one, and the whole, less this same part, is the other. But the whole, less one part, is not the whole, and so long as the relation subsists, there is no longer any whole, but two unequal parts; whence it follows that the will of the one is no longer general in relation to the other.
But when the whole people decree concerning the whole people, they consider themselves alone; and if a relation is then constituted it is between the whole object under one point of view and the whole object under another point of view, without any division at all. Then the matter respecting which they decree is general like the will that decrees. It is this act that I call a law.
When I say that the object of the laws is always general, I mean that the law considers subjects collectively, and actions as abstract, never a man as an individual nor a particular action. Thus the law may indeed decree that there shall be privileges, but cannot confer them on any person by name; the law can create several classes of citizens, and even assign the qualifications which shall entitle them to rank in these classes, but it cannot nominate such and such persons to be admitted to them; it can establish a royal government and a hereditary succession, but cannot elect a king or appoint a royal family; in a word, no function which has reference to an individual object appertains to the legislative power.
From this standpoint we see immediately that it is no longer necessary to ask whose office it is to make laws, since they are acts of the general will; nor whether the prince is above the laws, since he is a member of the State; nor whether the law can be unjust, since no one is unjust to himself; nor how we are free and yet subject to the laws, since the laws are only registers of our wills.
We see, further, that since the law combines the universality of the will with the universality of the object, whatever any man prescribes on his own authority is not a law; and whatever the sovereign itself prescribes respecting a particular object is not a law, but a decree, not an act of sovereignty, but of magistracy.
I therefore call any State a republic which is governed by laws, under whatever form of administration it may be; for then only does the public interest predominate and the commonwealth count for something. Every legitimate government is republican;* I will explain hereafter what government is.
Laws are properly only the conditions of civil association. The people, being subjected to the laws, should be the authors of them; it concerns only the associates to determine the conditions of association. But how will they be determined? Will it be by a common agreement, by a sudden inspiration? Has the body politic an organ for expressing its will? Who will give it the foresight necessary to frame its acts and publish them at the outset? Or how shall it declare them in the hour of need? How would a blind multitude, which often knows not what it wishes because it rarely knows what is good for it, execute of itself an enterprise so great, so difficult, as a system of legislation? Of themselves, the people always desire what is good, but do not always discern it. The general will is always right, but the judgment which guides it is not always enlightened. It must be made to see objects as they are, sometimes as they ought to appear; it must be shown the good path that it is seeking, and guarded from the seduction of private interests; it must be made to observe closely times and places, and to balance the attraction of immediate and palpable advantages against the danger of remote and concealed evils. Individuals see the good which they reject; the public desire the good which they do not see. All alike have need of guides. The former must be compelled to conform their wills to their reason; the people must be taught to know what they require. Then from the public enlightenment results the union of the understanding and the will in the social body; and from that the close co-operation of the parts, and, lastly, the maximum power of the whole. Hence arises the need of a legislator.
In order to discover the rules of association that are most suitable to nations, a superior intelligence would be necessary who could see all the passions of men without experiencing any of them; who would have no affinity with our nature and yet know it thoroughly; whose happiness would not depend on us, and who would nevertheless be quite willing to interest himself in ours; and, lastly, one who, storing up for himself with the progress of time a far-off glory in the future, could labor in one age and enjoy in another. Gods would be necessary to give laws to men.
The same argument that Caligula adduced as to fact, Plato put forward with regard to right, in order to give an idea of the civil or royal man whom he is in quest of in his work, the “Statesman.” But if it is true that a great prince is a rare man, what will a great legislator be? The first has only to follow the model which the other has to frame. The latter is the mechanician who invents the machine, the former is only the workman who puts it in readiness and works it. “In the birth of societies,” says Montesquieu, “it is the chiefs of the republics who frame the institutions, and afterward it is the institutions which mold the chiefs of the republics.”
He who dares undertake to give institutions to a nation ought to feel himself capable, as it were, of changing human nature; of transforming every individual, who in himself is a complete and independent whole, into part of a greater whole, from which he receives in some manner his life and his being; of altering man’s constitution in order to strengthen it; of substituting a social and moral existence for the independent and physical existence which we have all received from nature. In a word, it is necessary to deprive man of his native powers in order to endow him with some which are alien to him, and of which he cannot make use without the aid of other people. The more thoroughly those natural powers are deadened and destroyed, the greater and more durable are the acquired powers, the more solid and perfect also are the institutions; so that if every citizen is nothing, and can be nothing, except in combination with all the rest, and if the force acquired by the whole be equal or superior to the sum of the natural forces of all the individuals, we may say that legislation is at the highest point of perfection which it can attain.
The legislator is in all respects an extraordinary man in the State. If he ought to be so by his genius, he is not less so by his office. It is not magistracy nor sovereignty. This office, which constitutes the republic, does not enter into its constitution; it is a special and superior office, having nothing in common with human government; for if he who rules men ought not to control legislation, he who controls legislation ought not to rule men; otherwise his laws, being ministers of his passions, would often serve only to perpetrate his acts of injustice; he would never be able to prevent private interests from corrupting the sacredness of his work.
When Lycurgus gave laws to his country, he began by abdicating his royalty. It was the practice of the majority of the Greek towns to intrust to foreigners the framing of their laws. The modern republics of Italy often imitated this usage; that of Geneva did the same and found it advantageous. Rome, at her most glorious epoch, saw all the crimes of tyranny spring up in her bosom, and saw herself on the verge of destruction, though uniting in the same hands legislative authority and sovereign power.
Yet the Decemvirs themselves never arrogated the right to pass any law on their sole authority. Nothing that we propose to you, they said to the people, can pass into law without your consent. Romans, be yourselves the authors of the laws which are to secure your happiness.
He who frames laws, then, has, or ought to have, no legislative right, and the people themselves cannot, even if they wished, divest themselves of this incommunicable right, because, according to the fundamental compact, it is only the general will that binds individuals, and we can never be sure that a particular will is comformable to the general will until it has been submitted to the free votes of the people. I have said this already, but it is not useless to repeat it.
Thus we find simultaneously in the work of legislation two things that seem incompatible — an enterprise surpassing human powers, and, to execute it, an authority that is a mere nothing.
Another difficulty deserves attention. Wise men who want to speak to the vulgar in their own language instead of in a popular way will not be understood. Now, there are a thousand kinds of ideas which it is impossible to translate into the language of the people. Views very general and objects very remote are alike beyond its reach; and each individual, approving of no other plan of government than that which promotes his own interests, does not readily perceive the benefits that he is to derive from the continual deprivations which good laws impose. In order that a newly formed nation might approve sound maxims of politics and observe the fundamental rules of state policy, it would be necessary that the effect should become the cause; that the social spirit, which should be the work of the institution, should preside over the institution itself, and that men should be, prior to the laws, what they ought to become by means of them. Since, then, the legislator cannot employ either force or reasoning, he must needs have recourse to an authority of a different order, which can compel without violence and persuade without convincing.
It is this which in all ages has constrained the founders of nations to resort to the intervention of heaven, and to give the gods the credit for their own wisdom, in order that the nations, subjected to the laws of the State as to those of nature, and recognizing the same power in the formation of man and in that of the State, might obey willingly, and bear submissively the yoke of the public welfare.
The legislator puts into the mouths of the immortals that sublime reason which soars beyond the reach of common men, in order that he may win over by divine authority those whom human prudence could not move. But it does not belong to every man to make the gods his oracles, nor to be believed when he proclaims himself their interpreter. The great soul of the legislator is the real miracle which must give proof of his mission. Any man can engrave tables of stone, or bribe an oracle, or pretend secret intercourse with some divinity, or train a bird to speak in his ear, or find some other clumsy means to impose on the people. He who is acquainted with such means only will perchance be able to assemble a crowd of foolish persons; but he will never found an empire, and his extravagant work will speedily perish with him. Empty deceptions form but a transient bond; it is only wisdom that makes it lasting. The Jewish law, which still endures, and that of the child of Ishmael, which for ten centuries has ruled half the world, still bear witness to-day to the great men who dictated them; and while proud philosophy or blind party spirit sees in them nothing but fortunate impostors, the true statesman admires in their systems the great and powerful genius which directs durable institutions.
It is not necessary from all this to infer with Warburton that politics and religion have among us a common aim, but only that, in the origin of nations, one serves as an instrument of the other.
As an architect, before erecting a large edifice, examines and tests the soil in order to see whether it can support the weight, so a wise lawgiver does not begin by drawing up laws that are good in themselves, but considers first whether the people for whom he designs them are fit to endure them. It is on this account that Plato refused to legislate for the Arcadians and Cyrenians, knowing that these two peoples were rich and could not tolerate equality; and it is on this account that good laws and worthless men were to be found in Crete, for Minos had only disciplined a people steeped in vice.
A thousand nations that have flourished on the earth could never have borne good laws; and even those that might have done so could have succeeded for only a very short period of their whole duration. The majority of nations, as well as of men, are tractable only in their youth; they become incorrigible as they grow old. When once customs are established and prejudices have taken root, it is a perilous and futile enterprise to try and reform them; for the people cannot even endure that their evils should be touched with a view to their removal, like those stupid and cowardly patients that shudder at the sight of a physician.
But just as some diseases unhinge men’s minds and deprive them of all remembrance of the past, so we sometimes find, during the existence of States, epochs of violence, in which revolutions produce an influence upon nations such as certain crises produce upon individuals, in which horror of the past supplies the place of forgetfulness, and in which the State, inflamed by civil wars, springs forth so to speak from its ashes, and regains the vigor of youth in issuing from the arms of death. Such was Sparta in the time of Lycurgus, such was Rome after the Tarquins, and such among us moderns were Holland and Switzerland after the expulsion of their tyrants.
But these events are rare; they are exceptions, the explanation of which is always found in the particular constitution of the excepted State. They could not even happen twice with the same nation; for it may render itself free so long as it is merely barbarous, but can no longer do so when the resources of the State are exhausted. Then commotions may destroy it without revolutions being able to restore it, and as soon as its chains are broken, it falls in pieces and ceases to exist; henceforward it requires a master and not a deliverer. Free nations, remember this maxim: “Liberty may be acquired but never recovered.”
Youth is not infancy. There is for nations as for men a period of youth, or, if you will, of maturity, which they must await before they are subjected to laws; but it is not always easy to discern when a people is mature, and if the time is anticipated, the labor is abortive. One nation is governable from its origin, another is not so at the end of ten centuries. The Russians will never be really civilized, because they have been civilized too early. Peter had an imitative genius; he had not the true genius that creates and produces anything from nothing. Some of his measures were beneficial, but the majority were ill-timed. He saw that his people were barbarous, but he did not see that they were unripe for civilization; he wished to civilize them, when it was necessary only to discipline them. He wished to produce at once Germans or Englishmen when he should have begun by making Russians; he prevented his subjects from ever becoming what they might have been, by persuading them that they were what they were not. It is in this way that a French tutor trains his pupil to shine for a moment in childhood, and then to be forever a nonentity. The Russian Empire will desire to subjugate Europe, and will itself be subjugated. The Tartars, its subjects or neighbors, will become its masters and ours. This revolution appears to me inevitable. All the kings of Europe are working in concert to accelerate it.
As nature has set limits to the stature of a properly formed man, outside which it produces only giants and dwarfs; so likewise, with regard to the best constitution of a State, there are limits to its possible extent so that it may be neither too great to enable it to be well governed, nor too small to enable it to maintain itself single-handed. There is in every body politic a maximum of force which it cannot exceed, and which is often diminished as the State is aggrandized. The more the social bond is extended, the more it is weakened; and, in general, a small State is proportionally stronger than a large one.
A thousand reasons demonstrate the truth of this maxim. In the first place, administration becomes more difficult at great distances, as a weight becomes heavier at the end of a longer lever. It also becomes more burdensome in proportion as its parts are multiplied; for every town has first its own administration, for which the people pay; every district has its administration, still paid for by the people; next, every province, then the superior governments, the satrapies, the vice-royalties, which must be paid for more dearly as we ascend, and always at the cost of the unfortunate people; lastly comes the supreme administration, which overwhelms everything. So many additional burdens perpetually exhaust the subjects; and far from being better governed by all these different orders, they are much worse governed than if they had but a single superior. Meanwhile, hardly any resources remain for cases of emergency; and when it is necessary to have recourse to them the State trembles on the brink of ruin.
Nor is this all; not only has the government less vigor and activity in enforcing observance of the laws, in putting a stop to vexations, in reforming abuses, and in forestalling seditious enterprises which may be entered upon in distant places, but the people have less affection for their chiefs whom they never see, for their country, which is in their eyes like the world, and for their fellow-citizens, most of whom are strangers to them. The same laws cannot be suitable to so many different provinces, which have different customs and different climates, and cannot tolerate the same form of government. Different laws beget only trouble and confusion among the nations which, living under the same chiefs and in constant communication, mingle or intermarry with one another, and, when subjected to other usages, never know whether their patrimony is really theirs. Talents are hidden, virtues ignored, vices unpunished, in that multitude of men, unknown to one another, whom the seat of the supreme administration gathers together in one place. The chiefs, overwhelmed with business, see nothing themselves; clerks rule the State. In a word, the measures that must be taken to maintain the general authority, which so many officers at a distance wish to evade or impose upon, absorb all the public attention; no regard for the welfare of the people remains, and scarcely any for their defense in time of need; and thus a body too huge for its constitution sinks and perishes, crushed by its own weight.
On the other hand, the State must secure a certain foundation, that it may possess stability and resist the shocks which it will infallibly experience, as well as sustain the efforts which it will be forced to make in order to maintain itself; for all nations have a kind of centrifugal force, by which they continually act one against another, and tend to aggrandize themselves at the expense of their neighbors, like the vortices of Descartes. Thus the weak are in danger of being quickly swallowed up, and none can preserve itself long except by putting itself in a kind of equilibrium with all, which renders the compression almost equal everywhere.
Hence we see that there are reasons for expansion and reasons for contraction; and it is not the least of a statesman’s talents to find the proportion between the two which is most advantageous for the preservation of the State. We may say, in general, that the former, being only external and relative, ought to be subordinated to the others, which are internal and absolute. A healthy and strong constitution is the first thing to be sought; and we should rely more on the vigor that springs from a good government than on the resources furnished by an extensive territory.
States have, however, been constituted in such a way that the necessity of making conquests entered into their very constitution, and in order to maintain themselves they were forced to enlarge themselves continually. Perhaps they rejoiced greatly at this happy necessity, which nevertheless revealed to them, with the limit of their greatness, the inevitable moment of their fall.
A body politic may be measured in two ways, viz, by the extent of its territory, and by the number of its people; and there is between these two modes of measurement a suitable relation according to which the State may be assigned its true dimensions. It is the men that constitute the State, and it is the soil that sustains the men; the due relation, then, is that the land should suffice for the maintenance of its inhabitants, and that there should be as many inhabitants as the land can sustain. In this proportion is found the maximum power of a given number of people; for if there is too much land, the care of it is burdensome, the cultivation inadequate, and the produce superfluous, and this is the proximate cause of defensive wars. If there is not enough land, the State is at the mercy of its neighbors for the additional quantity; and this is the proximate cause of offensive wars. Any nation which has, by its position, only the alternative between commerce and war is weak in itself; it is dependent on its neighbors and on events; it has only a short and precarious existence. It conquers and changes its situation, or it is conquered and reduced to nothing. It can preserve its freedom only by virtue of being small or great.
It is impossible to express numerically a fixed ratio between the extent of land and the number of men which are reciprocally sufficient, on account of the differences that are found in the quality of the soil, in its degrees of fertility, in the nature of its products, and in the influence of climate, as well as on account of those which we observe in the constitutions of the inhabitants, of whom some consume little in a fertile country, while others consume much on an unfruitful soil. Further, attention must be paid to the greater or less fecundity of the women, to the conditions of the country, whether more or less favorable to the population, and to the numbers which the legislator may hope to draw thither by his institutions; so that an opinion should be based not on what is seen, but on what is foreseen, while the actual state of the people should be less observed than that which it ought naturally to attain. In short, there are a thousand occasions on which the particular accidents of situation require or permit that more territory than appears necessary should be taken up. Thus men will spread out a good deal in a mountainous country, where the natural productions, viz, woods and pastures, require less labor, where experience teaches that women are more fecund than in the plains, and where with an extensive inclined surface there is only a small horizontal base, which alone should count for vegetation. On the other hand, people may inhabit a smaller space on the sea-shore, even among rocks and sands that are almost barren, because fishing can, in great measure, supply the deficiency in the productions of the earth, because men ought to be more concentrated in order to repel pirates, and because, further, it is easier to relieve the country, by means of colonies, of the inhabitants with which it is overburdened.
In order to establish a nation, it is necessary to add to these conditions one which cannot supply the place of any other, but without which they are all useless — it is that the people should enjoy abundance and peace; for the time of a State’s formation is, like that of forming soldiers in a square, the time when the body is least capable of resistance and most easy to destroy. Resistance would be greater in a state of absolute disorder than at a moment of fermentation, when each is occupied with his own position and not with the common danger. Should a war, a famine, or a sedition supervene at this critical period, the State is inevitably overthrown.
Many governments, indeed, may be established during such storms, but then it is these very governments that destroy the State. Usurpers always bring about or select troublous times for passing, under cover of the public agitation, destructive laws which the people would never adopt when sober-minded. The choice of the moment for the establishment of a government is one of the surest marks for distinguishing the work of the legislator from that of the tyrant.
What nation, then, is adapted for legislation? That which is already united by some bond of interest, origin, or convention, but has not yet borne the real yoke of the laws; that which has neither customs nor superstitions firmly rooted; that which has no fear of being overwhelmed by a sudden invasion, but which, without entering into the disputes of its neighbors, can single-handed resist either of them, or aid one in repelling the other; that in which every member can be known by all, and in which there is no necessity to lay on a man a greater burden than a man can bear; that which can subsist without other nations, and without which every other nation can subsist;* that which is neither rich nor poor and is self-sufficing; lastly, that which combines the stability of an old nation with the docility of a new one. The work of legislation is rendered arduous not so much by what must be established as by what must be destroyed; and that which makes success so rare is the impossibility of finding the simplicity of nature conjoined with the necessities of society. All these conditions, it is true, are with difficulty combined; hence few well-constituted States are seen.
There is still one country in Europe capable of legislation; it is the island of Corsica. The courage and firmness which that brave nation has exhibited in recovering and defending its freedom would well deserve that some wise man should teach it how to preserve it. I have some presentiment that this small island will one day astonish Europe.
If we ask precisely wherein consists the greatest good of all, which ought to be the aim of every system of legislation, we shall find that it is summed up in two principal objects, liberty and equality, liberty, because any individual dependence is so much force withdrawn from the body of the State; equality, because liberty cannot subsist without it.
I have already said what civil liberty is. With regard to equality, we must not understand by this word that the degrees of power and wealth should be absolutely the same; but that, as to power, it should fall short of all violence, and never be exercised except by virtue of station and of the laws; while, as to wealth, no citizen should be rich enough to be able to buy another, and none poor enough to be forced to sell himself,* which supposes, on the part of the great, moderation in property and influence, and, on the part of ordinary citizens, repression of avarice and covetousness.
It is said that this equality is a chimera of speculation which cannot exist in practical affairs. But if the abuse is inevitable, does it follow that it is unnecessary even to regulate it? It is precisely because the force of circumstances is ever tending to destroy equality that the force of legislation should always tend to maintain it.
But these general objects of every good institution ought to be modified in each country by the relations which arise both from the local situation and from the character of the inhabitants; and it is with reference to these relations that we must assign to each nation a particular system of institutions, which shall be the best, not perhaps in itself, but for the State for which it is designed. For instance, if the soil is unfruitful and barren, or the country too confined for its inhabitants, turn your attention to arts and manufactures, and exchange their products for the provisions that you require. On the other hand, if you occupy rich plains and fertile slopes, if, in a productive region, you are in need of inhabitants, bestow all your cares on agriculture, which multiplies men, and drives out the arts, which would only end in depopulating the country by gathering together in a few spots the few inhabitants that the land possesses.* If you occupy extensive and convenient coasts, cover the sea with vessels and foster commerce and navigation; you will have a short and brilliant existence. If the sea on your coasts bathes only rocks that are almost inaccessible, remain fish-eating barbarians; you will lead more peaceful, perhaps better, and certainly happier lives. In a word, besides the maxims common to all, each nation contains within itself some cause which influences it in a particular way, and renders its legislation suitable for it alone. Thus the Hebrews in ancient times, and the Arabs more recently, had religion as their chief object, the Athenians literature, Carthage and Tyre commerce, Rhodes navigation, Sparta war, Rome valor. The author of the “Spirit of the Laws” has shown in a multitude of instances by what arts the legislator directs his institutions toward each of these objects.
What renders the constitution of a State really solid and durable is the observance of expediency in such a way that natural relations and the laws always coincide, the latter only serving, as it were, to secure, support, and rectify the former. But if the legislator, mistaken in his object, takes a principle different from that which springs from the nature of things; if the one tends to servitude, the other to liberty, the one to riches, the other to population, the one to peace, the other to conquests, we shall see the laws imperceptibly weakened and the constitution impaired; and the State will be ceaselessly agitated until it is destroyed or changed, and invincible nature has resumed her sway.
In order that everything may be duly regulated and the best possible form given to the commonwealth, there are various relations to be considered. First, the action of the whole body acting on itself, that is, the relation of the whole to the whole, or of the sovereign to the State; and this relation is composed of that of the intermediate terms, as we shall see hereafter.
The laws governing this relation bear the name of political laws, and are also called fundamental laws, not without some reason if they are wise ones; for, if in every State there is only one good method of regulating it, the people which has discovered it ought to adhere to it; but if the established order is bad, why should we regard as fundamental laws which prevent it from being good? Besides, in any case, a nation is always at liberty to change its laws, even the best; for if it likes to injure itself, who has a right to prevent it from doing so?
The second relation is that of the members with one another, or with the body as a whole; and this relation should, in respect of the first, be as small, and, in respect of the second, as great as possible; so that every citizen may be perfectly independent of all the rest, and in absolute dependence on the State. And this is always effected by the same means; for it is only the power of the State that secures the freedom of its members. It is from this second relation that civil laws arise.
We may consider a third kind of relation between the individual man and the law, viz, that of punishable disobedience; and this gives rise to the establishment of criminal laws, which at bottom are not so much a particular species of laws as the sanction of all the others.
To these three kinds of laws is added a fourth, the most important of all, which is graven neither on marble nor on brass, but in the hearts of the citizens; a law which creates the real constitution of the State, which acquires new strength daily, which, when other laws grow obsolete or pass away, revives them or supplies their place, preserves a people in the spirit of their institutions, and imperceptibly substitutes the force of habit for that of authority. I speak of manners, customs, and above all of opinion — a province unknown to our politicians, but one on which the success of all the rest depends; a province with which the great legislator is occupied in private, while he appears to confine himself to particular regulations, that are merely the arching of the vault, of which manners, slower to develop, form at length the immovable keystone.
Of these different classes, political laws, which constitute the form of government, alone relate to my subject.
Before speaking of the different forms of government, let us try to fix the precise meaning of that word, which has not yet been very clearly explained.
I warn the reader that this chapter must be read carefully, and that I do not know the art of making myself intelligible to those that will not be attentive.
Every free action has two causes concurring to produce it; the one moral, viz, the will which determines the act, the other physical, viz, the power which executes it. When I walk toward an object, I must first will to go to it; in the second place, my feet must carry me to it. Should a paralytic wish to run, or an active man not wish to do so, both will remain where they are. The body politic has the same motive powers; in it, likewise, force and will are distinguished, the latter under the name of legislative power, the former under the name of executive power. Nothing is, or ought to be, done in it without their co-operation.
We have seen that the legislative power belongs to the people, and can belong to it alone. On the other hand, it is easy to see from the principles already established, that the executive power cannot belong to the people generally as legislative or sovereign, because that power is exerted only in particular acts, which are not within the province of the law, nor consequently within that of the sovereign, all the acts of which must be laws.
The public force, then, requires a suitable agent to concentrate it and put it in action according to the directions of the general will, to serve as a means of communication between the State and the sovereign, to effect in some manner in the public person what the union of soul and body effects in a man. This is, in the State, the function of the government, improperly confounded with the sovereign of which it is only the minister.*
What, then, is the government? An intermediate body established between the subjects and the sovereign for their mutual correspondence, charged with the execution of the laws and with the maintenance of liberty both civil and political.
The members of this body are called magistrates or kings, that is, governors; and the body as a whole bears the name of Prince† . Those therefore who maintain that the act by which a people submits to its chiefs is not a contract are quite right. It is absolutely nothing but a commission, an employment, in which, as simple officers of the sovereign, they exercise in its name the power of which it has made them depositaries, and which it can limit, modify, and resume when it pleases. The alienation of such a right, being incompatible with the nature of the social body, is contrary to the object of the association.
Consequently, I give the name government or supreme administration to the legitimate exercise of the executive power, and that of Prince or magistrate to the man or body charged with that administration.
It is in the government that are found the intermediate powers, the relations of which constitute the relation of the whole to the whole, or of the sovereign to the State. This last relation can be represented by that of the extremes of a continued proportion, of which the mean proportional is the government. The government receives from the sovereign the commands which it gives to the people; and in order that the State may be in stable equilibrium, it is necessary, everything being balanced, that there should be equality between the product or the power of the government taken by itself, and the product or the power of the citizens, who are sovereign in the one aspect and subjects in the other.
Further, we could not alter any of the three terms without at once destroying the proportion. If the sovereign wishes to govern, or if the magistrate wishes to legislate, or if the subjects refuse to obey, disorder succeeds order, force and will no longer act in concert, and the State being dissolved falls into despotism or anarchy. Lastly, as there is but one mean proportional between each relation, there is only one good government possible in a State; but as a thousand events may change the relations of a people, not only may different governments be good for different peoples, but for the same people at different times.
To try and give an idea of the different relations that may exist between these two extremes, I will take for an example the number of the people, as a relation most easy to express.
Let us suppose that the State is composed of ten thousand citizens. The sovereign can only be considered collectively and as a body; but every private person, in his capacity of subject, is considered as an individual; therefore, the sovereign is to the subject as ten thousand is to one, that is, each member of the State has as his share only one ten-thousandth part of the sovereign authority, although he is entirely subjected to it.
If the nation consists of a hundred thousand men, the position of the subjects does not change, and each alike is subjected to the whole authority of the laws, while his vote reduced to one hundred-thousandth, has ten times less influence in their enactment. The subject, then, always remaining a unit, the proportional power of the sovereign increases in the ratio of the number of the citizens. Whence it follows that the more the State is enlarged, the more does liberty diminish.
When I say that the proportional power increases, I mean that it is farther removed from equality. Therefore, the greater the ratio is in the geometrical sense, the less is the ratio in the common acceptation; in the former, the ratio, considered according to quantity, is measured by the exponent, and in the other, considered according to identity, it is estimated by the similarity.
Now, the less the particular wills correspond with the general will, that is, customs with laws, the more should the repressive power be increased. The government, then, in order to be effective, should be relatively stronger in proportion as the people are more numerous.
On the other hand, as the aggrandizement of the State gives the depositaries of the public authority more temptations and more opportunities to abuse their power, the more force should the government have to restrain the people, and the more should the sovereign have in its turn to restrain the government. I do not speak here of absolute force, but of the relative force of the different parts of the State.
It follows from this double ratio that the continued proportion between the sovereign, the Prince, and the people is not an arbitrary idea, but a necessary consequence of the nature of the body politic. It follows, further, that one of the extremes, viz, the people, as subject, being fixed and represented by unity, whenever the double ratio increases or diminishes, the single ratio increases or diminishes in like manner, and consequently the middle term is changed. This shows that there is no unique and absolute constitution of government, but that there may be as many governments different in nature as there are States different in size.
If, for the sake of turning this system to ridicule, it should be said that, in order to find this mean proportional and form the body of the government, it is, according to me, only necessary to take the square root of the number of the people, I should answer that I take that number here only as an example; that the ratios of which I speak are not measured only by the number of men, but in general by the quantity of action, which results from the combination of multitudes of causes; that, moreover, if for the purpose of expressing myself in fewer words, I borrow for a moment geometrical terms, I am nevertheless aware that geometrical precision has no place in moral quantities.
The government is on a small scale what the body politic which includes it is on a large scale. It is a moral person endowed with certain faculties, active like the sovereign, passive like the State, and it can be resolved into other similar relations; from which arises as a consequence a new proportion, and yet another within this, according to the order of the magistracies, until we come to an indivisible middle term, that is, to a single chief or supreme magistrate, who may be represented, in the middle of this progression, as unity between the series of fractions and that of the whole numbers.
Without embarrassing ourselves with this multiplication of terms, let us be content to consider the government as a new body in the State, distinct from the people and from the sovereign, and intermediate between the two.
There is this essential difference between those two bodies, that the State exists by itself, while the government exists only through the sovereign. Thus the dominant will of the Prince is, or ought to be, only the general will, or the law; its force is only the public force concentrated in itself; so soon as it wishes to perform of itself some absolute and independent act, the connection of the whole begins to be relaxed. If, lastly, the Prince should chance to have a particular will more active than that of the sovereign, and if, to enforce obedience to this particular will, it should employ the public force which is in its hands, in such a manner that there would be, so to speak, two sovereigns, the one de jure and the other de facto, the social union would immediately disappear, and the body politic would be dissolved.
Further, in order that the body of the government may have an existence, a real life to distinguish it from the body of the State; in order that all its members may be able to act in concert and fulfill the object for which it is instituted, a particular personality is necessary to it, a feeling common to its members, a force, a will of its own tending to its preservation. This individual existence supposes assemblies, councils, a power of deliberating and resolving, rights, titles, and privileges which belong to the Prince exclusively, and which render the position of the magistrate more honorable in proportion as it is more arduous. The difficulty lies in the method of disposing, within the whole, this subordinate whole, in such a way that it may not weaken the general constitution in strengthening its own; that its particular force, intended for its own preservation, may always be kept distinct from the public force, designed for the preservation of the State; and, in a word, that it may always be ready to sacrifice the government to the people, and not the people to the government.
Moreover, although the artificial body of the government is the work of another artificial body, and has in some respects only a derivative and subordinate existence, that does not prevent it from acting with more or less vigor or celerity, from enjoying, so to speak, more or less robust health. Lastly, without directly departing from the object for which it was instituted, it may deviate from it more or less, according to the manner in which it is constituted.
From all these differences arise the different relations which the government must have with the body of the State, so as to accord with the accidental and particular relations by which the State itself is modified. For often the government that is best in itself will become the most vicious, unless its relations are changed so as to meet the defects of the body politic to which it belongs.
To explain the general cause of these differences, I must here distinguish the Prince from the government, as I before distinguished the State from the sovereign.
The body of the magistracy may be composed of a greater or less number of members. We said that the ratio of the sovereign to the subjects was so much greater as the people were more numerous; and, by an evident analogy, we can say the same of the government with regard to the magistrates.
Now, the total force of the government, being always that of the State, does not vary; whence it follows that the more it employs this force on its own members, the less remains for operating upon the whole people.
Consequently, the more numerous the magistrates are, the weaker is the government. As this maxim is fundamental, let us endeavor to explain it more clearly.
We can distinguish in the person of the magistrate three wills essentially different: first, the will peculiar to the individual, which tends only to his personal advantage; secondly, the common will of the magistrates, which has reference solely to the advantage of the Prince, and which may be called the corporate will, being general in relation to the government, and particular in relation to the State of which the government forms part; in the third place, the will of the people, or the sovereign will, which is general both in relation to the State considered as the whole, and in relation to the government considered as part of the whole.
In a perfect system of legislation the particular or individual will should be inoperative; the corporate will proper to the goverment quite subordinate; and consequently the general or sovereign will always dominant, and the sole rule of all the rest.
On the other hand, according to the natural order, these different wills become more active in proportion as they are concentrated. Thus the general will is always the weakest, the corporate will has the second rank, and the particular will the first of all; so that in the government each member is, firstly, himself, next a magistrate, and then a citizen — a gradation directly opposed to that which the social order requires.
But suppose that the whole government is in the hands of a single man, then the particular will and the corporate will are perfectly united, and consequently the latter is in the highest possible degree of intensity. Now, as it is on the degree of will that the exertion of force depends, and as the absolute power of the government does not vary, it follows that the most active government is that of a single person.
On the other hand, let us unite the government with the legislative authority; let us make the sovereign the Prince, and all the citizens magistrates; then the corporate will, confounded with the general will, will have no more activity than the latter, and will leave the particular will in all its force. Thus the government, always with the same absolute force, will be at its minimum of relative force or activity.
These relations are incontestable, and other considerations serve still further to confirm them. We see, for example, that each magistrate is more active in his body than each citizen is in his, and that consequently the particular will has much more influence in the acts of government than in those of the sovereign; for every magistrate is almost always charged with some function of government, whereas each citizen, taken by himself, has no function of sovereignty. Besides, the more a State extends, the more is its real force increased, although it does not increase in proportion to its extent; but, while the State remains the same, it is useless to multiply magistrates, for the government acquires no greater real force, inasmuch as this force is that of the State, the quantity of which is always uniform. Thus the relative force or activity of the government diminishes without its absolute or real force being able to increase.
It is certain, moreover, that the dispatch of business is retarded in proportion as more people are charged with it; that, in laying too much stress on prudence, we leave too little to fortune; that opportunities are allowed to pass by, and that owing to excessive deliberation the fruits of deliberation are often lost.
I have just shown that the government is weakened in proportion to the multiplication of magistrates, and I have before demonstrated that the more numerous the people are, the more ought the repressive force to be increased. Whence it follows that the ratio between the magistrates and the government ought to be inversely as the ratio between the subjects and the sovereign; that is, the more the State is enlarged, the more should the government contract; so that the number of chiefs should diminish in proportion as the number of the people is increased.
But I speak here only of the relative force of the government, and not of its rectitude; for, on the other hand, the more numerous the magistracy is, the more does the corporate will approach the general will; whereas, under a single magistrate, this same corporate will is, as I have said, only a particular will. Thus, what is lost on one side can be gained on the other, and the art of the legislator consists of knowing how to fix the point where the force and will of the government, always in reciprocal proportion, are combined in the ratio most advantageous to the State.
We have seen in the previous chapter why the different kinds or forms of government are distinguished by the number of members that compose them; it remains to be seen in the present chapter how this division is made.
The sovereign may, in the first place, commit the charge of the government to the whole people, or to the greater part of the people, in such a way that there may be more citizens who are magistrates than simple individual citizens. We call this form of government democracy.
Or it may confine the government to a small number, so that there may be more ordinary citizens than magistrates; and this form bears the name of aristocracy.
Lastly, it may concentrate the whole government in the hands of a single magistrate from whom all the rest derive their power. This third form is the most common, and is called monarchy, or royal government.
We should remark that all these forms, or at least the first two, admit of degrees, and may indeed have a considerable range; for democracy may embrace the whole people, or be limited to a half. Aristocracy, in its turn, may restrict itself from a half of the people to the smallest number indeterminately. Royalty even is susceptible of some division. Sparta by its constitution always had two kings; and in the Roman Empire there were as many as eight Emperors at once without its being possible to say that the Empire was divided. Thus there is a point at which each form of government blends with the next; and we see that, under three denominations only, the government is really susceptible of as many different forms as the State has citizens.
What is more, this same government being in certain respects capable of subdivision into other parts, one administered in one way, another in another, there may result from combinations of these three forms a multitude of mixed forms, each of which can be multiplied by all the simple forms.
In all ages there has been much discussion about the best form of government, without consideration of the fact that each of them is the best in certain cases, and the worst in others.
If, in the different States, the number of the supreme magistrates should be in inverse ratio to that of the citizens, it follows that, in general, democratic government is suitable to small States, aristocracy to those of moderate size, and monarchy to large ones. This rule follows immediately from the principle. But how is it possible to estimate the multitude of circumstances which may furnish exceptions?
He that makes the law knows better than any one how it should be executed and interpreted. It would seem, then, that there could be no better constitution than one in which the executive power is united with the legislative; but it is that very circumstance which makes a democratic government inadequate in certain respects, because things which ought to be distinguished are not, and because the Prince and the sovereign, being the same person, only form as it were a government without government.
It is not expedient that he who makes the laws should execute them, nor that the body of the people should divert its attention from general considerations in order to bestow it on particular objects. Nothing is more dangerous than the influence of private interests on public affairs; and the abuse of the laws by the government is a less evil than the corruption of the legislator, which is the infallible result of the pursuit of private interests. For when the State is changed in its substance all reform becomes impossible. A people which would never abuse the government would likewise never abuse its independence; a people which always governed well would not need to be governed.
Taking the term in its strict sense, there never has existed, and never will exist, any true democracy. It is contrary to the natural order that the majority should govern and that the minority should be governed. It is impossible to imagine that the people should remain in perpetual assembly to attend to public affairs, and it is easily apparent that commissions could not be established for that purpose without the form of administration being changed.
In fact, I think I can lay down as a principle that when the functions of government are shared among several magistracies, the least numerous acquire, sooner or later, the greatest authority, if only on account of the facility in transacting business which naturally leads them on to that.
Moreover, how many things difficult to combine does not this government presuppose! First, a very small State, in which the people may be readily assembled, and in which every citizen can easily know all the rest; secondly, great simplicity of manners, which prevents a multiplicity of affairs and thorny discussions; next, considerable equality in rank and fortune, without which equality in rights and authority could not long subsist; lastly, little or no luxury, for luxury is either the effect of wealth or renders it necessary; it corrupts both the rich and the poor, the former by possession, the latter by covetousness; it betrays the country to effeminacy and vanity; it deprives the State of all its citizens in order to subject them one to another, and all to opinion.
That is why a famous author has assigned virtue as the principle of a republic, for all these conditions could not subsist without virtue; but through not making the necessary distinctions, this brilliant genius has often lacked precision and sometimes clearness, and has not seen that the sovereign authority being everywhere the same, the same principle ought to have a place in every well-constituted State, in a greater or less degree, it is true, according to the form of government.
Let us add that there is no government so subject to civil wars and internal agitation as the democratic or popular, because there is none which tends so strongly and so constantly to change its form, none which demands more vigilance and courage to be maintained in its own form. It is especially in this constitution that the citizen should arm himself with strength and steadfastness, and say every day of his life from the bottom of his heart what a virtuous Palatine said in the Diet of Poland: Malo periculosam libertatem quam quietum servitium.
If there were a nation of gods, it would be governed democratically. So perfect a government is unsuited to men.
We have here two moral persons quite distinct, viz, the government and the sovereign; and consequently two general wills, the one having reference to all the citizens, the other only to the members of the administration. Thus, although the government can regulate its internal policy as it pleases, it can never speak to the people except in the name of the sovereign, that is, in the name of the people themselves. This must never be forgotten.
The earliest societies were aristocratically governed. The heads of families deliberated among themselves about public affairs. The young men yielded readily to the authority of experience. Hence the names priests, elders, senate, gerontes. The savages of North America are still governed in this way at the present time, and are very well governed.
But in proportion as the inequality due to institutions prevailed over natural inequality, wealth or power* was preferred to age, and aristocracy became elective. Finally, the power transmitted with the father’s property to the children, rendering the families patrician, made the government hereditary and there were senators only twenty years old.
There are, then, three kinds of aristocracy — natural, elective, and hereditary. The first is only suitable for simple nations; the third is the worst of all governments. The second is the best; it is aristocracy properly so-called.
Besides the advantage of the distinction between the two powers, aristocracy has that of the choice of its members; for in a popular government all the citizens are born magistrates; but this one limits them to a small number, and they become magistrates by election only;† a method by which probity, intelligence, experience, and all other grounds of preference and public esteem are so many fresh guarantees that men will be wisely governed.
Further, assemblies are more easily convoked; affairs are better discussed and are dispatched with greater order and diligence; while the credit of the State is better maintained abroad by venerable senators than by an unknown or despised multitude.
In a word, it is the best and most natural order of things that the wisest should govern the multitude, when we are sure that they will govern it for its advantage and not for their own. We should not uselessly multiply means, nor do with twenty thousand men what a hundred chosen men can do still better. But we must observe that the corporate interest begins here to direct the public force in a less degree according to the rule of the general will, and that another inevitable propensity deprives the laws of a part of the executive power.
With regard to special expediences, a State must not be so small, nor a people so simple and upright, that the execution of the laws should follow immediately upon the public will as in a good democracy. Nor again must a nation be so large that the chief men, who are dispersed in order to govern it, can set up as sovereigns, each in his own province, and begin by making themselves independent so as at last to become masters.
But if aristocracy requires a few virtues less than popular government, it requires also others that are peculiarly its own, such as moderation among the rich and contentment among the poor; for a rigorous equality would seem to be out of place in it, and was not even observed in Sparta.
Besides, if this form of government comports with a certain inequality of fortune, it is expedient in general that the administration of public affairs should be intrusted to those that are best able to devote their whole time to it, but not, as Aristotle maintains, that the rich should always be preferred. On the contrary, it is important that an opposite choice should sometimes teach the people that there are, in men’s personal merits, reasons for preference more important than wealth.
We have hitherto considered the Prince as a moral and collective person united by the force of the laws, and as the depositary of the executive power in the State. We have now to consider this power concentrated in the hands of a natural person, of a real man, who alone has a right to dispose of it according to the laws. He is what is called a monarch or a king.
Quite the reverse of the other forms of administration, in which a collective being represents an individual, in this one an individual represents a collective being; so that the moral unity that constitutes it is at the same time a physical unity, in which all the powers that the law combines in the other with so much effort are combined naturally.
Thus the will of the people, the will of the Prince, the public force of the State, and the particular force of the government, all obey the same motive power; all the springs of the machine are in the same hand, everything works for the same end; there are no opposite movements that counteract one another, and no kind of constitution can be imagined in which a more considerable action is produced with less effort. Archimedes, quietly seated on the shore, and launching without difficulty a large vessel, represents to me a skillful monarch, governing from his cabinet his vast States, and, while he appears motionless, setting everything in motion.
But if there is no government which has more vigor, there is none in which the particular will has more sway and more easily governs others. Everything works for the same end, it is true; but this end is not the public welfare, and the very power of the administration turns continually to the prejudice of the State.
Kings wish to be absolute, and from afar men cry to them that the best way to become so is to make themselves beloved by their people. This maxim is very fine, and also very true in certain respects; unfortunately it will always be ridiculed in courts. Power which springs from the affections of the people is doubtless the greatest, but it is precarious and conditional; princes will never be satisfied with it. The best kings wish to have the power of being wicked if they please, without ceasing to be masters. A political preacher will tell them in vain that, the strength of the people being their own, it is their greatest interest that the people should be flourishing, numerous, and formidable; they know very well that that is not true. Their personal interest is, in the first place, that the people should be weak and miserable, and should never be able to resist them. Supposing all the subjects always perfectly submissive, I admit that it would then be the prince’s interest that the people should be powerful, in order that this power, being his own, might render him formidable to his neighbors; but as this interest is only secondary and subordinate, and as the two suppositions are incompatible, it is natural that princes should always give preference to the maxim which is most immediately useful to them. It is this that Samuel strongly represented to the Hebrews; it is this that Machiavelli clearly demonstrated. While pretending to give lessons to kings, he gave great ones to peoples. The “Prince” of Machiavelli is the book of republicans.*
We have found, by general considerations, that monarchy is suited only to large States, and we shall find this again by examining monarchy itself. The more numerous the public administrative body is, the more does the ratio of the Prince to the subjects diminish and approach equality, so that this ratio is unity or equality, even in a democracy. This same ratio increases in proportion as the government contracts, and is at its maximum when the government is in the hands of a single person. Then the distance between the Prince and the people is too great, and the State lacks cohesion. In order to unify it, then, intermediate orders, princes, grandees, and nobles, are required to fill them. Now, nothing at all of this kind is proper for a small State, which would be ruined by all these orders.
But if it is difficult for a great State to be well governed, it is much more so for it to be well governed by a single man; and every one knows what happens when the king appoints deputies.
One essential and inevitable defect, which will always render a monarchical government inferior to a republican one, is that in the latter the public voice hardly ever raises to the highest posts any but enlightened and capable men, who fill them honorably; whereas those who succeed in monarchies are most frequently only petty mischief-makers, petty knaves, petty intriguers, whose petty talents, which enable them to attain high posts in courts, only serve to show the public their ineptitude as soon as they have attained them. The people are much less mistaken about their choice than the prince is; and a man of real merit is almost as rare in a royal ministry as a fool at the head of a republican government. Therefore, when by some fortunate chance one of these born rulers takes the helm of affairs in a monarchy almost wrecked by such a fine set of ministers, it is quite astonishing what resources he finds, and his accession to power forms an epoch in a country.
In order that a monarchical State might be well governed, it would be necessary that its greatness or extent should be proportioned to the abilities of him that governs. It is easier to conquer than to rule. With a sufficient lever, the world may be moved by a finger; but to support it the shoulders of Hercules are required. However small a State may be, the prince is almost always too small for it. When, on the contrary, it happens that the State is too small for its chief, which is very rare, it is still badly governed, because the chief, always pursuing his own great designs, forgets the interests of the people, and renders them no less unhappy by the abuse of his transcendent abilities, than an inferior chief by his lack of talent. It would be necessary, so to speak, that a kingdom should be enlarged or contracted in every reign, according to the capacity of the prince; whereas, the talents of a senate having more definite limits, the State may have permanent boundaries, and the administration prosper equally well.
The most obvious inconvenience of the government of a single person is the lack of that uninterrupted succession which forms in the two others a continuous connection. One king being dead, another is necessary; elections leave dangerous intervals; they are stormy; and unless the citizens are of a disinterestedness, an integrity, which this government hardly admits of, intrigue and corruption intermingle with it. It would be hard for a man to whom the State has been sold not to sell it in his turn, and indemnify himself out of the helpless for the money which the powerful have extorted from him. Sooner or later everything becomes venal under such an administration, and the peace which is then enjoyed under a king is worse than the disorder of an interregnum.
What has been done to prevent these evils? Crowns have been made hereditary in certain families; and an order of succession has been established which prevents any dispute on the demise of kings; that is to say, the inconvenience of regencies being substituted for that of elections, an appearance of tranquillity has been preferred to a wise administration, and men have preferred to risk having as their chiefs children, monsters, and imbeciles, rather than have a dispute about the choice of good kings. They have not considered that in thus exposing themselves to the risk of this alternative, they put almost all the chances against themselves. That was a very sensible answer of Dionysius the younger, to whom his father, in reproaching him with a dishonorable action, said: “Have I set you the example in this?” “Ah!” replied the son, “your father was not a king.”
All things conspire to deprive of justice and reason a man brought up to govern others. Much trouble is taken, so it is said, to teach young princes the art of reigning; this education does not appear to profit them. It would be better to begin by teaching them the art of obeying. The greatest kings that history has celebrated were not trained to rule; that is a science which men are never less masters of than after excessive study of it, and it is better acquired by obeying than by ruling. Nam utilissimus idem ac brevissimus bonarum malarumque rerum delectus, cogitare quid aut nolueris sub alio principe, aut volueris.
A result of this want of cohesion is the instability of royal government, which, being regulated sometimes on one plan, sometimes on another, according to the character of the reigning prince or that of the persons who reign for him, cannot long pursue a fixed aim or a consistent course of conduct, a variableness which always makes the State fluctuate between maxim and maxim, project and project, and which does not exist in other governments, where the Prince is always the same. So we see that, in general, if there is more cunning in a court, there is more wisdom in a senate, and that republics pursue their ends by more steadfast and regular methods; whereas every revolution in a royal ministry produces one in the State, the maxim common to all ministers, and to almost all kings, being to reverse in every respect the acts of their predecessors.
From this same want of cohesion is obtained the solution of a sophism very familiar to royal politicians; this is not only to compare civil government with domestic government, and the prince with the father of a family, an error already refuted, but, further, to ascribe freely to this magistrate all the virtues which he might have occasion for, and always to suppose that the prince is what he ought to be — on which supposition royal government is manifestly preferable to every other, because it is incontestably the strongest, and because it only lacks a corporate will more conformable to the general will to be also the best.
But if, according to Plato, a king by nature is so rare a personage, how many times will nature and fortune conspire to crown him? And if the royal education necessarily corrupts those who receive it, what should be expected from a succession of men trained to rule? It is, then, voluntary self-deception to confuse royal government with that of a good king. To see what this government is in itself, we must consider it under incapable or wicked princes; for such will come to the throne, or the throne will make them such.
These difficulties have not escaped our authors, but they have not been embarrassed by them. The remedy, they say, is to obey without murmuring; God gives bad kings in his wrath, and we must endure them as chastisements of heaven. Such talk is doubtless edifying, but I am inclined to think it would be more appropriate in a pulpit than in a book on politics. What should we say of a physician who promises miracles, and whose whole art consists in exhorting the sick man to be patient? We know well that when we have a bad government it must be endured; the question is to find a good one.
Properly speaking, there is no simple government. A single chief must have subordinate magistrates; a popular government must have a head. Thus, in the partition of the executive power, there is always a gradation from the greater number to the less, with this difference, that sometimes the majority depends on the minority, and sometimes the minority on the majority.
Sometimes there is an equal division, either when the constituent parts are in mutual dependence, as in the government of England; or when the authority of each part is independent, but imperfect, as in Poland. This latter form is bad, because there is no unity in the government, and the State lacks cohesion.
Is a simple or mixed government the better? A question much debated among publicists, and one to which the same answer must be made that I have before made about every form of government.
The simple government is the better in itself, for the reason that it is simple. But when the executive power is not sufficiently dependent on the legislative, that is, when there is a greater proportion between the Prince and the sovereign than between the people and the Prince, this want of proportion must be remedied by dividing the government; for then all its parts have no less authority over the subjects, and their division renders them all together less strong against the sovereign.
The same inconvenience is also provided against by the establishment of intermediate magistrates, who, leaving the government in its entirety, only serve to balance the two powers and maintain their respective rights. Then the government is not mixed, but temperate.
The opposite inconvenience can be remedied by similar means, and, when the government is too lax, tribunals may be erected to concentrate it. That is customary in all democracies. In the first case the government is divided in order to weaken it, and in the second in order to strengthen it; for the maximum of strength and also of weakness is found in simple governments, while the mixed forms give a medium strength.
Liberty, not being a fruit of all climates, is not within the reach of all peoples. The more we consider this principle established by Montesquieu, the more do we perceive its truth; the more it is contested, the greater opportunity is given to establish it by new proofs.
In all the governments of the world, the public person consumes, but produces nothing. Whence, then, comes the substance it consumes? From the labor of its members. It is the superfluity of individuals that supplies the necessaries of the public. Hence it follows that the civil State can subsist only so long as men’s labor produces more than they need.
Now this excess is not the same in all countries of the world. In several it is considerable, in others moderate, in others nothing, in others a minus quantity. This proportion depends on the fertility due to climate, on the kind of labor which the soil requires, on the nature of its products, on the physical strength of its inhabitants, on the greater or less consumption that is necessary to them, and on several other like proportions of which it is composed.
On the other hand, all governments are not of the same nature; there are some more or less wasteful; and the differences are based on this other principle, that the further the public contributions are removed from their source, the more burdensome they are. We must not measure this burden by the amount of the imposts, but by the distance they have to traverse in order to return to the hands from which they have come. When this circulation is prompt and well-established, it matters not whether little or much is paid; the people are always rich, and the finances are always prosperous. On the other hand, however little the people may contribute, if this little does not revert to them, they are soon exhausted by constantly giving; the State is never rich and the people are always in beggary.
It follows from this that the more the distance between the people and the government is increased, the more burdensome do the tributes become; therefore, in a democracy the people are least encumbered, in an aristocracy they are more so, and in a monarchy they bear the greatest weight. Monarchy, then, is suited only to wealthy nations; aristocracy, to States moderate both in wealth and size; democracy, to small and poor States.
Indeed, the more we reflect on it, the more do we find in this the difference between free and monarchical States. In the first, everything is used for the common advantage; in the others, public and private resources are reciprocal, and the former are increased by the diminution of the latter; lastly, instead of governing subjects in order to make them happy, despotism renders them miserable in order to govern them.
There are, then, in every climate natural causes by which we can assign the form of government which is adapted to the nature of the climate, and even say what kind of inhabitants the country should have.
Unfruitful and barren places, where the produce does not repay the labor, ought to remain uncultivated and deserted, or should only be peopled by savages; places where men’s toil yields only bare necessaries ought to be inhabited by barbarous nations; in them any polity would be an impossibility. Places where the excess of the produce over the labor is moderate are suitable for free nations; those in which abundant and fertile soil yields much produce for little labor are willing to be governed monarchically, in order that the superfluity of the subjects may be consumed by the luxuries of the Prince; for it is better that this excess should be absorbed by the government than squandered by private persons. There are exceptions, I know; but these exceptions themselves confirm the rule, in that, sooner or later, they produce revolutions which restore things to their natural order.
We should always distinguish general laws from the particular causes which may modify their effects. If the whole south should be covered with republics, and the whole north with despotic States, it would not be less true that, through the influence of climate, despotism is suitable to warm countries, barbarism to cold countries, and a good polity to intermediate regions. I see, however, that while the principle is admitted, its application may be disputed; it will be said that some cold countries are very fertile, and some southern ones very unfruitful. But this is a difficulty only for those who do not examine the matter in all its relations. It is necessary, as I have already said, to reckon those connected with labor, resources, consumption, etc.
Let us suppose that the produce of two districts equal in area is in the ratio of five to ten. If the inhabitants of the former consume four and those of the latter nine parts, the surplus produce of the first will be one-fifth, and that of the second one-tenth. The ratio between these two surpluses being then inversely as that of the produce of each, the district which yields only five will give a surplus double that of the district which produces ten.
But it is not a question of double produce, and I do not think that any one dare, in general, place the fertility of cold countries even on an equality with that of warm countries. Let us, however, assume this equality; let us, if you will, put England in the scales with Sicily, and Poland with Egypt; more to the south we shall have Africa and India; more to the north we shall have nothing. For this equality in produce what a difference in the cultivation! In Sicily it is only necessary to scratch the soil; in England what care is needed to till it! But where more exertion is required to yield the same produce, the surplus must necessarily be very small.
Consider, besides this, that the same number of men consume much less in warm countries. The climate demands that people should be temperate in order to be healthy; Europeans who want to live as at home all die of dysentery and dyspepsia. “We are,” says Chardin, “carnivorous beasts, wolves, in comparison with Asiatics. Some attribute the temperance of the Persians to the fact that their country is scantily cultivated; I believe, on the contrary, that their country is not very abundant in provisions because the inhabitants need very little. If their frugality,” he continues, “resulted from the poverty of the country, it would be only the poor who would eat little, whereas it is the people generally; and more or less would be consumed in each province, according to the fertility of the country, whereas the same abstemiousness is found throughout the kingdom. They pride themselves greatly on their mode of living, saying that it is only necessary to look at their complexions, to see how much superior they are to those of Christians. Indeed, the complexions of the Persians are smooth; they have beautiful skins, delicate and clear: while the complexions of their subjects, the Armenians, who live in European fashion, are rough and blotched, and their bodies are coarse and heavy.”
The nearer we approach the Equator, the less do the people live upon. They eat scarcely any meat; rice, maize, cuzcuz, millet, cassava, are their ordinary foods. There are in India millions of men whose diet does not cost a half-penny a day. We see even in Europe palpable differences in appetite between northern and southern nations. A Spaniard will live for eight days on a German’s dinner. In countries where men are most voracious luxury is directed to matters of consumption; in England it is displayed in a table loaded with meats; in Italy you are regaled with sugar and flowers.
Again, luxury in dress presents similar differences. In climates where the changes of the seasons are sudden and violent, garments are better and simpler; in those where people dress only for ornament, splendor is more sought after than utility, for clothes themselves are a luxury. At Naples you will see men every day walking to Posilippo with gold-embroidered coats, and no stockings. It is the same with regard to buildings; everything is sacrificed to magnificence when there is nothing to fear from injury by the atmosphere. In Paris and in London people must be warmly and comfortably housed; in Madrid they have superb drawing-rooms, but no windows that shut, while they sleep in mere closets.
The foods are much more substantial and nutritious in warm countries; this is a third difference which cannot fail to influence the second. Why do people eat so many vegetables in Italy? Because they are good, nourishing, and of excellent flavor. In France, where they are grown only on water, they are not nourishing and count almost for nothing on the table; they do not, however, occupy less ground, and they cost at least as much labor to cultivate. It is found by experience that the wheats of Barbary, inferior in other respects to those of France, yield much more flour, and that those of France, in their turn, yield more than the wheats of the north. Whence we may infer that a similar gradation is observable generally, in the same direction, from the Equator to the Pole. Now is it not a manifest disadvantage to have in an equal quantity of produce a smaller quantity of nutriment?
To all these different considerations I may add one which springs from, and strengthens, them; it is that warm countries have less need of inhabitants than cold countries, but would be able to maintain a greater number; hence a double surplus is produced, always to the advantage of despotism. The greater the surface occupied by the same number of inhabitants, the more difficult do rebellions become, because measures cannot be concerted promptly and secretly, and because it is always easy for the government to discover the plans and cut off communications. But the more closely packed a numerous population is, the less power has a government to usurp the sovereignty; the chiefs deliberate as securely in their cabinets as the prince in his council, and the multitude assemble in the squares as quickly as the troops in their quarters. The advantage, then, of a tyrannical government lies in this, that it acts at great distances. By help of the points of support which it procures, its power increases with the distance, like that of levers.* That of the people, on the other hand, acts only when concentrated; it evaporates and disappears as it extends, like the effect of powder scattered on the ground, which takes fire only grain by grain. The least populous countries are thus the best adapted for tyranny; wild beasts reign only in deserts.
When, then, it is asked absolutely which is the best government, an insoluble and likewise indeterminate question is propounded; or, if you will, it has as many correct solutions as there are possible combinations in the absolute and relative positions of the nations.
But if it were asked by what sign it can be known whether a given people is well or ill governed, that would be a different matter, and the question of fact might be determined.
It is however, not settled, because every one wishes to decide it in his own way. Subjects extol the public tranquillity, citizens the liberty of individuals; the former prefer security of possessions, the latter, that of persons; the former are of opinion that the best government is the most severe, the latter maintain that it is the mildest; the one party wish that crimes should be punished and the other that they should be prevented; the one party think it well to be feared by their neighbors, the other party prefer to be unacquainted with them; the one party are satisfied when money circulates, the other party demand that the people should have bread. Even though there should be agreement on these and other similar points, would further progress be made? Since moral quantities lack a precise mode of measurement, even if people were in accord about the sign, how could they be so about the valuation of it?
For my part, I am always astonished that people fail to recognize a sign so simple, or that they should have the insincerity not to agree about it. What is the object of political association? It is the preservation and prosperity of its members. And what is the surest sign that they are preserved and prosperous? It is their number and population. Do not, then, go and seek elsewhere for this sign so much discussed. All other things being equal, the government under which, without external aids, without naturalizations, and without colonies, the citizens increase and multiply most, is infallibly the best. That under which a people diminishes and decays is the worst. Statisticians, it is now your business; reckon, measure, compare.*
As the particular will acts incessantly against the general will, so the government makes a continual effort against the sovereignty. The more this effort is increased, the more is the constitution altered; and as there is here no other corporate will which, by resisting that of the Prince, may produce equilibrium with it, it must happen sooner or later that the Prince at length oppresses the sovereign and violates the social treaty. Therein is the inherent and inevitable vice, which, from the birth of the body politic, tends without intermission to destroy it, just as old age and death at length destroy the human body.
There are two general ways by which a government degenerates, viz, when it contracts, or when the State is dissolved.
The government contracts when it passes from the majority to the minority, that is, from democracy to aristocracy, and from aristocracy to royalty. That is its natural tendency. If it retrograded from the minority to the majority, it might be said to relax; but this inverse progress is impossible.
In reality, the government never changes its form except when its exhausted energy leaves it too weak to preserve itself; and if it becomes still more relaxed as it extends, its force will be annihilated, and it will no longer subsist. We must therefore concentrate the energy as it dwindles; otherwise the State which it sustains will fall into ruin.
The dissolution of the State may occur in two ways.
Firstly, when the Prince no longer administers the State in accordance with the laws and effects a usurpation of the sovereign power. Then a remarkable change takes place — the State, and not the government, contracts; I mean that the State dissolves, and that another is formed within it, which is composed only of the members of the government, and which is to the rest of the people nothing more than their master and their tyrant. So that as soon as the government usurps the sovereignty, the social compact is broken, and all the ordinary citizens, rightfully regaining their natural liberty, are forced, but not morally bound, to obey.
The same thing occurs also when the members of the government usurp separately the power which they ought to exercise only collectively; which is no less a violation of the laws, and occasions still greater disorder. Then there are, so to speak, as many Princes as magistrates; and the State, not less divided than the government, perishes or changes its form.
When the State is broken up, the abuse of the government, whatever it may be, takes the common name of anarchy. To distinguish, democracy degenerates into ochlocracy, aristocracy into oligarchy; I should add that royalty degenerates into tyranny; but this last word is equivocal and requires explanation.
In the vulgar sense a tyrant is a king who governs with violence and without regard to justice and the laws. In the strict sense, a tyrant is a private person who arrogates to himself the royal authority without having a right to it. It is in this sense that the Greeks understood the word tyrant; they bestowed it indifferently on good and bad princes whose authority was not legitimate. Thus tyrant and usurper are two words perfectly synonymous.
To give different names to different things, I call the usurper of royal authority a tyrant, and the usurper of sovereign power a despot. The tyrant is he who, contrary to the laws, takes upon himself to govern according to the laws; the despot is he who sets himself above the laws themselves. Thus the tyrant cannot be a despot, but the despot is always a tyrant.
Such is the natural and inevitable tendency of the best constituted governments. If Sparta and Rome have perished, what State can hope to endure for ever? If we wish to form a durable constitution, let us, then, not dream of making it eternal. In order to succeed we must not attempt the impossible, nor flatter ourselves that we are giving to the work of men a stability which human things do not admit of.
The body politic, as well as the human body, begins to die from its birth, and bears in itself the causes of its own destruction. But both may have a constitution more or less robust, and fitted to preserve them a longer or shorter time. The constitution of man is the work of nature; that of the State is the work of art. It does not rest with men to prolong their lives; it does rest with them to prolong that of the State as far as possible, by giving it the best constitution practicable. The best constituted will come to an end, but not so soon as another, unless some unforeseen accident brings about its premature destruction.
The principle of political life is in the sovereign authority. The legislative power is the heart of the State; the executive power is its brain, giving movement to all the parts. The brain may be paralyzed and yet the individual may live. A man remains an imbecile and lives; but so soon as the heart ceases its functions, the animal dies.
It is not by laws that the State subsists, but by the legislative power. The law of yesterday is not binding to-day; but tacit consent is presumed from silence, and the sovereign is supposed to confirm continually the laws which it does not abrogate when able to do so. Whatever it has once declared that it wills, it wills always, unless the declaration is revoked.
Why, then, do people show so much respect for ancient laws? It is on account of their antiquity. We must believe that it is only the excellence of the ancient laws which has enabled them to be so long preserved; unless the sovereign has recognized them as constantly salutary, it would have revoked them a thousand times. That is why, far from being weakened, the laws are ever acquiring fresh vigor in every well-constituted State; the prejudice in favor of antiquity renders them more venerable every day; while, wherever laws are weakened as they grow old, this fact proves that there is no longer any legislative power, and that the State no longer lives.
The sovereign, having no other force than the legislative power, acts only through the laws; and the laws being nothing but authentic acts of the general will, the sovereign can act only when the people are assembled. The people assembled, it will be said: what a chimera! It is a chimera to-day; but it was not so two thousand years ago. Have men changed their nature?
The limits of the possible in moral things are less narrow than we think; it is our weaknesses, our vices, our prejudices, that contract them. Sordid souls do not believe in great men; vile slaves smile with a mocking air at the word liberty.
From what has been done let us consider what can be done. I shall not speak of the ancient republics of Greece; but the Roman Republic was, it seems to me, a great State, and the city of Rome a great city. The last census in Rome showed that there were 400,000 citizens bearing arms, and the last enumeration of the Empire showed more than 4,000,000 citizens, without reckoning subjects, foreigners, women, children, and slaves.
What a difficulty, we might suppose, there would be in assembling frequently the enormous population of the capital and its environs. Yet few weeks passed without the Roman people being assembled, even several times. Not only did they exercise the rights of sovereignty, but a part of the functions of government. They discussed certain affairs and judged certain causes, and in the public assembly the whole people were almost as often magistrates as citizens.
By going back to the early times of nations, we should find that the majority of the ancient governments, even monarchical ones, like those of the Macedonians and the Franks, had similar councils. Be that as it may, this single incontestable fact solves all difficulties; inference from the actual to the possible appears to me sound.
It is not sufficient that the assembled people should have once fixed the constitution of the State by giving their sanction to a body of laws; it is not sufficient that they should have established a perpetual government, or that they should have once for all provided for the election of magistrates. Besides the extraordinary assemblies which unforeseen events may require, it is necessary that there should be fixed and periodical ones which nothing can abolish or prorogue; so that, on the appointed day, the people are rightfully convoked by the law, without needing for that purpose any formal summons.
But, excepting these assemblies which are lawful by their date alone, every assembly of the people that has not been convoked by the magistrates appointed for that duty and according to the prescribed forms, ought to be regarded as unlawful and all that is done in it as invalid, because even the order to assemble ought to emanate from the law.
As for the more or less frequent meetings of the lawful assemblies, they depend on so many considerations that no precise rules can be given about them. Only it may be said generally that the more force a government has the more frequently should the sovereign display itself.
This, I shall be told, may be good for a single city; but what is to be done when the State comprises many cities? Will the sovereign authority be divided? Or must it be concentrated in a single city and render subject all the rest.
I answer that neither alternative is necessary. In the first place, the sovereign authority is simple and undivided, and we cannot divide it without destroying it. In the second place, a city, no more than a nation, can be lawfully subject to another, because the essence of the body politic consists in the union of obedience and liberty, and these words, subject and sovereign, are correlatives, the notion underlying them being expressed in the one word citizen.
I answer, further, that it is always an evil to combine several towns into a single State, and, in desiring to effect such a union, we must not flatter ourselves that we shall avoid the natural inconveniences of it. The abuses of great States cannot be brought as an objection against a man who only desires small ones. But how can small States be endowed with sufficient force to resist great ones? Just in the same way as when the Greek towns of old resisted the Great King, and as more recently Holland and Switzerland have resisted the House of Austria.
If, however, the State cannot be reduced to proper limits, one resource still remains; it is not to allow any capital, but to make the government sit alternately in each town, and also to assemble in them by turns the estates of the country.
People the territory uniformly, extend the same rights everywhere, spread everywhere abundance and life; in this way the State will become at once the strongest and the best governed that may be possible. Remember that the walls of the towns are formed solely of the remains of houses in the country. For every palace that I see rising in the capital, I seem to see a whole rural district laid in ruins.
So soon as the people are lawfully assembled as a sovereign body, the whole jurisdiction of the government ceases, the executive power is suspended, and the person of the meanest citizen is as sacred and inviolable as that of the first magistrate, because where the represented are, there is no longer any representative. Most of the tumults that arose in Rome in the comitia proceeded from ignorance or neglect of this rule. The consuls were then only presidents of the people and the tribunes simple orators; the Senate had no power at all.
These intervals of suspension, in which the Prince recognizes or ought to recognize the presence of a superior, have always been dreaded by that power; and these assemblies of the people, which are the shield of the body politic and the curb of the government, have in all ages been the terror of the chief men; hence such men are never wanting in solicitude, objections, obstacles, and promises, in the endeavor to make the citizens disgusted with the assemblies. When the latter are avaricious, cowardly, pusillanimous, and more desirous of repose than of freedom, they do not long hold out against the repeated efforts of the government; and thus, as the resisting force constantly increases, the sovereign authority at last disappears, and most of the States decay and perish before their time.
But between the sovereign authority and the arbitrary government there is sometimes introduced an intermediate power of which I must speak.
So soon as the service of the State ceases to be the principal business of the citizens, and they prefer to render aid with their purses rather than their persons, the State is already on the brink of ruin. Is it necessary to march to battle, they pay troops and remain at home; is it necessary to go to the council, they elect deputies and remain at home. As a result of indolence and wealth, they at length have soldiers to enslave their country and representatives to sell it.
It is the bustle of commerce and of the arts, it is the greedy pursuit of gain, it is effeminacy and love of comforts, that commute personal services for money. Men sacrifice a portion of their profit in order to increase it at their ease. Give money and soon you will have chains. That word finance is a slave’s word; it is unknown among citizens. In a country that is really free, the citizens do everything with their hands and nothing with money: far from paying for exemption from their duties, they would pay to perform them themselves. I am far removed from ordinary ideas; I believe that statute labor (les corvées) is less repugnant to liberty than taxation is.
The better constituted a State is, the more do public affairs outweigh private ones in the minds of the citizens. There is, indeed, a much smaller number of private affairs, because the amount of the general prosperity furnishes a more considerable portion to that of each individual, and less remains to be sought by individual exertions. In a well-conducted city-state everyone hastens to the assemblies: while under a bad government no one cares to move a step in order to attend them, because no one takes an interest in the proceedings, since it is foreseen that the general will will not prevail; and so at last private concerns become all-absorbing. Good laws pave the way for better ones; bad laws lead to worse ones. As soon as any one says of the affairs of the State, “Of what importance are they to me?” we must consider that the State is lost.
The decline of patriotism, the active pursuit of private interests, the vast size of States, conquests, and the abuses of government, have suggested the plan of deputies or representatives of the people in the assemblies of the nation. It is this which in certain countries they dare to call the third estate. Thus the private interest of two orders is put in the first and second rank, the public interest only in the third.
Sovereignty cannot be represented for the same reason that it cannot be alienated; it consists essentially in the general will, and the will cannot be represented; it is the same or it is different; there is no medium. The deputies of the people, then, are not and cannot be its representatives; they are only its commissioners and can conclude nothing definitely. Every law which the people in person have not ratified is invalid; it is not a law. The English nation thinks that it is free, but is greatly mistaken, for it is so only during the election of members of Parliament; as soon as they are elected, it is enslaved and counts for nothing. The use which it makes of the brief moments of freedom renders the loss of liberty well-deserved.
The idea of representatives is modern; it comes to us from feudal government, that absurd and iniquitous government, under which mankind is degraded and the name of man dishonored. In the republics, and even in the monarchies, of antiquity, the people never had representatives; they did not know the word. It is very singular that in Rome, where the tribunes were so sacred, it was not even imagined that they could usurp the functions of the people, and in the midst of so great a multitude, they never attempted to pass of their own accord a single plebiscitum. We may judge, however, of the embarrassment which the crowd sometimes caused from what occurred in the time of the Gracchi, when a part of the citizens gave their votes on the house-tops. But where right and liberty are all in all, inconveniences are nothing. In that wise nation everything was estimated at a true value; it allowed the lictors to do what the tribunes had not dared to do, and was not afraid that the lictors would want to represent it.
To explain, however, in what manner the tribunes sometimes represented it, it is sufficient to understand how the government represents the sovereign. The law being nothing but the declaration of the general will, it is clear that in their legislative capacity the people cannot be represented; but they can and should be represented in the executive power, which is only force applied to law. This shows that very few nations would, upon careful examination, be found to have laws. Be that as it may, it is certain that the tribunes, having no share in the executive power, could never represent the Roman people by right of their office, but only by encroaching on the rights of the Senate.
Among the Greeks, whatever the people had to do, they did themselves; they were constantly assembled in the public place. They lived in a mild climate and they were not avaricious; slaves performed the manual labor; the people’s great business was liberty. Not having the same advantages, how are you to preserve the same rights? Your more rigorous climates give you more wants;* for six months in a year the public place is untenable, and your hoarse voices cannot be heard in the open air. You care more for gain than for liberty, and you fear slavery far less than you do misery.
What! is liberty maintained only with the help of slavery? Perhaps; extremes meet. Everything which is not according to nature has its inconveniences, and civil society more than all the rest. There are circumstances so unfortunate that people can preserve their freedom only at the expense of that of others, and the citizen cannot be completely free except when the slave is enslaved to the utmost. Such was the position of Sparta. As for you, modern nations, you have no slaves, but you are slaves; you pay for their freedom with your own. In vain do you boast of this preference; I find in it more of cowardice than of humanity.
I do not mean by all this that slaves are necessary and that the right of slavery is lawful, since I have proved the contrary; I only mention the reasons why modern nations who believe themselves free have representatives, and why ancient nations had none. Be that as it may, as soon as a nation appoints representatives, it is no longer free; it no longer exists.
After very careful consideration I do not see that it is possible henceforward for the sovereign to preserve among us the exercise of its rights unless the State is very small. But if it is very small, will it not be subjugated? No; I shall show hereafter how the external power of a great nation can be combined with the convenient polity and good order a small State.
The legislative power being once well established, the question is to establish also the executive power; for this latter, which operates only by particular acts, not being of the essence of the other, is naturally separated from it. If it were possible that the sovereign, considered as such, should have the executive power, law and fact would be so confounded that it could no longer be known what is law and what is not; and the body politic, thus perverted, would soon become a prey to the violence against which it was instituted.
The citizens being all equal by the social contract, all can prescribe what all ought to do, while no one has a right to demand that another should do what he will not do himself. Now, it is properly this right, indispensable to make the body politic live and move, which the sovereign gives to the Prince in establishing the government.
Several have pretended that the instrument in this establishment is a contract between the people and the chiefs whom they set over themselves — a contract by which it is stipulated between the two parties on what conditions the one binds itself to rule, the other to obey. It will be agreed, I am sure, that this is a strange method of contracting. But let us see whether such a position is tenable.
First, the supreme authority can no more be modified than alienated; to limit it is to destroy it. It is absurd and contradictory that the sovereign should acknowledge a superior; to bind itself to obey a master is to regain full liberty.
Further, it is evident that this contract of the people with such or such persons is a particular act; whence it follows that the contract cannot be a law nor an act of sovereignty, and that consequently it is unlawful.
Moreover, we see that the contracting parties themselves would be under the law of nature alone, and without any security for the performance of their reciprocal engagements, which is in every way repugnant to the civil state. He who possesses the power being always capable of executing it, we might as well give the name contract to the act of a man who should say to another: “I give you all my property, on condition that you restore me what you please.”
There is but one contract in the State — that of association; and this of itself excludes any other. No public contract can be conceived which would not be a violation of the first.
Under what general notion, then, must be included the act by which the government is instituted? I shall observe first that this act is complex, or composed of two others, viz, the establishment of the law and the execution of the law.
By the first, the sovereign determines that there shall be a governing body established in such or such a form; and it is clear that this act is a law.
By the second, the people nominate the chiefs who will be intrusted with the government when established. Now, this nomination being a particular act, is not a second law, but only a consequence of the first, and a function of the government.
The difficulty is to understand how there can be an act of government before the government exists, and how the people, who are only sovereign or subjects, can, in certain circumstances, become the Prince or the magistrates.
Here, however, is disclosed one of those astonishing properties of the body politic, by which it reconciles operations apparently contradictory; for this is effected by a sudden conversion of sovereignty into democracy in such a manner that, without any perceptible change, and merely by a new relation of all to all, the citizens, having become magistrates, pass from general acts to particular acts, and from the law to the execution of it.
This change of relation is not a subtlety of speculation without example in practice; it occurs every day in the Parliament of England, in which the Lower House on certain occasions resolves itself into Grand Committee in order to discuss business better, and thus becomes a simple commission instead of the sovereign court that it was the moment before. In this way it afterward reports to itself, as the House of Commons, what it has just decided in Grand Committee.
Such is the advantage peculiar to a democratic government, that it can be established in fact by a simple act of the general will; and after this, the provisional government remains in power, should that be the form adopted, or establishes in the name of the sovereign the government prescribed by the law; and thus everything is according to rule. It is impossible to institute the government in any other way that is legitimate without renouncing the principles heretofore established.
From these explanations it follows, in confirmation of chapter XVI., that the act which institutes the government is not a contract, but a law; that the depositaries of the executive power are not the masters of the people, but its officers; that the people can appoint them and dismiss them at pleasure; that for them it is not a question of contracting, but of obeying; and that in undertaking the functions which the State imposes on them, they simply fulfill their duty as citizens, without having in any way a right to discuss the conditions.
When, therefore, it happens that the people institute a hereditary government, whether monarchical in a family or aristocratic in one order of citizens, it is not an engagement that they make, but a provisional form which they give to the administration, until they please to regulate it differently.
It is true that such changes are always dangerous, and that the established government must never be touched except when it becomes incompatible with the public good; but this circumspection is a maxim of policy, not a rule of right; and the State is no more bound to leave the civil authority to its chief men than the military authority to its generals.
Moveover it is true that in such a case all the formalities requisite to distinguish a regular and lawful act from a seditious tumult, and the will of a whole people from the clamors of a faction, cannot be too carefully observed. It is especially in this case that only such concession should be made as cannot in strict justice be refused; and from this obligation also the Prince derives a great advantage in preserving its power in spite of the people, without there being able to say that it has usurped the power; for while appearing to exercise nothing but its rights, it may very easily extend them, and, under pretext of maintaining the public peace, obstruct the assemblies designed to re-establish good order; so that it takes advantage of a silence which it prevents from being broken, or of irregularities which it causes to be committed, so as to assume in its favor the approbation of those whom fear renders silent and punish those that dare to speak. It is in this way that the Decemvirs, having at first been elected for one year, and then kept in office for another year, attempted to retain their power in perpetuity by no longer permitting the comitia to assemble; and it is by this easy method that all the governments in the world, when once invested with the public force, usarp sooner or later the sovereign authority.
The periodical assemblies of which I have spoken before are fitted to prevent or postpone this evil, especially when they need no formal convocation; for then the Prince cannot interfere with them, without openly proclaiming itself a violator of the laws and an enemy of the State.
These assemblies, which have as their object the maintenance of the social treaty, ought always to be opened with two propositions, which no one should be able to suppress, and which should pass separately by vote.
The first: “Whether it pleases the sovereign to maintain the present form of government.”
The second: “Whether it pleases the people to leave the administration to those at present intrusted with it.”
I presuppose here what I believe that I have proved, viz, that there is in the State no fundamental law which cannot be revoked, not even the social compact; for if all the citizens assembled in order to break this compact by a solemn agreement, no one can doubt that it would be quite legitimately broken. Grotius even thinks that each man can renounce the State of which he is a member, and regain his natural freedom and his property by quitting the country.* Now it would be absurd if all the citizens combined should be unable to do what each of them can do separately.
So long as a number of men in combination are considered as a single body, they have but one will, which relates to the common preservation and to the general well-being. In such a case all the forces of the State are vigorous and simple, and its principles are clear and luminous; it has no confused and conflicting interests; the common good is everywhere plainly manifest and only good sense is required to perceive it. Peace, union, and equality are foes to political subtleties. Upright and simple-minded men are hard to deceive because of their simplicity; allurements and refined pretexts do not impose upon them; they are not even cunning enough to be dupes. When, in the happiest nation in the world, we see troops of peasants regulating the affairs of the State under an oak and always acting wisely, can we refrain from despising the refinements of other nations, who make themselves illustrious and wretched with so much art and mystery?
A State thus governed needs very few laws; and in so far as it becomes necessary to promulgate new ones, this necessity is universally recognized. The first man to propose them only gives expression to what all have previously felt, and neither factions nor eloquence will be needed to pass into law what every one has already resolved to do, so soon as he is sure that the rest will act as he does.
What deceives reasoners is that, seeing only States that are ill-constituted from the beginning, they are impressed with the impossibility of maintaining such a policy in those States; they laugh to think of all the follies to which a cunning knave, an insinuating speaker, can persuade the people of Paris or London. They know not that Cromwell would have been put in irons by the people of Berne, and the Duke of Beaufort imprisoned by the Genevese.
But when the social bond begins to be relaxed and the State weakened, when private interests begin to make themselves felt and small associations to exercise an influence on the State, the common interest is injuriously affected and finds adversaries; unanimity no longer reigns in the voting; the general will is no longer the will of all; opposition and disputes arise, and the best counsel does not pass uncontested.
Lastly, when the State, on the verge of ruin, no longer subsists except in a vain and illusory form, when the social bond is broken in all hearts, when the basest interest shelters itself impudently under the sacred name of the public welfare, the general will becomes dumb; all, under the guidance of secret motives, no more express their opinions as citizens than if the State had never existed; and, under the name of laws, they deceitfully pass unjust decrees which have only private interest as their end.
Does it follow from this that the general will is destroyed or corrupted? No; it is always constant, unalterable, and pure; but it is subordinated to others which get the better of it. Each, detaching his own interest from the common interest, sees clearly that he cannot completely separate it; but his share in the injury done to the State appears to him as nothing in comparison with the exclusive advantage which he aims at appropriating to himself. This particular advantage being excepted, he desires the general welfare for his own interests quite as strongly as any other. Even in selling his vote for money, he does not extinguish in himself the general will, but eludes it. The fault that he commits is to change the state of the question, and to answer something different from what he was asked; so that, instead of saying by a vote: “It is beneficial to the State,” he says: “It is beneficial to a certain man or a certain party that such or such a motion should pass.” Thus the law of public order in assemblies is not so much to maintain in them the general will as to insure that it shall always be consulted and always respond.
I might in this place make many reflections on the simple right of voting in every act of sovereignty — a right which nothing can take away from the citizens — and on that of speaking, proposing, dividing, and discussing, which the government is always very careful to leave to its members only; but this important matter would require a separate treatise, and I cannot say everything in this one.
We see from the previous chapter that the manner in which public affairs are managed may give a sufficiently trustworthy indication of the character and health of the body politic. The more that harmony reigns in the assemblies, that is, the more the voting approaches unanimity, the more also is the general will predominant; but long discussions, dissensions, and uproar proclaim the ascendency of private interests and the decline of the State.
This is not so clearly apparent when two or more orders enter into its constitution, as, in Rome, the patricians and plebeians, whose quarrels often disturbed the comitia, even in the palmiest days of the Republic; but this exception is more apparent than real, for, at that time, by a vice inherent in the body politic, there were, so to speak, two States in one; what is not true of the two together is true of each separately. And, indeed, even in the most stormy times, the plebiscita of the people, when the Senate did not interfere with them, always passed peaceably and by a large majority of votes; the citizens having but one interest, the people had but one will.
At the other extremity of the circle unanimity returns; that is, when the citizens, fallen into slavery, have no longer either liberty or will. Then fear and flattery change votes into acclamations; men no longer deliberate, but adore or curse. Such was the disgraceful mode of speaking in the Senate under the Emperors. Sometimes it was done with ridiculous precautions. Tacitus observes that under Otho the senators, in overwhelming Vitellius with execrations, affected to make at the same time a frightful noise, in order that, if he happened to become master, he might not know what each of them had said.
From these different considerations are deduced the principles by which we should regulate the method of counting votes and of comparing opinions, according as the general will is more or less easy to ascertain and the State more or less degenerate.
There is but one law which by its nature requires unanimous consent, that is, the social compact; for civil association is the most voluntary act in the world; every man being born free and master of himself, no one can, under any pretext whatever, enslave him without his assent. To decide that the son of a slave is born a slave is to decide that he is not born a man.
If, then, at the time of the social compact, there are opponents of it, their opposition does not invalidate the contract, but only prevents them from being included in it; they are foreigners among citizens. When the State is established, consent lies in residence; to dwell in the territory is to submit to the sovereignty.*
Excepting this original contract, the vote of the majority always binds all the rest, this being a result of the contract itself. But it will be asked how a man can be free and yet forced to conform to wills which are not his own. How are opponents free and yet subject to laws they have not consented to?
I reply that the question is wrongly put. The citizen consents to all the laws, even to those which are passed in spite of him, and even to those which punish him when he dares to violate any of them. The unvarying will of all the members of the State is the general will; it is through that that they are citizens and free. When a law is proposed in the assembly of the people, what is asked of them is not exactly whether they approve the proposition or reject it, but whether it is conformable or not to the general will, which is their own; each one in giving his vote expresses his opinion thereupon; and from the counting of the votes is obtained the declaration of the general will. When, therefore, the opinion opposed to my own prevails, that simply shows that I was mistaken, and that what I considered to be the general will was not so. Had my private opinion prevailed, I should have done something other than I wished; and in that case I should not have been free.
This supposes, it is true, that all the marks of the general will are still in the majority; when they cease to be so, whatever side we take, there is no longer any liberty.
In showing before how particular wills were substituted for general wills in public resolutions, I have sufficiently indicated the means practicable for preventing this abuse; I will speak of it again hereafter. With regard to the proportional number of votes for declaring this will, I have also laid down the principles according to which it may be determined. The difference of a single vote destroys unanimity; but between unanimity and equality there are many unequal divisions, at each of which this number can be fixed according to the condition and requirements of the body politic.
Two general principles may serve to regulate these proportions: the one, that the more important and weighty the resolutions, the nearer should the opinion which prevails approach unanimity; the other, that the greater the despatch requisite in the matter under discussion, the more should we restrict the prescribed difference in the division of opinions; in resolutions which must be come to immediately the majority of a single vote should suffice. The first of these principles appears more suitable to laws, the second to affairs. Be that as it may, it is by their combination that are established the best proportions which can be assigned for the decision of a majority.
With regard to the elections of the Prince and the magistrates, which are, as I have said, complex acts, there are two modes of procedure, viz, choice and lot. Both have been employed in different republics, and a very complicated mixture of the two is seen even now in the election of the Doge of Venice.
“Election by lot,” says Montesquieu, “is of the nature of democracy.” I agree, but how is it so? “The lot,” he continues, “is a mode of election which mortifies no one; it leaves every citizen a reasonable hope of serving his country.” But these are not the reasons.
If we are mindful that the election of the chiefs is a function of government and not of sovereignty, we shall see why the method of election by lot is more in the nature of democracy, in which the administration is by so much the better as its acts are less multiplied.
In every true democracy, the magistracy is not a boon but an onerous charge, which cannot fairly be imposed on one individual rather than on another. The law alone can impose this burden on the person upon whom the lot falls. For then, the conditions being equal for all, and the choice not being dependent on any human will, there is no particular application to alter the universality of the law.
In an aristocracy the Prince chooses the Prince, the government is maintained by itself, and voting is rightly established.
The instance of the election of the Doge of Venice, far from destroying this distinction, confirms it; this composite form is suitable in a mixed government. For it is an error to take the government of Venice as a true aristocracy. If the people have no share in the government, the nobles themselves are numerous. A multitude of poor Barnabotes never come near any magistracy and have for their nobility only the empty title of Excellency and the right to attend the Great Council. This Great Council being as numerous as our General Council at Geneva, its illustrious members have no more privileges than our simple citizens (citoyens). It is certain that, setting aside the extreme disparity of the two Republics, the burgesses (la bourgeoisie) of Geneva exactly correspond to the Venetian order of patricians; our natives (natifs) and residents (habitants) represent the citizens and people of Venice; our peasants (paysans) represent the subjects of the mainland; in short, in whatever way we consider this Republic apart from its size, its government is no more aristocratic than ours. The whole difference is that, having no chief for life, we have not the same need for election by lot.
Elections by lot would have few drawbacks in a true democracy, in which, all being equal, as well in character and ability as in sentiments and fortune, the choice would become almost indifferent. But I have already said that there is no true democracy.
When choice and lot are combined, the first should be employed to fill the posts that require peculiar talents, such as military appointments; the other is suitable for those in which good sense, justice and integrity are sufficient, such as judicial offices, because, in a well-constituted State, these qualities are common to all the citizens.
Neither lot nor voting has any place in a monarchical government. The monarch being by right sole Prince and sole magistrate, the choice of his lieutenants belongs to him alone. When the Abbé de Saint-Pierre proposed to multiply the councils of the King of France and to elect the members of them by ballot, he did not see that he was proposing to change the form of government.
It would remain for me to speak of the method for recording and collecting votes in the assembly of the people; but perhaps the history of the Roman policy in that respect will explain more clearly all the principles which I might be able to establish. It is not unworthy of a judicious reader to see in some detail how public and private affairs were dealt with in a council of 200,000 men.
We have no very trustworthy records of the early times of Rome; there is even great probability that most of the things which have been handed down are fables, and in general, the most instructive part of the annals of nations, which is the history of their institution, is the most defective. Experience every day teaches us from what causes spring the revolutions of empires; but, as nations are no longer in process of formation, we have scarcely anything but conjectures to explain how they have been formed.
The customs which are found established at least testify that these customs had a beginning. Of the traditions that go back to these origins, those which the greatest authorities countenance, and which the strongest reasons confirm, ought to pass as the most undoubted. These are the principles which I have tried to follow in inquiring how the freest and most powerful nation in the world exercised its supreme power.
After the foundation of Rome, the growing republic, that is, the army of the founder, composed of Albans, Sabines, and foreigners, was divided into three classes, which, from this division, took the name of tribes. Each of these tribes was subdivided into ten curiæ, and each curiæ into decuriæ, at the head of which were placed curiones and decuriones.
Besides this, a body of one hundred horsemen or knights, called a centuria, was drawn from each tribe, whence we see that these divisions, not very necessary in a town, were at first only military. But it seems that an instinct of greatness induced the little town of Rome from the first to adopt a polity suitable to the capital of the world.
From this first division an inconvenience soon resulted; the tribe of the Albans and that of the Sabines remaining always in the same condition, while that of the foreigners increased continually through perpetual accessions, the last soon outnumbered the two others. The remedy which Servius found for this dangerous abuse was to change the mode of division, and for the division by races, which he abolished, to substitute another derived from the districts of the city occupied by each tribe. Instead of three tribes be made four, each of which occupied one of the hills of Rome and bore its name. Thus, in remedying the existing inequality, he also prevented it for the future; and in order that this might be a division, not only of localities, but of men, he prohibited the inhabitants of one quarter from removing into another, which prevented the races from being mingled.
He also doubled the three old centuriæ of cavalry and added twelve others to them, but still under the old names — a simple and judicious means by which he effected a distinction between the body of knights and that of the people, without making the latter murmur.
To these four urban tribes Servius added fifteen others, called rural tribes, because they were formed of inhabitants of the country, divided into so many cantons. Afterward as many new ones were formed; and the Roman people were at length divided into thirty-five tribes, a number which remained fixed until the close of the Republic.
From this distinction between the urban and the rural tribes resulted an effect worthy of notice, because there is no other instance of it, and because Rome owed to it both the preservation of her manners and the growth of her empire. It might be supposed that the urban tribes soon arrogated to themselves the power and the honors, and were ready to disparage the rural tribes. It was quite the reverse. We know the taste of the old Romans for a country life. This taste they derived from their wise founder, who united with liberty rural and military works, and relegated, so to speak, to the towns arts, trades, intrigue, wealth, and slavery.
Thus every eminent man that Rome had being a dweller in the fields and a tiller of the soil, it was customary to seek in the country only for the defenders of the Republic. This condition, being that of the worthiest patricians, was honored by every one; the simple and laborious life of villagers was preferred to the lax and indolent life of the burgesses of Rome; and many who would have been only wretched proletarians in the city became as laborers in the fields, respected citizens. It is not without reason, said Varro, that our high-minded ancestors established in the village the nursery of those hardy and valiant men who defended them in time of war and sustained them in time of peace. Pliny says positively that the rural tribes were honored because of the men that composed them, while the worthless whom it was desired to disgrace were transferred as a mark of ignominy into the urban tribes. The Sabine, Appius Claudius, having come to settle in Rome, was there loaded with honors and enrolled in a rural tribe, which afterward took the name of his family. Lastly, all the freedmen entered the urban tribes, never the rural; and during the whole of the Republic there is not a single example of any of these freedmen attaining a magistracy, although they had become citizens.
This maxim was excellent, but was pushed so far that at length a change, and certainly an abuse, in government, resulted from it.
First, the censors, after having long arrogated the right of transferring citizens arbitrarily from one tribe to another, allowed the majority to be enrolled in whichever they pleased — a permission which certainly was in no way advantageous, and took away one of the great resources of the censorship. Further, since the great and powerful all enrolled themselves in the rural tribes, while the freedmen who had become citizens remained with the populace in the urban ones, the tribes in general had no longer any district or territory, but all were so intermingled that it was impossible to distinguish the members of each except by the registers; so that the idea of the word tribe passed thus from the real to the personal, or rather became almost a chimera.
Moreover, it came about that the urban tribes, being close at hand, were often the most powerful in the comitia, and sold the State to those who stooped to buy the votes of the mob of which they were composed.
With regard to the curiæ, the founder having formed ten in each tribe, the whole Roman people, at that time inclosed in the walls of the city, consisted of thirty curiæ, each of which had its temples, its gods, its officers, its priests, and its festivals called compitalia, resembling the paganalia which the rural tribes had afterward.
In the new division of Servius, the number thirty being incapable of equal distribution into four tribes, he was unwilling to touch them; and the curiæ, being independent of the tribes, became another division of the inhabitants of Rome. But there was no question of curiæ either in the rural tribes or in the people composing them, because the tribes having become a purely civil institution, and another mode of levying troops having been introduced, the military divisions of Romulus were found superfluous. Thus, although every citizen was enrolled in a tribe, it was far from being the case that each was enrolled in a curia.
Servius made yet a third division, which had no relation to the two preceding, but became by its effects the most important of all. He distributed the whole Roman people into six classes, which he distinguished, not by the place of residence, nor by the men, but by property; so that the first classes were filled with rich men, the last with poor men, and the intermediate ones with those who enjoyed a moderate fortune. These six classes were subdivided into one hundred and ninety-three other bodies called centuriæ, and these bodies were so distributed that the first class alone comprised more than a half, and the last formed only one. It thus happened that the class least numerous in men had most centuriæ, and that the last entire class was counted as only one subdivision, although it alone contained more than a half of the inhabitants of Rome.
In order that the people might not so clearly discern the consequences of this last form, Servius affected to give it a military aspect. He introduced in the second class two centuriæ of armorers, and two of makers of instruments of war in the fourth; in each class, except the last, he distinguished the young and the old, that is to say, those who were obliged to bear arms, and those who were exempted by law on account of age — a distinction which, more than that of property, gave rise to the necessity of frequently repeating the census or enumeration; finally he required that the assembly should be held in the Campus Martius, and that all who were qualified for service by age should gather there with their arms.
The reason why he did not follow in the last class this same division into seniors and juniors is, that the honor of bearing arms for their country was not granted to the populace of which it was composed; it was necessary to have homes in order to obtain the right of defending them; and out of those innumerable troops of beggars with which the armies of kings nowadays glitter, there is perhaps not one but would have been driven with scorn from a Roman cohort when soldiers were defenders of liberty.
Yet again, there was in the last class a distinction between the proletarii and those who were called capite censi. The former not altogether destitute, at least supplied citizens to the State, sometimes even soldiers in pressing need. As for those who had nothing at all and could only be counted by heads, they were regarded as altogether unimportant, and Marius was the first who condescended to enroll them.
Without deciding here whether this third enumeration was good or bad in itself, I think I may affirm that nothing but the simple manners of the early Romans — their disinterestedness, their taste for agriculture, their contempt for commerce and for the ardent pursuit of gain — could have rendered it practicable. In what modern nation would rapacious greed, restlessness of spirit, intrigue, continual changes of residence, and the perpetual revolutions of fortune have allowed such an institution to endure for twenty years without the whole State being subverted? It is, indeed, necessary to observe carefully that morality and the censorship, more powerful than this institution, corrected its imperfections in Rome, and that many a rich man was relegated to the class of the poor for making too much display of his wealth.
From all this we may easily understand why mention is scarcely ever made of more than five classes, although there were really six. The sixth, which furnished neither soldiers to the army, nor voters to the Campus Martius* and which was almost useless in the Republic, rarely counted as anything.
Such were the different divisions of the Roman people. Let us see now what effect they produced in the assemblies. These assemblies, lawfully convened, were called comitia; they were usually held in the Forum of Rome or in the Campus Martius, and were distinguished as comitia curiata, comitia centuriata, and comitia tributa, in accordance with that one of the three forms by which they were regulated. The comitia curiata were founded by Romulus, the comitia centuriata by Servius, and the comitia tributa by the tribunes of the people. No law received sanction, no magistrate was elected, except in the comitia; and as there was no citizen who was not enrolled in a curia, in a centuria, or in a tribe, it follows that no citizen was excluded from the right of voting, and that the Roman people were truly sovereign de jure and de facto.
In order that the comitia might be lawfully assembled, and that what was done in them might have the force of law, three conditions were necessary; the first, that the body or magistrate which convoked them should be invested with the necessary authority for that purpose; the second, that the assembly should be held on one of the days permitted by law; the third, that the auguries should be favorable.
The reason for the first regulation need not be explained; the second is a matter of police; thus it was not permitted to hold the comitia on feast days and market days, when the country people, coming to Rome on business, had no leisure to pass the day in the place of assembly. By the third, the Senate kept in check a proud and turbulent people, and seasonably tempered the ardor of seditious tribunes; but the latter found more than one means of freeing themselves from this constraint.
Laws and the election of chiefs were not the only points submitted for the decision of the comitia; the Roman people having usurped the most important functions of government, the fate of Europe may be said to have been determined in their assemblies. This variety of subjects gave scope for the different forms which these assemblies took according to the matters which had to be decided.
To judge of these different forms, it is sufficient to compare them. Romulus, in instituting the curiæ, desired to restrain the Senate by means of the people, and the people by means of the Senate, while ruling equally over all. He therefore gave the people by this form all the authority of numbers in order to balance that of power and wealth, which he left to the patricians. But, according to the spirit of a monarchy, he left still more advantage to the patricians through the influence of their clients in securing a plurality of votes. This admirable institution of patrons and clients was a masterpiece of policy and humanity, without which the patrician order, so opposed to the spirit of a republic, could not have subsisted. Rome alone has had the honor of giving to the world such a fine institution, from which there never resulted any abuse, and which, notwithstanding, has never been followed.
Since the form of the assembly of the curiæ subsisted under the kings down to Servius, and since the reign of the last Tarquin is not considered legitimate, the royal laws were on this account generally distinguished by the name of leges curiatæ.
Under the Republic the assembly of the curiæ, always limited to the four urban tribes, and containing only the Roman populace, did not correspond either with the Senate, which was at the head of the patricians, or with the tribunes, who, although plebeians, were at the head of the middle-class citizens. It therefore fell into disrepute; and its degradation was such that its thirty assembled lictors did what the comitia curiata ought to have done.
The comitia centuriata was so favorable to the aristocracy that we do not at first see why the Senate did not always prevail in the comitia which bore that name, and by which the consuls, censors, and other curule magistrates were elected. Indeed, of the one hundred and ninety-three centuriæ which formed the six classes of the whole Roman people, the first class comprising ninety-eight, and the votes being counted only by centuriæ, this first class alone outnumbered in votes all the others. When all these centuriæ were in agreement, the recording of votes was even discontinued; what the minority had decided passed for a decision of the multitude; and we may say that in the comitia centuriata affairs were regulated rather by the majority of crowns (écus) than of votes.
But this excessive power was moderated in two ways: first, the tribunes usually, and a great number of plebeians always, being in the class of the rich, balanced the influence of the patricians in this first class. The second means consisted in this, that instead of making the centuriæ vote according to their order, which would have caused the first class to begin always, one of them* was drawn by lot and proceeded alone to the election; after which all the centuriæ, being summoned on another day according to their rank, renewed the election and usually confirmed it. Thus the power of example was taken away from rank to be given to lot, according to the principle of democracy.
From this practice resulted yet another advantage; the citizens from the country had time, between the two elections, to gain information about the merits of the candidate provisionally chosen, and so record their votes with knowledge of the case. But, under pretense of dispatch, this practice came to be abolished and the two elections took place on the same day.
The comitia tributa were properly the council of the Roman people. They were convoked only by the tribunes; in them the tribunes were elected and passed their plebiscita. Not only had the Senate no status in them — it had not even a right to attend; and, being compelled to obey laws on which they could not vote, the senators were, in this respect, less free than the meanest citizens. This injustice was altogether impolitic, and alone sufficed to invalidate the decrees of a body to which all the citizens were not admitted. If all the patricians had taken part in these comitia according to the rights which they had as citizens, having become in that case simple individuals, they would have scarcely influenced a form in which votes were counted by the head, and in which the meanest proletarian had as much power as the Chief of the Senate.
We see, then, that besides the order which resulted from these different divisions for the collection of the votes of so great a people, these divisions were not reduced to forms immaterial in themselves, but that each had results corresponding with the purposes for which it was chosen.
Without entering upon this in greater detail, it follows from the preceding explanations that the comitia tributa were more favorable to popular government, and the comitia centuriata to aristocracy. With regard to the comitia curiata, in which the Roman populace alone formed the majority, as they served only to favor tyranny and evil designs, they deserved to fall into discredit, the seditious themselves refraining from a means which would too plainly reveal their projects. It is certain that the full majesty of the Roman people was found only in the comitia centuriata, which were alone complete, seeing that the rural tribes were absent from the comitia curiata and the Senate and the patricians from the comitia tributa.
The mode of collecting the votes among the early Romans was as simple as their manners, although still less simple than in Sparta. Each gave his vote with a loud voice, and a recording officer duly registered it; a majority of votes in each tribe determined the suffrage of the tribe; a majority of votes among the tribes determined the suffrage of the people; and so with the curiæ centuriæ. This was a good practice so long as probity prevailed among the citizens and every one was ashamed to record his vote publicly for an unjust measure or an unworthy man; but when the people were corrupted and votes were bought, it was expedient that they should be given secretly in order to restrain purchasers by distrust and give knaves an opportunity of not being traitors.
I know that Cicero blames this change and attributes to it in part the fall of the Republic. But although I feel the weight which Cicero’s authority ought to have in this matter, I cannot adopt his opinion; on the contrary, I think that through not making sufficient changes of this kind, the downfall of the State was hastened. As the regimen of healthy persons is unfit for invalids, so we should not desire to govern a corrupt people by the laws which suit a good nation. Nothing supports this maxim better than the duration of the republic of Venice, only the semblance of which now exists, solely because its laws are suitable to none but worthless men.
Tablets, therefore, were distributed to the citizens by means of which each could vote without his decision being known; new formalities were also established for the collection of tablets, the counting of votes, the comparison of numbers, etc.; but this did not prevent suspicions as to the fidelity of the officers charged with these duties. At length edicts were framed, the multitude of which proves their uselessness.
Toward the closing years, they were often compelled to resort to extraordinary expedients in order to supply the defects of the laws. Sometimes prodigies were feigned; but this method, which might impose on the people, did not impose on those who governed them. Sometimes an assembly was hastily summoned before the candidates had had time to canvass. Sometimes a whole sitting was consumed in talking when it was seen that the people having been won over were ready to pass a bad resolution. But at last ambition evaded everything; and it seems incredible that in the midst of so many abuses, this great nation, by favor of its ancient institutions, did not cease to elect magistrates, to pass laws, to judge causes, and to dispatch public and private affairs with almost as much facility as the Senate itself could have done.
When an exact relation cannot be established among the constituent parts of the State, or when indestructible causes are incessantly changing their relations, a special magistracy is instituted, which is not incorporated with the others, but which replaces each term in its true relation, forming a connection or middle term either between the Prince and the people, or between the Prince and the sovereign, or if necessary between both at once.
This body, which I shall call the tribuneship, is the guardian of the laws and of the legislative power. It sometimes serves to protect the sovereign against the government, as the tribunes of the people did in Rome; sometimes to support the government against the people, as the Council of Ten now does in Venice; and sometimes to maintain an equilibrium among all parts, as the ephors did in Sparta.
The tribuneship is not a constituent part of the State, and should have no share in the legislative or in the executive power; but it is in this very circumstance that its own power is greatest; for, while unable to do anything, it can prevent everything. It is more sacred and more venerated, as defender of the laws, than the Prince that executes them and the sovereign that enacts them. This was very clearly seen in Rome, when those proud patricians, who always despised the people as a whole, were forced to bow before a simple officer of the people, who had neither auspices nor jurisdiction.
The tribuneship, wisely moderated, is the strongest support of a good constitution; but if its power be ever so little in excess, it overthrows everything. Weakness is not natural to it; and provided it has some power, it is never less than it should be.
It degenerates into tyranny when it usurps the executive power, of which it is only the moderator, and when it wishes to make the laws which it should only defend. The enormous power of the ephors, which was without danger so long as Sparta preserved her morality, accelerated the corruption when it had begun. The blood of Agis, slain by these tyrants, was avenged by his successor; but the crime and the punishment of the ephors alike hastened the fall of the republic, and, after Cleomenes, Sparta was no longer of any account. Rome, again, perished in the same way; and the excessive power of the tribunes, usurped by degrees, served at last, with the aid of laws framed on behalf of liberty, as a shield for the emperors who destroyed her. As for the Council of Ten in Venice, it is a tribunal of blood, horrible both to the patricians and to the people; and, far from resolutely defending the laws, it has only served since their degradation for striking secret blows which men dare not remark.
The tribuneship, like the government, is weakened by the multiplication of its members. When the tribunes of the Roman people, at first two in number and afterward five, wished to double this number, the Senate allowed them to do so, being quite sure of controlling some by means of others, which did not fail to happen.
The best means of preventing the usurpations of such a formidable body, a means of which no government has hitherto availed itself, would be, not to make this body permanent, but to fix intervals during which it should remain suspended. These intervals, which should not be long enough to allow abuses time to become established, can be fixed by law in such a manner that it may be easy to shorten them in case of need by means of extraordinary commissions.
This method appears to me free from objection, because, as I have said, the tribuneship, forming no part of the constitution, can be removed without detriment; and it seems to me efficacious, because a magistrate newly established does not start with the power that his predecessor had, but with that which the law gives him.
The inflexibility of the laws, which prevents them from being adapted to emergencies, may in certain cases render them pernicious, and thereby cause the ruin of the State in a time of crisis. The order and tardiness of the forms require a space of time which circumstances sometimes do not allow. A thousand cases may arise for which the legislator has not provided, and to perceive that everything cannot be foreseen is a very needful kind of foresight.
We must therefore not desire to establish political institutions so firmly as to take away the power of suspending their effects. Even Sparta allowed her laws to sleep.
But only the greatest dangers can outweigh that of changing the public order, and the sacred power of the laws should never be interfered with except when the safety of the country is at stake. In these rare and obvious cases, the public security is provided for by a special act, which intrusts the care of it to the most worthy man. This commission can be conferred in two ways, according to the nature of the danger.
If an increase in the activity of the government suffices to remedy this evil, we may concentrate it in one or two of its members; in that case it is not the authority of the laws which is changed but only the form of their administration. But if the danger is such that the formal process of law is an obstacle to our security, a supreme head is nominated, who may silence all the laws and suspend for a moment the sovereign authority. In such a case the general will is not doubtful, and it is clear that the primary intention of the people is that the State should not perish. In this way the suspension of the legislative power does not involve its abolition; the magistrate who silences it can make it speak; he dominates it without having power to represent it; he can do everything but make laws.
The first method was employed by the Roman Senate when it charged the consuls, by a consecrated formula, to provide for the safety of the Republic. The second was adopted when one of the two consuls nominated a dictator,* a usage of which Alba had furnished the precedent to Rome.
At the beginning of the Republic they very often had recourse to the dictatorship, because the State had not yet a sufficiently firm foundation to be able to maintain itself by the vigor of its constitution alone.
Public morality rendering superfluous at that time many precautions that would have been necessary at another time, there was no fear either that a dictator would abuse his authority or that he would attempt to retain it beyond the term. On the contrary, it seemed that so great a power must be a burden to him who was invested with it, such haste did he make to divest himself of it, as if to take the place of the laws were an office too arduous and too dangerous.
Therefore it is the danger, not its abuse, but of its degradation, that makes me blame the indiscreet use of this supreme magistracy in early times; for while it was freely used at elections, at dedications, and in purely formal matters, there was reason to fear that it would become less formidable in case of need, and that the people would grow accustomed to regard as an empty title that which was only employed in empty ceremonies.
Toward the close of the Republic, the Romans, having become more circumspect, used the dictatorship sparingly with as little reason as they had formerly been prodigal of it. It was easy to see that their fear was ill-founded; that the weakness of the capital then constituted its security against the magistrates whom it had within it; that a dictator could, in certain cases, defend the public liberty without ever being able to assail it; and that the chains of Rome would not be forged in Rome itself, but in her armies. The slight resistance which Marius made against Sylla, and Pompey against Cæsar, showed clearly what might be looked for from the authority within against the force without.
This error caused them to commit great mistakes; such, for example, was that of not appointing a dictator in the Catiline affair; for as it was only a question of the interior of the city, or at most of some province of Italy, a dictator, with the unlimited authority that the laws gave him, would have easily broken up the conspiracy, which was suppressed only by a combination of happy accidents such as human prudence could not have foreseen.
Instead of that the Senate was content to intrust all its power to the consuls; whence it happened that Cicero, in order to act effectively, was constrained to exceed his authority in a material point, and that although the first transports of joy caused his conduct to be approved, he was afterward justly called to account for the blood of citizens shed contrary to the laws a reproach which could not have been brought against a dictator. But the consul’s eloquence won over everybody; and he himself, although a Roman, preferred his own glory to his country’s good, and sought not so much the most certain and legitimate means of saving the State as the way to secure the whole credit of this affair.* Therefore he was justly honored as the liberator of Rome and justly punished as a violator of the laws. However brilliant his recall may have been, it was certainly a pardon.
Moreover, in whatever way this important commission may be conferred, it is important to fix its duration at a very short term which can never be prolonged. In the crises which cause it to be established, the State is soon destroyed or saved; and, the urgent need having passed away, the dictatorship becomes tyrannical or useless. In Rome the dictators held office for six months only, and the majority abdicated before the end of this term. Had the term been longer, they would perhaps have been tempted to prolong it still further, as the Decemvirs did their term of one year. The dictator only had time to provide for the necessity which had led to his election; he had no time to think of other projects.
Just as the declaration of the general will is made by the law, the declaration of public opinion is made by the censorship. Public opinion is a kind of law of which the censor is minister, and which he only applies to particular cases in the manner of the Prince.
The censorial tribunal, then, far from being the arbiter of the opinion of the people, only declares it, and so soon as it departs from this position, its decisions are fruitless and ineffectual.
It is useless to distinguish the character of a nation from the objects of its esteem, for all these things depend on the same principle and are necessarily intermixed. In all the nations of the world it is not nature but opinion which decides the choice of their pleasures. Reform men’s opinions and their manners will be purified of themselves. People always like what is becoming or what they judge to be so; but it is in this judgment that they make mistakes; the question, then, is to guide their judgment. He who judges of manners judges of honor; and he who judges of honor takes his law from opinion.
The opinions of a nation spring from its constitution. Although the law does not regulate morality, it is legislation that gives it birth, and when legislation becomes impaired, morality degenerates; but then the judgment of the censors will not do what the power of the laws has failed to do.
It follows from this that the censorship may be useful to preserve morality, never to restore it. Institute censors while the laws are vigorous; so soon as they have lost their power all is over. Nothing that is lawful has any force when the laws cease to have any.
The censorship supports morality by preventing opinions from being corrupted, by preserving their integrity through wise applications, sometimes even by fixing them when they are still uncertain. The use of seconds in duels, carried to a mad extreme in the kingdom of France, was abolished by these simple words in an edict of the king: “As for those who have the cowardice to appoint seconds.” This judgment, anticipating that of the public, immediately decided it. But when the same edicts wanted to declare that it was also cowardice to fight a duel, which is very true, but contrary to common opinion, the public ridiculed this decision, on which its judgment was already formed.
I have said elsewhere* that as public opinion is not subject to constraint, there should be no vestige of this in the tribunal established to represent it. We cannot admire too much the art with which this force, wholly lost among the moderns, was set in operation among the Romans and still better among the Lacedæmonians.
A man of bad character having brought forward a good measure in the Council of Sparta, the ephors, without regarding him, caused the same measure to be proposed by a virtuous citizen. What an honor for the one, what a stigma for the other, without praise or blame being given to either! Certain drunkards from Samos defiled the tribunal of the ephors; on the morrow a public edict granted permission to the Samians to be filthy. A real punishment would have been less severe than such impunity. When Sparta pronounced what was or was not honorable, Greece made no appeal from her decisions.
Men had at first no kings except the gods and no government but a theocracy. They reasoned like Caligula, and at that time they reasoned rightly. A long period is needed to change men’s sentiments and ideas in order that they may resolve to take a fellow-man as a master and flatter themselves that all will be well.
From the single circumstance that a god was placed at the head of every political society, it followed that there were as many gods as nations. Two nations foreign to each other, and almost always hostile, could not long acknowledge the same master; two armies engaged in battle with each other could not obey the same leader. Thus from national divisions resulted polytheism, and, from this, theological and civil intolerance, which are by nature the same, as will be shown hereafter.
The fancy of the Greeks that they recognized their own gods among barbarous nations arose from their regarding themselves as the natural sovereigns of those nations. But in our days that is a very ridiculous kind of erudition which turns on the identity of the gods of different nations, as if Moloch, Saturn, and Chronos could be the same god! As if the Baal of the Phœnicians, the Zeus of the Greeks, and the Jupiter of the Latins could be the same! As if there could be anything in common among imaginary beings bearing different names!
But if it is asked why under paganism, when every State had its worship and its gods, there were no wars of religion, I answer that it was for the same reason that each State, having its peculiar form of worship as well as its own government, did not distinguish its gods from its laws. Political warfare was also religious; the departments of the gods were, so to speak, fixed by the limits of the nations. The god of one nation had no right over other nations. The gods of the pagans were not jealous gods; they shared among them the empire of the world; even Moses and the Hebrew nation sometimes countenanced this idea by speaking of the god of Israel. It is true that they regarded as naught the gods of the Canaanites, proscribed nations, devoted to destruction, whose country they were to occupy; but see how they spoke of the divinities of the neighboring nations whom they were forbidden to attack: “The possession of what belongs to Chamos your god,” said Jephthah to the Ammonites, “is it not lawfully your due? By the same title we possess the lands which our conquering god has acquired.” In this, it seems to me, there was a well-recognized parity between the rights of Chamos and those of the god of Israel.
But when the Jews, subjected to the kings of Babylon, and afterward to the kings of Syria, obstinately refused to acknowledge any other god than their own, this retusal being regarded as a rebellion against the conqueror, drew upon them the persecutions which we read of in their history, and of which no other instance appears before Christianity.
Every religion, then, being exclusively attached to the laws of the State which prescribed it, there was no other way of converting a nation than to subdue it, and no other missionaries than conquerors; and the obligation to change their form of worship being the law imposed on the vanquished, it was necessary to begin by conquering before speaking of conversions. Far from men fighting for the gods, it was, as in Homer, the gods who fought for men; each sued for victory from his own god and paid for it with new altars. The Romans, before attacking a place, summoned its gods to abandon it; and when they left to the Tarentines their exasperated gods, it was because they then regarded these gods as subjected to their own and forced to pay them homage. They left the vanquished their gods as they left them their laws. A crown for the Capitoline Jupiter was often the only tribute that they imposed.
At last, the Romans having extended their worship and their laws with their empire, and having themselves often adopted those of the vanquished, the nations of this vast empire, since the right of citizenship was granted to all, found insensibly that they had multitudes of gods and religions, almost the same everywhere; and this is why paganism was at length known in the world as only a single religion.
It was in these circumstances that Jesus came to establish on earth a spiritual kingdom, which, separating the religious from the political system, destroyed the unity of the State, and caused the intestine divisions which have never ceased to agitate Christian nations. Now this new idea of a kingdom in the other world having never been able to enter the minds of the pagans, they always regarded Christians as actual rebels, who, under cover of a hypocritical submission, only sought an opportunity to make themselves independent and supreme, and to usurp by cunning the authority which, in their weakness, they pretend to respect. This was the cause of persecutions.
What the pagans had feared came to pass. Then everything changed its aspect; the humble Christians altered their tone, and soon this pretended kingdom of the other world became, under a visible chief, the most violent despotism in this world.
As, however, there have always been a Prince and civil laws, a perpetual conflict of jurisdiction has resulted from this double power, which has rendered any good polity impossible in Christian States; and no one has ever succeeded in understanding whether he was bound to obey the ruler or the priest.
Many nations, however, even in Europe or on its outskirts, wished to preserve or to re-establish the ancient system, but without success; the spirit of Christianity prevailed over everything. The sacred worship always retained or regained its independence of the sovereign, and without any necessary connection with the body of the State. Mohammed had very sound views; he thoroughly unified his political system; and so long as his form of government subsisted under his successors, the caliphs, the government was quite undivided and in that respect good. But the Arabs having become flourishing, learned, polished, effeminate, and indolent, were subjugated by the barbarians, and then the division between the two powers began again. Although it may be less apparent among the Mohammedans than among the Christians, the division nevertheless exists, especially in the sect of Ali; and there are States, such as Persia, in which it is still seen.
Among us, the kings of England have established themselves as heads of the church, and the Tsars have done the same; but by means of this title they have made themselves its ministers rather than its rulers; they have acquired not so much the right of changing it as the power of maintaining it; they are not its legislators but only its princes. Wherever the clergy form a corporation,* they are masters and legislators in their own country. There are, then, two powers, two sovereigns, in England and in Russia, just as elsewhere.
Of all Christian authors, the philosopher Hobbes is the only one who has clearly seen the evil and its remedy, and who has dared to propose a reunion of the heads of the eagle and the complete restoration of political unity, without which no State or government will ever be well constituted. But he ought to have seen that the domineering spirit of Christianity was incompatible with his system, and that the interest of the priest would always be stronger than that of the State. It is not so much what is horrible and false in his political theory as what is just and true that has rendered it odious.
I believe that by developing historical facts from this point of view, the opposite opinions of Bayle and Warburton might easily be refuted. The former of these maintains that no religion is useful to the body politic; the latter, on the other hand, asserts that Christianity is its strongest support. To the first it might be proved that no State was ever founded without religion serving as its basis, and to the second, that the Christian law is more injurious than useful to a firm constitution of the State. In order to succeed in making myself understood, I need only give a little more precision to the exceedingly vague ideas about religion in its relation to my subject.
Religion, considered with reference to society, which is either general or particular, may also be divided into two kinds, viz, the religion of the man and that of the citizen. The first, without temples, without altars, without rites, limited to the purely internal worship of the supreme God and to the eternal duties of morality, is the pure and simple religion of the Gospel, the true theism, and what may be called the natural divine law. The other, inscribed in a single country, gives to it its gods, its peculiar and tutelary patrons. It has its dogmas, its rites, its external worship prescribed by the laws; outside the single nation which observes it, everything is for it infidel, foreign, and barbarous; it extends the duties and rights of men only as far as its altars. Such were all the religions of early nations, to which may be given the name of the divine law, civil or positive.
There is a third and more extravagant kind of religion, which, giving to men two sets of laws, two chiefs, two countries, imposes on them contradictory duties, and prevents them from being at once devout men and citizens. Such is the religion of the Lamas, such is that of the Japanese, such is Roman Christianity. This may be called the religion of the priest. There results from it a kind of mixed and unsocial law which has no name.
Considered politically, these three kinds of religion all have their defects. The third is so evidently bad that it would be a waste of time to stop and prove this. Whatever destroys social unity is good for nothing; all institutions which put a man in contradiction with himself are worthless.
The second is good so far as it combines divine worship with love for the laws, and, by making their country the object of the citizens’ adoration, teaches them that to serve the State is to serve the guardian deity. It is a kind of theocracy, in which there ought to be no pontiff but the Prince, no other priests than the magistrates. Then to die for one’s country is to suffer martyrdom, to violate the laws is to be impious, and to subject a guilty man to public execration is to devote him to the wrath of the gods: Sacer esto.
But it is evil in so far as being based on error and falsehood, it deceives men, renders them credulous and superstitious, and obscures the true worship of the Deity with vain ceremonial. It is evil, again, when, becoming exclusive and tyrannical, it makes a nation sanguinary and intolerant, so that it thirsts after nothing but murder and massacre, and believes that it is performing a holy action in killing whosoever does not acknowledge its gods. This puts such a nation in a natural state of war with all others, which is very prejudicial to its own safety.
There remains, then, the religion of man or Christianity, not that of to-day, but that of the Gospel, which is quite different. By this holy, sublime, and pure religion, men, children of the same God, all recognize one another as brethren, and the social bond which unites them is not dissolved even at death.
But this religion, having no particular relation with the body politic, leaves to the laws only the force that they derive from themselves, without adding to them any other; and thereby one of the great bonds of the particular society remains ineffective. What is more, far from attaching the hearts of citizens to the State, it detaches them from it and from all earthly things. I know of nothing more contrary to the social spirit.
We are told that a nation of true Christians would form the most perfect society conceivable. In this supposition I see only one great difficulty—that a society of true Christians would be no longer a society of men.
I say even that this supposed society, with all its perfection, would be neither the strongest nor the most durable; by virtue of its perfection it would lack cohesion; its perfection, indeed, would be its destroying vice.
Each man would perform his duty; the people would be obedient to the laws, the chief men would be just and moderate, and the magistrates upright and incorruptible; the soldiers would despise death; there would be neither vanity nor luxury. All this is very good; but let us look further.
Christianity is an entirely spiritual religion, concerned solely with heavenly things; the Christian’s country is not of this world. He does his duty, it is true; but he does it with a profound indifference as to the good or ill success of his endeavors. Provided that he has nothing to reproach himself with, it matters little to him whether all goes well or ill here below. If the State is flourishing, he scarcely dares to enjoy the public felicity; he fears to take a pride in the glory of his country. If the State declines, he blesses the hand of God which lies heavy on his people.
In order that the society might be peaceable and harmony maintained, it would be necessary for all citizens without exception to be equally good Christians; but if unfortunately there happens to be in it a single ambitious man, a single hypocrite, a Catiline or a Cromwell for example, such a man will certainly obtain an advantage over his pious compatriots. Christian charity does not suffer men readily to think ill of their neighbors. As soon as a man has found by cunning the art of imposing on them and securing to himself a share in the public authority, he is invested with dignity; God wills that he should be reverenced. Soon he exercises dominion; God wills that he should be obeyed. The depositary of this power abuses it; this is the rod with which God punishes his children. They would have scruples about driving out the usurper; it would be necessary to disturb the public peace, to employ violence, to shed blood; all this ill accords with the meekness of the Christian, and, after all, does it matter whether they are free or enslaved in this vale of woes? The essential thing is to reach paradise, and resignation is but one means the more toward that.
Some foreign war comes on; the citizens march to battle without anxiety; none of them think of flight. They do their duty, but without an ardent desire for victory; they know better how to die than to conquer. What matters it whether they are the victors or the vanquished? Does not Providence know better than they what is needful for them? Conceive what an advantage a bold, impetuous, enthusiastic enemy can derive from this stoical indifference! Set against them those noble peoples who are consumed with a burning love of glory and of country. Suppose your Christian republic opposed to Sparta or Rome; the pious Christians will be beaten, crushed, destroyed, before they have time to collect themselves, or they will owe their safety only to the contempt which the enemy may conceive for them. To my mind that was a noble oath of the soldiers of Fabius; they did not swear to die or to conquer, they swore to return as conquerors, and kept their oath. Never would Christians have done such a thing; they would have believed that they were tempting God.
But I am mistaken in speaking of a Christian republic; each of these two words excludes the other. Christianity preaches only servitude and dependence. Its spirit is too favorable to tyranny for the latter not to profit by it always. True Christians are made to be slaves; they know it and are hardly aroused by it. This short life has too little value in their eyes.
Christian troops are excellent, we are told. I deny it; let them show me any that are such. For my part, I know of no Christian troops. The crusades will be cited. Without disputing the valor of the crusaders, I shall observe that, far from being Christians, they were soldiers of the priest, citizens of the Church; they fought for their spiritual country, which the Church had somehow rendered temporal. Properly regarded, this brings us back to paganism; as the Gospel does not establish a national religion, any sacred war is impossible among Christians.
Under the pagan emperors Christian soldiers were brave; all Christian authors affirm it, and I believe it. There was a rivalry of honor against the pagan troops. As soon as the emperors became Christians, this rivalry no longer subsisted; and when the cross had driven out the eagle, all the Roman valor disappeared.
But, setting aside political considerations, let us return to the subject of right and determine principles on this important point. The right which the social pact gives to the sovereign over its subjects does not, as I have said, pass the limits of public utility.* Subjects, then, owe no account of their opinions to the sovereign except so far as those opinions are of moment to the community. Now it is very important for the State that every citizen should have a religion which may make him delight in his duties; but the dogmas of this religion concern neither the State nor its members, except so far as they affect morality and the duties which he who professes it is bound to perform toward others. Each may have, in addition, such opinions as he pleases, without its being the business of the sovereign to know them; for, as he has no jurisdiction in the other world, the destiny of his subjects in the life to come, whatever it may be, is not his affair, provided they are good citizens in this life.
There is, however, a purely civil profession of faith, the articles of which it is the duty of the sovereign to determine, not exactly as dogmas of religion, but as sentiments of sociability, without which it is impossible to be a good citizen or a faithful subject. Without having power to compel any one to believe them, the sovereign may banish from the State whoever does not believe them; it may banish him not as impious, but as unsociable, as incapable of sincerely loving law and justice and of sacrificing at need his life to his duty. But if any one, after publicly acknowledging these dogmas, behaves like an unbeliever in them, he should be punished with death; he has committed the greatest of crimes, he has lied before the laws.
The dogmas of civil religion ought to be simple, few in number, stated with precision, and without explanations or commentaries. The existence of the Deity, powerful, wise, beneficent, prescient, and bountiful, the life to come, the happiness of the just, the punishment of the wicked, the sanctity of the social contract and of the laws; these are the positive dogmas. As for the negative dogmas, I limit them to one only, that is, intolerance; it belongs to the creeds which we have excluded.
Those who distinguish civil intolerance from theological intolerance are in my opinion, mistaken. These two kinds of intolerance are inseparable. It is impossible to live at peace with people whom we believe to be damned; to love them would be to hate God who punishes them. It is absolutely necessary to reclaim them or to punish them. Wherever theological intolerance is allowed, it cannot but have some effect in civil life;* and as soon as it has any, the sovereign is no longer sovereign even in secular affairs; from that time the priests are the real masters; the kings are only their officers.
Now that there is, and can be, no longer any exclusive national religion, we should tolerate all those which tolerate others, so far as their dogmas have nothing contrary to the duties of a citizen. But whosoever dares to say: “Outside the Church no salvation,” ought to be driven from the State, unless the State be the Church and the Prince be the pontiff. Such a dogma is proper only in a theocratic government; in any other it is pernicious. The reason for which Henry IV. is said to have embraced the Romish religion ought to have made any honorable man renounce it, and especially any prince who knew how to reason.
After laying down the principles of political right and attempting to establish the State on its foundations, it would remain to strengthen it in its external relations; which would comprise the law of nations, commerce, the right of war and conquests, public rights, alliances, negotiations, treaties, etc. But all this forms a new subject too vast for my limited scope. I ought always to have confined myself to a narrower sphere.

SIR THOMAS MORE
Lord Chancellor of England
Photogravure from an original painting.
Henry VIII., the unconquered King of England, a prince adorned with all the virtues that become a great monarch, having some differences of no small consequence with Charles, the most serene prince of Castile, sent me into Flanders, as his ambassador, for treating and composing matters between them. I was colleague and companion to that incomparable man Cuthbert Tonstal, whom the king with such universal applause lately made Master of the Rolls; but of whom I will say nothing; not because I fear that the testimony of a friend will be suspected, but rather because his learning and virtues are too great for me to do them justice, and so well known, that they need not my commendations unless I would, according to the proverb, “Show the sun with a lanthorn.” Those that were appointed by the prince to treat with us met us at Bruges, according to agreement; they were all worthy men. The Margrave of Bruges was their head, and the chief man among them; but he that was esteemed the wisest, and that spoke for the rest, was George Temse, the Provost of Casselsee; both art and nature had concurred to make him eloquent; he was very learned in the law; and as he had a great capacity, so by a long practice in affairs he was very dextrous at unraveling them. After we had several times met without coming to an agreement, they went to Brussels for some days to know the prince’s pleasure. And since our business would admit it, I went to Antwerp. While I was there, among many that visited me, there was one that was more acceptable to me than any other, Peter Giles, born at Antwerp, who is a man of great honor, and of a good rank in his town, though less than he deserves; for I do not know if there be anywhere to be found a more learned and a better bred young man: for as he is both a very worthy and a very knowing person, so he is so civil to all men, so particularly kind to his friends, and so full of candor and affection, that there is not perhaps above one or two anywhere to be found that is in all respects so perfect a friend. He is extraordinarily modest, there is no artifice in him; and yet no man has more of a prudent simplicity; his conversation was so pleasant and so innocently cheerful, that his company in a great measure lessened any longings to go back to my country, and to my wife and children, which an absence of four months had quickened very much. One day as I was returning home from Mass at St. Mary’s, which is the chief church, and the most frequented of any in Antwerp, I saw him by accident talking with a stranger, who seemed past the flower of his age; his face was tanned, he had a long beard, and his cloak was hanging carelessly about him, so that by his looks and habit I concluded he was a seaman. As soon as Peter saw me, he came and saluted me; and as I was returning his civility, he took me aside, and pointing to him with whom he had been discoursing, he said, “Do you see that man? I was just thinking to bring him to you.” I answered, “He should have been very welcome on your account.” “And on his own too,” replied he, “if you knew the man, for there is none alive that can give so copious an account of unknown nations and countries as he can do; which I know you very much desire.” Then said I, “I did not guess amiss, for at first sight I took him for a seaman.” “But you are much mistaken,” said he, “for he has not sailed as a seaman, but as a traveler, or rather a philosopher. This Raphael, who from his family carries the name of Hythloday, is not ignorant of the Latin tongue, but is eminently learned in the Greek, having applied himself more particularly to that than to the former, because he had given himself much to philosophy, in which he knew that the Romans have left us nothing that is valuable, except what is to be found in Seneca and Cicero. He is a Portuguese by birth, and was so desirous of seeing the world, that he divided his estate among his brothers, run the same hazard as Americus Vespucius, and bore a share in three of his four voyages, that are now published; only he did not return with him in his last, but obtained leave of him almost by force, that he might be one of those twenty-four who were left at the farthest place at which they touched, in their last voyage to New Castile. The leaving him thus did not a little gratify one that was more fond of traveling than of returning home, to be buried in his own country; for he used often to say, that the way to heaven was the same from all places; and he that had no grave, had the heaven still over him. Yet this disposition of mind had cost him dear, if God had not been very gracious to him; for after he, with five Castilians, had traveled over many countries, at last, by strange good fortune, he got to Ceylon, and from thence to Calicut, where he very happily found some Portuguese ships; and, beyond all men’s expectations, returned to his native country.” When Peter had said this to me, I thanked him for his kindness, in intending to give me the acquaintance of a man whose conversation he knew would be so acceptable; and upon that Raphael and I embraced each other. After those civilities were past which are usual with strangers upon their first meeting, we all went to my house, and entering into the garden, sat down on a green bank, and entertained one another in discourse. He told us, that when Vespucius had sailed away, he and his companions that stayed behind in New Castile, by degrees insinuated themselves into the affections of the people of the country, meeting often with them, and treating them gently; and at last they not only lived among them without danger, but conversed familiarly with them; and got so far into the heart of a prince, whose name and country I have forgot, that he both furnished them plentifully with all things necessary, and also with the conveniences of traveling; both boats when they went by water, and wagons when they traveled over land: he sent with them a very faithful guide, who was to introduce and recommend them to such other princes as they had a mind to see; and after many days’ journey, they came to towns, and cities, and to commonwealths, that were both happily governed and well peopled. Under the equator, and as far on both sides of it as the sun moves, there lay vast deserts that were parched with the perpetual heat of the sun; the soil was withered, all things looked dismally, and all places were either quite uninhabited, or abounded with wild beasts and serpents, and some few men, that were neither less wild nor less cruel than the beasts themselves. But as they went farther a new scene opened, all things grew milder, the air less burning, the soil more verdant, and even the beasts were less wild; and at last there were nations, towns, and cities, that had not only mutual commerce among themselves, and with their neighbors, but traded both by sea and land, to very remote countries. There they found the conveniences of seeing many countries on all hands, for no ship went any voyage into which he and his companions were not very welcome. The first vessels that they saw were flat-bottomed, their sails were made of reeds and wicker woven close together, only some were of leather; but afterward they found ships made with round keels, and canvas sails, and in all respects like our ships; and the seamen understood both astronomy and navigation. He got wonderfully into their favor by showing them the use of the needle, of which till then they were utterly ignorant. They sailed before with great caution, and only in summer time, but now they count all seasons alike, trusting wholly to the loadstone in which they are perhaps more secure than safe; so that there is reason to fear that this discovery, which was thought would prove so much to their advantage, may by their imprudence become an occasion of much mischief to them. But it were too long to dwell on all that he told us he had observed in every place; it would be too great a digression from our present purpose; whatever is necessary to be told, concerning those wise and prudent institutions which he observed among civilized nations, may perhaps be related by us on a more proper occasion. We asked him many questions concerning all these things, to which he answered very willingly; only we made no inquiries after monsters, than which nothing is more common; for everywhere one may hear of ravenous dogs and wolves, and cruel man-eaters; but it is not so easy to find states that are well and wisely governed.
As he told us of many things that were amiss in those new-discovered countries, so he reckoned up not a few things from which patterns might be taken for correcting the errors of these nations among whom we live; of which an account may be given, as I have already promised, at some other time; for at present I intend only to relate those particulars that he told us of the manners and laws of the Utopians; but I will begin with the occasion that led us to speak of that commonwealth. After Raphael had discoursed with great judgment on the many errors that were both among us and these nations; had treated of the wise institutions both here and there, and had spoken as distinctly of the customs and government of every nation through which he had passed, as if he had spent his whole life in it; Peter being struck with admiration, said, “I wonder, Raphael, how it comes that you enter into no king’s service, for I am sure there are none to whom you would not be very acceptable: for your learning and knowledge, both of men and things, is such, that you would not only entertain them very pleasantly, but be of great use to them, by the examples you could set before them, and the advices you could give them; and by this means you would both serve your own interest, and be of great use to all your friends.” “As for my friends,” answered he, “I need not be much concerned, having already done for them all that was incumbent on me; for when I was not only in good health, but fresh and young, I distributed that among my kindred and friends which other people do not part with till they are old and sick; when they then unwillingly give that which they can enjoy no longer themselves. I think my friends ought to rest contented with this, and not to expect that for their sakes I should enslave myself to any king whatsoever.” “Soft and fair,” said Peter, “I do not mean that you should be a slave to any king, but only that you should assist them, and be useful to them.” “The change of the word,” said he, “does not alter the matter.” “But term it as you will,” replied Peter, “I do not see any other way in which you can be so useful, both in private to your friends, and to the public, and by which you can make your own condition happier.” “Happier!” answered Raphael, “is that to be compassed in a way so abhorrent to my genius? Now I live as I will, to which I believe few courtiers can pretend. And there are so many that court the favor of great men, that there will be no great loss if they are not troubled either with me or with others of my temper.” Upon this, said I, “I perceive, Raphael, that you neither desire wealth nor greatness; and indeed I value and admire such a man much more than I do any of the great men in the world. Yet I think you would do what would well become so generous and philosophical a soul as yours is, if you would apply your time and thoughts to public affairs, even though you may happen to find it a little uneasy to yourself: and this you can never do with so much advantage, as by being taken into the counsel of some great prince, and putting him on noble and worthy actions, which I know you would do if you were in such a post; for the springs both of good and evil flow from the prince, over a whole nation, as from a lasting fountain. So much learning as you have, even without practice in affairs, or so great a practice as you have had, without any other learning, would render you a very fit counselor to any king whatsoever.” “You are doubly mistaken,” said he, “Mr. More, both in your opinion of me, and in the judgment you make of things: for as I have not that capacity that you fancy I have; so, if I had it, the public would not be one jot the better, when I had sacrificed my quiet to it. For most princes apply themselves more to affairs of war than to the useful arts of peace; and in these I neither have any knowledge, nor do I much desire it: they are generally more set on acquiring new kingdoms, right or wrong, than on governing well those they possess. And among the ministers of princes, there are none that are not so wise as to need no assistance, or at least that do not think themselves so wise, that they imagine they need none; and if they court any, it is only those for whom the prince has much personal favor, whom by their fawnings and flatteries they endeavor to fix to their own interests; and indeed Nature has so made us, that we all love to be flattered, and to please ourselves with our own notions. The old crow loves his young, and the ape her cubs. Now if in such a court, made up of persons who envy all others, and only admire themselves, a person should but propose anything that he had either read in history, or observed in his travels, the rest would think that the reputation of their wisdom would sink, and that their interest would be much depressed, if they could not run it down: and if all other things failed, then they would fly to this, that such or such things pleased our ancestors, and it were well for us if we could but match them. They would set up their rest on such an answer, as a sufficient confutation of all that could be said; as if it were a great misfortune, that any should be found wiser than his ancestors; but though they willingly let go all the good things that were among those of former ages, yet if better things are proposed they cover themselves obstinately with this excuse of reverence to past times. I have met with these proud, morose, and absurd judgments of things in many places, particularly once in England.” “Was you ever there?” said I. “Yes, I was,” answered he, “and stayed some months there, not long after the rebellion in the west was suppressed with a great slaughter of the poor people that were engaged in it.
“I was then much obliged to that reverend prelate, John Morton, Archbishop of Canterbury, Cardinal, and Chancellor of England; a man,” said he, “Peter (for Mr. More knows well what he was), that was not less venerable for his wisdom and virtues, than for the high character he bore. He was of a middle stature, not broken with age; his looks begot reverence rather than fear; his conversation was easy, but serious and grave; he sometimes took pleasure to try the force of those that came as suitors to him upon business, by speaking sharply, though decently to them, and by that he discovered their spirit and presence of mind, with which he was much delighted, when it did not grow up to impudence, as bearing a great resemblance to his own temper; and he looked on such persons as the fittest men for affairs. He spoke both gracefully and weightily; he was eminently skilled in the law, had a vast understanding, and a prodigious memory; and those excellent talents with which Nature had furnished him, were improved by study and experience. When I was in England the king depended much on his counsels, and the government seemed to be chiefly supported by him; for from his youth he had been all along practiced in affairs; and having passed through many traverses of fortune, he had with great cost acquired a vast stock of wisdom, which is not soon lost when it is purchased so dear. One day when I was dining with him there happened to be at table one of the English lawyers, who took occasion to run out in a high commendation of the severe execution of justice upon thieves, who, as he said, were then hanged so fast, that there were sometimes twenty on one gibbet; and upon that he said he could not wonder enough how it came to pass, that since so few escaped, there were yet so many thieves left who were still robbing in all places. Upon this, I who took the boldness to speak freely before the Cardinal, said, there was no reason to wonder at the matter, since this way of punishing thieves was neither just in itself nor good for the public; for as the severity was too great, so the remedy was not effectual; simple theft not being so great a crime that it ought to cost a man his life, no punishment how severe soever being able to restrain those from robbing who can find out no other way of livelihood. ‘In this,’ said I, ‘not only you in England, but a great part of the world imitate some ill masters that are readier to chastise their scholars than to teach them. There are dreadful punishments enacted against thieves, but it were much better to make such good provisions by which every man might be put in a method how to live, and so be preserved from the fatal necessity of stealing and of dying for it.’ ‘There has been care enough taken for that,’ said he, ‘there are many handicrafts, and there is husbandry, by which they may make a shift to live unless they have a greater mind to follow ill courses.’ ‘That will not serve your turn,’ said I, ‘for many lose their limbs in civil or foreign wars, as lately in the Cornish rebellion, and some time ago in your wars with France, who being thus mutilated in the service of their king and country, can no more follow their old trades, and are too old to learn new ones; but since wars are only accidental things, and have intervals, let us consider those things that fall out every day. There is a great number of noblemen among you, that are themselves as idle as drones, that subsist on other men’s labor, on the labor of their tenants, whom, to raise their revenues, they pare to the quick. This indeed is the only instance of their frugality, for in all other things they are prodigal, even to the beggaring of themselves; but besides this, they carry about with them a great number of idle fellows, who never learned any art by which they may gain their living; and these, as soon as either their lord dies, or they themselves fall sick, are turned out of doors; for your lords are readier to feed idle people, than to take care of the sick; and often the heir is not able to keep together so great a family as his predecessor did. Now when the stomachs of those that are thus turned out of doors, grow keen, they rob no less keenly; and what else can they do? for when, by wandering about, they have worn out both their health and their clothes, and are tattered, and look ghastly, men of quality will not entertain them, and poor men dare not do it; knowing that one who has been bred up in idleness and pleasure, and who was used to walk about with his sword and buckler, despising all the neighborhood with an insolent scorn, as far below him, is not fit for the spade and mattock: nor will he serve a poor man for so small a hire, and in so low a diet as he can afford to give him.’ To this he answered, ‘This sort of men ought to be particularly cherished, for in them consists the force of the armies for which we have occasion; since their birth inspires them with a nobler sense of honor, than is to be found among tradesmen or plowmen.’ ‘You may as well say,’ replied I, ‘that you must cherish thieves on the account of wars, for you will never want the one, as long as you have the other; and as robbers prove sometimes gallant soldiers, so soldiers often prove brave robbers; so near an alliance there is between those two sorts of life. But this bad custom, so common among you, of keeping many servants, is not peculiar to this nation. In France there is yet a more pestiferous sort of people, for the whole country is full of soldiers, still kept up in time of peace; if such a state of a nation can be called a peace; and these are kept in pay upon the same account that you plead for those idle retainers about noblemen; this being a maxim of those pretended statesmen that it is necessary for the public safety, to have a good body of veteran soldiers ever in readiness. They think raw men are not to be depended on, and they sometimes seek occasions for making war, that they may train up their soldiers in the art of cutting throats; or as Sallust observed, for keeping their hands in use, that they may not grow dull by too long an intermission. But France has learned to its cost, how dangerous it is to feed such beasts. The fate of the Romans, Carthaginians, and Syrians, and many other nations and cities, which were both overturned and quite ruined by those standing armies, should make others wiser: and the folly of this maxim of the French, appears plainly even from this, that their trained soldiers often find your raw men prove too hard for them; of which I will not say much, lest you may think I flatter the English. Every day’s experience shows, that the mechanics in the towns, or the clowns in the country, are not afraid of fighting with those idle gentlemen, if they are not disabled by some misfortune in their body, or dispirited by extreme want, so that you need not fear that those well-shaped and strong men (for it is only such that noblemen love to keep about them, till they spoil them) who now grow feeble with ease, and are softened with their effeminate manner of life, would be less fit for action if they were well bred and well employed. And it seems very unreasonable, that for the prospect of a war, which you need never have but when you please, you should maintain so many idle men, as will always disturb you in time of peace, which is ever to be more considered than war. But I do not think that this necessity of stealing arises only from hence; there is another cause of it more peculiar to England.’ ‘What is that?’ said the Cardinal. ‘The increase of pasture,’ said I, ‘by which your sheep, which are naturally mild, and easily kept in order, may be said now to devour men, and unpeople, not only villages, but towns; for wherever it is found that the sheep of any soil yield a softer and richer wool than ordinary, there the nobility and gentry, and even those holy men, the abbots, not contented with the old rents which their farms yielded, nor thinking it enough that they, living at their ease, do no good to the public, resolve to do it hurt instead of good. They stop the course of agriculture, destroying houses and towns, reserving only the churches, and inclose grounds that they may lodge their sheep in them. As if forests and parks had swallowed up too little of the land, those worthy countrymen turn the best inhabited places in solitudes; for when an insatiable wretch, who is a plague to his country, resolves to inclose many thousand acres of ground, the owners, as well as tenants, are turned out of their possessions, by tricks, or by main force, or being wearied out with ill usage, they are forced to sell them. By which means those miserable people, both men and women, married and unmarried, old and young, with their poor but numerous families (since country business requires many hands), are all forced to change their seats, not knowing whither to go; and they must sell almost for nothing their household stuff, which could not bring them much money, even though they might stay for a buyer. When that little money is at an end, for it will be soon spent, what is left for them to do, but either to steal and so to be hanged (God knows how justly), or to go about and beg? And if they do this, they are put in prison as idle vagabonds; while they would willingly work, but can find none that will hire them; for there is no more occasion for country labor, to which they have been bred, when there is no arable ground left. One shepherd can look after a flock, which will stock an extent of ground that would require many hands, if it were to be plowed and reaped. This likewise in many places raises the price of corn. The price of wool is also so risen, that the poor people who were wont to make cloth are no more able to buy it; and this likewise makes many of them idle. For since the increase of pasture, God has punished the avarice of the owners, by a rot among the sheep, which has destroyed vast numbers of them; to us it might have seemed more just had it fell on the owners themselves. But suppose the sheep should increase ever so much, their price is not like to fall; since though they cannot be called a monopoly, because they are not engrossed by one person, yet they are in so few hands, and these are so rich, that as they are not pressed to sell them sooner than they have a mind to, so they never do it till they have raised the price as high as possible. And on the same account it is that the other kinds of cattle are so dear, because many villages being pulled down, and all country labor being much neglected, there are none who make it their business to breed them. The rich do not breed cattle as they do sheep, but buy them lean, and at low prices; and after they have fattened them on their grounds, sell them again at high rates. And I do not think that all the inconveniences this will produce are yet observed; for as they sell the cattle dear, so if they are consumed faster than the breeding countries from which they are brought can afford them, then the stock must decrease, and this must needs end in great scarcity; and by these means this your island, which seemed as to this particular the happiest in the world, will suffer much by the cursed avarice of a few persons; besides this, the rising of corn makes all people lessen their families as much as they can; and what can those who are dismissed by them do, but either beg or rob? And to this last, a man of a great mind is much sooner drawn than to the former. Luxury likewise breaks in apace upon you, to set forward your poverty and misery; there is an excessive vanity in apparel, and great cost in diet; and that not only in noblemen’s families, but even among tradesmen, among the farmers themselves, and among all ranks of persons. You have also many infamous houses, and besides those that are known, the taverns and alehouses are no better; add to these, dice, cards, tables, foot-ball, tennis, and quoits, in which money runs fast away; and those that are initiated into them, must in the conclusion betake themselves to robbing for a supply. Banish these plagues, and give orders that those who have dispeopled so much soil, may either rebuild the villages they have pulled down, or let out their grounds to such as will do it; restrain those engrossings of the rich, that are as bad almost as monopolies; leave fewer occasions to idleness; let agriculture be set up again, and the manufacture of the wool be regulated, that so there may be work found for those companies of idle people whom want forces to be thieves, or who now being idle vagabonds, or useless servants, will certainly grow thieves at last. If you do not find a remedy to these evils, it is a vain thing to boast of your severity in punishing theft, which though it may have the appearance of justice, yet in itself is neither just nor convenient. For if you suffer your people to be ill educated, and their manners to be corrupted from their infancy, and then punish them for those crimes to which their first education disposed them, what else is to be concluded from this, but that you first make thieves and then punish them?’
“While I was talking thus, the counselor who was present had prepared an answer, and had resolved to resume all I had said, according to the formality of a debate, in which things are generally repeated more faithfully than they are answered; as if the chief trial to be made were of men’s memories. ‘You have talked prettily for a stranger,’ said he, ‘having heard of many things among us which you have not been able to consider well; but I will make the whole matter plain to you, and will first repeat in order all that you have said, then I will show how much your ignorance of our affairs has misled you, and will in the last place answer all your arguments. And that I may begin where I promised, there were four things—, ‘Hold your peace,’ said the Cardinal, ‘this will take up too much time; therefore we will at present ease you of the trouble of answering, and reserve it to our next meeting, which shall be to-morrow, if Raphael’s affairs and yours can admit of it. But, Raphael,’ said he to me, ‘I would gladly know upon what reason it is that you think theft ought not to be punished by death? Would you give way to it? Or do you propose any other punishment that will be more useful to the public? For since death does not restrain theft, if men thought their lives would be safe, what fear or force could restrain ill men? On the contrary, they would look on the mitigation of the punishment as an invitation to commit more crimes.’ I answered, ‘It seems to me a very unjust thing to take away a man’s life for a little money; for nothing in the world can be of equal value with a man’s life; and if it is said, that it is not for the money that one suffers, but for his breaking the law, I must say, extreme justice is an extreme injury; for we ought not to approve of these terrible laws that make the smallest offenses capital, nor of that opinion of the Stoics, that makes all crimes equal, as if there were no difference to be made between the killing a man and the taking his purse, between which, if we examine things impartially, there is no likeness nor proportion. God has commanded us not to kill, and shall we kill so easily for a little money? But if one shall say, that by the law we are only forbid to kill any, except when the laws of the land allow of it; upon the same grounds, laws may be made in some cases to allow of adultery and perjury: for God having taken from us the right of disposing, either of our own or of other people’s lives, if it is pretended that the mutual consent of man in making laws can authorize man-slaughter in cases in which God has given us no example, that it frees people from the obligation of the divine law, and so makes murder a lawful action; what is this, but to give a preference to human laws before the divine? And if this is once admitted, by the same rule men may in all other things put what restrictions they please upon the laws of God. If by the Mosaical law, though it was rough and severe, as being a yoke laid on an obstinate and servile nation, men were only fined, and not put to death for theft, we cannot imagine that in this new law of mercy, in which God treats us with the tenderness of a father, he has given us a greater license to cruelty than he did to the Jews. Upon these reasons it is, that I think putting thieves to death is not lawful; and it is plain and obvious that it is absurd, and of ill consequence to the commonwealth, that a thief and a murderer should be equally punished; for if a robber sees that his danger is the same, if he is convicted of theft as if he were guilty of murder, this will naturally incite him to kill the person whom otherwise he would only have robbed, since if the punishment is the same, there is more security, and less danger of discovery, when he that can best make it is put out of the way; so that terrifying thieves too much provokes them to cruelty.
“ ‘But as to the question, what more convenient way of punishment can be found? I think it is much more easy to find out that, than to invent anything that is worse; why should we doubt but the way that was so long in use among the old Romans, who understood so well the arts of government, was very proper for their punishment? They condemned such as they found guilty of great crimes, to work their whole lives in quarries, or to dig in mines with chains about them. But the method that I liked best, was that which I observed in my travels in Persia, among the Polylerits, who are a considerable and well-governed people. They pay a yearly tribute to the King of Persia; but in all other respects they are a free nation, and governed by their own laws. They lie far from the sea, and are environed with hills; and being contented with the productions of their own country, which is very fruitful, they have little commerce with any other nation; and as they, according to the genius of their country, have no inclination to enlarge their borders; so their mountains, and the pension they pay to the Persian, secure them from all invasions. Thus they have no wars among them; they live rather conveniently than with splendor, and may be rather called a happy nation, than either eminent or famous; for I do not think that they are known so much as by name to any but their next neighbors. Those that are found guilty of theft among them, are bound to make restitution to the owner, and not as it is in other places, to the prince, for they reckon that the prince has no more right to the stolen goods than the thief; but if that which was stolen is no more in being, then the goods of the thieves are estimated, and restitution being made out of them; the remainder is given to their wives and children; and they themselves are condemned to serve in the public works, but are neither imprisoned nor chained, unless there happened to be some extraordinary circumstances in their crimes. They go about loose and free, working for the public. If they are idle or backward to work, they are whipped; but if they work hard, they are well used and treated without any mark of reproach, only the lists of them are called always at night, and then they are shut up. They suffer no other uneasiness, but this of constant labor; for as they work for the public, so they are well entertained out of the public stock, which is done differently in different places. In some places, whatever is bestowed on them, is raised by a charitable contribution; and though this way may seem uncertain, yet so merciful are the inclinations of that people, that they are plentifully supplied by it; but in other places, public revenues are set aside for them; or there is a constant tax of a poll-money raised for their maintenance. In some places they are set to no public work, but every private man that has occasion to hire workmen, goes to the market-places and hires them of the public, a little lower than he would do a freeman: if they go lazily about their task, he may quicken them with the whip. By this means there is always some piece of work or other to be done by them; and beside their livelihood, they earn somewhat still to the public. They all wear a peculiar habit, of one certain color, and their hair is cropped a little above their ears, and a piece of one of their ears is cut off. Their friends are allowed to give them either meat, drink, or clothes, so they are of their proper color; but it is death, both to the giver and taker, if they give them money; nor is it less penal for any freeman to take money from them, upon any account whatsoever: and it is also death for any of these slaves (so they are called) to handle arms. Those of every division of the country are distinguished by a peculiar mark; which it is capital for them to lay aside, to go out of their bounds, or to talk with a slave of another jurisdiction; and the very attempt of an escape is no less penal than an escape itself; it is death for any other slave to be accessory to it; and if a freeman engages in it he is condemned to slavery. Those that discover it are rewarded; if freemen, in money; and if slaves, with liberty, together with a pardon for being accessory to it; that so they might find their account, rather in repenting of their engaging in such a design, than in persisting in it.
“These are their laws and rules in relation to robbery; and it is obvious that they are as advantageous as they are mild and gentle; since vice is not only destroyed, and men preserved, but they are treated in such a manner as to make them see the necessity of being honest, and of employing the rest of their lives in repairing the injuries they have formerly done to society. Nor is there any hazard of their falling back to their old customs: and so little do travelers apprehend mischief from them, that they generally make use of them for guides, from one jurisdiction to another; for there is nothing left them by which they can rob, or be the better for it, since as they are disarmed, so the very having of money is a sufficient conviction: and as they are certainly punished if discovered, so they cannot hope to escape; for their habit being in all the parts of it different from what is commonly worn, they cannot fly away, unless they would go naked, and even then their cropped ear would betray them. The only danger to be feared from them, is their conspiring against the Government: but those of one division and neighborhood can do nothing to any purpose, unless a general conspiracy were laid among all the slaves of the several jurisdictions, which cannot be done, since they cannot meet or talk together; nor will any venture on a design where the concealment would be so dangerous, and the discovery so profitable. None are quite hopeless of recovering their freedom, since by their obedience and patience, and by giving good grounds to believe that they will change their manner of life for the future, they may expect at last to obtain their liberty; and some are every year restored to it, upon the good character that is given of them. When I had related all this, I added, that I did not see why such a method might not be followed with more advantage, than could ever be expected from that severe justice which the counselor magnified so much. To this he answered, that it could never take place in England, without endangering the whole nation. As he said this, he shook his head, made some grimaces, and held his peace, while all the company seemed of his opinion, except the Cardinal, who said that it was not easy to form a judgment of its success, since it was a method that never yet had been tried. ‘But if,’ said he, ‘when the sentence of death was passed upon a thief, the prince would reprieve him for a while, and make the experiment upon him, denying him the privilege of a sanctuary; and then if it had a good effect upon him, it might take place; and if it did not succeed, the worst would be to execute the sentence on the condemned persons at last. And I do not see,’ added he, ‘why it would be either unjust, inconvenient, or at all dangerous, to admit of such a delay: in my opinion, the vagabonds ought to be treated in the same manner; against whom, though we have made many laws, yet we have not been able to gain our end.’ When the Cardinal had done, they all commended the motion, though they had despised it when it came from me; but more particularly commended what related to the vagabonds, because it was his own observation.
“I do not know whether it be worth while to tell what followed, for it was very ridiculous; but I shall venture at it, for as it is not foreign to this matter, so some good use may be made of it. There was a jester standing by, that counterfeited the fool so naturally, that he seemed to be really one. The jests which he offered were so cold and dull, that we laughed more at him than at them; yet sometimes he said, as it were by chance, things that were not unpleasant; so as to justify the old proverb, ‘That he who throws the dice often, will sometimes have a lucky hit.’ When one of the company had said, that I had taken care of the thieves, and the Cardinal had taken care of the vagabonds, so that there remained nothing but that some public provision might be made for the poor, whom sickness or old age had disabled from labor. ‘Leave that to me,’ said the fool, ‘and I shall take care of them; for there is no sort of people whose sight I abhor more, having been so often vexed with them, and with their sad complaints; but as dolefully soever as they have told their tale, they could never prevail so far as to draw one penny from me: for either I had no mind to give them anything, or when I had a mind to do it, I had nothing to give them: and they now know me so well, that they will not lose their labor, but let me pass without giving me any trouble, because they hope for nothing, no more, in faith, than if I were a priest: but I would have a law made, for sending all these beggars to monasteries, the men to the Benedictines to be made lay-brothers, and the women to be nuns.’ The Cardinal smiled, and approved of it in jest; but the rest liked it in earnest. There was a divine present, who though he was a grave, morose man, yet he was so pleased with this reflection that was made on the priests and the monks, that he began to play with the fool, and said to him, ‘This will not deliver you from all beggars, except you take care of us friars.’ ‘That is done already,’ answered the fool, ‘for the Cardinal has provided for you, by what he proposed for restraining vagabonds, and setting them to work, for I know no vagabonds like you.’ This was well entertained by the whole company, who looking at the Cardinal, perceived that he was not illpleased at it; only the friar himself was vexed, as may be easily imagined, and fell into such a passion, that he could not forbear railing at the fool, and calling him knave, slanderer, backbiter, and son of perdition, and then cited some dreadful threatenings out of the Scriptures against him. Now the jester thought he was in his element, and laid about him freely. ‘Good friar,’ said he, ‘be not angry, for it is written, “In patience possess your soul.” ’ The friar answered (for I shall give you his own words), ‘I am not angry, you hangman; at least I do not sin in it, for the Psalmist says, “Be ye angry, and sin not.” ’ Upon this the Cardinal admonished him gently, and wished him to govern his passions. ‘No, my lord,’ said he, ‘I speak not but from a good zeal, which I ought to have; for holy men have had a good zeal, as it is said, “The zeal of thy house hath eaten me up;” and we sing in our church, that those who mocked Elisha as he went up to the house of God, felt the effects of his zeal; which that mocker, that rogue, that scoundrel, will perhaps feel.’ ‘You do this perhaps with a good intention,’ said the Cardinal; ‘but in my opinion, it were wiser in you, and perhaps better for you, not to engage in so ridiculous a contest with a fool.’ ‘No, my lord,’ answered he, ‘that were not wisely done; for Solomon, the wisest of men, said, “Answer a fool according to his folly;” which I now do, and show him the ditch into which he will fall, if he is not aware of it; for if the many mockers of Elisha, who was but one bald man, felt the effect of his zeal, what will become of one mocker of so many friars, among whom there are so many bald men? We have likewise a Bull, by which all that jeer us are excommunicated.’ When the Cardinal saw that there was no end of this matter, he made a sign to the fool to withdraw, turned the discourse another way; and soon after rose from the table, and dismissing us, went to hear causes.
“Thus, Mr. More, I have run out into a tedious story, of the length of which I had been ashamed, if, as you earnestly begged it of me, I had not observed you to hearken to it, as if you had no mind to lose any part of it. I might have contracted it, but I resolved to give it you at large, that you might observe how those that despised what I had proposed, no sooner perceived that the Cardinal did not dislike it, but presently approved of it, fawned so on him, and flattered him to such a degree, that they in good earnest applauded those things that he only liked in jest. And from hence you may gather, how little courtiers would value either me or my counsels.”
To this I answered, “You have done me a great kindness in this relation; for as everything has been related by you, both wisely and pleasantly, so you have made me imagine that I was in my own country, and grown young again, by recalling that good Cardinal to my thoughts, in whose family I was bred from my childhood: and though you are upon other accounts very dear to me, yet you are the dearer, because you honor his memory so much; but after all this I cannot change my opinion; for I still think that if you could overcome that aversion which you have to the Courts of Princes, you might, by the advice which it is in your power to give, do a great deal of good to mankind; and this is the chief design that every good man ought to propose to himself in living: for your friend Plato thinks that nations will be happy, when either philosophers become kings, or kings become philosophers; it is no wonder if we are so far from that happiness, while philosophers will not think it their duty to assist kings with their councils.” “They are not so base-minded,” said he, “but that they would willingly do it: many of them have already done it by their books, if those that are in power would but hearken to their good advice. But Plato judged right, that except kings themselves became philosophers, they who from their childhood are corrupted with false notions, would never fall in entirely with the councils of philosophers, and this he himself found to be true in the person of Dionysius.
“Do not you think, that if I were about any king, proposing good laws to him, and endeavoring to root out all the cursed seeds of evil that I found in him, I should either be turned out of his Court, or at least be laughed at for my pains? For instance, what could it signify if I were about the King of France, and were called into his cabinet-council, where several wise men, in his hearing, were proposing many expedients; as by what arts and practices Milan may be kept; and Naples, that had so oft slipped out of their hands, recovered; how the Venetians, and after them the rest of Italy, may be subdued; and then how Flanders, Brabant, and all Burgundy, and some other kingdoms which he has swallowed already in his designs, may be added to his empire. One proposes a league with the Venetians, to be kept as long as he finds his account in it, and that he ought to communicate councils with them, and give them some share of the spoil, till his success makes him need or fear them less, and then it will be easily taken out of their hands. Another proposes the hiring the Germans, and the securing the Switzers by pension. Another proposes the gaining the Emperor by money, which is omnipotent with him. Another proposes a peace with the King of Aragon, and in order to cement it, the yielding up the King of Navarre’s pretensions. Another thinks the Prince of Castile is to be wrought on, by the hope of an alliance, and that some of his courtiers are to be gained to the French faction by pensions. The hardest point of all is what to do with England: a treaty of peace is to be set on foot, and if their alliance is not to be depended on, yet it is to be made as firm as possible; and they are to be called friends, but suspected as enemies; therefore the Scots are to be kept in readiness, to be let loose upon England on every occasion; and some banished nobleman is to be supported underhand (for by the league it cannot be done avowedly) who has a pretension to the crown, by which means that suspected prince may be kept in awe. Now when things are in so great a fermentation, and so many gallant men are joining councils, how to carry on the war, if so mean a man as I should stand up and wish them to change all their councils, to let Italy alone, and stay at home, since the kingdom of France was indeed greater than could be well governed by one man; that therefore he ought not to think of adding others to it: and if after this, I should propose to them the resolutions of the Achorians, a people that lie on the southeast of Utopia, who long ago engaged in war, in order to add to the dominions of their prince another kingdom, to which he had some pretensions by an ancient alliance. This they conquered, but found that the trouble of keeping it was equal to that by which it was gained; that the conquered people were always either in rebellion or exposed to foreign invasions, while they were obliged to be incessantly at war, either for or against them, and consequently could never disband their army; that in the meantime they were oppressed with taxes, their money went out of the kingdom, their blood was spilt for the glory of their king, without procuring the least advantage to the people, who received not the smallest benefit from it even in time of peace; and that their manners being corrupted by a long war, robbery and murders everywhere abounded, and their laws fell into contempt; while their king, distracted with the care of two kingdoms, was the less able to apply his mind to the interests of either. When they saw this, and that there would be no end to these evils, they by joint councils made an humble address to their king, desiring him to choose which of the two kingdoms he had the greatest mind to keep, since he could not hold both; for they were too great a people to be governed by a divided king, since no man would willingly have a groom that should be in common between him and another. Upon which the good prince was forced to quit his new kingdom to one of his friends (who was not long after dethroned), and to be contented with his old one. To this I would add, that after all those warlike attempts, the vast confusions, and the consumption both of treasure and of people that must follow them; perhaps upon some misfortune, they might be forced to throw up all at last; therefore it seemed much more eligible that the king should improve his ancient kingdom all he could, and make it flourish as much as possible; that he should love his people, and be beloved of them; that he should live among them, govern them gently, and let other kingdoms alone, since that which had fallen to his share was big enough, if not too big for him. Pray how do you think would such a speech as this be heard?” “I confess,” said I, “I think not very well.”
“But what,” said he, “if I should sort with another kind of ministers, whose chief contrivances and consultations were, by what art the prince’s treasures might be increased. Where one proposes raising the value of specie when the king’s debts are large, and lowering it when his revenues were to come in, that so he might both pay much with a little, and in a little receive a great deal; another proposes a pretense of a war, that money might be raised in order to carry it on, and that a peace be concluded as soon as that was done; and this with such appearances of religion as might work on the people, and make them impute it to the piety of their prince, and to his tenderness for the lives of his subjects. A third offers some old musty laws, that have been antiquated by a long disuse; and which, as they had been forgotten by all the subjects, so they had been also broken by them; and proposes the levying the penalties of these laws, that as it would bring in a vast treasure, so there might be a very good pretense for it, since it would look like the executing a law, and the doing of justice. A fourth proposes the prohibiting of many things under severe penalties, especially such as were against the interest of the people, and then the dispensing with these prohibitions upon great compositions, to those who might find their advantage in breaking them. This would serve two ends, both of them acceptable to many; for as those whose avarice led them to transgress would be severely fined, so the selling licenses dear would look as if a prince were tender of his people, and would not easily, or at low rates, dispense with anything that might be against the public good. Another proposes that the judges must be made sure, that they may declare always in favor of the prerogative, that they must be often sent for to Court, that the king may hear them argue those points in which he is concerned; since how unjust soever any of his pretensions may be, yet still some one or other of them, either out of contradiction to others, or the pride of singularity, or to make their court, would find out some pretense or other to give the king a fair color to carry the point: for if the judges but differ in opinion, the clearest thing in the world is made by that means disputable, and truth being once brought in question, the king may then take advantage to expound the law for his own profit; while the judges that stand out will be brought over, either out of fear or modesty; and they being thus gained, all of them may be sent to the bench to give sentence boldly, as the king would have it; for fair pretenses will never be wanting when sentence is to be given in the prince’s favor. It will either be said that equity lies of his side, or some words in the law will be found sounding that way, or some forced sense will be put on them; and when all other things fail, the king’s undoubted prerogative will be pretended, as that which is above all law; and to which a religious judge ought to have a special regard. Thus all consent to that maxim of Crassus, that a prince cannot have treasure enough, since he must maintain his armies out of it: that a king, even though he would, can do nothing unjustly; that all property is in him, not excepting the very persons of his subjects: and that no man has any other property, but that which the king out of his goodness thinks fit to leave him. And they think it is the prince’s interest, that there be as little of this left as may be, as if it were his advantage that his people should have neither riches nor liberty; since these things make them less easy and less willing to submit to a cruel and unjust government; whereas necessity and poverty blunts them, makes them patient, beats them down, and breaks that height of spirit, that might otherwise dispose them to rebel. Now what if after all these propositions were made, I should rise up and assert, that such councils were both unbecoming a king, and mischievous to him: and that not only his honor but his safety consisted more in his people’s wealth, than in his own; if I should show that they choose a king for their own sake, and not for his; that by his care and endeavors they may be both easy and safe; and that therefore a prince ought to take more care of his people’s happiness than of his own, as a shepherd is to take more care of his flock than of himself. It is also certain, that they are much mistaken that think that the poverty of a nation is a means of the public safety. Who quarrel more than beggars? Who does more earnestly long for a change, than he that is uneasy in his present circumstances? And who run to create confusions with so desperate a boldness, as those who have nothing to lose, hope to gain by them? If a king should fall under such contempt or envy, that he could not keep his subjects in their duty, but by oppression and ill usage, and by rendering them poor and miserable, it were certainly better for him to quit his kingdom, than to retain it by such methods, as makes him while he keeps the name of authority, lose the majesty due to it. Nor is it so becoming the dignity of a king to reign over beggars, as over rich and happy subjects. And therefore Fabricius, a man of a noble and exalted temper, said, he would rather govern rich men, than be rich himself; since for one man to abound in wealth and pleasure, when all about him are mourning and groaning, is to be a gaoler and not a king. He is an unskillful physician, that cannot cure one disease without casting his patient into another: so he that can find no other way for correcting the errors of his people, but by taking from them the conveniences of life, shows that he knows not what it is to govern a free nation. He himself ought rather to shake off his sloth, or to lay down his pride; for the contempt or hatred that his people have for him, takes its rise from the vices in himself. Let him live upon what belongs to him, without wronging others, and accommodate his expense to his revenue. Let him punish crimes, and by his wise conduct let him endeavor to prevent them, rather than be severe when he has suffered them to be too common: let him not rashly revive laws that are abrogated by disuse, especially if they have been long forgotten, and never wanted; and let him never take any penalty for the breach of them, to which a judge would not give way in a private man, but would look on him as a crafty and unjust person for pretending to it. To these things I would add, that law among the Macarians, a people that lie not far from Utopia, by which their king, on the day on which he begins to reign, is tied by an oath confirmed by solemn sacrifices, never to have at once above a thousand pounds of gold in his treasures, or so much silver as is equal to that in value. This law, they tell us, was made by an excellent king, who had more regard to the riches of his country than to his own wealth; and therefore provided against the heaping up of so much treasure, as might impoverish the people. He thought that moderate sum might be sufficient for any accident; if either the king had occasion for it against rebels, or the kingdom against the invasion of an enemy; but that it was not enough to encourage a prince to invade other men’s rights, a circumstance that was the chief cause of his making that law. He also thought that it was a good provision for that free circulation of money, so necessary for the course of commerce and exchange; and when a king must distribute all those extraordinary accessions that increase treasure beyond the due pitch, it makes him less disposed to oppress his subjects. Such a king as this will be the terror of ill men, and will be beloved by all the good.
“If, I say, I should talk of these or such like things, to men that had taken their bias another way, how deaf would they be to all I could say?” “No doubt, very deaf,” answered I; and no wonder, for one is never to offer at propositions or advice that we are certain will not be entertained. Discourses so much out of the road could not avail anything, nor have any effect on men whose minds were prepossessed with different sentiments. This philosophical way of speculation is not unpleasant among friends in a free conversation, but there is no room for it in the Courts of Princes where great affairs are carried on by authority.” “That is what I was saying,” replied he, “that there is no room for philosophy in the Courts of Princes.” “Yes, there is,” said I, “but not for this speculative philosophy that makes everything to be alike fitting at all times: but there is another philosophy that is more pliable, that knows its proper scene, accommodates itself to it, and teaches a man with propropriety and decency to act that part which has fallen to his share. If when one of Plautus’s comedies is upon the stage and a company of servants are acting their parts, you should come out in the garb of a philosopher, and repeat out of ‘Octavia’s discourse of Seneca’s to Nero,’ would it not be better for you to say nothing than by mixing things of such different natures to make an impertinent tragi-comedy? For you spoil and corrupt the play that is in hand when you mix with it things of an opposite nature, even though they are much better. Therefore go through with the play that is acting the best you can, and do not confound it because another that is pleasanter comes into your thoughts. It is even so in a commonwealth, and in the councils of princes; if ill opinions cannot be quite rooted out, and you cannot cure some received vice according to your wishes, you must not therefore abandon the commonwealth, for the same reasons you should not forsake the ship in a storm because you cannot command the winds. You are not obliged to assault people with discourses that are out of their road, when you see that their received notions must prevent your making an impression upon them. You ought rather to cast about and to manage things with all the dexterity in your power, so that if you are not able to make them go well they may be as little ill as possible; for except all men were good everything cannot be right and that is a blessing that I do not at present hope to see. According to your arguments,” answered he, “all that I could be able to do would be to preserve myself from being mad while I endeavored to cure the madness of others; for if I speak truth, I must repeat what I have said to you; and as for lying, whether a philosopher can do it or not, I cannot tell, I am sure I cannot do it. But though these discourses may be uneasy and ungrateful to them, I do not see why they should seem foolish or extravagant: indeed if I should either propose such things as Plato has contrived in his commonwealth, or as the Utopians practice in theirs, though they might seem better, as certainly they are, yet they are so different from our establishment, which is founded on property, there being no such thing among them, that I could not expect that it would have any effect on them; but such discourses as mine, which only call past evils to mind and give warning of what may follow, have nothing in them that is so absurd that they may not be used at any time, for they can only be unpleasant to those who are resolved to run headlong the contrary way; and if we must let alone everything as absurd or extravagant which by reason of the wicked lives of many may seem uncouth, we must, even among Christians, give over pressing the greatest part of those things that Christ hath taught us, though he has commanded us not to conceal them, but to proclaim on the house-tops that which he taught in secret. The greatest parts of his precepts are more opposite to the lives of the men of this age than any part of my discourse has been; but the preachers seemed to have learned that craft to which you advise me, for they, observing that the world would not willingly suit their lives to the rules that Christ has given, have fitted his doctrine as if it had been a leaden rule, to their lives, that so some way or other they might agree with one another. But I see no other effect of this compliance except it be that men become more secure in their wickedness by it. And this is all the success that I can have in a Court, for I must always differ from the rest, and then I shall signify nothing; or if I agree with them, I shall then only help forward their madness. I do not comprehend what you mean by your casting about, or by the bending and handling things so dexterously, that if they go not well they may go as little ill as may be; for in Courts they will not bear with a man’s holding his peace or conniving at what others do. A man must barefacedly approve of the worst counsels, and consent to the blackest designs: so that he would pass for a spy, or possibly for a traitor, that did but coldly approve of such wicked practices; and therefore when a man is engaged in such a society, he will be so far from being able to mend matters by his casting about, as you call it, that he will find no occasions of doing any good: the ill company will sooner corrupt him, than be the better for him: or if notwithstanding all their ill company, he still remains steady and innocent, yet their follies and knavery will be imputed to him; and by mixing counsels with them, he must bear his share of all the blame that belongs wholly to others.
“It was no ill simile by which Plato set forth the unreasonableness of a philosopher’s meddling with government. If a man, says he, was to see a great company run out every day into the rain, and take delight in being wet; if he knew that it would be to no purpose for him to go and persuade them to return to their houses, in order to avoid the storm, and that all that could be expected by his going to speak to them would be that he himself should be as wet as they, it would be best for him to keep within doors; and since he had not influence enough to correct other people’s folly, to take care to preserve himself.
“Though to speak plainly my real sentiments, I must freely own, that as long as there is any property, and while money is the standard of all other things, I cannot think that a nation can be governed either justly or happily: not justly, because the best things will fall to the share of the worst men; nor happily, because all things will be divided among a few (and even these are not in all respects happy), the rest being left to be absolutely miserable. Therefore, when I reflect on the wise and good constitution of the Utopians, among whom all things are so well governed and with so few laws; where virtue hath its due reward, and yet there is such an equality, that every man lives in plenty; when I compare with them so many other nations that are still making new laws, and yet can never bring their constitution to a right regulation, where, notwithstanding, every one has his property; yet all the laws that they can invent have not the power either to obtain or preserve it, or even to enable men certainly to distinguish what is their own from what is another’s; of which the many lawsuits that every day break out and are eternally depending, give too plain a demonstration; when, I say, I balance all these things in my thoughts, I grow more favorable to Plato, and do not wonder that he resolved not to make any laws for such as would not submit to a community of all things: for so wise a man could not but foresee that the setting all upon a level was the only way to make a nation happy, which cannot be obtained so long as there is property: for when every man draws to himself all that he can compass, by one title or another, it must needs follow, that how plentiful soever a nation may be, yet a few dividing the wealth of it among themselves, the rest must fall into indigence. So that there will be two sorts of people among them, who deserve that their fortunes should be interchanged; the former useless, but wicked and ravenous; and the latter, who by their constant industry serve the public more than themselves, sincere and modest men. From whence I am persuaded, that till property is taken away there can be no equitable or just distribution of things, nor can the world be happily governed: for as long as that is maintained, the greatest and the far best part of mankind will be still oppressed with a load of cares and anxieties. I confess without taking it quite away, those pressures that lie on a great part of mankind may be made lighter; but they can never be quite removed. For if laws were made to determine at how great an extent in soil and at how much money every man must stop, to limit the prince that he might not grow too great, and to restrain the people that they might not become too insolent, and that none might factiously aspire to public employments; which ought neither to be sold, nor made burdensome by a great expense; since otherwise those that serve in them would be tempted to reimburse themselves by cheats and violence, and it would become necessary to find out rich men for undergoing those employments which ought rather to be trusted to the wise. These laws, I say, might have such effects, as good diet and care might have on a sick man, whose recovery is desperate: they might allay and mitigate the disease, but it could never be quite healed, nor the body politic be brought again to a good habit, as long as property remains; and it will fall out as in a complication of diseases, that by applying a remedy to one sore, you will provoke another; and that which removes the one ill symptom produces others, while the strengthening one part of the body weakens the rest.” “On the contrary,” answered I, “it seems to me that men cannot live conveniently, where all things are common; how can there be any plenty, where every man will excuse himself from labor? For as the hope of gain doth not excite him, so the confidence that he has in other men’s industry may make him slothful; if people come to be pinched with want, and yet cannot dispose of anything as their own; what can follow upon this but perpetual sedition and bloodshed, especially when the reverence and authority due to magistrates falls to the ground? For I cannot imagine how that can be kept up among those that are in all things equal to one another.” “I do not wonder,” said he, “that it appears so to you, since you have no notion, or at least no right one, of such a constitution; but if you had been in Utopia with me, and had seen their laws and rules, as I did, for the space of five years, in which I lived among them; and during which time I was so delighted with them, that indeed I should never have left them, if it had not been to make the discovery of that new world to the Europeans; you would then confess that you had never seen a people so well constituted as they.” “You will not easily persuade me,” said Peter, “that any nation in that new world is better governed than those among us. For as our understandings are not worse than theirs, so our government, if I mistake not, being more ancient, a long practice has helped us to find out many conveniences of life; and some happy chances have discovered other things to us, which no man’s understanding could ever have invented.” “As for the antiquity, either of their government, or of ours,” said he, “you cannot pass a true judgment of it, unless you had read their histories; for if they are to be believed, they had towns among them before these parts were so much as inhabited. And as for those discoveries, that have been either hit on by chance, or made by ingenious men, these might have happened there as well as here. I do not deny but we are more ingenious than they are, but they exceed us much in industry and application. They knew little concerning us before our arrival among them; they call us all by the general name of the nations that lie beyond the Equinoctial Line; for their Chronicle mentions a shipwreck that was made on their coast 1,200 years ago; and that some Romans and Egyptians that were in the ship, getting safe ashore, spent the rest of their days among them; and such was their ingenuity, that from this single opportunity they drew the advantage of learning from those unlooked-for guests, and acquired all the useful arts that were then among the Romans, and which were known to these shipwrecked men; and by the hints that they gave them, they themselves found out even some of those arts which they could not fully explain; so happily did they improve that accident of having some of our people cast upon their shore. But if such an accident has at any time brought any from thence into Europe, we have been so far from improving it, that we do not so much as remember it; as in after-times perhaps it will be forgot by our people that I was ever there. For though they from one such accident made themselves masters of all the good inventions that were among us; yet I believe it would be long before we should learn or put in practice any of the good institutions that are among them. And this is the true cause of their being better governed, and living happier than we, though we come not short of them in point of understanding or outward advantages.” Upon this I said to him, “I earnestly beg you would describe that island very particularly to us. Be not too short, but set out in order all things relating to their soil, their rivers, their towns, their people, their manners, constitution, laws, and, in a word, all that you imagine we desire to know. And you may well imagine that we desire to know everything concerning them, of which we are hitherto ignorant.” “I will do it very willingly,” said he, “for I have digested the whole matter carefully; but it will take up some time.” “Let us go then,” said I, “first and dine, and then we shall have leisure enough.” He consented. We went in and dined, and after dinner came back, and sat down in the same place. I ordered my servants to take care that none might come and interrupt us. And both Peter and I desired Raphael to be as good as his word. When he saw that we were very intent upon it, he paused a little to recollect himself, and began in this manner.
The island of Utopia is in the middle two hundred miles broad, and holds almost at the same breadth over a great part of it; but it grows narrower toward both ends. Its figure is not unlike a crescent: between its horns, the sea comes in eleven miles broad, and spreads itself into a great bay, which is environed with land to the compass of about five hundred miles, and is well secured from winds. In this bay there is no great current, the whole coast is, as it were, one continued harbor, which gives all that live in the island great convenience for mutual commerce; but the entry into the bay, occasioned by rocks on the one hand, and shallows on the other, is very dangerous. In the middle of it there is one single rock which appears above water, and may therefore be easily avoided, and on the top of it there is a tower in which a garrison is kept, the other rocks lie under water, and are very dangerous. The channel is known only to the natives, so that if any stranger should enter into the bay, without one of their pilots, he would run great danger of shipwreck; for even they themselves could not pass it safe, if some marks that are on the coast did not direct their way; and if these should be but a little shifted, any fleet that might come against them, how great soever it were, would be certainly lost. On the other side of the island there are likewise many harbors; and the coast is so fortified, both by nature and art, that a small number of men can hinder the descent of a great army. But they report (and there remains good marks of it to make it credible) that this was no island at first, but a part of the continent. Utopus that conquered it (whose name it still carries, for Abraxa was its first name) brought the rude and uncivilized inhabitants into such a good government, and to that measure of politeness, that they now far excel all the rest of mankind; having soon subdued them, he designed to separate them from the continent, and to bring the sea quite round them. To accomplish this, he ordered a deep channel to be dug fifteen miles long; and that the natives might not think he treated them like slaves, he not only forced the inhabitants, but also his own soldiers, to labor in carrying it on. As he set a vast number of men to work, he beyond all men’s expectations brought it to a speedy conclusion. And his neighbors, who at first laughed at the folly of the undertaking, no sooner saw it brought to perfection, than they were struck with admiration and terror.
There are fifty-four cities in the island, all large and well built: the manners, customs, and laws of which are the same, and they are all contrived as near in the same manner as the ground on which they stand will allow. The nearest lie at least twenty-four miles distant from one another, and the most remote are not so far distant, but that a man can go on foot in one day from it, to that which lies next it. Every city sends three of their wisest senators once a year to Amaurot, to consult about their common concerns; for that is the chief town of the island, being situated near the centre of it, so that it is the most convenient place for their assemblies. The jurisdiction of every city extends at least twenty miles: and where the towns lie wider, they have much more ground: no town desires to enlarge its bounds, for the people consider themselves rather as tenants than landlords. They have built over all the country, farmhouses for husbandmen, which are well contrived, and are furnished with all things necessary for country labor. Inhabitants are sent by turns from the cities to dwell in them; no country family has fewer than forty men and women in it, besides two slaves. There is a master and a mistress set over every family; and over thirty families there is a magistrate. Every year twenty of this family come back to the town, after they have stayed two years in the country; and in their room there are other twenty sent from the town, that they may learn country work from those that have been already one year in the country, as they must teach those that come to them the next from the town. By this means such as dwell in those country farms are never ignorant of agriculture, and so commit no errors, which might otherwise be fatal, and bring them under a scarcity of corn. But though there is every year such a shifting of the husbandmen, to prevent any man being forced against his will to follow that hard course of life too long; yet many among them take such pleasure in it, that they desire leave to continue in it many years. These husbandmen till the ground, breed cattle, hew wood, and convey it to the towns, either by land or water, as is most convenient. They breed an infinite multitude of chickens in a very curious manner; for the hens do not sit and hatch them, but vast number of eggs are laid in a gentle and equal heat, in order to be hatched, and they are no sooner out of the shell, and able to stir about, but they seem to consider those that feed them as their mothers, and follow them as other chickens do the hen that hatched them. They breed very few horses, but those they have are full of mettle, and are kept only for exercising their youth in the art of sitting and riding them; for they do not put them to any work, either of plowing or carriage, in which they employ oxen; for though their horses are stronger, yet they find oxen can hold out longer; and as they are not subject to so many diseases, so they are kept upon a less charge, and with less trouble; and even when they are so worn out, that they are no more fit for labor, they are good meat at last. They sow no corn, but that which is to be their bread; for they drink either wine, cider, or perry, and often water, sometimes boiled with honey or licorice, with which they abound; and though they know exactly how much corn will serve every town, and all that tract of country which belongs to it, yet they sow much more, and breed more cattle than are necessary for their consumption; and they give that overplus of which they make no use to their neighbors. When they want anything in the country which it does not produce, they fetch that from the town, without carrying anything in exchange for it. And the magistrates of the town take care to see it given them; for they meet generally in the town once a month, upon a festival day. When the time of harvest comes, the magistrates in the country send to those in the towns, and let them know how many hands they will need for reaping the harvest; and the number they call for being sent to them, they commonly dispatch it all in one day.
He that knows one of their towns, knows them all, they are so like one another, except where the situation makes some difference. I shall therefore describe one of them; and none is so proper as Amaurot; for as none is more eminent, all the rest yielding in precedence to this, because it is the seat of their supreme council; so there was none of them better known to me, I having lived five years altogether in it.
It lies upon the side of a hill, or rather a rising ground: its figure is almost square, for from the one side of it, which shoots up almost to the top of the hill, it runs down in a descent for two miles to the river Anider; but it is a little broader the other way that runs along the bank of that river. The Anider rises about eighty miles above Amaurot in a small spring at first; but other brooks falling into it, of which two are more considerable than the rest. As it runs by Amaurot, it is grown half a mile broad; but it still grows larger and larger, till after sixty miles’ course below it, it is lost in the ocean, between the town and the sea, and for some miles above the town, it ebbs and flows every six hours, with a strong current. The tide comes up for about thirty miles so full, that there is nothing but salt water in the river, the fresh water being driven back with its force; and above that, for some miles, the water is brackish; but a little higher, as it runs by the town, it is quite fresh; and when the tide ebbs, it continues fresh all along to the sea. There is a bridge cast over the river, not of timber, but of fair stone, consisting of many stately arches; it lies at that part of the town which is farthest from the sea, so that ships without any hindrance lie all along the side of the town. There is likewise another river that runs by it, which though it is not great, yet it runs pleasantly, for it rises out of the same hill on which the town stands, and so runs down through it, and falls into the Anider. The inhabitants have fortified the fountain head of this river, which springs a little without the towns; that so if they should happen to be besieged, the enemy might not be able to stop or divert the course of the water, nor poison it; from thence it is carried in earthen pipes to the lower streets; and for those places of the town to which the water of that small river cannot be conveyed, they have great cisterns for receiving the rain water, which supplies the want of the other. The town is compassed with a high and thick wall, in which there are many towers and forts; there is also a broad and deep dry ditch, set thick with thorns, cast round three sides of the town, and the river is instead of a ditch on the fourth side. The streets are very convenient for all carriage, and are well sheltered from the winds. Their buildings are good, and are so uniform, that a whole side of a street looks like one house. The streets are twenty feet broad; there lie gardens behind all their houses; these are large but inclosed with buildings, that on all hands face the streets; so that every house has both a door to the street, and a back door to the garden. Their doors have all two leaves, which, as they are easily opened, so they shut of their own accord; and there being no property among them, every man may freely enter into any house whatsoever. At every ten years’ end they shift their houses by lots. They cultivate their gardens with great care, so that they have both vines, fruits, herbs, and flowers in them; and all is so well ordered, and so finely kept, that I never saw gardens anywhere that were both so fruitful and so beautiful as theirs. And this humor of ordering their gardens so well, is not only kept up by the pleasure they find in it, but also by an emulation between the inhabitants of the several streets, who vie with each other; and there is indeed nothing belonging to the whole town that is both more useful and more pleasant. So that he who founded the town, seems to have taken care of nothing more than of their gardens; for they say, the whole scheme of the town was designed at first by Utopus, but he left all that belonged to the ornament and improvement of it, to be added by those that should come after him, that being too much for one man to bring to perfection. Their records, that contain the history of their town and state, are preserved with an exact care, and run back 1,760 years. From these it appears that their houses were at first low and mean, like cottages, made of any sort of timber, and were built with mud walls and thatched with straw. But now their houses are three stories high; the fronts of them are faced either with stone, plastering, or brick; and between the facings of their walls they throw in their rubbish. Their roofs are flat, and on them they lay a sort of plaster, which costs very little, and yet is so tempered that it is not apt to take fire, and yet resists the weather more than lead. They have great quantities of glass among them, with which they glaze their windows. They use also in their windows a thin linen cloth, that is so oiled or gummed that it both keeps out the wind and gives free admission to the light.
Thirty families choose every year a magistrate, who was anciently called the Syphogrant, but is now called the Philarch; and over every ten Syphogrants, with the families subject to them, there is another magistrate, who was anciently called the Tranibor, but of late the Archphilarch. All the Syphogrants, who are in number 200, choose the Prince out of a list of four, who are named by the people of the four divisions of the city; but they take an oath before they proceed to an election, that they will choose him whom they think most fit for the office. They give their voices secretly so that it is not known for whom every one gives his suffrage. The Prince is for life, unless he is removed upon suspicion of some design to enslave the people. The Tranibors are new chosen every year, but yet they are for the most part continued. All their other magistrates are only annual. The Tranibors meet every third day, and oftener if necessary, and consult with the Prince, either concerning the affairs of the state in general, or such private differences as may arise sometimes among the people; though that falls out but seldom. There are always two Syphogrants called into the council chamber, and these are changed every day. It is a fundamental rule of their government, that no conclusion can be made in anything that relates to the public, till it has been first debated three several days in their council. It is death for any to meet and consult concerning the state, unless it be either in their ordinary council, or in the assembly of the whole body of the people.
These things have been so provided among them, that the Prince and the Tranibors may not conspire together to change the government, and enslave the people; and therefore when anything of great importance is set on foot, it is sent to the Syphogrants; who after they have communicated it to the families that belong to their divisions, and have considered it among themselves, make report to the senate; and upon great occasions, the matter is referred to the council of the whole island. One rule observed in their council, is, never to debate a thing on the same day in which it is first proposed; for that is always referred to the next meeting, that so men may not rashly, and in the heat of discourse, engage themselves too soon, which might bias them so much, that instead of consulting the good of the public, they might rather study to support their first opinions, and by a perverse and preposterous sort of shame, hazard their country rather than endanger their own reputation, or venture the being suspected to have wanted foresight in the expedients that they at first proposed. And therefore to prevent this, they take care that they may rather be deliberate than sudden in their motions.
Agriculture is that which is so universally understood among them, that no person, either man or woman, is ignorant of it; they are instructed in it from their childhood, partly by what they learn at school, and partly by practice; they being led out often into the fields, about the town, where they not only see others at work, but are likewise exercised in it themselves. Besides agriculture, which is so common to them all, every man has some peculiar trade to which he applies himself, such as the manufacture of wool, or flax, masonry, smith’s work, or carpenter’s work; for there is no sort of trade that is in great esteem among them. Throughout the island they wear the same sort of clothes without any other distinction, except what is necessary to distinguish the two sexes, and the married and unmarried. The fashion never alters; and as it is neither disagreeable nor uneasy, so it is suited to the climate, and calculated both for their summers and winters. Every family makes their own clothes; but all among them, women as well as men, learn one or other of the trades formerly mentioned. Women, for the most part, deal in wool and flax, which suit best with their weakness, leaving the ruder trades to the men. The same trade generally passes down from father to son, inclinations often following descent; but if any man’s genius lies another way, he is by adoption translated into a family that deals in the trade to which he is inclined; and when that is to be done, care is taken not only by his father, but by the magistrate, that he may be put to a discreet and good man. And if after a person has learned one trade, he desires to acquire another, that is also allowed, and is managed in the same manner as the former. When he has learned both, he follows that which he likes best, unless the public has more occasion for the other.
The chief, and almost the only business of the syphogrants, is to take care that no man may live idle, but that every one may follow his trade diligently; yet they do not wear themselves out with perpetual toil, from morning to night, as if they were beasts of burden, which as it is indeed a heavy slavery, so it is everywhere the common course of life among all mechanics except the Utopians; but they, dividing the day and night into twenty-four hours, appoint six of these for work; three of which are before dinner; and three after. They then sup, and at eight o’clock, counting from noon, go to bed and sleep eight hours. The rest of their time besides that taken up in work, eating and sleeping, is left to every man’s discretion; yet they are not to abuse that interval to luxury and idleness, but must employ it in some proper exercise according to their various inclinations, which is for the most part reading. It is ordinary to have public lectures every morning before daybreak; at which none are obliged to appear but those who are marked out for literature; yet a great many, both men and women of all ranks, go to hear lectures of one sort or other, according to their inclinations. But if others, that are not made for contemplation, choose rather to employ themselves at that time in their trades, as many of them do, they are not hindered, but are rather commended, as men that take care to serve their country. After supper, they spend an hour in some diversion, in summer in their gardens, and in winter in the halls where they eat; where they entertain each other, either with music or discourse. They do not so much as know dice, or any such foolish and mischievous games; they have, however, two sorts of games not unlike our chess; the one is between several numbers, in which one number, as it were, consumes another; the other resembles a battle between the virtues and the vices, in which the enmity in the vices among themselves, and their agreement against virtue is not unpleasantly represented; together with the special oppositions between the particular virtues and vices; as also the methods by which vice either openly assaults or secretly undermines virtue; and virtue on the other hand resists it. But the time appointed for labor is to be narrowly examined, otherwise you may imagine, that since there are only six hours appointed for work, they may fall under a scarcity of necessary provisions. But it is so far from being true, that this time is not sufficient for supplying them with plenty of all things, either necessary or convenient; that it is rather too much; and this you will easily apprehend, if you consider how great a part of all other nations is quite idle. First, women generally do little, who are the half of mankind; and if some few women are diligent, their husbands are idle; then consider the great company of idle priests, and of those that are called religious men; add to these all rich men, chiefly those that have estates in land, who are called noblemen and gentlemen, together with their families, made up of idle persons, that are kept more for show than use; add to these, all those strong and lusty beggars, that go about pretending some disease, in excuse for their begging; and upon the whole account you will find that the number of those by whose labors mankind is supplied, is much less than you perhaps imagined. Then consider how few of those that work are employed in labors that are of real service; for we who measure all things by money, give rise to many trades that are both vain and superfluous, and serve only to support riot and luxury. For if those who work were employed only in such things as the conveniences of life require, there would be such an abundance of them, that the prices of them would so sink, that tradesmen could not be maintained by their gains; if all those who labor about useless things, were set to more profitable employments, and if all they that languish out their lives in sloth and idleness, every one of whom consumes as much as any two of the men that are at work, were forced to labor, you may easily imagine that a small proportion of time would serve for doing all that is either necessary, profitable, or pleasant to mankind, especially while pleasure is kept within its due bounds. This appears very plainly in Utopia, for there, in a great city, and in all the territory that lies round it, you can scarce find five hundred, either men or women, by their age and strength, are capable of labor, that are not engaged in it; even the Syphogrants, though excused by the law, yet do not excuse themselves, but work, that by their examples they may incite the industry of the rest of the people. The like exemption is allowed to those, who being recommended to the people by the priests, are by the secret suffrages of the Syphogrants privileged from labor, that they may apply themselves wholly to study; and if any of these fall short of those hopes that they seemed at first to give, they are obliged to return to work. And sometimes a mechanic, that so employs his leisure hours, as to make a considerable advancement in learning, is eased from being a tradesman, and ranked among their learned men. Out of these they choose their ambassadors, their priests, their Tranibors, and the Prince himself; anciently called their Barzenes, but is called of late their Ademus.
And thus from the great numbers among them that are neither suffered to be idle, nor to be employed in any fruitless labor, you may easily make the estimate how much may be done in those few hours in which they are obliged to labor. But besides all that has been already said, it is to be considered that the needful arts among them are managed with less labor than anywhere else. The building or the repairing of houses among us employ many hands, because often a thriftless heir suffers a house that his father built to fall into decay, so that his successor must, at a great cost, repair that which he might have kept up with a small charge: it frequently happens, that the same house which one person built at a vast expense, is neglected by another, who thinks he has a more delicate sense of the beauties of architecture; and he, suffering it to fall to ruin, builds another at no less charge. But among the Utopians, all things are so regulated that men very seldom build upon a new piece of ground; and are not only very quick in repairing their houses, but show their foresight in preventing their decay: so that their buildings are preserved very long, with but little labor; and thus the builders to whom that care belongs are often without employment, except the hewing of timber, and the squaring of stones, that the materials may be in readiness for raising a building very suddenly, when there is any occasion for it. As to their clothes, observe how little work is spent in them: while they are at labor, they are clothed with leather and skins, cast carelessly about them, which will last seven years; and when they appear in public they put on an upper garment, which hides the other; and these are all of one color, and that is the natural color of the wool. As they need less woolen cloth than is used anywhere else, so that which they make use of is much less costly. They use linen cloth more; but that is prepared with less labor, and they value cloth only by the whiteness of the linen, or the cleanness of the wool, without much regard to the fineness of the thread; while in other places, four or five upper garments of woolen cloth, of different colors, and as many vests of silk, will scarce serve one man; and while those that are nicer think ten too few, every man there is content with one, which very often serves him two years. Nor is there anything that can tempt a man to desire more; for if he had them, he would neither be the warmer, nor would he make one jot the better appearance for it. And thus, since they are all employed in some useful labor, and since they content themselves with fewer things, it falls out that there is a great abundance of all things among them: so that it frequently happens, that for want of other work, vast numbers are sent out to mend the highways. But when no public undertaking is to be performed, the hours of working are lessened. The magistrates never engage the people in unnecessary labor, since the chief end of the constitution is to regulate labor by the necessities of the public, and to allow all the people as much time as is necessary for the improvement of their minds, in which they think the happiness of life consists.
But it is now time to explain to you the mutual intercourse of this people, their commerce, and the rules by which all things are distributed among them.
As their cities are composed of families, so their families are made up of those that are nearly related to one another. Their women, when they grow up, are married out; but all the males, both children and grandchildren, live still in the same house, in great obedience to their common parent, unless age has weakened his understanding; and in that case, he that is next to him in age comes in his room. But lest any city should become either too great, or by any accident be dispeopled, provision is made that none of their cities may contain above six thousand families, besides those of the country round it. No family may have less than ten, and more than sixteen persons in it; but there can be no determined number for the children under age. This rule is easily observed, by removing some of the children of a more fruitful couple to any other family that does not abound so much in them. By the same rule, they supply cities that do not increase so fast, from others that breed faster; and if there is any increase over the whole island, then they draw out a number of their citizens out of the several towns, and send them over to the neighboring continent; where, if they find that the inhabitants have more soil than they can well cultivate, they fix a colony, taking the inhabitants into their society, if they are willing to live with them; and where they do that of their own accord, they quickly enter into their method of life, and conform to their rules, and this proves a happiness to both nations; for according to their constitution, such care is taken of the soil, that it becomes fruitful enough for both, though it might be otherwise too narrow and barren for any one of them. But if the natives refuse to conform themselves to their laws, they drive them out of those bounds which they mark out for themselves, and use force if they resist. For they account it a very just cause of war, for a nation to hinder others from possessing a part of that soil, of which they make no use, but which is suffered to lie idle and uncultivated; since every man has by the law of Nature a right to such a waste portion of the earth as is necessary for his subsistence. If an accident has so lessened the number of the inhabitants of any of their towns, that it cannot be made up from the other towns of the island without diminishing them too much, which is said to have fallen out but twice since they were first a people, when great numbers were carried off by the plague; the loss is then supplied by recalling as many as are wanted from their colonies; for they will abandon these rather than suffer the towns in the island to sink too low.
But to return to their manner of living in society, the oldest man of every family, as has been already said, is its governor. Wives serve their husbands, and children their parents, and always the younger serves the elder. Every city is divided into four equal parts, and in the middle of each there is a market place: what is brought thither, and manufactured by the several families, is carried from thence to houses appointed for that purpose, in which all things of a sort are laid by themselves; and thither every father goes and takes whatsoever he or his family stand in need of, without either paying for it, or leaving anything in exchange. There is no reason for giving a denial to any person, since there is such plenty of everything among them; and there is no danger of a man’s asking for more than he needs; they have no inducements to do this, since they are sure that they shall always be supplied. It is the fear of want that makes any of the whole race of animals either greedy or ravenous; but besides fear, there is in man a pride that makes him fancy it a particular glory to excel others in pomp and excess. But by the laws of the Utopians, there is no room for this. Near these markets there are others for all sorts of provisions, where there are not only herbs, fruits, and bread, but also fish, fowl, and cattle. There are also, without their towns, places appointed near some running water, for killing their beasts, and for washing away their filth; which is done by their slaves: for they suffer none of their citizens to kill their cattle, because they think that pity and good nature, which are among the best of those affections that are born with us, are much impaired by the butchering of animals; nor do they suffer anything that is foul or unclean to be brought within their towns, lest the air should be infected by ill smells which might prejudice their health. In every street there are great halls that lie at an equal distance from each other, distinguished by particular names. The Syphogrants dwell in those that are set over thirty families, fifteen lying on one side of it, and as many on the other. In these halls they all meet and have their repasts. The stewards of every one of them come to the market place at an appointed hour; and according to the number of those that belong to the hall, they carry home provisions. But they take more care of their sick than of any others; these are lodged and provided for in public hospitals; they have belonging to every town four hospitals, that are built without their walls, and are so large that they may pass for little towns; by this means, if they had ever such a number of sick persons, they could lodge them conveniently, and at such a distance, that such of them as are sick of infectious diseases may be kept so far from the rest that there can be no danger of contagion. The hospitals are furnished and stored with all things that are convenient for the ease and recovery of the sick; and those that are put in them are looked after with such tender and watchful care, and are so constantly attended by their skillful physicians, that as none is sent to them against their will, so there is scarce one in a whole town that, if he should fall ill, would not choose rather to go thither than lie sick at home.
After the steward of the hospitals has taken for the sick whatsoever the physician prescribes, then the best things that are left in the market are distributed equally among the halls, in proportion to their numbers, only, in the first place, they serve the Prince, the chief priest, the Tranibors, the ambassadors, and strangers, if there are any, which indeed falls out but seldom, and for whom there are houses well furnished, particularly appointed for their reception when they come among them. At the hours of dinner and supper, the whole Syphogranty being called together by sound of trumpet, they meet and eat together, except only such as are in the hospitals, or lie sick at home. Yet after the halls are served, no man is hindered to carry provisions home from the market place; for they know that none does that but for some good reason; for though any that will may eat at home, yet none does it willingly, since it is both ridiculous and foolish for any to give themselves the trouble to make ready an ill dinner at home, when there is a much more plentiful one made ready for him so near hand. All the uneasy and sordid services about these halls are performed by their slaves; but the dressing and cooking their meat, and the ordering their tables, belong only to the women, all those of every family taking it by turns. They sit at three or more tables, according to their number; the men sit toward the wall, and the women sit on the other side, that if any of them should be taken suddenly ill, which is no uncommon case among women with child, she may, without disturbing the rest, rise and go to the nurses’ room, who are there with the sucking children; where there is always clean water at hand, and cradles in which they may lay the young children, if there is occasion for it, and a fire that they may shift and dress them before it. Every child is nursed by its own mother, if death or sickness does not intervene; and in that case the Syphogrants’ wives find out a nurse quickly, which is no hard matter; for any one that can do it, offers herself cheerfully; for as they are much inclined to that piece of mercy, so the child whom they nurse considers the nurse as its mother. All the children under five years old sit among the nurses, the rest of the younger sort of both sexes, till they are fit for marriage, either serve those that sit at table; or if they are not strong enough for that, stand by them in great silence, and eat what is given them; nor have they any other formality of dining. In the middle of the first table, which stands across the upper end of the hall, sit the Syphogrant and his wife; for that is the chief and most conspicuous place; next to him sit two of the most ancient, for there go always four to a mess. If there is a temple within that Syphogranty, the priest and his wife sit with the Syphogrant above all the rest: next them there is a mixture of old and young, who are so placed, that as the young are set near others, so they are mixed with the more ancient; which they say was appointed on this account, that the gravity of the old people, and the reverence that is due to them, might restrain the younger from all indecent words and gestures. Dishes are not served up to the whole table at first, but the best are first set before the old, whose seats are distinguished from the young, and after them all the rest are served alike. The old men distribute to the younger any curious meats that happen to be set before them, if there is not such an abundance of them that the whole company may be served alike.
Thus old men are honored with a particular respect; yet all the rest fare as well as they. Both dinner and supper are begun with some lecture of morality that is read to them; but it is so short, that it is not tedious nor uneasy to them to hear it: from hence the old men take occasion to entertain those about them, with some useful and pleasant enlargements; but they do not engross the whole discourse so to themselves, during their meals, that the younger may not put in for a share: on the contrary, they engage them to talk, that so they may in that free way of conversation find out the force of every one’s spirit, and observe his temper. They dispatch their dinners quickly, but sit long at supper; because they go to work after the one, and are to sleep after the other, during which they think the stomach carries on the concoction more vigorously. They never sup without music; and there is always fruit served up after meat; while they are at table, some burn perfumes, and sprinkle about fragrant ointments and sweet waters: in short, they want nothing that may cheer up their spirits; they give themselves a large allowance that way, and indulge themselves in all such pleasures as are attended with no inconvenience. Thus do those that are in the towns live together; but in the country, where they live at great distance, every one eats at home, and no family wants any necessary sort of provision, for it is from them that provisions are sent unto those that live in the towns.
If any man has a mind to visit his friends that live in some other town, or desires to travel and see the rest of the country, he obtains leave very easily from the Syphogrant and Tranibors, when there is no particular occasion for him at home. Such as travel, carry with them a passport from the Prince, which both certifies the license that is granted for traveling, and limits the time of their return. They are furnished with a wagon and a slave, who drives the oxen and looks after them: but unless there are women in the company, the wagon is sent back at the end of the journey as a needless encumbrance. While they are on the road they carry no provisions with them; yet they want nothing, but are everywhere treated as if they were at home. If they stay in any place longer than a night, every one follows his proper occupation, and is very well used by those of his own trade: but if any man goes out of the city to which he belongs, without leave, and is found rambling without a passport, he is severely treated, he is punished as a fugitive, and sent home disgracefully; and if he falls again into the like fault, is condemned to slavery. If any man has a mind to travel only over the precinct of his own city, he may freely do it, with his father’s permission and his wife’s consent; but when he comes into any of the country houses, if he expects to be entertained by them, he must labor with them and conform to their rules: and if he does this he may freely go over the whole precinct; being thus as useful to the city to which he belongs, as if he were still within it. Thus you see that there are no idle persons among them, nor pretenses of excusing any from labor. There are no taverns, no alehouses nor stews among them; nor any other occasions of corrupting each other, of getting into corners, or forming themselves into parties: all men live in full view, so that all are obliged, both to perform their ordinary task and to employ themselves well in their spare hours. And it is certain that a people thus ordered must live in great abundance of all things; and these being equally distributed among them no man can want or be obliged to beg.
In their great council at Amaurot, to which there are three sent from every town once a year, they examine what towns abound in provisions, and what are under any scarcity, that so the one may be furnished from the other; and this is done freely, without any sort of exchange; for according to their plenty or scarcity, they supply, or are supplied from one another; so that indeed the whole island is, as it were, one family. When they have thus taken care of their whole country, and laid up stores for two years, which they do to prevent the ill consequences of an unfavorable season, they order an exportation of the overplus, both of corn, honey, wool, flax, wood, wax, tallow, leather, and cattle; which they send out commonly in great quantities to other nations. They order a seventh part of all these goods to be freely given to the poor of the countries to which they send them, and sell the rest at moderate rates. And by this exchange, they not only bring back those few things that they need at home (for indeed they scarce need anything but iron), but likewise a great deal of gold and silver; and by their driving this trade so long, it is not to be imagined how vast a treasure they have got among them: so that now they do not much care whether they sell off their merchandise for money in hand, or upon trust. A great part of their treasure is now in bonds; but in all their contracts no private man stands bound, but the writing runs in the name of the town; and the towns that owe them money, raise it from those private hands that owe it to them, lay it up in their public chamber, or enjoy the profit of it till the Utopians call for it; and they choose rather to let the greatest part of it lie in their hands who make advantage by it, than to call for it themselves: but if they see that any of their other neighbors stand more in need of it, then they call it in and lend it to them: whenever they are engaged in war, which is the only occasion in which their treasure can be usefully employed, they make use of it themselves. In great extremities or sudden accidents they employ it in hiring foreign troops, whom they more willingly expose to danger than their own people: they give them great pay, knowing well that this will work even on their enemies, that it will engage them either to betray their own side, or at least to desert it, and that it is the best means of raising mutual jealousies among them: for this end they have an incredible treasure; but they do not keep it as a treasure, but in such a manner as I am almost afraid to tell, lest you think it so extravagant, as to be hardly credible. This I have the more reason to apprehend, because if I had not seen it myself, I could not have been easily persuaded to have believed it upon any man’s report.
It is certain that all things appear incredible to us, in proportion as they differ from our own customs. But one who can judge aright, will not wonder to find, that since their constitution differs so much from ours, their value of gold and silver should be measured by a very different standard; for since they have no use for money among themselves, but keep it as a provision against events which seldom happen, and between which there are generally long intervening intervals; they value it no further than it deserves, that is, in proportion to its use. So that it is plain, they must prefer iron either to gold or silver: for men can no more live without iron, than without fire or water; but Nature has marked out no use for the other metals, so essential as not easily to be dispensed with. The folly of men has enhanced the value of gold and silver, because of their scarcity. Whereas, on the contrary, it is their opinion that Nature, as an indulgent parent, has freely given us all the best things in great abundance, such as water and earth, but has laid up and hid from us the things that are vain and useless.
If these metals were laid up in any tower in the kingdom, it would raise a jealousy of the Prince and Senate, and give birth to that foolish mistrust into which the people are apt to fall, a jealousy of their intending to sacrifice the interest of the public to their own private advantage. If they should work it into vessels, or any sort of plate, they fear that the people might grow too fond of it, and so be unwilling to let the plate be run down, if a war made it necessary to employ it in paying their soldiers. To prevent all these inconveniences, they have fallen upon an expedient, which as it agrees with their other policy, so is it very different from ours, and will scarce gain belief among us, who value gold so much, and lay it up so carefully. They eat and drink out of vessels of earth, or glass, which make an agreeable appearance though formed of brittle materials: while they make their chamber-pots and close-stools of gold and silver; and that not only in their public halls, but in their private houses: of the same metals they likewise make chains and fetters for their slaves; to some of which, as a badge of infamy, they hang an earring of gold, and make others wear a chain or a coronet of the same metal; and thus they take care, by all possible means, to render gold and silver of no esteem. And from hence it is, that while other nations part with their gold and silver, as unwillingly as if one tore out their bowels, those of Utopia would look on their giving in all they possess of those (metals, when there were any use for them) but as the parting with a trifle, or as we would esteem the loss of a penny. They find pearls on their coast; and diamonds and carbuncles on their rocks; they do not look after them, but if they find them by chance, they polish them, and with them they adorn their children, who are delighted with them, and glory in them during their childhood; but when they grow to years, and see that none but children use such baubles, they of their own accord, without being bidden by their parents, lay them aside; and would be as much ashamed to use them afterward, as children among us, when they come to years, are of their puppets and other toys.
I never saw a clearer instance of the opposite impressions that different customs make on people, than I observed in the ambassadors of the Anemolians, who came to Amaurot when I was there. As they came to treat of affairs of great consequence, the deputies from several towns met together to wait for their coming. The ambassadors of the nations that lie near Utopia, knowing their customs, and that fine clothes are in no esteem among them, that silk is despised, and gold is a badge of infamy, used to come very modestly clothed; but the Anemolians lying more remote, and having had little commerce with them, understanding that they were coarsely clothed, and all in the same manner, took it for granted that they had none of those fine things among them of which they made no use; and they being a vain-glorious rather than a wise people, resolved to set themselves out with so much pomp, that they should look like gods, and strike the eyes of the poor Utopians with their splendor. Thus three ambassadors made their entry with an hundred attendants, all clad in garments of different colors, and the greater part in silk; the ambassadors themselves, who were of the nobility of their country, were in cloth of gold, and adorned with massy chains, earrings and rings of gold: their caps were covered with bracelets set full of pearls and other gems: in a word, they were set out with all those things that, among the Utopians, were either the badges of slavery, the marks of infamy, or the playthings of children. It was not unpleasant to see, on the one side, how they looked big, when they compared their rich habits with the plain clothes of the Utopians, who were come out in great numbers to see them make their entry: and, on the other, to observe how much they were mistaken in the impression which they hoped this pomp would have made on them. It appeared so ridiculous a show to all that had never stirred out of their country, and had not seen the customs of other nations, that though they paid some reverence to those that were the most meanly clad, as if they had been the ambassadors, yet when they saw the ambassadors themselves, so full of gold and chains, they looked upon them as slaves, and forbore to treat them with reverence. You might have seen the children, who were grown big enough to despise their playthings, and who had thrown away their jewels, call to their mothers, push them gently, and cry out, “See that great fool that wears pearls and gems, as if he were yet a child.” While their mothers very innocently replied, “Hold your peace, this I believe is one of the ambassador’s fools.” Others censured the fashion of their chains, and observed that they were of no use; for they were too slight to bind their slaves, who could easily break them; and besides hung so loose about them, that they thought it easy to throw them away, and so get from them. But after the ambassadors had stayed a day among them, and saw so vast a quantity of gold in their houses, which was as much despised by them as it was esteemed in other nations, and beheld more gold and silver in the chains and fetters of one slave than all their ornaments amounted to, their plumes fell, and they were ashamed of all that glory for which they had formerly valued themselves, and accordingly laid it aside; a resolution that they immediately took when on their engaging in some free discourse with the Utopians, they discovered their sense of such things and their other customs. The Utopians wonder how any man should be so much taken with the glaring, doubtful lustre of a jewel or a stone, that can look up to a star, or to the sun himself; or how any should value himself because his cloth is made of a finer thread: for how fine soever that thread may be, it was once no better than the fleece of a sheep, and that sheep was a sheep still for all its wearing it. They wonder much to hear that gold, which in itself is so useless a thing, should be everywhere so much esteemed, that even men for whom it was made, and by whom it has its value, should yet be thought of less value than this metal. That a man of lead, who has no more sense than a log of wood, and is as bad as he is foolish, should have many wise and good men to serve him, only because he has a great heap of that metal; and that if it should happen that by some accident or trick of law (which sometimes produces as great changes as chance itself) all this wealth should pass from the master to the meanest varlet of his whole family, he himself would very soon become one of his servants, as if he were a thing that belonged to his wealth, and so were bound to follow its fortune. But they much more admire and detest the folly of those who when they see a rich man, though they neither owe him anything, nor are in any sort dependent on his bounty, yet merely because he is rich give him little less than divine honors; even though they know him to be so covetous and base-minded, that notwithstanding all his wealth, he will not part with one farthing of it to them as long as he lives.
These and such like notions have that people imbibed, partly from their education, being bred in a country whose customs and laws are opposite to all such foolish maxims, and partly from their learning and studies; for though there are but few in any town that are so wholly excused from labor as to give themselves entirely up to their studies, these being only such persons as discover from their childhood an extraordinary capacity and disposition for letters; yet their children, and a great part of the nation, both men and women, are taught to spend those hours in which they are not obliged to work in reading: and this they do through the whole progress of life. They have all their learning in their own tongue, which is both a copious and pleasant language, and in which a man can fully express his mind. It runs over a great tract of many countries, but it is not equally pure in all places. They had never so much as heard of the names of any of those philosophers that are so famous in these parts of the world, before we went among them; and yet they had made the same discoveries as the Greeks, both in music, logic, arithmetic, and geometry. But as they are almost in everything equal to the ancient philosophers, so they far exceed our modern logicians; for they have never yet fallen upon the barbarous niceties that our youth are forced to learn in those trifling logical schools that are among us; they are so far from minding chimeras, and fantastical images made in the mind, that none of them could comprehend what we meant when we talked to them of a man in the abstract, as common to all men in particular (so that though we spoke of him as a thing that we could point at with our fingers, yet none of them could perceive him), and yet distinct from every one, as if he were some monstrous Colossus or giant. Yet for all this ignorance of these empty notions, they knew astronomy, and were perfectly acquainted with the motions of the heavenly bodies, and have many instruments, well contrived and divided, by which they very accurately compute the course and positions of the sun, moon, and stars. But for the cheat, of divining by the stars, by their oppositions or conjunctions, it has not so much as entered into their thoughts. They have a particular sagacity, founded upon much observation, in judging of the weather, by which they know when they may look for rain, wind, or other alterations in the air; but as to the philosophy of these things, the causes of the saltness of the sea, of its ebbing and flowing, and of the origin and nature both of the heavens and the earth; they dispute of them, partly as our ancient philosophers have done, and partly upon some new hypothesis, in which, as they differ from them, so they do not in all things agree among themselves.
As to moral philosophy, they have the same disputes among them as we have here: they examine what are properly good both for the body and the mind, and whether any outward thing can be called truly good, or if that term belongs only to the endowments of the soul. They inquire likewise into the nature of virtue and pleasure; but their chief dispute is concerning the happiness of a man, and wherein it consists? Whether in some one thing, or in a great many? They seem, indeed, more inclinable to that opinion that places, if not the whole, yet the chief part of a man’s happiness in pleasure; and, what may seem more strange, they make use of arguments even from religion, notwithstanding its severity and roughness, for the support of that opinion so indulgent to pleasure; for they never dispute concerning happiness without fetching some arguments from the principles of religion, as well as from natural reason, since without the former they reckon that all our inquiries after happiness must be but conjectural and defective.
These are their religious principles, that the soul of man is immortal, and that God of his goodness has designed that it should be happy; and that he has therefore appointed rewards for good and virtuous actions, and punishments for vice, to be distributed after this life. Though these principles of religion are conveyed down among them by tradition, they think that even reason itself determines a man to believe and acknowledge them, and freely confess that if these were taken away no man would be so insensible as not to seek after pleasure by all possible means, lawful or unlawful; using only this caution, that a lesser pleasure might not stand in the way of a greater, and that no pleasure ought to be pursued that should draw a great deal of pain after it; for they think it is the maddest thing in the world to pursue virtue, that is a sour and difficult thing; and not only to renounce the pleasures of life, but willingly to undergo much pain and trouble, if a man has no prospect of a reward. And what reward can there be for one that has passed his whole life, not only without pleasure, but in pain, if there is nothing to be expected after death? Yet they do not place happiness in all sorts of pleasures, but only in those that in themselves are good and honest. There is a party among them who place happiness in bare virtue; others think that our natures are conducted by virtue to happiness, as that which is the chief good of man. They define virtue thus, that it is a living according to Nature, and think that we are made by God for that end; they believe that a man then follows the dictates of Nature when he pursues or avoids things according to the direction of reason; they say that the first dictate of reason is the kindling in us a love and reverence for the Divine Majesty, to whom we owe both all that we have, and all that we can ever hope for. In the next place, reason directs us to keep our minds as free from passion and as cheerful as we can, and that we should consider ourselves as bound by the ties of good-nature and humanity to use our utmost endeavors to help forward the happiness of all other persons; for there never was any man such a morose and severe pursuer of virtue, such an enemy to pleasure, that though he set hard rules for men to undergo much pain, many watchings, and other rigors, yet did not at the same time advise them to do all they could, in order to relieve and ease the miserable, and who did not represent gentleness and good nature as amiable dispositions. And from thence they infer that if a man ought to advance the welfare and comfort of the rest of mankind, there being no virtue more proper and peculiar to our nature, than to ease the miseries of others, to free from trouble and anxiety, in furnishing them with the comforts of life, in which pleasure consists, Nature much more vigorously leads them to do all this for himself. A life of pleasure is either a real evil, and in that case we ought not to assist others in their pursuit of it, but on the contrary, to keep them from it all we can, as from that which is most hurtful and deadly; or if it is a good thing, so that we not only may, but ought to help others to it, why then ought not a man to begin with himself? Since no man can be more bound to look after the good of another than after his own; for Nature cannot direct us to be good and kind to others, and yet at the same time to be unmerciful and cruel to ourselves. Thus, as they define virtue to be living according to Nature, so they imagine that Nature prompts all people on to seek after pleasure, as the end of all they do. They also observe that in order to our supporting the pleasures of life, Nature inclines us to enter into society; for there is no man so much raised above the rest of mankind as to be the only favorite of Nature, who, on the contrary, seems to have placed on a level all those that belong to the same species. Upon this they infer that no man ought to seek his own conveniences so eagerly as to prejudice others, and therefore they think that not only all agreements between private persons ought to be observed; but likewise that all those laws ought to be kept, which either a good prince has published in due form, or to which a people, that is neither oppressed with tyranny nor circumvented by fraud, has consented, for distributing those conveniences of life which afford us all our pleasures.
They think it is an evidence of true wisdom for a man to pursue his own advantages, as far as the laws allow it. They account it piety to prefer the public good to one’s private concerns; but they think it unjust for a man to seek for pleasure, by snatching another man’s pleasures from him. And on the contrary, they think it a sign of a gentle and good soul, for a man to dispense with his own advantage for the good of others; and that by this means a good man finds as much pleasure one way, as he parts with another; for as he may expect the like from others when he may come to need it, so if that should fail him, yet the sense of a good action, and the reflections that he makes on the love and gratitude of those whom he has so obliged, gives the mind more pleasure than the body could have found in that from which it had restrained itself. They are also persuaded that God will make up the loss of those small pleasures, with a vast and endless joy, of which religion easily convinces a good soul.
Thus upon an inquiry into the whole matter, they reckon that all our actions, and even all our virtues, terminate in pleasure, as in our chief end and greatest happiness; and they call every motion or state, either of body or mind, in which Nature teaches us to delight, a pleasure. Thus they cautiously limit pleasure only to those appetites to which Nature leads us; for they say that Nature leads us only to those delights to which reason as well as sense carries us, and by which we neither injure any other person, nor lose the possession of greater pleasures, and of such as draw no troubles after them; but they look upon those delights which men by a foolish, though common, mistake call pleasure, as if they could change as easily the nature of things as the use of words; as things that greatly obstruct their real happiness, instead of advancing it, because they so entirely possess the minds of those that are once captivated by them with a false notion of pleasure, that there is no room left for pleasures of a truer or purer kind.
There are many things that in themselves have nothing that is truly delightful; on the contrary, they have a good deal of bitterness in them: and yet from our perverse appetites after forbidden objects, are not only ranked among the pleasures, but are made even the greatest designs of life. Among those who pursue these sophisticated pleasures, they reckon such as I mentioned before, who think themselves really the better for having fine clothes; in which they think they are doubly mistaken, both in the opinion they have of their clothes, and in that they have of themselves: for if you consider the use of clothes, why should a fine thread be thought better than a coarse one? And yet these men, as if they had some real advantages beyond others, and did not owe them wholly to their mistakes, look big, seem to fancy themselves to be more valuable, and imagine that a respect is due to them for the sake of a rich garment, to which they would not have pretended if they had been more meanly clothed; and even resent it as an affront, if that respect is not paid them. It is also a great folly to be taken with outward marks of respect, which signify nothing: for what true or real pleasure can one man find in another’s standing bare, or making legs to him? Will the bending of another man’s knees give ease to yours? And will the head’s being bare cure the madness of yours? And yet it is wonderful to see how this false notion of pleasure bewitches many who delight themselves with the fancy of their nobility, and are pleased with this conceit, that they are descended from ancestors, who have been held for some successions rich, and who have had great possessions; for this is all that makes nobility at present; yet they do not think themselves a whit the less noble, though their immediate parents have left none of this wealth to them, or though they themselves have squandered it away. The Utopians have no better opinion of those who are much taken with gems and precious stones, and who account it a degree of happiness, next to a divine one, if they can purchase one that is very extraordinary, especially if it be of that sort of stones that is then in greatest request; for the same sort is not at all times universally of the same value; nor will men buy it unless it be dismounted and taken out of the gold; the jeweler is then made to give good security, and required solemnly to swear that the stone is true, that by such an exact caution a false one might not be bought instead of a true: though if you were to examine it, your eye could find no difference between the counterfeit and that which is true; so that they are all one to you as much as if you were blind. Or can it be thought that they who heap up an useless mass of wealth, not for any use that it is to bring them, but merely to please themselves with the contemplation of it, enjoy any true pleasure in it? The delight they find is only a false shadow of joy. Those are no better whose error is somewhat different from the former, and who hide it, out of their fear of losing it; for what other name can fit the hiding it in the earth, or rather the restoring it to it again, it being thus cut off from being useful, either to its owner or the rest of mankind? And yet the owner having hid it carefully, is glad, because he thinks he is now sure of it. If it should be stolen, the owner, though he might live perhaps ten years after the theft, of which he knew nothing, would find no difference between his having or losing it; for both ways it was equally useless to him.
Among those foolish pursuers of pleasure, they reckon all that delight in hunting, in fowling, or gaming: of whose madness they have only heard, for they have no such things among them. But they have asked us, what sort of pleasure is it that men can find in throwing the dice? For if there were any pleasure in it, they think the doing of it so often should give one a surfeit of it: and what pleasure can one find in hearing the barking and howling of dogs, which seem rather odious than pleasant sounds? Nor can they comprehend the pleasure of seeing dogs run after a hare, more than of seeing one dog run after another; for if the seeing them run is that which gives the pleasure, you have the same entertainment to the eye on both these occasions, since that is the same in both cases; but if the pleasure lies in seeing the hare killed and torn by the dogs, this ought rather to stir pity, that a weak, harmless and fearful hare should be devoured by strong, fierce, and cruel dogs. Therefore all this business of hunting is, among the Utopians, turned over to their butchers; and those, as has been already said, are all slaves, and they look on hunting as one of the basest parts of a butcher’s work: for they account it both more profitable and more decent to kill those beasts that are more necessary and useful to mankind; whereas the killing and tearing of so small and miserable an animal can only attract the huntsman with a false show of pleasure, from which he can reap but small advantage. They look on the desire of the bloodshed, even of beasts, as a mark of a mind that is already corrupted with cruelty, or that at least by the frequent returns of so brutal a pleasure must degenerate into it.
Thus, though the rabble of mankind look upon these, and on innumerable other things of the same nature, as pleasures, the Utopians, on the contrary, observing that there is nothing in them truly pleasant, conclude that they are not to be reckoned among pleasures: for though these things may create some tickling in the senses (which seems to be a true notion of pleasure), yet they imagine that this does not arise from the thing itself, but from a depraved custom, which may so vitiate a man’s taste, that bitter things may pass for sweet; as women with child think pitch or tallow tastes sweeter than honey; but as a man’s sense when corrupted, either by a disease or some ill habit, does not change the nature of other things, so neither can it change the nature of pleasure.
They reckon up several sorts of pleasures, which they call true ones: some belong to the body and others to the mind. The pleasures of the mind lie in knowledge, and in that delight which the contemplation of truth carries with it; to which they add the joyful reflections on a well-spent life, and the assured hopes of a future happiness. They divide the pleasures of the body into two sorts; the one is that which gives our senses some real delight, and is performed, either by recruiting nature, and supplying those parts which feed the internal heat of life by eating and drinking; or when nature is eased of any surcharge that oppresses it; when we are relieved from sudden pain, or that which arises from satisfying the appetite which Nature has wisely given to lead us to the propagation of the species. There is another kind of pleasure that arises neither from our receiving what the body requires, nor its being relieved when overcharged, and yet by a secret, unseen virtue affects the senses, raises the passions, and strikes the mind with generous impressions; this is the pleasure that arises from music. Another kind of bodily pleasure is that which results from an undisturbed and vigorous constitution of body, when life and active spirits seem to actuate every part. This lively health, when entirely free from all mixture of pain, of itself gives an inward pleasure, independent of all external objects of delight; and though this pleasure does not so powerfully affect us, nor act so strongly on the senses as some of the others, yet it may be esteemed as the greatest of all pleasures, and almost all the Utopians reckon it the foundation and basis of all the other joys of life; since this alone makes the state of life easy and desirable; and when this is wanting, a man is really capable of no other pleasure. They look upon freedom from pain, if it does not rise from perfect health, to be a state of stupidity rather than of pleasure. This subject has been very narrowly canvassed among them; and it has been debated whether a firm and entire health could be called a pleasure or not? Some have thought that there was no pleasure but what was excited by some sensible motion in the body. But this opinion has been long ago excluded from among them, so that now they almost universally agree that health is the greatest of all bodily pleasures; and that as there is a pain in sickness, which is as opposite in its nature to pleasure as sickness itself is to health, so they hold, that health is accompanied with pleasure; and if any should say that sickness is not really pain, but that it only carries pain along with it, they look upon that as a fetch of subtilty, that does not much alter the matter. It is all one, in their opinion, whether it be said that health is in itself a pleasure, or that it begets a pleasure, as fire gives heat; so it be granted, that all those whose health is entire have a true pleasure in the enjoyment of it: and they reason thus — what is the pleasure of eating, but that a man’s health which had been weakened, does, with the assistance of food, drive away hunger, and so recruiting itself recovers its former vigor? And being thus refreshed, it finds a pleasure in that conflict; and if the conflict is pleasure, the victory must yet breed a greater pleasure, except we fancy that it becomes stupid as soon as it has obtained that which it pursued, and so neither knows nor rejoices in its own welfare. If it is said that health cannot be felt, they absolutely deny it; for what man is in health that does not perceive it when he is awake? Is there any man that is so dull and stupid as not to acknowledge that he feels a delight in health? And what is delight but another name for pleasure?
But of all pleasures, they esteem those to be most valuable that lie in the mind; the chief of which arises out of true virtue, and the witness of a good conscience. They account health the chief pleasure that belongs to the body; for they think that the pleasure of eating and drinking and all the other delights of sense, are only so far desirable as they give or maintain health. But they are not pleasant in themselves, otherwise than as they resist those impressions that our natural infirmities are still making upon us: for as a wise man desires rather to avoid diseases than to take physic; and to be freed from pain, rather than to find ease by remedies; so it is more desirable not to need this sort of pleasure than to be obliged to indulge it. If any man imagines that there is a real happiness in these enjoyments, he must then confess that he would be the happiest of all men if he were to lead his life in perpetual hunger, thirst, and itching, and by consequence in perpetual eating, drinking, and scratching himself; which any one may easily see would be not only a base, but a miserable state of a life. These are indeed the lowest of pleasures, and the least pure; for we can never relish them, but when they are mixed with the contrary pains. The pain of hunger must give us the pleasure of eating; and here the pain outbalances the pleasure; and as the pain is more vehement, so it lasts much longer; for as it begins before the pleasure, so it does not cease but with the pleasure that extinguishes it, and both expire together. They think, therefore, none of those pleasures are to be valued any further than as they are necessary; yet they rejoice in them, and with due gratitude acknowledge the tenderness of the great Author of Nature, who has planted in us appetites, by which those things that are necessary for our preservation are likewise made pleasant to us. For how miserable a thing would life be, if those daily diseases of hunger and thirst were to be carried off by such bitter drugs as we must use for those diseases that return seldomer upon us? And thus these pleasant as well as proper gifts of Nature maintain the strength and sprightliness of our bodies.
They also entertain themselves with the other delights let in at their eyes, their ears, and their nostrils, as the pleasant relishes and seasonings of life, which Nature seems to have marked out peculiarly for man; since no other sort of animal contemplates the figure and beauty of the universe; nor is delighted with smells, any farther than as they distinguish meats by them; nor do they apprehend the concords or discords of sound: yet in all pleasures whatsoever they take care that a lesser joy does not hinder a greater, and that pleasure may never breed pain, which they think always follows dishonest pleasures. But they think it madness for a man to wear out the beauty of his face, or the force of his natural strength; to corrupt the sprightliness of his body by sloth and laziness, or to waste it by fasting; that it is madness to weaken the strength of his constitution, and reject the other delights of life, unless by renouncing his own satisfaction, he can either serve the public or promote the happiness of others, for which he expects a greater recompense from God. So that they look on such a course of life as the mark of a mind that is both cruel to itself, and ungrateful to the Author of Nature, as if we would not be beholden to him for his favors, and therefore reject all his blessings; as one who should afflict himself for the empty shadow of virtue; or for no better end to render himself capable of bearing those misfortunes which possibly will never happen.
This is their notion of virtue and of pleasure: they think no man’s reason can carry him to a truer idea of them, unless some discovery from Heaven should inspire him with sublimer notions. I have not now the leisure to examine whether they think right or wrong in this matter; nor do I judge it necessary, for I have only undertaken to give you an account of their constitution, but not to defend all their principles. I am sure, that whatsoever may be said of their notions, there is not in the whole world either a better people or a happier government: their bodies are vigorous and lively; and though they are but of a middle stature, and have neither the most fruitful soil nor the purest air in the world, yet they fortify themselves so well by their temperate course of life, against the unhealthiness of their air, and by their industry they so cultivate their soil, that there is nowhere to be seen a greater increase both of corn and cattle, nor are there anywhere healthier men, and freer from diseases: for one may there see reduced to practice, not only all the art that the husbandman employs in manuring and improving an ill soil, but whole woods plucked up by the roots, and in other places new ones planted, where there were none before. Their principal motive for this is the convenience of carriage, that their timber may be either near their towns, or growing on the banks of the sea, or of some rivers, so as to be floated to them; for it is a harder work to carry wood any distance over land than corn. The people are industrious, apt to learn, as well as cheerful and pleasant; and none can endure more labor, when it is necessary; but except in that case they love their ease. They are unwearied pursuers of knowledge; for when we had given them some hints of the learning and discipline of the Greeks, concerning whom we only instructed them (for we know that there was nothing among the Romans, except their historians and their poets, that they would value much), it was strange to see how eagerly they were set on learning that language. We began to read a little of it to them, rather in compliance with their importunity, than out of any hopes of their reaping from it any great advantage. But after a very short trial, we found they made such progress, that we saw our labor was like to be more successful than we could have expected. They learned to write their characters, and to pronounce their language so exactly, had so quick an apprehension, they remembered it so faithfully, and became so ready and correct in the use of it, that it would have looked like a miracle if the greater part of those whom we taught had not been men both of extraordinary capacity and a fit age for instruction. They were for the greatest part chosen from among their learned men, by their chief council, though some studied it of their own accord. In three years’ time they became masters of the whole language, so that they read the best of the Greek authors very exactly. I am indeed apt to think that they learned that language the more easily, from its having some relation to their own. I believe that they were a colony of the Greeks; for though their language comes nearer the Persian, yet they retain many names, both for their towns and magistrates, that are of Greek derivation. I happened to carry a great many books with me, instead of merchandise, when I sailed my fourth voyage; for I was so far from thinking of soon coming back, that I rather thought never to have returned at all, and I gave them all my books, among which were many of Plato’s and some of Aristotle’s works. I had also Theophrastus on Plants, which to my great regret, was imperfect; for having laid it carelessly by, while we were at sea, a monkey had seized upon it, and in many places torn out the leaves. They have no books of grammar but Lascares, for I did not carry Theodorus with me; nor have they any dictionaries but Hesichius and Dioscorides. They esteem Plutarch highly, and were much taken with Lucian’s wit, and with his pleasant way of writing. As for the poets, they have Aristophanes, Homer, Euripides, and Sophocles of Aldus’s edition; and for historians Thucydides, Herodotus and Herodian. One of my companions, Thricius Apinatus, happened to carry with him some of Hippocrates’s works, and Galen’s Microtechne, which they hold in great estimation; for though there is no nation in the world that needs physic so little as they do, yet there is not any that honors it so much: they reckon the knowledge of it one of the pleasantest and most profitable parts of philosophy, by which, as they search into the secrets of Nature, so they not only find this study highly agreeable, but think that such inquiries are very acceptable to the Author of Nature; and imagine that as he, like the inventors of curious engines among mankind, has exposed this great machine of the universe to the view of the only creatures capable of contemplating it, so an exact and curious observer, who admires his workmanship, is much more acceptable to him than one of the herd, who like a beast incapable of reason, looks on this glorious scene with the eyes of a dull and unconcerned spectator.
The minds of the Utopians when fenced with a love for learning, are very ingenious in discovering all such arts as are necessary to carry it to perfection. Two things they owe to us, the manufacture of paper, and the art of printing: yet they are not so entirely indebted to us for these discoveries, but that a great part of the invention was their own. We showed them some books printed by Aldus, we explained to them the way of making paper, and the mystery of printing; but as we had never practiced these arts, we described them in a crude and superficial manner. They seized the hints we gave them, and though at first they could not arrive at perfection, yet by making many essays they at last found out and corrected all their errors, and conquered every difficulty. Before this they only wrote on parchment, on reeds, or on the barks of trees; but now they have established the manufactures of paper, and set up printing-presses, so that if they had but a good number of Greek authors they would be quickly supplied with many copies of them: at present, though they have no more than those I have mentioned, yet by several impressions they have multiplied them into many thousands. If any man were to go among them that had some extraordinary talent or that by much traveling had observed the customs of many nations (which made us to be so well received), he would receive a hearty welcome; for they are very desirous to know the state of the whole world. Very few go among them on the account of traffic, for what can a man carry to them but iron, or gold, or silver, which merchants desire rather to export than import to a strange country; and as for their exportation, they think it better to manage that themselves than to leave it to foreigners, for by this means, as they understand the state of the neighboring countries better, so they keep up the art of navigation, which cannot be maintained but by much practice.
They do not make slaves of prisoners of war, except those that are taken in battle; nor of the sons of their slaves, nor of those of other nations: the slaves among them are only such as are condemned to that state of life for the commission of some crime, or, which is more common, such as their merchants find condemned to die in those parts to which they trade, whom they sometimes redeem at low rates; and in other places have them for nothing. They are kept at perpetual labor, and are always chained, but with this difference, that their own natives are treated much worse than others; they are considered as more profligate than the rest, and since they could not be restrained by the advantages of so excellent an education, are judged worthy of harder usage. Another sort of slaves are the poor of neighboring countries, who offer of their own accord to come and serve them; they treat these better, and use them in all other respects as well as their own countrymen, except their imposing more labor upon them, which is no hard task to those who have been accustomed to it; and if any of these have a mind to go back to their own country, which indeed falls out but seldom, as they do not force them to stay, so they do not send them away empty-handed.
I have already told you with what care they look after their sick, so that nothing is left undone that can contribute either to their ease or health; and for those who are taken with fixed and incurable diseases, they use all possible ways to cherish them and to make their lives as comfortable as possible. They visit them often, and take great pains to make their time pass off easily; but when any are taken with a torturing and lingering pain, so that there is no hope, either of recovery or ease, the priests and magistrates come and exhort them, that since they are now unable to go on with the business of life, are become a burden to themselves and to all about them, and they have really outlived themselves, they should no longer nourish such a rooted distemper, but choose rather to die, since they cannot live but in much misery: being assured, that if they thus deliver themselves from torture, or are willing that others should do it, they shall be happy after death. Since by their acting thus, they lose none of the pleasures, but only the troubles of life; they think they behave not only reasonably, but in a manner consistent with religion and piety; because they follow the advice given them by their priests, who are the expounders of the will of God. Such as are wrought on by these persuasions, either starve themselves of their own accord, or take opium, and by that means die without pain. But no man is forced on this way of ending his life; and if they cannot be persuaded to it, this does not induce them to fail in their attendance and care of them; but as they believe that a voluntary death, when it is chosen upon such an authority, is very honorable, so if any man takes away his own life, without the approbation of the priests and the Senate, they give him none of the honors of a decent funeral, but throw his body into a ditch.
Their women are not married before eighteen, nor their men before two-and-twenty, and if any of them run into forbidden embraces before marriage they are severely punished, and the privilege of marriage is denied them, unless they can obtain a special warrant from the Prince. Such disorders cast a great reproach upon the master and mistress of the family in which they happen, for it is supposed they have failed in their duty. The reason of punishing this so severely is, because they think that if they were not strictly restrained from all vagrant appetites, very few would engage in a state in which they venture the quiet of their whole lives, by being confined to one person, and are obliged to endure all the inconveniences with which it is accompanied. In choosing their wives they use a method that would appear to us very absurd and ridiculous, but it is constantly observed among them, and is accounted perfectly consistent with wisdom. Before marriage some grave matron presents the bride naked, whether she is a virgin or a widow, to the bridegroom, and after that some grave man presents the bridegroom naked to the bride. We indeed both laughed at this, and condemned it as very indecent. But they, on the other hand, wondered at the folly of the men of all other nations, who, if they are but to buy a horse of a small value, are so cautious that they will see every part of him, and take off both his saddle and all his other tackle, that there may be no secret ulcer hid under any of them; and that yet in the choice of a wife, on which depends the happiness or unhappiness of the rest of his life, a man should venture upon trust, and only see about a hand’s-breadth of the face, all the rest of the body being covered, under which ther may lie hid what may be contagious, as well as loathsome. All men are not so wise as to choose a woman only for her good qualities; and even wise men consider the body as that which adds not a little to the mind: and it is certain there may be some such deformity covered with the clothes as may totally alienate a man from his wife when it is too late to part with her. If such a thing is discovered after marriage, a man has no remedy but patience. They therefore think it is reasonable that there should be good provision made against such mischievous frauds.
There was so much the more reason for them to make a regulation in this matter, because they are the only people of those parts that neither allow of polygamy, nor of divorces, except in the case of adultery, or insufferable perverseness; for in these cases the Senate dissolves the marriage, and grants the injured person leave to marry again; but the guilty are made infamous, and are never allowed the privilege of a second marriage. None are suffered to put away their wives against their wills, from any great calamity that may have fallen on their persons; for they look on it as the height of cruelty and treachery to abandon either of the married persons when they need most the tender care of their comfort, and that chiefly in the case of old age, which as it carries many diseases along with it, so it is a disease of itself. But it frequently falls out that when a married couple do not well agree, they by mutual consent separate, and find out other persons with whom they hope they may live more happily. Yet this is not done without obtaining leave of the Senate, which never admits of a divorce, but upon a strict inquiry made, both by the senators and their wives, into the grounds upon which it is desired; and even when they are satisfied concerning the reasons of it, they go on but slowly, for they imagine that too great easiness in granting leave for new marriages would very much shake the kindness of married people. They punish severely those that defile the marriage-bed. If both parties are married they are divorced, and the injured persons may marry one another, or whom they please; but the adulterer and the adulteress are condemned to slavery. Yet if either of the injured persons cannot shake off the love of the married person, they may live with them still in that state, but they must follow them to that labor to which the slaves are condemned; and sometimes the repentance of the condemned, together with the unshaken kindness of the innocent and injured person, has prevailed so far with the Prince that he has taken off the sentence; but those that relapse after they are once pardoned are punished with death.
Their law does not determine the punishment for other crimes; but that is left to the Senate, to temper it according to the circumstances of the fact. Husbands have power to correct their wives, and parents to chastise their children, unless the fault is so great that a public punishment is thought necessary for striking terror into others. For the most part, slavery is the punishment even of the greatest crimes; for as that is no less terrible to the criminals themselves than death, so they think the preserving them in a state of servitude is more for the interest of the commonwealth than killing them, since as their labor is a greater benefit to the public than their death could be, so the sight of their misery is a more lasting terror to other men than that which would be given by their death. If their slaves rebel, and will not bear their yoke, and submit to the labor that is enjoined them, they are treated as wild beasts that cannot be kept in order, neither by a prison, nor by their chains; and are at last put to death. But those who bear their punishment patiently, and are so much wrought on by that pressure that lies so hard on them that it appears they are really more troubled for the crimes they have committed than for the miseries they suffer, are not out of hope but that at last either the Prince will, by his prerogative, or the people by their intercession, restore them again to their liberty, or at least very much mitigate their slavery. He that tempts a married woman to adultery, is no less severely punished than he that commits it; for they believe that a deliberate design to commit a crime, is equal to the fact itself: since its not taking effect does not make the person that miscarried in his attempt at all the less guilty.
They take great pleasure in fools, and as it is thought a base and unbecoming thing to use them ill, so they do not think it amiss for people to divert themselves with their folly: and, in their opinion, this is a great advantage to the fools themselves: for if men were so sullen and severe as not at all to please themselves with their ridiculous behavior and foolish sayings, which is all they can do to recommend themselves to others, it could not be expected that they would be so well provided for, nor so tenderly used as they must otherwise be. If any man should reproach another for his being misshapen or imperfect in any part of his body, it would not at all be thought a reflection on the person so treated, but it would be accounted scandalous in him that had upbraided another with what he could not help. It is thought a sign of a sluggish and sordid mind not to preserve carefully one’s natural beauty; but it is likewise infamous among them to use paint. They all see that no beauty recommends a wife so much to her husband as the probity of her life, and her obedience: for as some few are caught and held only by beauty, so all are attracted by the other excellences which charm all the world.
As they fright men from committing crimes by punishments, so they invite them to the love of virtue by public honors; therefore they erect statues to the memories of such worthy men as have deserved well of their country, and set these in their market places, both to perpetuate the remembrance of their actions, and to be an incitement to their posterity to follow their example.
If any man aspires to any office, he is sure never to compass it; they all live easily together, for none of the magistrates are either insolent or cruel to the people: they affect rather to be called fathers, and by being really so, they well deserve the name; and the people pay them all the marks of honor the more freely, because none are exacted from them. The Prince himself has no distinction, either of garments, or of a crown; but is only distinguished by a sheaf of corn carried before him; as the high priest is also known by his being preceded by a person carrying a wax light.
They have but few laws, and such is their constitution that they need not many. They very much condemn other nations, whose laws, together with the commentaries on them, swell up to so many volumes; for they think it an unreasonable thing to oblige men to obey a body of laws that are both of such a bulk, and so dark as not to be read and understood by every one of the subjects.
They have no lawyers among them, for they consider them as a sort of people whose profession it is to disguise matters, and to wrest the laws; and therefore they think it is much better that every man should plead his own cause, and trust it to the judge, as in other places the client trusts it to a counselor. By this means they both cut off many delays, and find out truth more certainly: for after the parties have laid open the merits of the cause, without those artifices which lawyers are apt to suggest, the judge examines the whole matter, and supports the simplicity of such well-meaning persons, whom otherwise crafty men would be sure to run down: and thus they avoid those evils which appear very remarkably among all those nations that labor under a vast load of laws. Every one of them is skilled in their law, for as it is a very short study, so the plainest meaning of which words are capable is always the sense of their laws. And they argue thus: all laws are promulgated for this end, that every man may know his duty; and therefore the plainest and most obvious sense of the words is that which ought to be put upon them; since a more refined exposition cannot be easily comprehended, and would only serve to make the laws become useless to the greater part of mankind, and especially to those who need most the direction of them: for it is all one, not to make a law at all, or to couch it in such terms that without a quick apprehension, and much study, a man cannot find out the true meaning of it; since the generality of mankind are both so dull, and so much employed in their several trades, that they have neither the leisure nor the capacity requisite for such an inquiry.
Some of their neighbors, who are masters of their own liberties, having long ago, by the assistance of the Utopians, shaken off the yoke of tyranny, and being much taken with those virtues which they observe among them, have come to desire that they would send magistrates to govern them; some changing them every year, and others every five years. At the end of their government they bring them back to Utopia, with great expressions of honor and esteem, and carry away others to govern in their stead. In this they seem to have fallen upon a very good expedient for their own happiness and safety; for since the good or ill condition of a nation depends so much upon its magistrates, they could not have made a better choice than by pitching on men whom no advantages can bias; for wealth is of no use to them, since they must so soon go back to their own country; and they being strangers among them, are not engaged in any of their heats or animosities; and it is certain that when public judicatories are swayed, either by avarice or partial affections, there must follow a dissolution of justice, the chief sinew of society.
The Utopians call those nations that come and ask magistrates from them, neighbors; but those to whom they have been of more particular service, friends. And as all other nations are perpetually either making leagues or breaking them, they never enter into an alliance with any state. They think leagues are useless things, and believe that if the common ties of humanity do not knit men together, the faith of promises will have no great effect; and they are the more confirmed in this by what they see among the nations round about them, who are no strict observers of leagues and treaties. We know how religiously they are observed in Europe, more particularly where the Christian doctrine is received, among whom they are sacred and inviolable. Which is partly owing to the justice and goodness of the princes themselves, and partly to the reverence they pay to the popes; who as they are most religious observers of their own promises, so they exhort all other princes to perform theirs; and when fainter methods do not prevail, they compel them to it by the severity of the pastoral censure, and think that it would be the most indecent thing possible if men who are particularly distinguished by the title of the faithful, should not religiously keep the faith of their treaties. But in that new-found world, which is not more distant from us in situation than the people are in their manners and course of life, there is no trusting to leagues, even though they were made with all the pomp of the most sacred ceremonies; on the contrary, they are on this account sooner broken, some slight pretence being found in the words of the treaties, which are purposely couched in such ambiguous terms that they can never be so strictly bound but they will always find some loophole to escape at; and thus they break both their leagues and their faith. And this is done with such impudence, that those very men who value themselves on having suggested these expedients to their princes, would with a haughty scorn declaim against such craft, or to speak plainer, such fraud and deceit, if they found private men make use of it in their bargains, and would readily say that they deserved to be hanged.
By this means it is, that all sort of justice passes in the world for a low-spirited and vulgar virtue, far below the dignity of royal greatness. Or at least, there are set up two sorts of justice; the one is mean, and creeps on the ground, and therefore becomes none but the lower part of mankind, and so must be kept in severely by many restraints that it may not break out beyond the bounds that are set to it. The other is the peculiar virtue of princes, which as it is more majestic than that which becomes the rabble, so takes a freer compass; and thus lawful and unlawful are only measured by pleasure and interest. These practices of the princes that lie about Utopia, who make so little account of their faith, seem to be the reasons that determine them to engage in no confederacies, perhaps they would change their mind if they lived among us; but yet though treaties were more religiously observed, they would still dislike the custom of making them; since the world has taken up a false maxim upon it, as if there were no tie of Nature uniting one nation to another, only separated perhaps by a mountain or a river, and that all were born in a state of hostility, and so might lawfully do all that mischief to their neighbors against which there is no provision made by treaties; and that when treaties are made, they do not cut off the enmity, or restrain the license of preying upon each other, if by the unskillfulness of wording them there are not effectual provisos made against them. They, on the other hand, judge that no man is to be esteemed our enemy that has never injured us; and that the partnership of the human nature is instead of a league. And that kindness and good-nature unite men more effectually and with greater strength than any agreements whatsoever; since thereby the engagements of men’s hearts become stronger than the bond and obligation of words.
They detest war as a very brutal thing; and which, to the reproach of human nature, is more practised by men than by any sort of beasts. They, in opposition to the sentiments of almost all other nations, think that there is nothing more inglorious than that glory that is gained by war. And therefore though they accustom themselves daily to military exercises and the discipline of war, in which not only their men but their women likewise are trained up that in cases of necessity they may not be quite useless; yet they do not rashly engage in war, unless it be either to defend themselves, or their friends, from any unjust aggressors; or out of good nature or in compassion assist an oppressed nation in shaking off the yoke of tyranny. They indeed help their friends, not only in defensive, but also in offensive wars; but they never do that unless they have been consulted before the breach was made, and being satisfied with the grounds on which they went, they had found that all demands of reparation were rejected, so that a war was unavoidable. This they think to be not only just, when one neighbor makes an inroad on another, by public order, and carry away the spoils; but when the merchants of one country are oppressed in another, either under pretense of some unjust laws or by the perverse wresting of good ones. This they count a more just cause of war than the other, because those injuries are done under some color of laws. This was the only ground of that war in which they engaged with the Nephelogetes against the Aleopolitanes, a little before our time; for the merchants of the former having, as they thought, met with great injustice among the latter, which, whether it was in itself right or wrong, drew on a terrible war, in which many of their neighbors were engaged; and their keenness in carrying it on being supported by their strength in maintaining it, it not only shook some very flourishing states, and very much afflicted others, but after a series of much mischief ended in the entire conquest and slavery of the Aleopolitanes, who though before the war they were in all respects much superior to the Nephelogetes, were yet subdued; but though the Utopians had assisted them in the war, yet they pretended to no share of the spoil.
But though they so vigorously assist their friends in obtaining reparation for the injuries they have received in affairs of this nature, yet if any such frauds were committed against themselves, provided no violence was done to their persons, they would only on their being refused satisfaction forbear trading with such a people. This is not because they consider their neighbors more than their own citizens; but since their neighbors trade every one upon his own stock, fraud is a more sensible injury to them than it is to the Utopians, among whom the public in such a case only suffers. As they expect nothing in return for the merchandises they export but that in which they so much abound, and is of little use to them, the loss does not much affect them; they think therefore it would be too severe to revenge a loss attended with so little inconvenience either to their lives, or their subsistence, with the death of many persons; but if any of their people is either killed or wounded wrongfully, whether it be done by public authority or only by private men, as soon as they hear of it they send ambassadors, and demand that the guilty persons may be delivered up to them; and if that is denied, they declare war; but if it be complied with, the offenders are condemned either to death or slavery.
They would be both troubled and ashamed of a bloody victory over their enemies, and think it would be as foolish a purchase as to buy the most valuable goods at too high a rate. And in no victory do they glory so much as in that which is gained by dexterity and good conduct, without bloodshed. In such cases they appoint public triumphs, and erect trophies to the honor of those who have succeeded; for then do they reckon that a man acts suitably to his nature when he conquers his enemy in such a way as that no other creature but a man could be capable of, and that is by the strength of his understanding. Bears, lions, boars, wolves, and dogs, and all other animals employ their bodily force one against another in which as many of them are superior to men, both in strength and fierceness, so they are all subdued by his reason and understanding.
The only design of the Utopians in war is to obtain that by force, which if it had been granted them in time would have prevented the war; or if that cannot be done, to take so severe a revenge on those that have injured them that they may be terrified from doing the like for the time to come. By these ends they measure all their designs, and manage them so that it is visible that the appetite of fame or vainglory does not work so much on them as a just care of their own security.
As soon as they declare war, they take care to have a great many schedules, that are sealed with their common seal, affixed in the most conspicuous places of their enemies’ country. This is carried secretly, and done in many places all at once. In these they promise great rewards to such as shall kill the prince, and lesser in proportion to such as shall kill any other persons, who are those on whom, next to the prince himself, they cast the chief balance of the war. And they double the sum to him that, instead of killing the person so marked out, shall take him alive and put him in their hands. They offer not only indemnity, but rewards, to such of the persons themselves that are so marked, if they will act against their countrymen: by these means those that are named in the schedules become not only distrustful of their fellow-citizens, but are jealous of one another, and are much distracted by fear and danger; for it has often fallen out that many of them, and even the Prince himself, have been betrayed by those in whom they have trusted most: for the rewards that the Utopians offer are so unmeasurably great, that there is no sort of crime to which men cannot be drawn by them. They consider the risk that those run who undertake such services, and offer a recompense proportioned to the danger; not only a vast deal of gold, but great revenues in lands, that lie among other nations that are their friends, where they may go and enjoy them very securely, and they observe the promises they make of this kind most religiously. They very much approve of this way of corrupting their enemies, though it appears to others to be base and cruel; but they look on it as a wise course, to make an end of what would be otherwise a long war, without so much as hazarding one battle to decide it. They think it likewise an act of mercy and love to mankind to prevent the great slaughter of those that must otherwise be killed in the progress of the war, both on their own side and on that of their enemies, by the death of a few that are most guilty; and that in so doing they are kind even to their enemies, and pity them no less than their own people, as knowing that the greater part of them do not engage in the war of their own accord, but are driven into it by the passions of their prince.
If this method does not succeed with them, then they sow seeds of contention among their enemies, and animate the prince’s brother, or some of the nobility, to aspire to the crown. If they cannot disunite them by domestic broils, then they engage their neighbors against them, and make them set on foot some old pretensions, which are never wanting to princes when they have occasion for them. These they plentifully supply with money, though but very sparingly with any auxiliary troops: for they are so tender of their own people, that they would not willingly exchange one of them, even with the prince of their enemies’ country.
But as they keep their gold and silver only for such an occasion, so when that offers itself they easily part with it, since it would be no inconvenience to them though they should reserve nothing of it to themselves. For besides the wealth that they have among them at home, they have a vast treasure abroad, many nations round about them being deep in their debt; so that they hire soldiers from all places for carrying on their wars, but chiefly from the Zapolets, who live five hundred miles east of Utopia. They are a rude, wild, and fierce nation, who delight in the woods and rocks, among which they were born and bred. They are hardened both against heat, cold and labor, and know nothing of the delicacies of life. They do not apply themselves to agriculture, nor do they care either for their houses or their clothes. Cattle is all that they look after; and for the greatest part they live either by hunting, or upon rapine; and are made, as it were, only for war. They watch all opportunities of engaging in it, and very readily embrace such as are offered them. Great numbers of them will frequently go out, and offer themselves for a very low pay, to serve any that will employ them: they know none of the arts of life, but those that lead to the taking it away; they serve those that hire them, both with much courage and great fidelity, but will not engage to serve for any determined time, and agree upon such terms, that the next day they may go over to the enemies of those whom they serve, if they offer them a greater encouragement; and will perhaps return to them the day after that, upon a higher advance of their pay. There are few wars in which they make not a considerable part of the armies of both sides: so it often falls out that they who are related, and were hired in the same country, and so have lived long and familiarly together, forgetting both their relations and former friendship, kill one another upon no other consideration than that of being hired to it for a little money by princes of different interests; and such a regard have they for money, that they are easily wrought on by the difference of one penny a day to change sides. So entirely does their avarice influence them; and yet this money, which they value so highly, is of little use to them; for what they purchase thus with their blood, they quickly waste on luxury, which among them is but of a poor and miserable form.
This nation serves the Utopians against all people whatsoever, for they pay higher than any other. The Utopians hold this for a maxim, that as they seek out the best sort of men for their own use at home, so they make use of this worst sort of men for the consumption of war, and therefore they hire them with the offers of vast rewards, to expose themselves to all sorts of hazards, out of which the greater part never returns to claim their promises. Yet they make them good most religiously to such as escape. This animates them to adventure again, whenever there is occasion for it; for the Utopians are not at all troubled how many of these happen to be killed, and reckon it a service done to mankind if they could be a means to deliver the world from such a lewd and vicious sort of people, that seem to have run together as to the drain of human nature. Next to these they are served in their wars with those upon whose account they undertake them, and with the auxiliary troops of their other friends, to whom they join a few of their own people, and send some man of eminent and approved virtue to command in chief. There are two sent with him, who during his command are but private men, but the first is to succeed him if he should happen to be either killed or taken; and in case of the like misfortune to him, the third comes in his place; and thus they provide against ill events, that such accidents as may befall their generals may not endanger their armies. When they draw out troops of their own people, they take such out of every city as freely offer themselves, for none are forced to go against their wills, since they think that if any man is pressed that wants courage, he will not only act faintly, but by his cowardice dishearten others. But if an invasion is made on their country they make use of such men, if they have good bodies, though they are not brave; and either put them aboard their ships or place them on the walls of their towns, that being so posted they may find no opportunity of flying away; and thus either shame, the heat of action, or the impossibility of flying, bears down their cowardice; they often make a virtue of necessity and behave themselves well, because nothing else is left them. But as they force no man to go into any foreign war against his will, so they do not hinder those women who are willing to go along with their husbands; on the contrary, they encourage and praise them, and they stand often next their husbands in the front of the army. They also place together those who are related, parents and children, kindred, and those that are mutually allied, near one another; that those whom Nature has inspired with the greatest zeal for assisting one another, may be the nearest and readiest to do it; and it is matter of great reproach if husband or wife survive one another, or if a child survives his parents, and therefore when they come to be engaged in action they continue to fight to the last man, if their enemies stand before them. And as they use all prudent methods to avoid the endangering their own men, and if it is possible let all the action and danger fall upon the troops that they hire, so if it becomes necessary for themselves to engage, they then charge with as much courage as they avoided it before with prudence: nor is it a fierce charge at first, but it increases by degrees; and as they continue in action, they grow more obstinate and press harder upon the enemy, insomuch that they will much sooner die than give ground; for the certainty that their children will be well looked after when they are dead, frees them from all that anxiety concerning them which often masters men of great courage; and thus they are animated by a noble and invincible resolution. Their skill in military affairs increases their courage; and the wise sentiments which, according to the laws of their country are instilled into them in their education, give additional vigor to their minds: for as they do not undervalue life so as prodigally to throw it away, they are not so indecently fond of it as to preserve it by base and unbecoming methods. In the greatest heat of action, the bravest of their youth, who have devoted themselves to that service, single out the general of their enemies, set on him either openly or by ambuscade, pursue him everywhere, and when spent and wearied out, are relieved by others, who never give over the pursuit; either attacking him with close weapons when they can get near him, or with those which wound at a distance, when others get in between them; so that unless he secures himself by flight, they seldom fail at last to kill or to take him prisoner. When they have obtained a victory, they kill as few as possible, and are much more bent on taking many prisoners than on killing those that fly before them; nor do they ever let their men so loose in the pursuit of their enemies, as not to retain an entire body still in order; so that if they have been forced to engage the last of their battalions before they could gain the day, they will rather let their enemies all escape than pursue them, when their own army is in disorder; remembering well what has often fallen out to themselves, that when the main body of their army has been quite defeated and broken, when their enemies imagining the victory obtained, have let themselves loose into an irregular pursuit, a few of them that lay for a reserve, waiting a fit opportunity, have fallen on them in their chase, and when straggling in disorder and apprehensive of no danger, but counting the day their own, have turned the whole action, and wresting out of their hands a victory that seemed certain and undoubted, while the vanquished have suddenly become victorious.
It is hard to tell whether they are more dexterous in laying or avoiding ambushes. They sometimes seem to fly when it is far from their thoughts; and when they intend to give ground, they do it so that it is very hard to find out their design. If they see they are ill posted, or are like to be overpowered by numbers, they then either march off in the night with great silence, or by some stratagem delude their enemies: if they retire in the daytime, they do it in such order, that it is no less dangerous to fall upon them in a retreat than in a march. They fortify their camps with a deep and large trench, and throw up the earth that is dug out of it for a wall; nor do they employ only their slaves in this, but the whole army works at it, except those that are then upon the guard; so that when so many hands are at work, a great line and a strong fortification is finished in so short a time that it is scarce credible. Their armor is very strong for defense, and yet is not so heavy as to make them uneasy in their marches; for they can even swim with it. All that are trained up to war practice swimming. Both horse and foot make great use of arrows, and are very expert. They have no swords, but fight with a pole-axe that is both sharp and heavy, by which they thrust or strike down an enemy. They are very good at finding out warlike machines, and disguise them so well, that the enemy does not perceive them till he feels the use of them; so that he cannot prepare such a defense as would render them useless; the chief consideration had in the making them, is that they may be easily carried and managed.
If they agree to a truce, they observe it so religiously that no provocations will make them break it. They never lay their enemies’ country waste, nor burn their corn, and even in their marches they take all possible care that neither horse nor foot may tread it down, for they do not know but that they may have use for it themselves. They hurt no man whom they find disarmed, unless he is a spy. When a town is surrendered to them, they take it into their protection: and when they carry a place by storm, they never plunder it, but put those only to the sword that opposed the rendering of it up, and make the rest of the garrison slaves, but for the other inhabitants they do them no hurt; and if any of them had advised a surrender, they give them good rewards out of the estates of those that they condemn, and distribute the rest among their auxiliary troops, but they themselves take no share of the spoil.
When a war is ended, they do not oblige their friends to reimburse their expenses; but they obtain them of the conquered, either in money, which they keep for the next occasion, or in lands, out of which a constant revenue is to be paid them; by many increases, the revenue which they draw out from several countries on such occasions, is now risen to above 700,000 ducats a year. They send some of their own people to receive these revenues, who have orders to live magnificently, and like princes, by which means they consume much of it upon the place; and either bring over the rest to Utopia, or lend it to that nation in which it lies. This they most commonly do, unless some great occasion, which falls out but very seldom, should oblige them to call for it all. It is out of these lands that they assign rewards to such as they encourage to adventure on desperate attempts. If any prince that engages in war with them is making preparations for invading their country, they prevent him, and make his country the seat of the war; for they do not willingly suffer any war to break in upon their island; and if that should happen, they would only defend themselves by their own people, and not call for auxiliary troops to their assistance.
There are several sorts of religions, not only in different parts of the island, but even in every town; some worshiping the sun, others the moon, or one of the planets: some worship such men as have been eminent in former times for virtue, or glory, not only as ordinary deities, but as the supreme God: yet the greater and wiser sort of them worship none of these, but adore one eternal, invisible, infinite, and incomprehensible Deity; as a being that is far above all our apprehensions, that is spread over the whole universe, not by his bulk, but by his power and virtue; him they call the Father of All, and acknowledge that the beginnings, the increase, the progress, the vicissitudes, and the end of all things come only from him; nor do they offer divine honors to any but to him alone. And indeed, though they differ concerning other things, yet all agree in this, that they think there is one Supreme Being that made and governs the world, whom they call in the language of their country Mithras. They differ in this, that one thinks the God whom he worships is this Supreme Being, and another thinks that his idol is that God; but they all agree in one principle, that whoever is this Supreme Being, he is also that great Essence to whose glory and majesty all honors are ascribed by the consent of all nations.
By degrees, they fall off from the various superstitions that are among them, and grow up to that one religion that is the best and most in request; and there is no doubt to be made but that all the others had vanished long ago, if some of those who advised them to lay aside their superstitions had not met with some unhappy accident, which being considered as inflicted by heaven, made them afraid that the God whose worship had like to have been abandoned, had interposed, and revenged themselves on those who despised their authority.
After they had heard from us an account of the doctrine, the course of life, and the miracles of Christ, and of the wonderful constancy of so many martyrs, whose blood so willingly offered up by them, was the chief occasion of spreading their religion over a vast number of nations; it is not to be imagined how inclined they were to receive it. I shall not determine whether this proceeded from any secret inspiration of God, or whether it was because it seemed so favorable to that community of goods, which is an opinion so particular as well as so dear to them; since they perceived that Christ and his followers lived by that rule, and that it was still kept up in some communities among the sincerest sort of Christians. From whichsoever of these motives it might be, true it is that many of them came over to our religion, and were initiated into it by baptism. But as two of our number were dead, so none of the four that survived were in priests’ orders; we therefore could only baptize them; so that to our great regret they could not partake of the other sacraments that can only be administered by priests: but they are instructed concerning them, and long most vehemently for them. They have had great disputes among themselves, whether one chosen by them to be a priest would not thereby be qualified to do all the things that belong to that character, even though he had no authority derived from the Pope; and they seemed to be resolved to choose some for that employment, but they had not done it when I left them.
Those among them that have not received our religion, do not fright any from it, and use none ill that goes over to it; so that all the while I was there, one man only was punished on this occasion. He being newly baptized, did, notwithstanding all that we could say to the contrary, dispute publicly concerning the Christian religion with more zeal than discretion; and with so much heat, that he not only preferred our worship to theirs, but condemned all their rites as profane; and cried out against all that adhered to them, as impious and sacrilegious persons, that were to be damned to everlasting burnings. Upon his having frequently preached in this manner, he was seized, and after trial he was condemned to banishment, not for having disparaged their religion, but for his inflaming the people to sedition: for this is one of their most ancient laws, that no man ought to be punished for his religion. At the first constitution of their government, Utopus having understood that before his coming among them the old inhabitants had been engaged in great quarrels concerning religion, by which they were so divided among themselves, that he found it an easy thing to conquer them, since instead of uniting their forces against him, every different party in religion fought by themselves; after he had subdued them, he made a law that every man might be of what religion he pleased, and might endeavor to draw others to it by the force of argument, and by amicable and modest ways, but without bitterness against those of other opinions; but that he ought to use no other force but that of persuasion, and was neither to mix with it reproaches nor violence; and such as did otherwise were to be condemned to banishment or slavery.
This law was made by Utopus, not only for preserving the public peace, which he saw suffered much by daily contentions and irreconcilable heats, but because he thought the interest of religion itself required it. He judged it not fit to determine anything rashly, and seemed to doubt whether those different forms of religion might not all come from God, who might inspire men in a different manner, and be pleased with this variety; he therefore thought it indecent and foolish for any man to threaten and terrify another to make him believe what did not appear to him to be true. And supposing that only one religion was really true, and the rest false, he imagined that the native force of truth would at last break forth and shine bright, if supported only by the strength of argument, and attended to with a gentle and unprejudiced mind; while on the other hand, if such debates were carried on with violence and tumults, as the most wicked are always the most obstinate, so the best and most holy religion might be choked with superstition, as corn is with briars and thorns; he therefore left men wholly to their liberty, that they might be free to believe as they should see cause; only he made a solemn and severe law against such as should so far degenerate from the dignity of human nature as to think that our souls died with our bodies, or that the world was governed by chance, without a wise overruling Providence: for they all formerly believed that there was a state of rewards and punishments to the good and bad after this life; and they now look on those that think otherwise as scarce fit to be counted men, since they degrade so noble a being as the soul, and reckon it no better than a beast’s: thus they are far from looking on such men as fit for human society, or to be citizens of a well-ordered commonwealth; since a man of such principles must needs, as often as he dares do it, despise all their laws and customs: for there is no doubt to be made that a man who is afraid of nothing but the law, and apprehends nothing after death, will not scruple to break through all the laws of his country, either by fraud or force, when by this means he may satisfy his appetites. They never raise any that hold these maxims, either to honors or offices, nor employ them in any public trust, but despise them, as men of base and sordid minds; yet they do not punish them, because they lay this down as a maxim that a man cannot make himself believe anything he pleases; nor do they drive any to dissemble their thoughts by threatenings, so that men are not tempted to lie or disguise their opinions; which being a sort of fraud, is abhorred by the Utopians. They take care indeed to prevent their disputing in defense of these opinions, especially before the common people; but they suffer, and even encourage them to dispute concerning them in private with their priests and other grave men, being confident that they will be cured of those mad opinions by having reason laid before them. There are many among them that run far to the other extreme, though it is neither thought an ill nor unreasonable opinion, and therefore is not at all discouraged. They think that the souls of beasts are immortal; though far inferior to the dignity of the human soul, and not capable of so great a happiness. They are almost all of them very firmly persuaded that good men will be infinitely happy in another state; so that though they are compassionate to all that are sick, yet they lament no man’s death, except they see him loath to depart with life; for they look on this as a very ill presage, as if the soul, conscious to itself of guilt, and quite hopeless, was afraid to leave the body, from some secret hints of approaching misery. They think that such a man’s appearance before God cannot be acceptable to him, who being called on does not go out cheerfully but is backward and unwilling, and is, as it were, dragged to it. They are struck with horror when they see any die in this manner, and carry them out in silence and with sorrow, and praying God that he would be merciful to the errors of the departed soul, they lay the body in the ground; but when any die cheerfully, and full of hope, they do not mourn for them, but sing hymns when they carry out their bodies, and commending their souls very earnestly to God: their whole behavior is then rather grave than sad, they burn the body, and set up a pillar where the pile was made, with an inscription to the honor of the deceased. When they come from the funeral, they discourse of his good life and worthy actions, but speak of nothing oftener and with more pleasure than of his serenity at the hour of death. They think such respect paid to the memory of good men is both the greatest incitement to engage others to follow their example, and the most acceptable worship than can be offered them; for they believe that though by the imperfection of human sight they are invisible to us, yet they are present among us, and hear those discourses that pass concerning themselves. They believe it inconsistent with the happiness of departed souls not to be at liberty to be where they will, and do not imagine them capable of the ingratitude of not desiring to see those friends with whom they lived on earth in the strictest bonds of love and kindness: besides they are persuaded that good men after death have these affections and all other good dispositions increased rather than diminished, and therefore conclude that they are still among the living, and observe all they say or do. From hence they engage in all their affairs with the greater confidence of success, as trusting to their protection; while this opinion of the presence of their ancestors is a restraint that prevents their engaging in ill designs.
They despise and laugh at auguries, and the other vain and superstitious ways of divination, so much observed among other nations; but have great reverence for such miracles as cannot flow from any of the powers of Nature, and look on them as effects and indications of the presence of the supreme Being, of which they say many instances have occurred among them; and that sometimes their public prayers, which upon great and dangerous occasions they have solemnly put up to God, with assured confidence of being heard, have been answered in a miraculous manner.
They think the contemplating God in his works, and the adoring him for them, is a very acceptable piece of worship to him.
There are many among them, that upon a motive of religion neglect learning, and apply themselves to no sort of study; nor do they allow themselves any leisure time, but are perpetually employed, believing that by the good things that a man does he secures to himself that happiness that comes after death. Some of these visit the sick; others mend highways, cleanse ditches, repair bridges, or dig turf, gravel or stones. Others fell and cleave timber, and bring wood, corn, and other necessaries on carts into their towns. Nor do these only serve the public, but they serve even private men, more than the slaves themselves do; for if there is anywhere a rough, hard, and sordid piece of work to be done, from which many are frightened by the labor and loathsomeness of it, if not the despair of accomplishing it, they cheerfully, and of their own accord, take that to their share; and by that means, as they ease others very much, so they afflict themselves, and spend their whole life in hard labor; and yet they do not value themselves upon this, nor lessen other people’s credit to raise their own; but by their stooping to such servile employments, they are so far from being despised, that they are so much the more esteemed by the whole nation.
Of these there are two sorts; some live unmarried and chaste, and abstain from eating any sort of flesh; and thus weaning themselves from all the pleasures of the present life, which they account hurtful, they pursue, even by the hardest and most painful methods possible, that blessedness which they hope for hereafter; and the nearer they approach to it, they are the more cheerful and earnest in their endeavors after it. Another sort of them is less willing to put themselves to much toil, and therefore prefer a married state to a single one, and as they do not deny themselves the pleasure of it, so they think the begetting of children is a debt which they owe to human nature and to their country; nor do they avoid any pleasure that does not hinder labor, and therefore eat flesh so much the more willingly, as they find that by this means they are the more able to work; the Utopians look upon these as the wiser sect, but they esteem the others as the most holy. They would indeed laugh at any man, who from the principles of reason would prefer an unmarried state to a married, or a life of labor to an easy life; but they reverence and admire such as do it from the motives of religion. There is nothing in which they are more cautious than in giving their opinion positively concerning any sort of religion. The men that lead those severe lives are called in the language of their country Brutheskas, which answers to those we call religious orders.
Their priests are men of eminent piety, and therefore they are but few, for there are only thirteen in every town, one for every temple; but when they go to war, seven of these go out with their forces, and seven others are chosen to supply their room in their absence; but these enter again upon their employment when they return; and those who served in their absence attend upon the high priest, till vacancies fall by death; for there is one set over all the rest. They are chosen by the people as the other magistrates are, by suffrages given in secret, for preventing of factions; and when they are chosen they are consecrated by the college of priests. The care of all sacred things, the worship of God, and an inspection into the manners of the people, are committed to them. It is a reproach to a man to be sent for by any of them, or for them to speak to him in secret, for that always gives some suspicion. All that is incumbent on them is only to exhort and admonish the people; for the power of correcting and punishing ill men belongs wholly to the Prince and to the other magistrates. The severest thing that the priest does, is the excluding those that are desperately wicked from joining in their worship. There is not any sort of punishment more dreaded by them than this, for as it loads them with infamy, so it fills them with secret horrors, such is their reverence to their religion; nor will their bodies be long exempted from their share of trouble; for if they do not very quickly satisfy the priests of the truth of their repentance, they are seized on by the Senate, and punished for their impiety. The education of youth belongs to the priests, yet they do not take so much care of instructing them in letters as in forming their minds and manners aright; they use all possible methods to infuse very early into the tender and flexible minds of children such opinions as are both good in themselves and will be useful to their country. For when deep impressions of these things are made at that age, they follow men through the whole course of their lives, and conduce much to preserve the peace of the government, which suffers by nothing more than by vices that rise out of ill opinions. The wives of their priests are the most extraordinary women of the whole country; sometimes the women themselves are made priests, though that falls out but seldom, nor are any but ancient widows chosen into that order.
None of the magistrates have greater honor paid them than is paid the priests; and if they should happen to commit any crime, they would not be questioned for it. Their punishment is left to God, and to their own consciences; for they do not think it lawful to lay hands on any man, how wicked soever he is, that has been in a peculiar manner dedicated to God; nor do they find any great inconvenience in this, both because they have so few priests, and because they are chosen with much caution, so that it must be a very unusual thing to find one who merely out of regard to his virtue, and for his being esteemed a singularly good man, was raised up to so great a dignity, degenerate into corruption and vice. And if such a thing should fall out, for man is a changeable creature, yet there being few priests, and these having no authority but what rises out of the respect that is paid them, nothing of great consequence to the public can proceed from the indemnity that the priests enjoy.
They have indeed, very few of them, lest greater numbers sharing in the same honor might make the dignity of that order which they esteem so highly to sink in its reputation. They also think it difficult to find out many of such an exalted pitch of goodness, as to be equal to that dignity which demands the exercise of more than ordinary virtues. Nor are the priests in greater veneration among them than they are among their neighboring nations, as you may imagine by that which I think gives occasion for it.
When the Utopians engage in battle, the priests who accompany them to the war, appareled in their sacred vestments, kneel down during the action, in a place not far from the field, and lifting up their hands to heaven, pray, first for peace, and then for victory to their own side, and particularly that it may be gained without the effusion of much blood on either side; and when the victory turns to their side, they run in among their own men to restrain their fury; and if any of their enemies see them, or call to them, they are preserved by that means; and such as can come so near them as to touch their garments, have not only their lives but their fortunes secured to them; it is upon this account that all the nations round about consider them so much, and treat them with such reverence, that they have been often no less able to preserve their own people from the fury of their enemies, than to save their enemies from their rage; for it has sometimes fallen out, that when their armies have been in disorder, and forced to fly, so that their enemies were running upon the slaughter and spoil, the priests, by interposing have separated them from one another, and stopped the effusion of more blood; so that by their mediation a peace has been concluded on very reasonable terms; nor is there any nation about them so fierce, cruel, or barbarous as not to look upon their persons as sacred and inviolable.
The first and the last day of the month, and of the year, is a festival. They measure their months by the course of the moon, and their years by the course of the sun. The first days are called in their language the Cynemernes, and the last the Trapemernes; which answers in our language to the festival that begins, or ends the season.
They have magnificent temples, that are not only nobly built, but extremely spacious; which is the more necessary, as they have so few of them; they are a little dark within, which proceeds not from any error in the architecture, but is done with design; for their priests think that too much light dissipates the thoughts, and that a more moderate degree of it both recollects the mind and raises devotion. Though there are many different forms of religion among them, yet all these, how various soever, agree in the main point, which is the worshiping the Divine Essence; and therefore there is nothing to be seen or heard in their temples in which the several persuasions among them may not agree, for every sect performs those rites that are peculiar to it, in their private houses; nor is there anything in the public worship that contradicts the particular ways of those different sects. There are no images for God in their temples, so that every one may represent him to his thoughts, according to the way of his religion; nor do they call this one God by any other name but that of Mithras, which is the common name by which they all express the Divine Essence, whatsoever otherwise they think it to be; nor are there any prayers among them but such as every one of them may use without prejudice to his own opinion.
They meet in their temples on the evening of the festival that concludes a season: and not having yet broke their fast, they thank God for their good success during that year or month, which is then at an end, and the next day being that which begins the new season, they meet early in their temples, to pray for the happy progress of all their affairs during that period upon which they then enter. In the festival which concludes the period, before they go to the temple, both wives and children fall on their knees before their husbands or parents, and confess everything in which they have either erred or failed in their duty, and beg pardon for it. Thus all little discontents in families are removed, that they may offer up their devotions with a pure and serene mind; for they hold it a great impiety to enter upon them with disturbed thoughts, or with a consciousness of their bearing hatred or anger in their hearts to any person whatsoever; and think that they should become liable to severe punishments if they presume to offer sacrifices without cleansing their hearts, and reconciling all their differences. In the temples, the two sexes are separated, the men go to the right hand, and the women to the left; and the males and females all place themselves before the head and master or mistress of that family to which they belong; so that those who have the government of them at home may see their deportment in public; and they intermingle them so, that the younger and the older may be set by one another; for if the younger sort were all set together, they would perhaps trifle away that time too much in which they ought to beget in themselves that religious dread of the Supreme Being, which is the greatest and almost the only incitement to virtue.
They offer up no living creature in sacrifice, nor do they think it suitable to the Divine Being, from whose bounty it is that these creatures have derived their lives, to take pleasure in their deaths, or the offering up their blood. They burn incense and other sweet odors, and have a great number of wax lights during their worship; not out of any imagination that such oblations can add anything to the divine Nature, which even prayers cannot do; but as it is a harmless and pure way of worshiping God, so they think those sweet savors and lights, together with some other ceremonies, by a secret and unaccountable virtue, elevate men’s souls, and inflame them with greater energy and cheerfulness during the divine worship.
All the people appear in the temples in white garments, but the priest’s vestments are parti-colored, and both the work and colors are wonderful. They are made of no rich materials, for they are neither embroidered nor set with precious stones, but are composed of the plumes of several birds, laid together with so much art and so neatly, that the true value of them is far beyond the costliest materials. They say that in the ordering and placing those plumes some dark mysteries are represented, which pass down among their priests in a secret tradition concerning them; and that they are as hieroglyphics, putting them in mind of the blessings that they have received from God, and of their duties both to him and to their neighbors. As soon as the priest appears in those ornaments, they all fall prostrate on the ground, with so much reverence and so deep a silence that such as look on cannot but be struck with it, as if it were the effect of the appearance of a Deity. After they have been for some time in this posture, they all stand up, upon a sign given by the priest, and sing hymns to the honor of God, some musical instruments playing all the while. These are quite of another form than those used among us: but as many of them are much sweeter than ours, so others are made use of by us. Yet in one thing they very much exceed us; all their music, both vocal and instrumental, is adapted to imitate and express the passions, and is so happily suited to every occasion, that whether the subject of the hymn be cheerful or formed to soothe or trouble the mind, or to express grief or remorse, the music takes the impression of whatever is represented, affects and kindles the passions, and works the sentiments deep into the hearts of the hearers. When this is done, both priests and people offer up very solemn prayers to God in a set form of words; and these are so composed, that whatsoever is pronounced by the whole assembly may be likewise applied by every man in particular to his own condition: in these they acknowledge God to be the author and governor of the world, and the fountain of all the good they receive, and therefore offer up to him their thanksgiving; and in particular bless him for his goodness in ordering it so, that they are born under the happiest government in the world, and are of a religion which they hope is the truest of all others: but if they are mistaken, and if there is either a better government or a religion more acceptable to God, they implore his goodness to let them know it, vowing that they resolve to follow him whithersoever he leads them. But if their government is the best, and their religion the truest, then they pray that he may fortify them in it, and bring all the world both to the same rules of life, and to the same opinions concerning himself; unless, according to the unsearchableness of his mind, he is pleased with a variety of religions. Then they pray that God may give them an easy passage at last to himself; not presuming to set limits to him, how early or late it should be; but if it may be wished for, without derogating from his supreme authority, they desire to be quickly delivered, and to be taken to himself, though by the most terrible kind of death, rather than to be detained long from seeing him by the most prosperous course of life. When this prayer is ended, they all fall down again upon the ground, and after a little while they rise up, go home to dinner, and spend the rest of the day in diversion or military exercises.
Thus have I described to you, as particularly as I could, the constitution of that commonwealth, which I do not only think the best in the world, but indeed the only commonwealth that truly deserves that name. In all other places it is visible, that while people talk of a commonwealth, every man only seeks his own wealth; but there, where no man has any property, all men zealously pursue the good of the public; and, indeed, it is no wonder to see men act so differently; for in other commonwealths, every man knows that unless he provides for himself, how flourishing soever the commonwealth may be, he must die of hunger; so that he sees the necessity of preferring his own concerns to the public; but in Utopia, where every man has a right to everything, they all know that if care is taken to keep the public stores full, no private man can want anything; for among them there is no unequal distribution, so that no man is poor, none in necessity; and though no man has anything, yet they are all rich; for what can make a man so rich as to lead a serene and cheerful life, free from anxieties; neither apprehending want himself, nor vexed with the endless complaints of his wife? He is not afraid of the misery of his children, nor is he contriving how to raise a portion for his daughters, but is secure in this, that both he and his wife, his children and grandchildren, to as many generations as he can fancy, will all live both plentifully and happily; since among them there is no less care taken of those who were once engaged in labor, but grow afterward unable to follow it, than there is elsewhere of these that continue still employed. I would gladly hear any man compare the justice that is among them with that of all other nations; among whom, may I perish, if I see anything that looks either like justice or equity: for what justice is there in this, that a nobleman, a goldsmith, a banker, or any other man, that either does nothing at all, or at best is employed in things that are of no use to the public, should live in great luxury and splendor, upon what is so ill acquired; and a mean man, a carter, a smith, or a plowman, that works harder even than the beasts themselves, and is employed in labors so necessary, that no commonwealth could hold out a year without them, can only earn so poor a livelihood, and must lead so miserable a life, that the condition of the beasts is much better than theirs? For as the beasts do not work so constantly, so they feed almost as well, and with more pleasure; and have no anxiety about what is to come, whilst these men are depressed by a barren and fruitless employment, and tormented with the apprehensions of want in their old age; since that which they get by their daily labor does but maintain them at present, and is consumed as fast as it comes in, there is no overplus left to lay up for old age.
Is not that government both unjust and ungrateful, that is so prodigal of its favors to those that are called gentlemen, or goldsmiths, or such others who are idle, or live either by flattery or by contriving the arts of vain pleasure; and on the other hand, takes no care of those of a meaner sort, such as plowmen, colliers, and smiths, without whom it could not subsist? But after the public has reaped all the advantage of their service, and they come to be oppressed with age, sickness, and want, all their labors and the good they have done is forgotten; and all the recompense given them is that they are left to die in great misery. The richer sort are often endeavoring to bring the hire of laborers lower, not only by their fraudulent practices, but by the laws which they procure to be made to that effect; so that though it is a thing most unjust in itself, to give such small rewards to those who deserve so well of the public, yet they have given those hardships the name and color of justice, by procuring laws to be made for regulating them.
Therefore I must say that, as I hope for mercy, I can have no other notion of all the other governments that I see or know, than that they are a conspiracy of the rich, who on pretense of managing the public only pursue their private ends, and devise all the ways and arts they can find out; first, that they may, without danger, preserve all that they have so ill acquired, and then that they may engage the poor to toil and labor for them at as low rates as possible, and oppress them as much as they please. And if they can but prevail to get these contrivances established by the show of public authority, which is considered as the representative of the whole people, then they are accounted laws. Yet these wicked men after they have, by a most insatiable covetousness, divided that among themselves with which all the rest might have been well supplied, are far from that happiness that is enjoyed among the Utopians: for the use as well as the desire of money being extinguished, much anxiety and great occasions of mischief are cut off with them. And who does not see that the frauds, thefts, robberies, quarrels, tumults, contentions, seditions, murders, treacheries, and witchcrafts, which are indeed rather punished than restrained by the severities of law, would all fall off, if money were not any more valued by the world? Men’s fears, solicitudes, cares, labors, and watchings would all perish in the same moment with the value of money: even poverty itself, for the relief of which money seems most necessary, would fall But, in order to the apprehending this aright, take one instance.
Consider any year that has been so unfruitful that many thousands have died of hunger; and yet if at the end of that year a survey was made of the granaries of all the rich men that have horded up the corn, it would be found that there was enough among them to have prevented all that consumption of men that perished in misery; and that if it had been distributed among them, none would have felt the terrible effects of that scarcity; so easy a thing would it be to supply all the necessities of life, if that blessed thing called money, which is pretended to be invented for procuring them, was not really the only thing that obstructed their being procured!
I do not doubt that rich men are sensible of this, and that they well know how much a greater happiness it is to want nothing necessary than to abound in many superfluities, and to be rescued out of so much misery than to abound with so much wealth; and I cannot think but the sense of every man’s interest, added to the authority of Christ’s commands, who as he was infinitely wise, knew what was best, and was not less good in discovering it to us, would have drawn all the world over to the laws of the Utopians, if pride, that plague of human nature, that source of so much misery, did not hinder it; for this vice does not measure happiness so much by its own conveniences as by the miseries of others; and would not be satisfied with being thought a goddess, if none were left that were miserable, over whom she might exult. Pride thinks its own happiness shines the brighter by comparing it with the misfortunes of other persons; that by displaying its own wealth, they may feel their poverty the more sensibly. This is that infernal serpent that creeps into the breasts of mortals, and possesses them too much to be easily drawn out; and therefore I am glad that the Utopians have fallen upon this form of government, in which I wish that all the world could be so wise as to imitate them; for they have indeed laid down such a scheme and foundation of policy, that as men live happily under it, so it is like to be of great continuance; for they having rooted out of the minds of their people all the seeds both of ambition and faction, there is no danger of any commotion at home; which alone has been the ruin of many states, that seemed otherwise to be well secured; but as long as they live in peace at home, and are governed by such good laws, the envy of all their neighboring princes, who have often though in vain attempted their ruin, will never be able to put their state into any commotion or disorder.
When Raphael had thus made an end of speaking, though many things occurred to me, both concerning the manners and laws of that people, that seemed very absurd, as well as their way of making war, as in their notions of religion and divine matters; together with several other particulars, but chiefly what seemed the foundation of all the rest, their living in common, without the use of money, by which all nobility, magnificence, splendor, and majesty, which, according to the common opinion, are the true ornaments of a nation, would be quite taken away; yet since I perceived that Raphael was weary, and was not sure whether he could easily bear contradiction, remembering that he had taken notice of some who seemed to think they were bound in honor to support the credit of their own wisdom, by finding out something to censure in all other men’s inventions, besides their own; I only commended their constitution, and the account he had given of it in general; and so taking him by the hand, carried him to supper, and told him I would find out some other time for examining this subject more particularly, and for discoursing more copiously upon it; and indeed I shall be glad to embrace an opportunity of doing it. In the meanwhile, though it must be confessed that he is both a very learned man, and a person who has obtained a great knowledge of the world, I cannot perfectly agree to everything he has related; however, there are many things in the Commonwealth of Utopia that I rather wish, than hope, to see followed in our governments.
We sailed from Peru, where we had continued by the space of one whole year, for China and Japan, by the South Sea, taking with us victuals for twelve months; and had good winds from the east, though soft and weak, for five months’ space and more. But then the wind came about, and settled in the west for many days, so as we could make little or no way, and were sometimes in purpose to turn back. But then again there arose strong and great winds from the south, with a point east; which carried us up, for all that we could do, toward the north: by which time our victuals failed us, though we had made good spare of them. So that finding ourselves, in the midst of the greatest wilderness of waters in the world, without victual, we gave ourselves up for lost men, and prepared for death. Yet we did lift up our hearts and voices to God above, who showeth his wonders in the deep; beseeching him of his mercy, that as in the beginning he discovered the face of the deep, and brought forth dry land, so he would now discover land to us, that we might not perish. And it came to pass, that the next day about evening we saw within a kenning before us, toward the north, as it were, thick clouds which did put us in some hope of land: knowing how that part of the South Sea was utterly unknown; and might have islands or continents, that hitherto were not come to light. Wherefore we bent our course thither, where we saw the appearance of land, all that night; and in the dawning of next day, we might plainly discern that it was a land flat to our sight, and full of boscage, which made it show the more dark. And after an hour and a half’s sailing we entered into a good haven, being the port of a fair city. Not great indeed, but well built, and that gave a pleasant view from the sea. And we thinking every minute long till we were on land, came close to the shore and offered to land. But straightway we saw divers of the people, with bastons in their hands, as it were, forbidding us to land: yet without any cries or fierceness, but only as warning us off, by signs that they made. Whereupon being not a little discomfited, we were advising with ourselves what we should do. During which time there made forth to us a small boat, with about eight persons in it, whereof one of them had in his hand a tipstaff of a yellow cane, tipped at both ends with blue, who made aboard our ship, without any show of distrust at all. And when he saw one of our number present himself somewhat afore the rest, he drew forth a little scroll of parchment (somewhat yellower than our parchment, and shining like the leaves of writing tables, but otherwise soft and flexible), and delivered it to our foremost man. In which scroll were written in ancient Hebrew, and in ancient Greek, and in good Latin of the school, and in Spanish these words: “Land ye not, none of you, and provide to be gone from this coast within sixteen days, except you have further time given you; meanwhile, if you want fresh water, or victual, or help for your sick, or that your ship needeth repair, write down your wants, and you shall have that which belongeth to mercy.” This scroll was signed with a stamp of cherubim’s wings, not spread, but hanging downward, and by them a cross. This being delivered, the officer returned, and left only a servant with us to receive our answer. Consulting hereupon among ourselves, we were much perplexed. The denial of landing, and hasty warning us away, troubled us much: on the other side, to find that the people had languages, and were so full of humanity, did comfort us not a little. And above all, the sign of the cross to that instrument, was to us a great rejoicing, and as it were a certain presage of good. Our answer was in the Spanish tongue, “That for our ship, it was well; for we had rather met with calms and contrary winds, than any tempests. For our sick, they were many, and in very ill case; so that if they were not permitted to land, they ran in danger of their lives.” Our other wants we set down in particular, adding, “That we had some little store of merchandise, which if it pleased them to deal for, it might supply our wants, without being chargeable unto them.” We offered some reward in pistolets unto the servant, and a piece of crimson velvet to be presented to the officer; but the servant took them not, nor would scarce look upon them; and so left us, and went back in another little boat which was sent for him.
About three hours after we had dispatched our answer there came toward us a person (as it seemed) of a place. He had on him a gown with wide sleeves, of a kind of water chamolet, of an excellent azure color, far more glossy than ours: his under apparel was green, and so was his hat, being in the form of a turban, daintily made, and not so huge as the Turkish turbans; and the locks of his hair came down below the brims of it. A reverend man was he to behold. He came in a boat, gilt in some part of it, with four persons more only in that boat; and was followed by another boat, wherein were some twenty. When he was come within a flight-shot of our ship, signs were made to us that we should send forth some to meet him upon the water, which we presently did in our ship-boat, sending the principal man among us save one, and four of our number with him. When we were come within six yards of their boat, they called to us to stay, and not to approach further, which we did. And thereupon the man, whom I before described, stood up, and with a loud voice in Spanish, asked, “Are ye Christians?” We answered, “We were;” fearing the less, because of the cross we had seen in the subscription. At which answer the said person lift up his right hand toward heaven, and drew it softly to his mouth (which is the gesture they use, when they thank God), and then said: “If ye will swear, all of you, by the merits of the Savior, that ye are no pirates; nor have shed blood, lawfully nor unlawfully, within forty days past; you may have license to come on land.” We said, “We were all ready to take that oath.” Whereupon one of those that were with him, being (as it seemed) a notary, made an entry of this act. Which done, another of the attendants of the great person, which was with him in the same boat, after his lord had spoken a little to him, said aloud: “My lord would have you know, that it is not of pride, or greatness, that he cometh not aboard your ship: but for that, in your answer, you declare that you have many sick among you, he was warned by the conservator of health of the city that he should keep a distance.” We bowed ourselves toward him, and answered: “We were his humble servants; and accounted for great honor and singular humanity toward us, that which was already done: but hoped well, that the nature of the sickness of our men was not infectious.” So he returned; and a while after came the notary to us aboard our ship; holding in his hand a fruit of that country, like an orange, but of color between orange-tawny and scarlet: which cast a most excellent odor. He used it (as it seemed) for a preservative against infection. He gave us our oath, “By the name of Jesus, and his merits:” and after told us, that the next day by six of the clock in the morning, we should be sent to, and brought to the strangers’ house (so he called it), where we should be accommodated of things, both for our whole and for our sick. So he left us; and when we offered him some pistolets, he smiling, said, “He must not be twice paid for one labor:” meaning (as I take it) that he had salary sufficient of the state for his service. For (as I after learned) they call an officer that taketh rewards twice paid.
The next morning early, there came to us the same officer that came to us at first with his cane, and told us: “He came to conduct us to the strangers’ house: and that he had prevented the hour, because we might have the whole day before us for our business. For (said he) if you will follow my advice, there shall first go with me some few of you, and see the place, and how it may be made convenient for you: and then you may send for your sick and the rest of your number, which ye will bring on land.” We thanked him, and said, “That his care which he took of desolate strangers, God would reward.” And so six of us went on land with him; and when we were on land, he went before us, and turned to us and said, “He was but our servant and our guide.” He led us through three fair streets; and all the way we went there were gathered some people on both sides, standing in a row; but in so civil a fashion, as if it had been, not to wonder at us, but to welcome us; and divers of them, as we passed by them, put their arms a little abroad, which is their gesture when they bid any welcome. The strangers’ house is a fair and spacious house, built of brick, of somewhat a bluer color than our brick; and with handsome windows, some of glass, some of a kind of cambric oiled. He brought us first into a fair parlor above stairs, and then asked us, “What number of persons we were? and how many sick?” We answered, “We were in all (sick and whole) one and fifty persons, whereof our sick were seventeen.” He desired us to have patience a little, and to stay till he came back to us which was about an hour after; and then he led us to see the chambers which were provided for us, being in number nineteen. They having cast it (as it seemeth) that four of those chambers, which were better than the rest, might receive four of the principal men of our company; and lodge them alone by themselves; and the other fifteen chambers were to lodge us, two and two together. The chambers were handsome and cheerful chambers, and furnished civilly. Then he led us to a long gallery like a dorture, where he showed us all along the one side (for the other side was but wall and window) seventeen cells, very neat ones, having partitions of cedar wood. Which gallery and cells, being in all forty (many more than we needed), were instituted as an infirmary for sick persons. And he told us withal, that as any of our sick waxed well, he might be removed from his cell to a chamber: for which purpose there were set forth ten spare chambers, besides the number we spake of before. This done, he brought us back to the parlor, and lifting up his cane a little (as they do when they give and charge or command), said to us, “Ye are to know that the custom of the land requireth, that after this day and to-morrow (which we give you for removing your people from your ship), you are to keep within doors for three days. But let it not trouble you, nor do not think yourselves restrained, but rather left to your rest and ease. You shall want nothing; and there are six of our people appointed to attend you for any business you may have abroad.” We gave him thanks with all affection and respect, and said, “God surely is manifested in this land.” We offered him also twenty pistolets, but he smiled and only said: “What? Twice paid!” And so he left us. Soon after our dinner was served; in which was right good viands, both for bread and meat; better than any collegiate diet that I have known in Europe. We had also drink of three sorts, all wholesome and good; wine of the grape; a drink of grain, such as is with us our ale, but more clear; and a kind of cider made of a fruit of that country; a wonderful pleasing and refreshing drink. Besides, there were brought in to us great store of those scarlet oranges for our sick; which (they said) were an assured remedy for sickness taken at sea. There was given us also a box of small grey or whitish pills, which they wished our sick should take, one of the pills every night before sleep; which (they said) would hasten their recovery. The next day, after that our trouble of carriage and removing of our men and goods out of our ship was somewhat settled and quiet, I thought good to call our company together, and when they were assembled, said unto them, “My dear friends, let us know ourselves, and how it standeth with us. We are men cast on land, as Jonas was out of the whale’s belly, when we were as buried in the deep; and now we are on land, we are but between death and life, for we are beyond both the old world and the new; and whether ever we shall see Europe, God only knoweth. It is a kind of miracle hath brought us hither, and it must be little less that shall bring us hence. Therefore in regard of our deliverance past, and our danger present and to come, let us look up to God, and every man reform his own ways. Besides we are come here among a Christian people, full of piety and humanity. Let us not bring that confusion of face upon ourselves, as to show our vices or unworthiness before them. Yet there is more, for they have by commandment (though in form of courtesy) cloistered us within these walls for three days; who knoweth whether it be not to take some taste of our manners and conditions? And if they find them bad, to banish us straightway; if good, to give us further time. For these men that they have given us for attendance, may withal have an eye upon us. Therefore, for God’s love, and as we love the weal of our souls and bodies, let us so behave ourselves, as we may be at peace with God, and may find grace in the eyes of this people.” Our company with one voice thanked me for my good admonition, and promised me to live soberly and civilly, and without giving any the least occasion of offense. So we spent our three days joyfully, and without care, in expectation what would be done with us when they were expired. During which time, we had every hour joy of the amendment of our sick, who thought themselves cast into some divine pool of healing, they mended so kindly and so fast.
The morrow after our three days were past, there came to us a new man, that we had not seen before, clothed in blue as the former was, save that his turban was white with a small red cross on the top. He had also a tippet of fine linen. At his coming in, he did bend to us a little, and put his arms abroad. We of our parts saluted him in a very lowly and submissive manner; as looking that from him we should receive sentence of life or death. He desired to speak with some few of us. Whereupon six of us only stayed, and the rest avoided the room. He said, “I am by office governor of this house of strangers, and by vocation I am a Christian priest; and therefore am come to you, to offer you my service, both as strangers, and chiefly as Christians. Some things I may tell you, which I think you will not be unwilling to hear. The state hath given you license to stay on land for the space of six weeks: and let it not trouble you, if your occasions ask further time, for the law in this point is not precise; and I do not doubt, but myself shall be able to obtain for you such further time as shall be convenient. Ye shall also understand, that the strangers’ house is at this time rich, and much aforehand; for it hath laid up revenue these thirty-seven years; for so long it is since any stranger arrived in this part; and therefore take ye no care; the state will defray you all the time you stay. Neither shall you stay one day the less for that. As for any merchandise you have brought, ye shall be well used, and have your return, either in merchandise or in gold and silver; for to us it is all one. And if you have any other request to make, hide it not; for ye shall find we will not make your countenance to fall by the answer ye shall receive. Only this I must tell you, that none of you must go above a karan (that is with them a mile and a half) from the walls of the city, without special leave.” We answered, after we had looked a while upon one another, admiring this gracious and parent-like usage, that we could not tell what to say, for we wanted words to express our thanks; and his noble, free offers left us nothing to ask. It seemed to us, that we had before us a picture of our salvation in heaven; for we that were a while since in the jaws of death, were now brought into a place where we found nothing but consolations. For the commandment laid upon us, we would not fail to obey it, though it was impossible but our hearts should be inflamed to tread further upon this happy and holy ground. We added, that our tongues should first cleave to the roofs of our mouths, ere we should forget, either this reverend person, or this whole nation, in our prayers. We also most humbly besought him to accept of us as his true servants, by as just a right as ever men on earth were bounden; laying and presenting both our persons and all we had at his feet. He said, he was a priest and looked for a priest’s reward; which was our brotherly love, and the good of our souls and bodies. So he went from us, not without tears of tenderness in his eyes, and left us also confused with joy and kindness, saying among ourselves, that we were come into a land of angels, which did appear to us daily and present us with comforts, which we thought not of, much less expected.
The next day, about ten of the clock, the governor came to us again, and after salutations, said familiarly, that he was come to visit us; and called for a chair, and sat him down; and we being some ten of us (the rest were of the meaner sort, or else gone abroad), sat down with him; and when we were set, he began thus: “We of this island of Bensalem (for so they called it in their language) have this: that by means of our solitary situation, and of the laws of secrecy, which we have for our travelers, and our rare admission of strangers; we know well most part of the habitable world, and are ourselves unknown. Therefore because he that knoweth least is fittest to ask questions, it is more reason, for the entertainment of the time, that ye ask me questions, than that I ask you.” We answered, that we humbly thanked him, that he would give us leave so to do. And that we conceived by the taste we had already, that there was no worldly thing on earth more worthy to be known than the state of that happy land. But above all (we said) since that we were met from the several ends of the world, and hoped assuredly that we should meet one day in the kingdom of heaven (for that we were both parts Christians), we desired to know (in respect that land was so remote, and so divided by vast and unknown seas from the land where our Savior walked on earth) who was the apostle of that nation, and how it was converted to the faith? It appeared in his face, that he took great contentment in this our question; he said, “Ye knit my heart to you, by asking this question in the first place: for it showeth that you first seek the kingdom of heaven: and I shall gladly, and briefly, satisfy your demand.
“About twenty years after the ascension of our Savior it came to pass, that there was seen by the people of Renfusa (a city upon the eastern coast of our island, within sight, the night was cloudy and calm), as it might be some mile in the sea, a great pillar of light; not sharp, but in form of a column, or cylinder, rising from the sea, a great way up toward heaven; and on the top of it was seen a large cross of light, more bright and resplendent than the body of the pillar. Upon which so strange a spectacle, the people of the city gathered apace together upon the sands, to wonder; and so after put themselves into a number of small boats to go nearer to this marvelous sight. But when the boats were come within about sixty yards of the pillar, they found themselves all bound, and could go no further, yet so as they might move to go about, but might not approach nearer; so as the boats stood all as in a theater, beholding this light, as an heavenly sign. It so fell out, that there was in one of the boats one of the wise men of the Society of Salomon’s House; which house or college, my good brethren, is the very eye of this kingdom, who having a while attentively and devoutly viewed and contemplated this pillar and cross, fell down upon his face; and then raised himself upon his knees, and lifting up his hands to heaven, made his prayers in this manner:
“ ‘Lord God of heaven and earth; thou hast vouchsafed of thy grace, to those of our order to know thy works of creation, and true secrets of them; and to discern (as far as appertaineth to the generations of men) between divine miracles, works of Nature, works of art and impostures, and illusions of all sorts. I do here acknowledge and testify before this people, that the thing we now see before our eyes, is thy finger, and a true miracle. And forasmuch as we learn in our books, that thou never workest miracles, but to a divine and excellent end (for the laws of Nature are thine own laws, and thou exceedest them not but upon great cause), we most humbly beseech thee to prosper this great sign, and to give us the interpretation and use of it in mercy; which thou dost in some part secretly promise, by sending it unto us.’
“When he had made his prayer, he presently found the boat he was in movable and unbound; whereas all the rest remained still fast; and taking that for an assurance of leave to approach, he caused the boat to be softly and with silence rowed toward the pillar; but ere he came near it, the pillar and cross of light broke up, and cast itself abroad, as it were into a firmament of many stars, which also vanished soon after, and there was nothing left to be seen but a small ark, or chest of cedar, dry and not wet at all with water, though it swam; and in the fore end of it, which was toward him, grew a small green branch of palm; and when the wise man had taken it with all reverence into his boat, it opened of itself, and there were found in it a book and a letter, both written in fine parchment, and wrapped in sindons of linen. The book contained all the canonical books of the Old and New Testament, according as you have them (for we know well what the churches with you receive), and the Apocalypse itself; and some other books of the New Testament, which were not at that time written, were nevertheless in the book. And for the letter, it was in these words:
“ ‘I Bartholomew, a servant of the Highest, and apostle of Jesus Christ, was warned by an angel that appeared to me in a vision of glory, that I should commit this ark to the floods of the sea. Therefore I do testify and declare unto that people where God shall ordain this ark to come to land, that in the same day is come unto them salvation and peace, and good will from the Father, and from the Lord Jesus.’
“There was also in both these writings, as well the book as the letter, wrought a great miracle, conform to that of the apostles, in the original gift of tongues. For there being at that time, in this land, Hebrews, Persians, and Indians, besides the natives, every one read upon the book and letter, as if they had been written in his own language. And thus was this land saved from infidelity (as the remain of the old world was from water) by an ark, through the apostolical and miraculous evangelism of St. Bartholomew” And here he paused, and a messenger came, and called him forth from us. So this was all that passed in that conference.
The next day, the same governor came again to us, immediately after dinner, and excused himself, saying, “That the day before he was called from us somewhat abruptly, but now he would make us amends, and spend time with us, if we held his company and conference agreeable.” We answered, that we held it so agreeable and pleasing to us, as we forgot both dangers past, and fears to come, for the time we heard him speak; and that we thought an hour spent with him was worth years of our former life. He bowed himself a little to us, and after we were set again, he said, “Well, the questions are on your part.” One of our number said, after a little pause, that there was a matter we were no less desirous to know than fearful to ask, lest we might presume too far. But encouraged by his rare humanity toward us (that could scarce think ourselves strangers, being his vowed and professed servants), we would take the hardness to propound it; humbly beseeching him, if he thought it not fit to be answered, that he would pardon it, though he rejected it. We said, we well observed those his words, which he formerly spake, that this happy island, where we now stood, was known to few, and yet knew most of the nations of the world, which we found to be true, considering they had the languages of Europe, and knew much of our state and business; and yet we in Europe (notwithstanding all the remote discoveries and navigations of this last age) never heard any of the least inkling or glimpse of this island. This we found wonderful strange; for that all nations have interknowledge one of another, either by voyage into foreign parts, or by strangers that come to them; and though the traveler into a foreign country doth commonly know more by the eye than he that stayeth at home can by relation of the traveler: yet both ways suffice to make a mutual knowledge, in some degree, on both parts. But for this island, we never heard tell of any ship of theirs, that had been seen to arrive upon any shore of Europe; no, nor of either the East or West Indies, nor yet of any ship of any other part of the world, that had made return for them. And yet the marvel rested not in this. For the situation of it (as his lordship said) in the secret conclave of such a vast sea might cause it. But then, that they should have knowledge of the languages, books, affairs, of those that lie such a distance from them, it was a thing we could not tell what to make of; for that it seemed to us a condition and propriety of divine powers and beings, to be hidden and unseen to others, and yet to have others open, and as in a light to them. At this speech the governor gave a gracious smile and said, that we did well to ask pardon for this question we now asked, for that it imported, as if we thought this land a land of magicians, that sent forth spirits of the air into all parts, to bring them news and intelligence of other countries. It was answered by us all, in all possible humbleness, but yet with a countenance taking knowledge, that we knew that he spake it but merrily. That we were apt enough to think, there was somewhat supernatural in this island, but yet rather as angelical than magical. But to let his lordship know truly what it was that made us tender and doubtful to ask this question, it was not any such conceit, but because we remembered he had given a touch in his former speech, that this land had laws of secrecy touching strangers. To this he said, “You remember it aright; and therefore in that I shall say to you, I must reserve some particulars, which it is not lawful for me to reveal, but there will be enough left to give you satisfaction.
“You shall understand (that which perhaps you will scarce think credible) that about three thousand years ago, or somewhat more, the navigation of the world (especially for remote voyages) was greater than at this day. Do not think with yourselves, that I know not how much it is increased with you, within these threescore years; I know it well, and yet I say, greater then than now; whether it was, that the example of the ark, that saved the remnant of men from the universal deluge, gave men confidence to adventure upon the waters, or what it was; but such is the truth. The Phœnicians, and especially the Tyrians, had great fleets; so had the Carthaginians their colony, which is yet farther west. Toward the east the shipping of Egypt, and of Palestine, was likewise great. China also, and the great Atlantis (that you call America), which have now but junks and canoes, abounded then in tall ships. This island (as appeareth by faithful registers of those times) had then fifteen hundred strong ships, of great content. Of all this there is with you sparing memory, or none; but we have large knowledge thereof.
“At that time, this land was known and frequented by the ships and vessels of all the nations before named. And (as it cometh to pass) they had many times men of other countries, that were no sailors, that came with them; as Persians, Chaldeans, Arabians, so as almost all nations of might and fame resorted hither; of whom we have some stirps and little tribes with us at this day. And for our own ships, they went sundry voyages, as well to your straits, which you call the Pillars of Hercules, as to other parts in the Atlantic and Mediterranean Seas; as to Paguin (which is the same with Cambalaine) and Quinzy, upon the Oriental Seas, as far as to the borders of the East Tartary.
“At the same time, and an age after or more, the inhabitants of the great Atlantis did flourish. For though the narration and description which is made by a great man with you, that the descendants of Neptune planted there, and of the magnificent temple, palace, city and hill; and the manifold streams of goodly navigable rivers, which as so many chains environed the same site and temple; and the several degrees of ascent, whereby men did climb up to the same, as if it had been a Scala Cœli; be all poetical and fabulous; yet so much is true, that the said country of Atlantis, as well as that of Peru, then called Coya, as that of Mexico, then named Tyrambel, were mighty and proud kingdoms, in arms, shipping, and riches; so mighty, as at one time, or at least within the space of ten years, they both made two great expeditions: they of Tyrambel through the Atlantic to the Mediterranean Sea; and they of Coya, through the South Sea upon this our island; and for the former of these, which was into Europe, the same author among you, as it seemeth, had some relation from the Egyptian priest, whom he citeth. For assuredly, such a thing there was. But whether it were the ancient Athenians that had the glory of the repulse and resistance of those forces, I can say nothing; but certain it is there never came back either ship or man from that voyage. Neither had the other voyage of those of Coya upon us had better fortune, if they had not met with enemies of greater clemency. For the king of this island, by name Altabin, a wise man and a great warrior, knowing well both his own strength and that of his enemies, handled the matter so, as he cut off their land forces from their ships, and entoiled both their navy and their camp with a greater power than theirs, both by sea and land; and compelled them to render themselves without striking a stroke; and after they were at his mercy, contenting himself only with their oath, that they should no more bear arms against him, dismissed them all in safety. But the divine revenge overtook not long after those proud enterprises. For within less than the space of one hundred years the Great Atlantis was utterly lost and destroyed; not by a great earthquake, as your man saith, for that whole tract is little subject to earthquakes, but by a particular deluge, or inundation; those countries having at this day far greater rivers, and far higher mountains, to pour down waters, than any part of the old world. But it is true that the same inundation was not deep, not past forty foot, in most places, from the ground, so that although it destroyed man and beast generally, yet some few wild inhabitants of the wood escaped. Birds also were saved by flying to the high trees and woods. For as for men, although they had buildings in many places higher than the depth of the water, yet that inundation, though it were shallow, had a long continuance, whereby they of the vale that were not drowned perished for want of food and other things necessary. So as marvel you not at the thin population of America, nor at the rudeness and ignorance of the people; for you must account your inhabitants of America as a young people, younger a thousand years at the least than the rest of the world, for that there was so much time between the universal flood and their particular inundation. For the poor remnant of human seed which remained in their mountains, peopled the country again slowly, by little and little, and being simple and a savage people (not like Noah and his sons, which was the chief family of the earth), they were not able to leave letters, arts, and civility to their posterity; and having likewise in their mountainous habitations been used, in respect of the extreme cold of those regions, to clothe themselves with the skins of tigers, bears, and great hairy goats, that they have in those parts; when after they came down into the valley, and found the intolerable heats which are there, and knew no means of lighter apparel, they were forced to begin the custom of going naked, which continueth at this day. Only they take great pride and delight in the feathers of birds, and this also they took from those their ancestors of the mountains, who were invited unto it, by the infinite flight of birds, that came up to the high grounds, while the waters stood below. So you see, by this main accident of time, we lost our traffic with the Americans, with whom of all others, in regard they lay nearest to us, we had most commerce. As for the other parts of the world, it is most manifest that in the ages following (whether it were in respect of wars, or by a natural revolution of time) navigation did everywhere greatly decay, and specially far voyages (the rather by the use of galleys, and such vessels as could hardly brook the ocean) were altogether left and omitted. So then, that part of intercourse which could be from other nations, to sail to us, you see how it hath long since ceased; except it were by some rare accident, as this of yours. But now of the cessation of that other part of intercourse, which might be by our sailing to other nations, I must yield you some other cause. For I cannot say, if I shall say truly, but our shipping for number, strength, mariners, pilots, and all things that appertain to navigation, is as great as ever; and therefore why we should sit at home, I shall now give you an account by itself; and it will draw nearer, to give you satisfaction, to your principal question.
“There reigned in this island, about 1,900 years ago, a king, whose memory of all others we most adore; not superstitiously, but as a divine instrument, though a mortal man: his name was Salomona; and we esteem him as the lawgiver of our nation. This king had a large heart, inscrutable for good; and was wholly bent to make his kingdom and people happy. He therefore taking into consideration how sufficient and substantive this land was, to maintain itself without any aid at all of the foreigner; being 5,000 miles in circuit, and of rare fertility of soil, in the greatest part thereof; and finding also the shipping of this country might be plentifully set on work, both by fishing and by transportations from port to port, and likewise by sailing unto some small islands that are not far from us, and are under the crown and laws of this state; and recalling into his memory the happy and flourishing estate wherein this land then was, so as it might be a thousand ways altered to the worse, but scarce any one way to the better; though nothing wanted to his noble and heroical intentions, but only (as far as human foresight might reach) to give perpetuity to that which was in his time so happily established, therefore among his other fundamental laws of this kingdom he did ordain the interdicts and prohibitions which we have touching entrance of strangers; which at that time (though it was after the calamity of America) was frequent; doubting novelties and commixture of manners. It is true, the like law against the admission of strangers without license is an ancient law in the kingdom of China, and yet continued in use. But there it is a poor thing; and hath made them a curious, ignorant, fearful foolish nation. But our lawgiver made his law of another temper. For first, he hath preserved all points of humanity, in taking order and making provision for the relief of strangers distressed; whereof you have tasted.” At which speech (as reason was) we all rose up, and bowed ourselves. He went on: “That king also still desiring to join humanity and policy together; and thinking it against humanity, to detain strangers here against their wills; and against policy, that they should return, and discover their knowledge of this estate, he took this course; he did ordain, that of the strangers that should be permitted to land, as many at all times might depart as many as would; but as many as would stay, should have very good conditions, and means to live from the state. Wherein he saw so far, that now in so many ages since the prohibition, we have memory not of one ship that ever returned, and but of thirteen persons only, at several times, that chose to return in our bottoms. What those few that returned may have reported abroad, I know not. But you must think, whatsoever they have said, could be taken where they came but for a dream. Now for our traveling from hence into parts abroad, our lawgiver thought fit altogether to restrain it. So is it not in China. For the Chinese sail where they will, or can; which showeth, that their law of keeping out strangers is a law of pusillanimity and fear. But this restraint of ours hath one only exception, which is admirable; preserving the good which cometh by communicating with strangers, and avoiding the hurt: and I will now open it to you. And here I shall seem a little to digress, but you will by-and-by find it pertinent. Ye shall understand, my dear friends, that among the excellent acts of that king, one above all hath the preeminence. It was the erection and institution of an order, or society, which we call Salomon’s House; the noblest foundation, as we think, that ever was upon the earth, and the lantern of this kingdom. It is dedicated to the study of the works and creatures of God. Some think it beareth the founder’s name a little corrupted, as if it should be Solomon’s House. But the records write it as it is spoken. So as I take it to be denominate of the king of the Hebrews, which is famous with you and no strangers to us; for we have some parts of his works which with you are lost; namely, that natural history which he wrote of all plants, from the cedar of Libanus to the moss that groweth out of the wall; and of all things that have life and motion. This maketh me think that our king finding himself to symbolize, in many things, with that king of the Hebrews, which lived many years before him, honored him with the title of this foundation. And I am the rather induced to be of this opinion, for that I find in ancient records, this order or society is sometimes called Solomon’s House, and sometimes the College of the Six Days’ Works; whereby I am satisfied that our excellent king had learned from the Hebrews that God had created the world, and all that therein is, within six days: and therefore he instituted that house, for the finding out of the true nature of all things, whereby God might have the more glory in the workmanship of them, and men the more fruit in their use of them, did give it also that second name. But now to come to our present purpose. When the king had forbidden to all his people navigation into any part that was not under his crown, he made, nevertheless, this ordinance; that every twelve years there should be set forth out of this kingdom, two ships, appointed to several voyages; that in either of these ships there should be a mission of three of the fellows or brethren of Salomon’s House, whose errand was only to give us knowledge of the affairs and state of those countries to which they were designed; and especially of the sciences, arts, manufactures, and inventions of all the world; and withal to bring unto us books, instruments, and patterns in every kind: that the ships, after they had landed the brethren, should return; and that the brethren should stay abroad till the new mission, the ships are not otherwise fraught than with store of victuals, and good quantity of treasure to remain with the brethren, for the buying of such things, and rewarding of such persons, as they should think fit. Now for me to tell you how the vulgar sort of mariners are contained from being discovered at land, and how they that must be put on shore for any time, color themselves under the names of other nations, and to what places these voyages have been designed; and what places of rendezvous are appointed for the new missions, and the like circumstances of the practice, I may not do it, neither is it much to your desire. But thus you see we maintain a trade, not for gold, silver, or jewels, nor for silks, nor for spices, nor any other commodity of matter; but only for God’s first creature, which was light; to have light, I say, of the growth of all parts of the world.” And when he had said this, he was silent, and so were we all; for indeed we were all astonished to hear so strange things so probably told. And he perceiving that we were willing to say somewhat, but had it not ready, in great courtesy took us off, and descended to ask us questions of our voyage and fortunes, and in the end concluded that we might do well to think with ourselves, what time of stay we would demand of the state, and bade us not to scant ourselves; for he would procure such time as we desired. Whereupon we all rose up and presented ourselves to kiss the skirt of his tippet, but he would not suffer us, and so took his leave. But when it came once among our people, that the state used to offer conditions to strangers that would stay, we had work enough to get any of our men to look to our ship, and to keep them from going presently to the governor, to crave conditions; but with much ado we restrained them, till we might agree what course to take.
We took ourselves now for freemen, seeing there was no danger of our utter perdition, and lived most joyfully, going abroad and seeing what was to be seen in the city and places adjacent, within our tedder; and obtaining acquaintance with many of the city, not of the meanest quality, at whose hands we found such humanity, and such a freedom and desire to take strangers, as it were, into their bosom, as was enough to make us forget all that was dear to us in our own countries: and continually we met with many things, right worthy of observation and relation; as indeed, if there be a mirror in the world, worthy to hold men’s eyes, it is that country. One day there were two of our company bidden to a feast of the family, as they call it; a most natural, pious, and reverend custom it is, showing that nation to be compounded of all goodness. This is the manner of it: it is granted to any man that shall live to see thirty persons descended of his body, alive together, and all above three years old, to make this feast, which is done at the cost of the state. The father of the family, whom they call the Tirsan, two days before the feast, taketh to him three of such friends as he liketh to choose, and is assisted also by the governor of the city or place where the feast is celebrated, and all the persons of the family, of both sexes, are summoned to attend him. These two days the Tirsan sitteth in consultation, concerning the good estate of the family. There, if there be any discord or suits between any of the family, they are compounded and appeased. There, if any of the family be distressed or decayed, order is taken for their relief, and competent means to live. There, if any be subject to vice, or take ill courses, they are reproved and censured. So likewise direction is given touching marriages, and the courses of life which any of them should take, with divers other the like orders and advices. The governor assisteth to the end, to put into execution, by his public authority, the decrees and orders of the Tirsan, if they should be disobeyed, though that seldom needeth; such reverence and obedience they give to the order of Nature. The Tirsan doth also then ever choose one man from among his sons, to live in house with him; who is called ever after the Son of the Vine. The reason will hereafter appear. On the feast day, the father or Tirsan cometh forth after divine service into a large room where the feast is celebrated; which room hath an half-pace at the upper end. Against the wall, in the middle of the half-pace, is a chair placed for him, with a table and carpet before it. Over the chair is a state, made round or oval, and it is of ivy; an ivy somewhat whiter than ours, like the leaf of a silver asp, but more shining; for it is green all winter. And the state is curiously wrought with silver and silk of divers colors, broiding or binding in the ivy; and is ever of the work of some of the daughters of the family; and veiled over at the top, with a fine net of silk and silver. But the substance of it is true ivy; whereof after it is taken down, the friends of the family are desirous to have some leaf or sprig to keep. The Tirsan cometh forth with all his generation or lineage, the males before him, and the females following him; and if there be a mother, from whose body the whole lineage is descended, there is a traverse placed in a loft above on the right hand of the chair, with a privy door, and a carved window of glass, leaded with gold and blue; where she sitteth, but is not seen. When the Tirsan is come forth, he sitteth down in the chair; and all the lineage place themselves against the wall, both at his back, and upon the return of the half-pace, in order of their years, without difference of sex, and stand upon their feet. When he is set, the room being always full of company, but well kept and without disorder, after some pause there cometh in from the lower end of the room a Taratan (which is as much as an herald), and on either side of him two young lads: whereof one carrieth a scroll of their shining yellow parchment, and the other a cluster of grapes of gold, with a long foot or stalk. The herald and children are clothed with mantles of sea-water green satin; but the herald’s mantle is streamed with gold, and hath a train. Then the herald with three curtsies, or rather inclinations, cometh up as far as the half-pace, and there first taketh into his hand the scroll. This scroll is the king’s charter, containing gift of revenue, and many privileges, exemptions, and points of honor, granted to the father of the family, and it is ever styled and directed, “To such an one, our well-beloved friend and creditor,” which is a title proper only to this case. For they say, the king is debtor to no man, but for propagation of his subjects; the seal set to the king’s charter is the king’s image, embossed or molded in gold; and though such charters be expedited of course, and as of right, yet they are varied by discretion, according to the number and dignity of the family. This charter the herald readeth aloud; and while it is read, the father or Tirsan standeth up, supported by two of his sons, such as he chooseth. Then the herald mounteth the half-pace, and delivereth the charter into his hand: and with that there is an acclamation, by all that are present, in their language, which is thus much, “Happy are the people of Bensalem.” Then the herald taketh into his hand from the other child the cluster of grapes, which is of gold; both the stalk, and the grapes. But the grapes are daintily enameled; and if the males of the family be the greater number, the grapes are enameled purple, with a little sun set on the top; if the females, then they are enameled into a greenish yellow, with a crescent on the top. The grapes are in number as many as there are descendants of the family. This golden cluster the herald delivereth also to the Tirsan; who presently delivereth it over to that son that he had formerly chosen, to be in house with him; who beareth it before his father, as an ensign of honor, when he goeth in public ever after; and is thereupon called the Son of the Vine. After this ceremony endeth the father or Tirsan retireth; and after some time cometh forth again to dinner, where he sitteth alone under the state, as before; and none of his descendants sit with him, of what degree or dignity so ever, except he hap to be of Salomon’s House. He is served only by his own children, such as are male; who perform unto him all service of the table upon the knee, and the women only stand about him, leaning against the wall. The room below his half-pace hath tables on the sides for the guests that are bidden; who are served with great and comely order; and toward the end of dinner (which in the greatest feasts with them lasteth never above an hour and a half) there is an hymn sung, varied according to the invention of him that composeth it (for they have excellent poesy), but the subject of it is always the praises of Adam, and Noah, and Abraham; whereof the former two peopled the world, and the last was the father of the faithful: concluding ever with a thanksgiving for the nativity of our Savior, in whose birth the births of all are only blessed. Dinner being done, the Tirsan retireth again; and having withdrawn himself alone into a place, where he maketh some private prayers, he cometh forth the third time, to give the blessing; with all his descendants, who stand about him as at the first. Then he calleth them forth by one and by one, by name as he pleaseth, though seldom the order of age be inverted. The person that is called (the table being before removed) kneeleth down before the chair, and the father layeth his hand upon his head, or her head, and giveth the blessing in these words: “Son of Bensalem (or daughter of Bensalem), thy father saith it; the man by whom thou hast breath and life speaketh the word; the blessing of the everlasting Father, the Prince of Peace, and the Holy Dove be upon thee, and make the days of thy pilgrimage good and many.” This he saith to every of them; and that done, if there be any of his sons of eminent merit and virtue, so they be not above two, he calleth for them again, and saith, laying his arm over their shoulders, they standing: “Sons, it is well you are born, give God the praise, and persevere to the end.” And withal delivereth to either of them a jewel, made in the figure of an ear of wheat, which they ever after wear in the front of their turban, or hat; this done, they fall to music and dances, and other recreations, after their manner, for the rest of the day. This is the full order of that feast.
By that time six or seven days were spent, I was fallen into straight acquaintance with a merchant of that city, whose name was Joabin. He was a Jew and circumcised; for they have some few stirps of Jews yet remaining among them, whom they leave to their own religion. Which they may the better do, because they are of a far differing disposition from the Jews in other parts. For whereas they hate the name of Christ, and have a secret inbred rancor against the people among whom they live; these, contrariwise, give unto our Savior many high attributes, and love the nation of Bensalem extremely. Surely this man of whom I speak would ever acknowledge that Christ was born of a Virgin; and that he was more than a man; and he would tell how God made him ruler of the seraphims, which guard his throne; and they call him also the Milken Way, and the Eliah of the Messiah, and many other high names, which though they be inferior to his divine majesty, yet they are far from the language of other Jews. And for the country of Bensalem, this man would make no end of commending it, being desirous by tradition among the Jews there to have it believed that the people thereof were of the generations of Abraham, by another son, whom they call Nachoran; and that Moses by a secret cabala ordained the laws of Bensalem which they now use; and that when the Messias should come, and sit in his throne at Hierusalem, the King of Bensalem should sit at his feet, whereas other kings should keep a great distance. But yet setting aside these Jewish dreams, the man was a wise man and learned, and of great policy, and excellently seen in the laws and customs of that nation. Among other discourses one day I told him, I was much affected with the relation I had from some of the company of their custom in holding the feast of the family, for that, methought, I had never heard of a solemnity wherein Nature did so much preside. And because propagation of families proceedeth from the nuptial copulation, I desired to know of him what laws and customs they had concerning marriage, and whether they kept marriage well, and whether they were tied to one wife? For that where population is so much affected, and such as with them it seemed to be, there is commonly permission of plurality of wives. To this he said: “You have reason for to commend that excellent institution of the feast of the family; and indeed we have experience, that those families that are partakers of the blessings of that feast, do flourish and prosper ever after, in an extraordinary manner. But hear me now, and I will tell you what I know. You shall understand that there is not under the heavens so chaste a nation as this of Bensalem, nor so free from all pollution or foulness. It is the virgin of the world; I remember, I have read in one of your European books, of an holy hermit among you, that desired to see the spirit of fornication, and there appeared to him a little foul ugly Ethiope; but if he had desired to see the spirit of chastity of Bensalem, it would have appeared to him in the likeness of a fair beautiful cherubim. For there is nothing, among mortal men, more fair and admirable than the chaste minds of this people. Know, therefore, that with them there are no stews, no dissolute houses, no courtesans, nor anything of that kind. Nay, they wonder, with detestation, at you in Europe, which permit such things. They say ye have put marriage out of office; for marriage is ordained a remedy for unlawful concupiscence; and natural concupiscence seemeth as a spur to marriage. But when men have at hand a remedy, more agreeable to their corrupt will, marriage is almost expulsed. And therefore there are with you seen infinite men that marry not, but choose rather a libertine and impure single life, than to be yoked in marriage; and many that do marry, marry late, when the prime and strength of their years is past. And when they do marry, what is marriage to them but a very bargain; wherein is sought alliance, or portion, or reputation, with some desire (almost indifferent) of issue; and not the faithful nuptial union of man and wife, that was first instituted. Neither is it possible that those that have cast away so basely so much of their strength, should greatly esteem children (being of the same matter) as chaste men do. So likewise during marriage is the case much amended, as it ought to be if those things were tolerated only for necessity; no, but they remain still as a very affront to marriage. The haunting of those dissolute places, or resort to courtesans, are no more punished in married men than in bachelors. And the depraved custom of change, and the delight in meretricious embracements (where sin is turned into art), maketh marriage a dull thing, and a kind of imposition or tax. They hear you defend these things, as done to avoid greater evils; as advoutries, deflowering of virgins, unnatural lust, and the like. But they say, this is a preposterous wisdom; and they call it Lot’s offer, who to save his guests from abusing, offered his daughters; nay, they say further, that there is little gained in this; for that the same vices and appetites do still remain and abound, unlawful lust being like a furnace, that if you stop the flames altogether it will quench, but if you give it any vent it will rage; as for masculine love, they have no touch of it; and yet there are not so faithful and inviolate friendships in the world again as are there, and to speak generally (as I said before) I have not read of any such chastity in any people as theirs. And their usual saying is that whosoever is unchaste cannot reverence himself; and they say that the reverence of a man’s self, is, next religion, the chiefest bridle of all vices.” And when he had said this the good Jew paused a little; whereupon I, far more willing to hear him speak on than to speak myself; yet thinking it decent that upon his pause of speech I should not be altogether silent, said only this; that I would say to him, as the widow of Sarepta said to Elias, “that he was come to bring to memory our sins”; and that I confess the righteousness of Bensalem was greater than the righteousness of Europe. At which speech he bowed his head and went on in this manner: “They have also many wise and excellent laws touching marriage. They allow no polygamy. They have ordained that none do intermarry, or contract, until a month be passed from their first interview. Marriage without consent of parents they do not make void, but they mulct it in the inheritors; for the children of such marriages are not admitted to inherit above a third part of their parents’ inheritance. I have read in a book of one of your men, of a feigned commonwealth, where the married couple are permitted, before they contract, to see one another naked. This they dislike; for they think it a scorn to give a refusal after so familiar knowledge; but because of many hidden defects in men and women’s bodies, they have a more civil way; for they have near every town a couple of pools (which they call Adam and Eve’s pools), where it is permitted to one of the friends of the man, and another of the friends of the woman, to see them severally bathe naked.”
And as we were thus in conference, there came one that seemed to be a messenger, in a rich huke, that spake with the Jew; whereupon he turned to me and said, “You will pardon me, for I am commanded away in haste.” The next morning he came to me again, joyful as it seemed and said, “There is word come to the governor of the city, that one of the fathers of Salomon’s House will be here this day seven-night; we have seen none of them this dozen years. His coming is in state; but the cause of his coming is secret. I will provide you and your fellows of a good standing to see his entry.” I thanked him, and told him I was most glad of the news. The day being come he made his entry. He was a man of middle stature and age, comely of person, and had an aspect as if he pitied men. He was clothed in a robe of fine black cloth with wide sleeves, and a cape; his under garment was of excellent white linen down to the foot, girt with a girdle of the same; and a sindon or tippet of the same about his neck. He had gloves that were curious, and set with stone; and shoes of peach-colored velvet. His neck was bare to the shoulders. His hat was like a helmet, or Spanish montero; and his locks curled below it decently; they were of color brown. His beard was cut round and of the same color with his hair, somewhat lighter. He was carried in a rich chariot, without wheels, litter-wise, with two horses at either end, richly trapped in blue velvet embroidered; and two footmen on each side in the like attire. The chariot was all of cedar, gilt, and adorned with crystal; save that the fore-end had panels of sapphires, set in borders of gold, and the hinder-end the like of emeralds of the Peru color. There was also a sun of gold, radiant upon the top, in the midst; and on the top before a small cherub of gold, with wings displayed. The chariot was covered with cloth of gold tissued upon blue. He had before him fifty attendants, young men all, in white satin loose coats up to the mid-leg, and stockings of white silk; and shoes of blue velvet; and hats of blue velvet, with fine plumes of divers colors, set round like hatbands. Next before the chariot went two men, bare-headed, in linen garments down to the foot, girt, and shoes of blue velvet, who carried the one a crosier, the other a pastoral staff like a sheephook; neither of them of metal, but the crosier of balm-wood, the pastoral staff of cedar. Horsemen he had none, neither before nor behind his chariot; as it seemeth, to avoid all tumult and trouble Behind his chariot went all the officers and principals of the companies of the city. He sat alone, upon cushions, of a kind of excellent plush, blue; and under his foot curious carpets of silk of divers colors, like the Persian, but far finer. He held up his bare hand, as he went, as blessing the people, but in silence. The street was wonderfully well kept; so that there was never any army had their men stand in better battle-array than the people stood. The windows likewise were not crowded, but everyone stood in them, as if they had been placed. When the show was passed, the Jew said to me, “I shall not be able to attend you as I would, in regard of some charge the city hath laid upon me for the entertaining of this great person.” Three days after the Jew came to me again, and said, “Ye are happy men; for the father of Salomon’s House taketh knowledge of your being here, and commanded me to tell you, that he will admit all your company to his presence, and have private conference with one of you, that ye shall choose; and for this hath appointed the next day after to-morrow. And because he meaneth to give you his blessing, he hath appointed it in the forenoon.” We came at our day and hour, and I was chosen by my fellows for the private access. We found him in a fair chamber, richly hanged, and carpeted under foot, without any degrees to the state; he was set upon a low throne richly adorned, and a rich cloth of state over his head of blue satin embroidered. He was alone, save that he had two pages of honor, on either hand one, finely attired in white. His under garments were the like that we saw him wear in the chariot; but instead of his gown, he had on him a mantle with a cape, of the same fine black, fastened about him. When we came in, as we were taught, we bowed low at our first entrance; and when we were come near his chair, he stood up, holding forth his hand ungloved, and in posture of blessing; and we every one of us stooped down, and kissed the end of his tippet. That done, the rest departed, and I remained. Then he warned the pages forth of the room, and caused me to sit down beside him, and spake to me thus in the Spanish tongue:—
“God bless thee, my son; I will give thee the greatest jewel I have. For I will impart unto thee, for the love of God and men, a relation of the true state of Salomon’s House. Son, to make you know the true state of Salomon’s House, I will keep this order. First, I will set forth unto you the end of our foundation. Secondly, the preparations and instruments we have for our works. Thirdly, the several employments and functions whereto our fellows are assigned. And fourthly, the ordinances and rites which we observe.
“The end of our foundation is the knowledge of causes, and secret motions of things; and the enlarging of the bounds of human empire, to the effecting of all things possible.
“The preparations and instruments are these. We have large and deep caves of several depths; the deepest are sunk 600 fathoms; and some of them are digged and made under great hills and mountains; so that if you reckon together the depth of the hill, and the depth of the cave, they are, some of them, above three miles deep. For we find that the depth of an hill, and the depth of a cave from the flat, is the same thing; both remote alike from the sun and heaven’s beams, and from the open air. These caves we call the lower region. And we use them for all coagulations, indurations, refrigerations, and conservations of bodies. We use them likewise for the imitation of natural mines and the producing also of new artificial metals, by compositions and materials which we use and lay there for many years. We use them also sometimes (which may seem strange) for curing of some diseases, and for prolongation of life, in some hermits that choose to live there, well accommodated of all things necessary, and indeed live very long; by whom also we learn many things.
“We have burials in several earths, where we put divers cements, as the Chinese do their porcelain. But we have them in greater variety, and some of them more fine. We also have great variety of composts and soils, for the making of the earth fruitful.
“We have high towers, the highest about half a mile in height, and some of them likewise set upon high mountains, so that the vantage of the hill with the tower, is in the highest of them three miles at least. And these places we call the upper region, account the air between the high places and the low, as a middle region. We use these towers, according to their several heights and situations, for insulation, refrigeration, conservation, and for the view of divers meteors — as winds, rain, snow, hail; and some of the fiery meteors also. And upon them, in some places, are dwellings of hermits, whom we visit sometimes, and instruct what to observe.
“We have great lakes, both salt and fresh, whereof we have use for the fish and fowl. We use them also for burials of some natural bodies, for we find a difference in things buried in earth, or in air below the earth, and things buried in water. We have also pools, of which some do strain fresh water out of salt, and others by art do turn fresh water into salt. We have also some rocks in the midst of the sea, and some bays upon the shore for some works, wherein is required the air and vapor of the sea. We have likewise violent streams and cataracts, which serve us for many motions; and likewise engines for multiplying and enforcing of winds to set also on divers motions.
“We have also a number of artificial wells and fountains, made in imitation of the natural sources and baths, as tincted upon vitriol, sulphur, steel, brass, lead, niter, and other minerals; and again, we have little wells for infusions of many things; where the waters take the virtue quicker and better than in vessels or basins. And among them we have a water, which we call water of Paradise, being by that we do it made very sovereign for health and prolongation of life.
“We have also great and spacious houses, where we imitate and demonstrate meteors — as snow, hail, rain, some artificial rains of bodies, and not of water, thunders, lightnings; also generations of bodies in air — as frogs flies, and divers others.
“We have also certain chambers, which we call chambers of health, where we qualify the air as we think good and proper for the cure of divers diseases, and preservation of health.
“We have also fair and large baths, of several mixtures, for the cure of diseases, and the restoring of man’s body from arefaction; and others for the confirming of it in strength of sinews, vital parts, and the very juice and substance of the body.
“We have also large and various orchards and gardens, wherein we do not so much respect beauty as variety of ground and soil, proper for divers trees and herbs, and some very spacious, where trees and berries are set, whereof we make divers kinds of drinks, besides the vineyards. In these we practice likewise all conclusions of grafting, and inoculating, as well of wild trees as fruit trees, which produceth many effects. And we make by art, in the same orchards and gardens, trees and flowers, to come earlier or later than their seasons, and to come up and bear more speedily than by their natural course they do. We make them also by art greater much than their nature; and their fruit greater and sweeter, and of different taste, smell, color, and figure, from their nature. And many of them we so order, as that they become of medicinal use.
“We have also means to make divers plants rise by mixtures of earths without seeds, and likewise to make divers new plants, differing from the vulgar, and to make one tree or plant turn into another.
“We have also parks, and inclosures of all sorts, of beasts and birds; which we use not only for view or rareness, but likewise for dissections and trials, that thereby may take light what may be wrought upon the body of man. Wherein we find many strange effects: as continuing life in them, though divers parts, which you account vital, be perished and taken forth; resuscitating of some that seem dead in appearance, and the like. We try also all poisons, and other medicines upon them, as well of chirurgery as physic. By art likewise we make them greater or smaller than their kind is, and contrariwise dwarf them and stay their growth; we make them more fruitful and bearing than their kind is, and contrariwise barren and not generative. Also we make them differ in color, shape, activity, many ways. We find means to make commixtures and copulations of divers kinds, which have produced many new kinds, and them not barren, as the general opinion is. We make a number of kinds of serpents, worms, flies, fishes of putrefaction, whereof some are advanced (in effect) to be perfect creatures, like beasts or birds, and have sexes, and do propagate. Neither do we this by chance, but we know beforehand of what matter and commixture, what kind of those creatures will arise.
“We have also particular pools where we make trials upon fishes, as we have said before of beasts and birds.
“We have also places for breed and generation of those kinds of worms and flies which are of special use; such as are with you your silkworms and bees.
“I will not hold you long with recounting of our brew-houses, bake-houses, and kitchens, where are made divers drinks, breads, and meats, rare and of special effects. Wines we have of grapes, and drinks of other juice, of fruits, of grains, and of roots, and of mixtures with honey, sugar, manna, and fruits dried and decocted; also of the tears or wounding of trees, and of the pulp of canes. And these drinks are of several ages, some to the age or last of forty years. We have drinks also brewed with several herbs, and roots, and spices; yea, with several fleshes, and white meats; whereof some of the drinks are such as they are in effect meat and drink both, so that divers, especially in age, do desire to live with them with little or no meat or bread. And above all we strive to have drinks of extreme thin parts, to insinuate into the body, and yet without all biting, sharpness, or fretting; insomuch as some of them put upon the back of your hand, will with a little stay pass through to the palm, and yet taste mild to the mouth. We have also waters, which we ripen in that fashion, as they become nourishing, so that they are indeed excellent drinks, and many will use no other. Bread we have of several grains, roots, and kernels; yea, and some of flesh, and fish, dried, with divers kinds of leavings and seasonings; so that some do extremely move appetites, some do nourish so, as divers do live of them, without any other meat, who live very long. So for meats, we have some of them so beaten and made tender, and mortified, yet without all corrupting, as a weak heat of the stomach will turn them into good chilus, as well as a strong heat would meat otherwise prepared. We have some meats also and bread, and drinks, which taken by men, enable them to fast long after; and some other, that used make the very flesh of men’s bodies sensibly more hard and tough, and their strength far greater than otherwise it would be.
“We have dispensatories or shops of medicines; wherein you may easily think, if we have such variety of plants, and living creatures, more than you have in Europe (for we know what you have), the simples, drugs, and ingredients of medicines, must likewise be in so much the greater variety. We have them likewise of divers ages, and long fermentations. And for their preparations, we have not only all manner of exquisite distillations, and separations, and especially by gentle heats, and percolations through divers strainers, yea, and substances; but also exact forms of composition, whereby they incorporate almost as they were natural simples.
“We have also divers mechanical arts, which you have not; and stuffs made by them, as papers, linen, silks, tissues, dainty works of feathers of wonderful luster, excellent dyes, and many others, and shops likewise as well for such as are not brought into vulgar use among us, as for those that are. For you must know, that of the things before recited, many of them are grown into use throughout the kingdom, but yet, if they did flow from our invention, we have of them also for patterns and principles.
“We have also furnaces of great diversities, and that keep great diversity of heats; fierce and quick, strong and constant, soft and mild, blown, quiet, dry, moist, and the like. But above all we have heats, in imitation of the sun’s and heavenly bodies’ heats, that pass divers inequalities, and as it were orbs, progresses, and returns whereby we produce admirable effects. Besides, we have heats of dungs, and of bellies and maws of living creatures and of their bloods and bodies, and of hays and herbs laid up moist, of lime unquenched, and such like. Instruments also which generate heat only by motion. And further, places for strong insulations; and again, places under the earth, which by nature or art yield heat. These divers heats we use, as the nature of the operation which we intend requireth.
“We have also perspective-houses, where we make demonstrations of all lights and radiations, and of all colors; and out of things uncolored and transparent, we can represent unto you all several colors, not in rainbows, as it is in gems and prisms, but of themselves single. We represent also all multiplications of light, which we carry to great distance, and make so sharp, as to discern small points and lines. Also all colorations of light: all delusions and deceits of the sight, in figures, magnitudes, motions, colors; all demonstrations of shadows. We find also divers means, yet unknown to you, of producing of light, originally from divers bodies. We procure means of seeing objects afar off, as in the heaven and remote places; and represent things near as afar off, and things afar off as near; making feigned distances. We have also helps for the sight far above spectacles and glasses in use; we have also glasses and means to see small and minute bodies, perfectly and distinctly; as the shapes and colors of small flies and worms, grains, and flaws in gems which cannot otherwise be seen, observations in urine and blood not otherwise to be seen. We make artificial rainbows, halos, and circles about light. We represent also all manner of reflections, refractions, and multiplications of visual beams of objects.
“We have also precious stones, of all kinds, many of them of great beauty and to you unknown; crystals likewise, and glasses of divers kind; and among them some of metals vitrificated, and other materials, besides those of which you make glass. Also a number of fossils, and imperfect minerals, which you have not. Likewise loadstones of prodigious virtue: and other rare stones, both natural and artificial.
“We have also sound-houses, where we practice and demonstrate all sounds and their generation. We have harmony which you have not, of quarter sounds and lesser slides of sounds. Divers instruments of music likewise to you unknown, some sweeter than any you have; with bells and rings that are dainty and sweet. We represent small sounds as great and deep, likewise great sounds, extenuate and sharp; we make divers tremblings and warblings of sounds, which in their original are entire. We represent and imitate all articulate sounds and letters, and the voices and notes of beasts and birds. We have certain helps, which set to the ear do further the hearing greatly; we have also divers strange and artificial echoes, reflecting the voice many times, and as it were tossing it; and some that give back the voice louder than it came, some shriller and some deeper; yea, some rendering the voice, differing in the letters or articulate sound from that they receive. We have all means to convey sounds in trunks and pipes, in strange lines and distances.
“We have also perfume-houses, wherewith we join also practices of taste. We multiply smells which may seem strange: we imitate smells, making all smells to breathe out of other mixtures than those that give them. We make divers imitations of taste likewise, so that they will deceive any man’s taste. And in this house we contain also a confiture-house, where we make all sweet-meats, dry and moist, and divers pleasant wines, milks, broths, and salads, far in greater variety than you have.
“We have also engine-houses, where are prepared engines and instruments for all sorts of motions. There we imitate and practice to make swifter motions than any you have, either out of your muskets or any engine that you have; and to make them and multiply them more easily and with small force, by wheels and other means, and to make them stronger and more violent than yours are, exceeding your greatest cannons and basilisks. We represent also ordnance and instruments of war and engines of all kinds; and likewise new mixtures and compositions of gunpowder, wildfires burning in water and unquenchable, also fireworks of all variety, both for pleasure and use. We imitate also flights of birds; we have some degrees of flying in the air. We have ships and boats for going under water and brooking of seas, also swimming-girdles and supporters. We have divers curious clocks and other like motions of return, and some perpetual motions. We imitate also motions of living creatures by images of men, beasts, birds, fishes, and serpents; we have also a great number of other various motions, strange for equality, fineness and subtilty.
“We have also a mathematical-house, where are represented all instruments, as well of geometry as astronomy, exquisitely made.
“We have also houses of deceits of the senses, where we represent all manner of feats of juggling, false apparitions, impostures and illusions, and their fallacies. And surely you will easily believe that we, that have so many things truly natural which induce admiration, could in a world of particulars deceive the senses if we would disguise those things, and labor to make them more miraculous. But we do hate all impostures, and lies, insomuch as we have severely forbidden it to all our fellows, under pain of ignominy and fines, that they do not show any natural work or thing adorned or swelling, but only pure as it is, and without all affectation of strangeness.
“These are, my son, the riches of Salomon’s House.
“For the several employments and offices of our fellows, we have twelve that sail into foreign countries under the names of other nations (for our own we conceal), who bring us the books and abstracts, and patterns of experiments of all other parts. These we call merchants of light.
“We have three that collect the experiments which are in all books. These we call deprepators.
“We have three that collect the experiments of all mechanical arts, and also of liberal sciences, and also of practices which are not brought into arts. These we call mystery-men.
“We have three that try new experiments.
“Such as themselves think good. These we call pioneers or miners.
“We have three that draw the experiments of the former four into titles and tables, to give the better light for the drawing of observations and axioms out of them. These we call compilers. We have three that bend themselves, looking into the experiments of their fellows, and cast about how to draw out of them things of use and practice for man’s life and knowledge, as well for works as for plain demonstration of causes, means of natural divinations, and the easy and clear discovery of the virtues and parts of bodies. These we call dowry-men or benefactors.
“Then after divers meetings and consults of our whole number, to consider of the former labors and collections, we have three that take care out of them to direct new experiments, of a higher light, more penetrating into Nature than the former. These we call lamps.
“We have three others that do execute the experiments so directed, and report them. These we call inoculators.
“Lastly, we have three that raise the former discoveries by experiments into greater observations, axioms, and aphorisms. These we call interpreters of Nature.
“We have also, as you must think, novices and apprentices, that the succession of the former employed men do not fail; besides a great number of servants and attendants, men and women. And this we do also: we have consultations, which of the inventions and experiences which we have discovered shall be published, and which not: and take all an oath of secrecy for the concealing of those which we think fit to keep secret, though some of those we do reveal sometime to the state, and some not.
“For our ordinances and rites, we have two very long and fair galleries: in one of these we place patterns and samples of all manner of the more rare and excellent inventions: in the other we place the statues of all principal inventors. There we have the statue of your Columbus, that discovered the West Indies: also the inventor of ships: your Monk that was the inventor of ordnance and of gunpowder: the inventor of music: the inventor of letters: the inventor of printing: the inventor of observations of astronomy: the inventor of works in metal: the inventor of glass: the inventor of silk of the worm: the inventor of wine: the inventor of corn and bread: the inventor of sugars; and all these by more certain tradition than you have. Then we have divers inventors of our own, of excellent works; which since you have not seen, it were too long to make descriptions of them; and besides, in the right understanding of those descriptions you might easily err. For upon every invention of value we erect a statue to the inventor, and give him a liberal and honorable reward. These statues are some of brass, some of marble and touchstone, some of cedar and other special woods gilt and adorned; some of iron, some of silver, some of gold.
“We have certain hymns and services, which we say daily, of laud and thanks to God for his marvelous works. And forms of prayers, imploring his aid and blessing for the illumination of our labors; and turning them into good and holy uses.
“Lastly, we have circuits or visits, of divers principal cities of the kingdom; where as it cometh to pass we do publish such new profitable inventions as we think good. And we do also declare natural divinations of diseases, plagues, swarms of hurtful creatures, scarcity, tempest, earthquakes, great inundations, comets, temperature of the year and divers other things; and we give counsel thereupon, what the people shall do for the prevention and remedy of them.”
And when he had said this, he stood up; and I, as I had been taught, knelt down; and he laid his right hand upon my head, and said, “God bless thee, my son, and God bless this relation which I have made. I give thee leave to publish it, for the good of other nations; for we here are in God’s bosom, a land unknown.” And so he left me; having assigned a value of about two thousand ducats for a bounty to me and my fellows. For they give great largesses, where they come, upon all occasions.
the rest was not perfected.
[A Poetical Dialogue between a Grandmaster of the Knights Hospitallers and a Genoese Sea Captain, his Guest.]
Prithee, now, tell me what happened to you during that voyage?
I have already told you how I wandered over the whole earth. In the course of my journeying I came to Taprobane, and was compelled to go ashore at a place, where through fear of the inhabitants I remained in a wood. When I stepped out of this I found myself on a large plain immediately under the equator.
And what befell you here?
I came upon a large crowd of men and armed women, many of whom did not understand our language, and they conducted me forthwith to the City of the Sun.
Tell me after what plan this city is built and how it is governed?
The greater part of the city is built upon a high hill, which rises from an extensive plain, but several of its circles extend for some distance beyond the base of the hill, which is of such a size that the diameter of the city is upward of two miles, so that its circumference becomes about seven. On account of the humped shape of the mountain, however, the diameter of the city is really more than if it were built on a plain.
It is divided into seven rings or huge circles named from the seven planets, and the way from one to the other of these is by four streets and through four gates, that look toward the four points of the compass. Furthermore, it is so built that if the first circle were stormed, it would of necessity entail a double amount of energy to storm the second; still more to storm the third; and in each succeeding case the strength and energy would have to be doubled; so that he who wishes to capture that city must, as it were, storm it seven times. For my own part, however, I think that not even the first wall could be occupied, so thick are the earthworks and so well fortified is it with breastworks, towers, guns and ditches.
When I had been taken through the northern gate (which is shut with an iron door so wrought that it can be raised and let down, and locked in easily and strongly, its projections running into the grooves of the thick posts by a marvelous device), I saw a level space seventy paces* wide between the first and second walls. From hence can be seen large palaces all joined to the wall of the second circuit, in such a manner as to appear all one palace. Arches run on a level with the middle height of the palaces, and are continued round the whole ring. There are galleries for promenading upon these arches, which are supported from beneath by thick and well-shaped columns, enclosing arcades like peristyles, or cloisters of an abbey.
But the palaces have no entrances from below except on the inner or concave partition, from which one enters directly to the lower parts of the building. The higher parts, however, are reached by flights of marble steps, which lead to galleries for promenading on the inside similar to those on the outside. From these one enters the higher rooms, which are very beautiful, and have windows on the concave and convex partitions. These rooms are divided from one another by richly decorated walls. The convex or outer wall of the ring is about eight spans thick; the concave three; the intermediate walls are one, or perhaps one and a half. Leaving this circle one gets to the second plain, which is nearly three paces narrower than the first. Then the first wall of the second ring is seen adorned above and below with similar galleries for walking, and there is on the inside of it another interior wall inclosing palaces. It has also similar peristyles supported by columns in the lower part, but above are excellent pictures, round the ways into the upper houses. And so on afterward through similar spaces and double walls, enclosing palaces, and adorned with galleries for walking, extending along their outer side and supported by columns, till the last circuit is reached the way being still over a level plain.
But when the two gates, that is to say, those of the outmost and the inmost walls have been passed, one mounts by means of steps so formed that an ascent is scarcely discernible, since it proceeds in a slanting direction, and the steps succeed one another at almost imperceptible heights. On the top of the hill is a rather spacious plain, and in the midst of this there rises a temple built with wondrous art.
Tell on, I pray you! Tell on! I am dying to hear more.
The temple is built in the form of a circle; it is not girt with walls, but stands upon thick columns, beautifully grouped. A very large dome, built with great care in the center or pole, contains another small vault as it were rising out of it, and in this a spiracle, which is right over the altar. There is but one altar in the middle of the temple, and this is hedged round by columns. The temple itself is on a space of more than three hundred and fifty paces. Without it, arches measuring about eight paces extend from the heads of the columns outwards, whence other columns rise about three paces from the thick, strong and erect wall. Between these and the former columns there are galleries for walking, with beautiful pavements, and in the recess of the wall, which is adorned with numerous large doors, there are immovable seats, placed as it were between the inside columns, supporting the temple. Portable chairs are not wanting, many and well adorned. Nothing is seen over the altar but a large globe, upon which the heavenly bodies are painted, and another globe upon which there is a representation of the earth. Furthermore, in the vault of the dome there can be discerned representations of all the stars of heaven from the first to the sixth magnitude, with their proper names and power to influence terrestrial things marked in three little verses for each. There are the poles and greater and lesser circles according to the right latitude of the place, but these are not perfect because there is no wall below. They seem, too, to be made in their relation to the globes on the altar. The pavement of the temple is bright with precious stones. Its seven golden lamps hang always burning, and these bear the names of the seven planets.
At the top of the building several small and beautiful cells surround the small dome, and behind the level space above the bands or arches of the exterior and interior columns there are many cells, both small and large, where the priests and religious officers dwell to the number of forty-nine.
A revolving flag projects from the smaller dome, and this shows in what quarter the wind is. The flag is marked with figures up to thirty-six, and the priests know what sort of year the different kinds of winds bring and what will be the changes of weather on land and sea. Furthermore, under the flag a book is always kept written with letters of gold.
I pray you, worthy hero, explain to me their whole system of government; for I am anxious to hear it.
The great ruler among them is a priest whom they call by the name Hoh, though we should call him Metaphysic. He is head over all, in temporal and spiritual matters, and all business and lawsuits are settled by him, as the supreme authority. Three princes of equal power — viz, Pon, Sin and Mor — assist him, and these in our tongue we should call Power, Wisdom and Love. To Power belongs the care of all matters relating to war and peace. He attends to the military arts, and, next to Hoh, he is ruler in every affair of a warlike nature. He governs the military magistrates and the soldiers, and has the management of the munitions, the fortifications, the storming of places, the implements of war, the armories, the smiths and workmen connected with matters of this sort.
But Wisdom is the ruler of the liberal arts, of mechanics, of all sciences with their magistrates and doctors, and of the discipline of the schools. As many doctors as there are, are under his control. There is one doctor who is called Astrologus; a second, Cosmographus; a third, Arithmeticus; a fourth, Geometra; a fifth, Historiographus; a sixth, Poeta; a seventh, Logicus; an eighth, Rhetor; a ninth, Grammaticus; a tenth, Medicus; an eleventh, Physiologus; a twelfth, Politicus; a thirteenth, Moralis. They have but one book, which they call Wisdom, and in it all the sciences are written with conciseness and marvelous fluency of expression. This they read to the people after the custom of the Pythagoreans. It is Wisdom who causes the exterior and interior, the higher and lower walls of the city to be adorned with the finest pictures, and to have all the sciences painted upon them in an admirable manner. On the walls of the temple and on the dome, which is let down when the priest gives an address, lest the sounds of his voice, being scattered, should fly away from his audience, there are pictures of stars in their different magnitudes, with the powers and motions of each, expressed separately in three little verses.
On the interior wall of the first circuit all the mathematical figures are conspicuously painted — figures more in number than Archimedes or Euclid discovered, marked symmetrically, and with the explanation of them neatly written and contained each in a little verse. There are definitions and propositions, etc., etc. On the exterior convex wall is first an immense drawing of the whole earth, given at one view. Following upon this, there are tablets setting forth for every separate country the customs both public and private, the laws, the origins and the power of the inhabitants; and the alphabets the different people use can be seen above that of the City of the Sun.
On the inside of the second circuit, that is to say of the second ring of buildings, paintings of all kinds of precious and common stones, of minerals and metals are seen; and a little piece of the metal itself is also there with an apposite explanation in two small verses for each metal or stone. On the outside are marked all the seas, rivers, lakes, and streams which are on the face of the earth; as are also the wines and the oils and the different liquids, with the sources from which the last are extracted, their qualities and strength. There are also vessels built into the wall above the arches, and these are full of liquids from one to three hundred years old, which cure all diseases. Hail and snow, storms and thunder, and whatever else takes place in the air, are represented with suitable figures and little verses. The inhabitants even have the art of representing in stone all the phenomena of the air, such as the wind, rain, thunder, the rainbow, etc.
On the interior of the third circuit all the different families of trees and herbs are depicted, and there is a live specimen of each plant in earthenware vessels placed upon the outer partition of the arches. With the specimens there are explanations as to where they were first found, what are their powers and natures, and resemblances to celestial things and to metals: to parts of the human body and to things in the sea, and also as to their uses in medicine, etc. On the exterior wall are all the races of fish, found in rivers, lakes and seas, and their habits and values, and ways of breeding, training and living, the purposes for which they exist in the world, and their uses to man. Further, their resemblances to celestial and terrestrial things, produced both by nature and art, are so given that I was astonished when I saw a fish which was like a bishop, one like a chain, another like a garment, a fourth like a nail, a fifth like a star, and others like images of those things existing among us, the relation in each case being completely manifest. There are sea urchins to be seen, and the purple shellfish and mussels; and whatever the watery world possesses worthy of being known is there fully shown in marvelous characters of painting and drawing.
On the fourth interior wall all the different kinds of birds are painted, with their natures, sizes, customs, colors, manner of living, etc.; and the only real phœnix is possessed by the inhabitants of this city. On the exterior are shown all the races of creeping animals, serpents, dragons and worms; the insects, the flies, gnats, beetles, etc., in their different states, strength, venoms and uses, and a great deal more than you or I can think of.
On the fifth interior they have all the larger animals of the earth, as many in number as would astonish you. We indeed know not the thousandth part of them, for on the exterior wall also a great many of immense size are also portrayed. To be sure, of horses alone, how great a number of breeds there is and how beautiful are the forms there cleverly displayed.
On the sixth interior are painted all the mechanical arts, with the several instruments for each and their manner of use among different nations. Alongside the dignity of such is placed, and their several inventors are named. But on the exterior all the inventors in science, in warfare, and in law are represented. There I saw Moses, Osiris, Jupiter, Mercury, Lycurgus, Pompilius, Pythagoras, Zamolxis, Solon, Charondas, Phoroneus, with very many others. They even have Mahomet, whom nevertheless they hate as a false and sordid legislator. In the most dignified position I saw a representation of Jesus Christ and of the twelve Apostles, whom they consider very worthy and hold to be great. Of the representations of men, I perceived Cæsar, Alexander, Pyrrhus and Hannibal in the highest place; and other very renowned heroes in peace and war, especially Roman heroes, were painted in lower positions, under the galleries. And when I asked with astonishment whence they had obtained our history, they told me that among them there was a knowledge of all languages, and that by perseverance they continually send explorers and ambassadors over the whole earth, who learn thoroughly the customs, forces, rule, and histories of the nations, bad and good alike. These they apply all to their own republic, and with this they are well pleased. I learned that cannon and typography were invented by the Chinese before we knew of them. There are magistrates, who announce the meaning of the pictures, and boys are accustomed to learn all the sciences, without toil and as if for pleasure; but in the way of history only until they are ten years old.
Love is foremost in attending to the charge of the race. He sees that men and women are so joined together, that they bring forth the best offspring. Indeed, they laugh at us who exhibit a studious care for our breed of horses and dogs, but neglect the breeding of human beings. Thus the education of the children is under his rule. So also is the medicine that is sold, the sowing and collecting of fruits of the earth and of trees, agriculture, pasturage, the preparations for the months, the cooking arrangements, and whatever has any reference to food, clothing, and the intercourse of the sexes. Love himself is ruler, but there are many male and female magistrates dedicated to these arts.
Metaphysic then with these three rulers manage all the above-named matters, and even by himself alone nothing is done; all business is discharged by the four together, but in whatever Metaphysic inclines to the rest are sure to agree.
Tell me, please, of the magistrates, their services and duties, of the education and mode of living, whether the government is a monarchy, a republic, or an aristocracy.
This race of men came there from India, flying from the sword of the Magi, a race of plunderers and tyrants who laid waste their country, and they determined to lead a philosophic life in fellowship with one another. Although the community of wives is not instituted among the other inhabitants of their province, among them it is in use after this manner. All things are common with them, and their dispensation is by the authority of the magistrates. Arts and honors and pleasures are common, and are held in such a manner that no one can appropriate anything to himself.
They say that all private property is acquired and improved for the reason that each one of us by himself has his own home and wife and children. From this self-love springs. For when we raise a son to riches and dignities, and leave an heir to much wealth, we become either ready to grasp at the property of the state, if in any case fear should be removed from the power which belongs to riches and rank; or avaricious, crafty, and hypocritical, if anyone is of slender purse, little strength, and mean ancestry. But when we have taken away self-love, there remains only love for the state.
Under such circumstances no one will be willing to labor, while he expects others to work, on the fruit of whose labors he can live, as Aristotle argues against Plato.
I do not know how to deal with that argument, but I declare to you that they burn with so great a love for their fatherland, as I could scarcely have believed possible; and indeed with much more than the histories tell us belonged to the Romans, who fell willingly for their country, inasmuch as they have to a greater extent surrendered their private property. I think truly that the friars and monks and clergy of our country, if they were not weakened by love for their kindred and friends, or by the ambition to rise to higher dignities, would be less fond of property, and more imbued with a spirit of charity toward all, as it was in the time of the Apostles, and is now in a great many cases.
St. Augustine may say that, but I say that among this race of men, friendship is worth nothing; since they have not the chance of conferring mutual benefits on one another.
Nay, indeed. For it is worth the trouble to see that no one can receive gifts from another. Whatever is necessary they have, they receive it from the community, and the magistrate takes care that no one receives more than he deserves. Yet nothing necessary is denied to anyone. Friendship is recognized among them in war, in infirmity, in the art contests, by which means they aid one another mutually by teaching. Sometimes they improve themselves mutually with praises, with conversation, with actions, and out of the things they need. All those of the same age call one another brothers. They call all over twenty-two years of age, fathers; those who are less than twenty-two are named sons. Moreover, the magistrates govern well, so that no one in the fraternity can do injury to another.
And how?
As many names of virtues as there are among us, so many magistrates there are among them. There is a magistrate who is named Magnanimity, another Fortitude, a third Chastity, a fourth Liberality, a fifth Criminal and Civil Justice, a sixth Comfort, a seventh Truth, an eighth Kindness, a tenth Gratitude, an eleventh Cheerfulness, a twelfth Exercise, a thirteenth Sobriety, etc. They are elected to duties of that kind, each one to that duty for excellence in which he is known from boyhood to be most suitable. Wherefore among them neither robbery nor clever murders, nor lewdness, incest, adultery, or other crimes of which we accuse one another, can be found. They accuse themselves of ingratitude and malignity when anyone denies a lawful satisfaction to another, of indolence, of sadness, of anger, of scurrility, of slander, and of lying, which curseful thing they thoroughly hate. Accused persons undergoing punishment are deprived of the common table, and other honors, until the judge thinks that they agree with their correction.
Tell me the manner in which the magistrates are chosen.
You would not rightly understand this, unless you first learned their manner of living. That you may know then, men and women wear the same kind of garment, suited for war. The women wear the toga below the knee, but the men above. And both sexes are instructed in all the arts together. When this has been done as a start, and before their third year, the boys learn the language and the alphabet on the walls by walking round them. They have four leaders, and four elders, the first to direct them, the second to teach them and these are men approved beyond all others. After some time they exercise themselves, with gymnastics, running, quoits, and other games, by means of which all their muscles are strengthened alike. Their feet are always bare, and so are their heads as far as the seventh ring. Afterward they lead them to the offices of the trades, such as shoemaking, cooking, metalworking, carpentry, painting, etc. In order to find out the bent of the genius of each one, after their seventh year, when they have already gone through the mathematics on the walls, they take them to the readings of all the sciences; there are four lectures at each reading, and in the course of four hours the four in their order explain everything.
For some take physical exercise or busy themselves with public services or functions, others apply themselves to reading. Leaving these studies all are devoted to the more abstruse subjects, to mathematics, to medicine, and to other sciences. There is continual debate and studied argument among them, and after a time they become magistrates of those sciences or mechanical arts in which they are the most proficient; for every one follows the opinion of his leader and judge, and goes out to the plains to the works of the field, and for the purpose of becoming acquainted with the pasturage of the dumb animals. And they consider him the more noble and renowned who has dedicated himself to the study of the most arts and knows how to practice them wisely. Wherefore they laugh at us in that we consider our workmen ignoble, and hold those to be noble who have mastered no pursuit; but live in ease, and are so many slaves given over to their own pleasure and lasciviousness; and thus as it were from a school of vices so many idle and wicked fellows go forth for the ruin of the state.
The rest of the officials, however, are chosen by the four chiefs, Hoh, Pon, Sin and Mor, and by the teachers of that art over which they are fit to preside. And these teachers know well who is most suited for rule. Certain men are proposed by the magistrates in council, they themselves not seeking to become candidates, and he opposes who knows anything against those brought forward for election, or if not, speaks in favor of them. But no one attains to the dignity of Hoh except him who knows the histories of the nations, and their customs and sacrifices and laws, and their form of government, whether a republic or a monarchy. He must also know the names of the lawgivers and the inventors in science, and the laws and the history of the earth and the heavenly bodies. They think it also necessary that he should understand all the mechanical arts, the physical sciences, astrology and mathematics. (Nearly every two days they teach our mechanical art. They are not allowed to overwork themselves, but frequent practice and the paintings render learning easy to them. Not too much care is given to the cultivation of languages, as they have a goodly number of interpreters who are grammarians in the state.) But beyond everything else it is necessary that Hoh should understand metaphysics and theology; that he should know thoroughly the derivations, foundations and demonstrations of all the arts and sciences; the likeness and difference of things; necessity, fate, and the harmonies of the universe; power, wisdom, and the love of things and of God; the stages of life and its symbols; everything relating to the heavens, the earth and the sea; and the ideas of God, as much as mortal man can know of him. He must also be well read in the Prophets and in astrology. And thus they know long beforehand who will be Hoh. He is not chosen to so great a dignity unless he has attained his thirty-fifth year. And this office is perpetual, because it is not known who may be too wise for it or who too skilled in ruling.
Who indeed can be so wise? If even anyone has a knowledge of the sciences it seems that he must be unskilled in ruling.
This very question I asked them and they replied thus: “We, indeed, are more certain that such a very learned man has the knowledge of governing, than you who place ignorant persons in authority, and consider them suitable merely because they have sprung from rulers or have been chosen by a powerful faction. But our Hoh, a man really the most capable to rule, is for all that never cruel nor wicked, nor a tyrant, inasmuch as he possesses so much wisdom. This, moreover, is not unknown to you, that the same argument cannot apply among you, when you consider that man the most learned who knows most of grammar, or logic, or of Aristotle or any other author. For such knowledge as this of yours much servile labor and memory work is required, so that a man is rendered unskillful; since he has contemplated nothing but the words of books and has given his mind with useless result to the consideration of the dead signs of things. Hence he knows not in what way God rules the universe, nor the ways and customs of Nature and the nations. Wherefore he is not equal to our Hoh. For that one cannot know so many arts and sciences thoroughly, who is not esteemed for skilled ingenuity, very apt at all things, and therefore at ruling especially. This also is plain to us that he who knows only one science, does not really know either that or the others, and he who is suited for only one science and has gathered his knowledge from books, is unlearned and unskilled. But this is not the case with intellects prompt and expert in every branch of knowledge and suitable for the consideration of natural objects, as it is necessary that our Hoh should be. Besides in our state the sciences are taught with a facility (as you have seen) by which more scholars are turned out by us in one year than by you in ten, or even fifteen. Make trial, I pray you, of these boys.” In this matter I was struck with astonishment at their truthful discourse and at the trial of their boys, who did not understand my language well. Indeed it is necessary that three of them should be skilled in our tongue, three in Arabic, three in Polish, and three in each of the other languages, and no recreation is allowed them unless they become more learned. For that they go out to the plain for the sake of running about and hurling arrows and lances, and of firing harquebuses, and for the sake of hunting the wild animals and getting a knowledge of plants and stones, and agriculture and pasturage; sometimes the band of boys does one thing, sometimes another.
They do not consider it necessary that the three rulers assisting Hoh should know other than the arts having reference to their rule, and so they have only a historical knowledge of the arts which are common to all. But their own they know well, to which certainly one is dedicated more than another. Thus Power is the most learned in the equestrian art, in marshaling the army, in marking out of camps, in the manufacture of every kind of weapon and of warlike machines, in planning stratagems, and in every affair of a military nature. And for these reasons, they consider it necessary that these chiefs should have been philosophers, historians, politicians, and physicists. Concerning the other two triumvirs, understand remarks similar to those I have made about Power.
I really wish that you would recount all their public duties, and would distinguish between them, and also that you would tell clearly how they are all taught in common.
They have dwellings in common and dormitories, and couches and other necessaries. But at the end of every six months they are separated by the masters. Some shall sleep in this ring, some in another; some in the first apartment, and some in the second; and these apartments are marked by means of the alphabet on the lintel. There are occupations, mechanical and theoretical, common to both men and women, with this difference, that the occupations which require more hard work, and walking a long distance, are practiced by men, such as plowing, sowing, gathering the fruits, working at the threshing-floor, and perchance at the vintage. But it is customary to choose women for milking the cows, and for making cheese. In like manner, they go to the gardens near to the outskirts of the city both for collecting the plants and for cultivating them. In fact, all sedentary and stationary pursuits are practiced by the women, such as weaving, spinning, sewing, cutting the hair, shaving, dispensing medicines, and making all kinds of garments. They are, however, excluded from working in wood and the manufacture of arms. If a woman is fit to paint, she is not prevented from doing so; nevertheless, music is given over to the women alone, because they please the more, and of a truth to boys also. But the women have not the practice of the drum and the horn.
And they prepare their feasts and arrange the tables in the following manner. It is the peculiar work of the boys and girls under twenty to wait at the tables. In every ring there are the suitable kitchens, barns, and stores of utensils for eating and drinking, and over every department an old man and an old woman preside. These two have at once the command of those who serve, and the power of chastising or causing to be chastised, those who are negligent or disobedient; and they also examine and mark each one, both male and female, who excels in his or her duties.
All the young people wait upon the older ones who have passed the age of forty, and in the evening when they go to sleep the master and mistress command that those should be sent to work in the morning, upon whom in succession the duty falls, one or two to separate apartments. The young people, however, wait upon one another, and that alas! with some unwillingness. They have first and second tables, and on both sides there are seats. On one side sit the women, on the other the men; and as in the refectories of the monks, there is no noise. While they are eating a young man reads a book from a platform, intoning distinctly and sonorously, and often the magistrates question them upon the more important parts of the reading. And truly it is pleasant to observe in what manner these young people, so beautiful and clothed in garments so suitable, attend to them, and to see at the same time so many friends, brothers, sons, fathers and mothers all in their turn living together with so much honesty, propriety and love. So each one is given a napkin, a plate, fish, and a dish of food. It is the duty of the medical officers to tell the cooks what repasts shall be prepared on each day, and what food for the old, what for the young, and what for the sick. The magistrates receive the full-grown and fatter portion, and they from their share always distribute something to the boys at the table who have shown themselves more studious in the morning at the lectures and debates concerning wisdom and arms. And this is held to be one of the most distinguished honors. For six days they ordain to sing with music at table. Only a few, however, sing; or there is one voice accompanying the lute and one for each other instrument. And when all alike in service join their hands, nothing is found to be wanting. The old men placed at the head of the cooking business and of the refectories of the servants praise the cleanliness of the streets, the houses, the vessels, the garments, the workshops and the warehouses.
They wear white undergarments to which adheres a covering, which is at once coat and legging, without wrinkles. The borders of the fastenings are furnished with globular buttons, extended round and caught up here and there by chains. The coverings of the legs descend to the shoes and are continued even to the heels. Then they cover the feet with large socks, or as it were half-buskins fastened by buckles, over which they wear a half-boot, and besides, as I have already said, they are clothed with a toga. And so aptly fitting are the garments, that when the toga is destroyed, the different parts of the whole body are straightway discerned, no part being concealed. They change their clothes for different ones four times in the year, that is when the sun enters respectively the constellations Aries, Cancer, Libra and Capricorn, and according to the circumstances and necessity as decided by the officer of health. The keepers of clothes for the different rings are wont to distribute them, and it is marvelous that they have at the same time as many garments as there is need for, some heavy and some slight, according to the weather. They all use white clothing, and this is washed in each month with lye or soap, as are also the workshops of the lower trades, the kitchens, the pantries, the barns, the storehouses, the armories, the refectories, and the baths. Moreover, the clothes are washed at the pillars of the peristyles, and the water is brought down by means of canals which are continued as sewers. In every street of the different rings there are suitable fountains, which send forth their water by means of canals, the water being drawn up from nearly the bottom of the mountain by the sole movement of a cleverly contrived handle. There is water in fountains and in cisterns, whither the rain water collected from the roofs of the houses is brought through pipes full of sand. They wash their bodies often, according as the doctor and master command. All the mechanical arts are practiced under the peristyles, but the speculative are carried on above in the walking galleries and ramparts where are the more splendid paintings, but the more sacred ones are taught in the temple. In the halls and wings of the rings there are solar timepieces and bells, and hands by which the hours and seasons are marked off.
Tell me about their children.
When their women have brought forth children, they suckle and rear them in temples set apart for all. They give milk for two years or more as the physician orders. After that time the weaned child is given into the charge of the mistresses, if it is a female, and to the masters, if it is a male. And then with other young children they are pleasantly instructed in the alphabet, and in the knowledge of the pictures, and in running, walking and wrestling; also in the historical drawings, and in languages; and they are adorned with a suitable garment of different colors. After their sixth year they are taught natural science, and then the mechanical sciences. The men who are weak in intellect are sent to farms, and when they have become more proficient some of them are received into the state. And those of the same age and born under the same constellation are especially like one another in strength and in appearance, and hence arises much lasting concord in the state, these men honoring one another with mutual love and help. Names are given to them by Metaphysicus, and that not by chance but designedly, and according to each one’s peculiarity, as was the custom among the ancient Romans. Wherefore one is called Beautiful (Pulcher), another the Big-nosed (Naso), another the Fat-legged (Cranipes), another Crooked (Torvus), another Lean (Macer), and so on. But when they have become very skilled in their professions and done any great deed in war or in time of peace, a cognomen from art is given to them, such as Beautiful the great painter (Pulcher, Pictor Magnus), the golden one (Aureus), the excellent one (Excellens), or the strong (Strenuus); or from their deeds, such as Naso the Brave (Nason Fortis), or the cunning, or the great, or very great conqueror; or from the enemy any one has overcome, Africanus, Asiaticus, Etruscus; or if any one has overcome Manfred or Tortelius, he is called Macer Manfred or Tortelius, and so on. All these cognomens are added by the higher magistrates, and very often with a crown suitable to the deed or art, and with the flourish of music. For gold and silver is reckoned of little value among them except as material for their vessels and ornaments, which are common to all.
Tell me, I pray you, is there no jealousy among them or disappointment to that one who has not been elected to a magistracy, or to any other dignity to which he aspires?
Certainly not. For no one wants either necessaries or luxuries. Moreover, the race is managed for the good of the commonwealth and not of private individuals, and the magistrates must be obeyed. They deny what we hold — viz, that it is natural to man to recognize his offspring and to educate them, and to use his wife and house and children as his own. For they say that children are bred for the preservation of the species and not for individual pleasure, as St. Thomas also asserts. Therefore the breeding of children has reference to the commonwealth and not to individuals, except in so far as they are constituents of the commonwealth. And since individuals for the most part bring forth children wrongly and educate them wrongly, they consider that they remove destruction from the state, and, therefore, for this reason, with most sacred fear, they commit the education of the children, who as it were are the element of the republic, to the care of magistrates; for the safety of the community is not that of a few. And thus they distribute male and female breeders of the best natures according to philosophical rules. Plato thinks that this distribution ought to be made by lot, lest some men seeing that they are kept away from the beautiful women, should rise up with anger and hatred against the magistrates; and he thinks further that those who do not deserve cohabitation with the more beautiful women, should be deceived whilst the lots are being led out of the city by the magistrates, so that at all times the women who are suitable should fall to their lot, not those whom they desire. This shrewdness, however, is not necessary among the inhabitants of the City of the Sun. For with them deformity is unknown. When the women are exercised they get a clear complexion, and become strong of limb, tall and agile, and with them beauty consists in tallness and strength. Therefore, if any woman dyes her face, so that it may become beautiful, or uses high-heeled boots so that she may appear tall, or garments with trains to cover her wooden shoes, she is condemned to capital punishment. But if the women should even desire them, they have no facility for doing these things. For who indeed would give them this facility? Further, they assert that among us abuses of this kind arise from the leisure and sloth of women. By these means they lose their color and have pale complexions, and become feeble and small. For this reason they are without proper complexions, use high sandals, and become beautiful not from strength, but from slothful tenderness. And thus they ruin their own tempers and natures, and consequently those of their offspring. Furthermore, if at any time a man is taken captive with ardent love for a certain woman, the two are allowed to converse and joke together, and to give one another garlands of flowers or leaves, and to make verses. But if the race is endangered, by no means is further union between them permitted. Moreover, the love born of eager desire is not known among them; only that born of friendship.
Domestic affairs and partnerships are of little account, because, excepting the sign of honor, each one receives what he is in need of. To the heroes and heroines of the republic, it is customary to give the pleasing gifts of honor, beautiful wreaths, sweet food, or splendid clothes, while they are feasting. In the daytime all use white garments within the city, but at night or outside the city they use red garments either of wool or silk. They hate black as they do dung, and therefore they dislike the Japanese, who are fond of black. Pride they consider the most execrable vice, and one who acts proudly is chastised with the most ruthless correction. Wherefore no one thinks it lowering to wait at table or to work in the kitchen or fields. All work they call discipline, and thus they say that it is honorable to go on foot, to do any act of nature, to see with the eye, and to speak with the tongue; and when there is need, they distinguish philosophically between tears and spittle.
Every man who, when he is told off to work, does his duty, is considered very honorable. It is not the custom to keep slaves. For they are enough, and more than enough, for themselves. But with us, alas! it is not so. In Naples there exist seventy thousand souls, and out of these scarcely ten or fifteen thousand do any work, and they are always lean from overwork and are getting weaker every day. The rest become a prey to idleness, avarice, ill-health, lasciviousness, usury and other vices, and contaminate and corrupt very many families by holding them in servitude for their own use, by keeping them in poverty and slavishness, and by imparting to them their own vices. Therefore public slavery ruins them; useful works, in the field, in military service, and in arts, except those which are debasing, are not cultivated, the few who do practice them doing so with much aversion. But in the City of the Sun, while duty and work is distributed among all, it only falls to each one to work for about four hours every day. The remaining hours are spent in learning joyously, in debating, in reading, in reciting, in writing, in walking, in exercising the mind and body, and with play. They allow no game which is played while sitting, neither the single die nor dice, nor chess, nor others like these. But they play with the ball, with the sack, with the hoop, with wrestling, with hurling at the stake. They say, moreover, that grinding poverty renders men worthless, cunning, sulky, thievish, insidious, vagabonds, liars, false witnesses, etc.; and that wealth makes them insolent, proud, ignorant, traitors, assumers of what they know not, deceivers, boasters, wanting in affection, slanderers, etc. But with them all the rich and poor together make up the community. They are rich because they want nothing, poor because they possess nothing; and consequently they are not slaves to circumstances, but circumstances serve them. And on this point they strongly recommend the religion of the Christians, and especially the life of the Apostles.
This seems excellent and sacred, but the community of women is a thing too difficult to attain. The holy Roman Clement says that wives ought to be common in accordance with the apostolic institution, and praises Plato and Socrates, who thus teach, but the Glossary interprets this community with regard to obedience And Tertullian agrees with the Glossary, that the first Christians had everything in common except wives.
These things I know little of. But this I saw among the inhabitants of the City of the Sun that they did not make this exception. And they defend themselves by the opinion of Socrates, of Cato, of Plato, and of St. Clement, but, as you say, they misunderstand the opinions of these thinkers. And the inhabitants of the solar city ascribe this to their want of education, since they are by no means learned in philosophy. Nevertheless, they send abroad to discover the customs of nations, and the best of these they always adopt. Practice makes the women suitable for war and other duties. Thus they agree with Plato, in whom I have read these same things The reasoning of our Cajetan does not convince me, and least of all that of Aristotle. This thing, however, existing among them is excellent and worthy of imitation — viz, that no physical defect renders a man incapable of being serviceable except the decrepitude of old age, since even the deformed are useful for consultation. The lame serve as guards, watching with the eyes which they possess. The blind card wool with their hands, separating the down from the hairs, with which latter they stuff the couches and sofas; those who are without the use of eyes and hands give the use of their ears or their voice for the convenience of the state, and if one has only one sense, he uses it in the farms. And these cripples are well treated, and some become spies, telling the officers of the state what they have heard.
Tell me now, I pray you, of their military affairs. Then you may explain their arts, ways of life and sciences, and lastly their religion.
The triumvir, Power, has under him all the magistrates of arms, of artillery, of cavalry, of foot soldiers, of architects, and of strategists, and the masters and many of the most excellent workmen obey the magistrates, the men of each art paying allegiance to their respective chiefs. Moreover, Power is at the head of all the professors of gymnastics, who teach military exercise, and who are prudent generals, advanced in age. By these the boys are trained after their twelfth year. Before this age, however, they have been accustomed to wrestling, running, throwing the weight and other minor exercises, under inferior masters. But at twelve they are taught how to strike at the enemy, at horses and elephants, to handle the spear, the sword, the arrow and the sling; to manage the horse; to advance and to retreat; to remain in order of battle; to help a comrade in arms; to anticipate the enemy by cunning; and to conquer.
The women also are taught these arts under their own magistrates and mistresses, so that they may be able if need be to render assistance to the males in battle near the city. They are taught to watch the fortifications lest at some time a hasty attack should suddenly be made. In this respect they praise the Spartans and Amazons. The women know well also how to let fly fiery balls, and how to make them from lead; how to throw stones from pinacles and to go in the way of an attack. They are accustomed also to give up wine unmixed altogether, and that one is punished most severely who shows any fear.
The inhabitants of the City of the Sun do not fear death, because they all believe that the soul is immortal, and that when it has left the body it is associated with other spirits, wicked or good, according to the merits of this present life. Although they are partly followers of Brahma and Pythagoras, they do not believe in the transmigration of souls, except in some cases, by a distinct decree of God. They do not abstain from injuring an enemy of the republic and of religion, who is unworthy of pity. During the second month the army is reviewed, and every day there is practice of arms, either in the cavalry plain or within the walls. Nor are they ever without lectures on the science of war. They take care that the accounts of Moses, of Joshua, of David, of Judas Maccabeus, of Cæsar, of Alexander, of Scipio, of Hannibal, and other great soldiers should be read. And then each one gives his own opinion as to whether these generals acted well or ill, usefully or honorably, and then the teacher answers and says who are right.
With whom do they wage war, and for what reasons, since they are so prosperous?
Wars might never occur, nevertheless they are exercised in military tactics and in hunting, lest perchance they should become effeminate and unprepared for any emergency. Besides there are four kingdoms in the island, which are very envious of their prosperity, for this reason that the people desire to live after the manner of the inhabitants of the City of the Sun, and to be under their rule rather than that of their own kings. Wherefore the state often makes war upon these because, being neighbors, they are usurpers and live impiously, since they have not an object of worship and do not observe the religion of other nations or of the Brahmins. And other nations of India, to which formerly they were subject, rise up as it were in rebellion, as also do the Taprobanese, whom they wanted to join them at first. The warriors of the City of the Sun, however, are always the victors. As soon as they suffered from insult or disgrace or plunder, or when their allies have been harassed, or a people have been oppressed by a tyrant of the state (for they are always the advocates of liberty), they go immediately to the council for deliberation. After they have knelt in the presence of God that he might inspire their consultation, they proceed to examine the merits of the business, and thus war is decided on. Immediately after a priest, whom they call Forensic, is sent away. He demands from the enemy the restitution of the plunder, asks that the allies should be freed from oppression, or that the tyrant should be deposed. If they deny these things war is declared by invoking the vengeance of God — the God of Sabaoth — for destruction of those who maintain an unjust cause. But if the enemy refuse to reply, the priest gives him the space of one hour for his answer, if he is a king, but three if it is a republic, so that they cannot escape giving a response. And in this manner is war undertaken against the insolent enemies of natural rights and of religion. When war has been declared, the deputy of Power performs everything, but Power, like the Roman dictator, plans and wills everything, so that hurtful tardiness may be avoided. And when anything of great moment arises he consults Hoh and Wisdom and Love.
Before this, however, the occasion of war and the justice of making an expedition is declared by a herald in the great council. All from twenty years and upward are admitted to this council, and thus the necessaries are agreed upon. All kinds of weapons stand in the armories, and these they use often in sham fights. The exterior walls of each ring are full of guns prepared by their labors, and they have other engines for hurling which are called cannons, and which they take into battle upon mules and asses and carriages. When they have arrived in an open plain they inclose in the middle the provisions, engines of war, chariots, ladders and machines, and all fight courageously. Then each one returns to the standards, and the enemy thinking that they are giving and preparing to flee, are deceived and relax their order; then the warriors of the City of the Sun, wheeling into wings and columns on each side, regain their breath and strength, and ordering the artillery to discharge their bullets they resume the fight against a disorganized host. And they observe many ruses of this kind. They overcome all mortals with their stratagems and engines. Their camp is fortified after the manner of the Romans. They pitch their tents and fortify with wall and ditch with wonderful quickness. The masters of works, of engines and hurling machines, stand ready, and the soldiers understand the use of the spade and the ax.
Five, eight, or ten leaders learned in the order of battle and in strategy consult together concerning the business of war, and command their bands after consultation. It is their wont to take out with them a body of boys, armed and on horses, so that they may learn to fight, just as the whelps of lions and wolves are accustomed to blood. And these in time of danger betake themselves to a place of safety, along with many armed women. After the battle the women and boys soothe and relieve the pain of the warriors, and wait upon them and encourage them with embraces and pleasant words. How wonderful a help is this! For the soldiers, in order that they may acquit themselves as sturdy men in the eyes of their wives and offspring, endure hardships, and so love makes them conquerors. He who in the fight first scales the enemy’s walls receives after the battle a crown of grass, as a token of honor, and at the presentation the women and boys applaud loudly; that one who affords aid to an ally gets a civic crown of oak leaves; he who kills a tyrant dedicates his arms in the temple and receives from Hoh the cognomen of his deed, and other warriors obtain other kinds of crowns. Every horse soldier carries a spear and two strongly tempered pistols, narrow at the mouth, hanging from his saddle. And to get the barrels of their pistols narrow they pierce the metal which they intend to convert into arms. Further, every cavalry soldier has a sword and a dagger. But the rest, who form the light-armed troops, carry a metal cudgel. For if the foe cannot pierce their metal for pistols and cannot make swords, they attack him with clubs, shatter and overthrow him. Two chains of six spans’ length hang from the club, and at the end of these are iron balls, and when these are aimed at the enemy they surround his neck and drag him to the ground; and in order that they may be able to use the club more easily, they do not hold the reins with their hands, but use them by means of the feet. If perchance the reins are interchanged above the trappings of the saddle, the ends are fastened to the stirrups with buckles and not to the feet. And the stirrups have an arrangement for swift movement of the bridle, so that they draw in or let out the rein with marvelous celerity. With the right foot they turn the horse to the left, and with the left to the right. This secret, moreover, is not known to the Tartars. For, although they govern the reins with their feet, they are ignorant nevertheless of turning them and drawing them in and letting them out by means of the block of the stirrups. The light-armed cavalry with them are the first to engage in battle, then the men forming the phalanx with their spears, then the archers for whose services a great price is paid, and who are accustomed to fight in lines crossing one another as the threads of cloth, some rushing forward in their turn and others receding. They have a band of lancers strengthening the line of battle, but they make trial of the swords only at the end.
After the battle they celebrate the military triumphs after the manner of the Romans, and even in a more magnificent way. Prayers by the way of thank-offerings are made to God, and then the general presents himself in the temple, and the deeds, good and bad, are related by the poet or historian, who according to custom was with the expedition. And the greatest chief, Hoh, crowns the general with laurel and distributes little gifts and honors to all the valorous soldiers, who are for some days free from public duties. But this exemption from work is by no means pleasing to them, since they know not what it is to be at leisure, and so they help their companions. On the other hand, they who have been conquered through their own fault, or have lost the victory, are blamed; and they who were the first to take to flight are in no way worthy to escape death, unless when the whole army asks their lives, and each one takes upon himself a part of their punishment. But this indulgence is rarely granted, except when there are good reasons favoring it. But he who did not bear help to an ally or friend is beaten with rods. That one who did not obey orders is given to the beasts, in an inclosure, to be devoured, and a staff is put in his hand, and if he should conquer the lions and the bears that are there, which is almost impossible, he is received into favor again. The conquered states or those willingly delivered up to them, forthwith have all things in common, and receive a garrison and magistrates from the City of the Sun, and by degrees they are accustomed to the ways of the city, the mistress of all, to which they even send their sons to be taught without contributing anything for expense.
It would be too great trouble to tell you about the spies and their master, and about the guards and laws and ceremonies, both within and without the state, which you can of yourself imagine. Since from childhood they are chosen according to their inclination and the star under which they were born, therefore each one working according to his natural propensity, does his duty well and pleasantly, because naturally. The same things I may say concerning strategy and the other functions.
There are guards in the city by day and by night, and they are placed at the four gates, and outside the walls of the seventh ring, above the breastworks and towers and inside mounds. These places are guarded in the day by women, in the night by men. And lest the guard should become weary of watching, and in case of a surprise, they change them every three hours, as is the custom with our soldiers. At sunset, when the drum and symphonia sound, the armed guards are distributed. Cavalry and infantry make use of hunting as the symbol of war, and practice games and hold festivities in the plains. Then the music strikes up, and freely they pardon the offenses and faults of the enemy, and after the victories they are kind to them, if it has been decreed that they should destroy the walls of the enemy’s city and take their lives. All these things are done in the same day as the victory, and afterward they never cease to load the conquered with favors, for they say that there ought to be no fighting, except when the conquerors give up the conquered, not when they kill them. If there is a dispute among them concerning injury or any other matter (for they themselves scarcely ever contend except in matters of honor), the chief and his magistrates chastise the accused one secretly, if he has done harm in deeds after he has been first angry. If they wait until the time of the battle for the verbal decision, they must give vent to their anger against the enemy, and he who in battle shows the most daring deeds is considered to have defended the better and truer cause in the struggle, and the other yields, and they are punished justly. Nevertheless, they are not allowed to come to single combat, since right is maintained by the tribunal, and because the unjust cause is often apparent when the more just succumbs, and he who professes to be the better man shows this in public fight.
This is worth while, so that factions should not be cherished for the harm of the fatherland, and so that civil wars might not occur, for by means of these a tyrant often arises, as the examples of Rome and Athens show. Now, I pray you, tell me of their works and matter connected therewith.
I believe that you have already heard about their military affairs and about their agricultural and pastoral life, and in what way these are common to them, and how they honor with the first grade of nobility whoever is considered to have a knowledge of these. They who are skillful in more arts than these they consider still nobler, and they set that one apart for teaching the art in which he is most skillful. The occupations which require the most labor, such as working in metals and building, are the most praiseworthy among them. No one declines to go to these occupations, for the reason that from the beginning their propensities are well known, and among them, on account of the distribution of labor, no one does work harmful to him, but only that which is necessary for him. The occupations entailing less labor belong to the women. All of them are expected to know how to swim, and for this reason ponds are dug outside the walls of the city and within them near to the fountains.
Commerce is of little use to them, but they know the value of money and they count for the use of their ambassadors and explorers, so that with it they may have the means of living. They receive merchants into their states from the different countries of the world, and these buy the superfluous goods of the city. The people of the City of the Sun refuse to take money, but in importing they accept in exchange those things of which they are in need, and sometimes they buy with money; and the young people in the City of the Sun are much amused when they see that for a small price they receive so many things in exchange. The old men however, do not laugh. They are unwilling that the state should be corrupted by the vicious customs of slaves and foreigners. Therefore they do business at the gates, and sell those whom they have taken in war or keep them for digging ditches and other hard work without the city, and for this reason they always send four bands of soldiers to take care of the fields, and with them there are the laborers. They go out of the four gates from which roads with walls on both sides of them lead to the sea, so that goods might easily be carried over them and foreigners might not meet with difficulty on their way.
To strangers they are kind and polite; they keep them for three days at the public expense; after they have first washed their feet, they show them their city and its customs, and they honor them with a seat at the council and public table, and there are men whose duty it is to take care of and guard the guests. But if strangers should wish to become citizens of their state, they try them first for a month on a farm, and for another month in the city, then they decide concerning them, and admit them with certain ceremonies and oaths.
Agriculture is much followed among them; there is not a span of earth without cultivation, and they observe the winds and propitious stars. With the exception of a few left in the city all go out armed, and with flags and drums and trumpets sounding, to the fields, for the purpose of plowing, sowing, digging, hoeing, reaping, gathering fruit and grapes; and they set in order everything, and do their work in a very few hours and with much care. They use wagons fitted with sails which are borne along by the wind even when it is contrary, by the marvelous contrivance of wheels within wheels.
And when there is no wind a beast draws along a huge cart, which is a grand sight.
The guardians of the land move about in the meantime, armed and always in their proper turn. They do not use dung and filth for manuring the fields, thinking that the fruit contracts something of their rottenness, and when eaten gives a short and poor subsistence, as women who are beautiful with rouge and from want of exercise bring forth feeble offspring. Wherefore they do not as it were paint the earth, but dig it up well and use secret remedies, so that fruit is borne quickly and multiplies, and is not destroyed. They have a book for this work, which they call the Georgics. As much of the land as is necessary is cultivated, and the rest is used for the pasturage of cattle.
The excellent occupation of breeding and rearing horses, oxen, sheep, dogs, and all kinds of domestic and tame animals, is in the highest esteem among them as it was in the time of Abraham. And the animals are led so to pair that they may be able to breed well.
Fine pictures of oxen, horses, sheep, and other animals are placed before them. They do not turn out horses with mares to feed, but at the proper time they bring them together in an inclosure of the stables in their fields. And this is done when they observe that the constellation Archer is in favorable conjunction with Mars and Jupiter. For the oxen they observe the Bull, for the sheep the Ram, and so on in accordance with art. Under the Pleiades they keep a drove of hens and ducks and geese, which are driven out by the women to feed near the city. The women only do this when it is a pleasure to them. There are also places inclosed, where they make cheese, butter, and milk food. They also keep capons, fruit, and other things, and for all these matters there is a book which they call the Bucolics. They have an abundance of all things, since every one likes to be industrious, their labors being slight and profitable. They are docile, and that one among them who is head of the rest in duties of this kind they call king. For they say that this is the proper name of the leaders, and it does not belong to ignorant persons. It is wonderful to see how men and women march together collectively, and always in obedience to the voice of the king. Nor do they regard him with loathing as we do, for they know that although he is greater than themselves, he is for all that their father and brother. They keep groves and woods for wild animals, and they often hunt.
The science of navigation is considered very dignified by them, and they possess rafts and triremes, which go over the waters without rowers or the force of the wind, but by a marvelous contrivance. And other vessels they have which are moved by the winds. They have a correct knowledge of the stars, and of the ebb and flow of the tide. They navigate for the sake of becoming acquainted with nations and different countries and things. They injure nobody, and they do not put up with injury, and they never go to battle unless when provoked. They assert that the whole earth will in time come to live in accordance with their customs, and consequently they always find out whether there be a nation whose manner of living is better and more approved than the rest. They admire the Christian institutions and look for a realization of the apostolic life in vogue among themselves and in us. There are treaties between them and the Chinese, and many other nations, both insular and continental, such as Siam and Calicut, which they are only just able to explore. Furthermore, they have artificial fires, battles on sea and land, and many strategic secrets. Therefore they are nearly always victorious.
Now it would be very pleasant to learn with what foods and drinks they are nourished, and in what way and for how long they live.
Their food consists of flesh, butter, honey, cheese, garden herbs, and vegetables of various kinds. They were unwilling at first to slay animals, because it seemed cruel; but thinking afterward that it was also cruel to destroy herbs which have a share of sensitive feeling, they saw that they would perish from hunger unless they did an unjustifiable action for the sake of justifiable ones, and so now they all eat meat. Nevertheless, they do not kill willingly useful animals, such as oxen and horses. They observe the difference between useful and harmful foods, and for this they employ the science of medicine. They always change their food. First they eat flesh, then fish, then afterward they go back to flesh, and nature is never incommoded or weakened. The old people use the more digestible kind of food, and take three meals a day, eating only a little. But the general community eat twice, and the boys four times, that they might satisfy nature. The length of their lives is generally one hundred years, but often they reach two hundred.
As regards drinking, they are extremely moderate. Wine is never given to young people until they are ten years old, unless the state of their health demands it. After their tenth year they take it diluted with water, and so do the women, but the old men of fifty and upward use little or no water. They eat the most healthy things, according to the time of the year.
They think nothing harmful which is brought forth by God, except when there has been abuse by taking too much. And therefore in the summer they feed on fruits, because they are moist and juicy and cool, and counteract the heat and dryness. In the winter they feed on dry articles, and in the autumn they eat grapes, since they are given by God to remove melancholy and sadness; and they also make use of scents to a great degree. In the morning, when they have all risen, they comb their hair and wash their faces and hands with cold water. Then they chew thyme or rock parsley or fennel, or rub their hands with these plants. The old men make incense, and with their faces to the east repeat the short prayer which Jesus Christ taught us. After this they go to wait upon the old men, some go to the dance, and others to the duties of the state. Later on they meet at the early lectures, then in the temple, then for bodily exercise. Then for a little while they sit down to rest, and at length they go to dinner.
Among them there is never gout in the hands or feet, no catarrh, no sciatica, nor grievous colics, nor flatulency, nor hard breathing. For these diseases are caused by indigestion and flatulency, and by frugality and exercise they remove every humor and spasm. Wherefore it is unseemly in the extreme to be seen vomiting or spitting, since they say that this is a sign either of little exercise or of ignoble sloth, or of drunkenness or gluttony. They suffer rather from swellings or from the dry spasm, which they relieve with plenty of good and juicy food. They heal fevers with pleasant baths and with milk food, and with a pleasant habitation in the country and by gradual exercise. Unclean diseases cannot be prevalent with them because they often clean their bodies by bathing in wine, and soothe them with aromatic oil, and by the sweat of exercise they diffuse the poisonous vapor which corrupts the blood and the marrow. They do suffer a little from consumption, because they cannot perspire at the breast, but they never have asthma, for the humid nature of which a heavy man is required. They cure hot fevers with cold potations of water, but slight ones with sweet smells, with cheese bread or sleep, with music or dancing. Tertiary fevers are cured by bleeding, by rhubarb or by a similar drawing remedy, or by water soaked in the roots of plants, with purgative and sharp-tasting qualities. But it is rarely that they take purgative medicines. Fevers occurring every fourth day are cured easily by suddenly startling the unprepared patients, and by means of herbs producing effects opposite to the humors of this fever. All these secrets they told me in opposition to their own wishes. They take more diligent pains to cure the lasting fevers, which they fear more, and they strive to counteract these by the observation of stars and of plants, and by prayers to God. Fevers recurring every fifth, sixth, eighth or more days, you never find whenever heavy humors are wanting.
They use baths, and moreover they have warm ones according to the Roman custom, and they make use also of olive oil. They have found out, too, a great many secret cures for the preservation of cleanliness and health. And in other ways they labor to cure the epilepsy, with which they are often troubled.
A sign this disease is of wonderful cleverness, for from it Hercules, Scotus, Socrates, Callimachus and Mahomet have suffered.
They cure by means of prayers to heaven, by strengthening the head, by acids, by planned gymnastics, and with fat cheese bread sprinkled with the flour of wheaten corn. They are very skilled in making dishes, and in them they put spice, honey, butter and many highly strengthening spices, and they temper their richness with acids, so that they never vomit. They do not drink ice-cold drinks nor artificial hot drinks, as the Chinese do; for they are not without aid against the humors of the body, on account of the help they get from the natural heat of the water; but they strengthen it with crushed garlic, with vinegar, with wild thyme, with mint, and with basil, in the summer or in time of special heaviness. They know also a secret for renovating life after about the seventieth year, and for ridding it of affliction, and this they do by a pleasing and indeed wonderful art.
Thus far you have said nothing concerning their sciences and magistrates.
Undoubtedly I have. But since you are so curious I will add more. Both when it is new moon and full moon they call a council after a sacrifice. To this all from twenty years upward are admitted, and each one is asked separately to say what is wanting in the state, and which of the magistrates have discharged their duties rightly and which wrongly. Then after eight days all the magistrates assemble, to wit, Hoh first, and with him Power, Wisdom and Love. Each one of the three last has three magistrates under him, making in all thirteen, and they consider the affairs of the arts pertaining to each one of them; Power, of war; Wisdom, of the sciences; Love, of food, clothing, education and breeding. The masters of all the bands, who are captains of tens, of fifties, of hundreds, also assemble, the women first and then the men. They argue about those things which are for the welfare of the state, and they choose the magistrates from among those who have already been named in the great council. In this manner they assemble daily, Hoh and his three princes, and they correct, confirm and execute the matters passing to them, as decisions in the elections; other necessary questions they provide of themselves. They do not use lots unless when they are altogether doubtful how to decide. The eight magistrates under Hoh, Power, Wisdom and Love are changed according to the wish of the people, but the first four are never changed, unless they, taking council with themselves, give up the dignity of one to another, whom among them they know to be wiser, more renowned, and more nearly perfect. And then they are obedient and honorable, since they yield willingly to the wiser man and are taught by him. This, however, rarely happens. The principals of the sciences, except Metaphysics, who is Hoh himself, and is as it were the architect of all science, having rule over all, are attached to Wisdom. Hoh is ashamed to be ignorant of any possible thing. Under Wisdom therefore is Grammar, Logic, Physics, Medicine, Astrology, Astronomy, Geometry, Cosmography, Music, Perspective, Arithmetic, Poetry, Rhetoric, Painting, Sculpture. Under the triumvir Love are Breeding, Agriculture, Education, Medicine, Clothing, Pasturage, Coining.
What about their judges?
This is the point I was just thinking of explaining. Everyone is judged by the first master of his trade, and thus all the head artificers are judges. They punish with exile, with flogging, with blame, with deprivation of the common table, with exclusion from the church and from the company of women. When there is a case in which great injury has been done, it is punished with death, and they repay an eye with an eye, a nose for a nose, a tooth for a tooth, and so on, according to the law of retaliation. If the offense is willful the council decides. When there is strife and it takes place undesignedly, the sentence is mitigated; nevertheless, not by the judge but by the triumvirate, from whom even it may be referred to Hoh, not on account of justice but of mercy, for Hoh is able to pardon. They have no prisons, except one tower for shutting up rebellious enemies, and there is no written statement of a case, which we commonly call a lawsuit. But the accusation and witnesses are produced in the presence of the judge and Power; the accused person makes his defense, and he is immediately acquitted or condemned by the judge; and if he appeals to the triumvirate, on the following day he is acquitted or condemned. On the third day he is dismissed through the mercy and clemency of Hoh, or receives the inviolable rigor of his sentence. An accused person is reconciled to his accuser and to his witnesses, as it were, with the medicine of his complaint, that is, with embracing and kissing. No one is killed or stoned unless by the hands of the people, the accuser and the witnesses beginning first. For they have no executioners and lictors, lest the state should sink into ruin. The choice of death is given to the rest of the people, who inclose the lifeless remains in little bags and burn them by the application of fire, while exhorters are present for the purpose of advising concerning a good death. Nevertheless, the whole nation laments and beseeches God that his anger may be appeased, being in grief that it should, as it were, have to cut off a rotten member of the state. Certain officers talk to and convince the accused man by means of arguments until he himself acquiesces in the sentence of death passed upon him, or else he does not die. But if a crime has been committed against the liberty of the republic, or against God, or against the supreme magistrates, there is immediate censure without pity. These only are punished with death. He who is about to die is compelled to state in the presence of the people and with religious scrupulousness the reasons for which he does not deserve death, and also the sins of the others who ought to die instead of him, and further the mistakes of the magistrates. If, moreover, it should seem right to the person thus asserting, he must say why the accused ones are deserving of less punishment than he. And if by his arguments he gains the victory he is sent into exile, and appeases the state by means of prayers and sacrifices and good life ensuing. They do not torture those named by the accused person, but they warn them. Sins of frailty and ignorance are punished only with blaming, and with compulsory continuation as learners under the law and discipline of those sciences or arts against which they have sinned. And all these things they have mutually among themselves, since they seem to be in very truth members of the same body, and one of another.
This further I would have you know, that if a transgressor, without waiting to be accused, goes of his own accord before a magistrate, accusing himself and seeking to make amends, that one is liberated from the punishment of a secret crime, and since he has not been accused of such a crime, his punishment is changed into another. They take special care that no one should invent slander, and if this should happen they meet the offense with the punishment of retaliation. Since they always walk about and work in crowds, five witnesses are required for the conviction of a transgressor. If the case is otherwise, after having theatened him, he is released after he has sworn an oath as the warrant of good conduct. Or if he is accused a second or third time, his increased punishment rests on the testimony of three or two witnesses. They have but few laws, and these short and plain, and written upon a flat table, and hanging to the doors of the temple, that is between the columns. And on single columns can be seen the essence of things described in the very terse style of Metaphysics — viz, the essences of God, of the angels, of the world, of the stars, of man, of fate, of virtue, all done with great wisdom. The definitions of all the virtues are also delineated here, and here is the tribunal, where the judges of all the virtues have their seat. The definition of a certain virtue is writtten under that column where the judges for the aforesaid virtue sit, and when a judge gives judgment he sits and speaks thus: O son, thou hast sinned against this sacred definition of beneficence, or of magnanimity, or of another virtue, as the case may be. And after discussion the judge legally condemns him to the punishment for the crime of which he is accused — viz, for injury, for despondency, for pride, for ingratitude, for sloth, etc. But the sentences are certain and true correctives, savoring more of clemency than of actual punishment.
Now you ought to tell me about their priests, their sacrifices, their religion, and their belief.
The chief priest is Hoh, and it is the duty of all the superior magistrates to pardon sins. Therefore the whole state by secret confession, which we also use, tell their sins to the magistrates, who at once purge their souls and teach those that are inimical to the people. Then the sacred magistrates themselves confess their own sinfulness to the three supreme chiefs, and together they confess the faults of one another, though no special one is named, and they confess especially the heavier faults and those harmful to the state. At length the triumvirs confess their sinfulness to Hoh himself, who forthwith recognizes the kinds of sins that are harmful to the state, and succors with timely remedies. Then he offers sacrifices and prayers to God. And before this he confesses the sins of the whole people, in the presence of God, and publicly in the temple, above the altar, as often as it had been necessary that the fault should be corrected. Nevertheless, no transgressor is spoken of by his name. In this manner he absolves the people by advising them that they should beware of sins of the aforesaid kind. Afterward he offers sacrifice to God, that he should pardon the state and absolve it of its sins, and to teach and defend it. Once in every year the chief priests of each separate subordinate state confess their sins in the presence of Hoh. Thus he is not ignorant of the wrongdoings of the provinces, and forthwith he removes them with all human and heavenly remedies.
Sacrifice is conducted after the following manner: Hoh asks the people which one among them wishes to give himself as a sacrifice to God for the sake of his fellows. He is then placed upon the fourth table, with ceremonies and the offering up of prayers: the table is hung up in a wonderful manner by means of four ropes passing through four cords attached to firm pulley blocks in the small dome of the temple. This done they cry to the God of mercy, that he may accept the offering, not of a beast as among the heathen, but of a human being. Then Hoh orders the ropes to be drawn and the sacrifice is pulled up above to the centre of the small dome, and there it dedicates itself with the most fervent supplications. Food is given to it through a window by the priests, who live around the dome, but it is allowed a very little to eat, until it has atoned for the sins of the state. There with prayer and fasting he cries to the God of heaven that he might accept its willing offering. And after twenty or thirty days, the anger of God being appeased, the sacrifice becomes a priest, or sometimes, though rarely, returns below by means of the outer way for the priests. Ever after this man is treated with great benevolence and much honor, for the reason that he offered himself unto death for the sake of his country. But God does not require death. The priests above twenty-four years of age offer praises from their places in the top of the temple. This they do in the middle of the night, at noon, in the morning and in the evening, to wit, four times a day they sing their chants in the presence of God. It is also their work to observe the stars and to note with the astrolabe their motions and influences upon human things, and to find out their powers. Thus they know in what part of the earth any change has been or will be, and at what time it has taken place, and they send to find whether the matter be as they have it. They make a note of predictions, true and false, so that they may be able from experience to predict most correctly. The priests, moreover, determine the hours for breeding and the days for sowing, reaping, and gathering the vintage, and are as it were the ambassadors and intercessors and connection between God and man. And it is from among them mostly that Hoh is elected. They write very learned treatises and search into the sciences. Below they never descend, unless for their dinner and supper, so that the essence of their heads do not descend to the stomachs and liver. Only very seldom, and that as a cure for the ills of solitude, do they have converse with women. On certain days Hoh goes up to them and deliberates with them concerning the matters which he has lately investigated for the benefit of the state and all the nations of the world.
In the temple beneath one priest always stands near the altar praying for the people, and at the end of every hour another succeeds him, just as we are accustomed in solemn prayer to change every fourth hour. And this method of supplication they call perpetual prayer. After a meal they return thanks to God. Then they sing the deeds of the Christian, Jewish, and Gentile heroes, and of those of all other nations, and this is very delightful to them. Forsooth, no one is envious of another. They sing a hymn to Love, one to Wisdom, and one each to all the other virtues, and this they do under the direction of the ruler of each virtue. Each one takes the woman he loves most, and they dance for exercise with propriety and stateliness under the peristyles. The women wear their long hair all twisted together and collected into one knot on the crown of the head, but in rolling it they leave one curl. The men, however, have one curl only and the rest of their hair around the head is shaven off. Further, they wear a slight covering, and above this a round hat a little larger than the size of their head. In the fields they use caps, but at home each one wears a biretto white, red, or another color according to his trade or occupation. Moreover, the magistrates use grander and more imposing-looking coverings for the head.
They hold great festivities when the sun enters the four cardinal points of the heavens, that is, when he enters Cancer, Libra, Capricorn, and Aries. On these occasions they have very learned, splendid, and as it were comic performances. They celebrate also every full and every new moon with a festival, as also they do the anniversaries of the founding of the city, and of the days when they have won victories or done any other great achievement. The celebrations take place with the music of female voices, with the noise of trumpets and drums, and the firing of salutations. The poets sing the praises of the most renowned leaders and the victories. Nevertheless if any of them should deceive even by disparaging a foreign hero, he is punished. No one can exercise the function of a poet who invents that which is not true, and a license like this they think to be a pest of our world, for the reason that it puts a premium upon virtue and often assigns it to unworthy persons, either from fear or flattery, or ambition or avarice. For the praise of no one is a statue erected until after his death; but while he is alive, who has found out new arts and very useful secrets, or who has rendered great service to the state, either at home or on the battlefield, his name is written in the book of heroes. They do not bury dead bodies, but burn them, so that a plague may not arise from them, and so that they may be converted into fire, a very noble and powerful thing which has its coming from the sun and returns to it. And for the above reasons no chance is given for idolatry. The statues and pictures of the heroes, however, are there, and the splendid women set apart to become mothers often look at them. Prayers are made from the state to the four horizontal corners of the world. In the morning to the rising sun, then to the setting sun, then to the south and lastly to the north; and in the contrary order in the evening, first to the setting sun, to the rising sun, to the north, and at length to the south. They repeat but one prayer, which asks for health of body and of mind and happiness for themselves and all people, and they conclude it with the petition “As it seems best to God.” The public prayer for all is long, and it is poured forth to heaven. For this reason the altar is round and is divided crosswise by ways at right angles to one another. By these ways Hoh enters after he has repeated the four prayers, and he prays looking up to heaven. And then a great mystery is seen by them. The priestly vestments are of a beauty and meaning like to those of Aaron. They resemble Nature and they surpass Art.
They divide the seasons according to the revolution of the sun, and not of the stars, and they observe yearly by how much time the one precedes the other. They hold that the sun approaches nearer and nearer, and therefore by ever-lessening circles reaches the tropics and the equator every year a little sooner. They measure months by the course of the moon, years by that of the sun. They praise Ptolemy, admire Copernicus, but place Aristarchus and Philolaus before him. They take great pains in endeavoring to understand the construction of the world, and whether or not it will perish, and at what time. They believe that the true oracle of Jesus Christ is by the signs in the sun, in the moon, and in the stars, which signs do not thus appear to many of us foolish ones. Therefore they wait for the renewing of the age, and perchance for its end. They say that it is very doubtful whether the world was made from nothing, or from the ruins of other worlds, or from chaos, but they certainly think that it was made, and did not exist from eternity. Therefore they disbelieve in Aristotle, whom they consider a logician and not a philosopher. From analogies, they can draw many arguments against the eternity of the world. The sun and the stars they, so to speak, regard as the living representatives and signs of God, as the temples and holy living altars, and they honor but do not worship them. Beyond all other things they venerate the sun, but they consider no created thing worthy the adoration of worship. This they give to God alone, and thus they serve him, that they may not come into the power of a tyrant and fall into misery by undergoing punishment by creatures of revenge. They contemplate and know God under the image of the Sun and they call it the sign of God, his face and living image, by means of which light, heat, life, and the making of all things good and bad proceeds. Therefore they have built an altar like to the Sun in shape, and the priests praise God in the Sun and in the stars, as it were his altars, and in the heavens, his temple as it were; and they pray to good angels, who are, so to speak, the intercessors living in the stars, their strong abodes. For God long since set signs of their beauty in heaven, and of his glory in the Sun. They say there is but one heaven, and that the planets move and rise of themselves when they approach the sun, or are in conjunction with it.
They assert two principles of the physics of things below, namely, that the Sun is the father, and the Earth the mother; the air is an impure part of the heavens; all fire is derived from the sun. The sea is the sweat of earth, or the fluid of earth combusted, and fused within its bowels; but is the bond of union between air and earth, as the blood is of the spirit and flesh of animals. The world is a great animal, and we live within it as worms live within us. Therefore we do not belong to the system of stars, sun, and earth, but to God only; for in respect to them which seek only to amplify themselves, we are born and live by chance; but in respect to God, whose instruments we are, we are formed by prescience and design, and for a high end. Therefore we are bound to no Father but God, and receive all things from him. They hold as beyond question the immortality of souls, and that these associate with good angels after death, or with bad angels, according as they have likened themselves in this life to either. For all things seek their like. They differ little from us as to places of reward and punishment. They are in doubt whether there are other worlds beyond ours, and account it madness to say there is nothing. Nonentity is incompatible with the infinite entity of God. They lay down two principles of metaphysics, entity which is the highest God, and nothingness which is the defect of entity. Evil and sin come of the propensity to nothingness; the sin having its cause not efficient, but in deficiency. Deficiency is, they say, of power, wisdom or will. Sin they place in the last of these three, because he who knows and has the power to do good is bound also to have the will, for will arises out of them. They worship God in Trinity, saying God is the supreme Power, whence proceeds the highest Wisdom, which is the same with God, and from these comes Love, which is both Power and Wisdom; but they do not distinguish persons by name, as in our Christian law, which has not been revealed to them. This religion, when its abuses have been removed, will be the future mistress of the world, as great theologians teach and hope. Therefore Spain found the New World (though its first discoverer, Columbus, greatest of heroes, was a Genoese), that all nations should be gathered under one law. We know not what we do, but God knows, whose instruments we are. They sought new regions for lust of gold and riches, but God works to a higher end. The sun strives to burn up the earth, not to produce plants and men, but God guides the battle to great issues. His the praise, to him the glory!
Oh, if you knew what our astrologers say of the coming age, and of our age, that has in it more history within a hundred years than all the world had in four thousand years before! Of the wonderful invention of printing and guns, and the use of the magnet, and how it all comes of Mercury, Mars, the Moon, and the Scorpion!
Ah, well! God gives all in his good time. They astrologize too much.
[* ]Handbuch der Padagogik, Vol. VII., p. 425.
[* ]Keatinge: The Great Didactic of Comenius, p. 45.
[† ]Dwight in “Political Science Quarterly,” 1887, p. 17.
[* ]Sigwart, Kleine Schriften, p. 151.
[* ]Rousseau, born at Geneva in 1712, was a citizen, that is, a member of the sovereign body enjoying full political rights. He was proud of his membership of this close aristocracy. Rousseau believed that the Social Contract would be well received in his native city on account of the praise bestowed on aristocratic government; but the work was burned, and in 1763 he renounced his citizenship.—Ed.
[* ]Rousseau’s endeavor in chapters 2 to 4 is to establish that freeborn men have fallen into slavery.—Ed.
[* ]Grotius (b. 1582, d. 1645). See Book I. 3 of his De Jure Belli et Pacis. Hallam (Lit. of Europe, III, 4) denies that Grotius confounded right with fact, though he concedes that the latter’s theological prejudices led him to carry too far the principle of obedience to government.—Ed.
[* ]Having shown that political authority does not spring from the law of nature, and that force is not a source of right, Rousseau reverts to his statement in chapter I. that all lawful authority rests on conventions, and he now proceeds to consider what conventions are legitimate.—(Ed.)
[* ]Grotius treats of declarations of war in De Jure III. 3. The reference to the authority of poets is a sneer at Grotius, borrowed probably from Hobbes (Review and Conclusion) and Locke I. 11. Mackintosh and Hallam have defended Grotius by pointing out that he quotes poets as witnesses, not as authorities.—Ed.
[* ]“It is true,” says Machiavelli, “that some divisions injure the State, while some are beneficial to it; those are injurious to it which are accompanied by cabals and factions; those assist it which are maintained without cabals, without factions. Since, therefore, no founder of a State can provide against enmities in it, he ought at least to provide that there shall be no cabals.” (“History of Florence,” Book VII.).
[† ]Attentive readers, do not, I beg you, hastily charge me with contradiction here. I could not avoid it in terms owing to the poverty of the language, but wait.
[* ]I do not mean by this word an aristocracy or democracy only, but in general any government directed by the general will, which is the law. To be legitimate, the government must not be combined with the sovereign power, but must be its minister; then monarchy itself is a republic. This will be made clear in the next book.
[* ]If of two neighboring nations one could not subsist without the other, it would be a very hard situation for the first, and a very dangerous one for the second. Every wise nation in such a case will endeavor very quickly to free the other from this dependence. The republic of Thlascala, inclosed in the empire of Mexico, preferred to do without salt rather than buy it of the Mexicans or even accept it gratuitously. The wise Thlascalans saw a trap hidden beneath this generosity. They kept themselves free; and this small State, inclosed in that great empire, was at last the instrument of its downfall.
[* ]If, then, you wish to give stability to the State, bring the two extremes as near together as possible; tolerate neither rich people nor beggars. These two conditions, naturally inseparable, are equally fatal to the general welfare; from the one class spring tyrants, from the other, the supporters of tyranny; it is always between these that the traffic in public liberty is carried on, the one buys and the other sells.
[* ]Any branch of foreign commerce, says the Marquis d’Argenson, diffuses merely a deceptive utility through the kingdom generally; it may enrich a few individuals, even a few towns, but the nation as a whole gains nothing, and the people are none the better for it.
[* ]By restricting the function of the sovereign to legislation, Rousseau hampers himself in treating of governments. A sharp division between the legislative and the executive is impossible (cf. Austin, “Jurisprudence,” Part I. Lect. VI.).—Ed.
[† ]It is for this reason that at Venice the title of Most Serene Prince is given to the College, even when the Doge does not attend it.
[* ]Plato treated democracy as a debased form of commonwealth, characterized by an excessive freedom tending to degenerate into license (“Republic” VIII.).—Ed.
[* ]It is clear that the word optimates among the ancients did not mean the best, but the most powerful.
[† ]It is very important to regulate by law the form of election of magistrates; for, in leaving it to the will of the Prince, it is impossible to avoid falling into hereditary aristocracy, as happened in the republics of Venice and Berne. In consequence, the first has long been a decaying State, but the second is maintained by the extreme wisdom of its Senate; it is a very honorable and a very dangerous exception.
[* ]Machiavelli was an honorable man and a good citizen, but, attached to the house of the Medici, he was forced, during the oppression of his country, to conceal his love for liberty. The mere choice of his execrable hero sufficiently manifests his secret intention; and the opposition between the maxims of his book the “Prince” and those of his “Discourses on Titus Livius” and his “History of Florence,” shows that this profound politician has had hitherto only superficial or corrupt readers. The court of Rome has strictly prohibited his book, I certainly believe it, for it is that court which he most clearly depicts.
[* ]This does not contradict what I said before (Book II. chapter ix.) on the inconveniences of large States, for there it was a question of the authority of the government over its members, and here it is a question of its power against its subjects. Its scattered members serve as points of support to it for operating at a distance upon the people, but it has no point of support for acting on its members themselves. Thus, the length of the lever is the cause of its weakness in the one case, and of its strength in the other.
[* ]On the same principle must be judged the centuries which deserve preference in respect of the prosperity of the human race. Those in which literature and art were seen to flourish have been too much admired without the secret object of their cultivation being penetrated, without their fatal consequences being considered. Idque apud imperitos humanitas vocabatur, quum pars servitutis esset. Shall we never detect in the maxims of books the gross self-interest which makes the authors speak? No, whatever they may say, when, notwithstanding its brilliancy, a country is being depopulated, it is untrue that all goes well, and it is not enough that a poet should have an income of 100,000 livres for his epoch to be the best of all. The apparent repose and tranquillity of the chief men must be regarded less than the welfare of nations as a whole, and especially that of the most populous States. Hail lays waste a few cantons, but it rarely causes scarcity. Riots and civil wars greatly startle the chief men; but they do not produce the real misfortunes of nations, which may even be abated, while it is being disputed who shall tyrannize over them. It is from their permanent condition that their real prosperity or calamities spring; when all is left crushed under the yoke, it is then that everything perishes; it is then that the chief men, destroying them at their leisure, ubi solitudinem faciunt, pacem appellant. When the broils of the great agitated the kingdom of France, and the coadjutor of Paris carried a poniard in his pocket to the Parlement, that did not prevent the French nation from living happily and harmoniously in free and honorable ease. Greece of old flourished in the midst of the most cruel wars; blood flowed there in streams and the whole country was covered with men. It seemed, said Machiavelli, that amid murders, proscriptions and civil wars, our republic became more powerful; the virtues of its citizens, their manners, their independence, were more effectual in strengthening it than all its dissensions had been in weakening it. A little agitation gives energy to men’s minds, and what makes the race truly prosperous is not so much peace as liberty.
[* ]To adopt in cold countries the effeminacy and luxuriousness of Orientals is to be willing to assume their chains, and to submit to them even more necessarily than they do.
[* ]It must be clearly understood that no one should leave in order to evade his duty and relieve himself from serving his country at a moment when it needs him. Flight in that case would be criminal and punishable; it would no longer be retirement, but desertion.
[* ]This chapter appears to belong more properly to Book II.—Ed.
[* ]This must always be understood to relate to a free State, for otherwise family, property, want of an asylum, necessity, or violence, may detain an inhabitant in a country against his will, and then his residence alone no longer supposes his consent to the contract or to the violation of it.
[* ]I say, “to the Campus Martius,” because it was there that the comitia centuriata assembled; in the two other forms the people assembled in the Forum or elsewhere; and then the capite censi had as much influence and authority as the chief citizens.
[* ]This centuria, thus chosen by lot, was called prærogativa, because its suffrage was demanded first; hence came the word prerogative.
[* ]This nomination was made by night and in secret as if they were ashamed to set a man above the laws.
[* ]He could not be satisfied about this in proposing a dictator he dared not nominate himself, and could not feel sure that his colleague would nominate him.
[* ]I merely indicate in this chapter what I have treated at greater length in the Letter to M. d’Alembert.
[* ]It must, indeed, be remarked that it is not so much the formal assemblies, like those in France, that bind the clergy into one body, as the communion of churches. Communion and excommunication are the social pact of the clergy, a pact by means of which they will always be the masters of nations and kings. All priests who are of the same communion are fellow citizens, though they are as far asunder as the poles. This invention is a master-piece of policy. There was nothing similar among pagan priests; therefore they never formed a body of clergy.
[* ]“In the commonwealth,” says the Marquis d’Argenson, “each is perfectly free in what does not injure others.” That is the unalterable limit; it cannot be more accurately placed. I could not deny myself the pleasure of sometimes quoting this manuscript, although it is not known to the public, in order to do honor to the memory of an illustrious and honorable man, who preserved even in office the heart of a true citizen, and just and sound opinions about the government of his country.
[* ]Marriage, for example, being a civil contract, has civil consequences, without which it is even impossible for society to subsist. Let us, then, suppose that a clergy should succeed in arrogating to itself the sole right to perform this act, a right which it must necessarily usurp in every intolerant religion; then, is it not clear that in taking the opportunity to strengthen the Church’s authority, it will render ineffectual that of the Prince, which will no longer have any subjects except those which the clergy are pleased to give it? Having the option of marrying or not marrying people, according as they hold or do not hold such or such a doctrine, according as they admit or reject such or such a formulary, according as they are more or less devoted to it, is it not clear that by behaving prudently and keeping firm, the Church alone will dispose of inheritances, offices, citizens, and the State itself, which cannot subsist when only composed of bastards? But, it will be said, men will appeal as against abuses; they will summon, issue decrees, and seize on the temporalities. What a pity! The clergy, however little they may have, I do not say of courage, but of good sense, will let this be done and go their way; they will quietly permit appealing, adjourning, decreeing, seizing, and will end by remaining masters. It is not, it seems to me, a great sacrifice to abandon a part, when one is sure of getting possession of the whole.
[* ]A pace was 1 yards, 1,000 paces making a mile.
John Milton, The Ready and Easy Way to Establish a Free Commonwealth, edited with Introduction, Notes, and Glossary by Evert Mordecai Clark (New Haven: Yale University Press, 1915).
Accessed from oll.libertyfund.org/title/272 on 2008-06-02
The text is in the public domain.
WEIMAR: PRINTED BY R. WAGNER SOHN.
The Ready and Easy Way marks the close of Milton’s long public career, and exhibits his political ideas crystallized into a definite republican proposal. It presents a remarkable opportunity for observing Milton the idealist and doctrinaire contending with Milton the practical man of affairs. It is in some degree drawn from the ancients, but it also proceeds from the modern democratic movement that had its origin in the Middle Ages. And it is peculiarly a reflection of events, feelings, and utterances during the last days of the Interregnum. Hence, in the following Introduction and Notes, I have attempted to point out the relation of the treatise to previous political theory, to the events of its day, and to contemporaneous publications.
But perhaps the most distinctive feature of the present edition is to be found in the treatment of the text itself. Owing to the rapid shifting of the situation in England during February, March, and April, 1660, and the resistless sweep of men and affairs in the direction of kingship, Milton subjected the first edition of The Ready and Easy Way to thoroughgoing revision, and, a few weeks after its first appearance, reissued the treatise in a practically reconstructed form. The changes introduced are so radical, and the deftness with which they were accomplished, notwithstanding Milton’s blindness, is so remarkable, that it has seemed to the present editor worth while to form a text which should present, in their proper connection, the author’s first thought and his afterthought, and at the same time exhibit the interesting process of revision. Accordingly, the first edition (which has been so neglected by editors and publishers for two hundred years) has been reproduced as the basis of the present text, and into this have been inserted all the variants and additions found in the revised edition. Omissions from the first edition have been indicated also. Hence the text as it appears in this volume affords a picture of the process of revision, and at the same time presents, in smallest compass, the entire thought of both original editions.
I desire to express my gratitude to Professor Albert S. Cook for invaluable criticism and advice, and to Professor Henry A. Beers and Professor William Lyon Phelps for encouragement and helpful suggestions. My thanks are due, also, to Professor Williston Walker, of the Yale Divinity School, for information on questions of church history; to Horace Hart, Esq., of Oxford, England, for certain information in regard to original editions of the treatise; to the officials of the British Museum; to my friend and predecessor in this field, Professor William T. Allison, of the University of Manitoba; to Mr. W. A. White, of New York City, for the use of his unique copy of the revised edition; to Mr. Andrew Keogh, for aid in matters of bibliography; and to Mr. Henry A. Gruener and other officials of the Yale University Library, for special privileges and assistance.
A portion of the expense of printing this book has been borne by the Modern Language Club of Yale University, from funds placed at its disposal by the generosity of Mr. George E. Dimock, of Elizabeth, New Jersey, a graduate of Yale in the class of 1874.
E. M. C.
Yale University,
May 1, 1911.
Milton dictated two editions of The Ready and Easy Way, and original copies of both have been preserved. The first edition is entitled the Readie & Easie Way to establish a Free Commonwealth, and The excellence therof Compar’d with The inconveniences and dangers of readmitting kingship in this nation. It is a small quarto of eighteen pages. Masson seems to be in error in stating that it was published by Livewell Chapman. The title-page shows that the book was printed by ‘T. N.,’ who doubtless was Milton’s old publisher, Thomas Newcome (see first note). However, the pamphlet was put on sale, about the end of February, 1660, at Chapman’s book-store in Pope’s-Head Alley.
The second edition is a duodecimo volume of 108 pages. It retains the original title, but its title-page shows quite a different make-up in other respects. No hint as to printer or stationer is given. It is simply: ‘The second edition revis’d and augmented,’ and ‘Printed for the Author’ at London in 1660. The book appeared toward the end of April. Chapman was then a fugitive (see second note), and doubtless by this time no printer was willing to risk even his initials on a title-page with Milton’s. Certainly Newcome was already trimming his sails to the breeze from Flanders. ‘I should have liked very much to know,’ says Masson, ‘whether Livewell Chapman was nominally publisher of the second edition, . . . or whether Milton was obliged to put forth the second edition without any publisher’s name.’ The title-page, as we have seen, furnishes answers to both these questions. It contains also the important addition of the following motto (see third note):
This is an adaptation from Juvenal 1. 15-7:
The treatise is the result of a thorough revision of the first edition. Many passages have been omitted; some have been altered; and much new matter has been incorporated, the additions swelling the volume to nearly twice its original size.
No record of the publication of the revised edition is to be found in the Stationers’ Registers, or in the Thomason Collection of pamphlets. It was long a matter of speculation whether the second edition actually got into print in 1660. Masson was never able to locate a copy. ‘In my perplexity,’ he says, ‘I began to ask myself whether this was to be explained by supposing that Milton, after he had prepared the second edition for the press, did not succeed in getting it published, and so that it was not until 1698 that it saw the light, and then by the accident that his enlarged press-copy had survived, and come (through Toland or otherwise) into the hands of the printers of the Amsterdam edition of the Prose Works. But, though several pieces in that edition are expressly noted as “never before published,” . . . there is no such editorial note respecting The Ready and Easy Way, but every appearance of mere reprinting from a previously published copy of 1660. On the whole, therefore, I conclude that Milton did publish his second and enlarged edition some time in April 1660; and I account for the rarity of original copies of this second edition by supposing that either the impression was seized before many copies had got about, or the Restoration itself came so rapidly after the publication as to make it all but abortive.’1
Masson was reasoning well. A copy of this ‘all but abortive’ edition was once owned by the late Dr. Joseph F. Payne, of New Barnet, England, and is now to be found in the library of Mr. W. A. White, of New York City. Through the kindness of Mr. White, the writer has been privileged to examine this rare volume, and to make use of it in the present edition.
Masson was not quite correct, however, in the implied assumption that The Ready and Easy Way did not again see the light until 1698, as both first and second editions were reprinted before that date. The first edition appears in the folio ‘Prose Works’ of 1697. The second edition was reprinted (if we may trust the title-page of ‘Five Tracts’) for the first time in 1694. The sections entitled ‘Four Tracts,’ ‘Five Tracts,’ and ‘Four Miscellaneous Tracts’ all bear the date 1694, and are bound into a single volume, which is stamped with the same date. It is probably true, however, that these 1694 sections did not get into circulation before 1698; for we find them incorporated as an integral part of of Toland’s edition of 1698. The title-page of this so-called Amsterdam (really London) edition is, in part, as follows: ‘A Complete Collection of the Historical, Political, and Miscellaneous Works of John Milton, Both English and Latin. With som Papers never before Publish’d. In three Volumes. . . . Amsterdam. Finished in the year M.D.C.XC.VIII.’ This last statement may mean that the publication had been begun at a considerably earlier date, possibly as early as 1694.
The Ready and Easy Way has been frequently reprinted—in the editions of Milton’s prose published in 1697, 1698, 1738, 1753, 1806, 1833, 1853, and in numerous publications of selections. It is interesting to note that the treatise was revived during the revolutionary days of 1791, and neatly published in separate form as a refutation of the arguments of Edmund Burke.
It is the enlarged edition that has been used almost invariably. From 1697 to the present time the original edition has never been republished in any of the collected works; nor, so far as is known, in any of the volumes of selections.
The first line of The Ready and Easy Way makes it clear that the preface was added at some time subsequent to the writing of the main body of the treatise. In this interval ‘the members at first chosen’ had been ‘readmitted from exclusion, to sit again in Parlament.’ This readmission of the secluded members took place Feb. 21, 1660. It is certain, therefore, that the preface was written as late as Feb. 21. Moreover, ‘writs for new elections have bin recall’d.’ In the morning session of Feb. 21 the Rump passed the resolution ‘that all Votes of this House, touching new elections of Members to sit and serve in this Parliament, be, and are hereby, vacated.’1 But the specific annulment, or recall, to which Milton undoubtedly refers passed the House the next day, and was as follows: ‘Ordered, That a Committee be appointed to bring in an Act for repealing the Act appointing the Form of a Writ for Members to sit and serve in Parliament.’1 It is probable, therefore, that Milton added his preface on or after Feb. 22. This conclusion is strengthened by the further fact that Milton professes to be rejoicing over ‘the resolutions of all those who are now in power, jointly tending to the establishment of a free Commonwealth.’ Those ‘now in power’ were, of course, Monk, made commander-in-chief Feb. 21, and the restored Parliament. As for Monk, he had privately assured the secluded members, on the morning of Feb. 21, that he had nothing before his eyes ‘but God’s glory and the settlement of these nations upon commonwealth foundations’2 (see p. xxxiii). But we learn that his public declaration (see p. xxvi) was drafted, signed, and sent forth ‘that night’3 ; so the reassuring news undoubtedly did not reach Milton until Feb. 22. As for expressions from the Parliament, we find that ‘the secluded Members declared, as to Government they intended no Alteration in it, or to act further than in Preparation for a Parliament to succeed them’4 ; and that, on Feb. 22, they voted ‘that a new Parliament be summoned to appear upon the 25th Day of April 1660.’5 As these joint assurances of good affection toward the commonwealth-cause upon the part of Monk and the Parliament got abroad in London on Feb. 22, it is fairly certain that the preface was not written earlier than that date.
The Thomason copy of the pamphlet is dated March 3; but there is evidence that the treatise was in circulation before the end of February. Wood (Fasti 1. 485) records: ‘(21) Ready and easy Way to establish a free Commonwealth and the Excellencies thereof compared with, &c. Lond. 1659 in two sheets and an half in qu. This being published in Feb. the same year.’
The preface was therefore written in the interval Feb. 21 (probably Feb. 22)-Feb. 29.
From the evidence just considered, it is clear that the whole treatise was completed and published not later than March 3; and, if Wood’s information be correct, not later than Feb. 29. But it is apparent from the preface, and from the whole tenor of the treatise, that it was composed before the readmission of the secluded members on Feb. 21. There is no mention of any rupture between Monk and the Rump. Besides, the central argument of the pamphlet is one in support of the perpetuation of the Rump as a grand council—a project which of course became impossible the instant the Presbyterian majority, pledged to speedy dissolution, returned in overwhelming numbers on Feb. 21. But there is also interesting external proof that the main body of the treatise was written before Feb. 21. Roger L’Estrange, writing immediately after March 16, mocks at Milton’s predicament as follows: ‘I could only wish his Excellency [Monk] had been a little civiller to Mr. Milton; for, just as he had finished his Modell of a Common-wealth, directing in these very Terms the Choyce; . . . “men not addicted to a Single Person, or House of Lords, and the Work is done.” In come the Secluded members and spoyle his Project.’1
Furthermore, internal evidence makes it extremely probable that the body of the work was completed before the middle of February. The people are ‘mad,’ ‘misguided,’ ‘strangely infatuated.’ The sentiment in favor of kingship has suddenly become ‘a torrent,’ ‘an epidemic madness,’ a ‘general defection.’ And—most significant of all—Milton himself is in imminent peril. These were precisely the conditions in London on and immediately after Feb. 11; for when, on that day, General Monk suddenly turned upon his masters and sent a peremptory command for the Rump to ‘fill up,’ the rabble instantly went mad with joy, and amused itself not only with bonfires, bell-ringing, and the roasting of rumps, but also by assaulting Rumpers and stoning their houses. Praise-God Barebone had his windows broken, and Speaker Lenthall himself was affronted on his way home that night. Milton complains that the small number in Parliament ‘is of late’ ‘made a by-word of reproach to them.’ And although the term ‘Rump’ had been used occasionally ever since 1648 (see note on 20. 25), it took on an immense accession of popularity upon this occasion, the odious assembly being ‘given this night the lasting Name of Rump Parliament,’ and this ‘Saturday Night February 11, . . . called the roasting of the Rump.’2 These facts all seem to indicate that Milton is writing during this very reign of terror among republicans. Indeed, at the very close of the pamphlet, he declares that he is venturing ‘with all hazard’ to speak out. There can be little doubt, therefore, that the period of composition did not extend beyond Feb. 15.
As to the other limit, it is certain that the treatise was begun after Feb. 4. ‘The Parlament have voted to fill up their number.’ We know from the Commons Journals that, after promising and dallying about the matter during January, the Rump finally, on Feb. 4, voted ‘that this Parliament . . . be filled up to the Number of Four Hundred, for England and Wales.’ That it was begun about this date is rendered probable by the fact that General Monk entered London on Feb. 3, and aroused unparalleled interest in the great question of settlement. Would he declare for the king or for a commonwealth; for restoring the secluded members, for a free Parliament, or for perpetuating the Rump? Upon all hands it was agreed that the new-comer should not lack advice; and every one set to work upon his model. Undoubtedly, Milton at this time began The Ready and Easy Way—and very probably about Feb. 6; for on that day Monk delivered a brief speech (see p. xxiii) which, although ambiguous, republicans generally interpreted as favorable to a commonwealth. We may conclude, therefore, that the body of the work was certainly written during the interval Feb. 4 to Feb. 21, and probably in the ten days between Feb. 4 and Feb. 15.
‘It was but a little before the king’s Restoration,’ says Milton’s nephew, ‘that he wrote and published his book In Defense of a Commonwealth; so undaunted he was in declaring his true sentiments to the world.’1 And a study of the additions, omissions, and other alterations made in the process of revision shows that the treatise must indeed have been almost the last pre-Restoration protest of the republicans.
There are many references to contemporary events. The restored Rump has already become the ‘last Parliament.’ This dissolution occurred on March 16. Those who are bent upon recalling the king are now engaged in ‘cheapning’ the ‘price’ of subjection. Monk held his first interview with the royal agent, Sir John Greenville, on March 17, and dispatched him to Brussels with proposals on March 20. It is not likely that Milton knew of this business immediately. Yet he seems to be writing with full knowledge of Monk’s and of the Presbyterians’ negotiations with the king. The Censure of the Rota appeared on March 30. It is evident that Milton is writing after that date, for the gibes and criticisms contained in the pamphlet are freshly and poignantly in mind (see Appendix A. 2). Furthermore, Milton thinks that what he has written ‘may now be of much more use and concernment to be freely publishd, in the midst of our Elections to a free Parlament, or their sitting to consider freely of the Government.’ The writs for this election had been agreed upon by Parliament on March 16, and Whitelock reports several members elected as early as March 26.1 But Milton’s sentence indicates that he is writing, not at the beginning, but in the full swing of the elections—very probably well along in April. As these elections proceeded, it became apparent that the Parliament about to meet would be almost solidly Royalist. The return of Charles was therefore a certainty. Milton concedes the fact, and drops, as no longer applicable, the allusion to Coniah in his terrific peroration. He laments the ‘absolute determination . . . to enthrall,’ and admits the hopelessness of staying the deluge. There is no longer a possibility of convincing opponents, but only of confirming those who yield not—probably Lambert and the Fanatics, then making a last appeal to arms. Lambert escaped from the Tower on April 9, and was captured on April 22. In view of the internal evidence just considered, we may be reasonably certain that to this interval, April 9-22, belongs the composition of the second edition.
We do not know the exact date of its publication; but there is evidence that the book appeared after April 20. Milton himself mentions the possibility of its coming out during the ‘sitting’ of the new Parliament—that is, after April 25. Roger L’Estrange, Milton’s tireless pamphleteering opponent and critic, writing on April 20 in reply1 to the Notes on Dr. Griffith’s Sermon, quotes several passages from The Ready and Easy Way, and invariably from the first edition. It seems incredible that L’Estrange, who pounced with such zest and fury upon every utterance of his renowned antagonist, should have been ignorant of the more daring edition, or have failed to quote from it, had it been at that time in print.
It would seem, at first thought, that the book must have appeared before April 24, when Lambert was brought captive to London, and all signs of armed resistance disappeared. But Phillips’ statement indicates that the pamphleteers were the last in the field: ‘The Defeat of Lambert did not make the Fanaticks leave the Pursuit of their Mischiefs, several seditious Pamphlets being published in Print, to deprave the Minds of the People.’2 It is not unlikely that The Ready and Easy Way was one of them.
The conclusion, then, is that the second edition was written certainly between March 16 and April 25, and very likely during the interval April 9-22; and that it was published upon the eve of the Restoration, almost certainly after April 20, and probably in the last six days before the setting up of kingship on the 1st of May.
A study of the historical situation with which The Ready and Easy Way attempts to deal may well begin with a résumé of the more important events of 1659. Early in that year the Cromwellian protectorate had gone to pieces; and in May the army, by resurrecting the Rump Parliament, restored the republic as it had existed from 1649 to 1653. Eager to exert its authority, and especially to subordinate the military to the civil power, the Rump’s first business was the reorganization of the army. Week after week a steady procession of the ‘well affected’ filed in before that august assembly, received new commissions from the venerable speaker’s hands, and filed out again better ‘affected’ than ever. At last the weary process was completed—and just in time. A general rising of Royalists had been planned to occur on August 1; but only Sir George Booth, in Cheshire, made any considerable demonstration, and he was easily suppressed (Aug. 17-9) by the new-modeled army. From this achievement General Lambert returned with high notions of his own and of the army’s importance. In September the Parliament was suddenly dumbfounded by demands, couched in no uncertain terms, from Lambert and his clique of ambitious officers. Among other things demanded, Fleetwood was to be made commander-in-chief, and Lambert himself was to be placed next under him. The wary and insecure Rump instantly scented a conspiracy. It was convinced that Lambert ‘aspired to succeed Cromwell,’ and that ‘when he should have so gotten the Sword, he would not long want the Scepter.’1 It refused these and other demands, reproved the petitioners, and being secretly assured of support from Scotland, finally cashiered Lambert and eight of his associates. The next morning (Oct. 13) Lambert threw his troops around Westminster, and put an end to the sitting. ‘Illegal and scandalous, I fear me barbarous,’ protested Milton, ‘that a paid army should, for no other cause, thus subdue the supreme power that set them up.’2
But the army-officers boldly assumed control, set up a committee of safety, and fell to work upon a constitution. The sword was law. Citizens were ‘knock’d on the head,’3 or killed outright. The soldiers, in turn, were hissed, jeered, and pelted until they grew ashamed and afraid to march.4 L’Estrange was inflaming Royalists with his pamphlets. ‘No quiet was enjoyed by any party,’5 and on Dec. 20 poor Whitelock was wishing himself ‘out of these daily hazards.’6 Meanwhile the army in Scotland was preparing to march against Lambert. Suddenly Ireland and the fleet declared for the Parliament. The army-régime collapsed. Fleetwood now admitted that ‘the Lord had blasted their Counsels, and spit in their Faces.’7 On Dec. 24 even ‘the Soldiers declared to live and die with the Parliament’; and they ‘stood in Ranks, and made Acclamations,’ as the triumphant little Rump marched back to Westminster on Dec. 26.1
The most potent factor in the overthrow of the Lambert tyranny had been the silent pressure of Cromwell’s old lieutenant-general, George Monk, military governor of Scotland, who now emerged as the dominant individual force in England. Monk was by no means the loftiest character on that remarkable stage; but he possessed a unique combination of qualities that fitted him to glide into the midst of turbulent factions, preserve order, and guide the overwhelming sentiment of the nation to its logical expression in restored kingship. He was a blunt, rough soldier, having had his ‘education in a commonwealth whose soldiers received and observed commands but gave none’2 ; a man of decision and vigor, of much shrewdness and common sense. He stuck not at dissimulation, and knew how to think much and say little. Phillips calls him ‘the most reserved man then living.’3 He was generally known in his army as ‘silent Old George.’ It was precisely this cunning and this incomparable impenetrability that fitted him so uniquely for the rôle he now proposed to assume.
The turn of the year found Monk crossing the Border. The movement was begun immediately upon his hearing of the downfall of the army-régime. This is all the more curious, as his announced intention had been merely to restore the Rump. The apparent aimlessness of the movement argued some deep design, which none could positively fathom, but which every faction chose to interpret as tending to promote its own cause. The very name ‘Old George’ had a pleasurable thrill of mystery about it, and during the month of January all eyes were riveted upon the column of veterans moving steadily southward across snow-covered England. Everywhere they were greeted with acclamations and the ringing of bells. Monk was welcomed as the deliverer, and was petitioned for a free Parliament, termination of the Rump, and readmission of the secluded members. The sphinx heard all and said nothing, except to reaffirm his championship of the existing Parliament.
Meanwhile, all factions in London were stimulated to fresh hopes and enormous diligence by the near approach of this tremendous and mysterious new force. There should be no dearth of good counsel if Milton and the host of pamphleteering politicians could help it; there should be no stone left unturned to enlist ‘the General’ in the ‘cause’ of this, that, or the other faction.
The political alignment at the beginning of February, 1660, should be understood. The two grand divisions were, of course, Royalists and Commonwealth-men; but each of these had several distinct subdivisions. Of the former there were, first, the Old Royalists, including cavaliers, clergymen of the Church of England, and a large part of the gentry and country-folk generally, whose loyalty to kingship had remained unshaken. These were for unconditional restoration. The second sub-group were the New Royalists, including the entire body of Presbyterians—‘new royalized Presbyterians,’ as Milton calls them; that part of the Cromwellians who, upon the downfall of Richard, had gone over to Sir George Booth and his Royalist forces; the City, or Municipal, party; and that vast mass of the common people and ‘rabble’ who, either from sheer fickleness and desire for change, or from motives of personal safety, were now indulging in extravagant demonstrations of loyalty. The Presbyterian element was for a constitutional monarchy, and restoration upon rigid Presbyterian conditions. But the whole group was unanimous in demanding an end of the Rump, admission of the secluded members, and the calling of a free Parliament.
Both Old and New Royalists rejoiced at Monk’s coming; for, in spite of his emphatic declarations to the contrary, they persistently believed that he was, at bottom, for the king, and would yet bring him in. That there was good foundation for this faith cannot be doubted. Overtures from the king had reached Monk the previous summer through the medium of his brother Nicholas, and he had made ready to coöperate with Booth in the Royalist rebellion. That he ‘demurred two days,’ until a fortunate arrival of mail warned him of Booth’s defeat, was all that saved him from committing himself at that time.1 ‘By the grace of God I will do it if ever I can find it in my power,’2 he declared to his chaplain, Mr. Price, just before beginning his march. His own army would not be convinced but that he would restore the king.3 From these and other similar indications, it seems perfectly certain that such was his real intention; and all that he might say could not rob the Royalists of joy and hope in his coming.
The second political grand division—the Commonwealth-men—was still more heterogeneous. It included (1) that small remnant of Cromwellians who had not turned Royalist, but who favored a protectorate, or single-person government (not kingship), and still cherished a design to reinstate Richard. The movers of similar conspiracies among the superior officers may be classed with this faction. In this division were (2) those Cromwellians who returned with enthusiasm to the commonwealth of 1649-53 as a model settlement. To this group belonged Milton. Here, of course, were (3) the uncompromising republicans—those who had stood for the old republic, had not accepted the protectorate, and were now advocating a commonwealth ‘without single person or house of lords.’ Such were the Rumpers—or a sufficient number of them to characterize the body. To this group belonged also the rank and file of the army, and the Independent clergy. Finally, this division included (4) miscellaneous anti-Royalists—Anabaptists, Fifth-Monarchy-men, etc.
These various branches of Commonwealth-men looked upon Monk’s coming with some degree of misgiving. The Independent ministers had solemnly endeavored to dissuade him from marching against Lambert, inasmuch as the ‘Canaanites and Perizzites were in the land.’1 The Rumpers, who knew how it felt to be pulled out by the ears, would have preferred the influence of this masterful man at a safe distance rather than his actual presence with a grim army of veterans at his back. But whatever they felt, they could hardly do less than extend a seemingly hearty welcome to their approaching savior and professed champion. So they made him Ranger of St. James’ Park, voted him £1000 a year for life, and sent Masters Scott and Robinson to escort him to London—and to ferret out all they could of his designs. If Monk would only fall in with their filling-up scheme of perpetuating themselves, and take the abjuration-oath, his coming might turn out to be a good thing after all! The Cromwellians saw a possibility of making Monk protector; while Milton, and Commonwealth-men in general, decided, upon the whole, to accept with good grace Monk’s vehement declaration in favor of a commonwealth.
Into the midst of this welter of faction and boundless curiosity, on February 3, came marching ‘Old George’ the mysterious, with 5800 weather-beaten troops. No less sumptuous an abode was tendered him than the Prince’s Lodgings at Whitehall. On Monday, Feb. 6, he was escorted to Westminster, and compelled to endure a panegyric from the speaker. When the ordeal was over, Monk delivered a brief reply, in which he recommended to the astonished Rumpers their early dissolution; ‘a free and full Parliament; . . . a Gospel Ministry; encouragement of Learning and Universities; and . . . admittance of the Members secluded before 1648, without previous oath or engagement.’1 Sir Roger Gifford, writing on Feb. 8, expresses the general feeling of mystification: ‘Monck was at the House on Munday last who expresst himself so obscurely that most men know not what construction for to make of it.’2
What did Monk mean? What would he do next? The curiosity of the anxious members was to be satisfied before the end of the week. But meanwhile Milton and the other pamphleteers labored amain to supply the blunt, apparently nonplussed general with abundance of ‘light.’
On Feb. 8 the City voted to pay no more taxes to the odious Rump, in which it had not a single representative. The Parliament decided to test Monk’s sincerity, and, as Burnet3 thought, to render him harmless by making him as unpopular as themselves. On Feb. 8 the citizens of London were astounded to find him and his soldiers at work demolishing their gates, posts, chains, portcullises, and other defenses. Parliament had commanded; Monk had obeyed. On the next day he finished the job, and retired from the scene with every shred of popularity gone—the most thoroughly hated man in London. The Rump had scored. ‘Now George, we have thee for ever,’ cried Haslerig, ‘body and soul!’ But Monk marched back again on the 11th, no longer the servant of the Rump, but its dictator! ‘By Friday next,’ ran his ultimatum, ‘they should issue out Writs to fill up their House; and when filled, should rise at their appointed time, to give Place to a full and free Parliament.’1
The demonstrations of joy that greeted this sudden and complete change of front were unparalleled. Pepys’ vivid account2 is as follows: ‘I saw many people give the soldiers drink and money, and all along in the streets cried, “God bless them!” . . . In Cheapside there was a great many bonfires, and Bow bells and all the bells in all the churches as we went home were a-ringing, . . . it being about ten at night. But the common joy that was everywhere to be seen! . . . I could at one view tell thirty-one fires. In King-street seven or eight; and all along burning, and roasting, and drinking for rumps. There being rumps tied upon sticks and carried up and down. The butchers at the May Pole in the Strand rang a peal with their knives when they were going to sacrifice their rump. On Ludgate Hill there was one turning of the spit that had a rump tied upon it, and another basting of it. Indeed it was past imagination, both the greatness and the suddenness of it. At one end of the street you would think there was a whole lane of fire, and so hot that we were fain to keep on the further side.’
‘This blow was it,’ says Clement Walker, ‘made Independency stagger, for so highly were both City and Country pleased with this Declaration, that they did hardly know in what manner to express their joy, ringing their bells, making bonfires, the air resounding nothing but the name and prayses of Monck, and the Streets filled with gratefull hearts, who on bended knees prayed for blessings on the head of the hoped restorer, both of the Church and Commonwealth.’1
But if the Royalists exulted in the assurance of a free Parliament, and, through this, of an early restoration, the Commonwealth-men were in despair. Milton especially must have felt the blow, as it shattered in an instant his favorite scheme of perpetuating the Rump, and paved the way for a return to kingship. Indeed, we find that his pamphlet, which was apparently nearing completion at the time of these mad tumults, was thrown aside, and, for the time being, left unpublished.
Encouraged by Monk’s stand, the secluded members pressed him more closely than ever to espouse their cause. As they were out-and-out Royalists, Monk feigned unwillingness; but he consented to hear them debate the matter with certain of the Rumpers—really only delaying until the army was in ‘temper’ for the move. And finally, pledging them to (1) army-settlement, (2) maintenance and arrears for army and navy, (3) a new Parliament, and (4) their own legal dissolution at an early date, he restored to their seats in Parliament, on Feb. 21, those members who had been excluded by Pride’s Purge in 1648. ‘This began to infuse a new spirit of life into the Kingdom,’ says Walker, ‘in whom at this springing season of the year, began a new to bud and peep out the bloomes of a too long frost-nipped loyalty, so that one now might have seen what twenty years before could never shew, countenances, that lately were dejected through the cruell tyranny of their Ægyptian task masters, now gather cheerfull looks, and like fresh blown roses yield a fragrant savour.’1
But Monk as yet dared by no means to renounce his republican pretensions. A few days before the readmission of the secluded members, he declared to Ludlow that they ‘must live and die together for a Commonwealth,’2 and to Haslerig, ‘I do protest I will oppose to the utmost the setting up of Charles Stuart, a Single Person or House of Peers’3 ; and on the night of Feb. 21 he dispatched with all haste letters to the different regiments in England, Scotland, and Ireland to satisfy them ‘that nothing was intended for Alteration of Government, but that it should continue as a free State and Commonwealth.’4 It was such assurances as these, together with the fact that the restored Parliament, although strongly Royalist, resolved to terminate soon, and leave the whole question of settlement to a free Parliament, that led Milton to take up again his neglected pamphlet, which he now prefaced with a brief reference to the altered situation, and published at the end of February.
After setting up a council of state, and making provisions for general elections, the famous Long Parliament dissolved on March 16; but only ‘after many sad pangs & groanes,’1 for there was a growing inclination among its members to sit on, and bring in the king themselves, and on their own terms. Monk now began to play more boldly his game of negotiation. On the ‘next Evening after the Dissolution of Parliament’2 he consented to a private audience with his cousin, Sir John Greenville, who put into his hands a message from Charles. Three days later, Sir John was posting back to the Continent with Monk’s advice to the royal exile (see note on 16. 31). Among other things, he recommended a proclamation of general pardon, confirmation of titles to real estate, and toleration as to matters of religion.
In the last days of March, amidst the greatest enthusiasm and keenest rivalry ever known, began the general elections. Every one was eager for a place in the ‘free’ Parliament, whereas no one but the excluded members had cared to sit with the Rump. As early as Feb. 23 Lady Anne Rochester writes: ‘Good Mr. Yates, next to my sonne Lee, let not Sr. Raphe Verney faile of being chosen.’3 These two seats, she thinks, will be ‘as many’ as they ‘can compas.’ The elections continued through the greater part of April. From the first the Royalists, of course, carried all before them. Very soon it became obvious to every one that the king’s return was only a matter of weeks. On the 9th of April, Monk felt so confident of this that he sent Charles an absolute assurance of unconditional restoration.
Even Milton admitted as much. He had been revising his Ready and Easy Way with the design of influencing elections, or at least the Parliament. But as the returns began coming in, it became apparent that his efforts were to be as futile in the one case as in the other. Nevertheless, he was not quite alone. There was Lambert, just escaped from the Tower, and gathering together the desperate remnant of Fanatics, who were determined to oppose kingship to their last drop of blood. Milton owned them as kindred spirits, and resolved to make his forlorn fight at their side. Apparently in the very last days before the capture of Lambert on April 22 and the assembling of Parliament on the 25th, and probably after April 20, he finished, and soon after sent forth, the enlarged—and embittered—edition; ‘not so much to convince these,’ which he little hoped, ‘as to confirm them who yield not.’
The one question upon which there was universal agreement during the months immediately preceding the Restoration was the urgent necessity of settling the government upon permanent foundations. ‘This care of timely settling a new government,’ declared Milton, ‘too much neglected, hath been our mischief.’ The republic of 1649-53 had been merely tentative; the protectorate, in spite of its noble achievements, had utterly collapsed within a year after the death of the great ‘Single Person’; the resurrected Rump delayed the attempt until turned out by the army; the army-régime evolved elaborate proposals, only to fall to pieces again in favor of the Rump; and, finally, the Remnant, after its second restoration, seemed utterly incompetent, or strangely unwilling, to go about the great business. In a word, proposal, experiment, and failure had been the history of the past eleven years, and the half-year preceding the Restoration is well called the reign of ‘anarchy and confusion.’ ‘Like a drowning man,’ declared one of Monk’s gratuitous advisers, ‘this nation hath laid hold of every thing that came in its way; but all things have proved but straws and helpless twigs, that will not bear it above water.’1 Monk himself told the Parliament on Feb. 6 that, as he marched from Scotland, he ‘observed the people in most counties in great and earnest expectations of Settlement.’2
But if there was unanimity as to the need, there was the greatest possible diversity of opinions as to ways and means. Every faction had its ‘only cure’ or ‘easy prescription.’ And, as The Ready and Easy Way was one of these contributions of advice, it will be best understood in relation to the more important, at least, of these numerous proposals.
Of no statesman of his day had Milton a higher opinion than of Sir Henry Vane, whom Clarendon describes as a man ‘unlimited and unrestrained by any rules or bounds prescribed to other men, by reason of his perfection, . . . a perfect enthusiast’ who ‘did believe himself inspired.’3 In the well-known sonnet, Milton addresses him as
Vane and Milton were both republicans, both champions of the Rump, and both believers in freedom of conscience, and separation of church and state. It is not surprising, therefore, that their solutions of the problem of settlement show a considerable similarity, particularly in the advocacy of a perpetual council. In A Healing Question propounded and resolved, . . . with a Desire to apply Balsome to the Wound before it become incurable,4 Vane inquired whether a ‘standing council of state setled for life in reference to the safety of the commonwealth, and for the maintaining intercourse and commerce with foreign states, under the inspection and oversight of the supream judicature, but of the same fundamental constitution with themselves, would . . . be disliked.’ By such recommendations, urged by such worthy members as Henry Vane, Milton was undoubtedly persuaded into championing the perpetuation of the Rump as a grand council. Vane’s council was to have been even more absolute than Milton’s: vacancies, ‘by death or otherwise, might be supplied by the vote of the major part of themselves.’ This idea may have suggested to Milton his modified form of rotation (see p. 23). Vane is clearly in advance of Milton in his recommendation of distinct legislative, executive, and judicial branches of the government. ‘Would there be any just exception to be taken,’ he asks, ‘if (besides both these) it should be agreed (as another part of the fundamental constitution of the government) to place that branch of soveraignty which chiefly respects the execution of laws in a distinct office from that of the legislative power, (and yet subordinate to them and to the laws) capable to be intrusted into the hands of one single person, if need require, or in a greater number, as the legislative power should think fit?’ Like Milton, Vane concludes his model with a rhapsodic expression of faith in its efficacy, exclaiming: ‘How suddenly might harmony, righteousness, love, peace, and safety unto the whole body follow hereupon, as the happy fruit of such a settlement, if the Lord have any delight to be amongst us!’
Vane’s influence did not cease with the downfall of the Rump in October, 1659, but is apparent in the constitution drafted by the general council of army-officers, the main provisions of which were as follows: that there be (1) no kingship, (2) no single person as chief magistrate, (3) no house of peers, (4) no imposition upon conscience; (5) that an army be continued; (6) that the legislative and executive powers be in distinct hands; and (7) that Parliaments be elected by the people.1 In this constitution, Vane’s idealism is tempered and restrained by the conservatism and legal acumen of Bulstrode Whitelock.
On the last day of October, 1659, William Prynne, the most voluminous of the pamphleteers, came forward with A short, legal, medicinal, useful, safe, easy Prescription, to recover our Kingdom, Church, Nation, from their present dangerous, distractive, destructive Confusion,2 in which he recommended, as ‘the only just, legal, probable means now left,’ the following: (1) ‘for all the antient nobility of the kingdom . . . to assemble themselves by common consent at Westminster’ and issue writs for a Parliament; (2) ‘for all freeholders in every county’ . . . to elect ‘the ablest, honestest, wisest, stoutest gentlemen for their sheriffs,’ and ‘the wisest, ablest, stoutest, discreetest persons . . . knights, citizens, and burgesses’; (3) for all to resolve not to obey ‘new, illegal, tyrannical, upstart powers, officers, conventicles, committees, or councils,’ and to punish all resisting these measures as traitors.
Denouncing Prynne as a ‘crop-eared pettifogger, a reviler of the saints, a constant opposer of powers, an unwearied scribbler, a demoniack possessed with a legion of hellish fiends, the spirit of contradiction,’ the author of Democritus turned Statesman3 wished to know ‘whether it be not the purest and safest kind of free state, to have a free parliament elected annually, or twice a year, as it was before the Conquest, and after many years, without restraint on the wills of the free people of the nation; which parliament may constitute and elect a senate, that shall act according, and subject to the law of the land in the interval of parliament, and so to be elected from year to year by each parliament.’ This was the notion of ‘successive Parlaments’ with which Milton regrets to find men’s minds ‘prepossessd.’
A most remarkable anticipation of the presidency and house of representatives, as constituted in modern republics, is found in Twenty-five Queries: modestly and humbly, and yet sadly and seriously propounded1 : ‘If it shall be thought fit to have a single person to govern these nations with the advice of his council in the intervals of parliament: first, Then will it not be the safest way for the people to have this single person and council invested only with power to execute the laws, and the whole legislative power to be settled in the people’s representatives? And again, considering the temper and constitution of the nation, will it not be most equal and just to have this single person elective, to continue for one or two years, and he and his council to be accountable to the parliament for mal-administration? . . . Will not this way be far less chargeable and burthensome to the nation than hereditary kingship?’
Among these numerous advisers there were few who agreed with Milton upon perpetuation, but the sentiment in favor of a commonwealth in some form was predominant in publications up to the decisive turn of affairs on Feb. 11. A typical plea for an ‘equal commonwealth’ is found in A Letter of Advice to his Excellency Lord-General Monk2 : ‘Thus hath this poor nation, within these few years, tried all sorts of government, but an equal commonwealth. We have experienced monarchy in the old line, and in the two protectors, a select senate, an oligarchy, the government of an army; what not? And have not as yet met with the ends of a good government. . . . And now, sir, can anything else save us, but an equal commonwealth? Which in truth is no more than a free and full parliament; but a free and full parliament more truly elected and better formed.’
Monk himself pretended to be strong for a commonwealth, as is evident from The Speech and Declaration1 of Feb. 21: ‘. . . I thought good to assure you, and that in the presence of God, that I have nothing before my eyes but God’s glory, and the settlement of these nations upon commonwealth foundations. . . . Only give me leave to mind you, that the old foundations are by God’s providence so broken, that, in the eye of reason, they cannot be restored but upon the ruins of the people of these nations; . . . for if the people find that, after so long and bloody a war against the king for breaking in upon their liberties, yet at last he must be taken in again, it will be out of question, as is most manifest, he may for the future govern by his will, dispose of parliaments and parliament men as he pleaseth, and yet the people will never more rise for their assistance.’
Harrington’s important proposals are considered in the section entitled The Rota Club.
On October 20, in A Letter to a Friend, Concerning the Ruptures of the Commonwealth,2 Milton himself sketched in outline a proposal which four months later he elaborated in The Ready and Easy Way. It ran: ‘Being now in anarchy, without a counselling and governing power; and the army, I suppose, finding themselves insufficient to discharge at once both military and civil affairs, the first thing to be found out with all speed, without which no commonwealth can subsist, must be a senate, or general council of state, in whom must be the power, first to preserve the public peace; next, the commerce with foreign nations; and lastly, to raise monies for the management of these affairs: this must be either the parliament readmitted to sit, or a council of state allowed of by the army, since they only now have the power. The terms to be stood on are, liberty of conscience to all professing Scripture to be the rule of their faith and worship; and the abjuration of a single person’—the former implying also ‘the removal of a forced maintenance from ministers. . . . That which I conceive only able to cement, and unite for ever the army, either to the parliament recalled, or this chosen council, must be a mutual league and oath, private or public, not to desert one another till death: that is to say, that the army be kept up, and all these officers in their places during life, and so likewise the parliament or counsellors of state. . . . And whether the civil government be an annual democracy or a perpetual aristocracy, is not to me a consideration for the extremities wherein we are, and the hazard of our safety from our common enemy, gaping at present to devour us.’ Finally, ‘well-order’d committees of their faithfulest adherents in every county may give this government the resemblance and effect of a perfect democracy.’
We may now turn from this embryonic constitution to its full development in The Ready and Easy Way.
The ground upon which Milton was to erect his commonwealth was first cleared of all traditional rubbish. There was to be no king or duke or protector—no single person of any kind. There were to be no bishops, no House of Lords; nor was there to be any ‘distinction of lords and commoners’ that might ‘any way divide or sever the public interest.’
In the way of positive proposal he began, as he did in the Letter to a Friend, with an aristocratic council. Supreme power should be vested in a ‘full and free Councel of ablest men,’ elected by the people from such as were ‘not addicted to a single person or house of lords.’ This council should have control of the naval and military forces, manage the public revenue, make laws, and attend to all affairs with other nations. The tenure of office in this body should be for life, or during good behavior; but if this would not be accepted, then the expedients of rotation, or of submitting to the people the question whether the several members should retire or remain in office, might be adopted.
To facilitate the handling of matters requiring much ‘secrecie and expedition,’ and to act as a kind of executive head, the grand council must choose from its own members a smaller council of state. ‘No single person, but reason only,’ was to rule in all its deliberations.
Every county in England was to be constituted a ‘little commonwealth,’ of which the chief town should be the capital. Here the chief gentry were to reside in befitting palaces, and participate in the local legislative, executive, and judicial organizations, which should be subordinate only in matters affecting the national government. But even the legislative enactments of the grand council were to be submitted, by a species of referendum, to ratification or rejection at the hands of the majority of these subordinate commonwealths. Thus there were to be, not ‘many sovranties united in one Commonwealth, but many Commonwealths under one united and entrusted sovrantie’—not a loose confederation, but the largest amount of local sovereignty consistent with a supreme and efficient national authority.
Offices were to be filled by popular election; but suffrage must be well hedged about with qualifications. By no means should all be left to ‘the noise and shouting of a rude multitude.’ These qualifications were designed to restrict suffrage and magistracy to those who were ‘well affected’ toward government without single person or House of Lords. Those ‘rightly qualifi’d’ might nominate as many as they would; from these nominees, ‘others of a better breeding’ were to ‘chuse a less number more judiciously, till after a third or fourth sifting and refining of exactest choice,’ those were left who were the ‘due number,’ and ‘by most voices’ thought ‘worthiest.’ Thus ‘worth and merit,’ rather than rank or wealth, were to govern in the choice of public servants. Moreover, these worthies were to be unsalaried; for magistracy should be undertaken, not from motives of personal ambition, but solely as an opportunity for unselfish service.
The good and the wise, however few, were to rule. But ‘due libertie’—not license—and equality proportioned to merit should be guaranteed to all. In every town there should be free schools and academies. Church and state should be absolutely distinct and independent; and liberty of conscience must be assured. Finally, there were to be the fewest possible laws, in order that there might be the largest possible degree of individual freedom; one universal, divine law should prevail—the law of nature, ‘the only law of laws truly and properly to all mankinde fundamental.’
When the government was once settled on this foundation, virtue would flourish and happiness abound. The people would soon be ‘satisfi’d and delighted with the decent order, ease, and benefit’ of such a government. And the republic itself should never know decay, but should ‘so continue . . . even to the coming of our true and right full and only to be expected King, . . . the Messiah, the Christ.’
Milton vigorously resented any suggestion that his model was ideal and impracticable. Again and again he insisted that his ‘way’ was ‘plain,’ ‘open,’ ‘easy,’ ‘without intricacies . . . or any considerable objection . . . that it is not practicable.’ He professed to follow Aristotle rather than Plato, whose ‘fancied republic . . . in this world could have no place.’1 He desired ‘to ordain wisely, as in this world of evil’—not ‘to sequester out of the world into Atlantic and Utopian politics, which never can be drawn into use.’2
In Milton’s claim there was some degree of force. His plan was extremely simple. It meant merely perpetuating a body of men already in power, and further elaborating systems of local sovereignty and popular education already in existence. Many of its recommendations have long since become a part of the actual workings of modern republics. Such are its combination of local and national authority, the referendum in legislation, and the merit-system of civil service. Besides, he announced no socialistic principles of absolute equality, equal division of lands, or community of goods. He attempted, at least, to lay the foundations of his commonwealth, not upon some undiscovered Oceana. Utopia, or New Atlantis, but in the England of February, 1660.
But while Milton, in modeling his republic, endeavored to play the rôle of a practical statesman, he nevertheless remained the great idealist and poet. Hence we find that, in spite of its air of practicality, his republic has much in common with those of Plato and other political idealists. With Augustine and the mystical mediævalists, Milton loves to think of the race as a great brotherhood, and of God’s ‘governing from heaven’ as the ‘universal Lord of all mankind.’ With Plato, he conceives of office-holding as public service. The right of the wise to rule, and the obligation of the ignorant to follow; aristocracy of merit; the exaltation of spiritual interests over every other in the state—these are all a part of Plato’s republic. Like Plato, Milton saw no reason why a state, so constituted, should not endure for ever.
The impracticability and real Utopian character of Milton’s republic, however, are to be found in its most fundamental proposal—government by a supreme and perpetual council of ablest men. To Milton, who looked upon magistracy as unselfish service, and believed that ‘nothing is more agreeable to the order of nature, or more for the interest of mankind, than that the less should yield to the greater, not in numbers, but in wisdom and in virtue,’1 it seemed so easy, so desirable, so safe, to constitute the Parliament then sitting a perpetual council. As their literary champion, Milton had come to believe that these men were absolutely worthy and incorruptible—‘faithfull worthies, who at first freed us from tyrannie, and have continu’d ever since through all changes constant to thir trust.’ But by February, 1660, Milton stood practically alone in this belief. The Rump had become a national byword. No Utopian model ever dreamed could have been less acceptable to England at that time than was Milton’s proposal to perpetuate this obnoxious assembly. The Ready and Easy Way was greeted with a roar of derision. Instantly and mercilessly were its fundamental weaknesses laid bare. The Censure of the Rota is typical: ‘Though you brag much of the people’s managing their own affairs, you allow them no more share of that in your Utopia, as you have ordered it, than only to set up their throats and bawl, instead of every three years, which they might have done before, once in an age, or oftener, as an old member drops away, and a new one is to succeed,’ etc. (see Appendix B. 3).
So far as the adaptability of Milton’s model to then existing conditions was concerned, there can be no doubt that the critics were right. Had there been infallible means of finding out who were the best and wisest; had all men looked upon magistracy as unselfish service; had officers, once chosen for life, been absolutely incorruptible, then, and then only, could Milton’s scheme have been successful. But notwithstanding twenty years of participation in public affairs, Milton seems to have been unable to perceive the utter impracticability of his proposal, or to realize, as did Sir Thomas More, that ‘except all men were good, everything cannot be right.’
Milton entertained no very high opinion of scholasticism, and the present work shows no appeal whatever to mediæval authorities. Nevertheless, he belonged to a school of political thought that had had its origin in the heart of the Middle Ages; indeed, the radical doctrine of The Ready and Easy Way is in large measure an unacknowledged inheritance from the republicanism of the mediæval church. One should remember, of course, that Milton was debtor also to the Greeks, and to all the learning and political experience of antiquity—as were in some degree the mediævalists themselves. However, in this pamphlet not only did he base his opinions concerning covenant, resistance, and tyrannicide upon sixteenth-century revolutionary thought, which itself was derived from the Middle Ages; but his three fundamental conceptions—sovereignty of the people, government by supreme representative council, and federation—have, in the form in which they came down to Milton, distinctly mediæval beginnings.
The doctrine of popular sovereignty was a political expression of the belief in the intrinsic importance of the individual—a belief peculiar to Hebrew and Christian philosophy. Man had been created in the image of God, and endowed with immortality and the possibility of direct communion with his Creator. A tradition prevailed that in the far-off beginning, before the advent of sin, men had lived together in a state of nature, as free and equal sons of God, and under His direct guidance. This body of thought was augmented by the revelations of Christ, who clearly taught the fatherhood of God, and the immortality and infinite worth of even the humblest soul. From such teaching arose the Christian conceptions of universal brotherhood and equality; and from the practice of the apostolic church descended even a tradition of the community of goods. St. Augustine, in the De Civitate Dei, which, of all books, next after the Bible, most profoundly influenced mediæval thought, cordially embraced the new philosophy, and declared that God ‘did not intend that His rational creature should have dominion over anything but the irrational creation—not man over man, but man over the beasts,’ and that those who are in authority should really ‘serve those whom they seem to command; for they rule not from a love of power, but from a sense of duty they owe to others.’1 And Milton further notes that ‘ad subditos suos scribens, Constantinus Magnus non alio nomine quam fratres appellat.’2
It is not surprising, therefore, to find that the sovereignty of the aggregate of individuals, each of infinite worth, was recognized in the great world-empire which arose under the inspiration of the Christian philosophy. The earliest form of this doctrine, however, was very different from its radical development as found in Milton and the extremists of the sixteenth and seventeenth centuries. The mediæval conception of popular sovereignty was by no means incompatible with loyalty to kings and popes. These were upheld by the people as necessary heads of the temporal and spiritual orders of life in the great quasi-mystical empire over which God himself reigned supreme. But they were nevertheless regarded as servants. John of Salisbury (1120-80), that most interesting and modern of twelfth-century Englishmen, pupil of Abelard, and friend of Thomas à Becket, in his famous book, the Policraticus (4. 1-3, 5), speaks of a king as ‘minister populi,’ and ‘publicæ utilitatis minister.’ A century later, Thomas Aquinas (d. 1274) is still more explicit: ‘Principes terrarum sunt a Deo instituti, non quidem ut propria lucra quærent, sed ut communem utilitatem procurent’ (De Regimine Judæorum 6).3 The pope himself, although nominally supreme, was also a chosen servant, and subject to the council of the church.
While there was pretty general agreement as to the fact of popular sovereignty, there were two opinions as to its transference to rulers. Some held that the transfer of supreme authority to king or pope, made voluntarily by the people or their representative, was irrevocable. But the more dominant idea was that the investiture of rulers was a delegation of sovereignty, to be valid only as long as the terms of the contract were observed. This mediæval doctrine of contract, which flows down the centuries in a strong and unbroken stream, carrying with it tremendous significance as a justification of popular revolts against tyrants, kings, and popes, found formal expression in the writings of the Abbot of Admont, Engelbert of Volkersdorf (1250-1311). In the De Ortu, Progressu, et Fine Romani Imperii Liber (c. 2) he shows the origin of all regna et principatus to have been in a pactum subjectionis. These idea of delegated sovereignty and contract are very prominent in Milton’s treatise. ‘Sovrantie,’ he affirms, must not be ‘transferrd, but delegated only.’
As kings and popes were public servants, instituted by the sovereign people for its own welfare, it followed that they were also subject to the will of the people. The law of God and the law of nature alone were absolute; and when regal or papal decrees ran counter to these higher mandates, they might, and must, be disobeyed. Even Thomas Aquinas, a powerful supporter of the papal power, clearly recognizes the supremacy of the higher law. God is to be obeyed before the pope (Summa Theologiæ 2. 1. 96. 4). William of Ockham expresses the same idea with reference to the emperor, who is only to be obeyed ‘in licitis’ (Dialog. 3. 2. 2. 20). The statement is made general by Philippus Decius (1454-1536) in the Consilia (72. 2): ‘Superiori non est obediendum quando egreditur fines sui officii.’
But popular sovereignty implied more than the possibility of passive disobedience. As early as the eleventh century the doctrines of active resistance and tyrannicide were being taught by Manegold. In the following century John of Salisbury boldly wrote On The End of Tyrants, and in the Policraticus he justifies every means of tyrannicide except poison.1 In the hands of the pope, during the papal supremacy, this became an effective instrument for reducing arrogant emperors to a proper subordination. In the sixteenth century we shall find the church, through the Jesuit writings, attempting to wield once more this ancient weapon against her imperial foes; while in the seventeenth century the whole Puritan revolution may be expressed in terms of these mediæval principles of popular sovereignty, resistance, and tyrannicide.
The mediæval idea of popular sovereignty did not extend so far as to grant participation to the people individually in the administration of the empire or church. In fact, they were pretty generally excluded. It was understood to mean the supremacy of the people collectively; hence it found its expression in a supreme representative council, popularly chosen, and, theoretically, exactly equivalent to the whole sovereign people for which it stood. Nothing exactly like this—a supreme assembly perfectly representative of the entire people—had ever been known, and its developments were destined to be of the utmost consequence. In the direct line of descent are the modern representative parliament, and Milton’s supreme ‘general Councel of ablest men, chosen by the people.’ The authority of this mediæval council was limited by nothing except the law of God and the law of nature. To it the senate of cardinals and the pope himself were subject.
But to realize the completeness of this mediæval conception, one must turn to the writings of Marsilius of Padua (d. after 1342), the famous rector of the University of Paris. In the Defensor Pacis (c. 1324), which has been called ‘the most original political treatise of the middle ages,’1 he clearly sets forth the principle of a representative council. Chapters 20-1, pp. 256-63, are thus summarized by Poole: ‘The supreme power in the church is the church itself, that is, a general council, formed of the clergy and laity alike, and convoked not by any pretended spiritual authority but by the source of all legislation and jurisdiction, the civil state. Thus constituted a general council may not only decide ecclesiastical questions but even proceed to excommunicate the temporal ruler and place his land under an interdict, just because it represents the authority of the universal church and speaks the voice of the entire community, in both its spiritual and its temporal capacities. That it has power over the pope follows necessarily from the principles already laid down.’2
But while there was recognition of the worth and rights of the individual, and of the sovereignty of the people as a whole; and although this found its highest expression in a representative council under the nominal leadership of the papal and regal authority, the most remarkable and unique achievement of mediæval policy was the building of these manifold elements of government into a unified whole. The genius of the mediæval mind, in fact, was chiefly its unparalleled capacity to achieve unity out of multiplicity. One God, one authority, one world-wide empire, one human brotherhood, one goal of life—such were the ideals that wrought themselves into unworldly monasticism, into the Holy Roman Empire; into cathedral and Divina Commedia; and into a system of federated government which articulated and fused into a whole the successive units of sovereignty from the individual to the papal throne. In order of magnitude, these units were the individual, the family, the village, the city, the province, the nation, the empire. Each part was an individual organism having its end in itself, reflecting in miniature the constitution of the whole, and yet at the same time forming a subordinate element in the successive higher unities. Dante well expresses this conception of world-wide and race-wide unity in discussing ‘what is the end of human society as a whole’: ‘In order to discern the point in question more clearly, observe that as Nature fashions the thumb for one purpose, the whole hand for another, then the arm for a purpose differing from both, and the entire man for one differing from all, so she creates for one end the individual, for another the family, for another the village, for still another end the city, for another the kingdom, and finally for an ultimate end by means of His art which is nature, the Eternal God brings into being the human race in its totality.’1
Although this vast system of graduated sovereignties, united in one grand empire under the rulership of God, was soon to disintegrate, still the principle of federation—of preserving the identity and independence of the separate groups, yet binding all together into a unity—was to persist, and to exert a profound influence in modern times. The disintegration of the mediæval scheme of federated groups was largely due to the spread of Greek political ideas. Especially powerful was the influence of the Greek conception of a sovereign, nonuniversal state; indeed, this idea completely shattered the vast mediæval empire, and laid the foundations of modern European states. The state at one end of the mediæval chain, and the individual at the other, became the two antagonistic supremacies, and the intermediate links—village, city, and province—practically disappeared politically.
More and more the state came to mean the king; and, striving against regal absolutism, individualism developed into the rebellions and revolutions of the sixteenth, seventeenth, and eighteenth centuries. Throughout this long struggle for political rights, the church, true to mediæval traditions, consistently championed the sovereignty of the people, and wielded the doctrine as a weapon against the pretensions of the temporal power. On the other hand, the supporters of the Reformation movement (itself an expression of individualism on its spiritual side) generally asserted the divine right of kings, in return for royal protection against the power of the pope. This was the alignment during the sixteenth century. Luther and Calvin—although the latter betrays some signs of a democratic, or at least aristocratic, preference—were outspokenly royalist. But the doctrines of disobedience, resistance, and tyrannicide were accepted by the later Calvinists, and were boldly proclaimed by the writers of the Huguenot and Jesuit schools. The sovereignty of the people and government by a representative council were reasserted, and justified historically, by Francis Hotman in the Franco-Gallia (1574). A still more powerful Huguenot presentation of liberal mediæval ideas is to be found in the Vindiciæ contra Tyrannos (1578). In the Politica Methodice Digesta of Althusius, the German jurist who wrote in praise of the United Provinces, we find a most remarkable return to the mediæval idea of federated groups—families uniting to form communities (villages, parishes, towns, etc.), and these combining into provinces, which in turn unite to form the state.1
But the most complete revival of mediæval political ideas is to be found in the writings of the Jesuits, a society which originated just before the middle of the sixteenth century. The Catholic principles of unity, of subordination of the temporal to the spiritual power, of popular sovereignty, and of government by a representative council are reaffirmed with admirable clearness and force. The Spanish Jesuits, Molina and Suarez, even revived the theocratic conception of a perfect state, over which should reign the law of God and the law of nature. The dominating tyranny of kings, while it made impossible the realization of this ideal, all the more stirred the zeal of the Jesuits in its behalf. Not only did they justify disobedience, resistance, and tyrannicide; but when the horror of St. Bartholomew’s came to be laid at the door of Henry III, they were ready to assert and justify the right of private individuals to assassinate tyrants and heretic kings. The De Rege et Regis Institutione of Mariana, another Spanish Jesuit, is perhaps the boldest and ablest exposition of the radical antimonarchical doctrine ever written. The book produced a tremendous impression, and passed through many editions. Not only did it bear immediate fruit in the assassination of Henry III, but it became the authority and chief support of regicides for two centuries. Jesuit emissaries and Jesuit books crossed over into England in the latter part of the sixteenth century, and exercised no small influence in preparing the way for the extreme measures taken against the Stuarts.
Milton’s writings give evidence of his intimate acquaintance with the Franco-Gallia, Vindiciæ, De Rege, and other revolutionary utterances of the preceding century. In a very true sense their championship of popular, as against monarchical, ideas—derived, as we have seen, from the Middle Ages and the heart of the Roman church—they handed across the Channel to Milton, the apologist of the Puritan revolution and republic. Especially is this apparent in the present treatise in regard to its fundamental ideas of popular sovereignty, government by a representative council, and unified confederacy. Milton, in his political ideas, had vastly more in common with Catholic republicans than with Reformation royalists. In fact, as we shall see in the study of sources, Milton surreptitiously incorporates as authority in The Ready and Easy Way a generous portion of the De Republica of Jean Bodin, whom he elsewhere expressly styles a ‘Papist.’
Among the various contemporary schools of commonwealth-proposers there was none so interesting, so brilliant, and so important in relation to Milton as the little group of enthusiasts who met regularly during the winter evenings of 1659-60 to discuss ‘aierie modells’ under the hospitable shelter of Miles’ Coffee-House, ‘at the Turk’s head, in the New Pallace-yard.’ The founder and animating spirit of this famous debating society was James Harrington, the author of Oceana, and, upon the whole, the ablest political philosopher of his time. Toland styles him the ‘greatest Commonwealthman in the World,’1 and his Oceana ‘the most perfect Form of Popular Government that ever was.’ However that may be, it is certain that no contemporary republican possessed an equally intimate acquaintance with all previous political theory, together with constructive imagination and genius for detail, and unfailing enthusiasm in promoting his ideas. The Oceana appeared in 1656. It was instantly pounced upon by Cromwell’s courtiers, and carried to Whitehall; but, through Harrington’s intercession with Lady Claypole, the ‘child of his brain’ was rescued from Cromwell. Toland tells us that the treatise was ‘greedily bought up, and become the subject of all mens discourse.’ It proposed a most elaborate model of a commonwealth, based upon rotation in office, equal distribution of land, and the fundamental principle ‘that empire follows the balance of property, whether lodg’d in one, in a few, or in many hands’—a principle which, Toland affirms, Harrington ‘was the first that ever made out.’ Aubrey records that this ‘ingeniose tractat, together with his and H. Nevill’s smart discourses and inculcations, dayly at coffee-houses, made many proselytes.’1 It provoked spirited controversy, and became the political creed and unifying principle of the Rota Club.
As the militant republicanism of the Harringtonians exercised so large an influence upon both editions of The Ready and Easy Way, it may be worth while to become acquainted with the Rota-men and their famous Coffee-Club. The Club began its sessions in September, 1659, at the time when the restored Rump was taking up the great question of settlement. The purpose of the Club, according to Burnet, was ‘to consider of a form of government that should secure liberty, and yet preserve the nation.’2 It continued its animated discussions through the constitution-making army-régime and until the downfall of the Rump in February, or almost up to the appearance of The Ready and Easy Way. Perhaps the best contemporary mention is the following quaint account by Aubrey, a frequent visitor: ‘In so much [did Harrington ‘make proselytes’] that, anno 1659, the beginning of Michaelmasterme, he had every night a meeting at the (then) Turke’s head, in the New Pallace-yard, where they take water, the house next to the staires, at one Miles’, where was made purposely a large ovall-table, with a passage in the middle for Miles to deliver his Coffee. About it sate his disciples, and the virtuosi. The discourses were in this kind the most ingeniose, and smart, that ever I heard, or expect to heare, and band[i]ed with great eagernesse: the arguments in the Parliament howse were but flatt to it. . . . Here we had (very formally) a ballotting-box, and balloted how things should be caried, by way of tentamens. The room was every evening full as it could be cramm’d. I cannot now recount the whole number:—Mr. Cyriack Skinner, an ingeniose young gentleman, scholar to John Milton, was chaireman. . . . We many times adjourned to the Rhenish wine howse. One time Mr. Stafford and his gang came in, in drink, from the taverne, and affronted the Junto (Mr. Stafford tore their orders and minutes). The soldiers offerd to kick them downe stayres, but Mr. Harrington’s moderation and persuasion hindered it. The doctrine was very taking, and the more because, as to human foresight, there was no possibility of the king’s returne. But the greatest part of the Parliament-men perfectly hated this designe of rotation by ballotting; for they were cursed tyrants and in love with their power, and ’t was death to them, except 8 or 10, to admitt of this way. . . . Now this modell upon rotation was:—that the third part of the Senate should rote out by ballot every yeare, so that every ninth yeare the House would be wholly alterd; no magistrate to continue above 3 yeares, and all to be chosen by ballot, then which manner of choice, nothing can be invented more faire and impartiall. Well: this meeting continued Novemb., Dec., Jan., till Febr. 20 or 21; and then, upon the unexpected turne upon generall Monke’s comeing-in, all these aierie modells vanishd.’1
Wood’s account2 follows Aubrey’s, but adds that the ballot-box with which the ‘gang’ amused themselves was an absolute novelty, ‘not being us’d or known in England before’; and that ‘on this account the room was every evening very full.’ This ballot-box, with its queer little pellets of divers colors, is one of the exotics at which Milton grumbles; but it was a source of infinite mirth among the Royalist wits. For a specimen of their satire see The Censure of the Rota (Appendix B. 3). Other amusing references to the Club may be found in the Harleian Miscellany (6. 192, 465; 7. 197).
A frequent and very much interested visitor at the Rota-Club debates was Samuel Pepys, who furnishes us comments under the dates of Jan. 10, Jan. 14, Jan. 17, and Feb. 20, the last of which is as follows: ‘In the evening Simons and I to the Coffee Club, where nothing to do only I heard Mr. Harrington, and my Lord of Dorset and another Lord, talking of getting another place as the Cockpit, and they did believe it would come to something. After a small debate upon the question whether learned or unlearned subjects are the best the Clubb broke up very poorly, and I do not think they will meet any more.’
They did not; at least, this is the last account we have of them.
We do not know that Milton ever visited the Rota Club, but it is certain that he was in constant and intimate touch with its proceedings. Cyriack Skinner, its occasional chairman, was one of Milton’s closest friends. Besides, this vigorous championship of a commonwealth must have been of very great interest to Milton, who differed from Harrington only as to the best means to this same general end. In the preface to Hirelings, he seems to show a keen interest in the Harrington petition recently laid before Parliament (see note on 23. 19). It is probable that his Rota-friend read to him from time to time Harrington’s various tracts in support of a commonwealth, such as The Art of Lawgiving, Political Aphorisms, 7 Models of a Commonwealth, and The Rota. And it would be singular indeed if there were no trace of them to be found in Milton’s contemporary model.
We find that the characteristic ideas of the Rota-men did exert an influence upon both editions of The Ready and Easy Way. The idea of rotation, so far from Milton’s doctrine of perpetuity in office, was still less radical and dangerous than the ‘conceit’ of successive Parliaments. It is therefore mentioned by Milton in the first edition, by way of compromise with the Harrington school, as the ‘best expedient, and with least danger’—but only to be tolerated as a last resort to satisfy such as were ‘ambitious to share in the government.’ It would seem, however, that Milton’s information as to Harrington’s proposal was somewhat inexact, or, as is more probable, that he was not willing to follow that design too closely. The rotation-scheme as stated in the first edition is Harrington’s, but with a difference; and the difference is characteristically Miltonic. Instead of one third of the senate’s rotating annually by suffrage of the people, ‘a hundred or some such number may go out by lot or suffrage of the rest’—a much less popular form of rotation than Harrington’s, and one less likely to impair the dignity and power of the senate. If possible, the managing of this business should be in the control of the council itself. It is in the second edition, however, that the subject receives earnest attention. Milton finds it expedient ‘to enlarge especially that part which argues for a perpetual Senat.’ Accordingly, we find that the brief mention of rotation in the first edition has been expanded into whole paragraphs and pages in the second.
But the Rota Club, notwithstanding the fact that Milton grudgingly and tentatively accepts one of its proposals, is not to be thought of as a source of The Ready and Easy Way, but rather as a formative influence without the pressure of which large sections of Milton’s treatise would not have been written. The ideas of the Rota-men are almost invariably mentioned to be criticized and combated. Such criticism must have seemed all the more imperative, as The Rota: Or a Modell of a Free State or equal Commonwealth, Harrington’s contribution of advice corresponding to Milton’s, was almost exactly contemporary with The Ready and Easy Way. Wood naturally associates the two rival models: ‘The Rota . . . published in the beginning of Feb. 1659. About which time John Milton published a pamphlet called, The ready and easy Way to establish a free commonwealth.’1 That Milton considered Harrington a formidable competitor, we may infer from the dimensions of the counter-argument in this treatise, and from Harrington’s reputation as a political philosopher. Toland says by way of comparison: ‘In this book [Milton’s] he delivers the model of a commonwealth, well suted perhaps to the circumstances of that time, but inferior, in all respects, to Harrington’s Oceana, which for the practicableness, equality, and completeness of it, is the most perfect form of such a government that ever was delineated by any antient or modern pen.’1
Finally, the principal proposals of Harrington that come in for criticism in the pamphlet, and Milton’s opinions of them, may be briefly stated. (1) Agrarian laws (see note on 28. 30) Milton believes to be dangerous; his own model involves ‘no perilous, no injurious alteration or circumscription of mens lands and proprieties.’ (2) There were to be a ‘Senate of three hundred Knights, and the popular assembly of one thousand and fifty Deputies, each being upon a triennial Rotation, or annual Change in one third part.’ But this ‘annual rotation of a Senat to consist of three hundred, as is lately propounded,’ replies Milton, and ‘another popular assembly upward of a thousand, with an answerable rotation, . . . cannot but be troublesom and chargeable, unweildie with thir own bulk, unable to mature thir consultation as they ought.’ He ‘could wish this wheel or partial wheel in State, if it be possible, might be avoided, as having too much affinitie with the wheel of fortune.’ He does not, however, reject it utterly. If not the ‘best,’ it is still the ‘known expedient,’ and much to be preferred to kingship. He will not ‘forejudge . . . any probable expedient.’ The tone of the argument reveals no sign of animosity toward Harrington himself. (3) The secret ballot receives no support from Milton; he speaks slightingly of this Venetian innovation, and of ‘exotic models’ in general. (4) Harrington’s whole elaborate scheme of division and subdivision of territory into shires or tribes, hundreds, and parishes, and of the freemen into youths and elders, horse and foot; their assembling at stated times at the summons of trumpet or drum, or the ringing of bells; the compulsory marching and countermarching, the prescribed robes of divers colors, the intricate process of voting—all seemed to Milton ‘new injunctions to manacle the native libertie of mankinde; turning all vertue into prescription, servitude, and necessitie, to the great impairing and frustrating of Christian libertie.’ His way, so different from Harrington’s, was ‘plain, easie and open; . . . without intricacies, without the introducement of . . . obsolete forms, or terms, or exotic models.’
The Ready and Easy Way is not distinctively learned, argumentative, or defensive, but was written rather hastily, as a practical suggestion in an emergency. The Biblical element, therefore, is much less prominent here than it is in such treatises as the Defensio and the Tenure. However, we find that not fewer than twelve direct appeals to the Bible are made in the present work—for illustration and proof; for vindication and ridicule; for warning and denunciation. Milton’s employment of Scripture is extremely bold and effective. Old-Testament blood-guiltiness is the warning held up before backsliders from the ‘good old cause’; moreover, those who clamor for kingship may be warned of God’s anger from the case of Samuel’s sons; and let the Stuarts themselves tremble at the terrible denunciation of Jeremiah against Coniah. Unfortunately, it was not without some grounds that the critics accused Milton of wresting the Scripture to his purpose (see notes on 15. 34 and 15. 35, and p. 177).
In his proposed curriculum, as also in his own extensive reading, Milton had given a prominent place to ‘those extolled remains of Grecian lawgivers, Lycurgus and Solon.’ And while we are not to imagine him now, in his anxious haste and infirmity of blindness, as painfully groping among Athenian and Spartan constitutions, it is nevertheless true that he incorporates in his model much of their spirit, and many of their practical expedients. Milton seems to have read of the curb, or ‘bridle’-device, of the Ephori, in the charming pages of Plutarch’s Life of Lycurgus. There is also an allusion to the peculiar Spartan form of election in his unwillingness to commit all ‘to the noise and shouting of a rude multitude.’ Throughout the treatise there runs an implied commendation of Spartan frugality, simplicity, discipline, and patriotic fervor.
But it was for the Athenian commonwealth, as founded by Solon and further democratized by his successors, that Milton reserved his profoundest admiration. Like Milton, Solon was a poet turned statesman, an unselfish reformer, and an unsuccessful opposer of tyrants. But, unlike Milton’s, his political ideas had the good fortune to become the basis of the constitution of the republic. Milton found these reflected in Plutarch’s Life of Solon—itself largely derived1 from Aristotle’s recently recovered Constitution of Athens. Here are set forth the ideas of a supreme and perpetual council of the Areopagus; proportionate eligibility to office; the right of appeal to living judges. Solon himself, as here described, furnishes a splendid example of unselfish public service, and of supreme contempt for royal ostentation. And Milton’s proposed combination of local and national authority—legislative, executive, and judicial—he finds ‘to have been practised in the old Athenian commonwealth.’ We may now turn to the strictly political writings of the Greeks to which our book is indebted. We have seen that Milton professed to hold in some derision the idealistic proposals of Plato—‘a man of high authority indeed, but least of all for his commonwealth.’1 Nevertheless, almost a score of Plato’s social and political ideas reappear in The Ready and Easy Way. The nature of the state, the origin of law, the purpose of government, the relation of tyranny to moral progress, magistracy as service, due liberty—these are some of the subjects upon which Milton’s thought accords with Plato’s. Most of these ideas, it is true, Milton met again far down the stream and in other forms, for we are here at the fountainhead of modern commonwealth-theory; but it is also true that he received the initial impression of these conceptions from the pages of the Republic and the Laws. Finally, Aristotle, a much more practical philosopher, is acknowledged as ‘chief instructer,’ and especially cited as authority (31. 5).
Hardly less profoundly was Milton influenced by the history of the illustrious republic of Rome. The influence, however, was largely one of national character and political institutions, for in the province of original political philosophy the Roman contribution had been small. It was the history of that liberty-loving people, who, deposing their kings, flourished for five hundred years as a republic; the matchless spirit of the Romans, who were ‘in a manner all fit to be kings’; their august, perpetual senate, their check-device of the tribunes: it was these elements of Roman greatness that appealed most strongly to Milton at this time, as exemplifying the feasibility and superiority of an aristocratic republic.
But the Roman republic, although it imported its politics from Greece, was not quite without expounders. There were Cicero, with his Republic and Laws, and Polybius, and Justinian; from each of whom Milton seems to have gleaned ideas that were to reappear later in modified form in his own republic. Like Milton, Cicero had striven ‘at all hazard’ to uphold the tottering and already doomed structure of a republic, having voluntarily resigned the ‘diversified sweetness’ of his studies to oppose himself ‘almost alone to the tempests and torrents of sedition, for the sake of preserving the state’1 —an utterance that seems to have colored Milton’s own declaration of motives. Like Milton again, Cicero professed to be a practical statesman; but he openly modeled his treatises upon Plato’s Republic and Laws. Naturally, therefore, most of his ideas are of no importance as sources. Yet there is a certain remainder, peculiarly his own, which did exercise a direct influence upon the shaping of The Ready and Easy Way. For example, Milton expressly acknowledges the power of Cicero’s beautiful and eloquent statement of the law of nature (see note on 10. 40).
It is probable that Milton’s idea of ‘balance’ was derived from, or confirmed by, the exposition of the Roman system of checks and balances, as found in Polybius. The Commonplace Book shows that he took notes from Justinian on natural and civil law. We know that Milton derived from Augustine the opinion that magistrates are really servants. The De Civitate Dei left other traces upon The Ready and Easy Way. It is certain that this was one source of the idea that kings should not presume to rule over men (see note on 19. 14).
It has been the purpose of a preceding section to show that the mediæval contribution to The Ready and Easy Way, while very large indeed, descended by way of sixteenth-century democratic thought, and was not recognized as mediæval at all. We may therefore pass from the fifth to the fifteenth century, and next inquire as to the modern sources of Milton’s treatise. It is not a little surprising to find the first of these in the writings of Machiavelli (1469-1527), the celebrated Florentine statesman, the first, and one of the greatest, of modern politicians. There are many reasons why Machiavelli particularly interested and influenced Milton. As an embodiment of the Renaissance spirit, he stood for intellectual and religious emancipation; he eagerly welcomed the experience and wisdom of Greece and Rome; he too acknowledged Aristotle as his chief instructor, and professed himself to be—what he really was—a practical statesman and impartial inquirer after truth; his favorite model of government was the republic of Rome; his volumes were rich in information about the minor republics of Italy, such as Venice and Florence; he started from the assumption that the state, of whatever form, is to be preserved and promoted at whatever cost, and discussed with inimitable clearness and penetration the policies best adapted to that end. The fact that his attitude is unmoral and indifferentist, or nearly so, did not deter Milton—as it had innumerable narrow minds that execrated the very name of Machiavelli—from diligently reading and excerpting the Discorsi and the Arte della Guerra, as the Commonplace Book and The Ready and Easy Way prove. In spite of their usual impersonal tone, Machiavelli’s volumes contained certain bold declarations and eulogies upon freedom which, to Commonwealth-men of the calibre of Milton and Harrington, seemed to betray a republican fervor in the author. Accordingly, Harrington holds him in high repute as the ‘learn’d Disciple’ of ‘the Antients,’ and ‘the only Politician of later Ages.’1
A large part of Machiavelli’s work is, of course, a restatement of Aristotelian philosophy, and must be disregarded so far as sources are concerned, except where its connection with Milton’s thought is indisputable. Such is the case, as proved by Milton’s own citations, in those passages which amplify the thought that hereditary kings are seldom virtuous, and that good men are scarce in monarchies, but abound in commonwealths. Machiavelli also suggested to Milton, or at least confirmed him in the opinion, that God preferred to make commonwealths when given His own way about it (see note on 32. 5).
We have now arrived at the authority of whom Milton seems to have made most use during the composition of The Ready and Easy Way—Jean Bodin (1530-96), the illustrious author of the De la République. Like Machiavelli, Bodin was filled with the Renaissance enthusiasm for the wisdom of ancient Greece and Rome. He made eager explorations into various fields of learning, and distinguished himself by contributing to political, educational, and economic theory, and by practically originating the modern historical method of investigation. Moreover, he rendered valuable service as statesman and diplomat under Henry III. With admirable spirit he stood for liberty of conscience, mutual concessions, and peace, in the midst of the raging wars of religion. It is not surprising that his tolerance and poise brought upon him the zealots’ charges, at different times, of being a ‘Catholic, a Calvinist, a Jew, a Mohammedan, and an atheist.’ Milton himself declares that ‘Bodin, the famous French writer, though a Papist, yet affirms that the commonwealth which maintains this discipline [Presbyterianism] will certainly flourish in virtue and piety.’1
But it was in the field of political philosophy that Bodin made his most admirable contribution to knowledge and progress. The De la République appeared in 1576, and at once linked its author’s name with that of Aristotle. The treatise was written in French, but was translated into Latin by the author in 1586. It was known and read all over Europe, and was promptly made a textbook in the English universities. It passed through numerous editions, the thick, almost cubical, Latin octavo of 1641 being the ‘Editio Septima.’
Milton probably became thoroughly familiar with Bodin’s Republica during his university days, and later, during the period of strenuous controversy, he did not forget this veritable mine of political wisdom. Page 112 of the Commonplace Book has the following note in Milton’s own hand: ‘Pro divortio vide Bodin. repub. l. 1, c. 3.’ This note-book also contains a large number of direct quotations from Bodin, but as they are in Lord Preston’s hand instead of Milton’s, no use will be made of them as sources. Fortunately, the Republica itself is sufficiently convincing as to Milton’s direct obligation. The most remarkable case of borrowing may be set forth here in some detail, as it possesses both historical and biographical significance.
On page 24 of this edition, Milton covertly refers to Bodin as ‘they who write of policie,’ and further distinguishes him above all other authorities by quoting a considerable passage in support of a perpetual senate. This conclusion, that Milton is here disingenuously helping himself to Bodin, is based primarily upon the evidence of the following parallels:
| Bodin, DeRepublica 3.1., ed. Francofurti, 1641. | Milton, Commonwealth, 1 ed., 1660. | Bodin, Commonweale, London, 1606, p. 277. |
| ‘. . . mea tamen sententia commodius est, senatores perpetuos esse, . . . quin tanta varietate mutabiles efficiunt, . . . non modo senatus splendorem obscurant, ac Reip. dignitatem labefactant, verumetiam Remp. in apertum discrimen coniiciunt, dum arcana promulgantur ac novis Senatoribus rerum praeteritarum ignaris summa Reip. gubernacula committuntur.’ | ‘They who write of policie, give these reasons; “That to make the whole Senate successive, not only impairs the dignitie and lustre of the Senate, but weakens the whole Commonwealth, and brings it into manifest danger; while by this means the secrets of State are frequently divulgd, and matters of greatest consequence committed to inexpert and novice counselors, utterly to seek in the full and intimate knowledg of affairs past.” ’ | ‘Howbeit I am not of opinion so to have the councellours of estate changed and rechanged; but rather to have them perpetuall. . . . For the yearely chaunging . . . doth not onely greatly obscure the glorie of the Senat, which ought to shine as the sunne, but also draweth after it the inevitable daunger of disclosing and publishing or the secrets of the estate: joining hereunto also, That the Senat, all new, cannot bee enformed of affaires passed, neither yet well continue the entertainment of the affaires present.’ |
It is apparent that the second and third of these parallel passages are largely equivalent in thought, and very similar in sequence and phraseology; and one might reasonably conclude that the English version was Milton’s source. But a careful comparison of the parallels in English and Latin, and especially of the italicized passages, proves that such was not the case. It is sufficient here to state the conclusions to which one must come after such an examination: (1) Bodin was ‘they who write of policie’; (2) Milton drew from the Latin, rather than from the English, version of the Republica; (3) indeed, Milton’s quotation is his own faithful and adequate, though not slavish, rendering of the Latin original; furthermore, (4) Milton’s translation is far more coherent, dignified, and faithful than the English version of 1606.
Two interesting queries are suggested by Milton’s use of Bodin. First, why did Milton, the staunchest of the republicans, appeal at all to Bodin, a royalist, a Frenchman, and a ‘Papist’? Questions of the intrinsic merit of the author aside, the answer seems to be found in the historical situation in England at the time, and in Bodin’s peculiar adaptability to Milton’s political proposals. At the time Milton was writing, the Rump Parliament was again sitting in authority, and the great question of settlement was uppermost in all minds. It was Milton’s central idea that a commonwealth should be established by perpetuating the existing Parliament as a grand council of the nation. He was sorely put to it to fortify with authority this generally odious principle of perpetuity in office. Plato was, upon the whole, for rotation; Aristotle had decided that life-tenure would never do among equals; Cicero had declared for succession; there was certainly nothing to hope for from Machiavelli. Fortunately, Bodin had spoken out loudly and unmistakably for a perpetual council, or senate. Here, then, was the prop for Milton’s doctrine; and not only a prop, but a tower of strength. It must have been with no little joy that Milton bethought him of this formidable ally in his time of need. One can almost hear him asking amanuensis or friend to read to him the well-remembered chapters, or at least choice extracts stored away in his note-books. Most certain it is that he swallowed for once his disinclination toward Frenchmen, royalists, and Papists, and set Bodin in the place of honor in his treatise.
The other question is: why did Milton withhold the name of his chief authority? Probably for two reasons: the educated among his readers would instantly recognize the familiar passage without such assistance; and, on the other hand, it would be awkward to have the ignorant multitude discover that John Milton, of all men, was citing a Frenchman, a Papist, and a royalist as an authority.
Several minor obligations remain to be mentioned briefly. We know from Milton’s own citations that he was familiar with Hotman’s Franco-Gallia (1574), and certain of its bold assertions seem to have left their mark upon The Ready and Easy Way (see note on 17. 23). Another and still more famous Huguenot book that Milton read, and made use of here, is the Vindiciæ contra Tyrannos (1580), which develops the theory of contract, or covenant, between people and king. Buchanan, whose remarkably bold and able treatise, De Jure Regni apud Scotos (1579), contributed so largely to Milton’s Tenure, exerted a general influence by declaring in vigorous language the sovereignty of the people and the justice of tyrannicide, and possibly suggested to Milton one or two specific ideas (see notes on 15. 6 and 16. 37). To Luther and Calvin are to be referred certain expressions of the treatise concerning liberty of conscience. There is a direct reference to Camden’s History of Elizabeth. The Commonplace Book shows that Milton made use of the following historians also: Holinshed, Stow, and Speed; De Thou, Girard, and Gilles; Sleidan; Costanzo. Many of the ideas here set forth may be found in the author’s earlier pamphlets, or in the Commonplace Book. There is some obligation to contemporary usage, particularly in the matter of Cromwellian and Puritan phraseology, or cant (see note on 14. 27). And, finally, even Milton’s bitter pamphleteering opponents contributed a slight element to The Ready and Easy Way.
It was the fashion with many pre-Restoration prose-writers of the seventeenth century to affect an impressive, ornate style; to lard their pages with Biblical and classical citations, and antiquarian lore; to make large use of Latin idiom and diction; to string together an interminable array of coördinate units—adjectives, substantives, phrases, or clauses; to elaborate enormous periods; and to suffuse their whole discourse with a tone of melancholy. In all these respects except the last, Milton’s prose style in general shows unmistakable kinship with the old-fashioned school. Moreover, his left-handed product lacks the quaintness and kindly humor of Walton and Fuller, the rhythmical melody and exquisite finish of Taylor and Sir Thomas Browne. But if Milton as a prose-writer shared in the defects, and fell short of the graces, of the contemporary school, he nevertheless excelled all the writers of his age in the more fundamental matters of dignity of thought, sincerity, and force.
Nothing that Milton ever wrote is more pronounced in these positive characteristics than The Ready and Easy Way. Its theme is the cause of human freedom—‘a subject . . . never surpassed in any age, in dignity, or in interest.’1 It is an assertion of the ‘native libertie’ and essential worth of the individual, a denunciation of tyrants, and a heroic attempt to rescue the nation from imminent slavery. Disregarding its practical—or unpractical—proposals, we yet find that the treatise in its essential content possesses the dignity which belongs to an expression of almost the highest and most universal of human ideals—something fundamentally different from dilettante speculations about ‘what song the Syrens sang, or what name Achilles assumed when he hid himself among women.’
In consequence of this loftiness of thought, and the supreme importance of the cause here advocated, not only to the writer but to ‘all ages,’ the style of the treatise is characterized by deep sincerity. Whether the writer is warmly defending actions of the past, riddling the pretensions of monarchs, pointing out the ‘way’ to a republic, exhorting the people, or repelling the assaults of his enemies, one feels the presence of a compelling moral earnestness throughout the pamphlet.
The thoughts and emotions of such a dynamic personality as Milton, occasioned by an imperiled cause of such vital importance to himself and to the world, could not fail to be uttered with tremendous force. Standing alone against a torrent, firm in the consciousness of the eternal rightness of his cause, Milton poured forth his bold denunciations, solemn warnings, and passionate appeals, with something of the authority of a prophet. Even his bitterest enemies felt the power of his earnest words, and conceded him a ‘formal eloquence,’ explaining that ‘this man Sollicites for his Head.’
But the forcefulness of The Ready and Easy Way is not entirely a matter of striking content—of noble thought and powerful feeling; it derives in no small measure from a more than ordinary simplicity and directness of expression. The occasion is urgent—the very lives of republicans and the life of the republic itself are at stake. It is no time for learned, gorgeous, or elaborate style. In the strongest, simplest native words Milton points out a way of escape, and appeals to the deepest instincts of the people. Three fourths of the treatise is pure Anglo-Saxon; more than half of its words are monosyllabic, and more than four fifths do not exceed two syllables in length. The line, ‘what was otherwise well done was by them who so thought,’ is solidly Anglo-Saxon, and practically monosyllabic. There is little that is fantastic or intricate between us and the author. In no other one of the prose works do we come into more intimate touch with the fervent, liberty-loving soul of Milton.
Another element of strength, in so far as strength depends upon effectiveness of expression, is to be found in the rather extensive use of short, clear sentences. This is especially manifest in those parts of the treatise which delineate or explain the model of government, where the author’s intellectual rather than his emotional faculties are at work. There we find such comparatively simple and modern sentences as these:
‘The whole freedom of man consists either in spiritual or civil libertie.’
‘The day of councel cannot be set as the day of a festival; but must be ready alwaies to prevent or answer all occasions.’
But the short sentence by no means predominates. Milton here still shows a preference for ‘well-sized periods’ instead of ‘thumb-ring posies.’ In fact, one sentence offends in this respect to the extent of containing three hundred and twenty-six words. The favorite length, however, is about ten lines. This would not be particularly objectionable if the structure were always faultless, and the meaning clear. But some of the sentences are rambling and obscure, and even defective in grammatical construction. The trouble arises from Milton’s impatient or careless omission of connectives, vague use of the relative, or habit of following the glow of poetic feeling from one suggestion to another, without much regard to sentence-structure or coherence (see 10. 35; 16. 29).
We have here abundant proof that Milton was a master of grim satire and bludgeon-like invective. His friendly rivals, the Rota-men, come in for a few mild strokes; the backsliding Presbyterians receive severer treatment; kings and courts and sycophants are characterized in varied, caustic phrase; but the satire, when turned against reviling foes, descends to the level of coarse invective and vituperation. Here Milton’s style, and Milton himself, suffer most, because of the utter absence of control.
Although Milton’s poetic genius is compelled to trudge along the dusty, noisy way of political controversy, yet we do not, even here, lose consciousness of the fact that it has wings ‘to soar above the Aonian Mount.’ This is evident in the wealth of apt and vigorous words at the writer’s easy command; in the tendency to invest word and phrase with a significance that lies below the superficial meaning; in the facility (here much restrained) of characterization dy striking metaphor—as, for example, the figures of the tower of Babel, Egyptian bondage, contagion, deluge. But most of all is the poet manifest in the idealizing tendency, in the loftiness of thought, and in the fiery glow of generous passion, which is never long concealed, and again and again bursts through all restraints.
The style of The Ready and Easy Way is didactic, argumentative, declamatory, satirical, denunciatory, hortative, etc., according to the varied exigencies of the discourse. And we have found that it is characterized throughout by nobility, sincerity, and power. It is everywhere, and above all else, strikingly individual: it effectively reveals the mind and heart of Milton.
As a practical solution of the problem of settlement, we have seen that The Ready and Easy Way possesses little significance. There is no record of its ever having received the slightest serious consideration from those in authority, or of its ever having enlisted a single private voice in its support. While it contains much sound political wisdom, it reveals Milton’s astounding ignorance of existing conditions in the proposal to perpetuate the very institution from which the whole nation was then crying aloud to be delivered.
Its interest as a literary achievement is much more considerable. Milton has not only made a constitution readable and interesting,—a feat sufficiently remarkable,—but he has so suffused its practical proposals with ideality and passionate humanity as to make this pamphlet one of the noblest that he ever wrote. Discarding ornate and elaborate style, in homely, telling words Milton here pours forth his most earnest thought and feeling upon the lofty theme of human freedom. He asserts the native worth and inherent capacity of the individual and of the nation. He glows with indignation at the presumption of kings. With eloquent appeal he seeks to recall the infatuated people from their servility. With the almost unerring insight of a prophet, he warns of penalties to come. And with all the terrific power at his command, he hurls defiance and anathema at the approaching king. Although the treatise is tinged with a sad consciousness of defeat, it by no means belongs to the literature of despair. Its gloom is pierced by a ray of hope—the eternal hope of the Christian idealist. God, to whom the writer appeals in his sublime peroration, is able to raise up ‘children of reviving libertie’ from the very stones.
The Ready and Easy Way may be considered from the dramatic point of view. It is, indeed, a tragedy; for, although designedly a political pamphlet, it vividly portrays the heroic struggle of an individual against forces which prove irresistible. One has only to look beneath its hurried, fervent lines, to see the forward sweep of the mob, the vain attempt of a few brave men to stay its fury. It is the tragedy, not only of an individual and of a group, but of the cause of freedom.
The treatise possesses peculiar interest as a prophecy. Although sightless eyes were unable to inform him of conditions and needs as they existed immediately around him, Milton seems to have beheld, with all the prevision of a seer, the consequences which were to ensue upon the return of the Stuarts. The dissolute court, the widespread moral degeneracy; dire revenges, oppressive taxes, and confiscation of estates; the standing army, the corruption of the judiciary, the repentance of the people, the appeal to arms—all this followed swiftly upon the Restoration, even as Milton had foretold.
The chief significance of The Ready and Easy Way, however, does not consist in its political, literary, or prophetic nature, but in its biographical revelations. After all, the personality of Milton is more interesting, and more important, than his doctrines; and here, in this slender pamphlet, we have a faithful record of the mind and heart and conduct of the greatest of the Puritans, at the supreme crisis of his political career.
It is pleasing to note that amidst almost universal defection Milton shows no sign of compromise, no abandonment of high ideals. He is still the advocate of Puritan simplicity, industry, frugality, stern morality, and true religion. He believes in the need and possibility of righteous public servants. He glows with indignation at the profligacy and insolence of courtiers and cavaliers. He still asserts the native liberty of men, and holds kings in less esteem than at any previous period of his life. He is even no longer a believer in protectors, as is shown by the motto prefixed to the second edition.
For twenty years Milton had given himself unreservedly to the service of the state. He had spread the fame of the ‘glorious rising Commonwealth’ all over Europe. With grief he now beheld the nation turning again, of its own accord, to servitude. Never did Milton’s patriotism burn more brightly than in his earnest endeavor even yet to save the people from their folly, his eloquent warnings and appeals, his eagerness to point out the way of escape. Never did he give a more superb exhibition of courage. He had freely sacrificed his sight in ‘liberty’s defense’; he now offered life itself, for he could not have doubted that death was likely to be the penalty attached to his Ready and Easy Way.
The text of the first edition has been reproduced from an original copy in the Public Library of the City of New York. Insertions from the revised edition follow the text of the copy owned by Mr. W. A. White, of New York City. Brackets ([]) indicate that the passages enclosed were omitted in revision. Parallel passages in the two editions are included between double bars (∥ . . . | . . . ∥). The first edition may be read by following the large type; the second, by omitting the brackets and choosing the small-type variant.
THE
Readie & Easie
VVAY
TO
ESTABLISH
A
Free Commonwealth,
AND
The Excellence therof
Compar’d with
The inconveniences and dangers of
readmitting kingship in this nation.
The author J. M.
LONDON,
Printed by T. N. and are to be sold by Livewell Chapman
at the Crown in Popes-Head Alley. 1660.
The readie and easie way
to establish a
free Commonwealth;
and the excellence therof, compar’d
with the inconveniencies
and dangers of readmitting
Kingship in
this Nation.
The second edition revis’d and
augmented.
The author J. M.
consilium dedimus Syllæ, demus populo nunc.
LONDON,
Printed for the Author, 1660.
Although since the writing of this treatise, the face of things hath had some change , writs for new electionshave bin recall’d , and the members at first chosen, readmitted from exclusion , [to sit again in Parlament,] yet not a little rejoicing to hear declar’d, the resolution[s] of [all] those who are [now] in power , [jointly] tending to the establishment of a free Commonwealth , and to remove if it be possible, this ∥ unsound | noxious ∥humour of returning to [old] bondage , instilld of late by some [cunning] deceivers , and nourished from bad principles and fals apprehensions among too many of the people , I thought best not to suppress what I had written , ∥ hoping it may perhaps (the Parlament now sitting more full and frequent ) be now much more useful then before : yet submitting what hath reference to the state of things as they then stood , to present constitutions; and so the same end be persu’d, not insisting on this or that means to obtain it. The treatise was thus written as follows. | hoping that it may now be of much more use and concernment to be freely publishd, in the midst of our Elections to a free Parlament , or their sitting to consider freely of the Government; whom it behoves to have all things represented to them that may direct thir judgment therin; and I never read of any State, scarce of any tyrant grown so incurable as to refuse counsel from any in a time of public deliberation; much less to be offended. If thir absolute determination be to enthrall us, before so long a Lent of Servitude, they may permitt us a little Shroving-time first, wherin to speak freely , and take our leaves of Libertie. And because in the former edition through haste , many faults escap’d, and many books were suddenly dispersd, ere the note to mend them could be sent, I took the opportunitie from this occasion to revise and somwhat to enlarge the whole discourse, especially that part which argues for a perpetual Senat . The treitise thus revis’d and enlarg’d, is as follows. ∥
The Parlament of England assisted by a great number of the people who appeard and stuck to them faithfullest in [the] defence of religion and thir civil liberties, judging kingship by long experience a government ∥ burdensom, expensive, useless and dangerous , | unnecessarie, burdensom and dangerous, ∥ justly and magnanimously abolishd it ; turning regal-bondage into a free Commonwealth , to the admiration and terror of our emulous neighbours , [and the stirring up of France it self, especially in Paris and Bourdeaux, to our imitation.] They took themselves not bound by thelight of nature or religion , to any former covnant, from which the King himself by many forfeitures of a latter date or discoverie, and our own longer consideration theron had more & more unbound us, both to himself and his posteritie; as hath bin ever the justice and the prudence of all wise nations that have ejected tyrannie. They covnantedto preserve the Kings person and autoritie, in the preservation of the true religion and our liberties; not in his endeavoring to bring in upon our consciences a Popish religion , upon our liberties thraldom, upon our lives destruction, by his occasioning, if not complotting, as was after discoverd, the Irish massacre , his fomenting and arming the rebellion, his covert leaguing with the rebels against us, his refusing more then seaven times, propositions most just and necessarie to the true religion and our liberties, tenderd him by the Parlament both of England and Scotland. They made not thir covnant concerning him with no difference between a king and a god , or promisd him as Job did to the Almightie, to trust in him, though he slay us: they understood that the solemn ingagement , wherin we all forswore kingship, was no more a breach of the covant, then the covnant was of the protestation before , but a faithful and prudent going on both in the words, well weighd, and in the true sense of the covnant, without respect of persons, when we could not serve two contrary maisters , God and the king, or the king and that more supreme law , sworn in the first place to maintain, our safetie and our libertie. They knew the people of England to be a free people, themselves the representers of that freedom ; & although many were excluded , & as many fled (so they pretended ) from tumults to Oxford, yet they were left a sufficient number to act in Parlament; therefor not bound by any statute of preceding Parlaments, but by the law of nature only, which is the only law of laws truly and properly to all mankinde fundamental; the beginning and the end of all Government; to which no Parlament or people that will throughly reforme, but may and must have recourse; as they had and must yet have in church reformation (if they throughly intend it) to evangelic rules ; not to ecclesiastical canons , though never so ancient, so ratifi’d and establishd in the land by Statutes, which for the most part are meer positive laws , neither natural nor moral, & so by any Parlament for just and serious considerations, without scruple to be at any time repeal’d. If others of thir number, in these things were under force , they were not, but under free conscience; if others were excluded by a power which they could not resist , they were not therefore to leave the helm of government in no hands, to discontinue thir care of the public peace and safetie, to desert the people in anarchie and confusion ; no more then when so many of thir members left them , as made up in outward formalitie a more legal Parlament of three estates against them. The best affected also and best principl’d of the people, stood not numbring or computing on which side were most voices in Parlament, but on which side appeerd to them most reason, most safetie, when the house divided upon main matters : what was well motiond and advis’d, they examind not whether fear or perswasion carried it in the vote; neither did they measure votes and counsels by the intentions of them that voted ; knowing that intentions either are but guessd at, or not soon anough known; and although good, can neither make the deed such, nor prevent the consequence from being bad: suppose bad intentions in things otherwise welldon; what was welldon, was by them who so thought, not the less obey’d or followd in the state; since in the church, who had not rather follow Iscariot or Simon the magician , though to covetous ends, preaching, then Saul, though in the uprightness of his heart persecuting the gospell? Safer they therefor judgd what they thought the better counsels , though carried on by some perhaps to bad ends , then the wors , by others, though endevord with best intentions : and yetthey were not to learn that a greater number might be corrupt within the walls of a Parlament as well as of a citie; wherof in matters of neerest concernment all men will be judges; nor easily permitt, that the odds of voices in thir greatest councel, shall more endanger them by corrupt or credulous votes, then the odds of enemies by open assaults; judging that most voices ought not alwaies to prevail where main matters are in question; if others hence will pretend to disturb all counsels , what is that to them who pretend not, but are in real danger; not they only so judging, but a great though not the greatest, number of thir chosen Patriots, who might be more in weight, then the others in number; there being in number little vertue, but by weight and measure wisdom working all things: and the dangers on either side they seriously thus waighd: from the treatie , short fruits of long labours and seaven years warr ; securitie for twenty years , if we can hold it; reformation in the church for three years : then put to shift again with our vanquishd maister . His justice, his honour, his conscience declar’d quite contrarie to ours; which would have furnishd him with many such evasions, as in a book entitl’d an inquisition for blood , soon after were not conceald: bishops not totally remov’d , but left as it were in ambush, a reserve, with ordination in thir sole power; thir lands alreadie sold , not to be alienated, but rented, and the sale of them call’d sacrilege ; delinquents few of many brought to condigne punishment; accessories punishd ; the chief author , above pardon, though after utmost resistance, vanquish’d; not to give, but to receive laws ; yet besought, treated with, and to be thankd for his gratious concessions , to be honourd, worshipd, glorifi’d. If this we swore to do , with what righteousness in the sight of God, with what assurance that we bring not by such an oath the whole sea of blood-guiltiness upon our own heads ? If on the other side we preferr a free government, though for the present not obtaind, yet all those suggested fears and difficulties , as the event will prove, easily overcome, we remain finally secure from the exasperated regal power, and out of snares; shall retain the best part of our libertie, which is our religion, and the civil part will be from these who deferr us , much more easily recoverd, being neither so suttle nor so awefull as a King reinthron’d. Nor were ∥ our | thir ∥ actions less both at home and abroad then might become the hopes of a glorious rising Commonwealth; nor were the expressions both of [the] Army and [of the] People, whether in thir publick declarations or several writings , other then such as testifi’d a spirit in this nation no less noble and well fitted to the liberty of a Comonwealth, then in the ancient Greeks or Romans. Nor was the heroic cause unsuccesfully defended to all Christendom against the tongue of a famous and thought invincible adversarie ; nor the constancie and fortitude that so nobly vindicated our liberty, our victory at once against two the most prevailing usurpers over mankinde, superstition and tyrannie unpraisd or uncelebrated in a written monument, likely to outlive detraction , as it hath hitherto covinc’d or silenc’d not a few of our detractors , especially in parts abroad. After our liberty and Religion thus ∥ succesfully | prosperously ∥ fought for, gaind and many years possessd , except in those unhappie interruptions , which God hath remov’d, [and wonderfully now the third time brought together our old Patriots, the first Assertours of our religious and civil rights ,] now that nothing remains but in all reason the certain hopes of a speedy and immediate settlement [to this nation] for ever in a firm and free Commonwealth, for this extolld and magnifi’d nation, regardless both of honour wonn or deliverances voutsaf’t from heaven, to fall back, or rather to creep back so poorly as it seems the multitude would , to thir once abjur’d and detested thraldom of kingship, to be our selves the slanderers of our own just and religious deeds, though don by som to covetous and ambitious ends , yet not therefor to be staind with their infamie, or they to asperse the integritie of others, and yet these now by revolting from the conscience of deeds welldon both in church and state, to throw away and forsake, or rather to betray a just and noble cause for the mixture of bad men who have ill manag’d and abus’d it (which had our fathers don heretofore, and on the same pretence deserted true religion, what had long ere this become of our gospel and all protestant reformation so much intermixt with the avarice and ambition of som reformers?) and by thus relapsing, to verifie all the bitter predictions of our triumphing enemies, who will now think they wisely discernd and justly censur’d both us and all our actions as rash, rebellious, hypocritical and impious, not only argues a strange degenerate ∥ corruption | contagion ∥ suddenly spread among us, fitted and prepar’d for new slaverie, but will render us a scorn and derision to all our neighbours . And what will they at best say of us, and of the whole English name, but scoffingly as of that foolish builder mentiond by our Saviour, who began to build a Tower, and was not able to finish it: where is this goodly tower of a Common-wealth which the English boasted they would build, to overshaddow kings and be another Rome in the west ? The foundation indeed they laid gallantly, but fell into a worse confusion, not of tongues, but of factions , then those at the tower of Babel; and have left no memorial of thir work behinde them remaining, but in the common laughter of Europ. Which must needs redound the more to our shame, if we but look on our neighbours the United Provinces, to us inferiour in all outward advantages: who notwithstanding, in the midst of greater difficulties , couragiously, wisely, constantly went through with the same work, and are settl’d in all the happie injoiments of a potent and flourishing Republick to this day.
Besides this , if we return to kingship, and soon repent, as undoubtedly we shall , when we begin to finde the old incroachments coming on by little and little upon our consciences, which must necessarily proceed from king and bishop united inseparably in one interest, we may be forc’d perhaps to fight over again all that we have fought, and spend over again all that we have spent , but are never like to attain thus far as we are now advanc’d, to the recoverie of our freedom, never [likely] to have it in possession, as we now have it, never to be voutsaf’d heerafter the like mercies and signal assistances from heaven in our cause, if by our ingratefull backsliding we make these fruitless [to our selves,] ∥ all his gratious condescensions and answers |; flying now to regal concessions from his divine condescensions and gratious answers ∥ to our once importuning praiers against the tyrannie which we then groand under [to become now of no effect, by returning of our own foolish accord, nay running headlong again with full stream wilfully and obstinately into the same bondage:] making vain and viler then dirt the blood of so many thousand faithfull and valiant English men, who left us in this libertie, bought with thir lives; losing by a strange aftergame of folly, all the battels we have wonne, together with all Scotland as to our conquest, hereby lost, which never any of our kings could conquer , all the treasure we have spent, not that corruptible treasure only, but that far more precious of all our late miraculous deliverances ; treading back again with lost labour all our happie steps in the progress of reformation, and most pittifully depriving our selves the instant fruition of that free government which we have so dearly purchasd, a free Commonwealth, not only held by wisest men in all ages the noblest, the manliest, the equallest, the justest government, the most agreeable to all due libertie and proportiond equalitie , both humane, civil and Christian, most cherishing to vertue and true religion , but also (I may say it with greatest probabilitie) planely commended or rather enjoind by our Saviour himself, to all Christians, not without remarkable disallowance and the brand of Gentilism upon kingship . God in much displeasure gave a king to the Israelites, and imputed it a sin to them that they sought one: but Christ apparently forbids his disciples to admitt of any such heathenish government: the kings of the gentiles, saith he, exercise lordship over them; and they that exercise autoritie upon them, are call’d benefactors. But ye shall not be so: but he that is greatest among you, let him be as the younger; and he that is chief, as he that serveth. The occasion of these his words, was the ambitious desire of Zebede’s two sons to be exalted above their brethren in his kingdom, which they thought was to be ere long upon earth. That he speaks of civil government , is manifest by the former part of the comparison, which inferrs the other part to be alwaies in the same kinde. And what government comes neerer to this precept of Christ, then a free Commonwealth; wherin they who are greatest, are perpetual servants and drudges to the publick at thir own cost and charges , neglect thir own affairs; yet are not elevated above thir brethren, live soberly in thir families, walk the streets as other men, may be spoken to freely, familiarly, friendly, without adoration. Whereas a king must be ador’d like a Demigod, with a dissolute and haughtie court about him, of vast expence and luxurie, masks and revels , to the debaushing of our prime gentry both male and female ; not in thir passetimes only, but in earnest, by the loos imploiments of court service, which will be then thought honorable. There will be a queen also of no less charge; in most likelihood outlandish and a Papist ; besides a queen mother such alreadie ; together with both thir courts and numerous train: then a royal issue , and ere long severally thir sumptuous courts; to the multiplying of a servile crew, not of servants only, but of nobility and gentry, bred up then to the hopes not of public, but of court offices ; to be stewards, chamberlains , ushers, grooms, even of the close-stool; and the lower thir mindes debas’d with court opinions, contrarie to all vertue and reformation, the haughtier will be thir pride and profuseness: we may well remember this not long since at home; or need but look at present into the French court , where enticements and preferments daily draw away and pervert the Protestant Nobilitie. ∥ nor at his own cost, but on the publick revenue; and all this to do nothing but bestow | As to the burden of expence , to our cost we shall soon know it; for any good to us, deserving to be termd no better then the vast and lavish price of our subjection and their debausherie; which we are now so greedily cheapning , and would so fain be paying most inconsideratly to a single person; who for any thing wherin the public really needs him, will have little els to do, but to bestow ∥ the eating and drinking of excessive dainties, to set a pompous face upon the superficial actings of State, to pageant himself up and down in progress among the perpetual bowings and cringings of an abject people, on either side deifying and adoring him ∥ who for the most part deserves none of this by any good done to the people | for nothing don that can deserve it. ∥ (for what can he more then another man?) ∥ but | who ∥ even in the expression of a late court-Poet , sits only like a great cypher set to no purpose before a long row of other significant figures. Nay it is well and happy for the people if thir king be but a cypher, being oft times a mischief, a pest, a scourge of the nation, and which is worse, not to be remov’d , not to be contrould, much less accus’d or brought to punishment, without the danger of a common ruin, without the shaking and almost subversion of the whole land. Wheras in a free Commonwealth, any governour or chief counselour offending, may be remov’d and punishd, without the least commotion. Certainly then that people must needs be mad[d] or strangely infatuated , that build the chief hope of thir common happiness or safetie on a single person ; who if he happen to be good, can do no more then another man , if to be bad, hath in his hands to do more evil without check, then millions of other men. The happiness of a nation must needs be firmest and certainest in a full and free Councel of their own electing , where no single person, but reason only sway[e]s . And what madness is it, for them who might manage nobly their own affairs themselves, sluggishly and weakly to devolve all on a single person; and more like boy[e]s under age then men, to committ all to his patronage and disposal, who neither can perform what he undertakes, and yet for undertaking it, though royally paid, will not be thir servant, but thir lord? how unmanly must it needs be, to count such a one the breath of our nostrils, to hang all our felicitie on him, all our safety, our well-being, for which if we were aught els but sluggards or babies, we need depend on none but God and our own counsels, our own active vertue and industrie . Go to the Ant , thou sluggard, saith Solomon, consider her waies, and be wise; which havingno prince, ruler, or lord, provides her meat in the summer, and gathers her food in the harvest. Which evidently shews us, that they who think the nation undon without a king , though they ∥ swell and look haughtie, | look grave or haughtie, ∥ have not so much true spirit and understanding in them as a Pismire. neither are these diligent creatures hence concluded to live in lawless anarchie, or that commended, but are set the examples to imprudent and ungovernd men, of a frugal and self-governing democratie or Commonwealth; safer and more thriving in the joint providence and counsel of many industrious equals, then under the single domination of one imperious Lord. It may be well wonderd that any nation, styling themselves free, can suffer any man to pretend hereditarie right over them as thir lord ; whenas by acknowledging that right, they conclude themselves his servants and his vassals, and so renounce thir own freedom. Which how a people and thir leaders especially can do, ∥ that hath | who have ∥ fought so gloriously for libertie, how they can change thir noble words and actions heretofore so becoming the majestie of a free people, into the base necessitie of court-flatteries and prostrations, is not only strange and admirable , but lamentable to think on; that a nation should be so valorous and courageous to winne thir libertie in the field, and when they have wonn it, should be so heartless and unwise in thir counsels , as not to know how to use it, value it, what to do with it, or with themselves; but after ten or twelve years prosperous war and contestation with tyrannie, basely and besottedly to run thir necks again into the yoke which they have broken, and prostrate all the fruits of thir victorie for ∥ nothing | naught ∥ at the feet of the vanquishd, besides our loss of glorie, and such an example as kings or tyrants never yet had the like to boast of, will be an ignominie , if it befall us, that never yet befell any nation possessd of thir libertie: worthie indeed themselves, ∥ whosoever | whatsoever ∥ they be, to be for ever slaves; but that part of the nation which consents not with them , as I perswade me of a great number, far worthier then by their means to be brought into the same bondage, [and reservd, I trust, by Divine providence to a better end; since God hath yet his remnant , and hath not yet quenchd the spirit of libertie among us.] Considering these things, so plane, so rational , I cannot but yet further admire on the other side, how any man who hath the true principles of justice and religion in him, can presume or take upon him to be a king and lord over his brethren, whom he cannot but know, whether as men or Christians, to be for the most part every way equal or superiour to himself: how he can display with such vanitie and ostentation his regal splendour so supereminently above other mortal men; or, being a Christian, can assume such extraordinarie honour and worship to himself, while the kingdom of Christ, our common King and Lord, is hid to this world , and such Gentilish imitation forbid in express words by himself to all his disciples? All ∥ Protestanus | Protestants ∥ hold, that Christ in his Church hath left no vicegerent of his [kingly power,] but himself without deputy, is the only head thereof, governing it from heaven: how then can any Christian man derive his kingship from Christ, but with worse usurpation then the Pope his headship over the Church, since Christ not only hath not left the least shadow of a command for any such vicegerence from him in the State, as the Pope pretends for his in the Church, but hath expressly declar’d that such regal dominion is from the gentiles, not from him, and hath strictly charg’d us, not to imitate them therein?
I doubt not but all ingenuous and knowing men will easily agree with me , that a free Commonwealth without single person or house of lords , is by far the best goverment, if it can be had; but we have all this while, say they, bin expecting it , and cannot yet attain it. Tis true indeed, when monarchie was dissolvd, the form of a Commonwealth should have forthwith bin fram’d; and the practice therof immediatly begun; that the people might have soon bin satisfi’d and delighted with the decent order, ease, and benefit therof: we had bin then by this time firmly rooted past fear of commotions or mutations, & now flourishing: this care of timely setling a new government instead of ye old, too much neglected, hath bin our mischief. ∥ I answer, that | Yet ∥ the cause thereof may be ascrib’d with most reason to the frequent disturbances, interruptions and dissolutions which the Parlament hath had partly from the impatient or disaffected people , partly from some ambitious leaders in the armie; much contrarie, I believe, to the minde and approbation of the Armie it selfand thir other Commanders , [when they were] once undeceivd , or in thir own power. [Neither ought the small number of those remaining in Parlament, be made a by-word of reproach to them, as it is of late by the rable, whenas rather they should be therefor honourd, as the remainder of those faithfull worthies , who at first freed us from tyrannie, and have continu’d ever since through all changes constant to thir trust ; which they have declar’d , as they may most justly and truly, that no other way they can discharge, no other way secure and confirme the peoples libertie, but by setling them in a free Commonwealth. And doubtless, no Parlament will be ever able under royaltie to free the people from slavery : and when they go about it, will finde it a laborious task; and when they have don all, they can, be forc’d to leave the contest endless between prerogative and petition of right , till only dooms-day end it: And] now is the opportunitie , now the very season wherein we may obtain a free Commonwealth, and establish it forever in the land, without difficulty or much delay. [The Parlament have voted to fill up their number :] Writs are sent out for elections, and which is worth observing in the name, not of any king, but of the keepers of our libertie , to summon a free Parlament : which then only will indeed be free, and deserve the true honor of that supreme title, if they preserve us a free people. Which never Parlament was more free to do; being now call’d, not as heretofore, by the summons of a king, but by the voice of libertie: and if the people, laying aside prejudice and impatience, will seriously and calmly now consider thir own good, both religious and civil, thir own libertie and the only means therof, as shall be heer laid before them, and will elect thir Knights and Burgesses able men, and according to the just and necessarie qualifications (which for aught I hear, remain yet in force unrepeald, as they were formerly decreed in Parlament, men not addicted to a single person or house of lords, the work is don; at least the foundation [is] firmly laid of a free Commonwealth, and good part also erected of the main structure. For the ground and basis of every just and free government (since men have smarted so oft for committing all to one person) is a general Councel of ablest men , chosen by the people to consult of publick affairs from time to time for the common good. ∥ This Grand Councel must have the forces by sea and land in thir power, | In this Grand Councel must the sovrantie, not transferrd, but delegated only , and as it were deposited, reside; with this caution they must have the forces by sea and land committed to them for preservation of the common peace and libertie; ∥ must raise and mannage the Publick revenue, at least with som inspectors deputed for satisfaction of the people, how it is imploid; ∥ make lawes, as need requires, | must make or propose , as more expressly shall be said anon, civil laws; ∥ treat of commerce, peace, or war with forein nations; and for the carrying on som particular affairs [of State] with more secrecie and expedition, must elect, as they have already out of thir own number and others, a Councel of State . And although it may seem strange at first hearing, by reason that mens mindes are prepossessd with the ∥ conceit | notion ∥ of successive Parlaments , I affirm that the Grand or General Councel being well chosen, should ∥ sit | be ∥ perpetual : for so their business is, or may be, and oft times urgent; the opportunitie of affairs gaind or lost in a moment. The day of counsel cannot be set as the day of a festival; but must be readie alwaies to prevent or answer all occasions. ∥ and they will become thereby | By this continuance they will become everie way ∥ skilfullest, best provided of intelligence from abroad, best acquainted with the people at home, and the people with them. The ship of the Commonwealth is alwaies undersail; they sit at the stern; and if they stear well, what need is ther to change them; it being rather dangerous? Adde to this, that the Grand Councel is both foundation and main pillar of the whole State; and to move pillars and foundations, ∥ unless they be faultie, | not faultie, ∥ cannot be safe for the building. I see not therefore how we can be advantag’d by successive and transitorie Parlaments; but that they are much likelier continually to unsettle rather then to settle a free government, to breed commotions, changes, novelties and uncertainties; to bring neglect upon present affairs and opportunities, while all mindes are suspense with expectation of a new assemblie, and the assemblie for a good space taken up with the new setling of it self. After which, if they finde no great work to do, they will make it, by altering or repealing former acts, or making and multiplying new; that they may seem to see what thir predecessors saw not, and not to have assembld for nothing: till all law be lost in the multitude of clashing statutes. ∥ and serve only to satisfie the ambition of such men, as think themselves injur’d, and cannot stay till they be orderly chosen to have thir part in the government. If the ambition of such be at all to be regarded, | But if the ambition of such as think themselves injur’d that they also partake not of the government, and are impatient till they be chosen, cannot brook the perpetuitie of others chosen before them, or if it be feard that long continuance of power may corrupt sincerest men, ∥ the best expedient will be, and with least danger, | the known expedient is, and by som lately propounded , ∥ that ∥ everie two or three years | annually (or if the space be longer , so much perhaps the better) ∥ a hundred or some such number may go out by lot or suffrage of the rest, | the third part of Senators may go out according to the precedence of thir election, ∥ and the like number be chosen in thir places; to prevent the setling of too absolute a power , if it should be perpetual: and this they call partial rotation. [(which hath bin already thought on heer , and done in other Commonwealths :)] ∥ but in my opinion better nothing mov’d, unless by death or just accusation: | But I could wish that this wheel or partial wheel in State, if it be possible, might be avoided; as having too much affinitie with the wheel of fortune . For it appeers not how this can be don, without danger and mischance of putting out a great number of the best and ablest: in whose stead new elections may bring in as many raw, unexperienc’d and otherwise affected, to the weakning and much altering for the wors of public transactions. Neither do I think a perpetual Senat, especially chosen and entrusted by the people, much in this land to be feard, where the well-affected either in a standing armie, or in a setled militiahave thir arms in thir own hands . Safest therefor to me it seems, and of least hazard or interruption to affairs, that none of the Grànd Councel be mov’d, unless by death or just conviction of som crime : for what can be expected firm or stedfast from a floating foundation? however, I forejudge not any probable expedient, any temperament that can be found in things of this nature so disputable on either side. ∥ [and I shall make mention of another way to satisfie such as are reasonable, ere I end this discourse.] ∥ And | Yet ∥ least this which I affirme be thought my single opinion, I shall adde sufficient testimonie. Kingship it self is therefore counted the more safe and durable , because the king and for the most part, his Councel, is not changd during life: but a Commonwealth is held immortal; and therein firmest, safest and most above fortune; for [that] the death of a king, causeth oft-times many dangerous alterations; but the death now and then of a Senatour is not felt; the main body of them still continuing ∥ unchang’d | permanent ∥ in greatest and noblest Commonwealths, and as it were eternal. Therefore among the Jews, the supream Councel of seventie, call’d the Sanhedrim , founded by Moses, in Athens that of [the] Areopagus , in ∥ Lacedœmon | Sparta ∥ that of the Ancients , in Rome the Senat , consisted of members chosen for term of life; and by that means remaind as it were still the same to generations. In Venice they change indeed ofter then everie year som particular councel[s] of State, as that of six , or such others; but the ∥ full | true ∥ Senate , which upholds and sustains the government, ∥ sits immovable. | is the whole aristocracie immovable. ∥ So in the United Provinces , the States General , which are indeed but a Councel of State ∥ delegated | deputed ∥ by the whole union, are not usually the same persons for above three or six years; but the ∥ Provincial States , | States of every citie , ∥ in whom the ∥ true sovrantie is plac’d, | sovrantie hath bin plac’d time out of minde, ∥ are a standing Senate, without succession, and accounted chiefly in that regard the main prop of thir libertie. And why they should be so in everie well ordered Commonwealth, they who write of policie , give these reasons ; “That to make the [whole] Senate successive, not only impairs the dignitie and lustre of the Senate, but weakens the whole Commonwealth, and brings it into manifest danger; while by this means the secrets of State are frequently divulgd, and matters of greatest consequence committed to inexpert and novice counselors, utterly to seek in the full and intimate knowledg of affairs past.” I know not therefor what should be peculiar in England to make successive Parlaments thought safest, or convenient heer more then in [all] other nations, unlesse it be the fick’lness which is attributed to us as we are Ilanders. But good education and acquisite wisdom ought to correct the fluxible fault, if any such be, of our watrie situation. It will be objected, that in those places where they had perpetual Senats, they had also popular remedies against thir growing too imperious: as in Athens, besides Areopagus, another Senat of four or five hundred ; in Sparta,the Ephori ; in Rome,the Tribunes of the people. But the event tels us, that these remedies either little availd the people, or brought them to such a licentious and unbridl’d democratie, as in fine ruind themselves with thir own excessive power. So that the main reason urg’d why popular assemblies are to be trusted with the peoples libertie, rather then a Senat of principal men, because great men will be still endeavoring to inlarge thir power, but the common sort will be contented to maintain thir own libertie, is by experience found false; none being more immoderat and ambitious to amplifie thir power, then such popularities; which was seen in the people of Rome; who at first contented to have thir Tribunes, at length contended with the Senat that one Consul , then both; soon after, that the Censors and Prætors also should be created Plebeian, and the whole empire put into their hands; adoring lastly those, who most were advers to the Senat, till Marius by fulfilling thir inordinat desires, quite lost them all the power for which they had so long bin striving, and left them under the tyrannie of Sylla : the ballance therefor must be exactly so set, as to preserve and keep up due autoritie on either side, as well in the Senat as in the people. And this annual rotation of a Senat to consist of three hunderd, as is lately propounded , requires also another popular assembly upward of a thousand, with an answerable rotation. Which besides that it will be liable to all those inconveniencies found in the foresaid remedies, cannot but be troublesom and chargeable, both in thir motion and thir session, to the whole land; unweildie with thir own bulk, unable in so great a number to mature thir consultations as they ought, if any be allotted them, and that they meet not from so many parts remote to sit a whole year lieger in one place , only now and then to hold up a forrest of fingers , or to convey each man his bean or ballot into the box, without reason shewn or common deliberation; incontinent of secrets, if any be imparted to them, emulous and always jarring with the other Senat. The much better way doubtless will be in this wavering condition of our affairs, to deferr the changing or circumscribing of our Senat, more then may be done with ease, till the Commonwealth be throughly setl’d in peace and safetie, and they themselves give us the occasion. Militarie men hold it dangerous to change the form of battel in view of an enemie: neither did the people of Rome bandie with thir Senat while any of the Tarquins livd, the enemies of thir libertie, nor sought by creating Tribunes to defend themselves against the fear of thir Patricians , till sixteen years after the expulsion of thir kings , and in full securitie of thir state, they had or thought they had just cause given them by the Senat. Another way will be, to welqualifie and refine elections : not committing all to the noise and shouting of a rude multitude , but permitting only those of them who are rightly qualifi’d, to nominat as many as they will; and out of that number others of a better breeding, to chuse a less number more judiciously, till after a third or fourth sifting and refining of exactest choice, they only be left chosen who are the due number, and seem by most voices the worthiest. To make the people fittest to chuse, and the chosen fittest to govern, will be to mend our corrupt and faulty education , to teach the people faith not without vertue, temperance, modestie, sobrietie, parsimonie, justice; not to admire wealth or honour; to hate turbulence and ambition; to place every one his privat welfare and happiness in the public peace, libertie and safetie. They shall not then need to be much mistrustfull of thir chosen Patriots in the Grand Councel; who will be then rightly call’d the true keepers of our libertie, though the most of thir business will be in forein affairs. But to prevent all mistrust, the people then will have thir several ordinarie assemblies (which will henceforth quite annihilate the odious power and name of Committies ) in the chief towns of every countie, without the trouble, charge, or time lost of summoning and assembling from far in so great a number, and so long residing from thir own houses, or removing of thir families, to do as much at home in thir several shires, entire or subdivided, toward the securing of thir libertie, as a numerous assembly of them all formd and conven’d on purpose with the wariest rotation. Wherof I shall speak more ere the end of this discourse: for it may be referrd to time, so we be still going on by degrees to perfection . ∥ I suppose therefor that the people well weighing these things, would have no cause to fear or murmur, | The people well weighing and performing these things, I suppose would have no cause to fear, ∥ though the Parlament, abolishing that name , as originally signifying but the parlie of our Lords and Commons with thir Norman king when he pleasd to call them, should with certain limitations of thir power, ∥ perpetuate themselves, | sit perpetual ∥ if thir ends be faithfull and for a free Commonwealth, under the name of a Grand or General Councel: [nay] till this be done, I am in doubt whether our State will be ever certainlie and throughly setl’d: [and say again therefor, that if the Parlament do this, these nations will have so little cause to fear or suspect them, that they will have cause rather to gratulate and thank them: nay more, if they understand thir own good rightly, will sollicit and entreat them not to throw off the great burden from thir shoulders which none are abler to bear, and to sit perpetual;] never likely till then to see an end of ∥ thir | our ∥ troubles and continual changes, or at least never the true settlement and assurance of ∥ their | our ∥ libertie. [And the government being now in so many faithful and experienc’d hands , next under God, so able, especially filling up their number, as they intend, and abundantly sufficient so happily to govern us, why should the nation so little know thir own interest as to seek change, and deliver themselves up to meer titles and vanities, to persons untri’d , unknown, necessitous, implacable, and every way to be suspected: to whose power when we are once made subject, not all these our Patriots nor all the wisdom or force of the well affected joind with them can deliver us again from most certain miserie and thraldom. To return then to this most easie, most present and only cure of our distempers,] the Grand Councel being thus firmly constituted to perpetuitie, and still, upon the death or default of any member, suppli’d and kept in full number, ther can be no cause alleag’d why peace, justice, plentiful trade and all prosperitie should not therupon ensue throughout the whole land; with as much assurance as can be of human things, that they shall so continue (if God favour us, and our wilfull sins provoke him not) even to the coming of our true and right full and only to be expected King, only worthy as he is our only Saviour, the Messiah, the Christ, the only heir of his eternal father, the only by him anointed and ordaind, since the worke of our redemtion finishd, universal Lord of all mankind. The way propounded is plain, easie and open before us; without intricases, without the introducement of new or obsolete forms, or terms, or exotic models ; idea’s that would effect nothing, but with a number of new injunctions to manacle the native liberty of mankinde; turning all vertue into prescription, servitude, and necessitie, to the great impairing and frustrating of Christian libertie: I say again , this way lies free and smooth before us; is not tangl’d with inconveniencies; invents no new incumbrances; requires no perilous, no injurious alteration or circumscription of mens lands and proprieties; secure, that in this Commonwealth, temporal and spiritual lords remov’d , no man or number of men can attain to such wealth or vast possession, as will need the hedge of an Agrarian law (never succesful, but the cause rather of sedition , save only where it began seasonably with first possession ) to confine them from endangering our public libertie; ∥ without the mixture of inconveniencies, or any considerable objection to be made, as by some friviously ,1 that it is not practicable: | to conclude, it can have no considerable objection made against it, that it is not practicable: least it be said hereafter, that we gave up our libertie for want of a readie way or distinct form propos’d of a free Commonwealth. ∥ and this facilitie we shall have above our next neighbouring Commonwealth, (if we can keep us from the fond conceit of something like a duke of Venice , put lately into many mens heads, by som one or other suttly driving on under that [prettie] notion his own ambitious ends to lurch a crown ) that our liberty shall not be hamperd or hoverd over by any ingag’ment to such a potent family as the house of Nassaw , of whom to stand in perpetual doubt and suspicion, but we shall live the cleerest and absolutest free nation in the world. On the contrarie, if ther be a king, which the inconsiderate multitude are now so madd upon, marke how far short we are like to com of all those happinesses, which in a free State we shall immediately be possessd of. First, the Grand Councel, which, as I ∥ said | shewd ∥ before, [is both the basis and main pillar in everie government, and] should sit perpetually, (unless thir leisure give them now and then some intermissions or vacations easilie manageable by the Councel of State left sitting ) shall be call’d, by the kings good will and utmost endeavour, as seldome as may be ; [and then for his own ends: for it will soon return to that, let no man hope otherwise, whatever law or provision be made to the contrarie.] For it is only the kings right, he will say, to call a Parlament; and this he will do most commonly about his own affairs rather then the kingdom’s, as will appear planely so soon as they are call’d. For what will thir business then be and the chief expence of thir time, but an endless tugging between ∥ right of subject | petition of right ∥ and royal prerogative, especially about the negative voice, militia, or subsidies , demanded and oft-times extorted without reasonable cause appearing to the Commons, who are the only true representatives of the people ; and thir libertie, but will be then mingl’d with a court-faction ; besides which, within thir own walls, the sincere part of them who stand faithful to the people, will again have ∥ do | to ∥ deal with two troublesome counter-working adversaries from without, meer creatures of the king, ∥ temporal and spiritual lords , | spiritual, and the greater part, as is likeliest, of temporal lords ∥ [made up into one house, and] nothing concernd with the peoples libertie. If these prevail not in what they please, though never so much against the peoples interest, the Parlament shall be soon dissolvd, or sit and do nothing ; not sufferd to remedie the least greevance, or enact aught advantageous to the people. Next, the Councel of State shall not be chosen by the Parlament , but by the king, still his own creatures, courtiers and favorites; who will be sure in all thir counsels to set thir maister’s grandure and absolute power, in what they are able, far above the peoples libertie. I denie not but that there may be such a king, who may regard the common good before his own, may have no vitious favorite, may hearken only to the wisest and incorruptest of his Parlament; but this rarely happ’ns in a monarchie not elective; and it behoves not a wise nation to committ the summ of thir well-being, the whole state of thir safetie to fortune. What need they; and how absurd would it be, when as they themselves to whom his chief vertue will be but to hearken, may with much better management and dispatch, with much more commendation of thir own worth and magnanimitie govern without a maister. Can the folly be paralleld, to adore and be the slaves of a single person for doing that which it is ten thousand to one whether he can or will do, and we without him might do more easily, more effectually, more laudably our selves? Shall we never grow old anough to be wise to make seasonable use of gravest autorities, experiences, examples? Is it such an unspeakable joy to serve , such felicitie to wear a yoke? to clink our shackles, lockt on by pretended law of subjection , more intolerable and hopeless to be ever shaken off, then those which are knockt on by illegal injurie and violence? Aristotle, our chief instructer in the Universities, least this doctrine be thought Sectarian , as the royalist would have it thought, tels us in the third of his Politics , that certain men at first, for the matchless excellence of thir vertue above others, or som great public benifit, were created kings by the people; in small cities and territories, and in the scarcitie of others to be found like them: but when they abus’d thir power, and governments grew larger, and the number of prudent men increasd, that then the people soon deposing thir tyrants, betook them, in all civilest places, to the form of a free Commonwealth. And why should we thus disparage and prejudicate our own nation, as to fear a scarcitie of able and worthie men united in counsel to govern us, if we will but use diligence and impartiality to finde them out and chuse them, rather yoking our selves to a single person, the natural adversarie and oppressor of libertie, though good, yet far easier corruptible by the excess of his singular power and exaltation, or at best, not comparably sufficient to bear the weight of government, nor equally dispos’d to make us happie in the enjoyment of our libertie under him. ∥ And | But ∥ admitt, that monarchy of it self may be convenient to som nations, yet to us who have thrown it out, received back again, it cannot but prove pernicious . For [the] kings to com, never forgetting thir former ejection, will be sure to fortifie and arme themselves sufficiently for the future against all such attempts heerafter from the people: who shall be then so narrowly watch’d and kept so low , [as that besides the loss of all thir blood, and treasure spent to no purpose,] ∥ though they would never so fain and at the same rate, | that though they would never so fain and at the same rate of thir blood and treasure, ∥ they never shall be able to regain what they now have purchasd and may enjoy, or to free themselves from any yoke impos’d upon them. nor will they dare to go about it; utterly disheartn’d for the future, if these thir highest attempts prove unsuccesfull; which will be the triumph of all tyrants heerafter over any people that shall resist oppression; and thir song will then be, to others, how sped the rebellious English? to our posteritie, how sped the rebells your fathers? This is not my conjecture, but drawn from God’s known denouncement against the gentilizingIsraelites; who though they were governd in a Commonwealth of God’s own ordaining , he only thir king, they his peculiar people , yet affecting rather to resemble heathen, but pretending the misgovernment of Samuel’s sons , no more a reason to dislike thir Commonwealth, then the violence of Eli’s sons was imputable to that priesthood or religion, clamourd for a king. They had thir longing; but with this testim onie of God’s wrath; ye shall cry out in that day because of your king whom ye shall have chosen, and the Lord will not hear you in that day. Us if he shall hear now, how much less will he hear when we cry hereafter, who once deliverd by him from a king, and not without wondrous acts of his providence, insensible and unworthie of those high mercies, are returning precipitantly, if he withhold us not, back to the captivitie from whence he freed us. Yet neither shall we obtain or buy at an easie rate this new guilded yoke which thus transports us: [Besides this,] a new royal-revenue must be found; a new episcopal; for those are individual : both which being wholly dissipated or bought by private persons, or assing’d for service don, and especially to the Armie, cannot be recovered without a general detriment and confusion to men’s estates, or a heavy imposition on all men’s purses. benefit to none, but to the worst and ignoblest sort of men, whose hope is to be either the ministers of court riot and excess , or the gainers by it: But not to speak more of losses and extraordinarie levies on our estates, what will then be the [Not to speak of] revenges and offences [that will be] rememberd and returnd, not only by the chief person, but by all his adherents; accounts and reparations that will be requir’d, suites [and] inditements, inquiries, discoveries, complaints, informations, who knows against whom, or how many, though perhaps neuters , if not to utmost infliction, yet to imprisonment, fines, banishment ; or molestation; [or] if not these, yet disfavour , discountnance, disregard and contempt on all but the known royalist, or whom he favours, will be plentious; nor let the new royaliz’d presbyterians perswade themselves that thir old doings, though now recanted, will be forgotten; whatever conditions be contriv’d or trusted on. Will they not beleeve this; nor remember the pacification , how it was kept to the Scots; how other solemn promises many a time to us? Let them but now read the diabolical forerunning libells , the faces, the gestures that now appeer foremost and briskest in all public places; as the harbingers of those that are in expectation to raign over us; let them but hear the insolencies, the menaces, the insultings of our newly animated common enemies crept lately out of thir holes, thir hell , I might say, by the language of thir infernal pamphlets , the spue of every drunkard, every ribald; nameless, yet not for want of licence , but for very shame of thir own vile persons, not daring to name themselves, while they traduce others by name ; and give us to foresee that they intend to second thir wicked words, if ever they have power, with more wicked deeds. Let our zealous backsliders forethink now with themselves, how thir necks yok’d with these tigers of Bacchus , these new fanatics of not the preaching but the sweating-tub , inspir’d with nothing holier then the Venereal pox, can draw one way under monarchie to the establishing of church discipline with these new-disgorg’d atheismes: yet shall they not have the honor to yoke with these, but shall be yok’d under them; these shall plow on their backs . And do they among them who are so forward to bring in the single person, think to be by him trusted or long regarded? So trusted they shall be and so regarded, as by kings are wont reconcil’d enemies; neglected and soon after discarded, if not prosecuted for old traytors; the first inciters , beginners, and more then to the third part actors of all that followd; it will be found also, that there must be then as necessarily as now (for the contrarie part will be still feard) a standing armie ; which for certain shall not be this , but of the fiercest Cavaliers , of no less expence, and perhaps again under Rupert : but let this armie be sure they shall be soon disbanded, and likeliest without arrear or pay; and being disbanded, not be sure but they may as soon be questiond for being in arms against thir king: the same let them fear, who have contributed monie; which will amount to no small number that must then take thir turn to be made delinquents and compounders . They who past reason and recoverie are devoted to kingship, perhaps will answer, that a greater part by far of the Nation will have it so; the rest therefor must yield. Not so much to convince these, which I little hope, as to confirm them who yield not, I reply; that this greatest part have both in reason and the trial of just battel, lost the right of their election what the government shall be: of them who have not lost that right , whether they for kingship be the greater number, who can certainly determin? Suppose they be; yet of freedom they partake all alike, one main end of government: which if the greater part value not, but will degeneratly forgoe, is it just or reasonable, that most voices against the main end of government should enslave the less number that would be free? More just it is doubtless, if it com to force, that a less number compell a greater to retain, which can be no wrong to them, thir libertie, then that a greater number for the pleasure of thir baseness, compell a less most injuriously to be thir fellow slaves. They who seek nothing but thir own just libertie, have alwaies right to winn it and to keep it , when ever they have power, be the voices never so numerous that oppose it. And how much we above others are concernd to defend it from kingship, and from them who in pursuance therof so perniciously would betray us and themselves to most certain miserie and thraldom, will be needless to repeat.
Having thus far shewn with what ease we may now obtain a free Commonwealth, and by it with as much ease all the freedom, peace, justice, plentie that we can desire, on the otherside, the difficulties, troubles, uncertainties nay rather impossibilities to enjoy these things constantly under a monarch, I will now proceed to shew more particularly wherein our freedom and flourishing condition will be more ample and secure to us under a free Commonwealth then under kinship.
The whole freedom of man consists either in spiritual or civil libertie . As for spiritual, who can be at rest, who can enjoy any thing in this world with contentment, who hath not libertie to serve God and to save his own soul, according to the best light which God hath planted in him to that purpose, by the reading of his reveal’d will and the guidance of his holy spirit? That this is best pleasing to God, and that the whole Protestant Church allows no supream judge or rule in matters of religion, but the scriptures , and these to be interpreted by the scriptures themselves, which necessarily inferrs liberty of conscience, ∥ hath bin | I have ∥ heertofore prov’d at large in ∥ other treatises, | another treatise ; ∥ and might yet further by the publick declarations, confessions , and admonitions of whole Churches and States, obvious in all historie, since the Reformation . [He who cannot be content with this libertie to himself, but seeks violently to impose what he will have to be the only religion, upon other men’s consciences, let him know , bears a minde not only unchristian and irreligious, but inhuman also and barbarous. And in my judgement civil States would do much better, and remove the cause of much hindrance and disturbance in publick affairs, much ambition, much hypocrisie and contention among the people, if they would not meddle at all with Ecclesiastical matters, which are both of a quite different nature from their cognisance, and have thir proper laws fully and compleatly with such coercive power as belongs to them, ordaind by Christ himself and his apostles. If ther were no medling with Church matters in State counsels, ther would not be such faction in chusing members of Parlament, while every one strives to chuse him whom he takes to be of his religion; and everie faction hath the plea of Gods cause. Ambitious leaders of armies would then have no hypocritical pretences so ready at hand to contest with Parlaments, yea to dissolve them and make way to thir own tyrannical designs : in summ , I verily suppose ther would be then no more pretending to a fifth monarchie of the saints : but much peace and tranquillitie would follow; as the United Netherlands have found by experience: who while they persecuted the Arminians , were in much disquiet among themselves, and in danger to have broke asunder into a civil war; since they have left off persecuting, they have livd in much more concord and prosperitie. And I have heard from Polanders themselves, that they never enjoid more peace, then when religion was most at libertie among them; that then first began thir troubles, when that king by instigation of theJesuites began to force the Cossaks in matters of religion.] This libertie of conscience, which above all other things ought to be to all men dearest and most precious, no government more inclinable not ∥ only to favour | to favor only ∥ but to protect, then a free Commonwealth; as being most magnanimous, most fearless and confident of its own fair proceedings. Wheras kingship, though looking big, yet indeed most pusillanimous, full of fears, full of jealousies, startl’d at everie umbrage, as it hath bin observd of old to have ever suspected most and mistrusted them who were in most esteem for vertue and generositie of minde, so it is now known to have most in doubt and suspicion them who are most reputed to be religious. Q. Elizabeth , though her self accounted so good a Protestant , so moderate, so confident of her subjects love , would never give way so much as to Presbyterian reformation in this land, though once and again besought, as Cambden relates, but imprisond and persecuted the verie proposers therof , alleaging it as her minde and maxim unalterable, that such reformation would diminish regal authoritie . What libertie of conscience can we then expect ∥ from | of ∥ others far worse principld from the cradle , traind up and governd by Popish and Spanish counsels , and on such depending hitherto for subsistence? Especially what can this last Parlament expect, who having reviv’d lately and publishd the covnant , have reingag’d themselves, never to readmitt Episcopacie: which no son of Charls returning, but will most certainly bring back with him, if he regard the last and strictest charge of his father, to persevere in not the doctrin only,but government of the church of England; not to neglect the speedie and effectual suppressing of errors and schisms; among which he accounted Presbyterie one of the chief : or if notwithstanding that charge of his father, he submitt to the covnant, how will he keep faith to us with disobedience to him; or regard that faith given, which must be founded on the breach of that last and solemnest paternal charge, and the reluctance, I may say the antipathie which is in all kings against Presbyterian and Independent discipline? For they hear the Gospel speaking much of libertie , a word which monarchie and her bishops both fear and hate; but a free Commonwealth both favours and promotes; and not the word only, but the thing it self. But let our governors beware in time, least thir hard measure to libertie of conscience be found the rock wheron they shipwrack themselves , as others have now don before them in the cours wherin God was directing thir stearage to a free Commonwealth, and the abandoning of all those whom they call sectaries, for the detected falshood and ambition of som, be a wilfull rejection of thir own chief strength and interest in the freedom of all Protestant religion, under what abusive name soever calumniated.
The other part of our freedom consists in the civil rights and advanc’ments of every person according to his merit: the enjoiment of those never more certain, and the access to these never more open, then in a free Commonwealth. ∥ And both | Both which ∥ in my opinion may be best and soonest obtaind, if every county in the land were made a ∥ little commonwealth , | kinde of subordinate Commonaltie or Commonwealth, ∥ and ∥ thir chief town a city , if it | one chief town or more, according as the shire is in circuit, made cities, if they ∥ be not so call’d alreadie; where the nobilitie and chief gentry from a proportionable compas of territorie annexd to each citie, may build, houses or palaces, befitting their qualitie, may bear part in the government, make their own judicial lawes , or use these that are, and execute them by their own elected judicatures, and judges without appeal, in all things of civil government between man and man. So they shall have justice in thir own hands, law executed fully and finally in thir own counties and precincts, long wishd, and spoken of, but never yet obtaind; ∥ and none | they shall have none then ∥ to blame but themselves, if it be not well administerd. and fewer laws to expect or fear from the supreme autoritie; or to those that shall be made, of any great concernment to public libertie, they may without much trouble in these commonalties or in more general assemblies call’d to thir cities from the whole territorie on such occasion, declare and publish thir assent or dissent by deputies within a time limited sent to the Grand Councel : yet so as this thir judgment declar’d shal submitt to the greater number of other counties or commonalties, and not avail them to any exemption of themselves, or refusal of agreement with the rest, as it may in any of the United Provinces, being sovran within it self, oft times to the great disadvantage of that union. In these imployments they may much better then they do now exercise and fit themselves till their lot fall to be chosen into the Grand Councel, according as their worth and merit shall be taken notice of by the people. As for controversies that shall happen between men of several counties, they may repair, as they do now, to the capital citie. or any other more commodious, indifferent place and equal judges . And this I finde to have bin practisd in the old Athenian Commonwealth, reputed the first and ancientest place of civilitie in all Greece; that they had in thir several cities, a peculiar; in Athens, a common government; and thir right, as it befell them, to the administration of both. They should have heer also schools and academies at thir own choice, wherin their children may be bred up in thir own sight to all learning and noble education, not in grammar only , but in all liberal arts and exercises. This would soon spread much more knowledge and civilitie, yea religion, through all parts of the land: by communicating the natural heat of government and culture more distributively to all extreme parts, which now lie numm and neglected, [this] would soon make the whole nation more industrious, more ingenuous at home, more potent, more honourable abroad. To this a free Commonwealth will easily assent; (nay the Parlament hath had alreadie som such thing in designe) for of all governments a Commonwealth aims most to make the people flourishing, vertuous, noble and high spirited. Monarchs will never permitt: whose aim is to make the people, wealthy indeed perhaps and wel-fleec’t for thir own shearing , and [for] the supply of regal prodigalitie; but otherwise softest, basest, vitiousest, servilest, easiest to be kept under; and not only in fleece, but in minde also sheepishest; and will have all the benches of judicature annexd to the throne , as a gift of royal grace that we have justice don us; whenas nothing can be more essential to the freedom of a people, then to have the administration of justice and all publick ornaments in thir own election and within thir own bounds, without long traveling or depending on remote places to obtain thir right or any civil accomplishment; so it be not supream, but subordinate to the general power and union of the whole Republick. In which happie firmness as in the particular above mentioned, we shall also far exceed the United Provinces , by having, not as they (to the retarding and distracting oft times of thir counsels or urgentest occasions), [so] many sovranties united in one Commonwealth, but many Commonwealths under one united and entrusted sovrantie. And when we have our forces by sea and land, either of a faithful Armie or a setl’d Militia, in our own hands to the firm establishing of a free Commonwealth, publick accounts under our own inspection , general laws and taxes with thir causes in our own domestic suffrages, judicial laws, offices and ornaments at home in our own ordering and administration, all distinction of lords and commoners, that may any way divide or sever the publick interest, remov’d, what can a perpetual senat have then wherin to grow corrupt, wherin to encroach upon us or usurp; or if they do, wherin to be formidable? Yet if all this avail not to remove the fear or envie of a perpetual sitting, it may be easilie provided, to change a third part of them yearly, or every two or three years, as was above mentiond; or that it be at those times in the peoples choice, whether they will change them, or renew thir power, as they shall finde cause.
I have no more to say at present : few words will save us, well considerd; few and easie things, now seasonably don. But if the people be so affected, as to prostitute religion and libertie to the vain and groundless apprehension, that nothing but kingship can restore trade , not remembring the frequent plagues and pestilences that then wasted this cite, such as through God’s mercie, we never have ∥ left | felt ∥ since, and that trade flourishes no where more, then in the free Commonwealths of Italie, Germanie and the Low Countreys, before thir eyes at this day, yet if trade be grown so craving and importunate through the profuse living of tradsmen that nothing can support it, but the luxurious expences of a nation upon trifles or superfluities , so as if the people generally should betake themselves to frugalitie, it might prove a dangerous matter , least tradesmen should mutinie for want of trading, and that therefor we must forgoe and set to sale religion , libertie, honour, safetie, all concernments divine or human to keep up trading, if lastly, after all this light among us, the same reason shall pass for current to put our necks again under kingship, as was made use of by the Jews to return back to Egypt and to the worship of thir idol queen , because they falsly imagind that they then livd in more plenty and prosperitie, our condition is not sound but rotten, both in religion and all civil prudence; and will bring us soon, the way we are marching, to those calamities which attend alwaies and unavoidably on luxurie, [that is to say] all national judgments under forein or domestic slaverie: so far we shall be from mending our condition by monarchizing our government; what ever new conceit now possesses us. However wth all hazard I have ventur’d what I thought my dutie, to speak in season, & to forewarn my country in time: wherin I doubt not but there be many wise men in all places and degrees, but am sorrie the effects of wisdom are so little seen among us. Many circumstances and particulars I could have added in those things whereof I have spoken; but a few main matters now put speedily ∥ into | in ∥ execution, will suffice to recover us, and set all right: and ther will want at no time who are good at circumstances , but men who set thir minds on main matters and sufficiently urge them, in these most difficult times I finde not many. What I have spoken, is the language of that which is not call’d amiss the good old cause: if it seem strange to any, it will not seem more strange, I hope, then convincing to backsliders . Thus much I should perhaps have said, though I were sure I should have spoken only to trees and stones , and had none to cry to, but with the Prophet , O earth, earth, earth: to tell the verie soil it self ∥ what her perverse inhabitants are deaf to. Nay though what I have spoke, should happ’n (which Thou suffer not, who didst create mankinde free ; nor Thou next, who didst redeem us from being servants of men!) to be the last words of our expiring libertie. | what God hath determined of Coniah and his seed forever. ∥ But I trust, I shall have spoken perswasion to abundance of sensible and ingenuous men: to som perhaps, whom God may raise of these stones, to become children of reviving libertie; and ∥ may enable and unite in thir noble resolutions | may reclaim, though they seem now chusing them a captain back for Egypt, to bethink themselves a little and consider whether they are rushing ; to exhort this torrent also of the people, not to be so impetuos, but to keep thir due channell; and at length recovering and uniting thir better resolutions, now that they see alreadie how open and unbounded the insolence and rage is of our common enemies ∥ to [give a] stay [to] these [our] ruinous proceedings justly and timely fearing to what a precipice of destruction the deluge of this epidemic madness would hurrie us ∥ through the | and to this ∥ general defection of ∥ the | a ∥ misguided and abus’d multitude.
[The End]
This glossary is designed to include all obsolete, archaic, dialectical, and rare words that occur in the text. For the sake of clearness or convenience, a few current words have been admitted. The principal authorities that have been consulted are the New English Dictionary (NED.), the Century Dictionary, Skeat’s Etymological Dictionary, and Lockwood’s Lexicon.
A dagger (†) before a word or meaning indicates that the word or meaning is obsolete; an interrogation (?), that the interpretation is doubtful.
†Acquisite,a. [ad. L. acquīsīt-us pa. pple. of acquīrere.] Acquired; obtained for oneself. 25. 11.
Addicted,ppl. a. †Attached by one’s own act; given up, devoted, inclined (to a person or party). 21. 22.
Admirable,a. †To be wondered at; wonderful, surprising, marvelous. 18. 26.
Admiration,sb. Wonder, astonishment, surprise. Arch.10. 8.
Admire,v. †intr. To wonder, to marvel. 19. 13.
Affected,ppl. a. Disposed, inclined. 11. 17.
Aftergame,sb. ‘Prop. A second game played in order to reverse or improve the issues of the first; hence “The scheme which may be laid or the expedients which are practised after the original game has miscarried; methods taken after the first turn of affairs” Johnson.’ NED. 15. 4.
Anough.Obs. form of enough.11. 24.
Answerable,a. Corresponding; proportional. Absol. Arch.25. 38.
Apprehension,sb. Notion; opinion; fixed idea. 40. 1.
Assistances,sb. Assistance; succour. Arch. in pl.14. 27.
Bandy,v. intr. To contend, to strive. 26. 15.
Briskest,a. Most active; liveliest. 33. 7.
Censur’d,v. trans. †Judged to be. 13. 29.
Charges,sb. ‘Expenses: often with sense scarcely or not at all distinguishable from the sing.’ NED. Arch. in pl.16. 5.
Cheapning,v. trans. †Haggling terms about; ?endeavoring to lower the price of. 16. 32.
Circumstances,sb. ‘Subordinate matters or details: strictly, matters “appendant or relative to a fact” (Johnson), viewed as extraneous to its essence, but passing into the sense of “subordinate parts of the fact, details.’ ” NED. Obs. in pl.40. 35.
Civilest,a. †Having proper public or social order; well-ordered, orderly, well-governed. 31. 13.
Commodious,a. Convenient. Arch.38. 18.
Conceit,sb. Notion, idea. 29. 5.
Concernment,sb. †Interest. 9. 20.
Conclude,v. trans. †To prove. 18. 19.
Constantly,adv. With mental constancy or steadfastness; steadily, resolutely, faithfully. 14. 12.
Constituted,ppl. a. †Set up, established, ordained. 28. 5.
Constitutions,sb. Existing order or arrangements of government. 9. 17.
Corruption,sb. [Replaced by ‘contagion’ in 2d ed.] An infectious moral disease. 13. 31.
Cunning,a. In a bad sense: crafty; skilful at underhand methods. 9. 10.
Default,sb. †Failure in duty; misdeed. 28. 6.
Deferr,v. trans. †To delay, to put off (a person). 12. 27.
Delinquents,sb. ‘Those who assisted Charles I or Charles II, by arms, money, or personal service, in levying war, 1642-1660.’ NED. 12. 14.
†Democratie,sb. [L. democratia.] Democracy. 25. 19.
Disaffected,a. Unfriendly to the government. 20. 19.
Disallowance,sb. Disapproval. 15. 21.
Discoveries,sb. †Investigations. 32. 33.
Dooms-day,sb. [OE. dōmes dæg.] Judgment day. 21. 3.
Driving,v. intr. Moving energetically. 29. 7.
Effects,sb. †Outward signs; evidence. 40. 34.
Election,sb. †choice. 39. 10.
Endevord,v. trans. Attempted. Obs. exc. arch.11. 33.
Equal,a. †Impartial. 38. 19.
Estates,sb. Orders of society. 11. 16.
Event,sb. Final outcome. 25. 17.
Expecting,ppl. a. Awaiting. Arch.20. 7.
Face,sb. Aspect; visible condition. 9. 1.
Faces,sb. Outward shows. 33. 6.
Facilitie,sb. Freedom from difficulty. 29. 3.
Faction,sb. †Party-strife; intrigue. 35. 21.
Fain,adv. Gladly; willingly. 31. 34.
Fine,sb. End. Obsolete except in phrase in fine.25. 19.
Fond,a. Idiotic. 29. 5.
Force,sb. †Compulsion. 11. 10.
Forgoe,v. give up; renounce. 40. 14.
Frequent,a. †Of persons, an assembly, etc.: Assembled in great numbers, crowded, full. Often in full and frequent.9. 14.
Friendly,adv. In a friendly manner. 16. 8.
Fluxible,a. Inconstant; ready for change. 25. 12.
Gentilism,sb. †Heathenism. 15. 21.
Gestures,sv. Bodily movements (e. g., in drinking healths). 33. 7.
Gratulate,v. trans. To congratulate. Arch.27. 20.
Humour,sb. Groundless fancy, or inclination. Obs. with of.9. 9.
Imposition,sb. Tax. 32. 25.
Indifferent,a. †Neutral; ‘Not more advantageous to one party than to another.’ NED. 38. 19.
Inferrs,v. †Logically necessitates. 15. 35.
Ingenuous,a. †Noble in character; highminded. 38. 33; 41. 20.
Judicatures,sb. Courts of justice. 37. 34.
Judicial,adj. Secular, as opp. to moral or ceremonial. 37. 32.
Judgments,sb. Visitions of divine wrath. 40. 26.
Knockt,v. trans. Phrase knocked on = driven on by a blow. 31. 4.
Least,conj. Obs. form of lest.24. 1.
Lieger,a. Obs. form of ledger. Resident; stationary. 26. 5.
Light,sb. Instruction; advice. 40. 17.
Longing,sb. †Object of intense desire. 32. 10.
Low,a. Humble; dispirited. 31. 30.
Lurch,v. trans. †To get by stealth; to steal. 29. 8.
Magnanimously,adv. †Courageously; heroicly. 10. 6.
Magnifi’d,a. †Lauded. 13. 13.
Masks,sb. Originally the same word as masques. ‘A form of amateur histrionic entertainment, popular at Court and amongst the nobility in England during the latter part of the 16th c. and the first half of the 17th c.; originally consisting of dancing and acting in dumb show, the performers being masked and habited in character; afterwards including dialogue (usually poetical) and song.’ NED. 16. 11.
Maxim,sb. ‘A precept of morality or prudence expressed in sententious form.’ NED. 36. 24.
Minde,sb. Opinion. 36. 24.
Mischief,sb. †Misfortune, calamity. 20. 15.
Motion,sb. Moving; ? †transportation. 26. 1.
Motiond,v. trans. pp. of motion. †Proposed. 11. 20.
Neuters,sb. Those of neither side. 32. 35.
Novice,a. Inexperienced. 25. 4.
Noxious,a. Harmful. 9. 8.
Ofter,adv. comp. of oft. Archaic. Oftener. 24. 19.
Ordination,sb. Induction into the ministry. 12. 12.
Ornaments,sb. [L. ornamenta.] Distinctions; public honors. 39. 10.
Outlandish,a. Of foreign birth; un-English. Archaic.16. 15.
Pageant,v. To carry about as a show. 16. 37.
Parlie,sb. [From OF. parler, to speak.] Speech; conference. 27. 10.
Peculiar,a. †‘Belonging specially to.’ NED. 32, 6; †Individual. 38. 22.
Popularities,sb. Obs. Democracies. 25. 26.
Policie,sb. †Government; political science. 24. 33.
Precedence,sb. Order of occurrence. 23. 16.
†Prejudicate, v. Judge hastily; condemn in advance. 31. 15.
Prescription,sb. †Limitation; conformity to prescribed rules of conduct. 28. 23.
Prettie,a. Perhaps in OE. sense, †cunning; but possibly ironical. 29. 7.
Principld,ppl. a. Imbued with principles. Rare except in combination. 36. 27.
Progress,sb. †A state procession. 16. 37.
†Proprieties,sb. Properties. 28. 27.
Prostrations,sb. Attitudes expressive of servility or adoration. 18. 26.
Qualifie,v. trans. †Regulate. 26. 21.
Revels,sb. Dances given in connection with masques, but not a part of them. 16. 11.
Ribald,sb. A base person; a profligate. 33. 12.
Seek, to, †adj. phrase. Ignorant. 25. 4.
Shift, put to, Forced to devise new expedients. 12. 7.
Stay,vb. intr. Wait patiently. 23. 3.
Stay,sb. Check; halt. 41. 29.
Stearage,sb. The course steered; the path or way. 37. 14.
Suffrages,sb. Control by means of popular votes. 39. 25.
Summ, in,adv. phrase. In short. 35. 27.
†Suspence,a. Suspended; held in doubt. 22. 32.
Swell,v. intr. Strut; put on airs. 18. 8.
Temperament,sb. Compromise; adjustment of differences. Arch.23. 37.
Then.Obs. form of than.9. 15.
Thir,pron. pl. Their. Obs. or dial.15. 4.
Throughly,adv. By-form of thoroughly. Skeat, Etym. Dict.11. 3.
Timely,adv. [A. S. tīmlīce.] In good time. 41. 30.
Took,vb. Deemed; judged. 10. 11.
Umbrage,sb. Shadow; slight appearance. 36. 13.
Vassals,sb. Subjects; underlings. 18. 20.
Venereal pox.sb. Disease due to sexual profligacy. 33. 19.
Vicegerent,sb. One exercising delegated power. 19. 27.
Voice, negative,sb. Power of veto. 29. 34.
Voices,sb. Votes. 11. 18.
Weight,sb. Importance; effective influence. 12. 2.
Whenas,conj. When. Arch.20. 26.
Wonderd, be,v. †impers. Be a cause for astonishment. 18. 16.
Worthies,sb. Persons of superior eminence and worth. 20. 27.
There were other important reasons for Milton’s radical revision besides his expressed one that, ‘in the former edition through haste, many faults escap’d, and many books were suddenly dispersd, ere the note to mend them could be sent.’ The course of events during the two months since the writing of the first edition had rendered whole sections of the treatise null and void; these needed to be eliminated. There had been innumerable criticisms of the book; these were to be met and answered. Along with criticisms of the book, there had been the most bitter and scurrilous attacks upon the author; and these must be repelled in his characteristic manner. There had doubtless been some unfavorable comparisons and frivolous remarks by the Harrington-men—certainly a fresh pamphlet, The Rota, after Milton’s treatise was practically completed. All this called for further friendly but earnest argument against rotation, and in favor of a perpetual council. And, finally, as it was now apparent to every one that the Restoration was at hand, there should be at least an undaunted reassertion of republican principles, though there were none to cry to but ‘trees and stones.’ That these, rather than the correcting of minor errors, were the real motives of the reviser, will be apparent from the consideration of the changes in detail.
1.The Influence of Current Events. The first edition had been full of glowing tributes to the members of the Rump, and had urged that this body be perpetuated as a grand council. But the readmission of the secluded members, followed by the dissolution of the Long Parliament on the 16th of March, had put an end to all such ideas. Accordingly, large sections devoted to the ‘worthy Patriots’ and ‘first Assertours,’ and all allusions to their providential calling, present sitting, being made a byword of reproach, and pet design of ‘filling up,’ are omitted. General Monk is now virtually dictator; so ‘all those who are now in power,’ etc., is no longer applicable. The largest single omission is a passage of nearly three hundred words urging liberty of conscience, and no meddling of state in church-affairs. This, of course, is no surrender of principle, but is due to the fact that the Presbyterian Parliament, heedless of Milton’s advice, had revived the Covenant, and were zealously endeavoring to reëstablish national Presbyterianism. It was useless and impolitic to antagonize further the Presbyterians—especially to brand them as ‘unchristian, . . . irreligious, . . . inhuman, . . . and barbarous.’ The allusion to Lambert and his ‘hypocritical pretences . . . and . . . tyrannical designs’ is significantly omitted, as Lambert had since proved to be one of the few uncompromising republicans, having just escaped from the Tower, and rallied about him the last armed guard of the ‘good old cause.’ Milton even ceases to urge his scheme as ‘the most easie, most present, and only cure’ of public ‘distempers.’
The preface is expanded by the addition of references to the elections then in progress and the Parliament soon to assemble, and by an appeal to the people to be wise in their selection. The impending Restoration calls forth many new protests against the yoke and chains of the old bondage. The ‘hard measure’ likely to be dealt to liberty of conscience causes a fresh warning to present ‘governors’ to beware of ‘shipwrack.’ The real purpose of Monk, to bring in the king, was by this time apparent, and Milton’s phrase, ‘and thir leaders especially,’ was added in direct allusion to Monk’s apostasy. There are many new passages which acknowledge and deplore the mad enthusiasm for the king, which had now become a ‘torrent,’ a ‘deluge.’ Finally, the hopelessness of any human endeavor, in the face of their ‘absolute determination to enthral,’ and the universal eagerness for such thraldom, call forth from Milton the appeal to heaven with which the pamphlet closes.
2.The Influence of Royalist Criticism. The appearance of Milton’s model was the signal for a general outburst of Royalist criticism and vituperation. Among these anonymous pamphleteers none was more persistent and abusive than Roger L’Estrange. In his Seasonable Word,1 written when all were ‘in dayly expectation of Writs for another Session,’ that is, about the middle of March,—two weeks after the first appearance of The Ready and Easy Way,—there are direct mention of Milton’s pamphlet, and an assertion that the author is attempting to dictate. The old Rumpers, whom Milton defends, are denounced as ‘those Sons of Belial, the perjur’d remnant.’ They had regarded ‘Oaths and Covenants’ as ‘Jugglers knots.’ They had thrown out seven eighths of the Parliament. They had ‘murthered him [the king] that they might Rule themselves.’ The question of being ‘under a force’ is gone into at length. So Milton, at the very beginning of the revised edition, adds a long defense of the Independents’ attitude and actions in 1648-9.
L’Estrange loses no opportunity to abuse and revile his great antagonist. He refers to him as the ‘Little Agitatour,’ ‘Half-Tutor,’ ‘Regicidall Babler,’ etc. In his opinion, Needham and Milton are ‘a Couple of Currs of the same Pack.’ He suspects Plain English, ‘a Bold, Sharp Pamphlet’ that appeared April 4, ‘by the Design, the Subject, Malice, and the Stile, . . . for a Blot of the same Pen that wrote Iconoclastes.’ There are numerous glances at Milton’s ‘remedies,’ and much play upon such expressions as ‘and the work is done.’ Milton had affirmed that his scheme was ‘practicable.’ L’Estrange, in his Sober Answer of March 27, says: ‘How practicable, or how prudent, such a proposal may appear to others, I cannot say: To me it wears the Face of a Design, promoted by a Factious, guilty Party, to sacrifice the Nation, to their private interests.’2 Again, he does not ‘presume to direct, as our Imperious Commonwealths-man does.’ The pamphleteer goes still further: he indulges in menaces, and actual recommendations of violence. As early as February 18 he urges people to ‘knock Foxes and Wolves on the head as they can be found.’ But by this time (April 4) there are ‘Ropes twisting’; ‘those that have designed Us for Slavery,’ says he, ‘it is but reason to mark them out for Justice’; and, ‘How does this scandall both of Providence, and Society, scape Thunder, or a Dagger!’
A similar sheet, The Character of the Rump, exults in the prospect of seeing ‘John Milton, . . . their goose-quill champion,’ hauled to Tyburn gallows in a cart: ‘Now John, you must stand close [upon the scaffold] and draw in your elbows, that Needham, the Commonwealth didapper, may have room to stand beside you.’1
It was not in Milton to let such scurrilous attacks pass unnoticed or unresented. Whole paragraphs of bitter, stinging, coarse invective are added for the benefit of these ‘tigers of Bacchus,’ who, in ‘thir infernal pamphlets, . . . not daring to name themselves, . . . traduce others by name.’
Another and still more important influence of this nature was the Censure of the Rota upon Mr. Milton’s Book2 (see p. 173), an anonymous Royalist satire that appeared at the end of March, and probably helped to set Milton to work immediately upon his revised edition. It attempted to ridicule his arguments and proposals, and indulged in the customary abuse and accusation. But it was, upon the whole, rather happier in its design and execution than the common run of Royalist wit. There is evidence in the revision that some of its thrusts went home. Milton seems to have winced under its ridiculing him for a ‘cunning’ man himself—‘cunning deceivers’ appears in the second edition as ‘deceivers.’ He had boasted that the deeds of the English republic had amazed and startled the royalists in France. The Censure seizes upon the inconsistency of this statement with the later intimacy between Mazarin and the commonwealth. Milton gladly drops most of the passage. It relishes Milton’s reference to Fifth-Monarchy men, ‘who would have been admirable’ for Milton’s purpose, ‘if they had but dreamed of a fifth free state.’ The unfortunate Fifth Monarchy is quietly abolished. It makes merry with Milton’s ‘Patriots’ and ‘Assertours,’ and these worthies practically vanish in the revision. It twits Milton with being ‘styled “The Founder of a Sect,” ’ and this is resented in the new edition. Milton replies at length to the pamphlet’s attack on the Rump Parliament—its slight number, and the argument that it was no Parliament, but a tool of the army. The accusations of greed and sacrilege are made by the Censure, and answered in the revision. Perhaps the charge, ‘our actions at home . . . savoured much of Goth and Vandal barbarism, . . . pulling down of churches and demolishing the noblest monuments in the land,’ may have suggested to Milton his new assertion that these actions had not been ‘uncelebrated in a written monument, likely to outlive detraction.’
Other evidences of the influence of hostile contemporary criticism are mentioned in the Notes. The general significance of it all is that it had much to do in spurring Milton to the task of thorough revision, and in determining certain eliminations and additions.
3.The Desire ‘Somwhat to Enlarge.’ Apart from changes made imperative by the drift of events and the pressure of criticism, there was an intense desire to make a final appeal that should be bolder and more emphatic than the former, and somewhat analogous, in its way, to Lambert’s final, desperate appeal to arms. Indeed, the desire ‘to enlarge’ seems to have been the most powerful single motive back of the revision. The addition is so large that it can hardly be more than indicated in general. New arguments are brought forward against the Restoration; as, for example, the loss of all Scotland, the certainty of a Papist queen and queen-mother, and the inevitable retinues of dissolute courtiers. The projects of a perpetual council, local sovereignty, and general education are amplified, and buttressed with new arguments and the authority of Aristotle. A local judiciary and a higher general court of appeals are advocated, and defended by the aid of ancient precedent. The referendum in legislation, and the inspection or censorship of public service and accounts, are recommended as safeguards against corruption. The nation is solemnly bidden, upon the authority of 1 Sam. 8. 18, to beware of God’s displeasure at kingship. Powerful appeals are made to the sense of national pride—what will the world say of ‘the whole English name’!—and to the instinct of fear. The common people may look to be ground into the earth, and kept too ‘low’ ever to rise again. Let the country be terrified at the coming of Rupert and the fierce cavaliers. An attempt is made to reclaim the backsliding Presbyterians, who may look to be called to account for the past. Even the army may well fear, for they are sure to be disbanded, and without arrears—perhaps even punished for rebellion. And, finally, Milton ‘exhorts’ the mad ‘torrent’ of the people ‘not to be so impetuous, but to keep their due channel.’
The influence of the Harrington-ideas upon both the original edition and the revision is discussed in the section entitled The Rota Club.
4.Improvements in Expression. The minor alterations introduced prove that Milton gave considerable painstaking attention to improvement in matters of expression. Changes in diction make for greater precision and force:
| First Edition | Second Edition | |
| corruption | > | contagion (13. 31) |
| unsound (humour) | > | noxious (humour) (9. 8) |
| succesfully (fought for) | > | prosperously (fought for) (13. 4) |
| conceit | > | notion (22. 10) |
| said | > | shewd (29. 18) |
| gracious (condescension) | > | divine (condescension) (14. 31) |
| ‘prettie’ (29. 7), omitted as too trivial. | ||
Certain redundancies are eliminated; as:
| (readmitted) to sit again in Parlament | > | readmitted (9. 4). |
Brevity is aimed at in such changes as:
| When they were once undeceivd | > | once undeceivd (20. 22) |
| unless they be faultie | > | not faultie (22. 26) |
A few possible ambiguities as to meaning are removed, and other vague expressions made definite:
| Lacedæmon | > | Sparta (24. 15) |
| just accusation | > | just conviction (23. 34) |
| other treatises | > | another treatise (35. 2) |
| make (laws) | > | make or propose (laws) [22. 2] |
| hath been prov’d | > | I have prov’d (35. 1) |
Greater force is secured by slight omissions or additions; as:
| never likely to have | > | never to have (14. 25) |
| what will they say of us | > | what will they at best say (13. 34) |
Grammatical construction, or rather the lack of it, is remedied at a few points; as in the omission of the dangling phrase, ‘to become of no effect,’ etc. (14. 33). At some points the discourse is made less stiff and formal; as in the omission of such expressions as ‘I answer, that’ (20. 15), and in the turning of ‘I shall make mention of another way’ (23. 38) into the simpler, smoother introductory, ‘Another way will be’ (26. 20). Finally, a few partial inaccuracies are corrected; as:
| whole (senate) | > | Senate (24. 33) |
| Commons | > | Lords and Commons (27. 10). |
Thus the revised edition, while it preserves the main outlines of the former treatise, is nevertheless to a remarkable extent the product of contemporary events, of hostile criticism; of the ‘courage never to submit or yield,’ but rather to reassert more defiantly than ever the principles of a lost cause, even at the hazard of life itself; and, finally, of the dexterous craftsmanship of a literary artist. The changes introduced radically affect every page and paragraph. The omissions vary in length from a single letter to about three hundred words; the interpolations, from a single word to several pages. Yet all is done, not only without prejudice to the sequence of thought, but with the effect of strengthening the production, both in detail and as a whole. The work is enlarged to nearly twice its original volume, and is, indeed, practically a new composition. To realize how remarkable was this achievement, we have only to recall that Milton was at this time totally blind.
The Ready and Easy Way fell from the press into a multitude of eager hands. Royalists and Commonwealth-men alike were anxious to hear what Milton, still nominally Latin secretary, had to say about the question of settlement. Naturally, his unretracted championship of the dethroned Rump, his advocacy of a perpetual council, his decided stand against the Royalists, and particularly his terrific denunciation of the Stuarts, brought down instantly upon the author a tremendous storm of criticism, ridicule, and abuse. Royalist pamphlets appearing in March and April are full of allusions to Milton and The Ready and Easy Way.
1.A Seasonable Word, written by L’Estrange immediately before the dissolution of Parliament (March 16), contains, besides many indirect references to Milton, the following:
‘I could only wish his Excellency had been a little civiller to Mr. Milton; for, just as he had finished his Modell of a Common-wealth, directing in these very Terms, the Choyce, . . . “men not addicted to a Single Person, or House of Lords, and the Work is done.” In come the Secluded Members and spoyle his Project. To this admirable discovery, he subjoynes a sutable Proposition in favour of the late sitting Members, and This is it, having premised the Abilities and Honesty, desirable in Ministers of State, he recommends the Rumpers to us as so Qualified; advises us to quit that fond Opinion of successive Parliament; and suffer the Persons then in Power, to perpetuate themselves under the name of a Grand or GenerallCounsell, and to rule us, and our Heirs for ever. It were great pitty these Gentlemen should lose their longings.’1
2. The following passage from The Character of the Rump (March 17) is especially vitriolic: ‘An ingenious person hath observed that Scott is the Rump’s man Thomas; and they might have said to him, when he was so busy with the General,
But John Milton is their goose-quill champion; who had need of a help-meet to establish anything, for he has a ram’s head and is good only at batteries,—an old heretic both in religion and manners, that by his will would shake off his governors as he doth his wives, four in a fortnight. The sunbeams of his scandalous papers against the late King’s Book is [sic] the parent that begot his late New Commonwealth; and, because he, like a parasite as he is, by flattering the then tyrannical power, hath run himself into the briars, the man will be angry if the rest of the nation will not bear him company, and suffer themselves to be decoyed into the same condition. He is so much an enemy to usual practices that I believe, when he is condemned to travel to Tyburn in a cart, he will petition for the favour to be the first man that ever was driven thither in a wheelbarrow. And now, John, you must stand close and draw in your elbows, that Needham, the Commonwealth didapper may have room to stand beside you. . . . He [Needham] was one of the spokes of Harrington’s Rota, till he was turned out for cracking. As for Harrington, he’s but a demi-semi in the Rump’s music, and should be good at the cymbal; for he is all for wheeling instruments, and, having a good invention, may in time find out the way to make a concert of grindstones.’2
3. A clever Royalist satire which came from the press on March 28 has the following title-page:
‘The Censure of the Rota upon Mr. Milton’s Book, intitled, “The ready and easy Way to establish a free Commonwealth,” &c.
‘Die Lunæ, 26 Martii, 1660.
‘Ordered by the Rota, that Mr. Harrington be desired to draw up a Narrative of this Day’s Proceeding upon Mr. Milton’s Book, called, “The ready and easy Way,” &c. And to cause the same to be forthwith printed and published, and a Copy thereof to be sent to Mr. Milton.’
‘Trundle Wheeler, Clerk to the Rota.’
‘Printed at London by Paul Giddy, Printer to the Rota, at the Sign of the Windmill in Turn-again Lane, 1660.’
The pamphlet purports to be the record of proceedings at a session of the famous Rota Club, upon which occasion The Ready and Easy Way was the subject of debate. The design of spitting, as it were, both great commonwealth-champions at one thrust is a rather happy one; the wit is often far from bad; and the literary quality in general gives the Censure preëminence over other contemporary scurrilities. As we have already seen, Milton winced under its ridicule. It is, upon the whole, the most interesting and important criticism that appeared upon The Ready and Easy Way. And as it exercised so large an influence upon the second edition, it has seemed worth while to present in the following excerpts all that bears direct relation to Milton’s book:
‘Sir,
‘I am commanded, by this ingenious convention of the Rota, to give you an account of some reflections that they have lately made upon a treatise of yours; . . . I must first bespeak your pardon for being forced to say something, not only against my own sense, but the interest, which both you and I carry on. . . .
‘It is our usual custom to dispute every thing, how plain or obscure soever, by knocking argument against argument, and tilting at one another with our heads, as rams fight, until we are out of breath, and then refer it to our wooden oracle, the box; and seldom anything, how slight soever, hath appeared, without some patron or other to defend it. I must confess, I never saw bowling-stones run so unluckily against any boy, when his hand has been out, as the ballots did against you, when anything was put to the question, from the beginning of your book to the end; for it was no sooner read over, but a gentleman of your acquaintance [Cyriack Skinner, or Needham?] said, he wished, for your own sake, as well as the cause you contend for, that you had given your book no name, like an Anabaptist’s child, until it had come to years of discretion, or else you had got some friend to be gossip, that has a luckier hand at giving titles to books than you have: for it is observed, you have always been very unfortunate that way, as if it were fatal to you, to prefix bulls and nonsense to the very fronts of your learned works. . . . But in this book, he said, you were more insufferable; for you . . . style your declamation, “The ready and easy Way,” as if it were the best or only way, to the disparagement of this most ingenious assembly, who are confident, they have proposed others much more considerable. . . .
‘To this another added, he wondered you did not give over writing, since you have always done it to little or no purpose. . . .
‘After this, a grave gentleman of the long robe said, . . . you had plaid false in the very first word of your treatise: for the parliament of England, as you call the Rump, never consisted of a packed party of one house, that, by fraud and covin, had disseised the major part of their fellows, and forfeited their own right. . . . But this, he said, you stole from patriot Whitlock, who began his declaration for a free state with the same words; and he wondered you would filch and pilfer nonsense and fallacies, that have such plentiful store of your own growth. Yet this was as true as that which follows, That a great number of the faithfullest of the people assisted them in throwing off kingship; for they were a very slight number, in respect of the whole, and none of the faithfullest. . . . This, being put to the ballot, was immediately carried on in the affirmative, without a dissenting pellet. . . .
‘Presently a gentleman, that hath been some years beyond-seas, said, he wondered you would say anything so false and ridiculous, as that this commonwealth was the terror and admiration of France itself; for, if that were true, the cardinal and council were very imprudent to become the chief promoters of it, and strive, by all means to uphold that, which they judged to be dangerous to themselves; . . . for, if this free state be so terrible to them, they have been very unwise in assisting it to keep out the King all this while. . . . As for our actions abroad, which you brag of, he said, he never heard of any where he was, until Oliver Cromwell reduced us to an absolute monarchy, under the name of a free state; and then we beat the potent and flourishing republick of the United Provinces. But, for our actions at home, he had heard abroad, that they savoured much of Goth and Vandal barbarism, if pulling down of churches and demolishing the noblest monuments in the land . . . amount to so much. . . .
‘After a little pause, a learned gentleman of this society stood up, and said, he could not but take notice of one absurdity in your discourse, and that is, where you speak of liberty gloriously fought for, and kingly thraldom abjured by the people, &c. . . . He wondered you could be so weak, or impudent, to play foul in matters of fact. . . . But he was of opinion, that you did not believe yourself, not those reasons you give, in defence of a commonwealth; but that you are swayed by something else, as either by a stork-like fate (as a modern Protector-poet calls it, because that fowl is observed to live nowhere but in commonwealths), or, because you have inadvisedly scribbled yourself obnoxious, or else you fear, such admirable eloquence, as yours, would be thrown away under a monarchy, as it would be, though of admirable use in a popular government, where orators carry all the rabble before them: for who knows to how cheap a rate this goodly eloquence of yours, if well managed, might bring the price of sprats; as no wiser orators than yourself have done heretofore, in the petty factions, Greek republicks, whom you chiefly imitate; for all your politicks are derived from the works of declaimers. . . .
‘You have done your feeble endeavours to rob the church, of the little which the rapine of the most sacrilegious persons hath left, in your learned work against Tithes; you have slandered the dead, worse than envy itself, and thrown your dirty outrage, on the memory of a murdered prince, as if the hangman were but your usher. These have been the attempts of your stiff, formal eloquence, which you arm accordingly, with anything that lies in your way, right or wrong, not only begging, but stealing questions, and taking every thing for granted, that will serve your turn; for you are not ashamed to rob Oliver Cromwell himself, and make use of his canting, with signal assistances from heaven, and answering condescensions. . . .
‘If you did not look very like a cunning man, nobody would believe you, nor trust your predictions of the future, that give so ill an account of things past. But he held you very unwise to blab any such thing; for that party you call we, have gained so abundantly much more than they have spent, that they desire nothing more, than to fight over the same fight again, at the same rate . . .: for how vile soever you make the blood of faithful Englishmen, they have made such good markets of it, that they would be glad at any time to broach the whole nation at the same price, and afford the treasure of miraculous deliverances, as you call it, into the bargain.
‘This he added was easier to be understood than your brand of Gentilism, upon Kingship, for which you wrest Scripture most unmercifully, to prove, that though Christ said, ‘His kingdom was not of this world’; yet his commonwealth is. For if the text which you quote, “The kings of the Gentiles exercise lordship . . .” &c. be to be understood of civil government, (and to infer commonwealth, as you will have it right or wrong), and not to be meant of his spiritual reign, of which he was then speaking, and expressly calls so; you must prove that he erected a republick of his Apostles, and that, notwithstanding the Scripture everywhere calls his government, The Kingdom of Heaven, it ought to be corrected, and rendered, The Commonwealth of Heaven, or rather, The Commonwealth of this world; and yet the text does as well prove benefactors heathenish as kings; for if our Saviour had meant to brand Kingship with any evil character, he would never have styled himself ‘King of the Jews, King of Heaven, King of Righteousness,’ &c. as he frequently does; but no where a Stateholder or Keeper of the Liberties.
‘To this a young gentleman made answer, That your writings are best interpreted by themselves; and that he remembered in that book, wherein you fight with the King’s picture, you call Sir Philip Sidney’s princess Pamela (who was born and bred out of Christian parents in England) a Heathen woman; and, therefore, he thought that by Heathenish, you meant English; and that in calling kingship Heathenish, you inferred, it was the only proper and natural government of the English nation, as it hath been proved in all ages.
‘To which another objected, that such a sense was quite contrary to your purpose: to which he immediately replied, That it was no new thing with you to write that, which is as well against as for your purpose. After much debate they agreed to put it to the ballot, and the young gentleman carried it without any contradiction.
‘That done, a gentleman of good credit here, . . . said, you . . . had made as politic provision for spiritual, as civil liberty, in those pious and orthodox (though seemingly absurd and contradictory) grounds you have laid down . . .: That the church of Christ ought to have no head upon earth, but the monster of many heads, the multitude . . .: that all Christian laws and ordinances have a coercive power, to see themselves put in execution, and yet they ought to be subject to every man’s will and humour (which you call his best light), and no man to them but in his own sense. That the Scripture only ought to interpret itself (just as it can read itself) . . .: that every man may do what he pleases in matters of religion. . . . That no man can serve God, nor save his own soul, but in a commonwealth, in this certainty, you go after your own invention, for no man ever heard it before. . . . That any man may turn away his wife, and take another as often as he pleases, as you have most learnedly proved upon the fiddle, and practiced in your life and conversation, for which you have achieved the honour to be styled “The Founder of a Sect.” . . .
‘Certainly, the most ready and easy way to root out religion, is to render it contemptible and ridiculous; which cannot be sooner done, than by giving licence and encouragement to all manner of frenzies, that pretend to new discoveries in matters of faith. . . . And this is the way you go, which will never fail you, as long as there are fools and mad-men to carry on the work. . . . The Fifth-Monarchy men . . . would have been admirable for your purpose, if they had but dreamed of a fifth free state.
‘By this time, they began to grow weary of your perpetual falsehoods and mistakes, and a worthy knight of this assembly stood up and said, that if we meant to examine all the particular fallacies and flaws in your writing, we should never have done; he would therefore, with leave, deliver his judgment upon the whole, which, in brief, was thus: That it is all windy foppery, from the beginning to the end, written to the elevation of that rabble, and meant to cheat the ignorant. That you fight always with the flat of your hand, like a rhetorician, and never contract the logical fist. That you trade altogether in universals, the region of deceits and fallacy, but never come so near particulars, as to let us know which, among divers things of the same kind, you would be at. For you admire commonwealths in general, and cry down kingship as much at large, without any regard to the particular constitutions, which only make either the one or the other good or bad, vainly supposing all slavery to be in the government of a single person, and nothing but liberty in that of many. . . .
‘Besides this, as all your politicks reach but the outside and circumstances of things, and never touch at realities, so you are very solicitous about words, as if they were charms, or had more in them than what they signify. For no conjurer’s devil is more concerned in a spell, than you are in a mere word, but never regard the things which it serves to express. For you believe liberty is safer under an arbitrary unlimited power, by virtue of the name Commonwealth, than under any other government, how just or restrained soever, if it be but called Kingship.
‘And therefore, you would have the name Parliament abolished. . . . But in this you are too severe a Draco, to punish one word, for holding correspondence with another, when all the liberty, you talk so much of, consists in nothing else but mere words. For though you brag much of the people’s managing their own affairs, you allow them no more share of that in your Utopia, as you have ordered it, than only to set up their throats and bawl, instead of every three years, which they might have done before, once in an age, or oftener, as an old member drops away, and a new is to succeed, not for his merit or knowledge in state-affairs, but because he is able to bring the greatest and most deep-mouthed pack of the rabble into the field. . . .
‘After this said, he moved the assembly that I might be desired to deliver my judgment upon the book, as he and others had done, which being immediately passed, I knew not, though unwilling, how to avoid it; and therefore I told them as briefly as I could, that that which I disliked most in your treatise was, that there is not one word of the balance of propriety, nor the Agrarian, nor Rotation in it, from the beginning to the end; without which together with a Lord Archon, I thought I had sufficiently demonstrated, not only in my writings but public exercises in that coffee-house, that there is no possible foundation of a free commonwealth. To the first and second of these, that is, the Balance and the Agrarian, you made no objection, and therefore, I should not need to make any answer. But for the third, I mean Rotation, which you implicitly reject in your design to perpetuate the present members, I shall only add this to what I have already said and written on this subject, That a commonwealth is like a great top, that must be kept up by being whipped round, and held in perpetual circulation, for if you discontinue the Rotation, and suffer the senate to settle, and stand still, down it falls immediately. And if you had studied the point as carefully as I have done, you could not but know, there is no such way under heaven of disposing the vicissitudes of command and obedience, and of distributing equal right and liberty among all men, as this of wheeling.
‘But I wondered most of all, at what politic crack in any man’s skull, the imagination could enter of securing liberty under an oligarchy, seised of the government for term of life, which was never yet seen in the world. . . .
‘But I could not but laugh, as they all had done, at the pleasantness of your fancy, who suppose our noble patriots, when they are invested for term of life, will serve their country at their own charge: this, I said, was very improbable, unless you meant as they do, that all we have is their own, and that to prey and devour is to serve. . . . For though many may laugh at me for accounting 300,000 pounds in wooden ware, toward the erecting of a free-state, in my Oceana, but a trifle to the whole nation; because I am most certain that these little pills the ballots are the only physick that can keep the body-politick soluble, and not suffer the humour to settle, I will undertake, that if the present members had but a lease of the government during life, notwithstanding whatsoever impeachment of waste, they would raise more out of it to themselves in one year, than that amounts to; beside the charge we must be at in maintaining of guards to keep the boys off them. . . .
‘To conclude; I told them, you had made good your title in a contrary sense; for you have really proposed the most ready and easy way to establish downright slavery upon the nation that can possibly be contrived, which will clearly appear to any man that does but understand this plain truth, that wheresoever the power of proposing and debating, together with the power of ratifying and enacting laws, is entrusted in the hands of any one person, or any one council, as you would have it, that government is inevitably arbitrary and tyrannical, because they may make whatsoever they please lawful or unlawful. And that tyranny hath the advantage of all others that hath law and liberty among the instruments of servitude.
J. H.’
4. For the reference contained in Brief Notes upon a late Sermon, see note on 9. 9c.
5.No Blinde Guides appeared on April 20. It was from the pen of Milton’s relentless and now brutally exultant foe, L’Estrange. Although written in reply to the Brief Notes, it contains several references to The Ready and Easy Way. L’Estrange, now confident of Royalist victory, is in mocking mood:
‘What do you think of “Grand, Arbitrary, & Perpetual Counsel; and no more Parliaments?” (according to your Gratious Proposition, [Page 8] of your Free and easie way, &c.) And, in regard that in a free Commonwealth, “they who are greatest are Perpetual Servants. . . . [Page 4] What do you think of the Rump-Parliaments “Perpetuating itself” under the name of that grand Counsl? [Page 10.] the Government being in so many “Faithful” and “Experienced” hands, next under God, so Able; especially Filling up their number, as they intend, and abundantly sufficient so happily to govern us: [P. 11, &c.] . . .
‘Alas . . . for your ready, and easie way to Establish a Free Commonwealth, what will . . . become then of Your Standing Council?’
6.The Dignity of Kingship Asserted: in answer to Mr. Milton’s ‘Ready and Easie Way to establish a Free Commonwealth.’ . . . By G.S., a Lover of Loyalty, is the title of the most serious and voluminous reply provoked by Milton’s book. It appeared sometime in April or May. Its author, George Searle (?), acknowledges ‘the ability of Mr. Milton,’ and also the ‘fluent elegant style’ of the Defense. He affirms that Milton ‘then did, and doth now, want nothing on his side but truth.’ As for the Greek republics, they were so ancient that nothing could be certainly known about them. The Hollanders were a herd of swine. And, highest argument of all, Christ himself was born under an emperor.1
[1 ]Life of Milton 5. 678.
[1 ]Commons Journals.
[1 ]Commons Journals.
[2 ]Cobbett, Parliamentary History 3. 1580.
[3 ]Baker, Chronicle (cont. by Edward Phillips), p. 601
[4 ]Ibid., p. 600.
[5 ]Commons Journals.
[1 ]Seasonable Word (Tracts, p. 86).
[2 ]Skinner, Life of General Monk, pp. 251—2.
[1 ]Godwin, Lives of Edw. and John Phillips, p. 377.
[1 ]Memorials 4. 405.
[1 ]No Blinds Guides (Tracts, p. 1).
[2 ]Baker, Chron., p. 608.
[1 ]Baker, Chron., p. 577.
[2 ]Letter to a Friend (Bohn 2. 103).
[3 ]L’Estrange, Apology (Tracts, p. 42).
[4 ]Baker, Chron., p. 591.
[5 ]Whitelock, Memorials 4. 380.
[6 ]Ibid. 4. 380.
[7 ]Baker, Chron., p. 592.
[1 ]Baker, Chron., p. 592.
[2 ]Monk, Letter to Speaker (Corbet, Monk, p. 121).
[3 ]Baker, Chron., p. 594.
[1 ]Baker, Chron., p. 575.
[2 ]Corbet, Monk, p. 150.
[3 ]Baker, Chron., p. 586.
[1 ]Baker, Chron., p. 588.
[1 ]Cobbett, Parl. Hist. 3. 1575.
[2 ]Verney Memoirs 3. 458.
[3 ]History of My Own Time, p. 156.
[1 ]Baker, Chron., p. 598.
[2 ]Diary, Feb. 11, 1660.
[1 ]Clement Walker, History of Independency 4. 92.
[1 ]Walker, Hist. of Independency 4. 94.
[2 ]Ludlow, Memoirs 2. 227.
[3 ]Ibid. 2. 237.
[4 ]Baker, Chron., p. 601.
[1 ]Verney Memoirs 3. 473.
[2 ]Baker, Chron., p. 605.
[3 ]Verney Memoirs 3. 465.
[1 ]Letter of Advice (Harl. Misc. 8. 625).
[2 ]Cobbett, Parl. Hist. 3. 1575.
[3 ]Hist. of Rebellion 16. 88.
[4 ]Somers Tracts 6. 303.
[1 ]Whitelock, Memorials 4. 378.
[2 ]Somers Tracts 6. 533.
[3 ]Harl. Misc. 6. 192.
[1 ]Harl. Misc. 9. 424.
[2 ]Ibid. 8. 625.
[1 ]Cobbett, Parl. Hist. 3. 1579.
[2 ]Bohn 2. 103.
[1 ]Areop. (Bohn 2. 72).
[2 ]Ibid. (Bohn 2. 74).
[1 ]Sec. Def. (Bohn 1. 265).
[1 ]De Civ. 19. 14-5.
[2 ]Commonplace Bk., p. 181.
[3 ]Gierke-Maitland’s Political Theories of the Middle Age has generally been followed in references to mediæval works that were not accessible.
[1 ]Poole, Illustrations of the History of Mediæval Thought, p. 238.
[1 ]Poole, Illus. of Hist. of Med. Thought, p. 265.
[2 ]Ibid., p. 273.
[1 ]De Monarchia tr. Henry, 1. 3.
[1 ]Dunning, Political Theories, Ancient and Modern 2. 62.
[1 ]Preface to Life of James Harrington.
[1 ]Brief Lives 1. 289.
[2 ]Hist. of My Own Time 1. 151.
[1 ]Brief Lives 1. 289.
[2 ]Athen. Oxon., ed. Bliss, 2. 1119.
[1 ]Athen. Oxon. 3. 1123.
[1 ]Life of Milton, ed. 1761, p. 110.
[1 ]Sandys, Aristotle’s Constitution of Athens, Introd., p. xxiv.
[1 ]Areop. (Bohn 2. 71).
[1 ]De Republica, tr. Barham, 1. 148.
[1 ]Oceana, ed. 1737, p. 38.
[1 ]Reason of Ch. Gov. (Bohn 2. 490).
[1 ]Bohn 1. 219.
[1 ]Frivolously.
[5. T. N.]This was undoubtedly Thomas Newcome, official printer to the commonwealth for many years under the editorship and censorship of Needham and Milton respectively. Several of Milton’s books—Defensio Prima, Defensio Secunda, Treatise of Civil Power (1659), etc.—had issued from Newcome’s press, and we may assume that it was still at Milton’s service. But the initials perhaps indicate a wavering in this allegiance. At all events, Newcome had no hand in the second edition; and so dexterously was he off with the old and on with the new that we find him on May 5 appointed one of the two official printers to the Parliament.
[5. Livewell Chapman.]A stationer at the sign of the Crown in Pope’s-Head Alley. The council of state, being informed that Chapman had lately ‘caused several seditious and treasonable books to be printed and published,’ issued an order for his arrest on March 28, 1660 (Masson, Life of Milton 5. 670).
[7. et nos, etc.]See Introduction, p. viii. Masson translates as follows:
The allusion is to General Monk, to whom Milton, about the time of the appearance of The Ready and Easy Way, had addressed a brief and convenient summary of its proposals, entitled: The Present Means and Brief Delineation of a Free Commonwealth, Easy to be put in Practice, and without Delay. In a letter to General Monk. Milton got no response whatever, and soon lost all confidence in Monk’s professions of republicanism. He now turns from Sylla the tyrant to appeal to the people.
[9. 1. since the writing.]See Introduction B. 1.
[9. 1a. the face of things.]This was a very favorite expression during the Interregnum. Thus Dr. Denton writes to Sir Ralph Verney, Aug. 10, 1659: ‘The face of things may alter in a moment’ (Verney Memoirs 3. 450).
[9. 2. some change.]Within the fortnight just past, General Monk, hitherto the defender of the Rump, had become the Rump’s dictator, and boldly restored the secluded members—now rampant Royalists. This opened the way to a certain and speedy restoration of kingship. Milton, conceding merely ‘some change,’ assumes at the outset a calmness of tone, as if determined still to hope, or at least not to communicate to others his own despair.
[9. 2a. writs for new elections.]The little handful of Rump-republicans were extremely reluctant to ‘fill up’ their numbers by new elections. Attributing the wretched state of affairs to this cause, General Monk marched into the city on Feb. 11, and flatly demanded that the House ‘should issue out Writs’ within six days (see Introd., p. xxiv, for the exact ultimatum). That stubborn and tenacious little body retaliated by disabling all sons of sequestered Royalists, but took care to comply, on their last day of grace, with the dictator’s main demand.
[9. 3. have bin recall’d.]See Introduction, pp. x-xi.
[9. 4. readmitted from exclusion.]On Dec. 6, 1648, Colonel Pride had posted his regiment at the doors of the House of Commons, and ‘terrified from sitting, near two Hundred [cf. notes on 10. 38 and 11. 21], . . . being those who had on the fifth of December before, by Vote approved of the late King’s Concessions for a Peace at the Isle of Wight’ (Baker, Chron., p. 542). During the succeeding years of the commonwealth these secluded members never ceased to demand readmission. Finally, they found an effective champion in General Monk, who ‘on the one and twentyeth day of February [1660], meeting the secluded members at Whitehall, . . . commended to their care 1. Religion, . . . 2. the state,’ and ‘told them the house was open for them to enter, and prayed for their good success. The secluded members being thus admitted, fall immediately to work where they were abruptly forced to break off in December 1648’ (Walker, Hist. Indep. 4. 93). The eagerness of the long-debarred members to get back into their seats was not without its ludicrous aspect: ‘As he went into the House W. Prynne’s long sword got between Sir W. Waller’s short legs, and threw him down, which caused laughter’ (Aubrey, Bodleian Letters 2. 509). Pepys also has a good account of their triumphal entry.
[9. 5. not a little rejoicing.]The readmission of the secluded members had changed the Parliament in an instant from a staunch republican and Independent body into a Royalist and Presbyterian stronghold. Moreover, the restored members were pledged to a speedy dissolution and the calling of a free Parliament—conditions absolutely fatal to republicanism. Of the dissolution itself Clement Walker (Hist. Ind. 4. 95) exultingly records: ‘And thus we see Independency laid in the dust, and ready to give up the ghost.’ Milton’s favorite scheme of perpetuating the Rump as a national grand council was, of course, no longer possible, if it had ever been so. Whatever rejoicing he was now capable of must have sprung, therefore, from some lingering hope of securing the main end—a commonwealth in some form instead of kingship—and a degree of faith in the vehement declarations of General Monk (see note on 9. 5a).
[9. 5a. resolutions of all those who are now in power.]Whitelock (Memorials 4. 397) mentions the engagement entered into by the Rump on Feb. 14 ‘to be true and faithful to the commonwealth of England, . . . without a king, single person or house of lords.’ The restored members, on their part, ‘declared, as to Government they intended no Alteration in it’ (Baker, Chron., p. 600). But most emphatic of all was General Monk. Early in February he declared to General Ludlow that they ‘must live and die together for a Commonwealth’ (Ludlow, Memorials 2. 227). His words of Feb. 21, addressed to the secluded members about to be restored, were still stronger (see Introduction, p. xxxiii). Clarendon is of the opinion that he ‘desired nothing but that he might see a Commonwealth established, in such a model as Holland was, where he had been bred’ (Hist. Rebellion 16. 134). Being offered ‘the Government in his own Person, he said, The Experience of Cromwell’s Fate gave him Reasons to avoid the Rock on which that Family was split’ (Baker, Chron., p. 603). Finally, a committee waited upon him for an explanation of his doings on Feb. 21, and ‘having resolved to try him to the utmost, demanded farther if he would join with them against Charles Stuart and his party: in answer to which he applied himself to Sir Arthur Haslerig, . . . and taking off his glove, and putting his hand within Sir Arthur’s, he added; “I do here protest to you in the presence of all these gentlemen, that I will oppose to the utmost the setting up of Charles Stuart, a single person, or a House of Peers” ’ (Ludlow, Memoirs 2. 237).
[9. 6. jointly tending.]The army was still thoroughly republican. The City hastened to send congratulations upon the ‘happy return of the Parliament.’ ‘Whatever mistakes have been formerly,’ said the Londoners, ‘it cannot but be a happy Day, to all but our Enemies, in that all the affections of the City and Parliament are joined together.’ These assurances, however ambiguous, together with the positive declarations (see note on 9. 5a) of Monk and the Parliament, Milton chooses to interpret in the most hopeful light possible, as ‘jointly tending to the establishment of a free Commonwealth.’
[9. 7. Commonwealth.]The term as used in this treatise is practically synonymous with ‘republic’ or ‘representative democracy.’ It had been variously used by earlier English writers—as signifying the whole body politic, any group or fraternity united by a common interest or characteristic, monarchy, absolute democracy, mixed government, etc. The term, however, was specifically applied to the form of government in England during the Interregnum, and, still more narrowly, to the republic that existed before and after the protectorate. It is usually qualified by Milton and other advocates of a republic by such expressions as ‘free and equal,’ ‘without single person or house of lords.’ Among the Royalists the term came in for much ridicule; as, for example, the following: ‘You have made us a commonwealth, that is, (as malignants say) have given us power to put a finger into every man’s purse and pocket. You have made the people supreme authority, and left them no laws’ (Hosanna: Somers Tracts 7. 55).
[9. 8. ∥ unsound | noxious. |]Note the gain in precision, force, and intensity of feeling. In these respects the two words adequately represent the quality and relationship of the two editions.
[9. 9. humour.]See Glossary; cf. Burton’s Diary (1828) 4. 423, for 1659: ‘These tymes, and the affairs transacted in them, give motion to all sorts of humours in the nation’ (New Eng. Dict.).
[9. 9a. returning.]The opening months of 1660 were characterized by an ever-rising and finally irresistible tide of enthusiasm for the king. A Letter of Advice to his Excellency Lord-General Monk states that the ‘multitudes of people, indeed (like children, who must have a baby to play with, and something to glitter in their eyes) cry for a king’ (Harleian Miscellany 8. 627). The author of England’s Confusion (Somers Tracts 6. 528) declares that ‘the poor people . . . are fain to return home and sit still in amaze’ (see notes on 9. 11 and 17. 18). Monk’s stand against the Rump on Feb. 11 was the occasion for fresh outbursts of wild joy and demonstration (see Introd., p. xxiv), which were still intensified by his restoration of the old members on Feb. 21. Pepys (Diary) observes on the following day ‘how abominably Barebone’s windows are broke again last night.’ Another writer finds it ‘difficult to describe the joy and exultation’ at the ‘prospect of peace, concord, liberty, justice’ that ‘broke forth at once, from amidst the deepest darkness in which the nation had ever been involved’ (Cobbett, Parl. Hist. 3. 1578). John Stewkeley, of Hampshire, exultingly declares: ‘We may all soon meet if the Wind blow from Flanders: wch I pray for, pro Re: pro Ecle. Ang.: pro. reg: as a Subject; as a member, as an Englishman’ (Verney Mem. 3. 460). By March 6 Pepys is able to record that ‘everybody now drink the King’s health without any fear, whereas before it was very private that a man dare do it.’ See also note on 9. 11.
[9. 9b. old bondage.]This was the common figure for kingship, not only with Milton, but with extreme Commonwealthmen in general. Thus Colonel Overton exhorted his soldiers ‘to be watchful, and guard themselves against the abandoned Interest of Charles Stuart, which was now reviving and would introduce the Bondage they had freed themselves from’ (Baker, Chron., p. 602). Speaker Lenthall informs Monk that the people were in danger ‘to have been made slaves again.’
[9. 9c. instilld of late by some cunning deceivers.]Milton’s own comment on this passage is as follows: ‘I affirmed in the Preface of a late discourse intitl’d, “The ready Way . . .,” that the humour of returning to our old bondage was instilled of late by some deceivers; and to make good, that what I then affirmed was not without just ground, one of those deceivers I present here to the people: and if I prove him not such, refuse not to be so accounted in his stead’ (Brief Notes upon a late Sermon titl’d The Fear of God and the King; Preach’d and since publish’d, by Matthew Griffith D. D.: Bohn 2. 354). Whitelock records under date of Feb. 6 that ‘divers of the King’s party came from beyond sea into England, and talked very high, and that they were sure that the King would be in England very shortly’ (Memorials 4. 393). An anonymous writer concocted the following (see Somers Tracts 6. 514):
‘The Lord Chancellor Hyde to Mr. Hancock (Broderick.) Sir,
. . . Methinks it is a very fit conjuncture for you to get some sharp pamphlets to be published and dispersed, to inform the people of their folly and madness in affecting to be governed as a commonwealth, by convincing them how far the people are from enjoying that liberty under that government, which the people of England have always done under their kings; of the tyranny to which republics are subject, . . . vast taxes, . . . standing army. . . . I pray think of this, and in it do right to the worthy persons who are the chief cherishers and supporters of that design, by giving the right characters of them to the people, and making them as odious and ridiculous as they ought to be.’ Such ‘deceivers’ were legion, and the press was pouring forth a torrent of such pamphlets as A Coffin for the Good Old Cause, and That wicked and Blasphemous Petition of Praise-God Barebone and his Sectarian Crew . . . anatomized. Milton himself was twitted in the Censure of the Rota for being a ‘cunning’ man.
[9. 11. among too many of the people.]Lord Ormond, in a letter dated Jan. 1, 1660, informs Lord Jermyn ‘that the general disposition of the people, and particularly of the city of London, seems to promise great advantages to the King; four parts of five of the whole people, besides all the nobility and gentry, being devoted to him, and ready to act as they shall be directed, and not without some difficulty restrained from some present engagement’ (quoted by Harris, Life of Charles the Second 1. 266). See also note on 9. 9a.
[9. 12. I thought best not to suppress what I had written.]Milton had written the body of the treatise before the overthrow of the Rump (see Introd., p. xiv). The readmission of the secluded members had rendered futile many of his recommendations; as, for example, perpetuating the Rump as a grand council. Moreover, it had made the restoration of Charles inevitable. Perhaps the knowledge and conviction of all this caused Milton to contemplate suppressing his pamphlet. But his was not the temper that fights only, or even best, under prospects of victory. He was contending, as it seemed to him, for sanity as opposed to madness; for freedom as opposed to absolute thraldom. And however forlorn the republican hope, it was not in Milton to retreat in the face of onrushing Royalism. Besides, he still tries to persuade himself of a hope that he ‘may perhaps . . . be much more useful then before.’
[9. 14. sitting more full and frequent.]This expression refers simply to the increased attendance after the readmission of the secluded members. It has no reference to the frequency of their sittings. See Glossary. The New English Dictionary exemplifies the usage as follows: ‘1606 Holland Sueton. 14 He in a ful and frequent assemblie . . . besought, etc. 1725 Pope Odyss. 16. 377 Apart they sate, and full and frequent, form’d a dire debate. 1746 H. Walpole Lett. to Sir H. Mann (1857) 2. 38. One hundred and thirty-nine Lords were present, and made a noble sight on their benches full and frequent.’ When the Rump resumed its sitting, Dec. 26, 1659, there were but thirty-six members present; and during the rest of its exclusive existence the attendance never exceeded fifty-three. There were seventy-three members restored on Feb. 21, and others returned later; so that there were about 150 present in the ‘full and frequent’ body to which Milton refers.
[9. 14a. be now much more useful then before.]The grounds for this hope are somewhat differently stated in the two editions. Writing in the last days of February, Milton seems to feel that it would be a noteworthy service to influence—perhaps convert—the restored Parliament of 150 members. A month later, he professes to see the still larger opportunity of influencing public opinion in the midst of a general election, and of helping to shape the policy of a free Parliament met for the express business of settlement.
[9. 15. what hath reference to the state of things as they then stood.]Passages that referred to conditions prior to the readmission of the secluded members; as: ‘Neither ought the small number of those remaining in Parlament, be made a by-word.’
[9. 17. same end.]‘A free Commonwealth without single person or house of lords.’
[9. 20. to be freely publishd.]‘This liberty of writing’ which Milton had ‘used these eighteen years on all occasions to assert the just rights and freedoms both of church and state’ (Hirelings: Bohn 3. 2) was now in grave danger of being abridged. Indeed, there was great probability that both author and publisher would be thrown into prison, and the bold pamphlet itself be suppressed. See note on 9. 28a.
[9. 21. a free Parlament.]The one insistent note that fell upon the ears of General Monk as he marched from Scotland was the cry of the people for a free Parliament. The same demand met him in the Letter of Advice. ‘And now, sir,’ said the writer, ‘can anything else save us, but an equal commonwealth? Which in truth is no more than a free and full parliament . . . more truly elected and better formed (Harl. Misc. 8. 626). Whitelock (Memorials) records (Feb. 3) ‘a tumult yesterday in London, which was for a free parliament.’
The Long Parliament, and especially its notorious remnant, through rigid qualifications, processes of exclusion, and long continuance in power, had utterly ceased to be representative of the people at large. General Monk and the restored members responded to the almost universal demand. Disabling acts, abjuration-oath, and engagement were swept aside; and for the first time in many years a Parliament assembled, April 25, 1660, which not only was the free choice of the nation, but also was free from army-intimidation, and free to proceed with the settlement of the government.
[9. 22. whom it behoves.]A similar appeal for a hearing in the Parliament is made in the Areopagitica (Bohn 2. 52): ‘I could name him who from his private house wrote that discourse to the parliament of Athens, that persuades them to change the form of democracy which was then establish’d. Such honour was done in those days to men who profest the study of wisdom and eloquence, not only in their own country, but in other lands, that cities and signiories heard them gladly, and with great respect, if they had aught in public to admonish the state.’
[9. 26. absolute determination.]Since the appearance of the first edition, the Solemn League and Covenant had been restored (March 5). Ejected ministers had, in many cases, been reinstated. Lambert, now an unyielding republican, had been sent to the Tower, and Colonel Overton had been discharged from the command of Hull. All disaffected officers had been removed by General Monk. The engagement (see note on 10. 28) had been expunged (March 13). The old qualifications (see note on 21. 20) debarring Royalists from Parliament had been rendered harmless (March 13) by the addition of a saving clause, ‘unless he or they have since manifested his or their good Affection to this Parliament.’ Finally, the council of state had been authorized (March 15) to apprehend ‘such Persons as they shall find dangerous to the Peace and Safety of the Commonwealth’ (Com. Journ.). Besides these official measures, so obviously taken to prepare the way for the coming of Charles, there were the almost universal clamor of the people for a king, and the certainty that the Parliament about to meet would be overwhelmingly Royalist. All this Milton interpreted as an ‘absolute determination to enslave.’ ‘Our liberties,’ cried he in utmost anxiety, ‘will be utterly lost in the next parliament, without some powerful course taken, of speediest prevention’ (Brief Del.: Bohn 2. 106).
[9. 27. Lent.]‘The period including 40 weekdays extending from Ash-Wednesday to Easter-eve, observed as a time of fasting and penitence, in commemoration of Our Lord’s fasting in the wilderness’ (New Eng. Dict.).
[9. 28. Shroving-time.]Shrove-tide was a period of confession preparatory to Lent. It extended from the Saturday evening before Quinquagesima Sunday to Ash-Wednesday morning. On Shrove-Tuesday Catholics were wont, after confession, to spend the rest of the day in sports, and to feast on pancakes or fritters. It is to this extra indulgence in freedom just before entering upon the forty days’ Lenten fast that Milton alludes.
[9. 28a. to speak freely.]The ‘supreme senate’ under whose ‘protection’ Milton had enjoyed ‘this liberty of writing’ (see note on 9.20) was no longer in being. The council of state had been empowered to suppress seditious pamphlets, and to call their authors to account. A warrant was issued for the arrest of Livewell Chapman, Milton’s publisher, on March 28. On April 9 Whitelock (Memorials) records that ‘the council discharged Needham [Milton’s intimate friend and fellow-journalist] from writing the weekly intelligence.’ Milton therefore had good cause in April, 1660, to bespeak a little further indulgence for his bold and contemptuous pen.
[9. 30. through haste.]The auspicious approach of the mysterious General Monk in the first days of February had inspired innumerable politicasters with a feverish desire to proffer advice. Milton, along with the rest, made all possible haste to lay before that grim sphinx the one and only way to effect a settlement. Hence the main body of the first edition was probably composed with great rapidity. The sudden change in Monk’s attitude toward the Rump, however, brought the work to a standstill. But upon Monk’s restoring the secluded members, and calling them and God to witness his intention of settling the government upon commonwealth-foundations, Milton again set busily and anxiously to work upon his pamphlet. There was a chance that it might yet accomplish much good if it could be placed in the hands of Parliament before adjournment, now only two or three weeks away. It is highly probable, therefore, that the preface was written, and the treatise completed and placed in the hands of the printer, with all possible expedition. Cf. note on 9. 30b.
[9. 30a. many faults.]See Appendix A. 4.
[9. 30b. many books were suddenly dispersd.]According to Anthony Wood, copies of the treatise were in circulation before the end of February (see Introd., p. xii), although the Thomason copy is dated March 3. The haste upon the part of Milton, the publisher, and all concerned was due to the discussion just then going on in Parliament as to the time of adjournment. On Feb. 27 ‘a Bill for dissolving this present Parliament was read the First time’ (Com. Journ.); and on March 1 it was resolved that this should occur ‘at or before the Fifteenth Day of this instant March.’
[9. 32. to revise and somwhat to enlarge.]See Appendix A. 3.
[9. 33. especially that part which argues for a perpetual Senat.]It will be observed that Milton took occasion to amplify this argument by the addition of two solid pages of matter. The causes of this extra labor were probably the tireless arguments of the Rota-men (see Introd., p. xlviii), and the appearance (March 26) of a pamphlet entitled The Censure of the Rota upon Mr. Milton’s Book (see Appendix B, p. 173).
[10. 1. great number of the people.]London (containing about one tenth of the entire population of England), and the South and East in general, were strong for the Parliament at the beginning of the war. But a far smaller proportion of the people were ready to go the length of abolishing kingship. Cf. note on 9. 11.
[10. 5. burdensom, expensive, useless and dangerous.]This is obviously Milton’s slightly inaccurate recollection of the acts of the House of Commons, Feb. 6 and 7, 1649, which declared the House of Peers ‘useless and dangerous,’ and kingship ‘unnecessary, burdensome, and dangerous.’ The revised edition has it exactly right: ‘unnecessary, burdensome, and dangerous.’ Cf. note on 10. 7.
[10. 7. abolishd it.]‘Resolved, etc. That it hath been found by Experience, and this House doth declare, that the Office of a King in this Nation, and to have the Power thereof in any Single Person, is unnecessary, burdensome, and dangerous to the Liberty, Safety, and publick Interest of the People of this Nation; and therefore ought to be abolished: And that an Act be brought in to that Purpose’ (Com. Journ., Feb. 7, 1649). The act was finally passed March 17.
[10. 7a. free Commonwealth.]In the government that was set up after the abolishing of monarchy, the executive power was vested in a council of state, consisting of forty-one members, chosen by the House for a term of one year. There was to be no such thing as a lord president in this body, but it was soon found necessary to elevate Bradshaw to that position. All but ten of its members were chosen from the Parliament, which itself now averaged but fifty-six in attendance; so that council of state and Parliament were practically one. The judiciary and all minor offices of state remained about as they had been before.
[10. 8. admiration and terror of our neighbours.]See Glossary. Contemporaneous with the English contest between Parliament and king was a very similar struggle in France between the people and their Parliament, upon the one hand, and the court-party, as represented by the queen-mother, Anne of Austria, and her prime minister, Mazarin, upon the other. In August, 1648, the royalist side attempted to overawe Parliament by arresting two of its leaders, Broussel and Blancmesnil. But the bold move unchained a popular fury. Men, women, and children flew to arms, shouting: ‘Down with your Mazarin! Broussel! Broussel!’ The queen-regent, although vowing that she would first strangle him with her own hands, was forced to yield, and order the release of Broussel. The tumults continued, and in January, 1649, war was declared. The queen, taking with her the young king, and her court as well, fled from Paris to the castle of St. Germain on the night of Jan. 5, 1649. She absolutely refused to depose Mazarin. ‘ “I should be afraid,” she said to Madame de Motteville, “that, if I were to let him fall, the same thing would happen to me that happened to the King of England [Charles I had just been executed], and that, after he had been driven out, my turn would come” ’ (Guizot, Hist. of France 5. 361). Peace was declared in April, and the queen returned to Paris. But the rebellion spread to other parts of France. ‘Bordeaux was the focus of the insurrection; . . . riots were frequent in the town; the little king, with the queen and the cardinal, marched in person upon Bordeaux’ (ibid. 5. 365).
The rebellion of the Fronde ended in failure; but ‘the attempt had been the same in France as in England. . . . It was the same yearnings of patriotism and freedom, the same desire on the part of the country to take an active part in its own government’ (ibid. 5. 382). Mazarin himself ‘compared the Parliament to the House of Commons, and the coadjutor to Cromwell’ (ibid. 5. 365).
[10. 11. not bound . . . to any former covnant.]The Solemn League and Covenant was taken by the House of Commons September 25, 1643. The section here referred to is as follows: ‘III. We shall with the same sincerity, reality and constancy, in our several vocations, endeavour with our estates and lives mutually to preserve the rights and privileges of the Parliaments, and the liberties of the kingdoms, and to preserve and defend the King’s Majesty’s person and authority, in the preservation and defense of the true religion and liberties of the Kingdoms, that the world may bear witness with our consciences of our loyalty, and that we have no thoughts or intentions to diminish His Majesty’s just power and greatness’ (Gardiner, Const. Documents of Pur. Rev., p. 269).
[10. 11a. light of nature or religion.]The law of nature (see notes on 10. 33a and 10. 40), revealed in human consciousness, and the law of God, or divine law, as found in the revealed Word. In Milton’s opinion, these were identical.
[10. 12. many forfeitures.]See note on 10. 20.
[10. 16. They covnanted.]See note on 10. 11. This is a repetition of an argument already used against Salmasius: ‘But you omit upon what terms they promised it; to wit, if it might consist with the safety of their religion and their liberty’ (Defense: Bohn 1. 193).
[10. 18. to bring in upon our consciences a Popish religion.]It should be remembered that Charles really desired the preservation of episcopacy. But he desired even more to regain his crown and kingdom, and scrupled not to use the aid of Catholics as a means to this end. Queen Henrietta negotiated with the pope for an army of French troops, to be supported by the clergy; and Glamorgan’s treaty with the Catholics of Ireland pledged the king to such concessions as the pope’s nuncio should demand in return for 10,000 Irish troops; but this latter treaty was disavowed by the king (Camb. Hist. 4. 338). However, Milton probably refers to episcopacy itself; for in an earlier and more complete indictment we read: ‘Besides, he bore extreme hard upon the consciences of good men, and compelled them to the use of ceremonies and superstitious worship, borrowed from popery, and by him re-introduced into the church’ (Defense: Bohn 1. 200). Cf. notes on 10. 20, 16. 15, and 36. 28.
[10. 20. his occasioning . . . the Irish massacre.]Again and again Milton recurs to this charge against the late king. Charles was ‘found to have the chief hand in a most detested conspiracy against the parliament and kingdom, as by letters and examinations of Percy, Goring, and other conspirators came to light; that his intention was to rescue the Earl of Strafford, by seizing on the Tower of London; to bring up the English army out of the North, joined with eight thousand Irish papists raised by Strafford, and a French army to be landed at Portsmouth against the parliament and their friends’ (Eikonok.: Bohn 1. 334). Of the English Protestants in Ireland no fewer than ‘154,000 by their own computation’ were massacred. Charles was ‘ever friendly to the Irish papists, . . . and, like a kind of pope, sold them many indulgences for money.’ Till the ‘very burst of that rebellion,’ a committee of Irish Papists were with him and the queen in close conference, and in ‘great favour, at Whitehall’ (Eikonok.: Bohn 1. 409). He ‘gave them his peculiar right to more than five Irish counties, for the payment of an inconsiderable Rent.’ This gift Milton thinks was to the end that they might come quickly and obliterate Parliament. At all events, these very beneficiaries were soon found to be ‘the chief rebels themselves.’ From these facts, Milton concludes that ‘no understanding man could longer doubt who was “author or instigator” of that rebellion’ (ibid. 1. 411). ‘These projects not succeeding, he sent over one Dillon, a traitor, into Ireland with private instructions to the natives, to fall suddenly upon all the English that inhabited there’ (Defense: Bohn 1. 201). As to the ‘Articles of Peace made by the late king with his Irish rebels,’ Milton says: ‘He hath sold away that justice so oft demanded . . . for the blood of more than two hundred thousand of his subjects, that never hurt him, never disobeyed him, assassinated and cut in pieces by those Irish barbarians, to give the first promoting, as is more than thought, to his own tyrannical designs in England’ (Observations: Bohn 2. 183).
Milton, having been in the very centre of the terrific fury of resentment in England over these outrages, naturally exaggerates their horror and the king’s complicity. But there is at least some foundation of fact in the charges. Strafford is said to have reported to Charles: ‘You have an Army in Ireland you may employ here to reduce this Kingdom.’ It is certain that Charles refused to disband these Irish forces, and secretly commissioned the Earls of Ormonde and Antrim to swell their numbers to twenty thousand. Undoubtedly it was his game to call them in against the Parliament.
But quite distinct from all this, a long-planned, independent rebellion of the Irish was brewing; and this finally broke out over Ulster on Oct. 23, 1641. The Catholics, who longed to put an end to Laud and Strafford’s reign of ‘Thorough,’ joined the rebels, and had part in the tumults that followed. Charles’ part in it all seems to have been his attempting to manipulate the Irish forces as a weapon against Parliament (Camb. Hist. 4. 522).
[10. 23. his refusing more then seaven times, propositions.]‘Seven times over’ is the corresponding expression in Eikonoklastes. Such were the Nineteen Propositions (June 1, 1642), the Oxford Propositions (Feb. 1, 1643), the Uxbridge Propositions, presented Nov. 24, 1644, the Newcastle Propositions (July 13, 1646), upon the part of the English Parliament; numerous overtures by the Scotch Presbyterians; and the joint proposals in 1648.
It is hardly surprising that Charles refused such, for example, as the Newcastle Propositions, which demanded, in part, that he take the Covenant and permit its general enforcement; that there be national Presbyterianism; and that Parliament have not only the appointing of all important officers, but also the control of army and navy for twenty years.
[10. 26. with no difference between a king and a god.]The Covenant avoids mention or recognition of the so-called divine right of kings. It is ‘the King’s Majesty’s person and authority,’ his ‘just power and greatness,’ that are, under certain conditions, to be defended (see note on 10. 11).
[10. 28. solemn ingagement.]‘Resolved, &c. That every Member that now doth, or shall at any time hereafter, sit in this House, shall subscribe his Name to this Engagement; viz., “I do declare and promise, That I will be true and faithful to the Commonwealth of England, as the same is now established, without a King or House of Lords” (Com. Journ., Oct. 11, 1649). On Dec. 25, 1649, it was proposed ‘that it be referred to a Committee, to consider of a Declaration to be published, to satisfy the People, That the Engagement is not against the former Protestation and Covenant.’
[10. 30. the protestation before.]This was the protest of May 3, 1641, wherein the Parliament, after complaining of recent ‘Designs of Priests and Jesuits,’ of ‘Endeavors to subvert the fundamental Laws of England and Ireland, and to introduce the Exercise of an arbitrary and tyrannical Government,’ of a ‘Popish Army levied in Ireland, and Two Armies brought into the Bowels of this Kingdom, to the hazard of His Majesty’s Royal Person,’ declared as follows:
‘I A. B. do, in the Presence of Almighty God, promise, vow, and protest, to maintain and defend, as far as lawfully I may, with my Life, Power, and Estate, the true reformed Protestant Religion, expressed in the Doctrine of the Church of England, against all Popish Innovation within this Realm, contrary to said Doctrine, and according to the duty of my Allegiance, I will maintain and defend, His Majesty’s royal Person and Estate’ (Com. Journ.).
[10. 33. serve two contrary maisters.]From the Middle Ages descended the principle that allegiance to rulers is always subordinate to the higher laws of God and nature. See Introd., p. xlii, and note on 10. 33a.
[10. 33a. that more supreme law.]Milton elsewhere makes clear his meaning: ‘But if you insist to know, “by what right, by what law”; by that law, I tell you, which God and nature have enacted, viz. that whatever things are for the universal good of the whole state, are for that reason lawful and just’ (Defense: Bohn 1. 15). Cf. note on 10. 40.
[10. 35. They knew the people of England to be a free people, themselves the representers of that freedom.]Cf. Commons Journals, Jan. 4, 1649: ‘Resolved, &c. That the Commons of England, in Parliament assembled, do Declare, That the People are, under God, the Original of all just Power: and do also Declare, that the Commons of England, in Parliament assembled, being chosen by, and representing the People, have the Supreme Power in this Nation.’ Cf. note on 21. 32.
[10. 37. many were excluded.]See notes on 9. 4 and 11. 21. Milton saw fit to justify this exclusion, and in very strong language: ‘No question but it is as good and necessary to expel rotten members out of the house, as to banish delinquents out of the land: and the reason holds as well in forty as in five. And if they be yet more, the more dangerous is their number. They had no privilege to sit there, and vote home the author, the impenitent author, of all our miseries, to freedom, honour and royalty, for a few fraudulent, if not destructive, concessions’ (Observations: Bohn 2. 195).
[10. 37a. as many fled.]At the beginning of the Civil War a large part of the commons, and most of the lords, withdrew to form a Royalist Parliament at Oxford. ‘About 175 members followed the King’s flag, while nearly three hundred remained at Westminster. Rather more than thirty peers threw in their lot with the popular party, while about eighty supported the King, and about twenty took no part in the struggle’ (Firth, Cromwell, p. 69).
[10. 37b. so they pretended.]The Eikon Basilike, for example, so argues; but Milton and his party interpreted the flight as a desertion.
[10. 38. a sufficient number.]See note on 10. 37a. Besides the Royalist defection in 1642, and the exclusion of 140 (Camb. Hist. 4. 354; but cf. notes on 9. 4 and 11. 21) members by Pride’s Purge in 1648, there was a further falling away upon the execution of the king; so that the average attendance in 1649 was reduced to 56. The Barebone Parliament, which met July 4, 1653, consisted of 140 members. But this body likewise suffered a considerable reduction (Sept. 12, 1654) from Cromwell’s test on fundamentals.
[10. 40. law of nature.]Milton himself furnishes both interpretation and source: ‘For the law, says Cicero in his Philippicks, is no other than a rule of well-grounded reason, derived from God himself, enjoining whatever is just and right, and forbidding the contrary’ (Defense: Bohn 1. 71). This ‘true law . . . conformable to nature, universal, unchangeable, eternal,’ whose author is ‘God himself,’ cannot be contradicted by any other law,’ and ‘needs no other interpreter than our own conscience’ (Cicero, De Repub., tr. Barham, 3. 270). ‘I am of opinion,’ said Milton to Salmasius, ‘that the law of God does exactly agree with the law of nature’ (Def.: Bohn 1. 108). Plato (Laws 4. 713; 6. 767) and Aristotle (Politics 3. 16) show the earlier sources of this idea. The thought that God, operating in human consciousness as ‘right reason,’ is to be obeyed before every other authority, furnished a complete justification for the doctrines of resistance to tyrants, and tyrannicide, especially during the sixteenth and seventeenth centuries. Milton’s interpretation agrees with Selden’s: ‘I cannot fancy to myself what the law of nature means, but the law of God’ (Table Talk).
[11. 4. church reformation.]Milton had hoped for much from the Presbyterian reformation; but he was disappointed, and was soon saying, ‘New Presbyter is but old Priest writ large.’ Cf. Declaration of Parliament, May 7, 1659: ‘They are resolved . . . to . . . vigorously endeavor the carrying on of Reformation so much desired; and so often declared for; to the end there may be a godly and faithful Magistracy and Ministry upheld and maintained in these Nations, to the Glory and Praise of our Lord Jesus Christ, and to the reviving and making glad the Hearts of the Upright in the Land’ (Com. Journ.).
[11. 5. evangelic rules.]Those of the primitive Christian church. Milton was unalterably opposed to a state-church, and its forced maintenance by tithes—ideas which the Presbyterians were very busy in fostering at this time. Just the previous August he had published his Hirelings, a pamphlet on this very subject; but for politic reasons he here holds his resentment within bounds. Cf. Hirelings (Bohn 3. 40): ‘Heretofore in the first evangelic times, (and it were happy for Christendom if it were so again), ministers of the gospel were by nothing else distinguished from other Christians, but by their spiritual knowledge and sanctity of life, for which the church elected them to be her teachers and overseers, though not thereby to separate them from whatever calling she then found them following besides; as the example of St. Paul declares, and the first times of Christianity.’
[11. 5a. ecclesiastical canons.]‘The canon law is a body of Roman ecclesiastical law relative to such matters as that church either has, or pretends to have, the proper jurisdiction over. This is compiled from the opinions of the ancient Latin fathers, the decrees of general councils, the decretal epistles and bulls of the holy see’ (Blackstone, Comm. 1, Introd. 82). But as here applied to the Church of England, the expression refers to ‘the Constitutions and Canons Ecclesiastical’ agreed upon by Convocation, and ratified by King James I under the Great Seal in 1603.
[11. 7. positive laws.]Laws arbitrarily laid down by human authorities, as opposed to the law of nature.
[11. 9. if others of thir number, in these things were under force.]This has particular reference to the Parliament’s vote of No-Addresses (Jan. 3, 1648). Milton’s argument was called forth by L’Estrange’s Reply to Plain English, just out in April. In this pamphlet, L’Estrange directly charges that the Parliament (then Presbyterian as well as Independent) was under a force, and explains what it was: ‘They were under a Force.—Upon a Debate in the Commons House, concerning the Answer to the 4. Bills, presented to him Dec. 24, 1647 and debated Jan. 3. Commissary Ireton delivered himself after this manner: “The King hath denied safety, and protection to his People by denying the 4. Bills. . . . That it was now expected, after so long patience, they should shew their Resolution, and not desert those valiant men who had engaged for them, beyond all possibility of retreat, and would never forsake the Parliament, unless the Parliament forsook them first.”
‘From hence naturally results the menace of the Army, in case the Parliament should forsake them. . . . After some more debate Cromwell urged,—“that it was now expected, the Parliament should govern and defend the Kingdom, by their Own Power and Resolutions; and not teach the People any longer, to expect safety and Government from an Obstinate man, whose heart God had hardened, . . .—lest Despayr Teach them to seek their safety by some other means than adhearing to you; . . . how destructive such a Resolution in them will be to you all, I tremble to think and leave you to Judge.”
‘This Speech, concluded the debate; and the better to Impress his meaning, he laid his hand upon his sword, at the end of it. If this be not a Force, what is? The Power and Inclination of the Army, being the only moving Arguments to obtain the Vote. The Question was then put, and Carried for no more Addresses’ (Tracts, p. 126). See note on 11. 21.
[11. 11. a power which they could not resist.]The army (see notes on 11. 9 and 11. 21).
[11. 12. they were not therefore to leave the helm.]Milton’s fervent and unwavering support of this tenacious ‘fag end’ of a Parliament won for him the distinctive title of ‘The Goose-quill Champion of the Rump.’ He could see nothing in its actions but courage, wisdom, a high sense of duty; whereas to most people the Rump had come to stand for tyranny, love of power, greed, and personal ambition.
[11. 14. anarchie and confusion.]The phrase is a happy one, and remains the aptest description of conditions as they existed in England during the interval between the death of Cromwell and the Restoration.
[11. 15. so many of thir members left them.]See note on 10. 37a.
[11. 16. three estates.]Lords spiritual, lords temporal, and commons.
[11. 16a. The best affected.]Those most favorably disposed toward the commonwealth which the Independents instituted in January, 1649. The core of this ‘best affected’ class of the people was the army.
[11. 20. when the house divided upon main matters.]This refers to the opposite positions taken by the Presbyterians and Independents, particularly in the vote of Dec. 5, 1648, with reference to the king’s Newport concessions (see note on 11. 21) and the question of bringing him to trial.
[11. 21. fear or perswasion.]Cromwell and the army were on hand in December, 1648, to see that the Parliament brought the king to justice. On its voting (140 to 104) on Dec. 5 that Charles’ Newport concessions were satisfactory, the army at once called upon all ‘faithfull Members’ who were ‘innocent of these Votes’ to ‘acquit themselves . . . by Protestation . . . that they’ might ‘be distinguished,’ and forthwith excluded the Presbyterian majority by force. Walker characterizes the intimidated Parliament as ‘a meer Free-Schoole, where Crommel is Head-school-master,’ and ‘Ireton Usher’ (Hist. Ind. 2. 30). The account continues: ‘They seized upon 41 Members of Parliament, . . . secluded above 160, and frighted away at least 40 or 50 more, leaving only . . . 40 or 50 thriving Members sitting to unvote in a thin House under a force, what had been voted in a full and free House. To vote down the Kingly Office and House of Peers, to vote the Supreme Authority to be in the People, and in the House of Commons as their Representative’ (see note on 10. 35). These three votes occurred on Jan. 4. ‘The Diurnall tells you, there was not a Negative Voice: this shews under what a terror they sit, when in (things so apparently untrue) no man durst say, No’ (ibid. 2. 57). Cf. note on 11. 9.
[11. 23. intentions of them that voted.]During the years of the Civil War there was a widespread belief that certain leaders in Parliament were corrupt. Clement Walker, in his Mystery of the two Juntoes (1648), openly accuses the grandees of both the Independent and Presbyterian factions of conspiring together to enrich themselves from the public revenues: ‘There hath been lately given away to members openly (besides innumerable and inestimable private cheats mutually connived at) at least 300,000 l. in money, besides rich Offices, Imployments in money Committees, Sequestrations, and other advantages. . . . Most of these Grandees are reported to have, for their retreat, houses in the Low Countries, richly furnished with Sequestered Plate, Linnen, and Stuff, and great store of money in bank for their shelter. . . . This is called robbing of the Egyptians.’ Milton seems to share to some extent in this general mistrust and suspicion. Some acted ‘perhaps to bad ends.’ But nevertheless, whatever their motives, they accomplished a good work in disposing of Charles, and abolishing kingship.
[11. 26. suppose bad intentions, etc.]The meaning of this clause and the following is obscured through condensation. They may be expanded as follows: suppose the Independent leaders, in putting Charles to death, had been moved by motives of personal ambition, or desire to enrich themselves; it was a good thing they did, nevertheless; and it was supported everywhere by all people who thought it to be such, regardless of the motives of those who did it.
[11. 29. Iscariot.]Christ’s betrayer. See John 13. 3.
[11. 29a. Simon the magician.]A magician of Samaria who by his arts had acquired great reputation among the people. He was so impressed by the miracles of Philip that he asked for, and received, baptism. Afterward he offered Peter a sum of money for the power of conferring the Holy Ghost. See Acts 8. 9-24.
[11. 32. the better counsels.]That it was useless to negotiate longer with the king, and that it was not only just but necessary to bring him to trial for his misdeeds—the position of the Independents.
[11. 32a. bad ends.]See notes on 11. 23 and 20. 19.
[11. 33. the wors.]Further temporizing and conceding, with a view to saving the life of Charles and the institution of kingship.
[11. 33a. best intentions.]The Presbyterian party in the Parliament, until forcibly excluded, endeavored to thwart the inexorable determination of the Independents to bring the king to justice. Milton is not quite willing to impugn their motives in their support of kingship; indeed, he is fair enough to admit the base motives of certain leaders on the other side.
[11. 34. they were not to learn.]They knew. Cf. Camden, Hist. of Eliz., p. 377: ‘If she had any other aims, they were levell’d chiefly at these marks, the gaining the Affections of her Subjects, the Dread of her Enemies, and the Esteem of all the World: For she was not to learn, that those have a very sure and stable Foundation which are begun with Deliberation, and carry’d on with Industry and Care.’ Cf. note on 36. 22.
[11. 34a. and yet they were not to learn, etc.]The whole passage is rather obscure, and may be interpreted as follows: ‘and yet [= moreover; besides] they [‘the best affected . . . and best principl’d of the people’] were not to learn [= knew; were not ignorant] that a greater number [= the majority] might be corrupt [as were (?) the Presbyterians who were ready to vote the king back into power, and were actually conspiring to bring in a Scotch army to suppress the Independents] within the walls of a Parlament as well as of a citie [as London, whose ‘rabble’ had assaulted Westminster in the days of the Purge and were even now (1660) clamoring for a king]; wherof [= of which state of corruption] in matters of neerest concernment [that is, when it is a matter of being voted back into slavery, and—as in the case of the Independents—of personal safety, or of life itself] all men will be judges [= will have a decided opinion]; etc.
[11. 37. the odds of voices.]Milton believed in the rule of the wisest and best. ‘Nothing is more agreeable to the order of nature,’ he declared, ‘or more for the interest of mankind, than that the less should yield to the greater, not in numbers, but in wisdom and in virtue’ (Sec. Def.: Bohn 1. 265). Cf. note on 19. 7. At first a believer in kingship, he could never tolerate the opposite extreme, an ‘unbridled democracy,’ or be willing to ‘submit all to the noise and shouting of a rude multitude’ (cf. note on 26. 21). The thought seems to have been derived directly from Guicciardini, Aphorismes (1606), a book of which Milton made diligent use (see note on 15. 16a). Both writers, however, were probably influenced by Cicero’s statement, ‘the greatest number, should not have the greatest weight (ne plurimum valeant plurimi)’ (De Repub., tr. Barham, 2. 226), and by Plato’s (see note on 34. 13).
[11. 40. if others hence will pretend to disturb all counsels.]Milton is here attempting to reconcile his defense of Pride’s Purge in 1648 with his denunciation of Lambert’s similar high-handed exclusion of the Parliament in 1659. He argues that the very lives of the Independents were in danger in 1648. The expression may also contain a veiled censure of Cromwell, although Milton nowhere openly expresses any disloyalty to him.
[12. 5. the treatie.]This was the so-called treaty of Newport, which began Sept. 8, 1648, and was broken off on Oct. 27 by the Parliament’s rejection of the king’s concessions. See notes on 12. 6a and 12. 7.
[12. 6. seaven years warr.]This takes account of the first Bishops’ War (1639), the second Bishops’ War (1640), the Civil War from 1642 to 1646, and the second Civil War (1648).
[12. 6a. securitie for twenty years.]One of the king’s concessions in the treaty of Newport was that all military control should be given over to Parliament for a period of twenty years.
[12. 7. reformation in the church for three years.]During the Newport negotiations Charles was finally brought to accept Presbyterianism, but with toleration, for a term of three years.
[12. 8. our vanquishd maister.]Charles.
[12. 10. an inquisition for blood.]The full title of this pamphlet, which was published anonymously in July, 1649, is An Inquisition after Blood, to the Parliament and the Army. It was written by James Howell, author of the Epistolæ Hoelianæ. Clement Walker refers to the High Court of Justice, set up by the House of Commons Jan. 6, 1649, for the trial of the king, as a ‘Spanish Inquisition’ (Hist. Ind. 3. 42), ‘an Arbitrary, Extrajudiciall conventicle of Bloud, Cromwell’s New Slaughterhouse’ (ibid. 3. 44).
[12. 11. bishops not totally remov’d, etc.]Milton’s position is precisely that taken by Parliament at the time, and expresses the same misgivings. Cf. Commons Journals, Oct. 27, 1648: ‘Resolved, & . . . That the King’s Answer is not satisfactory. . . . 1. The King doth not utterly abolish the Function and Power of Bishops; . . . but only suspendeth the Exercise of their Function as to Ordination, for the Term of three Years, and no more. . . . 2. That, during the Term of Three Years, the King may make Bishops in the old Manner; and, at the End of Three Years, the Exercise of their Function, as to the Point of Ordination in the old Manner, is revived in such of the old Bishops as shall be then living; and in such other new Bishops as the King hath or shall make. 3. Thirdly, That the Form of Church Government, presented to the King by the Houses, is, by his Answer, limited only to the Term of Three Years; and that, at the End thereof, Provision is only made for Ordination in a Way different from what the Houses have proposed; and no certain Way settled for any other Thing concerning Ecclesiastical Discipline and Government, which will be as necessary to be provided as that of Ordination. And this, the Houses do judge, at the End of the Three Years, will expose the Kingdom to new Distractions.’ The king’s reply even as late as Nov. 23 asserts that ‘his Majesty by his former Answer hath totally suspended Episcopal Government for three years, and after the said time, limited the same in the Power of Ordination and Jurisdiction, and that the primitive Office of a Bishop only is by him endeavoured to be preserved, and that the Bishops Lands are heavily charged with Leases for 99 years, and the Deans and Chapters, and other their Dependents taken away’ (Rushworth, Hist. Coll. 7. 1334).
[12. 13. thir lands alreadie sold.]The sale of the Bishops’ lands to private individuals, especially to army-men, had been one of the chief sources of revenue during the Civil War (see note on 14. 22).
[12. 14. call’d sacrilege.]This is a reference to the king’s answer to one of the Newcastle propositions during the negotiations at Newport. It was, in part, as follows: ‘As to these particulars, his Majesty doth again clearly profess, that he cannot with a good Conscience consent to the total Abolition of the Function and Power of Bishops, nor to the intire and absolute Alienation of their Lands, as is desired, because he is yet perswaded in his Judgment that the former is of Apostolical Institution, and that to take away the latter is Sacrilege’ (Rushworth, Hist. Coll. 7. 1334). Cf. also Milton, Eikonok. (Bohn 1. 407): ‘That other, which he calls sacrilege, of taking from the clergy that superfluous wealth, which antiquity as old as Constantine, from the credit of a divine vision, counted “poison in the church,” hath been ever most opposed by men, whose righteousness in other matters hath been least observed.’ The section (xi) of the Eikon Basilike to which Milton is here replying contains the following: ‘If the straitness of my conscience will not give me leave to swallow down such camels as others do of sacrilege and injustice both to God and man, they have no more cause to quarrel with me than for this, that my throat is not so wide as theirs.’
[12. 14a. delinquents.]On March 27, 1643, the House interpreted the term as ‘any Person or Persons, Ecclesiastical or Temporal, as have raised, or shall raise, Arms against the Parliament, or have voluntarily contributed or shall contribute’ to the support of the Royalist cause. On Dec. 8, 1646, it voted thus: ‘That if any Person or Persons whatsoever, shall, from henceforth, raise Arms, or maintain Arms, against both or either of the Houses of Parliament, or their Forces, that every such Person and Persons shall die without Mercy: And that his and their whole Estates shall be confiscated’ (Commons Journals). The king, of course, was the grand delinquent. Cf. note on 33. 37.
[12. 15. accessories punishd.]The two most notable examples were Archbishop Laud and Strafford, the latter paying the extreme penalty May 12, 1641, the former, Jan. 10, 1644.
[12. 15a. the chief author.]Laud and Strafford had relentlessly and consistently carried out the policy of ‘Thorough’ in church and state respectively; but they had been merely faithful instruments. The chief member of the triumvirate was, of course, the king. Milton arraigns him, not only as the prime mover in the long series of civil and ecclesiastical oppressions, but particularly as the chief author of the rebellion in Ireland (see note on 10. 20), and of the Civil War at home. His attitude is precisely that of Cromwell’s grim three-days’ prayer-meeting at Windsor Castle in April, 1648, which adopted the ‘joint resolution’ that it was their duty, if ever the Lord brought them back again in peace, ‘to call Charles Stuart, that man of blood, to an account for that blood he had shed, and mischief he had done to his utmost, against the Lord’s cause and people in these poor nations’ (Wm. Allen, Faithful Memorial: Somers Tracts 6. 501).
[12. 17. not to give, but to receive laws.]Charles even during his trial refused to recognize the authority of the tribunal, or to answer its questions. The presiding officer, John Bradshaw, had frequently to remind the prisoner at the bar of his position. Cf. Walker, Hist. Ind. 2. 92: ‘Bradsh.—Sir, . . . your way of Answer is to interrogate the Court, which beseems not you in this condition. You have been told of it twice or thrice.’
[12. 17a. besought, treated with, . . . thankd for his gratious concessions.]This was the attitude of the Presbyterians especially. They had been very zealous in beginning and prosecuting the war, but were unwilling to follow the Independents in abolishing kingship, and executing their royal foe. They were ready at all times to submit propositions looking to the restoration of Charles to his dignities. They were willing to accept Charles’ final concessions at the Isle of Wight, and, on Dec. 6, even voted them to be a satisfactory basis for settlement, only to be thwarted and turned out of the House by the resolute Independents. ‘They had no privilege to sit there, and vote home the author, the impenitent author, of all our miseries, to freedom, honour, and royalty, for a few fraudulent, if not destructive concessions’ (Observations: Bohn 2. 195).
[12. 19. If this we swore to do.]In taking the Covenant. See note on 10. 11.
[12. 20. bring . . . the whole sea of blood-guiltiness upon our own heads.]Milton goes into the question of blood-guiltiness in the Eikonoklastes, and finds that ‘whether purposely or unaware, he [Charles] hath confessed both to God and man the blood-guiltiness of all this war to lie upon his own head’ (Bohn 1. 449). Assuming this to be true, he argues in the present treatise that any leniency, any deviation from the stern course of justice toward such a manifold murderer, would have been at the peril of bringing down upon their own heads all this blood.
[12. 23. suggested fears and difficulties.]Royalist writers kept the public ear well filled with alarming prophecies as to what could be expected under any form of commonwealth. Complete paralysis of trade, enormous taxes, a corrupt and tyrannical Parliament, perpetual anarchy, illiteracy, and irreligion—these were some of the evils which only monarchy could cure.
[12. 27. these who deferr us.]See Glossary. An allusion to the dictatorship of Monk.
[12. 28. neither so suttle nor so awefull.]If only kingship, with its attendant deep-rooted traditions and prestige, could be kept out, the people might be trusted to free themselves from any lesser tyranny; as, for example, the dictatorship of Monk.
[12. 29. our actions . . . both at home and abroad.]The achievements of the English commonwealth, both in arms and in diplomacy, were indeed noteworthy. The swift and complete subjugation of Ireland and Scotland; the wresting of naval supremacy from the Dutch; commercial treaties with Sweden, Denmark, and Portugal, and the far-reaching Navigation Act of 1651; persuasion of Mazarin into an alliance against Spain in 1657; and the destruction of the Spanish fleet at Santa Cruz the same year—these were some of the vigorous and splendid accomplishments under Cromwell that raised the new republic, not only in the opinion of Milton, but in the eyes of all Europe, to the very front rank of prestige and power.
[12. 33. several writings.]During the Civil War and commonwealth, ink flowed almost as freely as blood. Thomason records more than 23,000 publications that belong to this brief interval. People in general found relief in innumerable petitions. The army handled sword and pen with equal facility. Its specialty was constitutions; as, for example, the ‘Instrument of Government’ (1653), and the models of 1655, ’57, and ’59. Milton’s pen was seldom idle, his themes being religious, domestic, and civil liberty.
[12. 34. a spirit in this nation no less noble and well fitted to the liberty of a Comonwealth, etc.]Already in the Commonplace Book (p. 177) Milton says that some live best under monarchy, others otherwise’—‘the form of state’ should ‘be fitted to the peoples disposition’; and that the Romans ‘after thire infancy were ripe for a more free government then monarchy, being in a manner all fit to be Ks.’ And even in the present treatise he reluctantly admits that possibly ‘monarchie of it self may be convenient to som nations.’ A republic, then, is a government for adult nations only—for men who possess the justice and fortitude to rule, and the balance and self-control to obey. Such were the ancient Romans and Greeks, and such Milton believed the English—excepting the ignorant rabble—to be. It was ‘a nation not slow and dull, but of a quick, ingenious, and piercing spirit; acute to invent, subtile and sinewy to discourse, not beneath the reach of any point the highest that human capacity can soar to’ (Areop.: Bohn 2. 90).
[12. 36. Nor was the heroic cause, etc.]Milton dexterously inserts his part in the glorious action, partly because he thought well of his effort (see notes on 12. 37 and 13. 1a), but mainly on account of fresh attacks from the critics (see Appendix A. 2).
[12. 37. defended to all Christendom.]The cause of the Parliament sorely needed a defender during the months succeeding the execution of the king, and no one but Milton was deemed equal to the task. Immediately upon the death of Charles appeared what purported to be the king’s book, the Eikon Basilike, which worked powerfully and dangerously upon the sympathies of the people in behalf of the royal martyr. Against this, Milton directed his Eikonoklastes (Oct., 1649), which undertook to counteract its pernicious influence and to vindicate the action of the regicides. Salmasius, reputed to be the foremost scholar in Europe, now came forward with a defense of the king. Milton replied in the magnificent Defense of the People of England, completely crushing—even mangling—his distinguished antagonist (see note on 12. 38). As to the success of the Defense, Toland records that ‘that excellent Critic monsieur Baile,’ and ‘the unanimous suffrage of foreners,’ agree ‘that he defended the republican Cause with a world of address and wit’; ‘there could be no dispute about the victory he obtained over his adversary’ (Life of Milton 1. 82, 84). Milton himself says that it ‘sufficed some years . . . to convince and satisfie the unengaged of other nations in the justice’ of their ‘doings’ (Hirelings: Bohn 3. 2). ‘And this I can truly say, that, as soon as my Defence appeared, and had begun to excite the public curiosity, there was no public functionary of any prince or state then in the city, who did not congratulate me when we accidentally met, who did not desire my company at his house or visit me at mine’ (Sec. Def.: Bohn 1. 278).
[12. 38. a famous and thought invincible adversarie.]This was Salmasius, or Claude de Saumaise (1588-1653), a celebrated French classical philologist, who succeeded Scaliger in 1632 as professor in the University of Leyden. His reputation rests mainly upon his discovery of the Greek Anthology of Kephalas at Heidelberg (1606), and upon such works as Plinianæ Exercitationes in Solinum (1629), De Lingua Hellenistica (1643), and De Re Militari Romanorum (pub. 1657). But the book that drew down upon him Milton’s terrific, annihilating rejoinder was his Defensio Regia pro Carolo I (1649). In this same year Salmasius was invited to the court of the learned young Christina of Sweden; and it was precisely here, in the midst of extravagant homage, that Milton’s fierce Defensio fell upon him. For Milton’s own exultant account of his ‘complete and glorious victory’ over ‘that fierce advocate of despotism; till then reputed invincible in the opinion of many, and in his own conceit,’ see the Second Defense. Milton takes no small pleasure in recording his opponent’s ‘loss to his reputation,’ which began to ‘wither in neglect,’ and even finds a sort of grim satisfaction in the thought, ‘there are some, who impute his death to the penetrating severity of my strictures.’ ‘Il avait une érudition immense, mais superficielle’ (H. Hauser, La Grande Encycl.).
[13. 1. superstition and tyrannie.]These stand, of course, for episcopacy and kingship respectively.
[13. 1a. a written monument, likely to outlive detraction.]Milton was not without an adequate opinion of himself and of his works, and his deliberate judgment was that the Defense of the People of England would endure. He was ‘handling almost the greatest subject that ever was’; and he was determined ‘not to be at all wanting . . . to this most noble cause, and most worthy to be recorded to all future ages.’ To this end he made use of all his classical learning, all his ability in argumentation, all his fiery patriotism, and all his boundless resources of satire and invective. The result was such a masterpiece of its kind as had never before been written. It not only laid bare to astonished Europe the shallow sophistries of the renowned Salmasius, his poor logic, bad Latin, unsound learning, and domestic troubles; but it so defended and exalted the recent actions of the English republic as to win the profound respect of sovereigns themselves. All this, Milton felt, constituted good grounds for believing that the ‘monument’ would not soon be destroyed.
[13. 2. covinc’d or silenc’d not a few of our detractors.]Salmasius, although he returned from Sweden breathing slaughter against Milton, seemed reluctant to grapple again with ‘that English mastiff.’ His counter-attack remained unfinished at his death in 1653. Milton’s Defensio produced a tremendous impression abroad. In Paris it was publicly burned. In Holland and Sweden it was eagerly read and discussed. Milton seems proudest of all that it won the approval of Christina, the ‘Serene Queen of Sweden,’ who declared that he ‘had not written a word against kings, but only against tyrants, the spots and pests of royalty.’ This, Milton gratefully acknowledges, ‘served to efface the unfavorable impression’ against him ‘at other courts, and to rescue’ him ‘from the evil surmises of other sovereigns’ (Sec. Def.: Bohn 1. 248-9). See also Masson, Life of Milton 4. 316-20.
[13. 5. many years possessd.]Since the pulling down of bishops, lords, and king in 1649.
[13. 6. those unhappie interruptions.]These were the various interferences of the army with Parliament, and particularly that one of the preceding October, when Lambert placed soldiers at the doors of the House of Commons, and prevented the members from assembling (see Introd., p. xviii). There had been many arbitrary purgings and exclusions under Cromwell, which Milton had defended (see notes on 10. 37 and 20. 17). But, during the few months of Richard’s crumbling dictatorship, the army became increasingly meddlesome and domineering. In April, 1659, officers Fleetwood and Desborough completely overawed Richard, and compelled him to dissolve Parliament. On April 22 a council of officers assumed the government, and instituted the reign of the sword. On May 7 the Rump was set up again in a make-believe authority. Finally, when Lambert turned it out once more in October, Milton denounced the ‘scandalous’ behaviour of the army in the strongest terms (see Introd., p. xviii).
[13. 7. now the third time.]This was the second restoration, or third assembling, of the original Rump Parliament. On April 20, 1653, Cromwell had almost literally stamped it out of existence. Upon the downfall of Richard this famous remnant had been restored by the army, May 7, 1659, only to be barred out again by Lambert in October. The army-régime soon collapsing, the Rump was recalled to supreme authority Dec. 26, 1659. This last deliverance from the rule of the sword seemed to Milton truly providential.
[13. 8. our old Patriots, the first Assertours of our religious and civil rights.]During the protectorates of Oliver and Richard, many of the original Rumpers, including most of the regicide-members, refrained from having any part in the Oliverian innovation. A considerable number, however, had not scrupled to sit in the protectorate Parliaments; so that the House which came again into power in 1659 was far from being a restoration of uncompromising republicans. However, it did contain many ‘old Patriots’ and ‘first Assertours’—men who had resolutely abolished kingship, episcopacy, and the House of Lords in 1649. Cf. notes on 20. 27 and 20. 29.
[13. 10. certain hopes.]The reassembling of the old Parliament in December, pledged as it was to immediate action and republican principles, seemed almost to justify ‘certain hopes’ that a free commonwealth was about to be realized. The overwhelming of this little body in February by the readmission of the secluded members made such hopes quite absurd; but, as if unwilling to acknowledge this, the sentence is allowed to stand unchanged in the second edition.
[13. 14. to creep back so poorly as it seems the multitude would.]It was one of Milton’s chief purposes in this treatise to stem the mad infatuation of the people with kingship. Accordingly, he describes the proposed move as an abject and voluntary exchange of freedom for slavery—an action comparable only to the base creeping back of a beaten cur to the feet of its insolent master.
[13. 18. though don by som to covetous and ambitious ends.]See notes on 11. 23, 11. 26, and 13. 22.
[13. 22. mixture of bad men.]The avarice and personal ambition of certain leaders in Parliament and the army are accepted by Milton as deplorable facts. A clique of grandees, of both Presbyterian and Independent factions in Parliament, was accused on all hands of corruption (see note on 11. 23). In handling, through loose and irresponsible committees (see note on 26. 38), the vast revenues collected during the Interregnum, it could hardly be otherwise than that some hands were defiled. As to political ambitions in army-leaders, the Fleetwood-Lambert conspiracy and usurpation in October, 1659, are typical of the almost constant intrigues among the superior officers. Milton, however, never loses faith in the integrity of the rank and file of both bodies, and will therefore not desert their cause.
[13. 31. a strange degenerate corruption.]Nothing short of an infectious disease could account for this abnormal clamor for kingship upon the part of a liberty-loving people—‘which low dejection and debasement of mind in the people, I must confess, I cannot willingly ascribe to the natural disposition of an Englishman’ (Eikonok.: Bohn 1. 313).
[13. 33. a scorn and derision to all our neighbours.]England, in welcoming kingship again, might well expect the scorn of the Netherlands, Switzerland, and the commonwealths of Italy; and still more, the derision of those monarchies—France especially—that had been made to tremble by its summary vengeance upon Charles in 1649. There were many such appeals to national pride and sense of shame. ‘How are we become the tail, and not the head, a hissing, yea a scorn to the basest of nations’ (Wm. Allen, Faithful Memorial: Somers Tracts 6. 502). ‘The world admires and derides our causeless confusions. . . . If we look into our neighbour nations, we are the subjects of their mirth, and the song of the scornful’ (Awake O England: Harl. Misc. 1. 276).
[13. 35. that foolish builder.]See Luke 14. 28—30.
[14. 3. be another Rome in the west.]Rome had once banished its kings (see note on 26. 18a), and had towered aloft as a republic for five hundred years. Just so ‘the glorious rising Commonwealth’ of England, so auspiciously begun in 1649, had aspired to stand as a tower ‘to overshaddow kings and be another Rome in the west.’
[14. 5. confusion, not of tongues, but of factions.]The Parliament during the Civil War was composed of two principal factions—Presbyterians and Independents (see Clement Walker’s Mystery of the two Juntoes, and History of Independency). The Independents, at first but a handful, rose to an equality in strength with the Presbyterians, and were left in control of the House at Pride’s Purge; but the Presbyterians regained the ascendency upon the readmission of the secluded members in 1660. Besides these main factions, there were numerous others—Oliverians, anti-Oliverians, Fifth-Monarchy men, etc. (see note on 20. 19, and Introd., pp. xx-xxii).
[14. 9. look on our neighbours the United Provinces.]It was natural that Milton should turn often and admiringly toward the Netherlands, which was an exemplification and working model, under the very eyes of England, of all or most of the ideas he was championing. Its government was a confederation of sovereign units; utmost liberty of conscience prevailed; the people were courageous, diligent, and prosperous beyond any other nation of Europe (see note on 14. 14).
[14. 12. greater difficulties.]When, after the sacking of Antwerp by the Spaniards (Nov. 4, 1576), ‘the States of Brabant, Flanders, Artois, Hainault, and other countries on the one hand, and those of Holland and Zeeland with their confederates on the other hand, mutually agreed (Nov. 8, 1576) to unite with each other for expelling the Spaniards and other foreigners out of the country, and afterwards to promote the calling together and assembling of the States General to the end that they might regulate the affairs of the nation’ (Bor, Oorspronck, 1621, 9. 191; in Barker, Netherlands, p. 96), they were undertaking to throw off the yoke of the mightiest nation in the world. The odds were soon made more appalling by the withdrawal of the Spanish-Catholic states, Artois, Hainault, and Douay. Yet the Protestants quickly bound themselves together by the Union of Utrecht (Jan. 23, 1579), and successfully maintained their independence.
[14. 14. potent and flourishing Republick.]The United Provinces not only threw off the yoke of Spain, but also quickly robbed her of world-wide supremacy. During the first half of the seventeenth century, Holland possessed the largest fleet and the finest army in Europe. Through her fisheries, manufacturing, and commerce she became the richest nation in the world. Cf. Owen Felltham, Brief Character of the Low Countries (1652): ‘There hardly is upon earth such a school of martial discipline. It is the Christian world’s academy for arms, whither all the neighbour-nations resort to be instructed. . . . Their merchants are at this day the greatest of the universe. . . . Want of idleness keeps them from want; and it is their diligence makes them rich. . . . You would think being with them, you were in old Israel, for you find not a beggar among them. . . . As they on the sea, so the women are busy on land in weaving of nets, and helping to add to the heap.’ Felltham records that they had 800 fish-boats, 1600 large ships, and an army of 60,000 men. See also Howell, Familiar Letters 1. 199 (ed. Bennett).
[14. 16. Besides this, etc.]Here begins the enormous sentence of the treatise. Masson makes the best of it by saying that its length ‘indicates the glow and rapidity of the dictation.’ Certainly Milton does here rise to a prophetic mood and vision. Cf. Stern, Milton und Seine Zeit 2. 233: ‘Er sah indessen ein, dass diese akademischen Gründe im damaligen Augenblick nicht genügen konnten. Er appellierte an das Gefühl und an die Berechnung seiner Landsleute, und dabei steigert sich sein Pathos nicht selten zur Höhe prophetischen Schmerzes.’
[14. 16a. soon repent, as undoubtedly we shall.]The words were prophetic. Upon the Stuarts’ return the flood-gates of every sort of vice were thrown wide open—cause sufficient in itself soon to bring about a repentance. More immediately effective, however, was the fact that Popery began at once to flourish in England. Along with these unpopular innovations, came the attack upon municipal charters. The general dissatisfaction was only deepened by the elevation of James to the throne in 1685; for James was as vicious as Charles and far less popular, and, besides, was a professed Catholic. The rebellions of Argyll and Monmouth followed. And when finally in 1688 an invitation is extended to William of Orange to land in England, it recites ‘that the greatest part of the nobility and gentry are as much dissatisfied as themselves [the seven patriots]; that nineteen out of every twenty are desirous of a change; that very many of the common soldiers do daily show such an aversion to the Popish religion that there is the greatest probability they would desert; and amongst the sea-men there is not one in ten who would do James any service’ (Hale, Fall of the Stuarts, p. 130).
[14. 19. which must necessarily proceed from king and bishop united.]The pernicious effects of such union had come under Milton’s personal observation at the time when Laud and Charles had been at one in putting through their policy of ‘Thorough.’ The tyranny of king or bishop was galling enough, but of both united, unendurable—the ‘forcers of conscience’ and the power of the sword constituting a perfect monopoly of oppression. Milton’s prose works are strewn with denunciations of this union of church and state. In the first place, it is ruinous to the church: ‘For when the church without temporal support is able to do her great works upon the unforced obedience of men, it argues a divinity about her. But when she thinks to credit and better her spiritual efficacy, and to win herself respect and dread by strutting in the false vizard of worldly authority, it is evident that God is not there, but that her apostolic virtue has departed from her’ (Reason of Ch. Gov.: Bohn 2. 489). ‘Neither is it unknown, or by wisest men unobserved, that the church began then most apparently, to degenerate, and go to ruin, when she borrowed of the civil power more than fair encouragement and protection; more than which Christ himself and his apostles never required’ (Observations: Bohn 2. 185).
It is bad for the state—even for kingship. In the Reformation (Bohn 2. 393), Milton scouts the idea, ‘no bishop, no king,’ and undertakes ‘to prove that episcopacy with that authority which it challenges in England is not only not agreeable, but tending, to the destruction of monarchy.’
Moreover, it means oppression for all under their sway. The prelates, those ‘illiterate and blind guides’ (Reformation: Bohn 2. 411), having come from ‘a mean and plebeian life on a sudden to be lords of stately palaces’ (ibid. 2. 382), are certain to be ‘Egyptian task-makers of ceremonies’ (ibid. 2. 377). ‘What numbers of faithful and free born Englishmen, and good Christians, have been constrained to forsake their dearest home, their friends and kindred, whom nothing but the wide ocean, and the savage deserts of America, could hide and shelter from the fury of the bishops’ (ibid. 2. 399). Milton’s advice is to leave the state to men ‘thoroughly tried,’ to ‘leave the church to its own government; . . . no longer suffer two powers, so different, . . . to commit fornication together, and by their mutual and delusive aids in appearance to strengthen, but in reality to weaken and finally to subvert, each other’ (Sec. Def.: Bohn 1. 293).
The testimony of the Commonplace Book proves that Milton’s idea of the separation of church and state found confirmation in Dante. A large passage is excerpted from the Purgatory, Cant. 16, wherein Dante laments that ‘the sword is joined to the crozier,’ and declares that ‘the two together must perforce go ill, because, being joined one fears not the other.’
[14. 21. forc’d perhaps to fight over again.]See note on 14. 16a.
[14. 22. and spend over again all that we have spent.]The following items are selected from ‘A General Abstract of Money raised in England by the Long Parliament, from November 3, 1640, to November, 1659,’ which, in its entirety, reaches the sum of £95,303,095 1s. 11½d.:
| l. | s. | d. | |
| Subsidies | 600,000 | ||
| The armies | 32,780,721 | 13 | |
| Tonnage and poundage | 5,700,000 | ||
| Sale of Irish Lands | 1,322,500 | ||
| Sequestration of estates | 6,044,924 | 17 | |
| Composition for court of wards | 1,000,000 | ||
| Composition for estates | 1,277,226 | ||
| Sale of English lands | 25,380,687 | 3 | 11½. |
| Compound with Irish delinquents | 1,000,000 | ||
| To the house of Commons, 14 years, comes to | 745,472 | ||
| Free gifts to the saints, viz. | |||
| in money | 679,800 | ||
| in offices | 306,110 | ||
| in estates, per an. | 189,365 |
(A Letter to a new Member of the House of Commons: Harl. Misc. 6. 319.)
[14. 27. signal assistances from heaven.]‘You are not ashamed to rob Oliver Cromwell himself,’ said the authors of the Censure, ‘and make use of his canting, with signal assistances from heaven, and answering condescensions’ (Appendix B, p. 177). The charge, of course, is absurd, so far as any robbery is concerned; but it is interesting to note the common stock of pious terms employed by the two great Puritans. Cromwell speaks of Dunbar as ‘one of the most signal mercies God hath done for England.’ He writes Admiral Blake, June 10, 1657, that the ‘mercy’ in God’s ‘assisting’ him ‘is very signal.’ Other favorite phrases are: ‘gracious Dispensation,’ ‘remarkable providences,’ ‘appearances of the Lord,’ ‘mercy vouchsafed,’ ‘deliverances.’ It is apparent that Milton’s terms are Cromwell’s, and that both held the same underlying conception of God’s working with and for men in the cause of right. ‘God himself,’ says Milton, ‘condescends, and works with his own hands to fulfil the requests of men’ (Apol.: Bohn 3. 150).
[14. 30. regal concessions.]See note on 16. 31.
[15. 5. all Scotland.]Having completely subdued the rebellious Irish, Cromwell entered Scotland in July, 1650, upon a similar mission. On Sept. 3 he defeated Leslie at Dunbar, and one year from that day completely shattered the Scotch forces under Charles in the battle of Worcester. By the following year the conquest was practically complete, and Scotland, now under the Cromwellian policy of union, free trade, and law-reform, was turned over to the guardianship of General Monk. The Restoration did mean, as Milton predicted, the loss of all that Cromwell had instituted in Scotland, and not until 1707 were the ideas of union and free trade again realized, while the ‘abolition of hereditary jurisdictions’ was delayed almost a century (1746) (Firth, Cromwell, p. 299).
[15. 6. which never any of our kings could conquer.]Cf. Sec. Defense (Bohn 1. 287): ‘In about the space of one year you entirely subdued, and added to the English dominion, that kingdom which all our monarchs, during a period of 800 years, had in vain struggled to subject.’ Buchanan, with whose De Jure Regni apud Scotos (1579) Milton was familiar, asserted with pride that Scotland had been free from foreign domination for two thousand years.
[15. 9. our late miraculous deliverances.]A very great number of events that were accounted such by the Puritans might be reckoned up, including the ‘deliverances’ from kingship, lords, and bishops. But the immediate reference here is to the sudden and complete collapse of the army-rule in December, 1659. The downfall of Fleetwood, Lambert, and other officers followed immediately a succession of events (see Introd., p. xviii) that seemed nothing short of miraculous. Milton’s thankfulness is the greater because this put an end to the fears and rumors of a deep conspiracy to set up Lambert as king, or at least as a sort of Duke of Venice (see note on 29. 5).
[15. 14. wisest men in all ages, etc.]Among these were Moses and Samuel, who warned against kingship; Plato, who projected an ideal republic; Aristotle, who in the Politics assumed ‘that a condition of more independence is preferable to one of less,’ and declared that ‘it is the principle of reciprocal equality which is the preservation of states’; Lycurgus and Solon, the wise lawgivers of Sparta and Athens; the Romans, who banished their kings; Augustine, who held that men should not have dominion over men, but over beasts (see note on 19. 14), and that they who rule are but servants; Machiavelli, who declared that ‘God himself never made but one government for men,’ and that this ‘was a commonwealth’; Calvin, who ‘will not deny that either the government of the chiefest men, or a state tempered of it and common government, far excelleth all other’; Bodin, who placed all sovereignty in the people unless voluntarily surrendered, and professed to fashion his politics after ‘the best lawes and rules of the most flourishing common weals’; Sir Thomas More, who in his Utopia scorned ‘bondage to Kynges’; Sir Thomas Smith, Mariana, Hotman, Guicciardini, Sir Thomas Fortescue, and a multitude of voices that were heard in the century of the Reformation, as also in Milton’s, insistently speaking in praise of freedom, and specifically advocating a commonwealth, either wholly popular or under a merely nominal prince.
[15. 16. due libertie.]Sir Walter Raleigh was of the opinion that ‘where Liberty aboundeth, there confusion and disorder follow’ (Cabinet Council 25. 107); and Milton, who published this treatise in 1658, occupies substantially the same position. His ideal lies midway between absolute monarchy, on the one hand, and a ‘licentious and unbridled democracy, on the other. The Greeks and the Romans ‘ruined themselves with their own excessive power.’ ‘The main reason urged why popular assemblies are to be trusted with the people’s liberty, rather than a senate of principal men, . . . is by experience found false.’ In the Second Defense (Bohn 1. 288) he declared that ‘nothing in the world is more pleasing to God, more agreeable to reason, more politically just, or more generally useful, than that the supreme power should be vested in the best and wisest of men.’ In short, he is for an aristocracy of the wise and good. See notes on 11. 37 and 34. 13.
The reasons for Milton’s aristocratic ideas of government are to be found in his unique conception of liberty, and his supreme contempt for the rabble. Of the latter point he says to Salmasius: ‘Then you inveigh against the Common People, as being blind and brutish, ignorant of the art of governing; you say there’s nothing more empty, more vain, more inconstant, more uncertain than they. All of which is very true of yourself, and it’s true likewise of the rabble.’ In the Second Defense he defines freedom: ‘To be free is the same thing exactly as to be pious, wise, just, temperate, self-providing, abstinent from the property of other people, and, in fine, magnanimous and brave.’ All this the rabble is not, and therefore it is not fit to be free, or to enjoy the right of free suffrage. ‘For why should any one then assert for you the right of free suffrage, or the power of electing whom you will to Parliament? . . . Should one entrust the commonwealth to those to whom nobody would entrust a matter of private business? . . . It is a thing ratified by law and nature herself that whosoever cannot manage himself, whosoever through imbecility or phrenzy of mind cannot rightly administer his own affairs, should not be in his own power, but should be given over as a minor to the government of others; and least of all should such an one be preferred to influence in other people’s business or in the commonwealth.’ Cf. the following note.
[15. 16a. proportiond equalitie.]There were two conceptions of equality current among political theorists of the seventeenth century: equality in an arithmetical sense, man to man, by right of birth; and an equality proportioned to rank, wealth, and personal merit. Milton was strongly in favor of this latter idea (see note on 19. 7), which is fully set forth by Guicciardini (Aphorismes 4. 24), as follows: ‘The name of Equality truly understood, is one of the most just and profitable things that is in a State: namely, when it is taken in a Geometricall sense and proportion. For as in a matter of taxe or imposition, the best levy is not by the pole, but according to every mans hability; and as in conferring of dignities and offices, the best choise is according to every mans worth and sufficiency for the place: So in the deliberation of State affaires and decision of doubts of greatest consequence the soundest judgement should bear the greatest stroke: and voyces should be considered, not by the number, but by the weight.’
The resemblance between this passage and certain expressions in The Ready and Easy Way is most striking; and we know from the Commonplace Book that Milton read, and took notes from, Guicciardini.
[15. 17. most cherishing to vertue and true religion.]‘This Cola,’ says Machiavelli, ‘took occasion in all his Discourse . . . to magnify their Felicity, whose Fortune it was to be borne and brought up in a Commonwealth, affirming, that all famous men had their Education, not under Princes, but Republicks; the latter preferring them as vertuous, the others destroying them as dangerous’ (Hist. of Florence: Wks., p. 155). And, speaking for himself, he says: ‘As for Asia, it has not produced many extraordinary men, because that Province was wholly under a Monarchy. . . . In Africa it was the same, by reason of the Carthaginian Republick: for Commonwealths do furnish the World with more brave men than Kingdoms; because in States, virtue is many times honoured and advanced; in Monarchies and Kingdoms it is suspected; from whence it proceeds that in the one it is encouraged, in the other exploded’ (Art of War: Wks., p. 464).
That Milton’s thought here was derived from Machiavelli’s, or at least was colored by the passage quoted above, is rendered extremely probable by their striking similarity, and by the fact that the Commonplace Book (p. 177) contains the following direct quotation: ‘Respub-regno potior:—perche delle repub. escano piu huomini eccellenti, che de regni: per che in quelle il piu delle volte si honora la virtù, ne regni si teme, &—Macchiavel. arte di guerra. l. 2, p. 63.’ Cf. note on 30. 24.
[15. 19. planely commended or rather enjoind by our Saviour.]See Mark 10. 42-5; Luke 22. 25-7.
[15. 21. brand of Gentilism upon kingship.]See Appendix B, p. 177.
[15. 24. Christ apparently forbids.]See Appendix B, p. 177.
[15. 34. That he speaks of civil government.]Milton here ‘wrests Scripture most unmercifully,’ as his critics affirmed (see Appendix B, p. 177), or else ignores the fact that the Oriental mind deals in analogy and symbol rather than in strict logic. See the following note.
[15. 35. inferrs the other part to be, etc.]Logically necessitates the other part to be, etc. Christ’s thought seems to be: among the Gentiles, greatness is measured by lordship; among you, it shall be measured by service. Milton’s remarkable inference is that inasmuch as Christ speaks of civil government in the first sentence, he must perforce be speaking of civil government in the second sentence!
[16. 4. perpetual servants and drudges to the publick.]Milton’s whole life exemplifies his theory of the duty and the dignity of service. Conscious of his peculiar powers, he early resolved upon ‘laborious days,’ and dedicated himself to the high service of men in song. But, led by the same ideal, he freely laid aside his art at the beginning of the Civil War, to serve with all his time and energy the more immediate and pressing needs of the commonwealth—as champion of civil and religious liberty, as Latin secretary, and as defender of the whole English nation; and in the present pamphlet he ventured ‘at all hazard’ to speak. Finally, in the closing years of his life, with his ‘singing robes’ once more about him, he rendered the world the noblest service of all.
Milton found this ideal of service at the very heart of the Gospel—the central ideal of Christianity; but its application to governmental obligations he read in Augustine’s De Civitate Dei (19. 16): ‘Si in principatu politico aliqua est servitus, magis proprie servus est qui præest quam qui subest.’ See also note on 19. 14.
[16. 5. at thir own cost and charges.]‘Sir, know that my hands were never soiled with the guilt of peculation; and that I never was even a shilling the richer by those exertions’ (Sec. Defense: Bohn 1. 243). As Latin secretary, however, Milton did receive a fairly good salary (£288 13s. 6½d. a year). This, however, was as nothing compared with the princely salaries of those about him. For example, Major-General Lambert received approximately £6500; Mr. John Thurloe, secretary of state, ‘a vast income’; Major-General Desbrow, approximately £3200; Lieutenant-General Fleetwood (Cromwell’s son-in-law), approximately £6600; Lord Whitelock, commissioner of the treasury, £1000; General Blake, of the navy, £1095; etc. (A Narrative of the late Parliament: Harl. Misc. 3. 449).
[16. 9. ador’d like a Demigod.]Cf. Plato, Laws 4. 713: ‘Cronos knew . . . that no human nature invested with supreme power is able to order human affairs and not overflow with insolence and wrong. Which reflection led him to appoint not men but demigods, who are of a higher and more divine race, to be the kings and rulers of our cities.’
Milton has only the utmost scorn for kings who pretend to any sort of divinity peculiar to themselves. The king is always ‘a mortal man.’ The Commonplace Book has many notes justifying this view; as: ‘Augustus imperii formatur ne dominum quidem dici se volebat, et hoc enim Dei est cognomen; dicam plane imperatorem dominum, sed quando non cogor ut dominum, dei vice dicam; cæterum liber sum illi, dominus meus deus unus est, &. Tertull. apologet. p. 31, edit. rigalt. qui pater patriæ est, quomodo dominus est? ibid.’
[16. 10. dissolute and haughtie court.]Cf. Eikonok. (Bohn 1. 340): ‘Gentlemen indeed! the ragged infantry of stews and brothels; the spawn and shipwreck of taverns and dicing houses.’
[16. 11. vast expence.]Milton, like all the pamphleteers of the day, makes free use of the argument of expense, for hardly any other was so effective with the common people. Kingship, he affirms, is ‘burdensome,’ ‘expensive,’ ‘chargeable.’ If the people turn again to the king, to their ‘own cost’ they shall find it. ‘A new royal-revenue must be found; a new episcopal.’ There is sure to be a dissolute court ‘of vast expence’ and luxury, and that ‘on the publick revenue.’ They may look for new and ‘heavy impositions on all men’s purses.’ Besides, ‘could the folly be paralleled,’ after the ‘expense of so much blood and treasure’? Cf. note on 16. 29.
While there was undoubtedly in Milton an admiration for economy and thrift, yet he was by no means willing to ‘set to sale religion, libertie, honour, safetie, all concernments divine or human to keep up trading.’ One can not agree with Dr. Johnson that Milton ‘never gave any better reason’ for his being ‘an acrimonious and surly republican than that a popular government was the most frugal.’
[16. 11a. masks and revels.]The courts of James and Charles had given the utmost encouragement to such diversions. Henrietta Maria herself had taken a part in the rehearsal of The Shepherd’s Pastoral in 1632, and Charles in like manner dignified Carew’s Cælum Britannicum in 1634. More than £21,000 was expended upon Shirley’s Triumph of Peace the same year. All the mechanical genius of Inigo Jones, all the musical talent of Henry Lawes, and all the poetical powers of Jonson, Shirley, and Carew were lavished upon these fantastic and gorgeous productions. Milton himself had written, in Comus, the very finest of masques. See Glossary.
[16. 11b. to the debaushing of our prime gentry both male and female.]Milton was thoroughly familiar with the following precedent from Machiavelli’s History of Florence (Wks., p. 43). ‘Many persons of French extraction repair’d to him [the Duke of Athens], and he preferr’d them all, as the most faithful of his friends; so that in a short time Florence was not only subject to the Frenchmen, but to the French customs and garb; all People, Men as well as Women, without respect of indecency or inconvenience, imitating them in all things. It troubled them to see honest conversation corrupted, and civil modesty despised : But that which was incomparably the most displeasing, was the violence he and his Creatures us’d to the Women, without any regret.’ It was just such a general imitation of French looseness and gaiety among the gentry of England that Milton feared would result from the coming in of Charles, half French by blood, and wholly so by education and disposition.
[16. 15. a queen . . . outlandish and a Papist.]See Glossary. Charles, like his father, had some difficulty in selecting a bride. As for Protestant princesses, he would have none of them. Cardinal Mazarin refused him one of his nieces. Personally, he preferred the Spanish Infanta; but he finally decided to take Catherine of Portugal, who brought with her considerable wealth. The marriage occurred May 21, 1662. Milton proved to be correct in both surmises.
[16. 16. a queen mother such alreadie.]See notes on 10. 18 and 36. 28.
[16. 17. a royal issue.]Charles died without legitimate offspring, but not without a numerous bastard progeny.
[16. 19. bred up then to the hopes not of public, but of court offices.]Even so holy a man as George Herbert found in the glitter and fascination of the court his supreme life-struggle. See his poem Affliction.
[16. 20. stewards, chamberlains, etc.]Milton’s profound contempt for courts and court-employments urges him here to the verge of coarseness. Cf. note on 16. 10.
[16. 25. French court.]This was the court of Louis XIV, which, under the influence of that elegant young monarch, was soon to become the most magnificent in Europe. At this time, however, it was still presided over by the queen-regent, Anne of Austria, over whom Cardinal Mazarin, her prime minister, exercised unlimited control. Mazarin was shrewd, unscrupulous, and designing. It is said that his financial agent, Fouquet, ‘bought every one who was worth buying.’ After the political power of the Huguenots had been broken by Richelieu, a policy of conciliation was inaugurated, which Mazarin, by every art of blandishment and bribery, consistently continued throughout his ministry.
[16. 29. the burden of expence.]Milton’s fellow-journalist, Marchamount Needham, warned the people of ‘the yet unknown taxations which must needs be established to satisfy the forlorn brethren of the sword, and . . . maintain the pomp and pride of a luxurious court.’ He continues: ‘If ye think ye shall be eased of excise, taxes, &c. by letting him in, ye will be miserably mistaken: for these vast charges will presently ensue: 1. A large expence for maintaining the splendors of a royal court; which must be had by resuming king, queen, and princes lands [which was done]; . . . or else drained perpetually out of the peoples purses. 2. There must be a course taken to find a reward for foreigners, if any come in (as ’tis past question they will . . .); and if they should not come, yet Charles’s followers and leaders, the younger brothers, with the sons of fortune, and the brethren of the blade, must all be provided for. . . . 3. Besides the publick debts of the nation, which must be paid, the young man hath innumerable vast debts contracted by himself beyond sea; those must be paid too. . . . The necessities would so increase, by Charles, that they must, upon his coming in, be trebled to what they are now upon you’ (Interest will not Lye: Harris, Life of Charles I, p. 290). See note on 16. 11.
[16. 31. which we are now so greedily cheapning.]From the moment that Monk turned against the Rump in favor of a free Parliament, it was a foregone conclusion that the king was to come in. ‘The question seemed only to be upon what terms they should admit him’ (Clarendon, Hist. 16. 160). The cavaliers and Old Royalists generally were for unconditional restoration; the Presbyterians were anxious about their church, their estates, and their personal safety, and were therefore anxious to drive the best possible bargain with the exile. It was Monk’s policy to insist upon ‘the most rigid propositions’ (ibid. 16. 160) when in conference with Royalists, and yet secretly to arrange for an unconditional restoration. He was in constant communication with Charles after March 17, but he took good care to keep all dark to his Presbyterian council of state. He submitted his ‘humble Advice, that his Majesty should prevent their Fears, by declaring a free and general Pardon to all his Subjects . . . except such as should be exempted by the Parliament. And that he would consent to any Act or Acts of Parliament, that should be presented to him for the Settlement of publick Sales and Dispositions of Lands, to Officers, Soldiers, and others; and the Payment of the Soldiers Arrears: As also for Toleration of Liberty of Conscience to all his Subjects; and that none should be punished for Differences in Matters of Religion who should not disturb the publick Peace’ (Baker, Chron., p. 605) Charles adopted, in part, these suggestions in his Declaration of Breda, April 14, and submitted the rest entirely to the discretion of the Parliament. Monk now felt it safe to come out openly for unconditional recall; whereupon a Presbyterian move in Parliament to rejuvenate the Newport propositions and concessions was abandoned.
[16. 37. pageant himself up and down.]The figure is derived from the pageants, or double-decked, movable vans, which served as dressing-room and stage in the enacting of the old mystery-plays. Machiavelli, describing such a scene of pomp and servility, says: ‘They who had never been accustom’d to any Regal pomp . . . could not without sorrow behold the Duke environ’d with his Guards both on foot and on horseback. But their destruction being in his hands, they were necessitated to dissemble and to court and honour him outwardly whom they hated at their hearts’ (Hist. of Florence: Wks., p. 43). Buchanan also—and perhaps first—called to Milton’s attention the custom of a king to appear ‘at his levee dressed, for idle show, like a girl’s doll, in all the colours of the rainbow, and surrounded with vast Parade by an immense crowd’ (De Jure Regni apud Scotos).
[17. 5. a late court-Poet.]A search through the court-poets has not revealed the lines referred to. Evidently the reference does not go back as far as to Shakespeare’s Winter’s Tale 1. 2. 6-9:
The figure was a very common one. Cf. Bodin, Repub.: ‘To whom nothing was left but the bare name of a prince, standing but for a cipher’; Butler, Characters: ‘A Huffing Courtier is a Cypher, that has no Value himself, but from the Place he stands in.’ We know that some of Butler’s satire was afloat before the Restoration, but he would hardly be classed as a ‘late Court-poet.’
[17. 9. a mischief, a pest, a scourge.]Such Milton had considered the late king, who had ‘offered at more cunning fetches to undermine our liberties, and put tyranny into an art, than any British king before him’; and nothing better was to be expected of his son.
[17. 10. not to be remov’d.]Milton is writing from observation and experience, as well as from a knowledge of historical precedent. The long and bitter war by which Charles had been overthrown and brought to justice is freshly before him. He knew that kingship strikes its roots deeply into English life and character, and, strengthened by centuries of tradition, is ‘not to be remov’d’ without the universal upheaval of society. He is the more anxious, therefore, that this heroic work, already accomplished, shall not have been in vain.
[17. 14. any governour or chief counselour.]In a commonwealth such officers are merely servants, delegated by the people as their temporary representatives. No superstitions of divinity or prerogative hedge them about. At any time they are subject to impeachment, trial, and removal at the hands of those who set them up, in whom sovereignty resides.
[17. 17. must needs be madd or strangely infatuated.]Why a people whose spirit was ‘no less noble and well-fitted to the liberty of a commonwealth, then in the ancient Greeks and Romans’; who were normally liberty-loving; and who were already in possession of hard-won freedom, should voluntarily renounce it all, and cry out ‘as one man’ for a king, Milton could only explain by such terms as ‘degenerate contagion,’ ‘infatuation,’ ‘epidemic madness.’ Ten years before, he had described such a condition as something inconceivable: ‘Nay after such a fair deliverance as this, with so much fortitude and valour shewn against a tyrant, that people that should seek a king claiming what this man claims, would show themselves to be by nature slaves and arrant beasts, not fit for that liberty which they cried out and bellowed for, but fitter to be led back again into their old servitude, like a sort of clamouring and fighting brutes, broke loose from their copyholds, that know not how to use or possess the liberty which they fought for’ (Eikonok.: Bohn 1. 482).
[17. 18. build the chief hope . . . on a single person.]We learn from Needham (see note on 16. 29) that the people expected by the return of kingship to be ‘eased of excess, taxes, &c.,’ and thought that ‘if Charles Stuart . . . were brought in and settled; then all things would settle too’ (Interest will not Lye). The author of England’s Confusion says that they were ‘crying to God in secret’ that he would ‘at length restore unto England . . . kings and nobles as at first, . . . making it a quiet habitation, which . . . hath been so long a howling wilderness full of birds of prey and beasts that do devour.’ The writer continues: ‘Let me tell you the time is now come; for, having tried all other ways, insomuch that we are going round again where we first turned aside, you see no foundation to build upon but our ancient one. Strive therefore for the restoring of King, lords, and commons, that you may enjoy them and be happy.’ Royalists were now exulting, and praying for a good wind from Flanders. Cf. notes on 9. 9a and 18. 7.
[17. 19. if he happen to be good, can do no more then another man.]Milton admits ‘there may be a good king.’ But, with Hotman, he is always of the opinion that ‘a king as well as any private person is a mortal man.’ Although a bad king has ‘power to do more evil . . . then millions of other men,’ he does not concede that the same high station carries with it a corresponding power to do good.
[17. 23. a full and free Councel of their own electing.]This seemed expedient to Milton because it required only perpetuating the existing Rump. But it was also in harmony with his aristocratic ideas of government, and seemed the wisest middle course between monarchy and democracy. Moreover, it was supported by ‘the wisest men in all ages’ (see note on 15. 14), and was even then to be seen in successful operation in the United Provinces, Switzerland, and Italy. ‘There must be a body which convenes the supreme power in the polity; viz. the Commons. It is sometimes called a Preliminary Council, but more usually where the government is a popular one, a Council’ (Aristotle, Politics 7. 8). ‘The Florentines new modell’d their City, choosing Twelve principal Magistrates to continue in Authority only for two months (Buoni Huomini). Next to them they constituted a Council of 80 Citizens, which they call’d La Credenza: after which, 180 were chosen out of the people, which with the Credenza, and the 12 Buoni Huomini, were call’d the General Council’ (Machiavelli, Hist. of Florence: Wks., p. 27). The Venetians, too, ‘created a Council of 100 to deliberate and order all publick Matters’ (ibid., p. 174). ‘At a certain Time of the Year a publick Council of the whole Nation should be held; in which Council, whatever seem’d to relate to the whole Body of the Commonwealth, was appointed and establish’d’ (Hotman, Franco-Gallia, tr. 1738, p. 2). ‘Even so a multitude of men ought not to be ruled and govern’d by one single Person, who perhaps understands and sees less than several others among them; but by many select Persons, who, in the Opinion of all Men, are both very prudent and eminent’ (ibid., p. 67). This was Milton’s idea exactly. Finally, Bodin, whom he quotes later as authority, declares: ‘There is nothing that giveth greater credit and authoritie unto the lawes and commandements of a prince, a people, or state, or in any manner of Commonweale, than to cause them to passe by the advise of a grave and wise Senat or Councell’ (Repub., p. 254).
[17. 24. where . . . reason only swayes.]The law of nature, which was recognized as supreme, was generally defined as ‘right reason’ (see note on 10. 40); hence the tendency of antiroyalists to exalt the authority of reason. In the council of state instituted in 1649, no official head, such as lord president, was to be allowed. However, it soon became expedient to modify the reign of reason by placing Bradshaw in the chair.
Cicero particularly lauds the rule of reason, in political as well as in private affairs (see note on 10. 40).
[18. 1. we need depend on none but God and our own counsels, our own active vertue and industrie.]‘The happiness of a nation consists in true religion, piety, justice, prudence, temperance, fortitude, and the contempt of avarice and ambition. They in whomsoever these vertues dwell eminently, need not kings to make them happy, but are the architects of thir own happiness; and whether to themselves or others are not less than kings’ (Eikonok.: Bohn 1. 455).
[18. 3. Go to the Ant.]Solomon’s injunction was well heeded by commonwealth-writers of the seventeenth century. Milton and Harrington and Felltham thought they had found in the humble pismire the natural justification and perfect model of a commonwealth (see note on 18. 13). Thomas Hobbes concedes that ‘certain living creatures, as Bees, and Ants, live sociably one with another’ (Leviathan 2. 17), but sees no force in the analogy usually insisted upon. The royalists, on the other hand, were rather partial to the bee, as affording a natural illustration of kingship. Even the quails, they said, were ‘under a Captain’; and the cock had ‘both cocks and hens under him.’ Cf. Milton’s indignant reply in the Defense (Bohn 1. 115).
[18. 7. they who think the nation undon without a king.]These were, of course, the large body of Old Royalists, the royalized Presbyterians, and the majority of the nondescript rabble, whose favorite sports now were rump-roasting and the mobbing of republicans. Meanwhile, the fervor of the mob was kept at white heat by Royalist pamphlets and haranguing demagogues. ‘Have you ever seen quiet or settlement since the King was inhumanly murdered at his own gate, and our ancient government by King, lords and commons changed?’ (England’s Confusion). ‘My subjects can hardly be happy if I be miserable, or enjoy their peace or liberties while I am oppressed’ (Eikon Basilike 21. 3).
[18. 13. a frugal and self-governing democratie.]Owen Felltham, in his Brief Character of the Low Countries, had likened the frugal and diligent Hollanders to a nation of pismires: ‘For providence, they are the pismires of the world, and having nothing but what grass affords them, are yet, for almost all provisions, the storehouse of whole Christendom. . . . Every one is busy, and carries his grain.’ Cf. note on 14. 14.
[18. 18. pretend right over them as thir lord.]Milton was a staunch defender of the right of the wise and virtuous to rule; and he had earlier conceded specifically that kings may justly rule by right of superior virtue. The change made in the revision, viz. ‘right’ to ‘hereditarie right,’ removes the inconsistency. See note on 19. 26.
[18. 19. conclude.]See Glossary.
[18. 21. and thir leaders especially.]This thought was added as a thrust at Monk.
[18. 26. admirable.]See Glossary.
[18. 30. unwise in thir counsels.]It is not courage, but wisdom, in which his countrymen are deficient; and it is this defect that Milton labors to correct. He points out a ‘readie and easie way.’ It shall not be said that the nation fell back upon kingship for want of a definite plan.
[18. 32. ten or twelve years prosperous war.]See note on 12. 6.
[19. 2. an ignominie.]The ignominy of backsliding as a nation from high republican professions and principles filled the great idealist with such shame and indignation as perhaps no other Englishman of the day was able to feel; for few indeed could have been capable of such lofty conceptions of freedom, or of such sublime devotion to a hopeless ideal. But of course Milton entertained an exaggerated idea of the slavery of kingship, and was incapable of seeing the utter hopelessness of any republican solution under existing conditions. A very similar contemporary statement is the following: ‘It is very rarely observ’d in the whole course of history, that ever kingly government was suddenly restored in any country, after it had been once cashier’d by the people’ (Anglia Liberata: Harris, Life of Charles II 1. 107).
[19. 5. that part of the nation which consents not with them.]This contingent consisted of Milton; the Rump; a scattered and dwindling body of republicans; Lambert and a part of the army; a few Quakers, Fifth-Monarchy men, and miscellaneous sects. ‘I perswade me of a great number,’ says Milton, meaning rather to persuade others; for he himself well knew that they of the good old cause were become a negligible remnant.
[19. 7. far worthier.]Milton was a firm believer in the theory of geometric proportion (see note on 15. 16a), and in the right of the wise and good to rule. In the Second Defense (Bohn 1. 265) he says: ‘You everywhere concede, that “the independents were superior, not in numbers, but in discipline and in courage.” Hence I contend that they well deserved the superiority which they acquired; for nothing is more agreeable to the order of nature, or more for the interest of mankind, than that the less should yield to the greater, not in numbers, but in wisdom and in virtue. Those who excel in prudence, in experience, in industry and courage, however few they may be, will, in my opinion, finally constitute the majority, and everywhere have the ascendant.’ For the sources of this idea, see note on 11. 37. This, then, was the end to which he trusted the remnant was reserved. In the present instance Milton seems almost to sound a call to arms among the few yet faithful—and, indeed, armed resistance was shortly attempted by Lambert and a few Fanatics. The whole passage is suppressed in the second edition. The omission is eloquent: it is almost as if Milton would say, ‘God hath . . . quenched the spirit of libertie among us.’
[19. 10. God hath yet his remnant.]This idea of being God’s chosen band was a firm conviction with the Puritan Independents, especially with Cromwell, Milton, the army, and the Rump. It is based, of course, upon Old-Testament conceptions. ‘ “This People,” saith God [Isa. 43. 21], “I have formed for Myself, that they may show forth my praise.” I say, it’s a memorable passage; and, I hope, not unfitly applied.’ These were the words of Cromwell, addressing the Barebone Saints assembled in Parliament July 4, 1653. Cromwell says further: ‘You very well know, it pleased God, much about the midst of this War, to winnow (if I may so say) the Forces of this Nation; and to put them into the hands of other men of other principles than those that did engage at the first, . . . that he might raise up a poor contemptible company of men . . . into wonderful success! Simply by their owning a Principle of Godliness and Religion. . . . Truly you [the Parliament, as well as the army] are call’d by God, “as Judah was,” to “rule with Him,” and for Him. . . . I say, own your call; for it is of God’ (Carlyle, Cromwell’s Letters and Speeches 3. 256). Such was the astounding assurance of the typical Independent and saint.
But Milton, in giving expression here to the current conception, doubtless has in mind also the following passage: ‘And it shall come to pass in that day, that the remnant of Israel, and such as are escaped of the house of Jacob, shall no more stay upon him that smote them; but shall stay upon the Lord, the Holy One of Israel, in truth. A remnant shall return, even the remnant of Jacob, unto the mighty God. For though thy people Israel be as the sand of the sea, yet a remnant of them shall return’ (Is. 10. 20-2). Cf. note on 32. 6.
It is just possible, too, that Milton here defiantly hurls back the Duke of Ormond’s words in 1649 concerning Parliament: ‘There remains only a small number, and they the dregs and scum of the house of commons, picked and awed by the army, a wicked remnant, left for no other end, than yet further if it be possible to delude the people, with the name of a parliament’ (Ormond to . . . Governor of Dublin, March 14, 1648: Bohn 2. 171). This hypothesis furnishes an excellent reason for the suppression of the sentence in the second edition; for the remnant, if the Rump, no longer existed.
[19. 12. so plane, so rational.]Milton had so convinced himself of the desirability and absolute justice of freedom that the general defection of the people seemed downright madness. It was all so ‘plane’ and ‘rational’ that kings and bishops meant slavery, and that merely perpetuating the Rump as a grand council was the ‘readie and easie way’ to avoid it! It must be admitted, too, that consistency—if not practicability—was on Milton’s side. But, alas, it was neither ‘plane’ nor ‘rational’ to any one else that an aristocratic tyranny might not be the very worst slavery of all; nor were most men able to see any other practicable expedient than kingship after the utter failure of so many popular experiments.
[19. 14. true principles of justice and religion.]Those of justice would restrain him from every shade and species of tyranny; those of religion, teach him humility and service. Cf. note on 16. 4, and Augustine, De Civitate Dei 19. 14-5: ‘Even those who rule serve those whom they seem to command; for they rule not from a love of power, but from a sense of the duty they owe to others—not because they are proud of authority; but because they love mercy. He did not intend that His rational creature should have dominion over anything but the irrational creation—not man over man, but man over the beasts.’
[19. 18. every way equal or superiour.]An early fondness for this idea is seen in the following entry in the Commonplace Book: ‘ad subditos suos scribens, Constantinus Magnus non alio nomine quam fratres appellat.’ Milton is here reasserting the opinions expressed in the Franco-Gallia and the Vindiciæ contra Tyrannos. The latter book makes much of the old Aragonian coronation formula: ‘We, who are as good as you and are more powerful than you, choose you as king,’ etc. (Dunning, Pol. Theories 2. 54). Cf. Dr. Johnson’s comment: ‘He who told every man that he was equal to his King, could hardly want an audience’ (Lives).
[19. 22. kingdom of Christ . . . is hid to this world.]Milton here retrieves himself from the attempt a little before to force upon Christ’s injunctions a purely temporal significance. Cf. notes on 15. 34 and 15. 35.
[19. 26. hath left no vicegerent.]The doctrine of vicegerency had its origin in the words of St. Paul, Romans 13. 1: ‘Let every soul be in subjection to the higher powers: for there is no power but of God; and the powers that be are ordained of God.’ It completely satisfied the mediæval instinct for unity, and was asserted throughout the Middle Ages, either by the emperor, as in the case of Charlemagne, or by the pope, as Gregory VII. During the sixteenth and seventeenth centuries the theory of the divine right of kings rested upon this assumption of vicegerency.
We find that Milton’s attitude toward vicegerency changes from acceptance to positive rejection. In the Reformation (Bohn 2. 408) he extols the government of England ‘under the sovereign prince, Christ’s vicegerent, using the sceptre of David.’ But by the time he sets about the Defense, he has completely rejected the idea: ‘If it is by God that kings nowadays reign, it is by God too that the People assert their own liberty; since all things are of him and by him. . . . Be this right of kings, therefore, what it may, the right of the people is as much from God as it’ (Defense: Bohn 1. 48). Still more emphatic is his quotation from Chrysostom: ‘What? is every prince then appointed by God to be so? I say no such thing’ (ibid. 1. 71).
[19. 33. as the Pope pretends.]An excellent statement of the papal claim of vicegerency is furnished by Thomas Aquinas, De Regimine Principum 1. 14: ‘In order, therefore, that the spiritual be kept separate from the earthly, the office of this kingdom is committed not to earthly kings but to the priests, and above all to the chief priest, the successor of Peter, the vicegerent of Christ, the Roman bishop, to whom is due the subjection of all kings of the Christian people, even as to the Lord Jesus Christ himself’ (tr. Poole, Illus. Hist. Med. Thought, p. 241).
[20. 3. I doubt not but all ingenuous and knowing men will easily agree with me.]Yet he knew very well that Bodin and many other writers of authority had preferred a mixed government, or modified form of kingship (see note on 24. 3). He himself had expressed the opinion in the Commonplace Book that governments should be popular, monarchical, or mixed, according to the nature of the people. And as for single-person rule, that of Cromwell had found no more loyal supporter than Milton.
[20. 4. a free Commonwealth without single person or house of lords.]This is a reaffirmation of the position taken by Parliament in 1649: ‘Be it declared and enacted, . . . that the people of England . . . are, and shall be, and are hereby constituted, made, established, and confirmed to be a Commonwealth and Free State, by the supreme authority of this nation, the representatives of the people in Parliament, . . . and that without any King or House of Lords’ (Gardiner, Const. Doc., p. 388). This was the position taken by the army, too, in its engagement drawn up in celebration of Lambert’s victory of August, 1659.
[20. 6. We have all this while, say they, bin expecting it.]See Glossary for ‘expecting.’ The one unanswerable argument of the Royalists was that the republicans, although given the opportunity, had been unable to institute and maintain a stable government in England (see note on 18. 7). Even a Commonwealth-man was forced to liken the situation to that of a drowning man laying hold of ‘straws and helpless twigs’ (see Introd., p. xxviii). And Milton is admittedly writing amidst ‘anarchy and confusion.’
[20. 10. the people might have soon bin satisfi’d and delighted.]Milton’s sanguine faith in a commonwealth was based, of course, upon many and well-known precedents, and was immensely strengthened by the flourishing condition of the republic of the Netherlands. Such expressions of confidence, however, were common among the republicans. Sir Henry Vane, in his Healing Question, points out ‘how suddenly might harmony, righteousness, love, peace, and safety unto the whole body follow hereupon, as the happy fruit of such a settlement’ as he proposes (see Introd., p. xxx). And the writer of A Letter of Advice to his Excellency Lord General Monk (Harl. Misc. 8. 625) ‘cannot but assign’ ‘those good days . . . to the democratical part of the government.’
[20. 13. this care of timely setling a new government, . . . too much neglected, hath bin our mischief.]This seems to have been the universal feeling among the republicans. ‘Well, but now says the Protectorian Family, O that we had set up the equal Commonwealth! So say broken Parlaments and Statesmen; so say the sadly mistaken Sectarys; so say the Cashiered Officers; so says he that would have no nay, but Oligarchy was a good word; and so will more say after these, except they learn to say after another, aut reges non exigendi fuerunt, aut plebi re, non verbo, danda libertas; either the Kings ought not to have driven out, or the People to have their Liberty not in word, but in deed: but that is Heathenism, that’s Cicero’ (Harrington, The Ways and Means Whereby an Equal and Lasting Commonwealth may be suddenly introduced, Feb. 6, 1659).
[20. 17. frequent disturbances, interruptions and dissolutions.]It is interesting to note Milton’s change of attitude toward these disturbances. Again and again he justifies the grand exclusion of 1648 (see note on 10. 37). In his panegyric upon Cromwell in the Second Defense (Bohn 1. 288), he defends the protector’s high-handed dissolution of Parliament in 1653: ‘But when you saw that the business was artfully procrastinated, that every one was more intent on his own selfish interest