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Source: This essay was written by Dr. Eric Mack, Professor of Philosophy, Tulane University.
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Locke on
Toleration: Locke’s A Letter Concerning
Toleration
Introduction
The two most famous and widely read
books in political philosophy by the great English philosopher John Locke
(1632-1704) are his Two Treatises on
Government and his A Letter Concerning
Toleration. Both were published in 1689 in the wake of the Glorious
Revolution of 1688 which brought William, Prince of Orange and his wife Mary to
the English throne in place of skedaddling James II.
(The Letter was composed around 1685 while Locke was in exile in Holland.)
In the second book of the Two Treatises, Locke lays out his
strongly individualist form of liberalism. He argues for the natural rights of
life, liberty, and property and for the legitimacy of government which is more
or less limited in its function to the protection of these natural rights. He
defends forcible resistance against political rulers who violate these rights
or seek to undermine the governmental structures which has been established to
better protect these rights.
Although freedom of religious
practice fits very comfortably within Locke's capacious conception of liberty,
it is not mentioned at all within Locke's general statement of his pro-liberty
doctrine. No doubt one reason for the omission of the case for religious
toleration from the general treatise was that there was a long tradition of
people writing separate essays either in support of governmental enforcement of
religious conformity or in support of religious toleration. Locke is very much
a part of that tradition.
In addition, however, Locke had a
particular goal in writing the Two Treatises of Government, viz., to garner support for resistance to Charles
II and his bother James (the future James II). If Locke had made explicit the
link between the cause of toleration and the cause of resistance to these
monarchs, individuals who were not friends of toleration would not be drawn to
the cause of resistance. It was better strategy to defend toleration in a
separate work -- even if Locke did not publically attach his name to either
work.
A Letter Concerning Toleration
Introduction
Jonas Proast wrote an interesting and challenging response to
Locke's first letter concerning toleration. This initiated an intriguing but almost interminable
exchange between Locke and Proast. Eventually each wrote three increasing
lengthy letters -- Locke's third "letter" runs for 405 pages in his
collected works -- and Locke was busy on his fourth letter when he died in
1704. This brief look at Locke on
toleration attends only to the first and most famous of Locke's letters on
toleration.
[To read all of Locke's letters on toleration see John Locke, The Works of John Locke in Nine Volumes, (London: Rivington, 1824 12th ed.). Vol. 5.]
Crucial Arguments and Passages from Locke’s A Letter Concerning Toleration
The initial framework for Locke’s defense of religious
toleration is the general political doctrine which he develops and defends in
his Second Treatise of Government. Governments exist to defend the rights
which individuals have over their persons, lives, liberties, and estates. The legitimate use of force – by
individuals or government – is limited to the function of protecting and
enforcing these rights. As long as
someone’s religious beliefs and practices do not trespass upon the rights of
others, the magistrate has no authority to suppressing or punish those beliefs
or practices.
It is the duty of the civil magistrate, by the impartial
execution of equal laws, to secure unto all the people in general, and to every
one of his subjects in particular, the just possession of these things
belonging to this life… But seeing
no man does willingly suffer himself to be punished by the deprivation of any
part of his goods, and much less of his liberty or life, therefore is the
magistrate armed with the force and strength of all his subjects, in order to
the punishment of those that violate any other man’s rights. [Quote]
…the pravity of
mankind being such, that they had rather injuriously prey upon the fruits of
other men’s labours, than take pains to provide for
themselves; the necessity of preserving men in the possession of what honest
industry has already acquired, and also of preserving their liberty and
strength, whereby they may acquire what they farther want, obliges men to enter
into society with one another that by mutual assistance and joint force, they
may secure unto each other their properties, in the things that contribute to
the comforts and happiness of this life… [Quote]
Within the argument of the Second Treatise Locke does not explicitly
consider the fact – as Locke and his contemporaries see it – that man’s
most fundamental concern is for salvation. But, in a work on religious
toleration, Locke has to consider whether individuals who are deeply concerned
for their salvation would confer upon the magistrate authority to use coercion
for the salvation of their souls or the souls of others. Would this concern for salvation lead
individuals to confer a more extensive authority for rulers than is envisioned
in the Second Treatise? Many of Locke’s arguments in A Letter Concerning Toleration are
designed to show that, even when individuals focus on this fundamental concern
for salvation, they will not broaden the authority which they confer upon the
magistrate. Other points by Locke
are responses to anticipated objections against his arguments.
Locke provides a series of arguments to
show that no individual would rationally authorize the magistrate to use force
or the threat of force against himself (i.e., the authorizer):
First, no one can unconditionally authorize anyone to decide religious matters
for him.
… no man can so far abandon the care of
his own salvation, as blindly to leave it to the choice of any other, whether
prince or subject, to prescribe to him what faith or worship he shall embrace. [Quote]
Second, the magistrate’s use of force
cannot produce the inward persuasion which is necessary to salvation.
The care of souls cannot belong to the
civil magistrate, because his power consists only in outward force: but true
and saving religion consists in the inward persuasion of the mind, without
which nothing can be acceptable to God. And such is the nature of the understanding,
that it cannot be compelled to the belief of any thing by outward force.
Confiscation of estate, imprisonment, torments, nothing of that nature can have
any such efficacy as to make men change the inward judgment that they have
framed of things. [Quote]
Third, the magistrate is not more likely to
have the truth than the individual subject. For magistrates are not especially good seekers of the
truth. Moreover, a magistrate who
suppresses religious dissent is less likely to have the truth than a subject
who lives in a realm in which religious beliefs can be freely debated. For truth is most likely to be found
when it is allowed to shift for itself.
For, there being but one truth, one way to
heaven; what hopes is there that more men would be led into it, if they had no
other rule to follow but the religion of the court, and were put under a
necessity to quit the light of their own reason, to oppose the dictates of
their own consciences, and blindly to resign up themselves to the will of their
governors, and to the religion which either ignorance, ambition, or
superstition had chanced to establish in the countries where they were born? [Quote]
… for truth certainly would do well
enough, if she were once made to shift for herself. She seldom has received,
and I fear never will receive, much assistance from the power of great men, to
whom she is but rarely known, and more rarely welcome. She is not taught by
laws, nor has she any need of force to procure her entrance into the minds of
men. Errours indeed prevail by the assistance of
foreign and borrowed succours. But if truth makes not
her way into the understanding by her own light, she will be but the weaker for
any borrowed force violence can add to her. [Quote]
Locke also argues that no one may
legitimately authorize the magistrate to use coercion against other individuals on the grounds that
this coercion would be good for those individuals. Locke draws out the implication of his view that each has
ultimate moral authority over himself by insisting that even if the magistrate’s
forcible intervention would benefit me, if I have not agreed to that
intervention, the magistrate may not intervene. Locke finds it preposterous that people in general recognize
that individuals have the right to go their own foolish ways in worldly matters
but refuse to recognize that individuals also have the right to go their own
foolish ways in extra-worldly matters.
In private domestic affairs, in the
management of estates, in the conservation of bodily health, every man may
consider what suits his own conveniency, and follow
what course he likes best. No man complains of the ill management of his neighbour’s affairs. No man is angry with another for an errour committed in sowing his land, or in marrying his
daughter. No-body corrects a spendthrift for consuming his substance in
taverns. Let any man pull down, or build, or make whatsoever expences he pleases, no-body murmurs, no-body controls him;
he has his liberty. But if any man do not frequent the church, if he do not
there conform his behaviour exactly to the accustomed
ceremonies, or if he brings not his children to be initiated in the sacred
mysteries of this or the other congregation; this immediately causes an uproar,
and the neighbourhood is filled with noise and clamour. Every one is ready to be the avenger of so great a
crime. And the zealots hardly have patience to refrain from violence and
rapine, so long till the cause be heard, and the poor man be, according to
form, condemned to the loss of liberty, goods or life. [Quote]
Indeed, Locke insists that, just as each
individual is responsible for his own economic and medical decisions, each is
responsible for his own salvation.
But what if he neglect the care of his
soul? I answer, what if he neglect the care of his health, or of his estate;
which things are nearlier related to the government
of the magistrate than the other? Will the magistrate provide by an express
law, that such an one shall not become poor or sick? Laws provide, as much as
is possible, that the goods and health of subjects be not injured by the fraud
or violence of others; they do not guard them from the negligence or
ill-husbandry of the possessors themselves. No man can be forced to be rich or
healthful, whether he will or no. Nay God himself will not save men against
their wills. [Quote]
Why are people so quick to avenge the crime
of deviation in religion? Perhaps
it is because the zealots have learned that, by pretending a love of the truth,
they can successfully prey upon and achieve temporal domination over the
dissidents.
…whilst they pretend only love for the
truth, this their intemperate zeal, breathing nothing but fire and sword,
betray their ambition, and show that what they desire is temporal dominion. For
it will be very difficult to persuade men of sense, that he, who with dry eyes,
and satisfaction of mind, can deliver his brother unto the executioner, to be
burnt alive, does sincerely and heartily concern himself to save that brother
from the flames of hell in the world to come. [Quote]
Another possible basis for governmental
action against those who are judged to be heterodox is that the beliefs or
practices of the heterodox are sinful and that the magistrate’s authority
extends to the suppression of sin. However, Locke strikingly rejects the latter premise.
But idolatry, say some, is a sin, and
therefore not to be tolerated. If they said it were therefore to be avoided,
the inference were good. But it does not follow, that because it is a sin it
ought therefore to be punished by the magistrate. For it does not belong unto
the magistrate to make use of his sword in punishing every thing,
indifferently, that he takes to be a sin against God. Covetousness, uncharitableness, idleness, and many other things are sins,
by the consent of all men, which yet no man ever said were to be punished by
the magistrate. The reason is, because they are not prejudicial to other men’s
rights, nor do they break the public peace of societies. [Quote]
Two important features of Locke’s stance on
religious liberty should to be noticed. First, there is no special case
for or against religious liberty. Religious
liberty, like all liberty, is simply a matter of being allowed to dispose of
one’s persons and one’s possessions as one sees fit. If I may consume my bread and wine while entertaining my house guests, I may consume my bread and wine in a religious
ritual. If I may not consume your calf while entertaining my friends,
I may not consume your calf in a
religious ritual. In all cases,
what matters is whose bread and wine, whose calf, is being consumed. What matters is whether I am minding my
own business or your business. Second,
as we have already seen, religious liberty – just as liberty at large
– rests on an identification of who has rights over, i.e., who has property
in, what.
You will say, by this rule, if some
congregations should have a mind to sacrifice infants, or, as the primitive christians were falsely accused, lustfully pollute
themselves in promiscuous uncleanness, or practise any other such heinous enormities, is the magistrate obliged to tolerate them,
because they are committed in a religious assembly? I answer, No. These things
are not lawful in the ordinary course of life, nor in any private house; and
therefore neither are they so in the worship of God, or in any religious
meeting. But indeed if any people congregated upon account of religion, should
be desirous to sacrifice a calf, I deny that that ought to be prohibited by a
law. Meliboeus, whose calf it is, may lawfully kill
his calf at home, and burn any part of it that he thinks fit. For no injury is
thereby done to any one, no prejudice to another man’s goods. And for the same
reason he may kill his calf also in a religious meeting. Whether the doing so
be well-pleasing to God or no, it is their part to consider that do it. [Quote]
No refrain is more constant throughout
Locke’s letters on toleration than that every man and every church is orthodox
to itself. The main purpose of
this refrain in Locke is to counter the proposal that only those magistrates
who hold to the true religion may coerce religious belief or practice. Locke’s counter is that all magistrates
(and all churches and individuals) take themselves to have the religious truth
and, hence, every magistrate who hears the maxim “enforce your religious beliefs
but only if they are true” will thereby take himself to be authorized to
enforce his beliefs. Hence, according to Locke, one cannot
limit who gets to enforce religious beliefs and one cannot avoid constant armed
conflict over religion by telling people that only the orthodox view may be
enforced. The only way to limit
enforcement and avoid constant armed conflict is to hold that religious beliefs
and practices, no matter how true or
righteous, are never to be enforced.
For every church is orthodox to itself; to
others, erroneous or heretical. Whatsoever any church believes, it believes to
be true; and the contrary thereunto it pronounces to be errour. [Quote]
Locke endorses full toleration for all
Protestant sects, for Jews, Muslims, and pagans. Nevertheless, there are certain limits on religious
liberty. Toleration is not to be
extended to individuals whose religious beliefs or affiliations directly
endanger people in their peaceful enjoyment of their rights. Those who themselves reject toleration
or maintain that only members of their religion have a right to rule are not to
be tolerated. Those whose
religious affiliation places them under a foreign prince and those who believe
that they are not bound to keep their pledges to members of other religions are
not to be tolerated. On the last
two grounds, Catholicism is not to be tolerated. And on the last ground, atheism is not to be tolerated
since, according to Locke, those who do not believe in divine reward and
punishment can not be trusted to keep their promises.
That church can have no right to be
tolerated by the magistrate, which is constituted upon such a bottom, that all
those who enter into it, do thereby ipso facto deliver themselves up to the
protection and service of another prince. For by this means the magistrate
would give way to the settling of a foreign jurisdiction in his own country,
and suffer his own people to be listed, as it were, for soldiers against his
own government. [Quote]
Those are not at all to be tolerated who
deny the being of God. Promises, covenants, and oaths, which are the bonds of
human society, can have no hold upon an atheist. [Quote]
Let us consider one final argument of
Locke’s which nicely epitomizes his view about the relative merits of
oppression versus liberty. This is
his response to the argument that religious dissidents should be severely
monitored or punished because whenever they get together they grumble and plan
resistance against the government. Locke’s response is that, of course, these people grumble and plan
resistance precisely because they are oppressed. The solution is not more oppression but liberty. Just as complex and mutually
advantageous economic order derives from liberty, i.e., each individual’s
freedom to dispose of his person and possessions as he sees fit, so too does
complex and mutually beneficial religious order derives from liberty.
…let those dissenters enjoy but the same
privileges in civils as his other subjects, and he
will quickly find that these religious meetings will be no longer dangerous. For
if men enter into seditious conspiracies, it is not religion inspires them to
it in their meetings, but their sufferings and oppressions that make them
willing to ease themselves. Just and moderate governments are every-where
quiet, every-where safe. But oppression raises ferments, and makes men struggle
to cast off an uneasy and tyrannical yoke. …there is one thing only which
gathers people into seditious commotions, and that is oppression. [Quote]
It is not the diversity of opinions, which
cannot be avoided; but the refusal of toleration to those that are of different
opinions, which might have been granted, that has produced all the bustles and
wars, that have been in the christian world, upon
account of religion. [Quote]
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