Front Page Titles (by Subject) ESSAY IV: OF THE FIRST PRINCIPLES OF GOVERNMENT - Essays Moral, Political, Literary (LF ed.)
The Online Library of Liberty
A project of Liberty Fund, Inc.
Search this Title:
ESSAY IV: OF THE FIRST PRINCIPLES OF GOVERNMENT - David Hume, Essays Moral, Political, Literary (LF ed.) 
Essays Moral, Political, Literary, edited and with a Foreword, Notes, and Glossary by Eugene F. Miller, with an appendix of variant readings from the 1889 edition by T.H. Green and T.H. Grose, revised edition (Indianapolis: Liberty Fund 1987).
About Liberty Fund:
Liberty Fund, Inc. is a private, educational foundation established to encourage the study of the ideal of a society of free and responsible individuals.
The copyright to this edition, in both print and electronic forms, is held by Liberty Fund, Inc.
Fair use statement:
This material is put online to further the educational goals of Liberty Fund, Inc. Unless otherwise stated in the Copyright Information section above, this material may be used freely for educational and academic purposes. It may not be used in any way for profit.
OF THE FIRST PRINCIPLES OF GOVERNMENT
Nothing appears more surprizing to those, who consider human affairs with a philosophical eye, than the easiness with which the many are governed by the few; and the implicit submission, with which men resign their own sentiments and passions to those of their rulers. When we enquire by what means this wonder is effected, we shall find, that, as Force is always on the side of the governed, the governors have nothing to support them but opinion. It is therefore, on opinion only that government is founded; and this maxim extends to the most despotic and most military governments, as well as to the most free and most popular. The soldan° of Egypt, or the emperor of Rome, might drive his harmless subjects, like brute beasts, against their sentiments and inclination: But he must, at least, have led his mamalukes,° or prætorian bands,° like men, by their opinion.
Opinion is of two kinds, to wit, opinion of interest, and opinion of right. By opinion of interest, I chiefly understand the sense of the general advantage which is reaped from government; together with the persuasion, that the particular government, which is established, is equally advantageous with any other that could easily be settled. When this opinion prevails among the generality of a state, or among those who have the force in their hands, it gives great security to any government.
Right is of two kinds, right to Power and right to Property. What prevalence opinion of the first kind has over mankind, may easily be understood, by observing the attachment which all nations have to their ancient government, and even to those names, which have had the sanction of antiquity. Antiquity always begets the opinion of right; and whatever disadvantageous sentiments we may entertain of mankind, they are always found to be prodigal° both of blood and treasure in the maintenance of public justice.a There is, indeed, no particular, in which, at first sight, there may appear a greater contradiction in the frame of the human mind than the present. When men act in a faction, they are apt, without shame or remorse, to neglect all the ties of honour and morality, in order to serve their party; and yet, when a faction is formed upon a point of right or principle, there is no occasion, where men discover a greater obstinacy, and a more determined sense of justice and equity. The same social disposition of mankind is the cause of these contradictory appearances.
It is sufficiently understood, that the opinion of right to property is of moment in all matters of government. A noted author has made property the foundation of all government;1 and most of our political writers seem inclined to follow him in that particular. This is carrying the matter too far; but still it must be owned, that the opinion of right to property has a great influence in this subject.
Upon these three opinions, therefore, of public interest, of right to power, and of right to property, are all governments founded, and all authority of the few over the many. There are indeed other principles, which add force to these, and determine, limit, or alter their operation; such as self-interest,fear, and affection: But still we may assert, that these other principles can have no influence alone, but suppose the antecedent influence of those opinions above-mentioned. They are, therefore, to be esteemed the secondary, not the original principles of government.
For, first, as to self-interest, by which I mean the expectation of particular rewards, distinct from the general protection which we receive from government, it is evident that the magistrate’s authority must be antecedently established, at least be hoped for, in order to produce this expectation. The prospect of reward may augment his authority with regard to some particular persons; but can never give birth to it, with regard to the public. Men naturally look for the greatest favours from their friends and acquaintance; and therefore, the hopes of any considerable number of the state would never center in any particular set of men, if these men had no other title to magistracy, and had no separate influence over the opinions of mankind. The same observation may be extended to the other two principles of fear and affection. No man would have any reason to fear the fury of a tyrant, if he had no authority over any but from fear; since, as a single man, his bodily force can reach but a small way, and all the farther power he possesses must be founded either on our own opinion, or on the presumed opinion of others. And though affection to wisdom and virtue in a sovereign extends very far, and has great influence; yet he must antecedently be supposed invested with a public character, otherwise the public esteem will serve him in no stead,° nor will his virtue have any influence beyond a narrow sphere.
A Government may endure for several ages, though the balance of power, and the balance of property do not coincide. This chiefly happens, where any rank or order of the state has acquired a large share in the property; but from the original constitution of the government, has no share in the power. Under what pretence would any individual of that order assume authority in public affairs? As men are commonly much attached to their ancient government, it is not to be expected, that the public would ever favour such usurpations. But where the original constitution allows any share of power, though small, to an order of men, who possess a large share of the property, it is easy for them gradually to stretch their authority, and bring the balance of power to coincide with that of property. This has been the case with the house of commons in England.
Most writers, that have treated of the British government, have supposed, that, as the lower house represents all the commons of Great Britain, its weight in the scale is proportioned to the property and power of all whom it represents. But this principle must not be received as absolutely true. For though the people are apt to attach themselves more to the house of commons, than to any other member of the constitution; that house being chosen by them as their representatives, and as the public guardians of their liberty; yet are there instances where the house, even when in opposition to the crown, has not been followed by the people; as we may particularly observe of the tory house of commons in the reign of king William.2 Were the members obliged to receive instructions from their constituents, like the Dutch deputies, this would entirely alter the case; and if such immense power and riches, as those of all the commons of Great Britain, were brought into the scale, it is not easy to conceive, that the crown could either influence that multitude of people, or withstand that overbalance of property. It is true, the crown has great influence over the collective body in the elections of members; but were this influence, which at present is only exerted once in seven years, to be employed in bringing over the people to every vote, it would soon be wasted; and no skill, popularity, or revenue, could support it. I must, therefore, be of opinion, that an alteration in this particular would introduce a total alteration in our government, and would soon reduce it to a pure republic; and, perhaps, to a republic of no inconvenient form. For though the people, collected in a body like the Roman tribes, be quite unfit for government, yet when dispersed in small bodies, they are more susceptible both of reason and order; the force of popular currents and tides is, in a great measure, broken; and the public interest may be pursued with some method and constancy. But it is needless to reason any farther concerning a form of government, which is never likely to have place in Great Britain, and which seems not to be the aim of any party amongst us. Let us cherish and improve our ancient government as much as possible, without encouraging a passion for such dangerous novelties.b
[1 ][Probably James Harrington (1611–1677), author of the Commonwealth of Oceana (1656), who maintained that the balance of political power depends upon the balance of property, especially landed property.]
[2 ][During the period from 1698 to 1701, the House of Commons, under Tory control, opposed measures taken by William III for the security of Europe against Louis XIV of France. When the county of Kent sent petitioners to London in 1701 to chide the House of Commons for its distrust of the king and its delay in voting supplies, the petitioners were arrested. Public disgust at the treatment of the Kentish petitioners was expressed in a Whig pamphlet called the Legion Memorial (1701). The Kentish Petition and the Legion Memorial proved that popular feeling was on the king’s side in this struggle with the Commons.]
[a]Editions A to P insert as follows:—This passion we may denominate enthusiasm, or we may give it what appellation we please; but a politician, who should overlook its influence on human affairs, would prove himself but of a very limited understanding.
[b]Editions A to N add the following paragraph:—I shall conclude this subject with observing, that the present political controversy, with regard to instructions, is a very frivolous one, and can never be brought to any decision, as it is managed by both parties. The country-party pretend not, that a member is absolutely bound to follow instructions, as an ambassador or general is confined by his orders, and that his vote is not to be received in the house, but so far as it is conformable to them. The court-party again, pretend not, that the sentiments of the people ought to have no weight with every member; much less that he ought to despise the sentiments of those he represents, and with whom he is more particularly connected. And if their sentiments be of weight, why ought they not to express these sentiments? The question, then, is only concerning the degrees of weight, which ought to be plac’d on instructions. But such is the nature of language, that it is impossible for it to express distinctly these different degrees; and if men will carry on a controversy on this head, it may well happen, that they differ in their language, and yet agree in their sentiments; or differ in their sentiments, and yet agree in their language. Besides, how is it possible to find these degrees, considering the variety of affairs which come before the house, and the variety of places which members represent? Ought the instructions of Totness to have the same weight as those of London? or instructions, with regard to the Convention, which respected foreign politics, to have the same weight as those with regard to the excise, which respected only our domestic affairs?
[Soldan:]sultan; the supreme ruler of one or another of the great Mohammedan powers or countries of the Middle Ages.
[Mamalukes:]members of the military body, originally composed of Caucasian slaves, that seized the throne of Egypt in 1254 and continued to form the ruling class in that country during the eighteenth century.
[Prætorian bands:]the bodyguards of the emperors of ancient Rome.
[In no stead:]to no advantage.