C.: AMENDMENT XIII (1865) - James McClellan, Liberty, Order, and Justice: An Introduction to the Constitutional Principles of American Government [1989]
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Liberty, Order, and Justice: An Introduction to the Constitutional Principles of American Government (3rd ed.) (Indianapolis: Liberty Fund, 2000).
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C.
AMENDMENT XIII (1865)
section 1. Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction.
section 2. Congress shall have power to enforce this article by appropriate legislation.
This is the first of the three Civil War or Reconstruction Amendments. Prior to its adoption, the States were free to decide for themselves whether to permit or prohibit slavery within their borders. The Thirteenth Amendment deprives both the State and Federal governments of this power, and forbids slavery and involuntary servitude. It does not prohibit compulsory labor and other forms of “involuntary servitude” associated with the punishment and treatment of criminals.
Prolonged angry debates over slavery, in the Congress and elsewhere, ended in violence—and in constitutional amendments that would produce striking political and social changes in America. By March 1861, when the southern States already had seceded from the Union and formed their Confederacy, Congress was considering a constitutional amendment which, if ratified, would have been the Thirteenth Amendment. (The Senate rejected this proposed amendment on March 2, just two days before the inauguration of Abraham Lincoln as President.) The text of this proposal, intended to conciliate the South and preserve the Union, ran as follows: “No amendment shall be made to the Constitution which will authorize or give to Congress the power to abolish or interfere within any State with the domestic institutions thereof including that of persons held to labor or service by the laws of said State.”
This proposed but rejected Amendment XIII, in other words, would have forbidden the Federal government ever to interfere with slavery in States that desired to retain chattel slavery. But on April 12, 1861, Confederates fired on Fort Sumter, in Charleston harbor, and the Civil War began. Everyone forgot about the amendment that would have protected the “Peculiar Institution” of slavery.
By the end of 1862, it was uncertain whether the North or the South would win the terrible struggle. In December, Union armies suffered severe defeats in Virginia and Mississippi. Alarmed by the Confederates’ successes, on January 1, 1863, President Lincoln issued the Emancipation Proclamation as an emergency measure, setting free all slaves within the “rebellious” states—that is, the Confederacy. This was a wartime device to damage the South’s economy and produce disorder there. The Proclamation did not emancipate slaves in the “loyal slave states”—Delaware, Maryland, Kentucky, Missouri—nor did it guarantee that slavery might not be restored after the end of the war. Besides, many men in Congress believed the Emancipation Proclamation to be unconstitutional.
So a year later, in January 1864, there was introduced in Congress a proposal for a constitutional amendment that would forbid slavery anywhere in the Union. This joint resolution was passed by the Senate in April, but rejected by the House in June. Not until January 1865 did the House of Representatives approve the proposed amendment—and then by a narrow margin and after much persuasion. By that time the Confederacy clearly was losing the war. On December 18, 1865, enough States had ratified this new Thirteenth Amendment, and it became part of the Constitution—the first amendment since 1804.
In Section 2, we encounter for the first time in the Constitution an odd provision that will be repeated in the Fourteenth, Fifteenth, and later amendments. This is the Enforcement Clause, which seemingly confers a non-legislative power on Congress to enforce the Thirteenth Amendment by appropriate legislation.