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chapter 20 a: How Aristocracy Could Emerge from Industry b - Alexis de Tocqueville, Democracy in America: Historical-Critical Edition, vol. 3 [1840]

Edition used:

Democracy in America: Historical-Critical Edition of De la démocratie en Amérique, ed. Eduardo Nolla, translated from the French by James T. Schleifer. A Bilingual French-English editions, (Indianapolis: Liberty Fund, 2010). Vol. 3.

Part of: Democracy in America: Historical-Critical Edition, 4 vols.

About Liberty Fund:

Liberty Fund, Inc. is a private, educational foundation established to encourage the study of the ideal of a society of free and responsible individuals.


chapter 20a

How Aristocracy Could Emerge from Industryb

I showed how democracy favored the development of industry and immeasurably multiplied the number of industrialists; we are going to see in what roundabout way industry in turn could well lead men toward aristocracy.

It has been recognized that when a worker is occupied every day only with the same detail, the general production of the work is achieved more easily, more rapidly and more economically.

It has been recognized as well that the more an industry was undertaken on a large scale, with great capital and large credit, the less expensive its products were.c

These truths have been seen dimly for a long time, but they have been demonstrated in our time. They are already applied to several very important industries, and the smallest industries are successively making use of them.

I see nothing in the political world that should occupy the legislator more than these two new axioms of industrial science.

When an artisan devotes himself constantly and solely to the fabrication of a single object, he ends by acquitting himself of this work with a singular dexterity. But he loses, at the same time, the general ability to apply his mind to directing the work. Each day he becomes more skillful and less industrious, and you can say that in him the man becomes degraded as the worker improves.

What should you expect from a man who has used twenty years of his life making pinheads? And in his case, to what in the future can the powerful human intelligence, which has often stirred the world, be applied, if not to searching for the best way to make pinheads!

When a worker has in this way consumed a considerable portion of his existence, his thought has stopped forever near the daily object of his labor; his body has contracted certain fixed habits that he is no longer allowed to give up. In a word, he no longer belongs to himself, but to the profession that he chose. Laws and mores have in vain taken care to break down all the barriers around this man and to open for him in all directions a thousand different roads toward fortune; an industrial theory more powerful than mores and laws has bound him to an occupation and often to a place in society that he cannot leave. Amid the universal movement, it has made him immobile.

As the principle of the division of labor is more completely applied, the worker becomes weaker, more limited, and more dependent. The art makes progress, the artisan goes backward. On the other hand, as it becomes clearer that the larger the scale of manufacturing and the greater the capital, the more perfect and the less expensive the products of an industry are, very rich and very enlightened men arise to exploit industries that, until then, have been left to ignorant and poor artisans. The greatness of the necessary efforts and the immensity of the results to achieve attract them.

Thus, at the same time that industrial science constantly lowers the class of workers, it raises the class of masters.

While the worker applies his intelligence more and more to the study of a single detail, the master casts his sight every day over a broader whole, and his mind expands in proportion as that of the worker contracts. Soon nothing will be needed by the worker except physical strength without intelligence; the master needs knowledge, and almost genius to succeed. The one more and more resembles the administrator of a vast empire, and the other a brute.

So the master and the worker are not in any way similar here, and every day they differ more. They are no longer held together except as the two end links of a long chain. Each one occupies a place made for him and does not leave it. The one is in a continual, narrow and necessary dependence on the other, and seems born to obey, as the latter to command.

What is this, if not aristocracy?d

As conditions become more and more equal in the body of the nation, the need for manufactured objects becomes more general and increases, and an inexpensive price that puts these objects within reach of mediocre fortunes becomes a greater element of success.

So every day more opulent and more enlightened men are found who devote their wealth and their knowledge to industry and who seek, by opening great workshops and strictly dividing labor, to satisfy the new desires that appear on all sides.

Thus, as the mass of the nation turns to democracy, the particular class that is concerned with industry becomes more aristocratic. Men show themselves more and more similar in the nation and more and more different in the particular class, and inequality increases in the small society in proportion as it decreases in the large one.

In this way, when you go back to the source, it seems that you see aristocracy come by a natural effort from the very heart of democracy.

But that aristocracy does not resemble the aristocracies that preceded it.

You will notice first that, applying only to industry and to a few of the industrial professions, it is an exception, a monstrosity, within the whole of the social state.

The small aristocratic societies formed by certain industries amid the immense democracy of our time include, like the great aristocratic societies of former times, a few very opulent men and a multitude of very miserable ones.

These poor have few means to emerge from their condition and to become rich, but the rich constantly become poor, or leave trade after having realized their profits. Thus, the elements that form the class of the poor are more or less fixed; but the elements that compose the class of the rich are not. Truly speaking, although there are rich men, the class of the rich does not exist; for these rich men have neither spirit nor aims in common, nor shared traditions or shared hopes. So there are members, but not a corps.

Not only are the rich not united solidly with each other, but you can say that there is no true bond between the poor and the rich.

They are not fixed in perpetuity next to each other; at every moment interest draws them closer and separates them. The worker depends in general on the master, but not on a particular master. These two men see each other at the factory and do not know each other elsewhere, and while they touch at one point, they remain very far apart at all others. The manufacturer asks the worker only for his work, and the worker expects from him only a salary. The one does not commit himself to protecting, nor the other to defending, and they are not linked in a permanent way, either by habit or by duty.

The aristocracy established by trade hardly ever settles amid the industrial population that it directs; its goal is not to govern the latter, but to make use of it.

An aristocracy thus constituted cannot have a great hold on those it employs; and if it manages to seize them for a moment, they soon escape. It does not know what it wants and cannot act.

The territorial aristocracy of past centuries was obligated by law, or believed itself obligated by mores, to come to the aid of those who served it and to relieve their miseries. But the manufacturing aristocracy of today, after impoverishing and brutalizing the men it uses, delivers them in times of crisis to public charity to be fed. This results naturally from what precedes. Between the worker and the master, contacts are frequent, but there is no true association.

I think that, everything considered, the manufacturing aristocracy that we see arising before our eyes is one of the harshest that has appeared on the earth; but at the same time it is one of the most limited and least dangerous.

Nonetheless, it is in this direction that the friends of democracy must with anxiety constantly turn their attention; for if permanent inequality of conditions and aristocracy ever penetrate the world again, you can predict that they will come in through this door.

  • 1. That man cannot do without dogmatic beliefs:
    • 1. Without dogmatic beliefs there are no common ideas and consequently no common action; so they are necessary to society.
    • 2. The individual can have neither the time nor the strength of mind necessary to develop opinions that are his own on all matters. If he undertook it, he would never have anything except vague and incomplete notions. So dogmatic beliefs are necessary to the individual.
  • 2. Therefore, there will always be beliefs of this type. It is only a matter of finding their sources.
  • 3. It is in humanity and not above or beyond that democratic men will place the arbiter of their beliefs.
  • 4. Within the interior of humanity, it is to the mass alone that each individual hands over the care of forming for him opinions that he cannot form for himself on a great number of matters.
  • 5. So intellectual authority will be different, but it will perhaps not be less.
  • 6. Far from fearing that it is disappearing, it must instead be feared that it is becoming too great (YTC, CVf, pp. 2–3).
  • 1. Absence of those intermediate authorities between his own reason and the collective reason of his fellows leaves nothing else as guide except the mass.
  • 2. Each individual, finding himself isolated and weak, finds himself overwhelmed in the presence of the mass.
  • 3. It is only during democratic centuries that you clearly conceive the idea of the mass [{human species}], when you follow it without hesitating, you believe it without discussion and beliefs penetrate souls by a kind [of (ed.)] immense pressure of the mind of the greatest number [v: of all] on the intelligence of each (Rubish, 1).
  • 1. The idea of human perfectibility is as old as man. But equality gives it a new character.
  • 2. Among aristocratic peoples where everything is immobile and appears eternal, where men are fixed in castes, classes or professions that they cannot leave, the idea of perfectibility appears to the human mind only in a confused form and with very narrow limits.
  • 3. In democratic societies where each man can try on his behalf to ameliorate his lot, where everything changes constantly and gives rise to infinite attempts, where each individual comparing himself to the mass has a prodigious idea of the form [strength? (ed.)] of the latter, the idea of perfectibility besets the human mind and assumes immense proportions.
  • 4. This shown by America (YTC, CVf, pp. 7–8).
  • 1. Democratic institutions and the democratic social state make the human mind tend toward the useful rather than toward the beautiful as regards art. I set forth this idea without proving it. The rest of the chapter comments on it or adds to it.
  • 2.
    • 1. In aristocracies, artisans, apart from the desire to earn money, have their individual reputation and the reputation of their corps to maintain. The aim of the arts is to make a small number of masterpieces, rather than a large number of imperfect works. It is no longer so when each profession no longer forms one corps and constantly changes members.
    • 2. In aristocracies, consumers are few, very rich and very demanding. In democracies, they are very many, in straitened circumstances and nearly always with more needs than means. Thus the nature of the producer and of the consumer combine to increase the production of the arts and to decrease their merit.
    • 3. An analogous tendency of the arts in democratic times is to simulate in their products a richness that is not there.
    • 4. In the fine arts in particular, the democratic social state and democratic institutions make the aim the elegant and the pretty rather than the great; the representation of the body rather than that of the soul; they turn away from the ideal and concentrate on the real (YTC, CVf, pp. 12–13).
  • 1. The Americans do not have literature so to speak. All their literary works come to them from England, or are written according to English taste.
  • 2. This is due to particular and temporary causes and must not prevent us from searching for what the literature natural to democracy is.
  • 3. All ranks are marked and men immobile in their places, literary life like political existence is concentrated in an upper class. From that fixed rules, traditional literary habits, art, delicacy, finished details, taste for style, for form . . .
  • 4. When ranks are mixed, men of talent and writers have diverse origins, a different education, they constantly change, only a little time can be given to the pleasures of the mind . . . . From that, absence of rules, scorn for style, rapidity, fertility, liberty.
  • 5. There is a moment when the literary genius of democracy and that of aristocracy join, short and brilliant period, French literature of the XVIIIth century (YTC, CVf, pp. 14–15).
  • 1. Men who live in democracies have only very small ideas that relate to themselves or very general ones. As soon as you take them out of themselves, they want the gigantesque.
  • 2. Their writers give it to them readily because they have similar instincts and as well because they have the democratic taste of succeeding quickly and with little cost.
  • 3. Among democratic peoples poetic sources are beautiful, but rare. They are soon exhausted. And then you throw yourself into the monstrous and the imaginary(YTC, CVf, p. 19).
  • 1. The discussions of the English Parliament are led by only a few men, which makes them clear, plain and concise. Why it is not the same in Congress.
    • 1. In aristocratic countries, the members of the legislature study the parliamentary art in advance and for a longer time. This reason is good, but insufficient.
    • 2. The habit of hierarchy and subordination that men have in aristocratic society follows them into the assembly. It is not the same in democratic countries.
    • 3. Aristocratic deputies, all being of considerable importance by themselves, are easily consoled about not playing a role in the assembly and do not want a mediocre one. Democratic deputies have in the country only the rank that they have in the assembly; that necessarily pushes them ahead.
    • 4. They are, moreover, pushed to speak by the voters; and as they depend much more on the voters, they yield to them on this point.
  • 2. That is the petty side of democratic discussions. Here is the great one.
    • 1. Since there are no distinct classes, orators always speak to and about the whole nation.
    • 2. Since they cannot rely on the (illegible word) the privileges of wealth, of corps, or of persons, they are obliged to go back to the general truths provided by the examination of human nature. That gives a great character of grandeur to their eloquence and pushes its effects to the furthest ends of the earth (YTC, CVf, pp. 21– 23).
  • 1. Despotism tends to isolate men constantly. So it is particularly dangerous in times when the social state has the same tendency.
  • 2. Liberty is, on the contrary, particularly necessary in these times. Why:
    • 1. By occupying citizens with public affairs, it draws them out of themselves.
    • 2. By making them deal in common with their affairs, it makes them feel their reciprocal dependence.
    • 3. By making the choice of magistrates depend on the public, it gives to all those who have some ambition the desire to serve their fellows in order to merit being their choice.
  • 3. Example of all this drawn from the United States. How the Americans are not only content to combat individualism by creating national liberty, but have also established provincial liberties (YTC, CVf, pp. 23–24).
  • 1. Here it is not a matter of political associations. I treated this subject in the first work.
  • 2. The Americans are at the very same time the most democratic people and the ones who have made the most use of association. These two things go together, in fact.
  • 1. In aristocratic countries there are permanent and established associations, composed of a few powerful men and of all those who depend on them.
  • 2. In democratic countries, where all citizens are equal and weak, temporary and voluntary associations must be formed, or civilization is in danger.
  • 3. Not only are industrial associations necessary, but moral and intellectual associations. Why:
    • 1. In order for sentiments and ideas to be renewed and for the human mind to develop, men must act constantly upon each other.
    • 2. Now, in democratic countries, only the government naturally has this power of action. And it exercises it always incompletely and tyrannically.
    • 3. So there associations must come to replace the powerful individuals who in aristocracies take charge of bringing sentiments and ideas to light.
    • 4.Summary. In order for men to remain civilized or to become so, the art of association among them must be developed and perfected in the same proportion as equality (illegible word) (YTC, CVf, pp. 24–25).
  • 1. When men have contracted the habit of associations in civil life, that gives them great facility for associating in political life.
  • 2. Political associations are on their side very powerful for giving men the thought and the art of associating in civil life.
  • 1. Politics provides common interests to a multitude of men at the same time, provides them with natural occasions to associate, which generalizes the theory of association and makes it studied.
  • 2. You can in general become familiar with the theory of association only by risking your money. Associations are the free schools of association.
  • 3. So political associations neutralize in the long run most of the evils that they create. For if they put the tranquillity of the State at risk, they multiply the number of civil associations that favor this tranquillity (YTC, CVf, p. 27).
  • 1. As men are more equal and more detached from their fellows, the idea of devotion becomes more foreign, and it is more necessary to show how particular interest merges with general interest.
  • 2. This is what is done in America. Not only is the doctrine of interest well understood openly professed there, but it is universally admitted.
  • 3. The doctrine of interest well understood is the most appropriate one for the needs of a democratic people, and the moralists of our time should turn toward it (YTC, CVf, p. 28).

[a. ] Of the aristocratic make-up of some of the industries of today.

I showed how democracy favored the development of industry; I am going to show in what roundabout way industry in return leads back toward aristocracy.

It has been discovered in our time that when each worker was occupied only with the same detail, the work as a whole was more perfect.

It has been discovered as well that to do something with less expense, it is necessary to undertake it immediately on a very vast scale.

The first of the two discoveries lowers [v: ruins] and brutalizes the worker. The second constantly raises the master. They introduce the principles of aristocracy into the industrial class.

Now, as society in general becomes more democratic, since the need for inexpensive manufactured objects becomes more general and more intense, the two discoveries above apply more frequently and more rigorously.

So equality disappears from the small society as it becomes established in the large one (YTC, CVf, pp. 35-36).

Several ideas from this chapter come from the book of Viscount Alban de Villeneuve-Bargemont, Économie politique chrétienne, ou recherches sur la nature et les causes du paupérisme, en France et en Europe . . . (Paris: Paulin, 1834), 2 vols., which Tocqueville had used for his memoir on pauperism. Chapter XII of the first volume of Villeneuve-Bargemont’s book has precisely this title, “The New Feudalism,” and contains in germ the principal arguments of this chapter. See note s of p. 81 of the first volume.

[b. ] I do not know where to place this chapter. Three systems:

  • 1. It could perhaps be put in the first volume after the chapter that considers equality as the universal fact. It would show the exception and would complete the picture. In this case, it must perhaps be developed a bit.
  • 2. It could perhaps be put before the chapter on salaries. In this case, it will have to be shortened.
  • 3.

    I think, for the moment, that the best place would be after the chapter where I say that democracy pushes toward industrial careers. It would then be necessary to get into the matter a bit differently and bring out the link between this chapter and that which precedes. Something like this:

    I said that democracy pushes men toward industry, and industry, such as it seems to want to be constituted today, tends to lead them back toward aristocracy./

Every society begins with aristocracy; industry is subject to this law (Rubish, 2).

[c. ] In the margin, in the rubish: “<Now, these discoveries must be considered as the two sources from which aristocracy can escape once again to cover the world.> 2 July 1837” (Rubish, 2).

There is perhaps no point on which modern critics of Tocqueville are in more agreement than on his ignorance of the changes that took place in America and in Europe during the first half of the XIXth century in matters of industry, of the process of urbanization, and the little attention that he gave to steamboats, canals, railroads and other technical progress. The publication of his travel notes and the book of Seymour Drescher (Tocqueville and Beaumont on Social Reform, New York: Harper and Row, 1968) show, however, that his description of Manchester is largely devoted to the results of industrialization and that, far from being unaware of the problem, he knew about it and was preoccupied by it.

If Tocqueville evokes the problem of industrialization only rapidly, it is above all because the purpose of his work, like his anti-materialism, scarcely pushes him there. What interests him is the energy (acquiring money and the taste for material well-being) that creates industry and the effects that it produces (the new manufacturing aristocracy). According to Seymour Drescher again (Tocqueville and England, Cambridge, Mass.: Harvard University Press, 1964, pp. 60-61), the friendship of Senior would have had a real influence on Tocqueville’s ideas about the economy. See Voyage en Angleterre, OC, V, 2, especially pages 67-68 and 78-85.

[d. ] “Examine a bit practically the question of knowing how you could re-create an aristocracy of fortunes, bring together (illegible word), give privileges.

“Piece on the impossibility of a new aristocracy, 2nd vol., p. 425” (YTC, CVc, p. 55). This concerns p. 635 of the second volume.

[1. ] I use this modern word without understanding it well. The most natural meaning to give it is the independence of individual reason” (YTC, CVj, 1, pp. 10–11).

[1. ] These two principles are arranged in each century and among each people in various proportions; that is nearly the entire history of humanity (YTC, CVj, 1, pp. 3–5).

[1. ] ≠The chapters marked (a) are those that still leave me most unsatisfied and that must principally attract my attention at a last reading ≠(YTC, CVf, p. 1).

[1. ] To see again concerning this piece something analogous written in England in 1835 (Rubish, 1).

[1. ] Here the example of England. This class that ends by giving its instincts to a people, but that cannot take the aristocratic form away from it. Particular causes such as liberty, maritime commerce, openings to national industries that give this class more intense tastes for well-being (Rubish, 1).