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chapter 4 a: How the Americans Combat Individualism with Free Institutions b - Alexis de Tocqueville, Democracy in America: Historical-Critical Edition, vol. 3 [1840]

Edition used:

Democracy in America: Historical-Critical Edition of De la démocratie en Amérique, ed. Eduardo Nolla, translated from the French by James T. Schleifer. A Bilingual French-English editions, (Indianapolis: Liberty Fund, 2010). Vol. 3.

Part of: Democracy in America: Historical-Critical Edition, 4 vols.

About Liberty Fund:

Liberty Fund, Inc. is a private, educational foundation established to encourage the study of the ideal of a society of free and responsible individuals.


chapter 4a

How the Americans Combat Individualism with Free Institutionsb

Despotism, which, by its nature, is fearful, sees in the isolation of men the most certain guarantee of its own duration, and it ordinarily puts all its efforts into isolating them. There is no vice of the human heart that pleases it as much as egoism: a despot easily pardons the governed for not loving him, provided that they do not love each other.c He does not ask them to help him lead the State; it is enough that they do not claim to run it themselves.d Those who claim to unite their efforts in order to create common prosperity, he calls unruly and restless spirits; and, changing the natural meaning of words, he calls good citizens those who withdraw narrowly into themselves.e

Thus, the vices given birth by despotism are precisely those that equality favors. The two things complement each other and help one another in a fatal way.

Equality places men side by side, without a common bond to hold them. Despotism raises barriers between them and separates them. It disposes them not to think about their fellows and makes indifference into a kind of public virtue.

So despotism, which is dangerous in all times, is to be particularly feared in democratic centuries.f

It is easy to see that in these same centuries men have a particular need for liberty.

When citizens are forced to occupy themselves with public affairs, they are necessarily drawn away from the middle of their individual interests and are, from time to time, dragged away from looking at themselves.

From the moment when common affairs are treated together, each man notices that he is not as independent of his fellows as he first imagined, and that, to gain their support, he must often lend them his help.

When the public governs, there is no man who does not feel the value of the public’s regard and who does not seek to win it by gaining the esteem and affection of those among whom he must live.

Several of the passions that chill and divide hearts are then forced to withdraw deep into the soul and hide there. Pride conceals itself; scorn dares not to show itself. Egoism is afraid of itself. [You dread to offend and you love to serve.]

Under a free government, since most public functions are elective, the men who feel cramped in private life because of the loftiness of their souls or the restlessness of their desires, sense every day that they cannot do without the population that surrounds them.

It then happens that you think about your fellows out of ambition, and that often, in a way, you find it in your interest to forget yourself. [This finally produces within democratic nations something analogous to what was seen in aristocracies.

In aristocratic countries men are bound tightly together by their very inequalities. In democratic countries where the various representatives of public power are elected, men attach themselves to each other by the exertion of their own will, and it is in this sense then that you can say that in those countries election replaces hierarchy to a certain degree.]gh I know that you can raise the objection here of all the intrigues given birth by an election, the shameful means that the candidates often use and the slanders that their enemies spread. Those are occasions of hatred, and they present themselves all the more often as elections become more frequent [≠which never fails to happen in proportion as municipal liberties develop ≠].j

These evils are no doubt great, but they are temporary, while the good things that arise with them endure.

The desire to be elected can, for a short while, lead certain men to make war on each other; but this same desire leads all men in the long run to lend each other natural support; and, if it happens that an election accidentally divides two friends, the electoral system draws closer together in a permanent way a multitude of citizens who would always have remained strangers to each other. Liberty creates particular hatreds, but despotism gives birth to general indifference.

The Americans fought, by means of liberty, against the individualism given birth by equality, and they defeated it.

The law-makers of America did not believe that to cure an illness so natural and so fatal to the social body in democratic times, it was sufficient to grant the nation a single way of representing itself as a whole; they thought, as well, that it was appropriate to give political life to each portion of the territory, in order infinitely to multiply for citizens the occasions to act together, and to make the citizens feel every day that they depend on each other.k

This was to behave with wisdom.

The general affairs of a country occupy only the principal citizens. The latter gather together in the same places only from time to time; and, as it often happens that afterward they lose sight of each other, no lasting bonds are established among them. But, when it is a matter of having the particular affairs of a district regulated by the men who live there, the same individuals are always in contact, and they are in a way forced to know each other and to please each other.

You draw a man out of himself with difficulty in order to interest him in the destiny of the entire State, because he poorly understands the influence that the destiny of the State can exercise on his fate. But if it is necessary to have a road pass by the end of his property, he will see at first glance that there is a connection between this small public affair and his greatest private affairs, and he will discover, without anyone showing him, the close bond that here unites particular interest to general interest.

So it is by charging citizens with the administration of small affairs, much more than by giving them the government of great ones, that you interest them in the public good and make them see the need that they constantly have for each other in order to produce that good.

You can, by a dazzling action, suddenly capture the favor of a people; but, to win the love and respect of the population that surrounds you, there must be a long succession of small services provided, humble good offices, a constant habit of benevolence and a well-established reputation of disinterestedness.

So local liberties, which make a great number of citizens put value on the affection of their neighbors and of those nearby, constantly bring men back toward each other despite the instincts that separate them, and force them to help each other.

In the United States, the most opulent citizens are very careful not to isolate themselves from the people; on the contrary, they constantly draw closer to them, they readily listen to them and speak with them every day. They know that in democracies the rich always need the poor and that, in democratic times, the poor are attached by manners more than by benefits. The very grandeur of these benefits, which brings out the difference of conditions, causes a secret irritation to those who profit from them; but simplicity of manners has nearly irresistible charms; familiarity of manners seduces and even their coarseness does not always displease.

This truth does not at first sight penetrate the mind of the rich. Usually, they resist it as long as the democratic revolution lasts, and they do not even admit it immediately after the revolution is accomplished. They willingly agree to do good for the people; but they want to continue to hold them carefully at a distance. They believe that is enough; they are wrong. They would ruin themselves in this way without rekindling the heart of the population that surrounds them. It is not the sacrifice of their money that is demanded of them; it is the sacrifice of their pride.m

You would say that in the United States there is no imagination that does not exhaust itself inventing means to increase wealth and to satisfy the needs of the public. The most enlightened inhabitants of each district are constantly using their knowledge to discover new secrets appropriate for increasing common prosperity; and, when they have found some, they hasten to give them to the crowd.n

While closely examining the vices and weaknesses often shown by those who govern in America, you are astonished by the growing prosperity of the people, and you are mistaken.o It is not the elected magistrate who makes the American democracy prosper; but it prospers because the magistrate is elective.p

It would be unjust to believe that the patriotism of the Americans and the zeal that each of them shows for the well-being of his fellow citizens has nothing real about it. Although private interest directs most human actions in the United States as well as elsewhere, it does not determine all of them.

I must say that I have often seen Americans make great and true sacrifices for public affairs, and I have observed a hundred times that they hardly ever fail to lend faithful support to each other as needed.

The free institutions that the inhabitants of the United States possess, and the political rights that they use so much, recall constantly, and in a thousand ways, to each citizen that he lives in society. They lead his mind at every moment toward this idea, that the duty as well as the interest of men is to make themselves useful to their fellows; and, as he sees no particular cause to hate them, since he is never either their slave or their master, his heart inclines easily in the direction of benevolence. You first get involved in the general interest by necessity, and then by choice; what was calculation becomes instinct; and by working for the good of your fellow citizens, you finally acquire the habit and taste of serving them.

[When men, unequal to each other, put all their political powers in the hands of one man, that is not enough for them to become indifferent and cold toward each other, because they continue to need each other constantly in civil life.

But when equal men do not take part in government, they almost entirely lack the occasion to harm each other or to make use of each other. Each one forgets his fellows to think only of the prince and himself.

So political liberty, which is useful when conditions are unequal, becomes necessary in proportion as they become equal.]q

Many people in France consider equality of conditions as a first evil, and political liberty as a second. When they are forced to submit to the one, they try hard at least to escape the other. As for me, I say that, to combat the evils that equality can produce, there is only one effective remedy: political liberty.

[b. ] At one moment during the writing, this chapter had as a title: how the americans combat the tendencies that lead men to separate themselves by municipal institutions and the spirit of association (Rubish, 1).

“The defect of these chapters is that, in those that follow, I have already treated a part of the effects of individualism, without naming it” (Rubish, 1).

[c. ] “The circulation of ideas is to civilization what the circulation of blood is to the human body” (Rubish, 1).

[d. ] In the margin: “ ≠I have made known how, in democratic centuries, each man looked within himself alone for his beliefs; I want to show how in these same centuries he turns all his sentiments toward himself alone. ≠”

[e. ] You must take great notice of the social state of a people before deciding what political laws are suitable for them. When a nation adopts a government whose natural defects are unfortunately in accord with the natural defects of the social state, the nation must expect the latter to grow beyond measure.

Liberty, on the contrary, by creating great common affairs, tends constantly to draw citizens closer together, and it shows them every day in a practical way the tight bond that unites them. Among free peoples, it is the public that distributes honors and power, and it is only by working for the public that you succeed in gaining its favors. So it happens that among these peoples you think about your fellows out of ambition as much as out of disinterestedness, and often you in a way find your interest by forgetting about yourself.

The free institutions that certain peoples can if necessary do without, are therefore particularly necessary to men who are led by a secret instinct constantly to separate themselves from each other and to withdraw within the narrow limits of personal interest.

Despotism . . . [interrupted text (ed.)] (Rubish, 1).

In the manuscript this other beginning can be read:

Equality of conditions not only disposes men to be interested only in themselves; it also leads them not to communicate with each other.

In aristocratic countries the members of the upper class get together from time to time for their pleasures, when they have no common affairs.

Among democratic peoples each man, having only a mediocre fortune that he oversees himself, does not have the leisure to seek out the company of his fellows. A great interest must force him to do so.

If the men of democratic countries were abandoned entirely to their natural instincts, they would end up not only by not making use of each other, but by not knowing one another. The circulation of sentiments and ideas would be as if suspended.

[In the margin: <This seems contestable to me for equality suggests a host of restless passions that must necessarily lead men to see each other a great deal even if they are indifferent./

This as well seems contrary to what I said previously that democratic periods were periods when all men came to resemble each other because they saw and heard each other constantly.>]

These are great dangers on which the attention of the legislator must be constantly fixed.

[f. ] “Despotism would not only destroy liberty among these people, but in a way society” (Rubish, 1).

[g. ] <If in my mind I wanted to portray with the aid of a physical image how men are connected to each other in aristocracies, I would imagine a chain all of whose links, of unequal shape and unequal thickness, would be passed [along (ed.)] equal spokes that would all end up attached together at the same center.

And if I wanted to understand how they can be connected to each other in democracies, I would imagine a multitude of equal spokes all ending up at the same center, so that, although all turn together, there would never be two of them that touch each other> (Rubish, 1).

[h. ] In the margin: “Probably shorten this paragraph. The last sentence of the chapter is the same thing and better.”

[j. ] To the side: “<Perhaps this must be deleted, though good. This gives too much of a role to election in free institutions and perhaps in the mind of many readers damages my cause more than serving it.>”

[k. ] So the great object of law-makers in democracies must be to create common affairs that force men to enter into contact with each other.

Laws that lead to this result are useful to all peoples; to democratic peoples they are necessary. Here they increase the well-being of society; there they make society continue to exist, for what is society for thinking beings, if not the communication and connection of minds and hearts?/

That should lead me easily to free institutions that give birth to common affairs (Rubish, 1).

[m. ] This paragraph and the preceding one are not found in the manuscript.

[o. ] “ ≠It is not those who are elected to public offices who make democracies prosper, but those who want to be ≠”(Rubish, 1).

[p. ] In the margin, in pencil: “A connection is desired here. Ampère.”

[q. ] “When the government [v: sources of power] is found in the population itself and not above it, you feel for the people something of the good and bad sentiments that kings inspire in absolute monarchies; you fear him, you adulate him, and often you love him passionately. Base souls take him as the object of their flattery and lofty ones as the focus of their devotion” (Rubish, 1).