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chapter 3 a: Why the Americans Show More Aptitude and Taste for General Ideas Than Their Fathers the English - Alexis de Tocqueville, Democracy in America: Historical-Critical Edition, vol. 3 [1840]Edition used:Democracy in America: Historical-Critical Edition of De la démocratie en Amérique, ed. Eduardo Nolla, translated from the French by James T. Schleifer. A Bilingual French-English editions, (Indianapolis: Liberty Fund, 2010). Vol. 3.
Part of: Democracy in America: Historical-Critical Edition, 4 vols.About Liberty Fund:Liberty Fund, Inc. is a private, educational foundation established to encourage the study of the ideal of a society of free and responsible individuals. Copyright information:This bilingual edition of Tocqueville’s work contains a new English translation of the French critical edition published in 1990. The copyright to the French version is held by J. Vrin and it is not available online. The copyright to the English translation, the translator’s note, and index is held by Liberty Fund. Fair use statement:This material is put online to further the educational goals of Liberty Fund, Inc. Unless otherwise stated in the Copyright Information section above, this material may be used freely for educational and academic purposes. It may not be used in any way for profit.
chapter 3aWhy the Americans Show More Aptitude and Taste for General Ideas Than Their Fathers the EnglishGod does not consider the human species in general. He sees at a single glance and separately all the beings who make up humanity, and he notices each of them with the similarities that bring each closer to the others and the differences that isolate each. So God does not need general ideas; that is to say he never feels the necessity to encompass a very great number of analogous objects within the same form in order to think about them more comfortably. It is not so with man. If the human mind undertook to examine and to judge individually all the particular cases that strike it, it would soon be lost amid the immensity of details and would no longer see anything; in this extremity, it resorts to an imperfect, but necessary procedure that helps its weakness and proves it.b After considering a certain number of matters superficially and noticing that they are alike, the human mind gives them all the same name, puts them aside and goes on its way. General ideas do not attest to the strength of human intelligence, but rather to its insufficiency, for there are no beings exactly the same in nature: no identical facts; no rules applicable indiscriminately and in the same way to several matters at once.c General ideas are admirable in that they allow the human mind to make rapid judgements about a great number of matters at the same time; but, on the other hand, they never provide it with anything other than incomplete notions, and they always make it lose in exactitude what it gains in breadth. As societies grow older, they acquire knowledge of new facts and each day, almost without knowing it, they take hold of a few particular truths. As man grasps more truths of this nature, he is naturally led to conceive a greater number of general ideas. You cannot see a multitude of particular facts separately, without finally discovering the common bond that holds them together. Several individuals make the notion of the species emerge; several species lead necessarily to that of the genus. So the older and more extensive the enlightenment of a people, the greater will always be their habit of and taste for general ideas. But there are still other reasons that push men to generalize their ideas or move them away from doing so. The Americans make much more frequent use than the English of general ideas and delight much more in doing so; that seems very strange at first, if you consider that these two peoples have the same origin, that they lived for centuries under the same laws and that they still constantly communicate their opinions and their mores to one another. The contrast seems even much more striking when you concentrate your attention on our Europe and compare the two most enlightened peoples that live there.d You would say that among the English the human mind tears itself away from the contemplation of particular facts only with regret and pain in order to return from there to causes, and that the human mind generalizes only in spite of itself. It seems, on the contrary, that among us the taste for general ideas has become a passion so unrestrained that it must be satisfied in the slightest thing. I learn each morning upon waking that a certain general and eternal law has just been discovered that I had never heard of until then [and <I am assured> that I obey with all the rest of my fellows some primary causes of which I was unaware]. There is no writer so mediocre for whom it is enough in his essay to discover truths applicable to a great kingdom and who does not remain discontent with himself if he has not been able to contain humanity within the subject of his discourse.e Such a dissimilarity between two very enlightened peoples astonishes me. If finally I turn my mind toward England and notice what has been happening for half a century within that country, I believe I am able to assert that the taste for general ideas is developing there as the ancient constitution of the country is becoming weaker. So the more or less advanced state of enlightenment alone is not sufficient to explain what suggests love of general ideas to the human mind or turns it away from them. When conditions are very unequal, and inequalities are permanent, individuals become little by little so dissimilar that you would say that there are as many distinct humanities as there are classes; you see only one of them at a time, and, losing sight of the general bond that gathers all within the vast bosom of the human species, you envisage only certain men and not man. So those who live in these aristocratic societies never conceive very general ideas relative to themselves, and that suffices to give them a habitual distrust of these ideas, and an instinctive disgust for them. The man who inhabits democratic countries, on the contrary, sees near him only more or less similar beings; so he cannot consider whatever part of the human species, without having his thought widen and expand to embrace the whole. All the truths that are applicable to himself seem to him to apply equally or in the same way to each one of his fellow citizens and of his fellow men.f Having contracted the habit of general ideas in the one area of his studies that concerns him most and that interests him more, he transfers this same habit to all the others, and this is how the need to find common rules in everything, to encompass a great number of matters within the same form, and to explain an ensemble of facts by a sole cause, becomes an ardent and often blind passion of the human mind.g Nothing shows the truth of what precedes better than the opinions of antiquity relative to slaves. The most profound and far-reaching geniuses of Rome and of Greece were never able to reach this idea so general, but at the same time so simple, of the similarity of men and of the equal right to liberty that each one of them bears by birth; and they struggled hard to prove that slavery was in nature and that it would always exist. Even more, everything indicates that those of the ancients who had been slaves before becoming free, several of whom have left us beautiful writings, themselves envisaged servitude in the same way. All the great writers of antiquity were part of the aristocracy of masters, or at least they saw this aristocracy established without dispute before their eyes; so their minds, after expanding in several directions, were limited in that one, and Jesus Christ had to come to earth in order to make it understood that all members of the human species were naturally similar and equal.h In centuries of equality, all men are independent of each other, isolated and weak; you see none whose will directs the movements of the crowd in a permanent fashion; in these times, humanity always seems to march by itself. So in order to explain what is happening in the world, you are reduced to searching for some general causes that, acting in the same way on each one of our fellows, therefore lead them all voluntarily to follow the same route. That also naturally leads the human mind to conceive general ideas and causes it to contract the taste for them. I showed previously how equality of conditions brought each man to search for truth by himself. It is easy to see that such a method must imperceptibly make the human mind tend toward general ideas. When I repudiate the traditions of class, of profession and of family, when I escape from the rule of example in order, by the sole effort of my reason, to search for the path to follow, I am inclined to draw the grounds of my opinions from the very nature of man, which brings me necessarily and almost without my knowing, toward a great number of very general notions.j Everything that precedes finally explains why the English show much less aptitude and taste for the generalization of ideas than their sons, the Americans, and above all than their neighbors, the French, and why the English today show more of such aptitude and taste than their fathers did.k The English have for a long time been a very enlightened and at the same time very aristocratic people; their enlightenment made them tend constantly toward very general ideas, and their aristocratic habits held them in very particular ideas. From that this philosophy, at the very same time bold and timid, broad and narrow, that dominated in England until now, and that still keeps so many minds there restricted and immobile.m Apart from the causes that I showed above, you find still others, less apparent, but no less effective, that produce among nearly all democratic peoples the taste and often the passion for general ideas. These sorts of ideas must be clearly distinguished. There are some that are the product of a slow, detailed, conscientious work of intelligence, and those enlarge the sphere of human knowledge. There are others that arise easily from a first rapid effort of the mind, and that lead only to very superficial and very uncertain notions. Men who live in centuries of equality have a great deal of curiosity and little leisure; their life is so practical, so complicated, so agitated, so active, that little time remains for them to think. The men of democratic centuries love general ideas, because they exempt them from studying particular cases; they contain, if I can express myself in this way, many things within a small volume and in little time produce a great result. So when, after an inattentive and short examination, they believe they notice among certain matters a common relationship, they push their research no further, and, without examining in detail how these diverse matters are similar or different, they hasten to arrange them according to the same formula, in order to move on. One of the distinctive characteristics of democratic centuries is the taste that all men there feel for easy success and present enjoyments. This is found in intellectual careers as in all others. Most of those who live in times of equality are full of an ambition intense and soft at the same time; they want to gain great successes immediately, but they would like to excuse themselves from great efforts. These opposing instincts lead them directly to the search for general ideas, by the aid of which they flatter themselves to portray very vast matters at little cost, and to attract the attention of the public without difficulty. And I do not know if they are wrong to think this way; for their readers are as much afraid to go deeper as they themselves are and ordinarily seek in the works of the mind only easy pleasures and instruction without work. If aristocratic nations do not make enough use of general ideas and often show them an ill-considered scorn, it happens, on the contrary, that democratic peoples are always ready to abuse these sorts of ideas and to become impassioned excessively for them.n
[b. ] The human mind naturally has the taste for general ideas because its soul is an emanation of God, the most generalizing being in the universe. So it is only by a kind of constraint that you keep the human mind contemplating particular cases. And if it sees a way to escape by some path, it rushes in that direction; and, the more restrained it is in all the other directions, the more violently it does so. That is why when aristocratic societies become enlightened without yet ceasing to be aristocratic, you find minds who force their bonds and, in a way losing sight of earth, go far away from the real world in order to create the most general principles in matters of politics, morality, and philosophy. During this time real society continues to follow its routine existence; and while castes, professions, religions, fortunes divide and classify men, interests, ideas, an entirely imaginary society is in a way built in the air outside of real society; it is an entirely imaginary society in which the human (illegible word) [v: mind], no longer limited by the desire for application, subjects everything to general principles and common rules. So you must not judge the state of a people by a few adventurous minds that appear within it. For it could happen that they might be all the more given to generalizing the less the people itself is given to doing so, and that the impossibility of establishing anything that pleases them in the real world might be what pushes them so energetically into entirely imaginary regions. I doubt that More would have written his Utopia if he had been able to realize a few of his dreams in the government of England, and I think that the Germans of today would not abandon themselves with so much passion to the search for general truth in philosophy if they were allowed to generalize a few of their ideas in politics. When some men put forward very general ideas, it is not proof therefore that the social state is already democratic; it is only an indication that it is beginning to become so. But if you find among an entire people a visible tendency to apply the same rules to everything, if you see it, while still remaining in the practical and the real, try hard to extend the same moral, intellectual, political condition to all men at once, do not hesitate any longer and say without fear that here the revolution is accomplished, and it is from now on no longer a matter of destroying democracy, but only of regulating it. The state of slavery in which the woman lives among savage tribes, her complete separation from men and her imprisonment among Orientals, her inferiority and more or less great subjugation among the civilized peoples of Europe can provide arguments about what I have said concerning the intellectual effects of aristocracy. The aristocracy of sex is the most natural, the most complete and the most universal that is known. And the greater and more exclusive it is, the more it tends to specialize and to (illegible word) the circle of human ideas. In the Orient there are the thoughts of men and the thoughts of women. In Europe you imagine ideas that apply at the same time to the two types that compose the human species. By mixing the sexes in activities and in pleasures you thus give to the intelligence of men and of women something more daring and more general. That also suffices to explain well the differences that are noticeable in the march of intelligence in the west and in the east (YTC, CVj, 1, pp. 27–29). Cf. conversation with Clark of 9 August 1833 (Voyage en Angleterre, OC, V, 2, p. 25). [c. ] Earlier version in a rough draft: . . . at once. When man says that something is, he assumes a fact that he knows does not exist but that he uses, lacking anything better; he leaves better clarification for later when he has the time, just as the algebraist expresses by “a” or by “b” certain quantities whose value he will examine later (three illegible words). So general ideas are only means by the aid of which men advance toward truth, but without ever finding it. You can even say that, to a certain extent, by following this path they are moving away from it. For if they limited themselves to examining certain matters individually they (two illegible words) the former, while by considering them together he cannot have anything except a confused and inexact idea of everything. General ideas are not any less the most powerful instruments of thought, but you must know how to use them. That men often form general ideas out of laziness as much as out of weakness and need (YTC, CVj, 1, p. 15). [d. ] It is possible that certain .-.-.- a natural genius that leads them to generalize their ideas. Great writers have said so and yet I still doubt it. I see nothing in the physical constitution of man that disposes him to one order of ideas rather than to another, and nothing in historical facts leads me to believe that this particular disposition of the mind is inherent in one of the human races rather than in the others. I see that the peoples most avid for general ideas and the best disposed to discern them have not always shown the same taste for seeking them and the same facility for discerning them. So I reject a reason that analysis cannot grasp and that, supposedly applicable to all times, explains only what is happening today (Rubish, 1). [e. ] There are several causes that make men form general ideas. A man by dint of research discovers numerous and new connections among diverse matters, beings, facts, . . . and he draws a general idea from it. Another discovers a certain number of connections among other matters. He knows that the general idea that these connections (illegible word) bring forth is inexact, but he wants to go further and he uses it as an imperfect means that nonetheless helps him reach the truth. These are the learned, considered, philosophical ways to create general ideas. General ideas created in this way attest to the vigor of the human mind. But most men do not set about doing it in this way. After an inattentive and short examination, they believe they have discovered a common connection among certain matters. To continue research is long and tiresome. To examine in detail if the matters that you are comparing are truly alike and to what degree would be difficult. So you hasten to pronounce. If you considered most of the general ideas that are current among men you would see that most do not attest to the vigor of the human mind, but to its laziness. [In the margin] Men do in the matter of government what they do in the fact of language. They notice at first only particular cases, then when they begin to know general ideas, they want to generalize too much; as they become more learned, they complicate their sciences and establish classifications, distinctions that they had not at first noticed. Thus with government. The idea of centralization belongs to the middle age of human intelligence (YTC, CVj, 1, pp. 16–17). And in the rubish of the end of volume IV: The man who puts forth general ideas is exposed to two great dangers from the perspective of criticism. He is exposed to the danger common to all those who put forth ideas which is that they are false and it is noticed. He is also exposed to another danger which is particular to the subject. The more general an idea (and I suppose it true as well as general), the more it allows particular cases to escape. A very great number of particular cases opposed to a general idea would prove that the idea is false, but a few particular cases do not prove it. The one who raises against the maker of a general idea a certain number of particular cases does not therefore prove absolutely that this idea is false, but he advances the beginning of embarrassing [doubtful reading (ed.)] evidence. Now, since this beginning of evidence exists against all general ideas true or false, it is like a weapon at the disposal of all narrow or ill-intentioned minds. General ideas can be appreciated in a competent manner only by very enlightened and very impartial minds. There is the evil. Special ideas leave less room for partiality and require much less enlightenment in those who judge them” (Rubish, 2, in a jacket belonging to the bundle of the last part that is entitled some rubish that do not fall into one section of this chapter rather than into another). [f. ] In democracies, since men are all more or less equal and similar to each other, subject to sensations little different, and provided with analogous ideas, it is nearly always found that what is applicable to one is applicable at the same time and in the same way to all the others. So democratic nations are led naturally and so to speak without wanting to be toward conceiving general ideas in what interests them the most, which is themselves. They thus contract the general taste for generalization of ideas and carry it into all the inquiries of the mind. In this way the smallest democratic people will be closer to searching for and finding the general rights that belong to the human species than the greatest nation whose social state is aristocratic. There is only a step for the human mind between believing that all the citizens of a small republic must be free and considering that each man has an equal right to liberty (YTC, CVj, 1, pp. 22–23). [g. ] The Americans are a democratic people who since its birth was able to act in all ways; the French form a democratic people who for a long time was able only to think. Now I know nothing that leads men more vigorously toward general theories than a social state that disposes them naturally to discover new ideas and a political constitution that forbids them from rectifying these ideas by practice and from testing them by experience. In this sense, I think that the institutions of democracy prudently introduced are, everything considered, the best remedy that you can set against the errors of the democratic mind (YTC, CVj, 1, p. 71). [h. ] Proofs of the limits that the classification of ranks puts on the free development of thought. Plato and Aristotle were born in the middle of democratic republics. Cicero saw the greatest part of the human species gathered under the same laws. These are ample reasons that should have made general thoughts come to the mind of these great men. Neither those men, however, nor any other of antiquity was able to discover the so simple idea of the equal right to liberty that each man [has (ed.)] by birth. The slavery that has not existed for so many centuries appeared to them in the nature of things, and they seemed to consider it as a necessary and eternal condition of humanity. Even more, nothing indicates that the men of that time who had been slaves before becoming free and several of whom were great writers, had considered from a different perspective the servitude from which they had suffered so much. How to explain this? All the ancients who have left us writings were part of the aristocracy of masters, or at least they saw this aristocracy established without dispute among the men of their time. Their minds, so expansive in so many directions, were limited on that one and J[esus (ed.)]. C[hrist (ed.)]. had to come to earth in order to consider the general value of man and to make it understood that similar beings could and must be equal. When I see Aristotle make the power of Alexander serve the progress of the natural sciences, ransack all of Asia weapons in hand in order to find unknown animals and plants, and when I notice that after studying nature at such great cost he ended up finally by discovering slavery there, I feel myself led to think that man would do better to remain at home, not to study books and to look for truth only in his own heart (YTC, CVj, 1, pp. 30–31). [j. ] In the margin: “ ≠All this portion seems to me of contestable truth and to delete ≠.” [k. ] “The (illegible word) reason for the difference.
[m. ] First version in a rough draft: The English have for a long time been one of the most enlightened and most aristocratic people of the globe. I think that the singularities that you notice in their opinions must be attributed to the combination of these two causes. Their enlightenment made them tend toward general ideas, while their aristocratic habits held them within the circle of particular ideas. From that this philosophy at the very same time bold and timid, broad and narrow, liberated and addicted to routine that characterizes the march of the human mind in England. Certainly, the country that produced the two Bacons, the great Newton {Adam Smith and Jeremy Bentham}, that country is not naturally sterile in men who can conceive general ideas and put them within reach of the common people, but these extraordinary men lacked a public. They opened wide roads where they marched alone; mores and laws formed like intellectual barriers that separated their minds from that of the crowd, and if they were able to open their country to new and general ideas in the particular matters that they treated, they did not succeed in giving it the taste for new and general ideas in all matters. The various causes that I have just enumerated can exist without the social state and institutions having yet become democratic, and I do not claim that lacking the auxiliary causes they cannot develop more or less power. I am only saying that democracy places men in a situation favorable to the conception of new and general ideas and that uniting with other causes, it pushes them vigorously toward them. If the Americans were neither enlightened nor free, I doubt that they would have very general and very bold ideas, but I am sure that their social state coming to be combined with their enlightenment and their liberty has singularly helped them to conceive these sorts of ideas. [In the margin] There is only one aristocracy in America, that of skin. See the consequences: more narrow ideas . . .” (YTC, CVj, 1, pp. 80–81). You find a variant of this fragment in YTC, CVj, 1, pp. 31–32, where Tocqueville adds (p. 32): “In America there is less freedom of mind in the slave countries. Among equal men, there cannot be lasting classification.” [n. ] In the margin: “I believe that in this matter what can be said most generally true is this.” |

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