Front Page Titles (by Subject) PART V.: THE BOOKS OF K ÂU. - The Sacred Books of China: The Texts of Confucianism. Part I The Shu King, the Religious Portions of the Shih King, the Hsiao King
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PART V.: THE BOOKS OF K ÂU. - Misc (Confucian School), The Sacred Books of China: The Texts of Confucianism. Part I The Shu King, the Religious Portions of the Shih King, the Hsiao King 
The Sacred Books of China: The Texts of Confucianism. Part I The Shu King, the Religious Portions of the Shih King, the Hsiao King, trans. James Legge (Oxford: Clarendon Press, 1879).
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THE BOOKS OF KÂU.
The Great Declaration.
Kâu is the dynastic designation under which king Wû and his descendants possessed the throne from bc 1122 to 256, a period of 867 years. They traced their lineage up to Khî, who was Minister of Agriculture under Shun. He was invested with the principality of Thâi, the present district of Fû-fãng, department of Făng-hsiang, Sheṅ-shî. Long afterwards Than-fû, claiming to be one of his descendants, appears in bc 1326, founding the state of Kâu, near mount Khî, in the same department of Făng-hsiang. This Than-fû was the great-grandfather of king Wû. The family surname was Kî.
When the collection of the Shû was complete, it contained thirty-eight different documents of the Kâu dynasty, of which twenty-eight remain, twenty of them being of undisputed genuineness.
This first Book, ‘the Great Declaration,’ is one of the contested portions; and there is another form of it, that takes the place of this in some editions. It has appeared in the Introduction that the received text of the Shû was formed with care, and that everything of importance in the challenged Books is to be found in quotations from them, while the collection was complete, that have been gathered up by the industry of scholars.
King Wû, having at last taken the field against Kâu-hsin, the tyrant of Shang, made three speeches to his officers and men, setting forth the reasons for his enterprise, and urging them to exert themselves with him in the cause of humanity and Heaven. They are brought together, and constitute ‘the Great Declaration.’
‘In the first Part,’ says a Chinese critic, ‘king Wû addresses himself to the princes and nobles of inferior rank; in the second, to their hosts; and in the third, to his officers. The ruling idea in the first is the duty of the sovereign,—what he ought to be and to do; with this it begins and ends. There is not the same continuity of thought in the second, but the will and purpose of Heaven is the principal thing insisted on. The last Part shows the difference between the good sovereign and the bad, and touches on the consent that there is between Heaven and men. There is throughout an unsparing exhibition of the wickedness of Kâu-hsin.
In the spring of the thirteenth year1 there was a great assembly at Mâng-king2 . The king said, ‘Ah! ye hereditary rulers of my friendly states, and all ye my officers, managers of my affairs, hearken clearly to my declaration.
‘Heaven and earth is the parent of all creatures; and of all creatures man is the most highly endowed.* The sincerely intelligent (among men) becomes the great sovereign; and the great sovereign is the parent of the people. But now, Shâu, the king of Shang, does not reverence Heaven above, and inflicts calamities on the people below.* Abandoned to drunkenness and reckless in lust, he has dared to exercise cruel oppression. He has extended the punishment of offenders to all their relatives. He has put men into offices on the hereditary principle. He has made it his pursuit to have palaces, towers, pavilions, embankments, ponds, and all other extravagances, to the most painful injury of you, the myriads of the people. He has burned and roasted the loyal and good. He has ripped up pregnant women. Great Heaven was moved with indignation, and charged my deceased father Wăn to display its terrors; but (he died) before the work was completed.*
‘On this account, I, Fâ, the little child, have by means of you, the hereditary rulers of my friendly states, contemplated the government of Shang; but Shâu has no repentant heart. He sits squatting on his heels, not serving God nor the spirits of heaven and earth, neglecting also the temple of his ancestors, and not sacrificing in it.* The victims and the vessels of millet all become the prey of wicked robbers, and still he says, “The people are mine; the (heavenly) appointment is mine,” never trying to correct his contemptuous mind.*
‘Heaven, for the help of the inferior people, made for them rulers, and made for them instructors, that they might be able to be aiding to God, and secure the tranquillity of the four quarters (of the kingdom). In regard to who are criminals and who are not, how dare I give any allowance to my own wishes?*
‘ “Where the strength is the same, measure the virtue of the parties; where the virtue is the same, measure their righteousness.” Shâu has hundreds of thousands and myriads of officers, but they have hundreds of thousands and myriads of minds; I have (but) three thousand officers, but they have one mind. The iniquity of Shang is full. Heaven gives command to destroy it. If I did not obey Heaven, my iniquity would be as great.*
‘I, the little child, early and late am filled with apprehensions. I have received the command of my deceased father Wăn; I have offered special sacrifice to God; I have performed the due services to the great earth; and I lead the multitude of you to execute the punishment appointed by Heaven.* Heaven compassionates the people. What the people desire, Heaven will be found to give effect to.* Do you aid me, the One man, to cleanse for ever (all within) the four seas. Now is the time!—It should not be lost.’
On (the day) Wû-wû1 , the king halted on the north of the Ho. When all the princes with their hosts were assembled, the king reviewed the hosts, and made the following declaration:—‘Oh! ye multitudes of the west, hearken all to my words.
‘I have heard that the good man, doing good, finds the day insufficient; and that the evil man, doing evil, also finds the day insufficient. Now Shâu, the king of Shang, with strength pursues his lawless way. He has driven away the time-worn sires, and cultivates intimacies with wicked men. Dissolute, intemperate, reckless, oppressive, his ministers have become assimilated to him; and they form combinations and contract animosities, and depend on their power to exterminate one another. The innocent cry to Heaven. The odour of such a state is felt on high.*
‘Heaven loves the people, and the sovereign should reverently carry out (this mind of) Heaven. Kieh, the sovereign of Hsiâ, would not follow the example of Heaven, but sent forth his poisonous injuries through the states of the kingdom:—Heaven therefore gave its aid to Thang the Successful, and charged him to make an end of the appointment of Hsiâ.* But the crimes of Shâu exceed those of Kieh. He has degraded from office the greatly good man1 ; he has behaved with cruel tyranny to his reprover and helper2 . He says that with him is the appointment of Heaven; he says that a reverent care of his conduct is not worth observing; he says that sacrifice is of no use; he says that tyranny is no harm.* The beacon for him to look to was not far off;—it was that king of Hsiâ. It would seem that Heaven is going by means of me to rule the people. My dreams coincide with my divinations; the auspicious omen is double.* My attack on Shang must succeed.
‘Shâu has hundreds of thousands and millions of ordinary men, divided in heart and divided in practice;—I have of ministers, able to govern, ten men3 , one in heart and one in practice. Though he has his nearest relatives with him, they are not like my virtuous men. Heaven sees as my people see; Heaven hears as my people hear.* The people are blaming me, the One man, for my delay;—I must now go forward. My military prowess is displayed, and I enter his territories to take the wicked tyrant. My punishment (of evil) will be great, and more glorious than that executed by Thang. Rouse ye, my heroes! Do not think that he is not to be feared;—better think that he cannot be withstood. (His) people stand in trembling awe of him, as if the horns were falling from their heads. Oh! unite your energies, unite your hearts;—so shall you forthwith surely accomplish the work, to last for all ages!’
The time was on the morrow, when the king went round his six hosts in state, and made a clear declaration to all his officers. He said, ‘Oh! my valiant men of the west, from Heaven are the illustrious courses of duty, of which the (several) requirements are quite plain. And now Shâu, the king of Shang, treats with contemptuous slight the five regular (virtues), and abandons himself to wild idleness and irreverence. He has cut himself off from Heaven, and brought enmity between himself and the people.*
‘He cut through the leg-bones of those who were wading in the morning1 ; he cut out the heart of the worthy man2 . By the use of his power, killing and murdering, he has poisoned and sickened all within the four seas. His honours and confidence are given to the villainous and bad. He has driven from him his instructors and guardians. He has thrown to the winds the statutes and penal laws. He has imprisoned and enslaved the upright officer3 . He neglects the sacrifices to heaven and earth. He has discontinued the offerings in the ancestral temple. He makes contrivances of wonderful device and extraordinary cunning to please his wife1 .—God will no longer indulge him, but with a curse is sending down on him this ruin.* Do ye with untiring zeal support me, the One man, reverently to execute the punishment appointed by Heaven. The ancients have said, “He who soothes us is our sovereign; he who oppresses us is our enemy.” This solitary fellow Shâu, having exercised great tyranny, is your perpetual enemy. (It is said again), “In planting (a man’s) virtue, strive to make it great; in putting away (a man’s) wickedness, strive to do it from the roots.” Here I, the little child, by the powerful help of you, all my officers, will utterly exterminate your enemy. Do you, all my officers, march forward with determined boldness to sustain your prince. Where there is much merit, there shall be large reward; where you do not so advance, there shall be conspicuous disgrace.
‘Oh! (the virtue of) my deceased father Wăn was like the shining of the sun and moon. His brightness extended over the four quarters of the land, and shone signally in the western region. Hence it is that our Kâu has received (the allegiance of) many states. If I subdue Shâu, it will not be from my prowess, but from the faultless (virtue of) my deceased father Wăn. If Shâu subdue me, it will not be from any fault of my deceased father Wăn, but because I, the little child, am not good.’
The Speech at Mû.
It is the morning of the day of battle, for which the king has prepared his host by the three speeches of the last Book. Once more he addresses his confederate princes, his officers, and his men. He sets forth more briefly the intolerable wickedness of Shâu, and instructs and warns his troops how they are to behave in the fight.
Mû was in the south of the present district of Khî, department Wei-hui, Ho-nan, a tract of open country stretching into the district of Kî, and at no great distance from the capital of Shâu.
1. The time was the grey dawn of the day Kiâ-ȝze. On that morning the king came to the open country of Mû, in the borders of Shang, and addressed his army. In his left hand he carried a battle-axe, yellow with gold, and in his right he held a white ensign, which he waved, saying, ‘Far are ye come, ye men of the western regions!’ He added, ‘Ah! ye hereditary rulers of my friendly states; ye managers of affairs,—the Ministers of Instruction, of War, and of Works; the great officers subordinate to these, and the many other officers; the master of my body-guards; the captains of thousands and captains of hundreds; and ye, O men of Yung, Shû, Kiang, Mâo, Wei, Lû, Phang, and Pho1 , lift up your lances, join your shields, raise your spears:—I have a speech to make.’
2. The king (then) said, ‘The ancients have said, “The hen does not announce the morning. The crowing of a hen in the morning (indicates) the subversion of the family.” Now Shâu, the king of Shang, follows only the words of his wife. In his blindness he has neglected the sacrifices which he ought to offer, and makes no response (for the favours that he has received);* he has also cast off his paternal and maternal relations, not treating them properly. They are only the vagabonds from all quarters, loaded with crimes, whom he honours and exalts, whom he employs and trusts, making them great officers and high nobles, so that they can tyrannize over the people, and exercise their villainies in the cities of Shang.
‘Now, I, Fâ, am simply executing respectfully the punishment appointed by Heaven.* In to-day’s business do not advance more than six or seven steps, and then stop and adjust your ranks;—my brave men, be energetic! Do not exceed four blows, five blows, six blows, or seven blows, and then stop and adjust your ranks;—my brave men, be energetic! Display a martial bearing. Be like tigers and panthers, like bears and grisly bears,—(here) in the borders of Shang. Do not rush on those who fly (to us in submission), but receive them to serve our western land;—my brave men, be energetic! If you be not energetic (in all these matters), you will bring destruction on yourselves.’
The Successful Completion of the War.
I have divided this Book into three chapters:—one, consisting of brief historical notes of the commencement and close of Wû’s expedition; a second, giving the address (or a part of it) delivered by Wû to his nobles and officers on occasion, we may suppose, of their recognition of him as king, and his confirming some of them in their old states or appointments, and giving new ones to others; the third again historical, and relating several incidents of the battle between Wû and Shâu, and going on to subsequent events and important governmental measures of the new dynasty.
Most Chinese critics hold that portions of the Book are lost, and that the paragraphs of it are, besides, erroneously arranged. In what division of the documents of the Shû it should be classified, it is not easy to say. It is more like a ‘Canon’ than anything else.
1. In the first month, the day Zăn-khăn immediately followed the end of the moon’s waning. The next day was Kwei-kî, when the king, in the morning, marched from Kâu1 to attack and punish Shang. In the fourth month, at the first appearance of the moon, the king came from Shang to Făng2 , when he hushed all the movements of war, and proceeded to cultivate the arts of peace. He sent back his horses to the south of mount Hwâ, and let loose his oxen in the open country of Thâo-lin1 , showing to all under heaven that he would not use them (again).
On the day Ting-wei, he sacrificed in the ancestral temple of Kâu, when (the princes) of the royal domain, and of the Tien, Hâu, and Wei domains, all hurried about, carrying the dishes.* The third day after was Kăng-hsü, when he presented a burnt-offering to Heaven, and worshipped towards the hills and rivers, solemnly announcing the successful completion of the war.*
After the moon began to wane, the hereditary princes of the various states, and all the officers, received their appointments from Kâu2 .
2. The king spoke to the following effect:—‘Oh! ye host of princes, the first of our kings3 founded his state, and commenced (the enlargement of) its territory. Kung Liû4 was able to consolidate the services of his predecessor. But it was the king Thâi who laid the foundations of the royal inheritance. The king Kî was diligent for the royal House; and my deceased father, king Wăn, completed his merit, and grandly received the appointment of Heaven, to soothe the regions of our great land.* The great states feared his strength; the small states thought fondly of his virtue. In nine years, however, the whole kingdom was not united under his rule, and it fell to me, the little child, to carry out his will.
‘Detesting the crimes of Shang, I announced to great Heaven and the sovereign Earth, to the famous hill1 and the great river by which I passed, saying, “I, Fâ, the principled, king of Kâu by a long descent, am about to administer a great correction to Shang. Shâu, the present king of Shang, is without principle, cruel and destructive to the creatures of Heaven, injurious and tyrannical to the multitudes of the people, lord of all the vagabonds under heaven, who collect about him as fish in the deep, and beasts in the prairie. I, the little child, having obtained (the help of) virtuous men, presume reverently to comply with (the will of) God, and make an end of his disorderly ways.* Our flowery and great land, and the tribes of the south and north, equally follow and consent with me. Reverently obeying the determinate counsel of Heaven, I pursue my punitive work to the east, to give tranquillity to its men and women. They meet me with their baskets full of dark-coloured and yellow silks, thereby showing (the virtues) of us, the kings of Kâu. Heaven’s favours stir them up, so that they come with their allegiance to our great state of Kâu. And now, ye spirits, grant me your aid, that I may relieve the millions of the people, and nothing turn out to your shame.” ’*
3. On the day Wû-wû, the army crossed the ford of Mâng, and on Kwei-hâi it was drawn up in array in the borders of Shang, waiting for the gracious decision of Heaven. On Kiâ-ȝze, at early dawn, Shâu led forward his troops, (looking) like a forest, and assembled them in the wild of Mû. But they offered no opposition to our army. Those in the front inverted their spears, and attacked those behind them, till they fled; and the blood flowed till it floated the pestles of the mortars. Thus did (king Wû) once don his armour, and the kingdom was grandly settled. He overturned the (existing) rule of Shang, and made government resume its old course. He delivered the count of Khî from prison, and raised a mound over the grave of Pî-kan. He bowed forward to the cross-bar of his carriage at the gate of Shang Yung’s village1 . He dispersed the treasures of the Stag Tower2 , and distributed the grain of Kü-khiâo3 , thus conferring great gifts on all within the four seas, so that the people joyfully submitted to him.
He arranged the nobles in five orders4 , assigning the territories to them according to a threefold scale1 . He gave offices only to the worthy, and employments only to the able. He attached great importance to the people’s being taught the duties of the five relations of society, and to measures for ensuring a sufficient supply of food, attention to the rites of mourning, and to sacrifices.* He showed the reality of his truthfulness, and proved clearly his righteousness. He honoured virtue, and rewarded merit. Then he had only to let his robes fall down, and fold his hands, and the kingdom was orderly ruled.
The Great Plan.
The Great Plan, ordinarily classed among the ‘Counsels’ or among the ‘Instructions’ of the Shû, might as well have a place among the ‘Canons.’ It is a remarkable production, and though it appears among the documents of the Kâu dynasty, there is claimed for the substance of it a much greater antiquity. According to the introductory sentences, king Wû, the founder of Kâu, obtained it from the count of Khî in the same year, the thirteenth of his dignity as Chief of the West, that he took the field against the tyrant of Shang. The count of Khî, it is understood, was the Grand-Master at the court of Shang, who appears in the concluding Book of the last Part. He says there, that, when ruin overtook the House of Shang, he would not be the servant of another dynasty. Accordingly, he refused to acknowledge the sovereignty of king Wû, who had delivered him from the prison in which he had been confined by Kâu-hsin, and fled—or purposed perhaps to flee—to Corea. Wû respected and admired his fidelity to the fallen dynasty, and invested him with that territory. He then, it is said, felt constrained to appear at the court of Kâu, when the king consulted him on the principles of government; and the result was that he communicated to him this Great Plan, with its nine divisions. When we read the Book, we see that it belonged originally to the time of Hsiâ, and that the larger portion of it should be ascribed to the Great Yü, and was as old, indeed, as the reign of Yâo. How it had come into the possession of the count of Khî we cannot tell. Nor does it appear how far the language of it should be ascribed to him. That the larger portion of it had come down from the times of Hsiâ is not improbable. The use of the number nine and other numbers, and the naming of the various divisions of the Plan, are in harmony with Yü’s style and practice in his Counsels in the second Part of our Classic, and in the second Part also of the Tribute of Yü. We are told in the introductory sentences, that Heaven or God gave the Plan with its divisions to Yü. To explain the way in which the gift was made, there is a tradition about a mysterious tortoise that appeared in the waters of the Lo, bearing well-defined marks on its back from one to nine, and that thereupon Yü determined the meaning of those marks and of their numbers, and completed the nine divisions of the Plan. Of this legend, however, it is not necessary to speak in connexion with the Shû, which does not mention it; it will come up in connexion with the translation of the Yî King.
The Great Plan means the great model for the government of the nation,—the method by which the people may be rendered happy and tranquil, in harmony with their condition, through the perfect character of the king, and his perfect administration of government.
P. Gaubil says that the Book is a treatise at once of physics, astrology, divination, morals, politics, and religion, and that it has a sufficiently close resemblance to the work of Ocellus the Lucanian. There is a shadowy resemblance between the Great Plan and the curious specimen of Pythagorean doctrine which we have in the treatise on the Universe; but the dissimilarities are still greater and more numerous. More especially are the differences between the Greek mind, speculative, and the Chinese mind, practical, apparent in the two works. Where the Chinese writer loses himself in the sheerest follies of his imagining, he yet gropes about for a rule to be of use in the conduct of human affairs.
The whole of the treatise is divided into three chapters. The first is introductory, and relates how the Great Plan with its nine divisions was at first made known to Yü, and came at this time to be communicated to king Wû; the second contains the names of the nine divisions of the Plan; and in the third we have a description of the several divisions. ‘The whole,’ says a Chinese writer, ‘exhibits the great model for the government of the nation.’ The fifth or middle division on royal perfection is the central one of the whole, about which the Book revolves. The four divisions that precede it show how this royal perfection is to be accomplished, and the four that follow show how it is to be maintained.
1. In the thirteenth year1 , the king went to enquire of the count of Khî, and said to him, ‘Oh! count of Khî, Heaven, (working) unseen, secures the tranquillity of the lower people, aiding them to be in harmony with their condition2 . I do not know how the unvarying principles (of its method in doing so) should be set forth in due order.’
The count of Khî thereupon replied, ‘I have heard that in old time Khwăn dammed up the inundating waters, and thereby threw into disorder the arrangement of the five elements. God was consequently roused to anger, and did not give him the Great Plan with its nine divisions, and thus the unvarying principles (of Heaven’s method) were allowed to go to ruin.* Khwăn was therefore kept a prisoner till his death, and his son Yü rose up (and entered on the same undertaking). To him Heaven gave the Great Plan with its nine divisions, and the unvarying principles (of its method) were set forth in their due order.’*
2. ‘(Of those divisions) the first is called “the five elements;” the second, “reverent attention to the five (personal) matters;” the third, “earnest devotion to the eight (objects of) government;” the fourth, “the harmonious use of the five dividers of time;” the fifth, “the establishment and use of royal perfection;” the sixth, “the discriminating use of the three virtues;” the seventh, “the intelligent use of (the means for) the examination of doubts;” the eighth, “the thoughtful use of the various verifications;” the ninth, “the hortatory use of the five (sources of) happiness, and the awing use of the six (occasions of) suffering.” ’
3. i. ‘First, of the five elements1 .—The first is water; the second is fire; the third, wood; the fourth, metal; and the fifth, earth. (The nature of) water is to soak and descend; of fire, to blaze and ascend; of wood, to be crooked and straight; of metal, to yield and change; while (that of) earth is seen in seed-sowing and in-gathering. That which soaks and descends becomes salt; that which blazes and ascends becomes bitter; that which is crooked and straight becomes sour; that which yields and changes becomes acrid; and from seed-sowing and in-gathering comes sweetness.’
ii. ‘Second, of the five (personal) matters1 .—The first is the bodily demeanour; the second, speech; the third, seeing; the fourth, hearing; the fifth, thinking. (The virtue of) the bodily appearance is respectfulness; of speech, accordance (with reason); of seeing, clearness; of hearing, distinctness; of thinking, perspicaciousness. The respectfulness becomes manifest in gravity; accordance (with reason), in orderliness; the clearness, in wisdom; the distinctness, in deliberation; and the perspicaciousness, in sageness.’
iii. ‘Third, of the eight (objects of) government2 .—The first is food; the second, wealth and articles of convenience; the third, sacrifices; the fourth, (the business of) the Minister of Works; the fifth, (that of) the Minister of Instruction; the sixth, (that of) the Minister of Crime; the seventh, the observances to be paid to guests; the eighth, the army.’
iv. ‘Fourth, of the five dividers of time1 .—The first is the year (or the planet Jupiter); the second, the moon; the third, the sun; the fourth, the stars and planets, and the zodiacal spaces; and the fifth, the calendaric calculations.’
v. ‘Fifth, of royal perfection2 .—The sovereign, having established (in himself) the highest degree and pattern of excellence, concentrates in his own person the five (sources of) happiness, and proceeds to diffuse them, and give them to the multitudes of the people. Then they, on their part, embodying your perfection, will give it (back) to you, and secure the preservation of it. Among all the multitudes of the people there will be no unlawful confederacies, and among men (in office) there will be no bad and selfish combinations;—let the sovereign establish in (himself) the highest degree and pattern of excellence.
‘Among all the multitudes of the people there will be those who have ability to plan and to act, and who keep themselves (from evil):—do you keep such in mind; and there will be those who, not coming up to the highest point of excellence, yet do not involve themselves in evil:—let the sovereign receive such. And when a placid satisfaction appears in their countenances, and they say, “Our love is fixed on virtue,” do you then confer favours on them;—those men will in this way advance to the perfection of the sovereign. Do not let him oppress the friendless and childless, nor let him fear the high and distinguished. When men (in office) have ability and administrative power, let them be made still more to cultivate their conduct; and the prosperity of the country will be promoted. All (such) right men, having a competency, will go on in goodness. If you cannot cause them to have what they love in their families, they will forthwith proceed to be guilty of crime. As to those who have not the love of virtue, although you confer favours (and emoluments) on them, they will (only) involve you in the guilt of employing the evil.
He went on to say, ‘This amplification of the royal perfection contains the unchanging (rule), and is the (great) lesson;—yea, it is the lesson of God.* All the multitudes of the people, instructed in this amplification of the perfect excellence, and carrying it into practice, will thereby approximate to the glory of the Son of Heaven, and say, “The Son of Heaven is the parent of the people, and so becomes the sovereign of all under the sky.” ’
vi. ‘Sixth, of the three virtues1 .—The first is correctness and straightforwardness; the second, strong rule; and the third, mild rule. In peace and tranquillity, correctness and straightforwardness (must sway); in violence and disorder, strong rule; in harmony and order, mild rule. For the reserved and retiring there should be (the stimulus of) the strong rule; for the high(-minded) and distinguished, (the restraint of) the mild rule.
‘It belongs only to the sovereign to confer dignities and rewards, to display the terrors of majesty, and to receive the revenues (of the kingdom). There should be no such thing as a minister’s conferring dignities or rewards, displaying the terrors of majesty, or receiving the revenues. Such a thing is injurious to the clans, and fatal to the states (of the kingdom); smaller affairs are thereby managed in a one-sided and perverse manner, and the people fall into assumptions and excesses.’
vii. ‘Seventh, of the (means for the) examination of doubts1 .—Officers having been chosen and appointed for divining by the tortoise-shell and the stalks of the Achillea, they are to be charged (on occasion) to execute their duties. (In doing this), they will find (the appearances of) rain, of clearing up, of cloudiness, of want of connexion, and of crossing; and the inner and outer diagrams. In all (the indications) are seven;—five given by the shell, and two by the stalks; and (by means) of these any errors (in the mind) may be traced out. These officers having been appointed, when the divination is proceeded with, three men are to interpret the indications, and the (consenting) words of two of them are to be followed.*
‘When you have doubts about any great matter, consult with your own mind; consult with your high ministers and officers; consult with the common people; consult the tortoise-shell and divining stalks. If you, the shell, the stalks, the ministers and officers, and the common people, all agree about a course, this is what is called a great concord, and the result will be the welfare of your person and good fortune to your descendants. If you, the shell, and the stalks agree, while the ministers, and officers, and the common people oppose, the result will be fortunate. If the ministers and officers, with the shell and stalks, agree, while you and the common people oppose, the result will be fortunate. If the common people, the shell, and the stalks agree, while you, with the ministers and officers, oppose, the result will be fortunate. If you and the shell agree, while the stalks, with the ministers and officers, and the common people, oppose, internal operations will be fortunate, and external undertakings unlucky. When the shell and stalks are both opposed to the views of men, there will be good fortune in being still, and active operations will be unlucky.’*
viii. ‘Eighth, of the various verifications1 .—They are rain, sunshine, heat, cold, wind, and seasonableness. When the five come, all complete, and each in its proper order, (even) the various plants will be richly luxuriant. Should any one of them be either excessively abundant or excessively deficient, there will be evil.*
‘There are the favourable verifications2 :—namely, of gravity, which is emblemed by seasonable rain; of orderliness, emblemed by seasonable sunshine; of wisdom, emblemed by seasonable heat; of deliberation, emblemed by seasonable cold; and of sageness, emblemed by seasonable wind. There are (also) the unfavourable verifications:—namely, of recklessness, emblemed by constant rain; of assumption, emblemed by constant sunshine; of indolence, emblemed by constant heat; of hastiness, emblemed by constant cold; and of stupidity, emblemed by constant wind.’*
He went on to say, ‘The king should examine the (character of the whole) year; the high ministers and officers (that of) the month; and the inferior officers (that of) the day. If, throughout the year, the month, the day, there be an unchanging seasonableness, all the grains will be matured; the measures of government will be wise; heroic men will stand forth distinguished; and in the families (of the people) there will be peace and prosperity. If, throughout the year, the month, the day, the seasonableness be interrupted, the various kinds of grain will not be matured; the measures of government will be dark and unwise; heroic men will be kept in obscurity; and in the families (of the people) there will be an absence of repose.
‘By the common people the stars should be examined. Some stars love wind, and some love rain. The courses of the sun and moon give winter and summer. The way in which the moon follows the stars gives wind and rain.’
ix. ‘Ninth, of the five (sources of) happiness1 .—The first is long life; the second, riches; the third, soundness of body and serenity of mind; the fourth, the love of virtue; and the fifth, fulfilling to the end the will (of Heaven).* Of the six extreme evils, the first is misfortune shortening the life; the second, sickness; the third, distress of mind; the fourth, poverty; the fifth, wickedness; the sixth, weakness2 .’
The Hounds of Lü.
Lü was the name of one of the rude tribes of the west, lying beyond the provinces of Kâu. Its situation cannot be more exactly defined. Its people, in compliment to king Wû, and impressed by a sense of his growing power, sent to him some of their hounds, and he having received them, or intimated that he would do so, the Grand-Guardian remonstrated with him, showing that to receive such animals would be contrary to precedent, dangerous to the virtue of the sovereign, and was not the way to deal with outlying tribes and nations. The Grand-Guardian, it is supposed, was the duke of Shâo, author of the Announcement which forms the twelfth Book of this Part. The Book is one of the ‘Instructions’ of the Shû.
1. After the conquest of Shang, the way being open to the nine tribes of the Î1 and the eight of the Man , the western tribe of Lü sent as tribute some of its hounds, on which the Grand-Guardian made ‘the Hounds of Lü,’ by way of instruction to the king.
2. He said, ‘Oh! the intelligent kings paid careful attention to their virtue, and the wild tribes on every side acknowledged subjection to them. The nearer and the more remote all presented the productions of their countries,—in robes, food, and vessels for use. The kings then displayed the things thus drawn forth by their virtue, (distributing them) to the (princes of the) states of different surnames from their own, (to encourage them) not to neglect their duties. The (more) precious things and pieces of jade they distributed among their uncles in charge of states, thereby increasing their attachment (to the throne). The recipients did not despise the things, but saw in them the power of virtue.
‘Complete virtue allows no contemptuous familiarity. When (a ruler) treats superior men with such familiarity, he cannot get them to give him all their hearts; when he so treats inferior men, he cannot get them to put forth for him all their strength. Let him keep from being in bondage to his ears and eyes, and strive to be correct in all his measures. By trifling intercourse with men, he ruins his virtue; by finding his amusement in things (of mere pleasure), he ruins his aims. His aims should repose in what is right; he should listen to words (also) in their relation to what is right.
‘When he does not do what is unprofitable to the injury of what is profitable, his merit can be completed. When he does not value strange things to the contemning things that are useful, his people will be able to supply (all that he needs). (Even) dogs and horses that are not native to his country he will not keep. Fine birds and strange animals he will not nourish in his state. When he does not look on foreign things as precious, foreigners will come to him; when it is real worth that is precious to him, (his own) people near at hand will be in a state of repose.
‘Oh! early and late never be but earnest. If you do not attend jealously to your small actions, the result will be to affect your virtue in great matters;—in raising a mound of nine fathoms, the work may be unfinished for want of one basket (of earth). If you really pursue this course (which I indicate), the people will preserve their possessions, and the throne will descend from generation to generation.’
The Metal-bound Coffer.
A certain chest or coffer, that was fastened with bands of metal, and in which important state documents were deposited, plays an important part among the incidents of the Book, which is therefore called ‘the Metal-bound Coffer.’ To what class among the documents of the Shû it should be assigned is doubtful.
King Wû is very ill, and his death seems imminent. His brother, the duke of Kâu, apprehensive of the disasters which such an event would occasion to their infant dynasty, conceives the idea of dying in his stead, and prays to ‘the three kings,’ their immediate progenitors, that he might be taken and king Wû left. Having done so, and divined that he was heard, he deposits the prayer in the metal-bound coffer. The king gets well, and the duke is also spared; but five years later, Wû does die, and is succeeded by his son, a boy only thirteen years old. Rumours are spread abroad that the duke has designs on the throne, and he withdraws for a time from the court. At length, in the third year of the young king, Heaven interposes. He has occasion to open the coffer, and the prayer of the duke is found. His devotion to his brother and to the interests of their family is brought to light. The boy-monarch weeps because of the unjust suspicions he had harboured, and welcomes the duke back to court, amid unmistakeable demonstrations of the approval of Heaven.
The whole narrative is a very pleasing episode in the history of the times. It divides itself naturally into two chapters:—the first, ending with the placing the prayer in the coffer; and the second, detailing how it was brought to light, and the consequences of the discovery.
It is in this Book that we first meet in the Shû with the duke of Kâu, a name in Chinese history only second to that of Confucius. He was the legislator and consolidator of the dynasty of Kâu, equally mighty in words and in deeds,—a man of counsel and of action. Confucius regarded his memory with reverence, and spoke of it as a sign of his own failing powers, that the duke of Kâu no longer appeared to him in his dreams. He was the fourth son of king Wăn; his name was Tan, and he had for his appanage the territory of Kâu, where Than-fû, canonized by him as king Thâi, first placed the seat of his family in bc 1327, and hence he is commonly called ‘the duke of Kâu.’
1. Two years after the conquest of Shang1 , the king fell ill, and was quite disconsolate. The two (other great) dukes2 said, ‘Let us reverently consult the tortoise-shell about the king;’ but the duke of Kâu said, ‘You must not so distress our former kings1 .’ He then took the business on himself, and reared three altars of earth on the same cleared space; and having made another altar on the south of these, and facing the north, he took there his own position. Having put a round symbol of jade (on each of the three altars), and holding in his hands the lengthened symbol (of his own rank), he addressed the kings Thâi, Kî, and Wăn.*
The (grand) historiographer had written on tablets his prayer, which was to this effect:—‘A. B., your great descendant, is suffering from a severe and violent disease;—if you three kings have in heaven the charge of (watching over) him, (Heaven’s) great son, let me Tan be a substitute for his person2 . I was lovingly obedient to my father; I am possessed of many abilities and arts, which fit me to serve spiritual beings. Your great descendant, on the other hand, has not so many abilities and arts as I, and is not so capable of serving spiritual beings. And moreover he was appointed in the hall of God to extend his aid all over the kingdom, so that he might establish your descendants in this lower earth. The people of the four quarters all stand in reverent awe of him. Oh! do not let that precious Heaven-conferred appointment fall to the ground, and (all the long line of) our former kings will also have one in whom they can ever rest at our sacrifices.* I will now seek for your determination (in this matter) from the great tortoise-shell. If you grant me (my request), I will take these symbols and this mace, and return and wait for your orders. If you do not grant it, I will put them by1 .’*
The duke then divined with the three tortoise-shells, and all were favourable. He opened with a key the place where the (oracular) responses were kept, and looked at them, and they also were favourable. He said, ‘According to the form (of the prognostic) the king will take no injury. I, the little child, have got the renewal of his appointment from the three kings, by whom a long futurity has been consulted for. I have now to wait for the issue. They can provide for our One man.’*
When the duke returned, he placed the tablets (of the prayer) in a metal-bound coffer2 , and next day the king got better.
2. (Afterwards), upon the death of king Wû, (the duke’s) elder brother, he of Kwan, and his younger brothers, spread a baseless report through the kingdom, to the effect that the duke would do no good to the (king’s) young son. On this the duke said to the two (other great) dukes, ‘If I do not take the law (to these men), I shall not be able to make my report to the former kings1 .’*
He resided (accordingly) in the east for two years2 , when the criminals were taken (and brought to justice). Afterwards he made a poem to present to the king, and called it ‘the Owl3 .’ The king on his part did not dare to blame the duke.
In the autumn, when the grain was abundant and ripe, but before it was reaped, Heaven sent a great storm of thunder and lightning, along with wind, by which the grain was all broken down, and great trees torn up. The people were greatly terrified; and the king and great officers, all in their caps of state, proceeded to open the metal-bound coffer and examine the writings in it, where they found the words of the duke when he took on himself the business of being a substitute for king Wû. The two (great) dukes and the king asked the historiographer and all the other officers (acquainted with the transaction) about the thing, and they replied, ‘It was really thus; but ah! the duke charged us that we should not presume to speak about it.’ The king held the writing in his hand, and wept, saying, ‘We need not (now) go on reverently to divine. Formerly the duke was thus earnest for the royal House, but I, being a child, did not know it. Now Heaven has moved its terrors to display his virtue. That I, the little child, (now) go with my new views and feelings to meet him, is what the rules of propriety of our kingdom require.’*
The king then went out to the borders (to meet the duke), when Heaven sent down rain, and, by virtue of a contrary wind, the grain all rose up. The two (great) dukes gave orders to the people to take up the trees that had fallen and replace them. The year then turned out very fruitful.*
The Great Announcement.
This ‘Great Announcement’ was called forth by the emergency referred to in the second chapter of the last Book. The prefatory notice says, ‘When king Wû had deceased, the three overseers and the wild tribes of the Hwâi rebelled. The duke of Kâu acted as minister for king Khăng, and having purposed to make an end of the House of Yin (or Shang), he made ‘the Great Announcement.’ Such was the occasion on which the Book was composed. The young king speaks in it the words and sentiments of the duke of Kâu; and hence the style in which it commences, ‘The king speaks to the following effect.’
The young sovereign speaks of the responsibility lying on him to maintain the kingdom gained by the virtues and prowess of his father, and of the senseless movements of the House of Shang to regain its supremacy. He complains of the reluctance of many of the princes and high officers to second him in putting down revolt, and proclaims with painful reiteration the support and assurances of success which he has received from the divining shell. His traitorous uncles, who were confederate with the son of the tyrant of Shang, are only alluded to.
1. The king speaks to the following effect:—‘Ho! I make a great announcement to you, (the princes of) the many states, and to you, the managers of my affairs.—We are unpitied, and Heaven sends down calamities on our House, without the least intermission1 .* It greatly occupies my thoughts that I, so very young, have inherited this illimitable patrimony with its destinies and domains. I cannot display wisdom and lead the people to prosperity; and how much less should I be able to reach the knowledge of the decree of Heaven!* Yes, I who am but a little child am in the position of one who has to go through a deep water;—I must go and seek where I can cross over. I must diffuse the elegant institutions of my predecessor and display the appointment which he received (from Heaven);—so shall I not be forgetful of his great work. Nor shall I dare to restrain the majesty of Heaven in sending down its inflictions (on the criminals)2 .’*
2. ‘The Tranquillizing king3 left to me the great precious tortoise-shell, to bring into connexion with me the intelligence of Heaven. I divined by it, and it told me that there would be great trouble in the region of the west4 , and that the western people would not be still .* Accordingly we have these senseless movements. Small and reduced as Yin now is, (its prince) greatly dares to take in hand its (broken) line. Though Heaven sent down its terrors (on his House), yet knowing of the evils in our kingdom, and that the people are not tranquil, he says, “I will recover (my patrimony);” and so (he wishes to) make our Kâu a border territory again.
‘One day there was a senseless movement, and the day after, ten men of worth appeared among the people, to help me to go forward to restore tranquillity and perpetuate the plans (of my father)1 . The great business I am engaging in will (thus) have a successful issue. I have divined (also) by the tortoise-shell, and always got a favourable response.* Therefore I tell you, the princes of my friendly states, and you, the directors of departments, my officers, and the managers of my affairs,—I have obtained a favourable reply to my divinations. I will go forward with you from all the states, and punish those vagabond and transported ministers of Yin.’
3. ‘(But) you the princes of the various states, and you the various officers and managers of my affairs, all retort on me, saying, “The hardships will be great, and that the people are not quiet has its source really in the king’s palace and in the mansions of the princes in that (rebellious) state2 . We little ones, and the old and reverend men as well, think the expedition ill-advised;—why does your Majesty not go contrary to the divinations?” I, in my youth, (also) think continually of these hardships, and say, Alas! these senseless movements will deplorably afflict the wifeless men and widows! But I am the servant of Heaven, which has assigned me this great task, and laid the hard duty on my person.* I therefore, the young one, do not pity myself; and it would be right in you, the many officers, the directors of departments, and the managers of my affairs, to comfort me, saying, “Do not be distressed with sorrow. We shall surely complete the plans of your Tranquillizing father.”
‘Yes, I, the little child, dare not disregard the charge of God1 .* Heaven, favourable to the Tranquillizing king, gave such prosperity to our small country of Kâu. The Tranquillizing king divined and acted accordingly, and so he calmly received his (great) appointment. Now when Heaven is (evidently) aiding the people, how much more should we follow the indications of the shell! Oh! the clearly intimated will of Heaven is to be feared:—it is to help my great inheritance!’*
4. The king says, ‘You, who are the old ministers, are fully able to remember the past; you know how great was the toil of the Tranquillizing king. Where Heaven (now) shuts up (our path) and distresses us, is the place where I must accomplish my work;—I dare not but do my utmost to complete the plans of the Tranquillizing king. It is on this account that I use such efforts to remove the doubts and carry forward the inclinations of the princes of my friendly states. And Heaven assists me with sincere expressions (of sympathy), which I have ascertained among the people;—how dare I but aim at the completion of the work formerly begun by the Tranquillizer? Heaven, moreover, is thus toiling and distressing the people;—it is as if they were suffering from disease; how dare I allow (the appointment) which my predecessor, the Tranquillizer, received, to be without its happy fulfilment?’*
The king says, ‘Formerly, at the initiation of this expedition, I spoke of its difficulties, and thought of them daily. But when a deceased father, (wishing) to build a house, had laid out the plan, if his son be unwilling to raise up the hall, how much less will he be willing to complete the roof! Or if the father had broken up the ground, and his son be unwilling to sow the seed, how much less will he be willing to reap the crop! In such a case could the father, (who had himself) been so reverently attentive (to his objects), have been willing to say, “I have a son who will not abandon his patrimony?”—How dare I therefore but use all my powers to give a happy settlement to the great charge entrusted to the Tranquillizing king? If among the friends of an elder brother or a deceased father there be those who attack his son, will the elders of the people encourage (the attack), and not (come to the) rescue?’
5. The king says, ‘Oh! take heart, ye princes of the various states, and ye managers of my affairs. The enlightening of the country was from the wise, even from the ten men1 who obeyed and knew the charge of God,* and the real assistance given by Heaven. At that time none of you presumed to change the rules (prescribed by the Tranquillizing king). And now when Heaven is sending down calamity on the country of Kâu, and the authors of these great distresses (make it appear on a grand scale as if) the inmates of a house were mutually to attack one another, you are without any knowledge that the decree of Heaven is not to be changed!*
‘I ever think and say, Heaven in destroying Yin was doing husbandman’s work1 ;—how dare I but complete the work on my fields? Heaven will thereby show its favour to my predecessor, the Tranquillizer. How should I be all for the oracle of divination, and presume not to follow (your advice)?* I am following the Tranquillizer, whose purpose embraced all within the limits of the land. How much more must I proceed, when the divinations are all favourable! It is on these accounts that I make this expedition in force to the east. There is no mistake about the decree of Heaven. The indications given by the tortoise-shell are all to the same effect.’*
The Charge to the Count of Wei.
The count of Wei was the principal character in the eleventh Book of the last Part, from which it appeared that he was a brother of the tyrant Kâu-hsin. We saw how his friends advised him to withdraw from the court of Shang, and save himself from the destruction that was impending over their House. He had done so, and king Wû had probably continued him in the possession of his appanage of Wei, while Wû-kăng, the son of the tyrant, had been spared, and entrusted with the duty of continuing the sacrifices to the great Thang and the other sovereigns of the House of Shang. Now that Wû-kăng has been punished with death for his rebellion, the duke of Kâu summons the count of Wei to court, and in the name of king Khăng invests him with the dukedom of Sung, corresponding to the present department of Kwei-teh, Ho-nan, there to be the representative of the line of the departed kings of Shang.
The king speaks to the following effect:—‘Ho! eldest son of the king of Yin, examining into antiquity, (I find) that the honouring of the virtuous (belongs to their descendants) who resemble them in worth, and (I appoint) you to continue the line of the kings your ancestors, observing their ceremonies and taking care of their various relics. Come (also) as a guest to our royal House1 , and enjoy the prosperity of our kingdom, for ever and ever without end.
‘Oh! your ancestor, Thang the Successful, was reverent and sage, (with a virtue) vast and deep. The favour and help of great Heaven lighted upon him, and he grandly received its appointment, to soothe the people by his gentleness, and remove the wicked oppressions from which they were suffering.* His achievements affected his age, and his virtue was transmitted to his posterity. And you are the one who pursue and cultivate his plans;—this praise has belonged to you for long. Reverently and carefully have you discharged your filial duties; gravely and respectfully you behave to spirits and to men.* I admire your virtue, and pronounce it great and not to be forgotten. God will always enjoy your offerings; the people will be reverently harmonious (under your sway).* I raise you therefore to the rank of high duke, to rule this eastern part of our great land1 .
‘Be reverent. Go and diffuse abroad your instructions. Be carefully observant of your robes and (other accompaniments of) your appointment2 ; follow and observe the proper statutes;—so as to prove a bulwark to the royal House. Enlarge (the fame of) your meritorious ancestor; be a law to your people;—so as for ever to preserve your dignity. (So also) shall you be a help to me, the One man; future ages will enjoy (the benefit of) your virtue; all the states will take you for a pattern;—and thus you will make our dynasty of Kâu never weary of you.
‘Oh! go, and be prosperous. Do not disregard my charge.’
The Announcement to the Prince of Khang.
Of the ten sons of king Wăn, the ninth was called Fâng, and is generally spoken of as Khang Shû, or ‘the uncle, (the prince of) Khang.’ We must conclude that Khang was the name of Făng’s appanage, somewhere in the royal domain. This Book contains the charge given to him on his appointment to be marquis of Wei (the Chinese name is quite different from that of the appanage of the count of Wei), the chief city of which was Kâo-ko, that had been the capital of Kâu-hsin. It extended westward from the present Khâi Kâu, department Tâ-ming, Kih-lî, to the borders of the departments of Wei-hui and Hwâi-khing, Ho-nan.
The Book is called an ‘Announcement,’ whereas it properly belongs to the class of ‘Charges.’ Whether the king who speaks in it, and gives the charge be Wû, or his son king Khăng, is a point on which there is much difference of opinion among Chinese critics. The older view that the appointment of Făng to be marquis of Wei, and ruler of that part of the people who might be expected to cling most tenaciously to the memory of the Shang dynasty, took place after the death of Wû-kăng, the son of the tyrant, and was made by the duke of Kâu, in the name of king Khăng, is on the whole attended with the fewer difficulties.
The first paragraph, which appears within brackets, does not really belong to this Book, but to the thirteenth, where it will be found again. How it got removed from its proper place, and prefixed to the charge to the prince of Khang, is a question on which it is not necessary to enter. The key-note of the whole charge is in what is said, at the commencement of the first of the five chapters into which I have divided it, about king Wăn, that ‘he was able to illustrate his virtue and be careful in the use of punishments.’ The first chapter celebrates the exhibition of these two things given by Wăn, whereby he laid the foundations of the great destiny of his House, and set an example to his descendants. The second inculcates on Făng how he should illustrate his virtue, as the basis of his good government of the people entrusted to him. The third inculcates on him how he should be careful in the use of punishments, and sets forth the happy effects of his being so. The fourth insists on the influence of virtue, as being superior in government to that of punishment, and how punishments should all be regulated by the ruler’s virtue. The last chapter winds the subject up with a reference to the uncertainty of the appointments of Heaven, and their dependance for permanence on the discharge of the duties connected with them by those on whom they have lighted.
[On the third month, when the moon began to wane, the duke of Kâu commenced the foundations, and proceeded to build the new great city of Lo, of the eastern states. The people from every quarter assembled in great harmony. From the Hâu, Tien, Nan, Ȝhâi, and Wei domains, the various officers stimulated this harmony of the people, and introduced them to the business there was to be done for Kâu. The duke encouraged all to diligence, and made a great announcement about the performance (of the works).]
1. The king speaks to this effect:—‘Head of the princes1 , and my younger brother2 , little one , Făng, it was your greatly distinguished father, the king Wăn, who was able to illustrate his virtue and be careful in the use of punishments. He did not dare to treat with contempt (even) wifeless men and widows. He employed the employable, and revered the reverend; he was terrible to those who needed to be awed:—so getting distinction among the people. It was thus he laid the foundations of (the sway of) our small portion of the kingdom3 , and the one or two (neighbouring) regions were brought under his improving influence, until throughout our western land all placed in him their reliance. The fame of him ascended up to the high God, and God approved. Heaven accordingly gave a grand charge to king Wăn, to exterminate the great (dynasty of) Yin, and grandly receive its appointment, so that the various countries belonging to it and their peoples were brought to an orderly condition.* Then your unworthy elder brother1 exerted himself; and thus it is that you Făng, the little one, are here in this eastern region.’
2. The king says, ‘Oh! Făng, bear these things in mind. Now (your success in the management of) the people will depend on your reverently following your father Wăn;—do you carry out his virtuous words which you have heard, and clothe yourself with them. (Moreover), where you go, seek out among (the traces of) the former wise kings of Yin what you may use in protecting and regulating their people. (Again), you must in the remote distance study the (ways of) the old accomplished men of Shang, that you may establish your heart, and know how to instruct (the people). (Further still), you must search out besides what is to be learned of the wise kings of antiquity, and employ it in tranquillizing and protecting the people. (Finally), enlarge (your thoughts) to (the comprehension of all) heavenly (principles), and virtue will be richly displayed in your person, so that you will not render nugatory the king’s charge.’
The king says, ‘Oh! Făng, the little one, be respectfully careful, as if you were suffering from a disease. Awful though Heaven be, it yet helps the sincere.* The feelings of the people can for the most part be discerned; but it is difficult to preserve (the attachment of) the lower classes. Where you go, employ all your heart. Do not seek repose, nor be fond of ease and pleasure. I have read the saying,—“Dissatisfaction is caused not so much by great things, or by small things, as by (a ruler’s) observance of principle or the reverse, and by his energy of conduct or the reverse.” Yes, it is yours, O little one,—it is your business to enlarge the royal (influence), and to protect the people of Yin in harmony with their feelings. Thus also shall you assist the king, consolidating the appointment of Heaven, and renovating the people.’*
3. The king says, ‘Oh! Făng, deal reverently and intelligently in your infliction of punishments. When men commit small crimes, which are not mischances, but purposed, they of themselves doing what is contrary to the laws intentionally, though their crimes be but small, you may not but put them to death. But in the case of great crimes, which were not purposed, but from mischance and misfortune, accidental, if the transgressors confess their guilt without reserve, you must not put them to death.’
The king says, ‘Oh! Făng, there must be the orderly regulation (of this matter). When you show a great discrimination, subduing (men’s hearts), the people will admonish one another, and strive to be obedient. (Deal firmly yet tenderly with evil), as if it were a disease in your own person, and the people will entirely put away their faults. (Deal with them) as if you were protecting your own infants, and the people will be tranquil and orderly. It is not you, O Făng, who (can presume to) inflict a (severe) punishment or death upon a man;—do not, to please yourself, so punish a man or put him to death.’ Moreover, he says, ‘It is not you, O Făng, who (can presume to inflict a lighter punishment), cutting off a man’s nose or ears;—do not, to please yourself, cause a man’s nose or ears to be cut off.’
The king says, ‘In things beyond (your immediate supervision), have laws set forth which the officers may observe, and these should be the penal laws of Yin which were rightly ordered.’ He also says, ‘In examining the evidence in (criminal) cases, reflect upon it for five or six days, yea, for ten days or three months. You may then boldly come to a decision in such cases1 .’
The king says, ‘In setting forth the business of the laws, the punishments will be determined by (what were) the regular laws of Yin. But you must see that those punishments, and (especially) the penalty of death, be righteous. And you must not let them be warped to agree with your own inclinations, O Făng. Then shall they be entirely accordant with right, and you may say, “They are properly ordered;” yet you must say (at the same time), “Perhaps they are not yet entirely accordant with right.” Yes, though you are the little one, who has a heart like you, O Făng? My heart and my virtue are also known to you.
‘All who of themselves commit crimes, robbing, stealing, practising villainy and treachery, and who kill men or violently assault them to take their property, being reckless and fearless of death;—these are abhorred by all.’
The king says, ‘O Făng, such great criminals are greatly abhorred, and how much more (detestable) are the unfilial and unbrotherly!—as the son who does not reverently discharge his duty to his father, but greatly wounds his father’s heart, and the father who can (no longer) love his son, but hates him; as the younger brother who does not think of the manifest will of Heaven, and refuses to respect his elder brother, and the elder brother who does not think of the toil of their parents in bringing up their children, and is very unfriendly to his junior. If we who are charged with government do not treat parties who proceed to such wickedness as offenders, the laws (of our nature) given by Heaven to our people will be thrown into great disorder and destroyed. You must resolve to deal speedily with such according to the penal laws of king Wăn, punishing them severely and not pardoning.
‘Those who are disobedient (to natural principles) are to be thus subjected to the laws;—how much more the officers employed in your state as the instructors of the youth, the heads of the official departments, and the smaller officers charged with their several commissions, when they propagate other lessons, seeking the praise of the people, not thinking (of their duty), nor using (the rules for their offices), but distressing their ruler! These lead on (the people) to wickedness, and are an abomination to me. Shall they be let alone? Do you speedily, according to what is right, put them to death.
‘And you will be yourself ruler and president;—if you cannot manage your own household, with your smaller officers, and the heads of departments in the state, but use only terror and violence, you will greatly set aside the royal charge, and be trying to regulate your state contrary to virtue. You must in everything reverence the statutes, and proceed by them to the happy rule of the people. There were the reverence of king Wăn and his caution;—in proceeding by them to the happy rule of the people, say, “If I could only attain to them—.” So will you make me, the One man, to rejoice.’
4. The king says, ‘O Făng, when I think clearly of the people, I see that they should be led (by example) to happiness and tranquillity. I think of the virtue of the former wise kings of Yin, whereby they tranquillized and regulated the people, and rouse myself to make it my own. Moreover, the people now are sure to follow a leader. If one do not lead them, he cannot be said to exercise a government in their state.’
The king says, ‘O Făng, I cannot dispense with the inspection (of the ancients), and I make this declaration to you about virtue in the use of punishments. Now the people are not quiet; they have not yet stilled their minds; notwithstanding my leading of them, they have not come to accord (with my government). I clearly consider that severe as are the inflictions of Heaven on me, I dare not murmur. The crimes (of the people), though they were not great or many, (would all be chargeable on me), and how much more shall this be said when the report of them goes up so manifestly to heaven!’
The king says, ‘Oh! Făng, be reverent! Do not what will cause murmurings; and do not use bad counsels and uncommon ways. With the determination of sincerity, give yourself to imitate the active virtue (of the ancients). Hereby give repose to your mind, examine your virtue, send far forward your plans; and thus by your generous forbearance you will make the people repose in what is good, and I shall not have to blame you or cast you off.’
5. The king says, ‘Oh! you, Făng, the little one, (Heaven’s) appointments are not unchanging.* Think of this, and do not make me deprive you of your dignity. Make illustrious the charge which you have received; exalt (the instructions) which you have heard, and tranquillize and regulate the people accordingly.’
The king speaks to this effect: ‘Go, Făng. Do not disregard the statutes you should reverence; hearken to what I have told you;—so shall you among the people of Yin enjoy (your dignity), and hand it down to your posterity.’
The Announcement about Drunkenness.
This Announcement was, like the last, made to Făng, the prince of Khang, about the time when he was invested with the principality of Wei. Mention has often been made in previous documents of the Shû of the drunken debauchery of Kieh as the chief cause of the downfal of the dynasty of Hsiâ, and of the same vice in Kâu-hsin, the last of the kings of Shang. The people of Shang had followed the example of their sovereign, and drunkenness, with its attendant immoralities, characterised both the highest and lowest classes of society. One of Făng’s most difficult tasks in his administration would be, to correct this evil habit, and he is called in this Book to the undertaking. He is instructed in the proper use and the allowable uses of spirits; the disastrous consequences of drunkenness are set forth; and he is summoned to roll back the flood of its desolation from his officers and people.
I have divided the Book into two chapters:—the one preliminary, showing the original use and the permissible uses of ardent spirits; the other, showing how drunkenness had proved the ruin of the Shang dynasty, and how they of Kâu, and particularly Făng in Wei, should turn the lesson to account.
The title might be translated—‘The Announcement about Spirits,’ but the cursory reader would most readily suppose that the discourse was about Spiritual Beings. The Chinese term Kiû, that is here employed, is often translated by wine, but it denotes, it seems to me, ardent spirits. As Gaubil says, ‘We have here to do with le vin du riz, the art of which was discovered, according to most writers, in the time of Yü, the founder of the first dynasty. The grape was not introduced to China till that of the first Han.’
[Since the above sentences were in manuscript, the Rev. Dr. Edkins of Pekin has stated at a meeting of the North-China branch of the Royal Asiatic Society, and in a letter to myself (April 24th), that he has lately investigated the question whether the Kiû of the ancient Chinese was spirits or not, and found that distillation was first known in China in the Mongol or Yüan dynasty (ad 1280-1367), so that the Arabs must have the credit of the invention; that the process in making Kiû was brewing, or nearly so, but, as the term beer is inadmissible in a translation of the classics, he would prefer to use the term wine; and that Kiû with Shâo (‘fired,’ ‘ardent’) before it, means spirits, but without Shâo, it means wine.
If the whole process of Dr. Edkins’ investigation were before me, I should be glad to consider it, and not hesitate to alter my own view, if I saw reason to do so. Meanwhile, what he says makes me glad that I adopted ‘the Announcement about Drunkenness’ as the title of this chapter. It is drunkenness, by whatever liquor occasioned, that the king of Kâu condemns and denounces.
What we commonly understand by wine is never intended by Kiû in the Chinese classics, and therefore I cannot use that term. After searching as extensively as I could do in this country, since I received Dr. Edkins’ letter, I have found nothing to make me think that the Chinese term is not properly translated by ‘spirits.’
Dr. Williams, in his Syllabic Dictionary of the Chinese Language (Shanghai, 1874), gives this account of Kiû:—‘Liquor; it includes spirits, wine, beer, and other drinks. The Chinese make no wine, and chiefly distil their liquors, and say that Tû Khang, a woman of the Tî tribes, first made it.’ This account is to a considerable extent correct. The Chinese distil their liquors. I never saw beer or porter of native production among them, though according to Dr. Edkins they had been brewing ‘or nearly so’ for more than 3000 years. Among his examples of the use of Kiû, Williams gives the combinations of ‘red Kiû’ for claret, ‘white Kiû’ for sherry, and ‘pî (simply phonetical) Kiû’ for beer, adding that they ‘are all terms of foreign origin.’ What he says about the traditional account of the first maker of Kiû is not correct. It is said certainly that this was Tû Khang, but who he was, or when he lived, I have never been able to discover. Some identify him with Î-tî, said by Williams to have been ‘a woman of the Tî tribes.’ The attributing of the invention to Î-tî is probably an independent tradition. We find it in the ‘Plans of the Warring States’ (ch. xiv, art. 10), a work covering about four centuries from the death of Confucius:—‘Anciently, the daughter of the Tî ordered Î-tî to make Kiû. She admired it, and presented some to Yü, who drank it, and found it pleasant. He then discarded Î-tî, and denounced the use of such generous Kiû, saying, “In future ages there are sure to be those who by Kiû will lose their states.” ’ According to this tradition intoxicating Kiû was known in the time of Yü—in the twenty-third century bc The daughter of the Tî would be Yü’s wife, and Î-tî would probably be their cook. It does not appear as the name of a woman, or one from the wild Tî tribes.
With regard to the phrase Shâo Kiû, said to be the proper term for ardent spirits, and unknown in China till the Yüan dynasty, a reference to the Khang-hsî Tonic Thesaurus of the language will show instances of its use as early at least as the Thang dynasty (ad 618-906).]
1. The king speaks to the following effect:—‘Do you clearly make known my great commands in the country of Mei1 .
‘When your reverent father, the king Wăn, laid the foundations of our kingdom in the western region, he delivered announcements and cautions to (the princes of) the various regions, and to all his (high) officers, with their assistants, and the managers of affairs, saying, morning and evening, “At sacrifices spirits should be employed.”* When Heaven was sending down its favouring decree, and laying the foundations of (the eminence of) our people, (spirits) were used only at the great sacrifices. When Heaven sends down its terrors, and our people are thereby greatly disorganized and lose their virtue, this may be traced invariably to their indulgence in spirits; yea, the ruin of states, small and great, (by these terrors), has been caused invariably by their guilt in the use of spirits2 .
‘King Wăn admonished and instructed the young nobles, who were charged with office or in any employment, that they should not ordinarily use spirits; and throughout all the states, he required that such should drink spirits only on occasion of sacrifices, and that then virtue should preside so that there might be no drunkenness1 .’
He said, ‘Let my people teach their young men that they are to love only the productions of the soil, for so will their hearts be good. Let the young also hearken wisely to the constant instructions of their fathers; and let them look at all virtuous actions, whether great or small, in the same light (with watchful heed).
‘(Ye people of) the land of Mei, if you can employ your limbs, largely cultivating your millets, and hastening about in the service of your fathers and elders; and if, with your carts and oxen, you traffic diligently to a distance, that you may thereby filially minister to your parents; then, when your parents are happy, you may set forth your spirits clear and strong, and use them2 .
‘Hearken constantly to my instructions, all ye my (high) officers and ye heads of departments, all ye, my noble chiefs;—when ye have largely done your duty in ministering to your aged, and serving your ruler, ye may eat and drink freely and to satiety. And to speak of greater things:—when you can maintain a constant, watchful examination of yourselves, and your conduct is in accordance with correct virtue, then may you present the offerings of sacrifice,* and at the same time indulge yourselves in festivity. In such case you will indeed be ministers doing right service to your king, and Heaven likewise will approve your great virtue, so that you shall never be forgotten in the royal House.’*
2. The king says, ‘O Făng, in our western region, the princes of states, and the young (nobles), sons of the managers of affairs, who in former days assisted king Wăn, were all able to obey his lessons, and abstain from excess in the use of spirits; and so it is that I have now received the appointment which belonged to Yin.’
The king says, ‘O Făng, I have heard it said, that formerly the first wise king of Yin manifested a reverential awe of the bright principles of Heaven and of the lower people, acting accordingly, steadfast in his virtue, and holding fast his wisdom.* From him, Thang the Successful, down to Tî-yî1 , all completed their royal virtue and revered their chief ministers, so that their managers of affairs respectfully discharged their helping duties, and dared not to allow themselves in idleness and pleasure;—how much less would they dare to indulge themselves in drinking! Moreover, in the exterior domains, (the princes of) the Hâu, Tien, Nan, and Wei (states)1 , with their presiding chiefs; and in the interior domain, all the various officers, the directors of the several departments, the inferior officers and employés, the heads of great houses, and the men of distinguished name living in retirement, all eschewed indulgence in spirits. Not only did they not dare to indulge in them, but they had not leisure to do so, being occupied with helping to complete the sovereign’s virtue and make it more illustrious, and helping the directors of affairs reverently to attend to his service.
‘I have heard it said likewise, that the last successor of those kings was addicted to drink, so that no charges came from him brightly before the people, and he was (as if) reverently and unchangingly bent on doing and cherishing what provoked resentment. Greatly abandoned to extraordinary lewdness and dissipation, for pleasure’s sake he sacrificed all his majesty. The people were all sorely grieved and wounded in heart; but he gave himself wildly up to drink, not thinking of restraining himself, but continuing his excess, till his mind was frenzied, and he had no fear of death. His crimes (accumulated) in the capital of Shang; and though the extinction of the dynasty (was imminent), this gave him no concern, and he wrought not that any sacrifices of fragrant virtue might ascend to Heaven.* The rank odour of the people’s resentments, and the drunkenness of his herd of creatures, went loudly up on high, so that Heaven sent down ruin on Yin, and showed no love for it,—because of such excesses. There is not any cruel oppression of Heaven; people themselves accelerate their guilt, (and its punishment.)’*
The king says, ‘O Făng, I make you this long announcement, not (for the pleasure of doing so); but the ancients have said, “Let not men look into water; let them look into the glass of other people.” Now that Yin has lost its appointment, ought we not to look much to it as our glass, (and learn) how to secure the repose of our time? I say to you,—Strenuously warn the worthy ministers of Yin, and (the princes) in the Hâu, the Tien, the Nan, and the Wei domains; and still more your friends, the great Recorder and the Recorder of the Interior, and all your worthy ministers, the heads of great Houses; and still more those whom you serve, with whom you calmly discuss matters, and who carry out your measures; and still more those who are, as it were, your mates,—your Minister of War who deals with the rebellious, your Minister of Instruction who is like a protector to the people, and your Minister of Works who settles the boundaries; and above all, do you strictly keep yourself from drink.
‘If you are informed that there are companies that drink together, do not fail to apprehend them all, and send them here to Kâu, where I may put them to death. As to the ministers and officers of Yin who were led to it and became addicted to drink, it is not necessary to put them to death (at once);—let them be taught for a time. If they follow these (lessons of mine), I will give them bright distinction. If they disregard my lessons, then I, the One man, will show them no pity. As they cannot change their way, they shall be classed with those who are to be put to death.’
The king says, ‘O Făng, give constant heed to my admonitions. If you do not rightly manage the officers, the people will continue lost in drunkenness.’
The Timber of the Rottlera.
‘The wood of the Ȝze tree’—the Rottlera Japonica, according to Dr. Williams—is mentioned in the Book, and was adopted as the name for it. The Ȝze was esteemed a very valuable tree for making articles of furniture and for the carver’s art. The title perhaps intimates that the administrator of government ought to go about his duties carefully and skilfully, as the cabinet-maker and carver deal with their materials.
The Book is wanting in unity. Divided into two chapters, the first may be taken as a charge to ‘the prince of Khang.’ He is admonished of his duty to promote a good understanding between the different classes in his state, and between them all and the sovereign; and that, in order to this, his rule must be gentle, eschewing the use of punishments. The second chapter is of a different character, containing not the charges of a sovereign, but the admonitions or counsels of a minister, loyally cautioning him, and praying for the prosperity of his reign. We might suppose them the response of Făng to the previous charge, but the text does not indicate the introduction of a new speaker.
1. The king says, ‘O Făng, to secure a good understanding between the multitudes of his people and his ministers (on the one hand), and the great families (on the other); and (again) to secure the same between all the subjects under his charge, and the sovereign:—is the part of the ruler of a state.
‘If you regularly, in giving out your orders, say, “My instructors whom I am to follow, my Minister of Instruction, my Minister of War, and my Minister of Works; my heads of departments, and all ye, my officers, I will on no account put any to death oppressively1 ”—. Let the ruler also set the example of respecting and encouraging (the people), and these will (also) proceed to respect and encourage them. Then let him go on, in dealing with villainy and treachery, with murderers and harbourers of criminals, to exercise clemency (where it can be done), and these will likewise do the same with those who have assaulted others and injured their property. When sovereigns appointed overseers (of states), they did so in order to the government of the people, and said to them, “Do not give way to violence or oppression, but go on to show reverent regard for the friendless, and find helping connexions for (destitute) women2 .” Deal with all according to this method, and cherish them. And when sovereigns gave their injunctions to the rulers of states, and their managers of affairs, what was their charge? It was that they should lead (the people) to the enjoyment of plenty and peace. Such was the way of the kings from of old. An overseer is to eschew the use of punishments.’
(The king) says, ‘As in the management of a field, when the soil has been all laboriously turned up, they have to proceed by orderly arrangements to make its boundaries and water-courses; as in building a house, after all the toil on its walls, they have to plaster and thatch it; as in working with the wood of the rottlera, when the toil of the coarser and finer operations has been completed, they have to apply the paint of red and other colours;—(so do you finish for me the work which I have begun in the state of Wei.)’
2. Now let your majesty say, ‘The former kings diligently employed their illustrious virtue, and produced such attachment by their cherishing (of the princes), that from all the states they brought offerings, and came with brotherly affection from all quarters, and likewise showed their virtue illustrious. Do you, O sovereign, use their methods to attach (the princes), and all the states will largely come with offerings. Great Heaven having given this Middle Kingdom with its people and territories to the former kings, do you, our present sovereign, display your virtue, effecting a gentle harmony among the deluded people, leading and urging them on;—so (also) will you comfort the former kings, who received the appointment (from Heaven).*
‘Yes, make these things your study. I say so simply from my wish that (your dynasty) may continue for myriads of years, and your descendants always be the protectors of the people.’
The Announcement of the Duke of Shâo.
Shâo was the name of a territory within the royal domain, corresponding to the present district of Hwan-khü, Kiang Kâu, Shan-hsî. It was the appanage of Shih, one of the ablest of the men who lent their aid to the establishment of the dynasty of Kâu. He appears in this Book as the Grand-Guardian at the court of king Khăng, and we have met with him before in the Hounds of Lü and the Metal-bound Coffer. He is introduced here in connexion with one of the most important enterprises of the duke of Kâu, the building of the city of Lo, not very far from the present city of Lo-yang, in Ho-nan, as a new and central capital of the kingdom. King Wû had conceived the idea of such a city; but it was not carried into effect till the reign of his son, and is commonly assigned to Khăng’s seventh year, in bc 1109.
Shih belonged to the royal House, and of course had the surname Kî. He is styled the duke of Shâo, as being one of the ‘three dukes,’ or three highest officers of the court, and also the chief of Shâo, all the country west of Shen being under him, as all the east of it was under the duke of Kâu. He was invested by Wû with the principality of ‘the Northern Yen,’ corresponding to the present department of Shun-thien, Kih-lî, which was held by his descendants fully nine hundred years. It was in Lo—while the building of it was proceeding—that he composed this Book, and sent it by the hands of the duke of Kâu to their young sovereign.
The whole may be divided into three chapters. The first contains various information about the arrangements for the building of Lo, first by the duke of Shâo, and then by the duke of Kâu; and about the particular occasion when the former recited the counsels which he had composed, that they might be made known to the king. These form the second chapter. First, it sets forth the uncertainty of the favour of Heaven, and urges the king to cultivate the ‘virtue of reverence,’ in order to secure its permanence, and that he should not neglect his aged and experienced ministers. It speaks next of the importance and difficulty of the royal duties, and enforces the same virtue of reverence by reference to the rise and fall of the previous dynasties. Lastly, it sets forth the importance, at this early period of his reign, of the king’s at once setting about the reverence which was thus described. There is a concluding chapter, where the duke gives expression to his loyal and personal feelings for the king, and the purpose to be served by the offerings, which he was then sending to the court.
The burden of the Announcement is ‘the virtue of reverence.’ Let the king only feel how much depended on his attending reverently to his duties, and all would be well. The people would love and support the dynasty of Kâu, and Heaven would smile upon and sustain it.
1. In the second month, on the day Yî-wei, six days after full moon, the king proceeded in the morning from Kâu to Făng1 . (Thence) the Grand-Guardian went before the duke of Kâu to survey the locality (of the new capital); and in the third month, on the day Wû-shăn, the third day after the first appearance of the moon on Ping-wû, he came in the morning to Lo. He divined by the tortoiseshell about the (several) localities, and having obtained favourable indications, he set about laying out the plan (of the city).* On Kăng-hsü, the third day after, he led the people of Yin to prepare the various sites on the north of the Lo; and this work was completed on Kiâ-yin, the fifth day after.
On Yî-mâo, the day following, the duke of Kâu came in the morning to Lo, and thoroughly inspected the plan of the new city. On Ting-sze, the third day after, he offered two bulls as victims in the (northern and southern) suburbs2 ; and on the morrow, Wû-wû, at the altar to the spirit of the land in the new city, he sacrificed a bull, a ram, and a boar.* After seven days, on Kiâ-ȝze, in the morning, from his written (specifications) he gave their several orders to the people of Yin, and to the presiding chiefs of the princes from the Hâu, Tien, and Nan domains. When the people of Yin had thus received their orders, they arose and entered with vigour on their work.
(When the work was drawing to a completion), the Grand-Guardian went out with the hereditary princes of the various states to bring their offerings (for the king)1 ; and when he entered again, he gave them to the duke of Kâu, saying, ‘With my hands to my head and my head to the ground, I present these to his Majesty and your Grace2 . Announcements for the information of the multitudes of Yin must come from you, with whom is the management of affairs.’
2. ‘Oh! God (dwelling in) the great heavens has changed his decree respecting his great son and the great dynasty of Yin. Our king has received that decree. Unbounded is the happiness connected with it, and unbounded is the anxiety:—Oh! how can he be other than reverent?*
‘When Heaven rejected and made an end of the decree in favour of the great dynasty of Yin, there were many of its former wise kings in heaven.* The king, however, who had succeeded to them, the last of his race, from the time of his entering into their appointment, proceeded in such a way as at last to keep the wise in obscurity and the vicious in office. The poor people in such a case, carrying their children and leading their wives, made their moan to Heaven. They even fled away, but were apprehended again. Oh! Heaven had compassion on the people of the four quarters; its favouring decree lighted on our earnest (founders). Let the king sedulously cultivate the virtue of reverence.*
‘Examining the men of antiquity, there was the (founder of the) Hsiâ dynasty. Heaven guided (his mind), allowed his descendants (to succeed him), and protected them.* He acquainted himself with Heaven, and was obedient to it. But in process of time the decree in his favour fell to the ground.* So also is it now when we examine the case of Yin. There was the same guiding (of its founder), who corrected (the errors of Hsiâ), and (whose descendants) enjoyed the protection (of Heaven). He (also) acquainted himself with Heaven, and was obedient to it.* But now the decree in favour of him has fallen to the ground. Our king has now come to the throne in his youth;—let him not slight the aged and experienced, for it may be said of them that they have studied the virtuous conduct of the ancients, and have matured their counsels in the sight of Heaven.
‘Oh! although the king is young, yet he is the great son (of God).* Let him effect a great harmony with the lower people, and that will be the blessing of the present time. Let not the king presume to be remiss in this, but continually regard and stand in awe of the perilous (uncertainty) of the people’s (attachment).
‘Let the king come here as the vice-gerent of God, and undertake (the duties of government) in this centre of the land.* Tan1 said, “Now that this great city has been built, from henceforth he may be the mate of great Heaven, and reverently sacrifice to (the spirits) above and beneath; from henceforth he may from this central spot administer successful government.” Thus shall the king enjoy the favouring regard (of Heaven) all-complete, and the government of the people will now be prosperous.*
‘Let the king first subdue to himself those who were the managers of affairs under Yin, associating them with the managers of affairs for our Kâu. This will regulate their (perverse) natures, and they will make daily advancement. Let the king make reverence the resting-place (of his mind);—he must maintain the virtue of reverence.
‘We should by all means survey the dynasties of Hsiâ and Yin. I do not presume to know and say, “The dynasty of Hsiâ was to enjoy the favouring decree of Heaven just for (so many) years,” nor do I presume to know and say, “It could not continue longer.”* The fact simply was, that, for want of the virtue of reverence, the decree in its favour prematurely fell to the ground. (Similarly), I do not presume to know and say, “The dynasty of Yin was to enjoy the favouring decree of Heaven just for (so many) years,” nor do I presume to know and say, “It could not continue longer.”* The fact simply was, that, for want of the virtue of reverence, the decree in its favour fell prematurely to the ground. The king has now inherited the decree,—the same decree, I consider, which belonged to those two dynasties. Let him seek to inherit (the virtues of) their meritorious (sovereigns);—(let him do this especially) at this commencement of his duties.
‘Oh! it is as on the birth of a son, when all depends on (the training of) his early life, through which he may secure his wisdom in the future, as if it were decreed to him. Now Heaven may have decreed wisdom (to the king); it may have decreed good fortune or bad; it may have decreed a (long) course of years;—we only know that now is with him the commencement of his duties. Dwelling in this new city, let the king now sedulously cultivate the virtue of reverence. When he is all-devoted to this virtue, he may pray to Heaven for a long-abiding decree in his favour.*
‘In the position of king, let him not, because of the excesses of the people in violation of the laws, presume also to rule by the violent infliction of death;—when the people are regulated gently, the merit (of government) is seen. It is for him who is in the position of king to overtop all with his virtue. In this case the people will imitate him throughout the kingdom, and he will become still more illustrious.
‘Let the king and his ministers labour with a mutual sympathy, saying, “We have received the decree of Heaven, and it shall be great as the long-continued years of Hsiâ;—yea, it shall not fail of the long-continued years of Yin.” I wish the king, through (the attachment of) the lower people, to receive the long-abiding decree of Heaven.’*
3. (The duke of Shâo) then did obeisance with his hands to his head and his head to the ground, and said, ‘I, a small minister, presume, with the king’s (heretofore) hostile people and all their officers, and with his (loyal) friendly people, to maintain and receive his majesty’s dread command and brilliant virtue. That the king should finally obtain the decree all-complete, and that he should become illustrious,—this I do not presume to labour for. I only bring respectfully these offerings to present to his majesty, to be used in his prayers to Heaven for its long-abiding decree.’*
The Announcement concerning Lo.
The matters recorded in this Book are all connected, more or less nearly, with Lo, the new capital, the arrangements for the building of which are related at the commencement of the last Book. According to the summary of the contents given by the commentator Ȝhâi Khăn, ‘The arrangements for the building having been made, the duke of Kâu sent a messenger to inform the king of the result of his divinations. The historiographer recorded this as the Announcement about Lo, and at the same time related a dialogue between the king and his minister, and how the king charged the duke to remain at Lo, and conduct the government of it.’ Passing over the commencing paragraph, which I have repeated here from the ninth Book, Ȝhâi divides all the rest into seven chapters. Ch. 1 contains the duke’s message concerning his divinations; and the next gives the king’s reply. Ch. 3 is occupied with instructions to the king about the measures which he should pursue on taking up his residence at Lo. In ch. 4, the king charges the duke to remain at Lo, and undertake its government. In ch. 5, the duke responds, and accepts the charge, dwelling on the duties which the king and himself would have to perform. Ch. 6 relates the action of the duke in reference to a message and gift from the king intended for his special honour. In ch. 7, the historiographer writes of sacrifices offered by the king in Lo, and a proclamation that he issued, and tells how long the duke continued in his government;—showing how the duke began the city and completed it, and how king Khăng, after offering the sacrifices and inaugurating the government, returned to Hâo, and did not, after all, make his capital at Lo.
Many critics make much to do about the want of historical order in the Book, and suppose that portions have been lost, and other portions transposed; but the Book may be explained without resorting to so violent a supposition.
[In the third month, when the moon began to wane, the duke of Kâu commenced the foundations and proceeded to build the new great city of Lo of the eastern states. The people from every quarter assembled in great harmony. From the Hâu, Tien, Nan, Ȝhâi, and Wei domains, the various officers stimulated this harmony of the people, and introduced them to the business that was to be done for Kâu. The duke encouraged all to diligence, and made a great announcement about the performance (of the works)1 .]
1. The duke of Kâu did obeisance with his hands to his head and his head to the ground2 , saying, ‘Herewith I report (the execution of my commission) to my son, my intelligent sovereign. The king appeared as if he would not presume to be present at Heaven’s founding here the appointment (of our dynasty), and fixing it, whereupon I followed the (Grand-)Guardian, and made a great survey of this eastern region, hoping to found the place where he should become the intelligent sovereign of the people. On the day Yî-mâo, I came in the morning to this capital of Lo. I (first) divined by the shell concerning (the ground about) the Lî-water on the north of the Ho. I then divined concerning the east of the Kien-water, and the west of the Khan, when the (ground near the) Lo was indicated. Again I divined concerning the east of the Khan-water, when the (ground near the) Lo was also indicated. I (now) send a messenger with a map, and to present the (result of the) divinations.’*
2. The king did obeisance with his hands to his head and his head to the ground, saying, ‘The duke did not presume not to acknowledge reverently the favour of Heaven, and has surveyed the locality where our Kâu may respond to that favour. Having settled the locality, he has sent his messenger to show me the divinations, favourable and always auspicious. We two must together sustain the responsibility. He has made provision for me (and my successors), for myriads and tens of myriads of years, there reverently to acknowledge the favour of Heaven.* With my hands to my head and my head to the ground, (I receive) his instructive words.’
3. The duke of Kâu said1 , ‘Let the king at first employ the ceremonies of Yin, and sacrifice in the new city,* doing everything in an orderly way, but without display. I will marshal all the officers to attend you from Kâu, merely saying that probably there will be business to be done (in sacrificing). Let the king instantly issue an order to the effect that the most meritorious (ministers) shall have the first place in the sacrifices; and let him also say in an order, “You, in whose behalf the above order is issued, must give me your assistance with sincere earnestness.” Truly display the record of merits, for it is you who must in everything teach the officers. My young son, can you indulge partiality? Eschew it, my young son. (If you do not), the consequence hereafter will be like a fire, which, a spark at first, blazes up, and by and by cannot be extinguished. Let your observance of the constant rules of right, and your soothing measures be like mine. Take only the officers that are in Kâu with you to the new city, and make them there join their (old) associates, with intelligent vigour establishing their merit, and with a generous largeness (of soul) completing (the public manners);—so shall you obtain an endless fame.’
The duke said, ‘Yes, young as you are, be it yours to complete (the work of your predecessors). Cultivate (the spirit of) reverence, and you will know who among the princes (sincerely) present their offerings to you, and who do not. In connexion with those offerings there are many observances. If the observances are not equal to the articles, it must be held that there is no offering. When there is no service of the will in the offerings (of the princes), all the people will then say, “We need not (be troubled about) our offerings,” and affairs will be disturbed by errors and usurpations.
‘Do you, my young son, manifest everywhere my unwearied diligence, and listen to my instructions to you how to help the people to observe the constant rules of right. If you do not bestir yourself in these things, you will not be of long continuance. If you sincerely and fully carry out the course of your Directing father, and follow exactly my example, there will be no venturing to disregard your orders. Go, and be reverent. Henceforth I will study husbandry1 . There do you generously rule our people, and there is no distance from which they will not come to you.’
4. The king spoke to this effect2 , ‘O duke, you are the enlightener and sustainer of my youth. You have set forth the great and illustrious virtues, that I, notwithstanding my youth, may display a brilliant merit like that of Wăn and Wû, reverently responding to the favouring decree of Heaven; and harmonize and long preserve the people of all the regions, settling the multitudes (in Lo); and that I may give due honour to the great ceremony (of recording) the most distinguished (for their merits), regulating the order for the first places at the sacrifices, and doing everything in an orderly manner without display.
‘But your virtue, O duke, shines brightly above and beneath, and is displayed actively throughout the four quarters. On every hand appears the deep reverence (of your virtue) in securing the establishment of order, so that you fail in nothing of the earnest lessons of Wăn and Wû. It is for me, the youth, (only) to attend reverently, early and late, to the sacrifices.’*
The king said, ‘Great, O duke, has been your merit in helping and guiding me;—let it ever continue so.’
The king said, ‘O duke, let me, the little child, return to my sovereignty in Kâu, and I charge you, O duke, to remain behind (here). Order has been initiated throughout the four quarters of the kingdom, but the ceremonies to be honoured (by general observance) have not yet been settled, and I cannot look on your service as completed. Commence on a great scale what is to be done by your remaining here, setting an example to my officers and greatly preserving the people whom Wăn and Wû received;—by your good government you will be a help to the whole kingdom.’
The king said, ‘Remain, O duke. I will certainly go. Your services are devoutly acknowledged and reverently rejoiced in. Do not, O duke, occasion me this difficulty. I on my part will not be weary in seeking the tranquillity (of the people);—do not let the example which you have afforded me be intermitted. So shall the kingdom enjoy for generations (the benefit of your virtue).’
5. The duke of Kâu did obeisance with his hands to his head and his head to the ground, saying, ‘You have charged me, O king, to come here. I undertake (the charge), and will protect the people whom your accomplished grandfather, and your glorious and meritorious father, king Wû, received by the decree (of Heaven). I will enlarge the reverence which I cherish for you. (But), my son, come (frequently), and inspect this settlement. Pay great honour to (old) statutes, and to the good and wise men of Yin. Good government (here) will make you (indeed) the new sovereign of the kingdom, and an example of (royal) respectfulness to all your successors of Kâu.’
(The duke) proceeded to say, ‘From this time, by the government administered in this central spot, all the states will be conducted to repose; and this will be the completion of your merit, O king.
‘I, Tan, with the numerous officers and managers of affairs, will consolidate the achievements of our predecessors, in response to (the hopes of) the people. I will afford an example of sincerity to (future ministers of) Kâu, seeking to render complete the pattern intended for the enlightenment of you, my son, and thus to carry fully out the virtue of your accomplished grandfather.’
6. (Afterwards, on the arrival of a message and gifts from the king, the duke said1 ), ‘(The king) has sent messengers to admonish (the people of) Yin, and with a soothing charge to me, along with two flagons of the black-millet herb-flavoured spirits, saying, “Here is a pure sacrificial gift, which with my hands to my head and my head to the ground I offer for you to enjoy its excellence!”* I dare not keep this by me, but offer it in sacrifice to king Wăn and king Wû.’ (In doing so, he prayed), ‘May he be obedient to, and observant of your course! Let him not bring on himself any evil or illness! Let him satisfy his descendants for myriads of years with your virtue! Let (the people of) Yin enjoy prolonged (prosperity)!’* (He also said to the messengers), ‘The king has sent you to Yin, and we have received his well-ordered charges, (sufficient to direct us) for myriads of years, but let (the people) ever (be able to) observe the virtue cherished by my son.’
7. On the day Wû-khăn, the king, being in the new city1 , performed the annual winter sacrifice, offering (moreover) one red bull to king Wăn and another to king Wû.* He then ordered a declaration to be prepared, which was done by Yî2 in the form of a prayer, and it simply announced the remaining behind of the duke of Kâu. The king’s guests3 , on occasion of the killing of the victims and offering the sacrifice, were all present. The king entered the grand apartment, and poured out the libation.* He gave a charge to the duke of Kâu to remain, and Yî, the preparer of the document, made the announcement;—in the twelfth month. (Thus) the duke of Kâu grandly sustained the decree which Wăn and Wû had received through the space of seven years4 .
The Numerous Officers.
We have in this Book another ‘Announcement,’ addressed to the people of Yin or Shang, and especially to the higher classes among them,—‘the numerous officers,’—to reconcile them to their lot as subjects of the new dynasty. From the preceding two Books it appears that many of the people of Yin had been removed to the country about the Lo, before the dukes of Shâo and Kâu commenced the building of the new city. Now that the city was completed, another and larger migration of them, we may suppose, was ordered, and the duke of Kâu took occasion to issue the announcement that is here preserved.
I have divided it into four chapters. The first vindicates the kings of Kâu for superseding the line of Shang, not from ambition, but in obedience to the will of God. The second unfolds the causes why the dynasty of Yin or Shang had been set aside. The third shows how it had been necessary to remove them to Lo, and with what good intention the new capital had been built. The fourth tells how comfort and prosperity were open to their attainment at Lo, while by perseverance in disaffection they would only bring misery and ruin upon themselves.
1. In the third month, at the commencement (of the government) of the duke of Kâu in the new city of Lo, he announced (the royal will) to the officers of the Shang dynasty, saying, ‘The king speaks to this effect:—“Ye numerous officers who remain from the dynasty of Yin, great ruin came down on Yin from the cessation of forbearance in compassionate Heaven, and we, the lords of Kâu, received its favouring decree.* We felt charged with its bright terrors, carried out the punishments which kings inflict, rightly disposed of the appointment of Yin, and finished (the work of) God.* Now, ye numerous officers, it was not our small state that dared to aim at the appointment belonging to Yin. But Heaven was not with (Yin), for indeed it would not strengthen its misrule. It (therefore) helped us;—did we dare to seek the throne of ourselves? God was not for (Yin), as appeared from the mind and conduct of our inferior people, in which there is the brilliant dreadfulness of Heaven.” ’*
2. ‘I have heard the saying, “God leads men to tranquil security,”* but the sovereign of Hsiâ would not move to such security, whereupon God sent down corrections, indicating his mind to him. (Kieh), however, would not be warned by God, but proceeded to greater dissoluteness and sloth and excuses for himself. Then Heaven no longer regarded nor heard him, but disallowed his great appointment, and inflicted extreme punishment. Then it charged your founder, Thang the Successful, to set Hsiâ aside, and by means of able men to rule the kingdom. From Thang the Successful down to Tî-yî, every sovereign sought to make his virtue illustrious, and duly attended to the sacrifices.* And thus it was that, while Heaven exerted a great establishing influence, preserving and regulating the House of Yin, its sovereigns on their part were humbly careful not to lose (the favour of) God, and strove to manifest a good-doing corresponding to that of Heaven.* But in these times, their successor showed himself greatly ignorant of (the ways of) Heaven, and much less could it be expected of him that he would be regardful of the earnest labours of his fathers for the country. Greatly abandoned to dissolute idleness, he gave no thought to the bright principles of Heaven, and the awfulness of the people.* On this account God no longer protected him, but sent down the great ruin which we have witnessed. Heaven was not with him, because he did not make his virtue illustrious.* (Indeed), with regard to the overthrow of all states, great and small, throughout the four quarters of the kingdom, in every case reasons can be given for their punishment.’
‘The king speaks to this effect:—“Ye numerous officers of Yin, the case now is this, that the kings of our Kâu, from their great goodness, were charged with the work of God. There was the charge to them, ‘Cut off Yin.’ (They proceeded to perform it), and announced the execution of their service to God. In our affairs we have followed no double aims;—ye of the royal House (of Yin) must (now simply) follow us.” ’*
3. ‘ “May I not say that you have been very lawless? I did not (want to) remove you. The thing came from your own city1 . When I consider also how Heaven has drawn near to Yin with so great tribulations, it must be that there was (there) what was not right.”
‘The king says, “Ho! I declare to you, ye numerous officers, it is simply on account of these things that I have removed you and settled you here in the west2 ;—it was not that I, the One man, considered it a part of my virtue to interfere with your tranquillity. The thing was from Heaven; do not offer resistance; I shall not presume to have any subsequent (charge concerning you); do not murmur against me. Ye know that your fathers of the Yin dynasty had their archives and statutes, (showing how) Yin superseded the appointment of Hsiâ. Now, indeed, ye say further, ‘(The officers of) Hsiâ were chosen and employed in the royal court (of Shang), and had their duties among the mass of its officers.’ (But) I, the One man, listen only to the virtuous, and employ them; and it was with this view that I ventured to seek you in your capital of Shang (once sanctioned by) Heaven, (and removed you here to Lo.) I thereby follow (the ancient example), and have pity on you. (Your present non-employment) is no fault of mine;—it is by the decree of Heaven.”*
‘The king says, “Ye numerous officers, formerly, when I came from Yen1 , I greatly mitigated the penalty and spared the lives of the people of your four states2 . At the same time I made evident the punishment appointed by Heaven, and removed you to this distant abode, that you might be near the ministers who had served in our honoured (capital)3 , and (learn) their much obedience.”
‘The king says, “I declare to you, ye numerous officers of Yin, now I have not put you to death, and therefore I reiterate the declaration of my charge4 . I have now built this great city here in Lo, considering that there was no (central) place in which to receive my guests from the four quarters, and also that you, ye numerous officers, might here with zealous activity perform the part of ministers to us, with the entire obedience (ye would learn). Ye have still here, I may say, your grounds, and may still rest in your duties and dwellings. If you can reverently obey, Heaven will favour and compassionate you. If you do not reverently obey, you shall not only not have your lands, but I will also carry to the utmost Heaven’s inflictions on your persons. Now you may here dwell in your villages, and perpetuate your families; you may pursue your occupations and enjoy your years in this Lo; your children also will prosper;—(all) from your being removed here.”
‘The king says—1 ; and again he says, “Whatever I may now have spoken is on account of (my anxiety about) your residence here.” ’
Against Luxurious Ease.
The name of this Book is taken from two characters in the first sentence of it, which are the key-note of the whole. It is classified among the ‘Instructions’ of the Shû, and was addressed to king Khăng by the duke of Kâu soon after he had resigned the administration of the government into his hands.
There are six pauses in the course of the address, which is resumed always with ‘The duke of Kâu said, “Oh.” ’ This suggests a division into seven chapters.
In the first, the duke suggests to the king to find a rule for himself in the laborious toils that devolve on the husbandman. In the second, he refers to the long reigns of three of the Yin sovereigns, and the short reigns of others, as illustrating how the blessing of Heaven rests on the diligent monarch. In the third, the example of their own kings, Thâi, Kî, and Wăn, is adduced with the same object. In the fourth, the duke addresses the king directly, and exhorts him to follow the pattern of king Wăn, and flee from that of Kâu-hsin. In the fifth, he stimulates him, by reference to ancient precedents, to adopt his counsels, and shows the evil effects that will follow if he refuse to do so. In the sixth, he shows him, by the cases of the good kings of Yin and of king Wăn, how he should have regard to the opinions of the common people, and gird himself to diligence. The seventh chapter is a single admonition that the king should lay what had been said to heart.
1. The duke of Kâu said, ‘Oh! the superior man rests in this,—that he will indulge in no luxurious ease. He first understands how the painful toil of sowing and reaping conducts to ease, and thus he understands how the lower people depend on this toil (for their support). I have observed among the lower people, that where the parents have diligently laboured in sowing and reaping, their sons (often) do not understand this painful toil, but abandon themselves to ease, and to village slang, and become quite disorderly. Or where they do not do so, they (still) throw contempt on their parents, saying, “Those old people have heard nothing and know nothing.” ’
2. The duke of Kâu said, ‘Oh! I have heard that aforetime Kung Ȝung, one of the kings of Yin1 , was grave, humble, reverential, and timorously cautious. He measured himself with reference to the decree of Heaven, and cherished a reverent apprehension in governing the people, not daring to indulge in useless ease.* It was thus that he enjoyed the throne seventy and five years. If we come to the time of Kâo Ȝung1 , he toiled at first away from the court, and was among the lower people2 . When he came to the throne, and occupied the mourning shed, it may be said that he did not speak for three years. (Afterwards) he was (still inclined) not to speak; but when he did speak, his words were full of harmonious (wisdom). He did not dare to indulge in useless ease, but admirably and tranquilly presided over the regions of Yin, till throughout them all, small and great, there was not a single murmur. It was thus that he enjoyed the throne fifty and nine years. In the case of Ȝû-kiâ3 , he refused to be king unrighteously, and was at first one of the lower people. When he came to the throne, he knew on what they must depend (for their support), and was able to exercise a protecting kindness towards their masses, and did not dare to treat with contempt the wifeless men and widows. Thus it was that he enjoyed the throne thirty and three years. The kings that arose after these, from their birth enjoyed ease. Enjoying ease from their birth, they did not know the painful toil of sowing and reaping, and had not heard of the hard labours of the lower people. They sought for nothing but excessive pleasure; and so not one of them had long life. They (reigned) for ten years, for seven or eight, for five or six, or perhaps (only) for three or four.’
3. The duke of Kâu said, ‘Oh! there likewise were king Thâi and king Kî of our own Kâu, who were humble and reverentially cautious. King Wăn dressed meanly, and gave himself to the work of tranquillization and to that of husbandry. Admirably mild and beautifully humble, he cherished and protected the inferior people, and showed a fostering kindness to the wifeless men and widows. From morning to mid-day, and from mid-day to sundown, he did not allow himself leisure to eat;—thus seeking to secure the happy harmony of the myriads of the people. King Wăn did not dare to go to excess in his excursions or his hunting, and from the various states he would receive only the correct amount of contribution. The appointment (of Heaven) came to him in the middle of his life1 , and he enjoyed the throne for fifty years.’*
4. The duke of Kâu said, ‘Oh! from this time forward, do you who have succeeded to the throne imitate Wăn’s avoiding of excess in his sight-seeing, his indulgence in ease, his excursions, his hunting; and from the myriads of the people receive only the correct amount of contribution. Do not allow yourself the leisure to say, “To-day I will indulge in pleasure.” This would not be holding out a lesson to the people, nor the way to secure the favour of Heaven. Men will on the contrary be prompt to imitate you and practise evil. Become not like Shâu the king of Yin, who went quite astray, and became abandoned to drunkenness.’
5. The duke of Kâu said, ‘Oh! I have heard it said that, in the case of the ancients, (their ministers) warned and admonished them, protected and loved them, taught and instructed them; and among the people there was hardly one who would impose on them by extravagant language or deceiving tricks. If you will not listen to this (and profit by it), your ministers will imitate you, and so the correct laws of the former kings, both small and great, will be changed and disordered. The people, blaming you, will disobey and rebel in their hearts;—yea, they will curse you with their mouths.’
6. The duke of Kâu said, ‘Oh! those kings of Yin,—Kung Ȝung, Kâo Ȝung, and Ȝû-kiâ, with king Wăn of our Kâu,—these four men carried their knowledge into practice. If it was told them, “The lower people murmur against you and revile you,” then they paid great and reverent attention to their conduct; and with reference to the faults imputed to them they said, “Our faults are really so,” thus not simply shrinking from the cherishing of anger. If you will not listen to this (and profit by it), when men with extravagant language and deceptive tricks say to you, “The lower people are murmuring against you and reviling you,” you will believe them. Doing this, you will not be always thinking of your princely duties, and will not cultivate a large and generous heart. You will confusedly punish the guiltless, and put the innocent to death. There will be a general murmuring, which will be concentrated upon your person.’
7. The duke of Kâu said, ‘Oh! let the king, who has succeeded to the throne, make a study of these things.’
The Prince Shih.
The words ‘Prince Shih’ occur at the commencement of the Book, and are taken as its title. Shih was the name of the duke of Shâo, the author of Book xii. To him the address or announcement here preserved was delivered, and his name is not an inappropriate title for it.
The common view of Chinese critics is that the duke of Shâo had announced his purpose to withdraw from office on account of his age, when the duke of Kâu persuaded him to remain at his post, and that the reasons which he set before him were recorded in this Book. It may have been so, but the language is far from clearly indicating it. A few expressions, indeed, may be taken as intimating a wish that Shih should continue at court, but some violence has to be put upon them.
I have divided the whole into four chapters, but the two principal ideas in the address are these:—that the favour of Heaven can be permanently secured for a dynasty only by the virtue of its sovereigns; and that that virtue is secured mainly by the counsels and help of virtuous ministers. The ablest sovereigns of Shang are mentioned, and the ministers by whose aid it was, in a great measure, that they became what they were. The cases of Wăn and Wû of their own dynasty, similarly aided by able men, are adduced in the same way; and the speaker adverts to the services which they—the two dukes—had already rendered to their sovereign, and insists that they must go on to the end, and accomplish still greater things.
1. The duke of Kâu spoke to the following effect:—‘Prince Shih, Heaven, unpitying, sent down ruin on Yin. Yin has lost its appointment (to the throne), which our House of Kâu has received. I do not dare, however, to say, as if I knew it, “The foundation will ever truly abide in prosperity. If Heaven aid sincerity,”—1 .* Nor do I dare to say, as if I knew it, “The end will issue in our misfortunes.” Oh! you have said, O prince, “It depends on ourselves.” I also do not dare to rest in the favour of God, not forecasting at a distance the terrors of Heaven in the present time, when there is no murmuring or disobedience among the people;*—(the issue) is with men. Should our present successor to his fathers prove greatly unable to reverence (Heaven) above and (the people) below, and so bring to an end the glory of his predecessors, could we in (the retirement of) our families be ignorant of it? The favour of Heaven is not easily preserved; Heaven is difficult to be depended on. Men lose its favouring appointment, because they cannot pursue and carry out the reverence and brilliant virtue of their forefathers.* Now I, Tan, the little child, am not able to make (the king) correct. I would simply conduct him to the glory of his fathers, and make him, who is my young charge, partaker of that.’ He also said, ‘Heaven is not to be trusted. Our course is only to seek the prolongation of the virtue of the Tranquillizing king, that Heaven may not find occasion to remove its favouring decree which king Wăn received.’*
2. The duke said, ‘Prince Shih, I have heard that aforetime, when Thang the Successful had received the appointment (to the throne), he had with him Î Yin, making (his virtue) like that of great Heaven;* that Thâi Kiâ had (the same Î Yin), the Pâo-hăng1 ; that Thâi-wû2 had Î Kih and Khăn Hû , through whom (his virtue) was made to affect God,* and Wû Hsien3 who regulated the royal House; that Ȝû-yî had Wû Hsien’s son; and that Wû-ting had Kan Phan4 . (These ministers) carried out (their principles), and displayed (their merit), preserving and regulating the dynasty of Yin, so that, while its ceremonies lasted, (those sovereigns), when deceased, were assessors to Heaven5 ,* and its duration extended over many years. Heaven thus determinately maintained its favouring appointment, and Shang was replenished with men. The various heads of great surnames and members of the royal House, holding employments, all held fast their virtue, and showed an anxious solicitude (for the kingdom). The smaller ministers, and the guardian princes in the Hâu and Tien domains, hurried about on their services. Thus did they all exert their virtue and aid their sovereign, so that whatever affairs he, the One man, had in hand, throughout the land, an entire faith was reposed in their justice as in the indications of the shell or the divining stalks.’*
The duke said, ‘Prince Shih, Heaven gives length of days to the just and the intelligent; (it was thus that those ministers) maintained and regulated the dynasty of Yin.* He who came last to the throne granted by Heaven was extinguished by its terrors. Do you think of the distant future, and we shall have the decree (in favour of Kâu) made sure, and its good government will be brilliantly exhibited in our newly-founded state.’
3. The duke said, ‘Prince Shih, aforetime when God was inflicting calamity (on Yin), he encouraged anew the virtue of the Tranquillizing king, till at last the great favouring decree was concentrated in his person. (But) that king Wăn was able to conciliate and unite the portion of the great kingdom which we came to possess, was owing to his having (such ministers) as his brother of Kwo, Hung Yâo, San Î-shăng, Thâi Tien, and Nan-kung Kwo.’
He said further, ‘But for the ability of those men to go and come in his affairs, developing his constant lessons, there would have been no benefits descending from king Wăn on the people. And it also was from the determinate favour of Heaven that there were these men of firm virtue, and acting according to their knowledge of the dread majesty of Heaven, to give themselves to enlighten king Wăn, and lead him forward to his high distinction and universal rule, till his fame reached the ears of God, and he received the appointment that had been Yin’s.* There were still four of those men who led on king Wû to the possession of the revenues of the kingdom, and afterwards, along with him, in great reverence of the majesty of Heaven, slew all his enemies.* These four men, moreover, made king Wû so illustrious that his glory overspread the kingdom, and (the people) universally and greatly proclaimed his virtue. Now with me Tan, the little child, it is as if I were floating on a great stream;—with you, O Shih, let me from this time endeavour to cross it. Our young sovereign is (powerless), as if he had not yet ascended the throne. You must by no means lay the whole burden on me; and if you draw yourself up without an effort to supply my deficiencies, no good will flow to the people from our age and experience. We shall not hear the voices of the phœnixes1 , and how much less can it be thought that we shall be able to make (the king’s virtue) equal (to Heaven)!’*
The duke said, ‘Oh! consider well these things, O prince. We have received the appointment to which belongs an unlimited amount of blessing, but having great difficulties attached to it. What I announce to you are counsels of a generous largeness.—I cannot allow the successor of our kings to go astray.’
4. The duke said, ‘The former king laid bare his heart, and gave full charge to you, constituting you one of the guides and patterns for the people, saying, “Do you with intelligence and energy second and help the king; do you with sincerity support and convey forward the great decree. Think of the virtue of king Wăn, and enter greatly into his boundless anxieties.” ’
The duke said, ‘What I tell you, O prince, are my sincere thoughts. O Shih, the Grand-Protector, if you can but reverently survey with me the decay and great disorders of Yin, and thence consider the dread majesty of Heaven (which warns) us!—Am I not to be believed that I must reiterate my words? I simply say, “The establishment (of our dynasty) rests with us two.” Do you agree with me? Then you (also) will say, “It rests with us two.” And the favour of Heaven has come to us so largely:—it should be ours to feel as if we could not sufficiently respond to it. If you can but reverently cultivate your virtue (now), and bring to light our men of eminent ability, then when you resign (your position) to some successor in a time of established security, (I will interpose no objection.)
‘Oh! it is by the earnest service of us two that we have come to the prosperity of the present day. We must both go on, abjuring all idleness, to complete the work of king Wăn, till it has grandly overspread the kingdom, and from the corners of the sea, and the sunrising, there shall not be one who is disobedient to the rule (of Kâu).’
The duke said, ‘O prince, have I not spoken in accordance with reason in these many declarations? I am only influenced by anxiety about (the appointment of) Heaven, and about the people.’
The duke said, ‘Oh! you know, O prince, the ways of the people, how at the beginning they can be (all we could desire); but it is the end (that is to be thought of). Act in careful accordance with this fact. Go and reverently exercise the duties of your office.’
The Charge to Kung of Ȝhâi.
Ȝhâi was the name of the small state or territory, which had been conferred on Tû, the next younger brother of the duke of Kâu. The name still remains in the district of Shang-ȝhâi, department Zû-ning, Ho-nan. Tû was deprived of his state because of his complicity in the rebellion of Wû-kăng; but it was subsequently restored to his son Hû by this charge. Hû is here called Kung, that term simply denoting his place in the roll of his brothers or cousins. King Khăng and Hû were cousins,—‘brothers’ according to Chinese usage of terms, and Hû being the younger of the two, was called Ȝhâi Kung, ‘the second or younger brother,—of Ȝhâi.’
The Book consists of two chapters. The former is of the nature of a preface, giving the details necessary to explain the appointment of Hû. The second contains the king’s charge, delivered in his name by the duke of Kâu, directing Hû how to conduct himself, so that he might blot out the memory of his father’s misdeeds, and win the praise of the king.
1. When the duke of Kâu was in the place of prime minister and directed all the officers, the (king’s) uncles spread abroad an (evil) report, in consequence of which (the duke) put to death the prince of Kwan in Shang1 ; confined the prince of Ȝhâi in Kwo-lin2 , with an attendance of seven chariots; and reduced the prince of Hwo3 to be a private man, causing his name to be erased from the registers for three years. The son of the prince of Ȝhâi having displayed a reverent virtue, the duke of Kâu made him a high minister, and when his father died, requested a decree from the king, investing him with the country of Ȝhâi.
2. ‘The king speaks to this effect:—“My little child, Hû, you follow the virtue (of our ancestors), and have changed from the conduct (of your father); you are able to take heed to your ways;—I therefore appoint you to be a marquis in the east. Go to your fief, and be reverent!
“In order that you may cover the faults of your father, be loyal, be filial1 . Urge on your steps in your own way, diligent and never idle, and so shall you hand down an example to your descendants. Follow the constant lessons of your grandfather king Wăn, and be not, like your father, disobedient to the royal orders.
“Great Heaven has no partial affections;—it helps only the virtuous.* The people’s hearts have no unchanging attachment;—they cherish only the kind. Acts of goodness are different, but they contribute in common to good order. Acts of evil are different, but they contribute in common to disorder. Be cautious!
“In giving heed to the beginning think of the end;—the end will then be without distress. If you do not think of the end, it will be full of distress, even of the greatest.
“Exert yourself to achieve your proper merit. Seek to be in harmony with all your neighbours. Be a fence to the royal House. Live in amity with your brethren. Tranquillize and help the lower people.
“Follow the course of the Mean, and do not by aiming to be intelligent throw old statutes into confusion. Watch over what you see and hear, and do not for one-sided words deviate from the right rule. Then I, the One man, will praise you.”
‘The king says, “Oh! my little child, Hû, go, and do not idly throw away my charge.” ’
The Numerous Regions.
The king has returned to his capital in triumph, having put down rebellion in the east, and specially extinguished the state or tribe of Yen. The third chapter of Book xiv contained a reference to an expedition against Yen. Critics are divided on the point of whether the expedition mentioned in this Book was the same as that, or another; and our sources of information are not sufficient to enable us to pronounce positively in the case. If we may credit what Mencius says, the Records of the Shû do not tell us a tithe of the wars carried on by the duke of Kâu to establish the new dynasty:—‘He smote Yen, and after three years put its ruler to death. He drove Fei-lien to a corner by the sea, and slew him. The states which he extinguished amounted to fifty’ (Mencius, III, ii, ch. 9).
However this point be settled, on the occasion when the announcement in this Book was delivered, a great assembly of princes and nobles—the old officers of Yin or Shang, and chiefs from many regions—was met together. They are all supposed to have been secretly, if not openly, in sympathy with the rebellion which has been trampled out, and to grudge to yield submission to the rule of Kâu. The king, by the duke of Kâu, reasons and expostulates with them. He insists on the leniency with which they had been treated in the past; and whereas they might be saying that Kâu’s overthrow of the Yin dynasty was a usurpation, he shows that it was from the will of Heaven. The history of the nation is then reviewed, and it is made to appear that king Wû had displaced the kings of Yin or Shang, just as Thang, the founder of the Shang dynasty, had displaced those of Hsiâ. It was their duty therefore to submit to Kâu. If they did not avail themselves of its leniency, they should be dealt with in another way.
Having thus spoken, the duke turns, in the fourth of the five chapters into which I have divided the Book, and addresses the many officers of the states, and especially those of Yin, who had been removed to Lo, speaking to them, as ‘the Numerous Officers,’ after the style of Book xiv. Finally, he admonishes them all that it is time to begin a new course. If they do well, it will be well with them; if they continue perverse, they will have to blame themselves for the consequences.
1. In the fifth month, on the day Ting-hâi, the king arrived from Yen, and came to (Hâo), the honoured (capital of) Kâu. The duke of Kâu said, ‘The king speaks to the following effect: “Ho! I make an announcement to you of the four states, and the numerous (other) regions. Ye who were the officers and people of the prince of Yin, I have dealt very leniently as regards your lives, as ye all know. You kept reckoning greatly on (some) decree of Heaven, and did not keep with perpetual awe before your thoughts (the preservation of) your sacrifices1 .*
‘ “God sent down correction on Hsiâ, but the sovereign (only) increased his luxury and sloth, and would not speak kindly to the people. He showed himself dissolute and dark, and would not yield for a single day to the leadings of God:—this is what you have heard.* He kept reckoning on the decree of God (in his favour), and did not cultivate the means for the people’s support.* By great inflictions of punishment also he increased the disorder of the states of Hsiâ. The first cause (of his evil course) was the internal misrule1 , which made him unfit to deal well with the multitudes. Nor did he endeavour to find and employ men whom he could respect, and who might display a generous kindness to the people; but where any of the people of Hsiâ were covetous and fierce, he daily honoured them, and they practised cruel tortures in the cities. Heaven on this sought a (true) lord for the people, and made its distinguished and favouring decree light on Thang the Successful, who punished and destroyed the sovereign of Hsiâ.* Heaven’s refusal of its favour (to Hsiâ) was decided. The righteous men of your numerous regions were not permitted to continue long in their posts of enjoyment, and the many officers whom Hsiâ’s (last sovereign) honoured were unable intelligently to maintain the people in the enjoyment (of their lives), but, on the contrary, aided one another in oppressing them, till of the hundred ways of securing (prosperity) they could not promote (one).
‘ “In the case indeed of Thang the Successful, it was because he was the choice of your numerous regions that he superseded Hsiâ, and became the lord of the people. He paid careful attention to the essential virtue (of a sovereign)2 , in order to stimulate the people, and they on their part imitated him and were stimulated. From him down to Tî-yî, the sovereigns all made their virtue illustrious, and were cautious in the use of punishments;—thus also exercising a stimulating influence (over the people). When they, having examined the evidence in criminal cases, put to death those chargeable with many crimes, they exercised the same influence; and they did so also when they liberated those who were not purposely guilty. But when the throne came to your (last) sovereign, he could not with (the good will of) your numerous regions continue in the enjoyment of the favouring decree of Heaven.” ’*
2. ‘Oh! the king speaks to the following effect:—“I announce and declare to you of the numerous regions, that Heaven had no set purpose to do away with the sovereign of Hsiâ or with the sovereign of Yin. But it was the case that your (last) ruler, being in possession of your numerous regions, abandoned himself to great excess, and reckoned on the favouring decree of Heaven, making trifling excuses for his conduct. And so in the case of the (last) sovereign of Hsiâ; his plans of government were not of a tendency to secure his enjoyment (of the kingdom), and Heaven sent down ruin on him, and the chief of the territory (of Shang) put an end (to the line of Hsiâ). In truth, the last sovereign of your Shang was luxurious to the extreme of luxury, while his plans of government showed neither purity nor progress, and thus Heaven sent down such ruin on him1 .*
‘ “The wise, through not thinking, become foolish, and the foolish, by thinking, become wise. Heaven for five years waited kindly, and forbore with the descendant (of Thang), to see if he would indeed prove himself the ruler of the people; but there was nothing in him deserving to be regarded. Heaven then sought among your numerous regions, making a great impression by its terrors to stir up some one who would look (reverently) to it, but in all your regions there was not one deserving of its favouring regard. But there were the kings of our Kâu, who treated well the multitudes of the people, and were able to sustain the burden of virtuous (government). They could preside over (all services to) spirits and to Heaven.* Heaven thereupon instructed us, and increased our excellence, made choice of us, and gave us the decree of Yin, to rule over your numerous regions.” ’*
3. ‘ “Why do I now presume to make (these) many declarations? I have dealt very leniently as regards the lives of you, the people of these four states. Why do you not show a sincere and generous obedience in your numerous regions? Why do you not aid and co-operate with the kings of our Kâu, to secure the enjoyment of Heaven’s favouring decree? You now still dwell in your dwellings, and cultivate your fields;—why do you not obey our kings, and consolidate the decree of Heaven? The paths which you tread are continually those of disquietude;—have you in your hearts no love for yourselves? do you refuse so greatly to acquiesce in the ordinance of Heaven? do you triflingly reject that decree? do you of yourselves pursue unlawful courses, scheming (by your alleged reasons) for the approval of upright men? I simply instructed you, and published my announcement1 ; with trembling awe I secured and confined (the chief criminals):—I have done so twice and for three times. But if you do not take advantage of the leniency with which I have spared your lives, I will proceed to severe punishments, and put you to death. It is not that we, the sovereigns of Kâu, hold it virtuous to make you untranquil, but it is you yourselves who accelerate your crimes (and sufferings).” ’
4. ‘The king says, “Oh! ho! I tell you, ye many officers of the various regions, and you, ye many officers of Yin, now have ye been hurrying about, doing service to my overseers for five years. There are among you the inferior assistants, the chiefs, and the numerous directors, small and great;—see that ye all attain to the discharge of your duties. Want of harmony (in the life) rises from (the want of it in) one’s (inner) self;—strive to be harmonious. Want of concord in your families (arises from the want of it in your conduct);—strive to be harmonious. When intelligence rules in your cities, then will you be proved to be attentive to your duties. Do not be afraid, I pray you, of the evil ways (of the people); and moreover, by occupying your offices with a reverent harmony, you will find it possible to select from your cities individuals on whose assistance you can calculate. You may thus long continue in this city of Lo2 , cultivating your fields. Heaven will favour and compassionate you, and we, the sovereigns of Kâu, will greatly help you, and confer rewards, selecting you to stand in our royal court. Only be attentive to your duties, and you may rank among our great officers.”
‘The king says, “Oh! ye numerous officers, if you cannot exhort one another to pay a sincere regard to my charges, it will further show that you are unable to honour your sovereign; and all the people will (also) say, ‘We will not honour him.’ Thus will ye be proved slothful and perverse, greatly disobedient to the royal charges. Throughout your numerous regions you will bring on yourselves the terrors of Heaven, and I will then inflict on you its punishments, removing you far from your country.” ’
5. ‘The king says, “I do not (wish to) make these many declarations, but it is in a spirit of awe that I lay my commands before you.” He further says, “You may now make a (new) beginning. If you cannot reverently realize the harmony (which I enjoin), do not (hereafter) murmur against me.” ’
The Establishment of Government.
The phrase, ‘the Establishment of Government,’ occurs several times in the course of the Book, and is thence taken to denominate it,—appropriately enough. The subject treated of throughout, is how good government may be established.
Some Chinese critics maintain that the text as it stands is very confused, ‘head and tail in disorder, and without connexion,’ and various re-arrangements of it have been proposed, for which, however, there is no manuscript authority. Keeping to the received text, and dividing it into six chapters, we may adopt a summary of its contents approved by the editors of the Shû, which was published in the Yung-kăng reign of the present dynasty.—In government there is nothing more important than the employment of proper men; and when such men are being sought, the first care should be for those to occupy the three highest positions. When these are properly filled, all the other offices will get their right men, and royal government will be established. The appointment of the officers of business, of pastoral oversight, and of the law, is the great theme of the whole Book, and the concluding words of chapter 1 are its pulse,—may be felt throbbing everywhere in all the sentiments. Chapters 2 and 3 illustrate the subject from the history of the dynasties of Hsiâ and Shang; and in chapter 4 it is shown how kings Wăn and Wû selected their officers, and initiated the happy state which was still continuing. In chapter 5 there is set forth the duty of the king to put away from him men of artful tongues; to employ the good, distinguished by their habits of virtue; to be always well prepared for war; and to be very careful of his conduct in the matter of litigations. Chapter 6 seems to have hardly any connexion with the rest of the Book, and is probably a fragment of one of the lost Books of the Shû, that has got tacked on to this.
The Book belongs to the class of ‘Instructions,’ and was made, I suppose, after the duke of Kâu had retired from his regency.
1. The duke of Kâu spoke to the following effect:—‘With our hands to our heads and our heads to the ground, we make our declarations to the Son of Heaven, the king who has inherited the throne.’ In such manner accordingly all (the other ministers) cautioned the king, saying, ‘In close attendance on your majesty there are the regular presidents1 , the regular ministers2 , and the officers of justice;—the keepers of the robes (also), and the guards.’ The duke of Kâu said, ‘Oh! admirable are these (officers). Few, however, know to be sufficiently anxious about them.’
2. ‘Among the ancients who exemplified (this anxiety) there was the founder of the Hsiâ dynasty. When his House was in its greatest strength, he sought for able men who should honour God (in the discharge of their duties).* (His advisers), when they knew of men thoroughly proved and trustworthy in the practice of the nine virtues1 , would then presume to inform and instruct their sovereign, saying, “With our hands to our heads and our heads to the ground, O sovereign, we would say, Let (such an one) occupy one of your high offices: Let (such an one) be one of your pastors: Let (such an one) be one of your officers of justice. By such appointments you will fulfil your duty as sovereign. If you judge by the face only, and therefrom deem men well schooled in virtue, and appoint them, then those three positions will all be occupied by unrighteous individuals.” The way of Kieh, however, was not to observe this precedent. Those whom he employed were cruel men;—and he left no successor.’
3. ‘After this there was Thang the Successful, who, rising to the throne, grandly administered the bright ordinances of God.* He employed, to fill the three (high) positions, those who were equal to them; and those who were called possessors of the three kinds of ability2 would display that ability. He then studied them severely, and greatly imitated them, making the utmost of them in their three positions and with their three kinds of ability. The people in the cities of Shang1 were thereby all brought to harmony, and those in the four quarters of the kingdom were brought greatly under the influence of the virtue thus displayed. Oh! when the throne came to Shâu, his character was all violence. He preferred men of severity, and who deemed cruelty a virtue, to share with him in the government of his states; and at the same time, the host of his associates, men who counted idleness a virtue, shared the offices of his court. God then sovereignly punished him, and caused us to possess the great land, enjoy the favouring decree which Shâu had (afore) received, and govern all the people in their myriad realms.’*
4. ‘Then subsequently there were king Wăn and king Wû, who knew well the minds of those whom they put in the three positions, and saw clearly the minds of those who had the three grades of ability. Thus they could employ them to serve God with reverence, and appointed them as presidents and chiefs of the people. In establishing their government, the three things which principally concerned them were to find the men for (high) offices, the officers of justice, and the pastors. (They had also) the guards; the keepers of the robes; their equerries; their heads of small departments; their personal attendants; their various overseers; and their treasurers. They had their governors of the larger and smaller cities assigned in the royal domain to the nobles; their men of arts1 ; their overseers whose offices were beyond the court; their grand historiographers; and their heads of departments;—all good men of constant virtue.
‘(In the external states) there were the Minister of Instruction, the Minister of War, and the Minister of Works, with the many officers subordinate to them. Among the wild tribes, such as the Wei, the Lû, and the Khăng2 , in the three Po, and at the dangerous passes, they had wardens.
‘King Wăn was able to make the minds of those in the (three high) positions his own, and so it was that he established those regular officers and superintending pastors, so that they were men of ability and virtue. He would not appear himself in the various notifications, in litigations, and in precautionary measures. There were the officers and pastors (to attend to them), whom he (simply) taught to be obedient (to his wishes), and not to be disobedient. (Yea), as to litigations and precautionary measures, he (would seem as if he) did not presume to know about them. He was followed by king Wû, who carried out his work of settlement, and did not presume to supersede his righteous and virtuous men, but entered into his plans, and employed, as before, those men. Thus it was that they unitedly received this vast inheritance.’
5. ‘Oh! young son, the king, from this time forth be it ours to establish the government, appointing the (high) officers, the officers of the laws, and the pastors;—be it ours clearly to know what courses are natural to these men, and then fully to employ them in the government, that they may aid us in the management of the people whom we have received, and harmoniously conduct all litigations and precautionary measures. And let us never allow others to come between us and them. (Yea), in our every word and speech, let us be thinking of (these) officers of complete virtue, to regulate the people that we have received.
‘Oh! I, Tan, have received these excellent words of others1 , and tell them all to you, young son, the king. From this time forth, O accomplished son (of Wû), accomplished grandson (of Wăn), do not err in regard to the litigations and precautionary measures;—let the proper officers manage them. From of old to the founder of Shang, and downwards to king Wăn of our Kâu, in establishing government, when they appointed (high) officers, pastors, and officers of the laws, they settled them in their positions, and allowed them to unfold their talents;—thus giving the regulation of affairs into their hands. In the kingdom, never has there been the establishment of government by the employment of artful-tongued men; (with such men), unlessoned in virtue, never can a government be distinguished in the world. From this time forth, in establishing government, make no use of artful-tongued men, but (seek for) good officers, and get them to use all their powers in aiding the government of our country. Now, O accomplished son (of Wû), accomplished grandson (of Wăn), young son, the king, do not err in the matter of litigations;—there are the officers and pastors (to attend to them).
‘Have well arranged (also) your military accoutrements and weapons, so that you may go forth beyond the steps of Yü, and traverse all under the sky, even to beyond the seas, everywhere meeting with submission:—so shall you display the bright glory of king Wăn, and render more illustrious the great achievements of king Wû1 .
‘Oh! from this time forth, may (our) future kings, in establishing the government, be able to employ men of constant virtue!’
6. The duke of Kâu spoke to the following effect:—‘O grand historiographer, the duke of Sû, the Minister of Crime, dealt reverently with all the criminal matters that came before him, and thereby perpetuated the fortunes of our kingdom. Here was an example of anxious solicitude (for future ministers), whereby they may rank with him in the ordering of the appropriate punishments2 .’
The Officers of Kâu.
‘The Officers of Kâu’ contains a general outline of the official system of the Kâu dynasty, detailing the names and functions of the principal ministers about the court and others, to whom, moreover, various counsels are addressed by the king who speaks in it,—no doubt, king Khăng. Chinese critics class it with the ‘Instructions’ of the Shû, but it belongs rather to the ‘Announcements.’
There is no mention in it of the duke of Kâu; and its date must therefore be in some year after he had retired from the regency, and resigned the government into the king’s own hands.
The Book has a beginning, middle, and end, more distinctly marked than they are in many of the documents in the Shû. The whole is divided into five chapters. The first is introductory, and describes the condition of the kingdom, when the arrangements of the official system were announced. In the second, the king refers to the arrangements of former dynasties. In the third, he sets forth the principal offices of state, the ministers of which had their residence at court, and goes on to the arrangements for the administration of the provinces. The two other chapters contain many excellent advices to the ministers and officers to discharge their duties so that the fortunes of the dynasty might be consolidated, and no dissatisfaction arise among the myriad states.
1. The king of Kâu brought the myriad regions (of the kingdom) to tranquillity; he made a tour of inspection through the Hâu and Tien tenures; he punished on all sides the chiefs who had refused to appear at court; thus securing the repose of the millions of the people, and all the (princes in the) six tenures acknowledging his virtue. He then returned to the honoured capital of Kâu, and strictly regulated the officers of the administration.
2. The king said, ‘It was the grand method of former times to regulate the government while there was no confusion, and to secure the country while there was no danger.’ He said, ‘Yâo and Shun, having studied antiquity1 , established a hundred officers. At court, there were the General Regulator and (the President of) the Four Mountains; abroad, there were the pastors of the provinces and the princes of states. Thus the various departments of government went on harmoniously, and the myriad states all enjoyed repose. Under the dynasties of Hsiâ and Shang, the number of officers was doubled, and they were able still to secure good government. (Those early) intelligent kings, in establishing their government, cared not so much about the number of the offices as about the men (to occupy them). Now I, the little child, cultivate with reverence my virtue, concerned day and night about my deficiencies; I look up to (those) former dynasties, and seek to conform to them, while I instruct and direct you, my officers.’
3. ‘I appoint the Grand-Master, the Grand-Assistant, and the Grand-Guardian. These are the three Kung2 . They discourse about the principles of reason1 and adjust the states, harmonizing (also) and regulating the operations (in nature) of heaven and earth2 . These offices need not (always) be filled; there must (first) be the men for them.
‘(I appoint) the Junior Master, the Junior Assistant, and the Junior Guardian. These are called the three Kû3 . They assist the Kung to diffuse widely the transforming influences, and display brightly with reverence (the powers of) heaven and earth,—assisting me, the One man.
‘(I appoint) the Prime Minister, who presides over the ruling of the (various) regions, has the general management of all the other officers, and secures uniformity within the four seas; the Minister of Instruction, who presides over the education in the states, diffuses a knowledge of the duties belonging to the five relations of society, and trains the millions of the people to obedience; the Minister of Religion, who presides over the (sacred) ceremonies of the country, regulates the services rendered to the spirits and manes, and makes a harmony between high and low4 ;* the Minister of War, who presides over the (military) administration of the country, commands the six hosts, and secures the tranquillity of all the regions; the Minister of Crime, who presides over the prohibitions of the country, searches out the villainous and secretly wicked, and punishes oppressors and disturbers of the peace; and the Minister of Works, who presides over the land of the country, settles the four classes of the people, and secures at the proper seasons the produce of the ground1 .
‘These six ministers with their different duties lead on their several subordinates, and set an example to the nine pastors of the provinces, enriching and perfecting the condition of the millions of the people. In six years (the lords of) the five tenures appear once at the royal court; and after a second six years, the king makes a tour of inspection in the four seasons, and examines the (various) regulations and measures at the four mountains. The princes appear before him each at the mountain of his quarter; and promotions and degradations are awarded with great intelligence.’
4. The king said, ‘Oh! all ye men of virtue, my occupiers of office, pay reverent attention to your charges. Be careful in the commands you issue; for, once issued, they must be carried into effect, and cannot be retracted. Extinguish all selfish aims by your public feeling, and the people will have confidence in you, and be gladly obedient. Study antiquity as a preparation for entering on your offices. In deliberating on affairs, form your determinations by help (of such study), and your measures will be free from error. Make the regular statutes of (our own) dynasty your rule, and do not with artful speeches introduce disorder into your offices. To accumulate doubts is the way to ruin your plans; to be idle and indifferent is the way to ruin your government. Without study, you stand facing a wall, and your management of affairs will be full of trouble.
‘I warn you, my high ministers and officers, that exalted merit depends on the high aim, and a patrimony is enlarged only by diligence; it is by means of bold decision that future difficulties are avoided. Pride comes, along with rank, unperceived, and extravagance in the same way with emolument. Let reverence and economy be (real) virtues with you, unaccompanied with hypocritical display. Practise them as virtues, and your minds will be at ease, and you will daily become more admirable. Practise them in hypocrisy, and your minds will be toiled, and you will daily become more stupid. In the enjoyment of favour think of peril, and never be without a cautious apprehension;—he who is without such apprehension finds himself amidst what is really to be feared. Push forward the worthy, and show deference to the able; and harmony will prevail among all your officers. When they are not harmonious, the government becomes a mass of confusion. If those whom you advance be able for their offices, the ability is yours; if you advance improper men, you are not equal to your position.’
5. The king said, ‘Oh! ye (charged) with the threefold business (of government)1 , and ye great officers, reverently attend to your departments, and conduct well the affairs under your government, so as to assist your sovereign, and secure the lasting happiness of the millions of the people;—so shall there be no dissatisfaction throughout the myriad states.’
Kün-khĂn was the successor in ‘the eastern capital’ of the duke of Kâu, who has now passed off the stage of the Shû, which he occupied so long. Between ‘the Officers of Kâu’ and this Book, there were, when the Shû was complete, two others, which are both lost. We must greatly deplore the loss of the second of them, for it contained an account of the death of the duke of Kâu, and an announcement made by king Khăng by his bier.
Who Kün-khăn, the charge to whom on entering on his important government is here preserved, really was, we are not informed. Some have supposed that he was a son of the duke of Kâu; but we may be sure, from the analogy of other charges, that if he had been so, the fact would have been alluded to in the text. Kün-khăn might be translated ‘the prince Khăn,’ like Kün Shih in the title of Book xvi, but we know nothing of any territory with which he was invested.
The following summary of the contents is given by a Chinese critic:—‘The whole Book may be divided into three chapters. The first relates Kün-khăn’s appointment to the government of the eastern capital. The concluding words, “Be reverent,” are emphatic, and give the key-note to all that follows. The second chapter enjoins on him to exert himself to illustrate the lessons of the duke of Kâu, and thereby transform the people of Yin. The third requires him to give full development to those lessons, and instances various particulars in which his doing so would appear;—all illustrative of the command at the commencement, that he should be reverent.’
1. The king spake to the following effect:—‘Kün-khăn, it is you who are possessed of excellent virtue, filial and respectful. Being filial, and friendly with your brethren, you can display these qualities in the exercise of government. I appoint you to rule this eastern border. Be reverent.’
2. ‘Formerly, the duke of Kâu acted as teacher and guardian of the myriads of the people, who cherish (the remembrance of) his virtue. Go and with sedulous care enter upon his charge; act in accordance with his regular ways, and exert yourself to illustrate his lessons;—so shall the people be regulated. I have heard that he said, “Perfect government has a piercing fragrance, and influences the spiritual intelligences.* It is not the millet which has the piercing fragrance; it is bright virtue.” Do you make this lesson of the duke of Kâu your rule, being diligent from day to day, and not presuming to indulge in luxurious ease. Ordinary men, while they have not yet seen a sage, (are full of desire) as if they should never get a sight of him; and after they have seen him, they are still unable to follow him. Be cautioned by this! You are the wind; the inferior people are the grass. In revolving the plans of your government, never hesitate to acknowledge the difficulty of the subject. Some things have to be abolished, and some new things to be enacted;—going out and coming in, seek the judgment of your people about them, and, when there is a general agreement, exert your own powers of reflection. When you have any good plans or counsels, enter and lay them before your sovereign in the palace. Thereafter, when you are acting abroad in accordance with them, say, “This plan or this view is all due to our sovereign.” Oh! if all ministers were to act thus, how excellent would they be, and how distinguished!’
3. The king said, ‘Kün-khăn, do you give their full development to the great lessons of the duke of Kâu. Do not make use of your power to exercise oppression; do not make use of the laws to practise extortion. Be gentle, but with strictness of rule. Promote harmony by the display of an easy forbearance.
‘When any of the people of Yin are amenable to punishment, if I say “Punish,” do not you therefore punish; and if I say “Spare,” do not you therefore spare. Seek the due middle course. Those who are disobedient to your government, and uninfluenced by your instructions, you will punish, remembering that the end of punishment is to make an end of punishing. Those who are inured to villainy and treachery, those who violate the regular duties of society, and those who introduce disorder into the public manners:—those three classes you will not spare, though their particular offences be but small.
‘Do not cherish anger against the obstinate, and dislike them. Seek not every quality in one individual. You must have patience, and you will be successful; have forbearance, and your virtue will be great. Mark those who discharge their duties well, and also mark those who do not do so, (and distinguish them from one another.) Advance the good, to induce those who may not be so to follow (their example).
‘The people are born good, and are changed by (external) things,* so that they resist what their superiors command, and follow what they (themselves) love. Do you but reverently observe the statutes, and they will be found in (the way of) virtue; they will thus all be changed, and truly advance to a great degree of excellence. Then shall I, the One man, receive much happiness, and your excellent services will be famous through long ages!’
The Testamentary Charge.
This Book brings us to the closing act of the life of king Khăng, whose reign, according to the current chronology, lasted thirty-seven years, ending in bc 1079. From the appointment of Kün-khăn to his death, the king’s history is almost a blank. The only events chronicled by Sze-mâ Khien are a coinage of round money with a square hole in the centre,—the prototype of the present cash; and an enactment about the width and length in which pieces of silk and cloth were to be manufactured.
King Khăng, feeling that his end is near, calls his principal ministers and other officers around his bed, and commits his son Kâo to their care and guidance. The record of all these things and the dying charge form a chapter that ends with the statement of the king’s death. The rest of the Book forms a second chapter, in which we have a detailed account of the ceremonies connected with the publication of the charge, and the accession of Kâo to the throne. It is an interesting account of the ways of that distant time on such occasions.
1. In the fourth month, when the moon began to wane, the king was indisposed. On the day Kiâ-ȝze, he washed his hands and face; his attendants put on him his cap and robes1 ; (and he sat up), leaning on a gem-adorned bench2 . He then called together the Grand-Guardian Shih, the earls of Zui and Thung, the duke of Pî, the marquis of Wei, the duke of Mâo, the master of the warders, the master of the guards, the heads of the various departments, and the superintendents of affairs3 .
The king said, ‘Oh! my illness has greatly increased, and it will soon be over with me. The malady comes on daily with more violence, and maintains its hold. I am afraid I may not find (another opportunity) to declare my wishes about my successor, and therefore I (now) lay my charge upon you with special instructions. The former rulers, our kings Wăn and Wû, displayed in succession their equal glory, making sure provision for the support of the people, and setting forth their instructions. (The people) accorded a practical submission, without any opposition, and the influence (of their example and instructions) extended to Yin, and the great appointment (of Heaven) was secured*. After them, I, the stupid one, received with reverence the dread (decree) of Heaven, and continued to keep the great instructions of Wăn and Wû, not daring blindly to transgress them.*
‘Now Heaven has laid affliction on me, and it seems as if I should not again rise or be myself. Do you take clear note of these my words, and in accordance with them watch reverently over my eldest son Kâo, and greatly assist him in the difficulties of his position. Be kind to those who are far off, and help those who are near. Promote the tranquillity of the states, small and great, and encourage them (to well-doing). I think how a man has to govern himself in dignity and with decorum;—do not you allow Kâo to proceed heedlessly on the impulse of improper motives.’ Immediately on receiving this charge, (the ministers and others) withdrew. The tent1 was then carried out into the court; and on the next day, (being) Yî-khâu, the king died.
2. The Grand-Guardian then ordered Kung Hwan1 and Nan-Kung Mâo to instruct Lü Kî, the marquis of Khî2 , with two shield-and-spearmen, and a hundred guards, to meet the prince Kâo outside the south gate3 , and conduct him to (one of) the side-apartments (near to that where the king lay), there to be as chief mourner4 .
On the day Ting-mâo, (two days after the king’s death), he ordered (the charge) to be recorded on tablets, and the forms (to be observed in publishing it). Seven days after, on Kwei-yû, as chief (of the west) and premier, he ordered the (proper) officers to prepare the wood (for all the requirements of the funeral)1 .
The salvage men2 set out the screens3 , ornamented with figures of axes, and the tents. Between the window (and the door), facing the south, they placed the (three)fold mat of fine bamboo splints, with its striped border of white and black silk, and the usual bench adorned with different-coloured gems. In the side-space on the west, which faced the east, they placed the threefold rush mat, with its variegated border, and the usual bench adorned with beautiful shells. In the side-space on the east, which faced the west, they placed the threefold mat of fine grass, with its border of painted silk, and the usual bench carved, and adorned with gems. Before the western side-chamber, and facing the south, they placed the threefold mat of fine bamboo, with its dark mixed border, and the usual lacquered bench4 .
(They set forth) also the five pairs of gems (or jade), and the precious things of display. There were the red knife, the great lessons, the large round-and-convex symbol of jade, and the rounded and pointed maces,—all in the side-space on the west; the large piece of jade, the pieces contributed by the wild tribes of the east, the heavenly sounding-stone, and the river-Plan,—all in the side-space on the east; the dancing habits of Yin, the large tortoise-shell, and the large drum,—all in the western apartment; the spear of Tûi, the bow of Ho, and the bamboo arrows of Khui,—all in the eastern apartment1 .
The grand carriage was by the guests’ steps, facing (the south); the next was by the eastern (or host’s) steps, facing (the south). The front carriage was placed before the left lobby, and the one that followed it before the right lobby2 .
Two men in brownish leather caps, and holding three-cornered halberts, stood inside the gate leading to the private apartments. Four men in caps of spotted deer-skin, holding spears with blades upturned from the base of the point, stood, one on each side of the steps east and west, and near to the platform of the hall. One man in a great officer’s cap, and holding an axe, stood in the hall, (near the steps) at the east (end). One man in a great officer’s cap, and holding an axe of a different pattern, stood in the hall, (near the steps) at the west end. One man in a great officer’s cap, and holding a lance, stood at the front and east of the hall, close by the steps. One man in a great officer’s cap, and holding a lance of a different pattern, stood in the corresponding place on the west. One man in a great officer’s cap, and holding a pointed weapon, stood by the steps on the north side of the hall.
The king, in a linen cap and the variously figured skirt, ascended by the guests’ steps, followed by the high ministers, (great) officers, and princes of states, in linen caps and dark-coloured skirts1 . Arrived in the hall, they all took their (proper) places. The Grand-Guardian, the Grand-Historiographer, and the Minister of Religion were all in linen caps and red skirts. The Grand-Guardian bore the great mace. The Minister of Religion bore the cup and the mace-cover. These two ascended by the steps on the east1 . The Grand-Historiographer bore the testamentary charge. He ascended by the guests’ steps (on the west), and advanced to the king with the tablets containing the charge, and said, ‘Our royal sovereign, leaning on the gem-adorned bench, declared his last charge, and commanded you to continue (the observance of) the lessons, and to take the rule of the kingdom of Kâu, complying with the great laws, and securing the harmony of all under the sky, so as to respond to and display the bright instructions of Wăn and Wû.’
The king twice bowed (low), and then arose, and replied, ‘I am utterly insignificant and but a child, how should I be able to govern the four quarters (of the kingdom) with a corresponding reverent awe of the dread majesty of Heaven!’* He then received the cup and the mace-cover. Thrice he slowly and reverently advanced with a cup of spirits (to the east of the coffin); thrice he sacrificed (to the spirit of his father);* and thrice he put the cup down. The Minister of Religion said, ‘It is accepted2 .’*
The Grand-Guardian received the cup, descended the steps, and washed his hands1 . He then took another cup, (placed it on) a half-mace which he carried, and repeated the sacrifice2 .* He then gave the cup to one of the attendants of the Minister of Religion, and did obeisance. The king returned the obeisance. The Grand-Guardian took a cup again, and poured out the spirits in sacrifice.* He then just tasted the spirits, returned to his place, gave the cup to the attendant, and did obeisance. The king returned the obeisance. The Grand-Guardian descended from the hall, after which the various (sacrificial) articles were removed, and the princes all went out at the temple gate3 and waited.
The Announcement of King Khang.
Khang was the honorary sacrificial title conferred on Kâo, the son and successor of king Khăng. His reign lasted from bc 1078 to 1053. Khang, as an honorary title, has various meanings. In the text it probably denotes—‘Who caused the people to be tranquil and happy.’
Immediately on his accession to the throne, as described in the last Book, king Khang made the Announcement which is here recorded. Indeed the two Books would almost seem to form only one, and as such they appeared in the Shû of Fû, as related in the Introduction.
The princes, with whose departure from the inner hall of the palace the last Book concludes, are introduced again to the king in the court between the fourth and fifth gates, and do homage to him after their fashion, cautioning also and advising him about the discharge of his high duties. He responds with the declaration which has given name to the Book, referring to his predecessors, and asking the assistance of all his hearers, that his reign may be a not unworthy sequel of theirs. With this the proceedings terminate, and the king resumes his mourning dress which he had put off for the occasion. The whole thus falls into three chapters.
1. The king came forth and stood (in the space) within the fourth gate of the palace, when the Grand-Guardian led in the princes of the western regions by the left (half) of the gate, and the duke of Pî those of the eastern regions by the right (half)1 . They then all caused their teams of light bay horses, with their manes and tails dyed red, to be exhibited;—and, (as the king’s) guests, lifted up their rank-symbols, and (the other) presents (they had brought)2 , saying, ‘We your servants, defenders (of the throne), venture to bring the productions of our territories, and lay them here.’ (With these words) they all did obeisance twice, laying their heads on the ground. The king, as the righteous successor to the virtue of those who had gone before him, returned their obeisance.
The Grand-Guardian and the earl of Zui, with all the rest, then advanced and bowed to each other, after which they did obeisance twice, with their heads to the ground, and said, ‘O Son of Heaven, we venture respectfully to declare our sentiments. Great Heaven altered its decree which the great House of Yin had received, and Wăn and Wû of our Kâu grandly received the same, and carried it out, manifesting their kindly government in the western regions. His recently ascended majesty,* rewarding and punishing exactly in accordance with what was right, fully established their achievements, and transmitted this happy state to his successors. Do you, O king, now be reverent. Maintain your armies in great order, and do not allow the rarely equalled appointment of our high ancestors to come to harm.’*
2. The king spoke to the following effect:—‘Ye princes of the various states, chiefs of the Hâu, Tien, Nan, and Wei domains, I, Kâo, the One man, make an announcement in return (for your advice). The former rulers, Wăn and Wû, were greatly just and enriched (the people). They did not occupy themselves to find out people’s crimes. Pushing to the utmost and maintaining an entire impartiality and sincerity, they became gloriously illustrious all under heaven. Then they had officers brave as bears and grisly bears, and ministers of no double heart, who (helped them) to maintain and regulate the royal House. Thus (did they receive) the true favouring decree from God, and thus did great Heaven approve of their ways, and give them the four quarters (of the land).* Then they appointed and set up principalities, and established bulwarks (to the throne), for the sake of us, their successors. Now do ye, my uncles1 , I pray you, consider with one another, and carry out the service which the dukes, your predecessors, rendered to my predecessors. Though your persons be distant, let your hearts be in the royal House. Enter thus into my anxieties, and act in accordance with them, so that I, the little child, may not be put to shame.’
3. The dukes and all the others, having heard this charge, bowed to one another, and hastily withdrew. The king put off his cap, and assumed again his mourning dress.
The Charge to the Duke of Pî.
The king who delivers the charge in this Book was Khang, and the only events of his reign of twenty-six years of which we have any account in the Shû and in Sze-mâ Khien are it and the preceding announcement.
Book xxi relates the appointment of Kün-khăn, by king Khăng, to the charge which was now, on his death, entrusted to the duke of Pî, who is mentioned at the commencement of ‘the Testamentary Charge.’ By the labours of the duke of Kâu and Kün-khăn a considerable change had been effected in the character of the people of Yin, who had been transferred to the new capital and its neighbourhood; and king Khang now appoints the duke of Pî to enter into and complete their work.
After an introductory paragraph, the charge, in three chapters, occupies all the rest of the Book. The first of them speaks of what had been accomplished, and the admirable qualities of the duke which fitted him to accomplish what remained to be done. The second speaks of the special measures which were called for by the original character and the altered character of the people. The third dwells on the importance of the charge, and stimulates the duke, by various considerations, to address himself to fulfil it effectually.
1. In the sixth month of his twelfth year, the day of the new moon’s appearance was Kăng-wû, and on Zăn-shăn, the third day after, the king walked in the morning from the honoured capital of Kâu to Făng1 , and there, with reference to the multitudes of Khăng-kâu2 , gave charge to the duke of Pî3 to protect and regulate the eastern border.
2. The king spoke to the following effect:—‘Oh! Grand-Master, it was when Wăn and Wû had diffused their great virtue all under heaven, that they therefore received the appointment which Yin had enjoyed.* The duke of Kâu acted as assistant to my royal predecessors, and tranquillized and established their kingdom. Cautiously did he deal with the refractory people of Yin, and removed them to the city of Lo, that they might be quietly near the royal House, and be transformed by its lessons. Six and thirty years have elapsed1 ; the generation has been changed; and manners have altered. Through the four quarters of the land there is no occasion for anxiety, and I, the One man, enjoy repose.
‘The prevailing ways now tend to advancement and now to degeneracy, and measures of government must be varied according to the manners (of the time). If you (now) do not manifest your approval of what is good, the people will not be led to stimulate themselves in it. But your virtue, O duke, is strenuous, and you are cautiously attentive to the smallest things. You have been helpful to and brightened four reigns2 ; with deportment all correct leading on the inferior officers, so that there is not one who does not reverently take your words as a law. Your admirable merits were many (and great) in the times of my predecessors; I, the little child, have but to let my robes hang down, and fold my hands, while I look up for the complete effect (of your measures).’
3. The king said, ‘Oh! Grand-Master, I now reverently charge you with the duties of the duke of Kâu. Go! Signalize the good, separating the bad from them; give tokens of your approbation in their neighbourhoods3 , making it ill for the evil by such distinction of the good, and thus establishing the influence and reputation (of their virtue). When the people will not obey your lessons and statutes, mark off the boundaries of their hamlets, making them fear (to do evil), and desire (to do good). Define anew the borders and frontiers, and be careful to strengthen the guard-posts through the territory, in order to secure tranquillity (within) the four seas. In measures of government to be consistent and constant, and in proclamations a combination of completeness and brevity, are valuable. There should not be the love of what is extraordinary. Among the customs of Shang was the flattery of superiors; sharp-tonguedness was the sign of worth. The remains of these manners are not yet obliterated. Do you, O duke, bear this in mind. I have heard the saying, “Families which have for generations enjoyed places of emolument seldom observe the rules of propriety. They become dissolute, and do violence to virtue, setting themselves in positive opposition to the way of Heaven. They ruin the formative principles of good; encourage extravagance and display; and tend to carry all (future ages) on the same stream with them.” Now the officers of Yin had long relied on the favour which they enjoyed. In the confidence of their prideful extravagance they extinguished their (sense of) righteousness. They displayed before men the beauty of their robes, proud, licentious, arrogant, and boastful;—the natural issue was that they should end in being thoroughly bad. Although their lost minds have (in a measure) been recovered, it is difficult to keep them under proper restraint. If with their property and wealth they can be brought under the influence of instruction, they may enjoy lengthened years, virtue, and righteousness!—these are the great lessons. If you do not follow in dealing with them these lessons of antiquity, wherein will you instruct them?’
4. The king said, ‘Oh! Grand-Master, the security or the danger of the kingdom depends on those officers of Yin. If you are not (too) stern with them nor (too) mild, their virtue will be truly cultivated. The duke of Kâu exercised the necessary caution at the beginning (of the undertaking); Kün-khăn displayed the harmony proper to the middle of it; and you, O duke, can bring it at last to a successful issue. You three princes will have been one in aim, and will have equally pursued the proper way. The penetrating power of your principles, and the good character of your measures of government, will exert an enriching influence on the character of the people, so that the wild tribes, with their coats buttoning on the left1 , will all find their proper support in them, and I, the little child, will long enjoy much happiness. Thus, O duke, there in Khăng-kâu will you establish for ever the power (of Kâu), and you will have an inexhaustible fame. Your descendants will follow your perfect pattern, governing accordingly.
‘Oh! do not say, “I am unequal to this;” but exert your mind to the utmost. Do not say, “The people are few;” but attend carefully to your business. Reverently follow the accomplished achievements of the former kings, and complete the excellence of the government of your predecessors.’
According to the note in the Preface to the Shû, the charge delivered in this Book to Kün-yâ, or possibly ‘the prince Yâ,’ was by king Mû; and its dictum is not challenged by any Chinese critic. The reign of king Khâo, who succeeded to Khang, is thus passed over in the documents of the Shû. Mû was the son and successor of Khâo, and reigned from bc 1001 to 947.
Kün-yâ’s surname is not known. He is here appointed to be Minister of Instruction, and as it is intimated that his father and grandfather had been in the same office, it is conjectured that he was the grandson of the earl of Zui, who was Minister of Instruction at the beginning of the reign of king Khang.
The Book is short, speaking of the duties of the office, and stimulating Yâ to the discharge of them by considerations drawn from the merits of his forefathers, and the services which he would render to the dynasty and his sovereign.
1. The king spoke to the following effect:—‘Oh! Kün-yâ, your grandfather and your father, one after the other, with a true loyalty and honesty, laboured in the service of the royal House, accomplishing a merit that was recorded on the grand banner1 . I, the little child, have become charged by inheritance with the line of government transmitted from Wăn and Wû, from Khăng and Khang; I also keep thinking of their ministers who aided them in the good government of the kingdom; the trembling anxiety of my mind makes me feel as if I were treading on a tiger’s tail, or walking upon spring ice. I now give you charge to assist me; be as my limbs to me, as my heart and backbone. Continue their old service, and do not disgrace your grandfather and father.
‘Diffuse widely (the knowledge of) the five invariable relations (of society), and reverently seek to produce a harmonious observance of the duties belonging to them among the people. If you are correct in your own person, none will dare to be but correct. The minds of the people cannot attain to the right mean (of duty);—they must be guided by your attaining to it. In the heat and rains of summer, the inferior people may be described as murmuring and sighing. And so it is with them in the great cold of winter. How great are their hardships! Think of their hardships in order to seek to promote their ease; and the people will be tranquil. Oh! how great and splendid were the plans of king Wăn! How greatly were they carried out by the energy of king Wû! All in principle correct, and deficient in nothing, they are for the help and guidance of us their descendants. Do you with reverence and wisdom carry out your instructions, enabling me to honour and follow the example of my (immediate) predecessors, and to respond to and display the bright decree conferred on Wăn and Wû;—so shall you be the mate of your by-gone fathers.’
2. The king spoke to the following effect:—‘Kün-yâ, do you take for your rule the lessons afforded by the courses of your excellent fathers. The good or the bad order of the people depends on this. You will thus follow the practice of your grandfather and father, and make the good government of your sovereign illustrious.’
The Charge to Khiung.
The charge recorded here, like that in the last Book, is assigned to king Mû. It was delivered on the appointment of a Khiung or Po-khiung (that is, the eldest Khiung, the eldest brother in his family) to be High Chamberlain. Of this Khiung we know nothing more than we learn from the Shû. He was no high dignitary of state. That the charge to him found a place in the Shû, we are told, shows how important it was thought that men in the lowest positions, yet coming into contact with the sovereign, should possess correct principles and an earnest desire for his progress in intelligence and virtue.
King Mû represents himself as conscious of his own incompetencies, and impressed with a sense of the high duties devolving on him. His predecessors, much superior to himself, were yet greatly indebted to the aid of the officers about them;—how much more must this be the case with him!
He proceeds to appoint Khiung to be the High Chamberlain, telling him how he should guide correctly all the other servants about the royal person, so that none but good influences should be near to act upon the king;—telling him also the manner of men whom he should employ, and the care he should exercise in the selection of them.
The king spoke to the following effect:—‘Po-khiung, I come short in virtue, and have succeeded to the former kings, to occupy the great throne. I am fearful, and conscious of the peril (of my position). I rise at midnight, and think how I can avoid falling into errors. Formerly Wăn and Wû were endowed with all intelligence, august and sage, while their ministers, small and great, all cherished loyalty and goodness. Their servants, charioteers, chamberlains, and followers were all men of correctness; morning and evening waiting on their sovereign’s wishes, or supplying his deficiencies. (Those kings), going out and coming in, rising up and sitting down, were thus made reverent. Their every warning or command was good. The people yielded a reverent obedience, and the myriad regions were all happy. But I, the One man, am destitute of goodness, and really depend on the officers who have places about me to help my deficiencies, applying the line to my faults, and exhibiting my errors, thus correcting my bad heart, and enabling me to be the successor of my meritorious predecessors.
‘Now I appoint you to be High Chamberlain, to see that all the officers in your department and my personal attendants are upright and correct, that they strive to promote the virtue of their sovereign, and together supply my deficiencies. Be careful in selecting your officers. Do not employ men of artful speech and insinuating looks, men whose likes and dislikes are ruled by mine, one-sided men and flatterers; but employ good men. When these household officers are correct, the sovereign will be correct; when they are flatterers, the sovereign will consider himself a sage. His virtue or his want of it equally depends on them. Cultivate no intimacy with flatterers, nor get them to do duty for me as my ears and eyes;—they will lead their sovereign to disregard the statutes of the former kings. If you choose the men not for their personal goodness, but for the sake of their bribes, their offices will be made of no effect, your great want of reverence for your sovereign will be apparent, and I will hold you guilty.’
The king said, ‘Oh! be reverent! Ever help your sovereign to follow the regular laws of duty (which he should exemplify).’
The Marquis of Lü on Punishments.
The charge or charges recorded in this Book were given in the hundredth year of the king’s age. The king, it is again understood, was Mû; and the hundredth year of his age would be bc 952. The title of the Book in Chinese is simply ‘Lü’s Punishments,’ and I conclude that Lü, or the marquis of Lü, was a high minister who prepared, by the king’s orders, a code of punishments for the regulation of the kingdom, in connexion with the undertaking, or the completion, of which the king delivered to his princes and judges the sentiments that are here preserved.
The common view is that Lü is the name of a principality, the marquis of which was Mû’s Minister of Crime. Where it was is not well known, and as the Book is quoted in the Lî Kî several times under the title of ‘Fû on Punishments,’ it is supposed that Lü and Fû (a small marquisate in the present Ho-nan) were the same.
The whole Book is divided into seven chapters. The first is merely a brief introduction, the historiographer’s account of the circumstances in which king Mû delivered his lessons. Each of the other chapters begins with the words, ‘The king said.’ The first two of them are an historical resumé of the lessons of antiquity on the subject of punishments, and an inculcation on the princes and officers of justice to give heed to them, and learn from them. The next two tell the princes of the diligence and carefulness to be employed in the use of punishments, and how they can make punishments a blessing. The fourth chapter treats principally of the commutation or redemption of punishments, and has been very strongly condemned by critics and moralists. They express their surprise that such a document should be in the Shû, and, holding that the collection was made by Confucius, venture to ask what the sage meant by admitting it. There is, in fact, no evidence that the redemption of punishments on the scale here laid down, existed in China before Mû’s time. It has entered, however, into the penal code of every subsequent dynasty. Great official corruption and depravation of the general morality would seem to be inseparable from such a system. The fifth chapter returns again to the reverence with which punishments should be employed; and the sixth and last is addressed to future generations, and directs them to the ancient models, in order that punishments may never be but a blessing to the kingdom.
A Chinese critic says that throughout the Book ‘virtue’ and ‘exact adaptation’ are the terms that carry the weight of the meaning. Virtue must underlie the use of punishments, of which their exact adaptation will be the manifestation.
1. In reference to the charge to (the marquis of) Lü:—When the king had occupied the throne till he reached the age of a hundred years, he gave great consideration to the appointment of punishments, in order to deal with (the people of) the four quarters.
2. The king said, ‘According to the teachings of ancient times, Khih Yû was the first to produce disorder, which spread among the quiet, orderly people, till all became robbers and murderers, owl-like and yet self-complacent in their conduct, traitors and villains, snatching and filching, dissemblers and oppressors1 .
‘Among the people of Miâo, they did not use the power of goodness, but the restraint of punishments. They made the five punishments engines of oppression2 , calling them the laws. They slaughtered the innocent, and were the first also to go to excess in cutting off the nose, cutting off the ears, castration, and branding. All who became liable to those punishments were dealt with without distinction, no difference being made in favour of those who could offer some excuse. The people were gradually affected by this state of things, and became dark and disorderly. Their hearts were no more set on good faith, but they violated their oaths and covenants. The multitudes who suffered from the oppressive terrors, and were (in danger of) being murdered, declared their innocence to Heaven. God surveyed the people, and there was no fragrance of virtue arising from them, but the rank odour of their (cruel) punishments.*
‘The great Tî1 compassionated the innocent multitudes that were (in danger of) being murdered, and made the oppressors feel the terrors of his majesty. He restrained and (finally) extinguished the people of Miâo, so that they should not continue to future generations. Then he commissioned Khung and Lî1 to make an end of the communications between earth and heaven; and the descents (of spirits) ceased . From the princes down to the inferior officers, all helped with clear intelligence (the spread of) the regular principles of duty, and the solitary and widows were no longer overlooked. The great Tî with an unprejudiced mind carried his enquiries low down among the people, and the solitary and widows laid before him their complaints against the Miâo. He awed the people by the majesty of his virtue, and enlightened them by its brightness. He thereupon charged the three princely (ministers)1 to labour with compassionate anxiety in the people’s behalf. Po-î delivered his statutes to prevent the people from rendering themselves obnoxious to punishment; Yü reduced to order the water and the land, and presided over the naming of the hills and rivers; Kî spread abroad a knowledge of agriculture, and (the people) extensively cultivated the admirable grains. When the three princes had accomplished their work, it was abundantly well with the people. The Minister of Crime2 exercised among them the restraint of punishment in exact adaptation to each offence, and taught them to reverence virtue. The greatest gravity and harmony in the sovereign, and the greatest intelligence in those below him, thus shining forth to all quarters (of the land), all were rendered diligent in cultivating their virtue. Hence, (if anything more were wanted), the clear adjudication of punishments effected the regulation of the people, and helped them to observe the regular duties of life. The officers who presided over criminal cases executed the law (fearlessly) against the powerful, and (faithfully) against the wealthy. They were reverent and cautious. They had no occasion to make choice of words to vindicate their conduct. The virtue of Heaven was attained to by them; from them was the determination of so great a matter as the lives (of men). In their low sphere they yet corresponded (to Heaven) and enjoyed (its favour).’*
3. The king said, ‘Ah! you who direct the government and preside over criminal cases through all the land, are you not constituted the shepherds of Heaven?* To whom ought you now to look as your pattern? Is it not to Po-î, spreading among the people his lessons to avert punishments? And from whom ought you now to take warning? Is it not from the people of Miâo, who would not examine into the circumstances of criminal cases, and did not make choice of good officers that should see to the right apportioning of the five punishments, but chose the violent and bribe-snatchers, who determined and administered them, so as to oppress the innocent, until God would no longer hold them guiltless, and sent down calamity on Miâo, when the people had no plea to allege in mitigation of their punishment, and their name was cut off from the world?’*
4. The king said, ‘Oh! lay it to heart. My uncles, and all ye, my brethren and cousins, my sons and my grandsons1 , listen all of you to my words, in which, it may be, you will receive a most important charge. You will only tread the path of satisfaction by being daily diligent;—do not have occasion to beware of the want of diligence. Heaven, in its wish to regulate the people, allows us for a day to make use of punishments.* Whether crimes have been premeditated, or are unpremeditated, depends on the parties concerned;—do you (deal with them so as to) accord with the mind of Heaven, and thus serve me, the One man. Though I would put them to death, do not you therefore put them to death; though I would spare them, do not you therefore spare them. Reverently apportion the five punishments, so as fully to exhibit the three virtues2 . Then shall I, the One man, enjoy felicity; the people will look to you as their sure dependance; the repose of such a state will be perpetual.’
5. The king said, ‘Ho! come, ye rulers of states and territories3 , I will tell you how to make punishments a blessing. It is yours now to give repose to the people;—what should you be most concerned about the choosing of? Should it not be the proper men? What should you deal with the most reverently? Should it not be punishments? What should you calculate the most carefully? Should it not be to whom these will reach?
‘When both parties are present, (with their documents and witnesses) all complete, let the judges listen to the fivefold statements that may be made1 . When they have examined and fully made up their minds on those, let them adjust the case to one of the five punishments. If the five punishments do not meet it, let them adjust it to one of the five redemption-fines; and if these, again, are not sufficient for it, let them reckon it among the five cases of error2 .
‘In (settling) the five cases of error there are evils (to be guarded against);—being warped by the influence of power, or by private grudge, or by female solicitation, or by bribes, or by applications. Any one of these things should be held equal to the crime (before the judges). Do you carefully examine, and prove yourselves equal to (every difficulty).
‘When there are doubts as to the infliction of any of the five punishments, that infliction should be forborne. When there are doubts as to the infliction of any of the five fines, it should be forborne. Do you carefully examine, and prove yourselves equal to overcome (every difficulty). When you have examined and many things are clear, yet form a judgment from studying the appearance of the parties. If you find nothing out on examination, do not listen (to the case any more). In everything stand in awe of the dread majesty of Heaven.*
‘When, in a doubtful case, the punishment of branding is forborne, the fine to be laid on instead is 600 ounces (of copper); but you must first have satisfied yourselves as to the crime. When the case would require the cutting off the nose, the fine must be double this;—with the same careful determination of the crime. When the punishment would be the cutting off the feet, the fine must be 3000 ounces;—with the same careful determination of the crime. When the punishment would be castration1 , the fine must be 3600 ounces;—with the same determination. When the punishment would be death, the fine must be 6000 ounces;—with the same determination. Of crimes that may be redeemed by the fine in lieu of branding there are 1000; and the same number of those that would otherwise incur cutting off the nose. The fine in lieu of cutting off the feet extends to 500 cases; that in lieu of castration, to 300; and that in lieu of death, to 200. Altogether, set against the five punishments, there are 3000 crimes. (In the case of others not exactly defined), you must class them with the (next) higher or (next) lower offences, not admitting assumptive and disorderly pleadings, and not using obsolete laws. Examine and act lawfully, judging carefully, and proving yourselves equal (to every difficulty).
‘Where the crime should incur one of the higher punishments, but there are mitigating circumstances, apply to it the next lower. Where it should incur one of the lower punishments, but there are aggravating circumstances, apply to it the next higher. The light and heavy fines are to be apportioned (in the same way) by the balance of circumstances. Punishments and fines should (also) be light in one age, and heavy in another. To secure uniformity in this (seeming) irregularity, there are certain relations of things (to be considered), and the essential principle (to be observed).
‘The chastisement of fines is short of death, yet it will produce extreme distress. They are not (therefore) persons of artful tongues who should determine criminal cases, but really good persons, whose awards will hit the right mean. Examine carefully where there are any discrepancies in the statements; the view which you were resolved not to follow, you may see occasion to follow; with compassion and reverence settle the cases; examine carefully the penal code, and deliberate with all about it, that your decisions may be likely to hit the proper mean and be correct;—whether it be the infliction of a punishment or a fine, examining carefully and mastering every difficulty. When the case is thus concluded, all parties will acknowledge the justice of the sentence; and when it is reported, the sovereign will do the same. In sending up reports of cases, they must be full and complete. If a man have been tried on two counts, his two punishments (must be recorded).’
6. The king said, ‘Oh! let there be a feeling of reverence. Ye judges and princes, of the same surname with me, and of other surnames, (know all) that I speak in much fear. I think with reverence of the subject of punishment, for the end of it is to promote virtue. Now Heaven, wishing to help the people, has made us its representatives here below.* Be intelligent and pure in hearing (each) side of a case. The right ordering of the people depends on the impartial hearing of the pleas on both sides;—do not seek for private advantage to yourselves by means of those pleas. Gain (so) got by the decision of cases is no precious acquisition; it is an accumulation of guilt, and will be recompensed with many judgments:—you should ever stand in awe of the punishment of Heaven.* It is not Heaven that does not deal impartially with men, but men ruin themselves. If the punishment of Heaven were not so extreme, nowhere under the sky would the people have good government.’
7. The king said, ‘Oh! ye who shall hereafter inherit (the dignities and offices of) the present time, to whom are ye to look for your models? Must it not be to those who promoted the virtue belonging to the unbiassed nature of the people? I pray you give attention to my words. The wise men (of antiquity) by their use of punishments obtained boundless fame. Everything relating to the five punishments exactly hit with them the due mean, and hence came their excellence. Receiving from your sovereigns the good multitudes, behold in the case of those men punishments made felicitous!’
The Charge to the Marquis WĂn.
The king to whom this charge is ascribed was Phing (bc 770-719). Between him and Mû there was thus a period of fully two centuries, of which no documents are, or ever were, in the collection of the Shû. The time was occupied by seven reigns, the last of which was that of Nieh, known as king Yû, a worthless ruler, and besotted in his attachment to a female favourite, called Pâo-sze. For her sake he degraded his queen, and sent their son, Î-khiû, to the court of the lord of Shăn, her father, ‘to learn good manners.’ The lord of Shăn called in the assistance of some barbarian tribes, by which the capital was sacked, and the king slain; and with him ended the sway of ‘the Western Kâu.’ Several of the feudal princes went to the assistance of the royal House, drove away the barbarians, brought back Î-khiû from Shăn, and hailed him as king. He is known as king Phing, ‘the Tranquillizer.’ His first measure was to transfer the capital from the ruins of Hâo to Lo, thus fulfilling at length, but under disastrous circumstances, the wishes of the duke of Kâu; and from this time (bc 770) dates the history of ‘the Eastern Kâu.’
Among king Phing’s early measures was the rewarding the feudal lords to whom he owed his throne. The marquis of Kin was one of them. His name was Khiû, and that of Î-ho, by which he is called in the text, is taken as his ‘style,’ or designation assumed by him on his marriage. Wăn, ‘the Accomplished,’ was his sacrificial title. The lords of Kin were descended from king Wû’s son, Yü, who was appointed marquis of Thang, corresponding to the present department of Thâi-yüan, in Shan-hsî. The name of Thang was afterwards changed into Kin. The state became in course of time one of the largest and most powerful in the kingdom.
The charge in this Book is understood to be in connexion with Wăn’s appointment to be president or chief of several of the other princes. The king begins by celebrating the virtues and happy times of kings Wăn and Wû, and the services rendered by the worthy ministers of subsequent reigns. He contrasts with this the misery and distraction of his own times, deploring his want of wise counsellors and helpers, and praising the marquis for the services which he had rendered. He then concludes with the special charge by which he would reward the prince’s merit in the past, and stimulate him to greater exertions in the future.
1. The king spoke to the following effect:—‘Uncle Î-ho, how illustrious were Wăn and Wû! Carefully did they make their virtue brilliant, till it rose brightly on high, and the fame of it was widely diffused here below. Therefore God caused his favouring decree to light upon king Wăn.* There were ministers also (thereafter), who aided and illustriously served their sovereigns, following and carrying out their plans, great and small, so that my fathers sat tranquilly on the throne.
‘Oh! an object of pity am I, who am (but as) a little child. Just as I have succeeded to the throne, Heaven has severely chastised me.* Through the interruption of the (royal) bounties that ceased to descend to the inferior people, the invading barbarous tribes of the west have greatly (injured) our kingdom. Moreover, among the managers of my affairs there are none of age and experience and distinguished ability in their offices. I am (thus) unequal (to the difficulties of my position), and say to myself, “My grand-uncles and uncles, you ought to compassionate my case.” Oh! if there were those who could establish their merit in behalf of me, the One man, I might long enjoy repose upon the throne.
‘Uncle Î-ho, you render still more glorious your illustrious ancestor. You were the first to imitate the example of Wăn and Wû, collecting (the scattered powers), and continuing (the all but broken line of) your sovereign. Your filial piety goes back to your accomplished ancestor, (and is equal to his.) You have done much to repair my (losses), and defend me in my difficulties, and of you, being such, I am full of admiration.’
2. The king said, ‘Uncle Î-ho, return home, survey your multitudes, and tranquillize your state. I reward you with a jar of spirits, distilled from the black millet, and flavoured with odoriferous herbs1 , with a red bow, and a hundred red arrows2 ; with a black bow, and a hundred black arrows; and with four horses. Go, my uncle. Show kindness to those that are far off, and help those who are near at hand; cherish and secure the repose of the inferior people; do not idly seek your ease; exercise an inspection and (benign) compassion in your capital (and all your borders);—thus completing your illustrious virtue.’
The Speech at Pî.
The Speech at Pî carries us back from the time of Phing to that of king Khăng. In the Preface to the Shû it is attributed to Po-khin, the son of the duke of Kâu; and there is a general acquiescence of tradition and critics in this view. We may account for its position out of the chronological order from the Book’s being the record not of any royal doings, but of the words of the ruler of a state.
The speech has reference to some military operations against the wild tribes on the Hwâi river and in other parts of the province of Hsü; and we have seen that they were in insurrection many times during the reign of Khăng. We thus cannot tell exactly the year in which the speech was delivered. Po-khin presided over his state of Lû for the long period of fifty-three years, and died bc 1063.
The name of Pî is retained in the district still so called of the department of Î-kâu. At first it was an independent territory, but attached to Lû, and under the jurisdiction of its marquises, by one of whom it had been incorporated with Lû before the time of Confucius.
Po-khin appears at the head of his host, approaching the scene of active operations. Having commanded silence, he issues his orders, first, that the soldiers shall have their weapons in good order; next, that the people of the country shall take care of the oxen and horses of the army; further, that the troops on no account leave their ranks or go astray; and finally, he names the day when he will commence operations against the enemy, and commands all the requisite preparations to be made.
The duke said, ‘Ah! ye men, make no noise, but listen to my commands. We are going (to punish) those wild tribes of the Hwâi and of Hsü, which have risen up together.
‘Have in good repair your buff coats and helmets; have the laces of your shields well secured;—presume not to have any of them but in perfect order. Prepare your bows and arrows; temper your lances and spears; sharpen your pointed and edged weapons;—presume not to have any of them but in good condition.
‘We must now largely let the oxen and horses loose, and not keep them in enclosures;—(ye people), do you close your traps and fill up your pitfalls, and do not presume to injure any of the animals (so let loose). If any of them be injured, you shall be dealt with according to the regular punishments.
‘When the horses or cattle are seeking one another, or when your followers, male or female, abscond, presume not to leave the ranks to pursue them. But let them be carefully returned. I will reward you (among the people) who return them according to their value. But if you leave your places to pursue them, or if you who find them do not restore them, you shall be dealt with according to the regular punishments.
‘And let none of you presume to commit any robbery or detain any creature that comes in your way, to jump over enclosures and walls to steal (people’s) horses or oxen, or to decoy away their servants or female attendants. If you do so, you shall be dealt with according to the regular punishments.
‘On the day Kiâ-hsü I will take action against the hordes of Hsü;—prepare the roasted grain and other provisions, and presume not to have any deficiency. If you have, you shall suffer the severest punishment. Ye men of Lû, from the three environing territories and the three tracts beyond1 , be ready with your posts and planks. On Kiâ-hsü I will commence my intrenchments;—dare not but be provided with a supply of these. (If you be not so provided), you shall be subjected to various punishments, short only of death. Ye men of Lû, from the three environing territories and the three tracts beyond, be ready with the forage, and do not dare to let it be other than abundant. (If you do), you shall suffer the severest punishment.’
The Speech of (the Marquis of) Khin.
The state of Khin, at the time to which this speech belongs, was one of the most powerful in the kingdom, and already giving promise of what it would grow to. Ultimately, one of its princes overthrew the dynasty of Kâu, and brought feudal China to an end. Its earliest capital was in the present district of Khăng-shui, Khin Kâu, Kan-sû.
Khin and Kin were engaged together in bc 631 in besieging the capital of Kăng, and threatened to extinguish that state. The marquis of Khin, however, was suddenly induced to withdraw his troops, leaving three of his officers in friendly relations with the court of Kăng, and under engagement to defend the state from aggression. These men played the part of spies in the interest of Khin, and in bc 629, one of them, called Khî-ȝze, sent word that he was in charge of one of the gates, and if an army were sent to surprise the capital, Kăng might be added to the territories of Khin. The marquis—known in history as duke Mû—laid the matter before his counsellors. The most experienced of them—Pâi-lî Hsî and Khien-shû—were against taking advantage of the proposed treachery; but the marquis listened rather to the promptings of ambition; and the next year he sent a large force, under his three ablest commanders, hoping to find Kăng unprepared for any resistance. The attempt, however, failed; and the army, on its way back to Khin, was attacked by the forces of Kin, and sustained a terrible defeat. It was nearly annihilated, and the three commanders were taken prisoners.
The marquis of Kin was intending to put these captives to death, but finally sent them to Khin, that duke Mû might himself sacrifice them to his anger for their want of success. Mû, however, did no such thing. He went from his capital to meet the disgraced generals, and comforted them, saying that the blame of their defeat was due to himself, who had refused to listen to the advice of his wise counsellors. Then also, it is said, he made the speech here preserved for the benefit of all his ministers, describing the good and bad minister, and the different issues of listening to them, and deploring how he had himself foolishly rejected the advice of his aged counsellors, and followed that of new men;—a thing which he would never do again.
The duke1 said, ‘Ah! my officers, listen to me without noise. I solemnly announce to you the most important of all sayings. (It is this which) the ancients have said, “Thus it is with all people,—they mostly love their ease. In reproving others there is no difficulty, but to receive reproof, and allow it to have free course,—this is difficult.” The sorrow of my heart is, that the days and months have passed away, and it is not likely they will come again, (so that I might pursue a different course.)
‘There were my old counsellors2 .—I said, “They will not accommodate themselves to me,” and I hated them. There were my new counsellors, and I would for the time give my confidence to them3 . So indeed it was with me; but hereafter I will take advice from the men of yellow hair, and then I shall be free from error. That good old officer!—his strength is exhausted, but I would rather have him (as my counsellor). That dashing brave officer!—his shooting and charioteering are faultless, but I would rather not wish to have him. As to men of quibbles, skilful at cunning words, and able to make the good man change his purposes, what have I to do to make much use of them?
‘I have deeply thought and concluded.—Let me have but one resolute minister, plain and sincere, without other ability, but having a straightforward mind, and possessed of generosity, regarding the talents of others as if he himself possessed them; and when he finds accomplished and sage men, loving them in his heart more than his mouth expresses, really showing himself able to bear them:—such a minister would be able to preserve my descendants and people, and would indeed be a giver of benefits.
‘But if (the minister), when he finds men of ability, be jealous and hates them; if, when he finds accomplished and sage men, he oppose them and does not allow their advancement, showing himself really not able to bear them:—such a man will not be able to protect my descendants and people; and will he not be a dangerous man?
‘The decline and fall of a state may arise from one man. The glory and tranquillity of a state may also arise from the goodness of one man.’
THE SHIH KING OR BOOK OF POETRY:
[1 ] The thirteenth year is reckoned from king Wû’s succeeding to his father as ‘the Chief of the West.’
[2 ] Mâng-king, or ‘the Ford of Mâng,’ is still the name of a district in the department of Ho-nan, Ho-nan.
[1 ] In Book iii we are told that Wû commenced his march to attack Kâu-hsin, on Kwei-kî, the 2nd day of the moon. Calculating on to the day Wû-wû, we find that it was the 28th day of the same moon.
[1 ] The count of Wei.
[2 ] Pî-kan.
[3 ] Confucius tells us, in the Analects, VIII, xx, that one of these ten was a woman; but whether the lady was Wû’s wife or mother is disputed.
[1 ] This was in winter. Observing some people then wading through a stream, Kâu-hsin caused their legs to be cut through at the shank-bone, that he might see their marrow.
[2 ] Pî-kan.
[3 ] The count of Khî; see Book iv.
[1 ] The notorious Tâ-kî, the accounts of whose shameless wickedness and atrocious cruelties almost exceed belief.
[1 ] These are the names of eight different tribes or confederations of tribes of the south and west. We are to look for their sites in Sze-khüan, Yün-nan, and Hû-pei. They were, no doubt, an important portion of Wû’s army, but only as auxiliaries. It is too much to ascribe, as some have done, the overthrow of Shang to an irruption of barbarous people from the west.
[1 ]Kâu is, probably, Wû’s capital, called Hâo, about ten miles south of the present district city of Khang-an, and not quite so far from his father’s capital of Făng. The river Făng ran between them.
[2 ] In Făng there was the ancestral temple of the lords of Kâu, and thither from the capital of Shang, Wû now repaired for the purpose of sacrificing.
[1 ] The country about the hill of Mû-niû or Khwâ-fû, in the southeast of the present department of Thung-kâu. Thâo-lin may be translated ‘Peach-forest.’
[2 ] The new dynasty of Kâu was now fully inaugurated.
[3 ] By ‘the first of our kings,’ we must understand Khî, Shun’s Minister of Agriculture; and his state was that of Thâi.
[4 ] Kung Liû, perhaps ‘duke Liû,’ appears in Pin, the present Pin Kâu of Shen-hsî, about the beginning of the eighteenth century bc, reviving the fallen fortunes of the House of Khî. History is then silent about the family for more than four centuries, when we find Than-fû, called here ‘king Thâi,’ founding the state of Kâu.
[1 ] Probably mount Hwâ and the Ho.
[1 ] Shang Yung must have been some worthy in disgrace with Shâu, and living in the retirement of his village.
[2 ] The Stag Tower was the name of a place in the present department of Wei-hui, Ho-nan, where Shâu had accumulated great treasures. He fled to it after his defeat, and burned himself to death; but it would appear he had not succeeded in consuming at the same time all his wealth.
[3 ]Kü-khiâo was in the present district of Khü-kâu, department Kwang-phing, Kih-lî, where Shâu had collected great stores of grain.
[4 ] Dukes, marquises, earls, counts, and barons.
[1 ] Dukes and marquises had the same amount of territory assigned to them, and counts and barons also.
[1 ] See the commencement of Book i.
[2 ] Khung Ying-tâ of the Thang dynasty says on this:—‘The people have been produced by supreme Heaven, and both body and soul are Heaven’s gift. Men have thus the material body and the knowing mind, and Heaven further assists them, helping them to harmonize their lives. The right and the wrong of their language, the correctness and errors of their conduct, their enjoyment of clothing and food, the rightness of their various movements;—all these things are to be harmonized by what they are endowed with by Heaven.’
[1 ] Gaubil gives here ‘les cinq hing,’ without translating the Chinese term. English sinologists have got into the habit of rendering it by ‘elements,’ but it hardly seems possible to determine what the Chinese mean by it. We intend by ‘elements’ ‘the first principles or ingredients of which all things are composed.’ The Pythagoreans, by their four elements of earth, water, air, and fire, did not intend so much the nature or essence of material substances, as the forms under which matter is actually presented to us. The character hsing, meaning ‘to move,’ ‘to be in action,’ shows that the original conception of the Chinese is of a different nature; and it is said in the Khang-hsî Dictionary, ‘The five hsing move and revolve between heaven and earth, without ever ceasing, and hence they are named.’ The editors of the latest imperial edition of the Shû say, ‘Distributed through the four seasons, they make “the five dividers of time;” exhibited in prognostications, they give rise to divination by the tortoise-shell and the reeds; having lodgment in the human body, they produce “the five personal matters;” moved by good fortune and bad, they produce “the various verifications;” communicated to organisms, they produce the different natures, hard and soft, good and evil; working out their results in the changes of those organisms, they necessitate—here benevolence and there meanness, here longevity and there early death:—all these things are from the operation of the five hsing. But if we speak of them in their simplest and most important character, they are what man’s life depends on, what the people cannot do without.’ After all this, I should still be sorry to be required to say what the five hsing are.
[1 ] These five ‘matters’ are represented as being in the human person what the five hsing are in nature. Demeanour is the human correspondency of water, speech that of fire, &c.
[2 ] Medhurst calls the eight (objects of) government ‘the eight regulators,’ and Gaubil calls them ‘les huit règles du gouvernement.’ The phrase means the eight things to be attended to in government,—its objects and departments.
[1 ] ‘The five dividers of time’ are with Medhurst ‘the five arrangers,’ and with Gaubil ‘les cinq périodes.’ This division of the Great Plan is substantially the same as Yâo’s instructions to his astronomers.
[2 ] By ‘royal perfection’ we are to understand the sovereign when he is, or has made himself, all that he ought to be. ‘Perfection’ is ‘the utmost point,’ the extreme of excellence, realized in the person of the sovereign, guiding his administrative measures, and serving as an example and attractive influence to all below, both ministers and people.
[1 ] ‘The three virtues’ are not personal attributes of the sovereign, but characteristics of his rule, the varied manifestations of the perfection described in the preceding division.
[1 ] The practice of divination for the satisfaction of doubts was thus used in China from the earliest times. In the Counsels of Yü, p. 50, that sage proposes to Shun to submit the question of who should be his successor on the throne to divination, and Shun replies that he had already done so. Gaubil says that according to the Great Plan divination was only used in doubtful cases; but if such was the practice of the sages, diviners and soothsayers must have formed, as they do now, a considerable and influential class in society. The old methods of divination have fallen into disuse, and we do not know how far other methods are employed and sanctioned by the government. Those old methods were by means of the tortoise-shell, and the stalks of the Khî plant. ‘The tortoise,’ says Kû Hsî, ‘after great length of years becomes intelligent; and the Khî plant will yield, when a hundred years old, a hundred stalks from one root, and is also a spiritual and intelligent thing. The two divinations were in reality a questioning of spiritual beings, the plant and the shell being employed, because of their mysterious intelligence, to indicate their intimations. The way of divination by the shell was by the application of fire to scorch it till the indications appeared on it; and that by the stalks of the plant was to manipulate in a prescribed way forty-nine of them, eighteen different times, till the diagrams were formed.’
The outer shell of the tortoise was removed, leaving the inner portion on which were the marks of the lines of the muscles of the creature. This was smeared with a black pigment, and, fire being applied beneath, the pigment was examined, and according as it had been variously dried by the heat, presented the indications mentioned in the text. The Khî plant was probably the Achillea millefolium. It is cultivated largely on the mound over the grave of Confucius. I brought from that two bundles of the dried stalks in 1873.
[1 ] P. Gaubil renders by ‘les apparences’ the characters which I have translated ‘the various verifications,’ observing that he could not find any word which would cover the whole extent of the meaning. He says, ‘In the present case, the character signifies meteors, phenomena, appearances, but in such sort that these have relation to some other things with which they are connected;—the meteor or phenomenon indicates some good or some evil. It is a kind of correspondency which is supposed, it appears, to exist between the ordinary events of the life of men and the constitution of the air, according to the different seasons;—what is here said supposes—I know not what physical speculation of those times. It is needless to bring to bear on the text the interpretation of the later Chinese, for they are full of false ideas on the subject of physics. It may be also that the count of Khî wanted to play the physicist on points which he did not know.’ There seems to underlie the words of the count that feeling of the harmony between the natural and spiritual worlds, which occurs at times to most men, and strongly affects minds under deep religious thought or on the wings of poetic rapture, but the way in which he endeavours to give the subject a practical application can only be characterised as grotesque.
[2 ] Compare with this what is said above on the second division of the Plan, ‘the five (personal) matters.’ It is observed here by Ȝhâi Khăn, the disciple of Kû Hsî, and whose commentary on the Shû has, of all others, the greatest authority:—‘To say that on occasion of such and such a personal matter being realized, there will be the favourable verification corresponding to it, or that, on occasion of the failure of such realization, there will be the corresponding unfavourable verification, would betray a pertinacious obtuseness, and show that the speaker was not a man to be talked with on the mysterious operations of nature. It is not easy to describe the reciprocal meeting of Heaven and men. The hidden springs touched by failure and success, and the minute influences that respond to them:—who can know these but the man that has apprehended all truth?’ This is in effect admitting that the statements in the text can be of no practical use. And the same thing is admitted by the latest imperial editors of the Shû on the use which the text goes on to make of the thoughtful use of the verifications by the king and others.
[1 ] It is hardly possible to see how this division enters into the scheme of the Great Plan.
[2 ] ‘Wickedness’ is, probably, boldness in what is evil, and ‘weakness,’ feebleness of will in what is good.
[1 ] By ‘the nine Î and eight Man’ we are to understand generally the barbarous tribes lying round the China of Kâu. Those tribes are variously enumerated in the ancient books. Generally the Î are assigned to the east, the Zung to the west, the Tî to the north, and the Man to the south.
[1 ]bc 1121.
[2 ] These were the duke of Shâo, to whom the preceding Book is ascribed, and Thâi-kung, who became the first of the lords of Khî.
[1 ] He negatives their proposal, having determined to take the whole thing on himself.
[2 ] Two things are here plain:—first, that the duke of Kâu offered himself to die in the room of his brother; and second, that he thought that his offer might somehow be accepted through the intervention of the great kings, their progenitors. He proceeds to give his reasons for making such an offer, which are sufficiently interesting. It was hardly necessary for Chinese scholars to take the pains they have done to free the duke from the charge of boasting in them.
[1 ] I suppose that the divination took place before the altars, and that a different shell was used to ascertain the mind of each king. The oracular responses would be a few lines, kept apart by themselves, and consulted, on occasion, according to certain rules which have not come down to the present day.
[2 ] Many scholars think that it was this coffer which contained the oracles of divination mentioned above. It may have been so; but I rather suppose it to have been different, and a special chest in which important archives of the dynasty, to be referred to on great emergencies, were kept.
[1 ] Wû died in bc 1116, and was succeeded by his son Sung, who is known in history as king Khăng, or ‘the Completer.’ He was at the time only thirteen years old, and his uncle, the duke of Kâu, acted as regent. The jealousy of his elder brother Hsien, ‘lord of Kwan,’ and two younger brothers, was excited, and they spread the rumour which is referred to, and entered into a conspiracy with the son of the tyrant of Shang, to overthrow the new dynasty.
[2 ] These two years were spent in military operations against the revolters.
[3 ] See the Book of Poetry, Part I, xv, Ode 2.
[1 ] With reference, probably, to the early death of his father, and the revolt that followed quickly upon it.
[2 ] The duke had made up his mind that he would deal stern justice even on his own brothers.
[3 ] King Wû.
[4 ] The troubles arose in the east, and not in the west. We do not know the facts in the state of the kingdom sufficiently to explain every difficulty in these Books. Perhaps the oracular response had been purposely ambiguous.
[1 ] Who these ‘ten men of worth’ were, we do not know, nor the circumstances in which they came forward to help the government.
[2 ] Here is an allusion, as plain as the duke could permit himself to make, to the complicity of his brothers in the existing troubles.
[1 ] Probably the charge understood to be conveyed by the result of the divinations spoken of above.
[1 ] ‘The ten men’ here can hardly be the ‘ten men of worth’ above in the second chapter. We must find them rather in the ‘ten virtuous men, one in heart and one in practice, capable of good,’ mentioned by king Wû, in the second Part of the Great Declaration.
[1 ] That is, thorough work,—clearing the ground of weeds, and not letting their roots remain.
[1 ] Under the dynasty of Kâu, the representatives of the two previous dynasties of Shang and Hsiâ were distinguished above the other princes of the kingdom, and denominated ‘guests’ of the sovereign, coming to his court and assisting in the services in his ancestral temple, nearly on a footing of equality with him.
[1 ] Sung lay east from Făng and Hâo, the capitals of Wăn and Wû, which were in the present department of Hsî-an, Shen-hsî.
[2 ] Meaning probably that he was to bear in mind that, however illustrious his descent, he was still a subject of the king of Kâu.
[1 ] Făng had, no doubt, been made chief or leader of all the feudal lords in one of the Kâu or provinces of the kingdom.
[2 ] The duke of Kâu, though speaking in the name of king Khăng, yet addresses Făng from the standpoint of his own relation to him.
[3 ] Referring to the original principality of Kâu.
[1 ] Is it strange that the duke should thus speak of king Wû? Should we not think the better of him for it?
[1 ] This is supposed to refer to a case where guilt would involve death, so that there could be no remedying a wrong decision.
[1 ] There is a place called ‘the village of Mei,’ in the north of the present district of Khî, department Wei-hui, Ho-nan;—a relic of the ancient name of the whole territory. The royal domain of Shang, north from the capital, was all called Mei. Făng’s principality of Wei must have embraced most of it.
[2 ] Kû Hsî says upon the meaning of the expressions ‘Heaven was sending down its favouring decree’ (its order to make Kiû, as he understood the language), and ‘when Heaven sends down its terrors,’ in this paragraph:—‘Kang Nan-hsien has brought out the meaning of these two statements much better than any of the critics who went before him, to the following effect:—Kiû is a thing intended to be used in offering sacrifices and in entertaining guests;—such employment of it is what Heaven has prescribed. But men by their abuse of Kiû come to lose their virtue, and destroy their persons;—such employment of it is what Heaven has annexed its terrors to. The Buddhists, hating the use of things where Heaven sends down its terrors, put away as well the use of them which Heaven has prescribed. It is not so with us of the learned (i.e. the Confucian or orthodox) school;—we only put away the use of things to which Heaven has annexed its terrors, and the use of them, of which it approves, remains as a matter of course.’
[1 ] In sacrificing, the fragrant odour of spirits was supposed to be acceptable to the Beings worshipped. Here the use of spirits seems to be permitted in moderation to the worshippers after the sacrifices. Observe how king Wăn wished to guard the young from acquiring the habit of drinking spirits.
[2 ] Here is another permissible use of spirits;—at family feasts, with a view especially to the comfort of the aged.
[1 ] Tî-yî was the father of Kâu-hsin, the twenty-seventh Shang sovereign. The sovereigns between Thang and him had not all been good, but the duke of Kâu chooses here to say so.
[1 ] These were the first, second, third, and fifth domains or territorial divisions of the land under Kâu, counting back from the royal domain. It appears here that an arrangement akin to that of Kâu had been made in the time of Shang.
[1 ] The sentence here is incomplete. Many of the critics confess that the text is unintelligible to them.
[2 ] It is difficult to say what the exact meaning here is.
[1 ] That is, from Wû’s capital of Hâo to king Wăn’s at Făng.
[2 ] By the addition to the text here of ‘northern and southern,’ I intimate my opinion that the duke of Kâu offered two sacrifices, one to Heaven at the altar in the southern suburb, and one to Earth in the northern suburb.
[1 ] These ‘offerings’ were the ‘presents of introduction,’ which the feudal princes brought with them to court, when they were to have audience of the king. This has led many critics to think that the king was now in Lo, which was not the case.
[2 ] The original text here is difficult and remarkable;—intended probably to indicate that the king’s majesty was revered in the person of the duke of Kâu, who was regent.
[1 ] Tan was the name of the duke of Kâu, and his brother duke here refers to him by it, in accordance with the rule that ‘ministers should be called by their names in the presence of the sovereign.’ King Khăng, indeed, was not now really present in Lo, but he was represented by his uncle, the regent.
[1 ] See the introductory note to Book ix.
[2 ] In sending his message to the king, the duke does obeisance as if he were in the presence of his majesty. The king responds with a similar ceremony.
[1 ] We must suppose that the duke of Kâu, after receiving the reply to his message, had himself returned to Hâo, to urge upon the king the importance of his repairing in person to Lo, and solemnly inaugurating the new city as the capital of the kingdom.
[1 ] By this expression the duke indicates his wish and intention now to retire from public life, and leave the government and especially the affairs of Lo in the king’s hands.
[2 ] From the words of the king in this chapter, we receive the impression that they were spoken in Lo. He must have gone there with the duke from Hâo. He deprecates the duke’s intention to retire into private life; intimates his own resolution to return to Hâo; and wishes the duke to remain in Lo, accomplishing all that was still necessary to the establishment of their dynasty.
[1 ] We must suppose that the king had returned to Hâo, and now sends a message to the duke with an extraordinary gift, doing honour to him as if he were a departed spirit, continuing in heaven the guardianship of the dynasty which he had so long efficiently discharged on earth. This gives occasion for the duke to exhibit anew his humility, piety, and loyalty.
[1 ] The duke had asked the king to come frequently to the new city; he is there now accordingly.
[2 ] Yî was the name of the Recorder who officiated on the occasion.
[3 ] All the princes present and assisting at the sacrifices, and especially the representatives of the previous dynasties.
[4 ] These seven years are to be calculated from the seventh year of king Khăng, after the duke had served as administrator of the government seven years from the death of king Wû. Many think, however, that the ‘seven years’ are only those of the duke’s regency.
[1 ] That is, your conduct in your own city.
[2 ] Lo is often called ‘the eastern capital,’ as being east from Hâo, the capital of king Wû; but it was west from Kâo-ko, the capital of Yin.
[1 ] Yen was the name of a territory, corresponding to the present district of Khü-fâu, in Shan-tung. The wild tribe inhabiting it, had joined with Wû-kăng and the king’s uncles a few years before; and the crushing of the Yen had been the last act in the suppression of their rebellion.
[2 ] The royal domain of Yin, which had been allotted to Wû-kăng and the king’s three uncles.
[3 ] Hâo. There were, no doubt, at this time many ministers and officers from Hâo in Lo; but the duke had intended that they should in the mass remove from the old to the new capital.
[4 ] The charge which had been delivered on the first removal of many of them to the neighbourhood of Lo.
[1 ] There are probably some sentences lost here.
[1 ]Kung Ȝung was the sacrificial title of Thâi-wû, the seventh of the kings of Shang or Yin, who reigned bc 1637-1563.
[1 ] Kâo Ȝung was the sacrificial title of Wû-ting, the nineteenth sovereign of the Yin line, who reigned bc 1324-1266. He has already appeared in the 8th and 9th Books of Part IV.
[2 ] Compare Part IV, viii, sect. 3, ch. 1.
[3 ] Ȝû-kiâ was the twenty-first of the Yin sovereigns, and reigned bc 1258-1226.
[1 ] This can only be understood of Wăn’s succeeding to his father as duke of Kâu and chief of the West in bc 1185. He died in 1135, leaving it to his son Wû to overthrow the dynasty of Shang.
[1 ] The text is here defective; or perhaps the speaker purposely left his meaning only half expressed.
[1 ] See Part IV, v, sect. 1, ch. 1, where Î Yin is called Â-hăng, nearly = Pâo-hăng.
[2 ] Thâi-wû is the Kung Ȝung of last Book. Î Kih would be a son or grandson of Î Yin. Of Khăn Hû we know only what is stated here.
[3 ] Ȝû-yî was the eleventh Yin sovereign, reigning bc 1525-1507. We know of Wû Hsien only that he was Ȝû-yî’s minister.
[4 ] See Part IV, viii, sect. 3, ch. 1.
[5 ] That is, they were associated with Heaven in the sacrifices to it.
[1 ] As a token of the goodness of the government and the general prosperity. See Part II, iv, ch. 3.
[1 ] The prince of Kwan—corresponding to the present Khăng Kâu, department Khâi-făng, Ho-nan—was the third of the sons of king Wăn, and older than the duke of Kâu. The Shang where he was put to death was probably what had been the capital of the Shang kings.
[2 ] We do not know where Kwo-lin was.
[3 ] The name of Hwo remains in Hwo Kâu, department Phing-yang, Shan-hsî. The prince of Hwo was the eighth of Wăn’s sons.
[1 ] Hû’s father had not been filial. When he is told to be filial, there underlies the words the idea of the solidarity of the family. His copying the example of his grandfather would be the best service he could render to his father.
[1 ] The extinction of the sacrifices of a state was its utter overthrow. None were left—or if some might be left, none of them were permitted—to continue the sacrifices to its founder and his descendants.
[1 ] The vile debaucheries of which Kieh was guilty through his connexion with the notorious Mei-hsî.
[2 ] That is, to benevolence or the love of the people.
[1 ] There must have been something remarkable in the closing period of Kâu-hsin’s history, to which the duke alludes in the subsequent specification of five years. We do not know the events of the times sufficiently to say what it was.
[1 ] Referring probably to ‘the Great Announcement’ in Book vii.
[2 ] It would almost seem from this that the announcement was made in Lo; and some critics have argued that Lo was ‘the honoured capital’ in the first sentence.
[1 ] We must understand by these the chiefs or presidents who had a certain jurisdiction over several states and their princes.
[2 ] The high ministers of Instruction, War, Works, &c.
[1 ] See chapter 2 of ‘the Counsels of Kâo-yâo’ in Part II.
[2 ] Some suppose that men are intended here who possessed ‘the three virtues’ of ‘the Great Plan.’ I think rather that men are intended who had talents and virtue which would make them eligible to the three highest positions. Thang had his notice fixed on such men, and was prepared to call them to office at the proper time.
[1 ] That is, within the royal domain.
[1 ] All who employed their arts in the service of the government;—officers of prayer, clerks, archers, charioteers, doctors, diviners, and the practisers of the various mechanical arts, &c.
[2 ] Compare what is said in ‘the Speech at Mû,’ ch. 1. The Khăng are not mentioned there. It would seem to be the name of a wild tribe. The three Po had all been capitals of the Shang kings, and their people required the special attention of the sovereigns of Kâu.
[1 ] Probably all the other officers or ministers referred to in ch. 1. They are there prepared to speak their views, when the duke of Kâu takes all the discoursing on himself.
[1 ] At the close of his address to prince Shih, Book xvi, the duke of Kâu breaks all at once into a warlike mood, as he does here.
[2 ] I have said in the introductory note that this chapter does not seem to have any connexion with the rest of the Book. From a passage in the Ȝo Kwan, under the eleventh year of duke Khăng, we learn that a Sû Făn-shăng, or Făn-shăng of Sû, was Minister of Crime to king Wû. It is probably to him that the duke here alludes.
[1 ] It is the same phrase here, which occurs at the beginning of the Canons of Yâo and Shun, and of some other Books. It may be inferred, as P. Gaubil says, that Yâo and Shun had certain sources of knowledge, that is to say, some history of the times anterior to their own.
[2 ] That is, ‘the three dukes;’ but the term is here a name of office, more than of nobility, as is evident from the name of the three Kû, who were next to them. Kû was not used as a term expressing any order of nobility. It would seem to indicate that, while the men holding the office were assistant to the Kung, they yet had a distinct standing of their own. The offices of Grand-Master &c. had existed under the Shang dynasty; see Book xi, Part IV.
[1 ] Meaning, I suppose, the courses or ways, which it was right for the king, according to reason, to pursue.
[2 ] That is, probably, securing the material prosperity of the kingdom, in good seasons, &c.
[3 ] See note 2 on the preceding page.
[4 ] The name here for ‘the Minister of Religion’ is the same as that in the Canon of Shun. ‘The spirits and manes’ are ‘the spirits of heaven, earth, and deceased men.’ All festive, funeral, and other ceremonies, as well as those of sacrifices, came under the department of the Minister of Religion, who had therefore to define the order of rank and precedence. This seems to be what is meant by his ‘making a harmony between high and low.’
[1 ] Out of these six ministers and their departments have grown the Six Boards of the Chinese Government of the present day:—the Board of Civil Office; the Board of Revenue; the Board of Rites; the Board of War; the Board of Punishment; and the Board of Works.
[1 ] ‘The threefold business of government’ is the appointment of the men of office, the officers of law, and the pastors, ‘the three concerns of those in the three highest positions,’ as described in the last Book, ch. 4. The king, probably, intends the Kung, the Kû, and the six ministers, whose duties he has spoken of. The ‘great officers’ will be all the officers inferior to these in their several departments.
[1 ] The king’s caps or crowns and robes were many, and for each there was the appropriate occasion. His attendants, no doubt, now dressed king Khăng as the rules of court fashions required.
[2 ] In those days they sat on the ground upon mats; and for the old or infirm benches or stools were placed, in front of them, to lean forward on. The king had five kinds of stools variously adorned. That with gems was the most honourable.
[3 ] The Grand-Guardian Shih, or the duke of Shâo, and the other five dignitaries were, no doubt, the six ministers of the 20th Book. Zui is referred to the present district of Kâo-yî, department Hsî-an; and Thung to Hwâ Kâu, department Thung-kâu;—both in Shen-hsî. The earl of Zui, it is supposed, was Minister of Instruction, and he of Thung Minister of Religion. Pî corresponded to the present district of Khang-an, department Hsî-an. The duke of Pî was Minister of War, called Duke or Kung, as Grand-Master. It is not known where Mâo was. The lord of it was Minister of Works, and Grand-Assistant. The marquis of Wei,—see on Book ix. He was now, it is supposed, Minister of Crime.
[1 ] The tent had been prepared when the king sent for his ministers and officers to give them his last charge, and set up outside his chamber in the hall where he was accustomed to hold ‘the audience of government.’ He had walked or been carried to it, and then returned to his apartment when he had expressed his last wishes, while the tent—the curtains and canopy—was carried out into the courtyard.
The palace was much more long or deep than wide, consisting of five series of buildings continued one after another, so that, if all the gates were thrown open, one could walk in a direct line from the first gate to the last. The different parts of it were separated by courts that embraced a large space of ground, and were partly open overhead. The gates leading to the different parts had their particular names, and were all fronting the south. Outside the second was held ‘the outer levee,’ where the king received the princes and officers generally. Outside the fifth was held ‘the audience of government,’ when he met his ministers to consult with them on the business of the state. Inside this gate were the buildings which formed the private apartments, in the hall leading to which was held ‘the inner audience,’ and where the sovereign feasted those whom he designed specially to honour. Such is the general idea of the ancient palace given by Kû Hsî. The gateways included a large space, covered by a roof, supported on pillars.
[1 ] We know nothing more of these officers but what is here related.
[2 ] The marquis of Khî was the son of Thâi-kung, a friend and minister of king Wăn, who had been enfeoffed by king Wû with the state of Khî, embracing the present department of Khing-kâu, in Shan-tung, and other territory. His place at court was that of master of the guards.
[3 ] All the gates might be called ‘south gates.’ It is not certain whether that intended here was the outer gate of all, or the last, immediately in front of the hall, where the king had given his charge. Whichever it was, the meeting Kâo in the way described was a public declaration that he had been appointed successor to the throne.
[4 ] ‘The mourning shed,’ spoken of in Part IV, viii, ch. I, had not yet been set up, and the apartment here indicated—on the east of the hall of audience—was the proper one for the prince to occupy in the mean time.
[1 ] On the seventh day after his death the king had been shrouded and put into his coffin. But there were still the shell or outer coffin, &c., to be provided.
[2 ] These ‘salvage men’ were, I suppose, natives of the wild Tî tribes, employed to perform the more servile offices about the court. Some of them, we know, were enrolled among the guards.
[3 ] The screens were ornamented with figures of axe-heads, and placed behind the king, under the canopy that overshadowed him.
[4 ] All these arrangements seem to have been made in the hall where king Khăng had delivered his charge. He had been accustomed to receive his guests at all the places where the tents, screens, and mats were now set. It was presumed he would be present in spirit at the ceremony of proclaiming his son, and making known to him his dying charge; and as they could not tell at what particular spot the spirit would be, they made all the places ready for it.
[1 ] The western and eastern apartments were two rooms, east and west of the hall, forming part of the private apartments, behind the side rooms, and of large dimensions. The various articles enumerated were precious relics, and had been favourites with king Khăng. They were now displayed to keep up the illusion of the king’s still being present in spirit. ‘They were set forth,’ it is said, ‘at the ancestral sacrifices to show that the king could preserve them, and at the ceremony of announcing a testamentary charge to show that he could transmit them.’ About the articles themselves it is not necessary to append particular notes. They perished thousands of years ago, and the accounts of them by the best scholars are little more than conjectural.
[2 ] The royal carriages were of five kinds, and four of them at least were now set forth inside the last gate, that everything might again be done, as when the king was alive. On the west side of the hall were the guests’ steps (or staircase), by which visitors ascended, and on the east were those used by the host himself. If one of the royal carriages was absent on this occasion, it must have been that used in war, as not being appropriate at such a time.
[1 ] All was now ready for the grand ceremony, and the performers, in their appropriate mourning and sacrificial array, take their places in the hall. Kâo is here for the first time styled ‘king;’ but still he goes up by the guests’ steps, not presuming to ascend by the others, while his father’s corpse was in the hall.
[1 ] The Grand-Guardian and the Minister of Religion ascended by the eastern steps, because the authority of king Khăng was in their persons, to be conveyed by the present ceremony to his son. ‘The great mace’ was one of the emblems of the royal sovereignty, and ‘the cup’ also must have been one that only the king could use. ‘The mace-cover’ was an instrument by which the genuineness of the symbols of their rank conferred on the different princes was tested.
[2 ] According to Khung Ying-tâ, when the king received the record of the charge, he was standing at the top of the eastern steps, a little eastwards, with his face to the north. The Historiographer stood by king Khăng’s coffin, on the south-west of it, with his face to the east. There he read the charge, after which the king bowed twice, and the Minister of Religion, on the south-west of the king, presented the cup and mace-cover. The king took them, and, having given the cover in charge to an attendant, advanced with the cup to the place between the pillars where the sacrificial spirits were placed. Having filled a cup, he advanced to the east of the coffin, and stood with his face to the west; then going to the spot where his father’s spirit was supposed to be, he sacrificed, pouring out the spirits on the ground, and then he put the cup on the bench appropriated for it. This he repeated three times. At the conclusion the Minister of Religion conveyed to him a message from the spirit of his father, that his offering was accepted.
[1 ] Preparatory, that is, to his offering a sacrifice.
[2 ] That is, probably, repeated the sacrifice to the spirit of king Khăng, as if to inform him that his charge had been communicated to his son. The half-mace was used as a handle for the sacrificial cup. This ceremony appears to have been gone through twice. The Grand-Guardian’s bowing was to the spirit of king Khăng, and the new king returned the obeisance for his father.
[3 ] Meaning the fifth or last gate of the palace. The private apartments had for the time, through the presence of the coffin and by the sacrifices, been converted into a sort of ancestral temple.
[1 ] See note on these ministers, p. 235.
[2 ] These presents were in addition to the teams of horses exhibited in the courtyard;—silks and lighter productions of their various territories.
[1 ] Meaning the various princes, and especially those bearing the same surname as himself.
[1 ] That is, he went from Hâo, founded by king Wû, to Făng the capital of Wăn. The king wished to give his charge in the temple of king Wăn, because the duke of Pî had been one of his ministers.
[2 ]Khăng-kâu was a name of the new or ‘lower’ capital of Lo, perhaps as giving ‘completion,’ or full establishment to the dynasty.
[3 ] The duke of Pî had succeeded the duke of Kâu, in the office of Grand-Master, under king Khăng.
[1 ] Probably, from the death of the duke of Kâu.
[2 ] Those of Wăn, Wû, Khăng, and the existing reign of Khang.
[3 ] Setting up, that is, some conspicuous monument, with an inscription testifying his approbation. All over China, at the present day, such testimonials are met with.
[1 ] Confucius once praised Kwan Kung, a great minister of Khî, in the seventh century bc, for his services against the wild tribes of his time, saying, that but for him they in China would be wearing their hair dishevelled, and buttoning the lappets of their coats on the left side. See Analects, XIV, xviii. The long robes and jackets of the Chinese generally stretch over on the right side of the chest, and are there buttoned.
[1 ] The grand banner was borne aloft when the king went to sacrifice. There were figures of the sun and moon on it, and dragons lying along its breadth, one over the other, head above tail. The names of meritorious ministers were inscribed on it during their lifetime, preparatory to their sharing in the sacrifices of the ancestral temple after their death.
[1 ]Khih Yû, as has been observed in the Introduction, p. 27, is the most ancient name mentioned in the Shû, and carries us back, according to the Chinese chronologists, nearly to the beginning of the twenty-seventh century bc P. Gaubil translates the characters which appear in the English text here as ‘According to the teachings of ancient times’ by ‘Selon les anciens documents,’ which is more than the Chinese text says.—It is remarkable that at the commencement of Chinese history, Chinese tradition placed a period of innocence, a season when order and virtue ruled in men’s affairs.
[2 ] I do not think it is intended to say here that ‘the five punishments’ were invented by the chiefs of the Miâo; but only that these used them excessively and barbarously. From two passages in the Canon of Shun, we conclude that that monarch was acquainted with ‘the five great inflictions or punishments,’ and gave instructions to his minister Kâo-yâo as to their use.
[1 ] Here is the name—Hwang Tî—by which the sovereigns of China have been styled from bc 221, since the emperor of Khin, on his extinction of the feudal states, enacted that it should be borne by himself and his descendants. I have spoken of the meaning of Tî and of the title Hwang Tî in the note on the translation of the Shû appended to the Preface. There can be no doubt that it was Shun whom king Mû intended by the name. A few sentences further on, the mention of Po-î and Yü leads us to the time subsequent to Yâo, and there does not appear to be any change of subject in the paragraph. We get from this Book a higher idea of the power of the Miâo than from the Books of Part II.
[1 ]Khung and Lî are nowhere met with in the previous parts of the Shû, nor in any other reliable documents of history, as officers of Shun. Ȝhâi Khăn and others would identify them with the Hsî and Ho of the Canon of Yâo, and hold those to have been descended from a Khung and a Lî, supposed to belong to the time of Shâo Hâo in the twenty-sixth century bc
Whoever they were, the duty with which they were charged was remarkable. In the Narratives of the States (a book of the Kâu dynasty), we find a conversation on it, during the life-time of Confucius, between king Khâo of Khû (bc 515-489) and one of his ministers, called Kwan Yî-fû. ‘What is meant,’ asked the king, ‘by what is said in one of the Books of Kâu about Khung and Lî, that they really brought it about that there was no intercourse between heaven and earth? If they had not done so, would people have been able to ascend to heaven?’ The minister replied that that was not the meaning at all, and gave his own view of it at great length, to the following effect.—Anciently, the people attended to the discharge of their duties to one another, and left the worship of spiritual beings—the seeking intercourse with them, and invoking and effecting their descent on earth—to the officers who were appointed for that purpose. In this way things proceeded with great regularity. The people minded their own affairs, and the spirits minded theirs. Tranquillity and prosperity were the consequence. But in the time of Shâo Hâo, through the lawlessness of Kiû-lî, a change took place. The people intruded into the functions of the regulators of the spirits and their worship. They abandoned their duties to their fellow men, and tried to bring down spirits from above. The spirits themselves, no longer kept in check and subjected to rule, made their appearance irregularly and disastrously. All was confusion and calamity, when Kwan Hsü (bc 2510-2433) took the case in hand. He appointed Khung, the Minister of the South, to the superintendency of heavenly things, to prescribe the laws for the spirits, and Lî, the Minister of Fire, to the superintendency of earthly things, to prescribe the rules for the people. In this way both spirits and people were brought back to their former regular courses, and there was no unhallowed interference of the one with the other. This was the work described in the text. But subsequently the chief of San-miâo showed himself a Kiû-lî redivivus, till Yâo called forth the descendants of Khung and Lî, who had not forgotten the virtue and functions of their fathers, and made them take the case in hand again.
According to Yî-fû’s statements Khung’s functions were those of the Minister of Religion, and Lî’s those of the Minister of Instruction; but Hsî and Ho were simply Ministers of Astronomy and the Calendar, and their descendants continue to appear as such in the Shû to the reign of Kung Khang, long after we know that men of other families were appointed to the important ministries of Khung and Lî.
[1 ] Those immediately mentioned,—Po-î, Yü, and Kî. See the Canon of Shun and other Books of Part II.
[2 ] Kâo-yâo.
[1 ] Meaning all the princes of the same surname as himself. As he was a hundred years old, there might well be among them those who were really his sons and grandsons.
[2 ] ‘The three virtues’ are those of the Great Plan; those of ‘correctness and straightforwardness,’ of ‘strong government,’ and of ‘mild government.’
[3 ] Meaning all the princes;—of the king’s own and other surnames.
[1 ] That is, the statements, with the evidence on both sides, whether incriminating or exculpating. They are called fivefold, as the case might have to be dealt with by one or other of ‘the five punishments.’
[2 ] That is, the offences of inadvertence. What should ensue on the adjudication of any case to be so ranked does not appear. It would be very leniently dealt with, and perhaps pardoned. In ‘the Counsels of Yü,’ Kâo-yâo says to Shun, ‘You pardon inadvertent offences however great.’
[1 ] Or solitary confinement in the case of a female.
[1 ] Compare king Khăng’s gift to the duke of Kâu, in the Announcement concerning Lo, ch. 6.
[2 ] The conferring on a prince of a bow and arrows, invested him with the power of punishing throughout the states within his jurisdiction all who were disobedient to the royal commands, but not of taking life without first reporting to the court. The gift was also a tribute to the merit of the receiver. See the Book of Poetry, II, iii, ode 1.
[1 ] Outside the capital city was an environing territory called the Kiâo, and beyond the Kiâo was the Sui. The Kiâo of the royal domain was divided again into six Hsiang, which furnished the six royal hosts, while the Sui beyond furnished subsidiary hosts. The Kiâo and Sui of a large state furnished three hosts, and if need were, subsidiary battalions. The language of the text is equivalent, I conceive, simply to ‘ye men of the army of Lû;’ but, as P. Gaubil observes, it is difficult at the present day to get correct ideas of what is meant by the designations, and to account for the mention of three Kiâo and three Sui.
[1 ] The prince of Khin was only a marquis; but the historiographers or recorders of a state always gave their ruler the higher title. This shows that this speech is taken from the chronicles of Khin.
[2 ] Pâi-lî Hsî and Khien-shû.
[3 ]Khî-ȝze and others.