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Subject Area: History
Subject Area: Law
Topic: Property

NOTE K.: THE PATRIARCHAL THEORY. - Sir Henry Sumner Maine, Ancient Law, its connection with the early history of society and its relation to modern ideas [1861]

Edition used:

Ancient Law, its connection with the early history of society and its relation to modern ideas, with an introduction and notes by Sir Frederick Pollock. 4th American from the 10th London edition (New York: Henry Holt and Co., 1906).

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NOTE K.

THE PATRIARCHAL THEORY.

In the preface to the tenth edition, reprinted in all subsequent issues, Maine himself referred to the chapter on Theories of Primitive Society in “Early Law and Custom.” The note on the Gens in the same volume (p. 286 sqq.) should also be consulted. In 1886 Maine replied in the Quarterly Review to the criticisms of the McLennan brothers (Q.R., vol. 162, p. 181); no secret was made of the authorship, though the practice of the Review, as it then stood, did not allow signature or public acknowledgment. It should be noted that the supposed ancient Slavonic poem cited at p. 196 of this article is a modern forgery: see Kovalevsky, “Modern Customs and Ancient Laws of Russia,” p. 5. The last-named learned author made fuller contributions to the subject in his lectures delivered and published in French at Stockholm (“Tableau des origines et de l’évolution de la famille et de la propriété,” 1890: some account of this book, which may not be easily accessible in England, was given in the Saturday Review of October 18 and 25, 1890). Still later Dr. Kohler of Berlin has dealt systematically with the whole topic of archaic marriage and kinship, following and applying Morgan’s doctrine with less reserve than Lord Avebury and Dr. Tylor, who do not accept Morgan’s inferences (“Zur Urgeschichte der Ehe: Totemismus, Gruppenehe, Mutterrecht,” reprinted from “Ztschr. für vergleichende Rechtswissenschaft,” Stuttgart, 1897: and see a more summary statement by the same learned author in the “Encyklopädie der Rechtswissenschaft,” re-edited by him in 1904, vol. i. pp. 27 sqq.). Most English readers, however, will find in the latest edition (1902) of Lord Avebury’s “Origin of Civilisation,” and in Dr. E. B. Tylor’s article on the Matriarchal Family System, Nineteenth Century, xl. 81 (1896), the easiest and certainly not the least profitable guides, among writings published since Maine’s death, to what is now known or conjectured in this extremely difficult enquiry.

On the whole the safest opinion appears at present to be that the Indo-European race may have gone through a stage of “matriarchy” at some remote time, but at any rate before the great migration which dispersed the several branches. This was Ihering’s conclusion in his brilliant posthumous work, “Vorgeschichte der Indo-Europäer” (p. 40 of Eng. tr., 62 of original). It would seem, again, that the transformation, if such a transformation there was, must not only have taken place very early, but must have been singularly rapid and complete. Thus we are brought face to face with Maine’s original problem: How and why did the Indo-Europeans become progressive? In this connexion I cannot forbear from citing some profitable words of my learned friend Professor F. W. Maitland, though their immediate subject-matter is the history not of the family but of property.

“Even had our anthropologists at their command material that would justify them in prescribing a normal programme for the human race and in decreeing that every independent portion of mankind must, if it is to move at all, move through one fated series of stages which may be designated as Stage A, Stage B, Stage C, and so forth, we still should have to face the fact that the rapidly progressive groups have been just those which have not been independent, which have not worked out their own salvation, but have appropriated alien ideas and have thus been enabled, for anything that we can tell, to leap from Stage A to Stage X without passing through any intermediate stages. Our Anglo-Saxon ancestors did not arrive at the alphabet, or at the Nicene Creed, by traversing a long series of ‘stages’; they leapt to the one and to the other”

(“Domesday Book and Beyond,” p. 345).

The accident of borrowing one alphabet rather than another, or in one stage rather than another, may determine the affinities of a literature and a civilisation for many generations. All the tendency of modern research is to show that deliberate imitation was earlier, easier, and commoner than scholars formerly supposed; and that people will imitate pretty odd things is amply shown by modern experience.

Maine was not the first to discover that the ancient Indo-European tribe or city, as the case may be, is an expanded family with the tie of actual kindred supplemented, so far as needful to keep the community together, by adoption or even by bolder fictions; indeed, the conception is in its essential points as old as Aristotle. But he was, I think, the first to call attention in an adequate manner to the general existence and importance of this feature in archaic society. His view has been strikingly confirmed by the researches in the history of Slavonic institutions which are mentioned in “Early Law and Custom” under the head of East European House Communities. The family element in the Indo-European community has now and then been unduly suffered to drop out of sight. Thus the exclusiveness of the archaic village or township is simply and adequately explained as the exclusiveness of a community which had been or pretended to be a clan, and no deeper mystery need be sought in the much discussed Salic rule De Migrantibus.

Maine’s original thesis was further developed by himself in the lecture on Kinship as the Basis of Society in “The Early History of Institutions,” pp. 64 sqq.

With regard to the extreme form of paternal power which, as Maine says (p. 130), we may conveniently call by its later Roman name of Patria Potestas, it is not clear that it is a mere incident of family headship. Some competent persons, such as Mr. Kovalevsky, hold it to be derived from the notion that the wife is the husband’s property, and therefore her offspring must be in his power too. If this be so, the right, being proprietary and not merely social, would belong exclusively to Private Law, and the “maxim of Roman jurisprudence that the Patria Potestas did not extend to the Jus Publicum” would be strictly logical as well as politic. But some, again, think that the paternal family itself was developed through marriage by capture or purchase, causing the wife so acquired to be regarded as the husband’s chattel (Kohler, “Encykl. der Rechtswissenschaft,” i. 30, 33; “Das Vaterrecht entwickelt sich . . . zunächst als Herrschaftsrecht: der Ehemann ist Herr der Frau und damit Herr ihrer Frucht”). Not that lordship in a rudimentary society can safely be identified with our modern legal ownership. Dominus is an ambiguous word except in strict Roman law. At all events we cannot disregard the testimony of Gaius that the Patria Potestas of the Roman family law was, in the time of Hadrian, singular among the Mediterranean nations; and, so far as we know anything of the provincial customs of the empire, they seem to have been not less but more archaic than the law of Rome. The responsibilities of the Roman paterfamilias, on the other hand, are not distinguishable in character or extent from those of the patriarch in other Indo-European family systems.

Another reason against regarding the Roman Patria Potestas as of the highest antiquity is that at an earlier time the paterfamilias was regarded not as owner, but as an administrator of the family property which in some sense already belonged to the heirs as well as himself. Indeed, this idea survived as late as the classical ages of Roman law in the untranslatable term of art sui heredes, of which “necessary heirs” is perhaps the most tolerable rendering, and the comments of the jurists upon it (Paulus in D. 28, 2, de liberis et postumis, 11, cited by Holmes, “The Common Law,” p. 342). We are fully confirmed in this by the history of the Hindu Joint Family. In Bengal the change from the position of an administrator with large powers to that of an owner is known to have taken place in relatively modern times.

Finally, I venture to record, for what it may be worth, my impression that recent inquirers, with the notable exception of Mr. J. G. Frazer, have somewhat neglected the part of superstitions and magical or pseudo-scientific beliefs in the formation of social customs. There is no presumption whatever that the true explanation of any savage practice is that which to us appears most reasonable or natural. The fundamental difference between religion and magic has been explained by Lord Avebury and Sir Alfred Lyall. Religious offerings and ceremonies, apart from the higher ethical and philosophical developments of advanced theology, seek to propitiate supernatural powers, magical ritual to control both natural and supernatural agencies. The priest is, in the current phrase, a minister, that is to say a servant of whatever gods he worships; he begs their peace and alliance with tribute in his hand. The magician or wizard acts as a master; he aims at using the secrets of nature, or commanding for his own use or that of his clients, and at his own will, the “armies of angels that soar, legions of demons that lurk.” Solomon’s seal is magical, his dedication of the temple is religious. But this has little, if anything, to do with the present subject.

Since the foregoing note was in type Mr. Andrew Lang’s book, “The Secret of the Totem” (London, 1905), has been published. Mr. Lang, agreeing in the main with Darwin on this point, wholly rejects the hypothesis of a promiscuous horde having been the earliest state of human life, and holds that “men, whatever their brutal ancestors may have done, when they became men indeed, lived originally in small anonymous local groups, and had, for a reason to be given”—the jealous despotism of the eldest male, as is explained in a later chapter—“the habit of selecting female mates from groups not their own.” McLennan’s explanation of exogamy is dismissed as wholly inadequate, and the facts supposed by Morgan and his school to establish a general epoch of “group-marriage” are treated as exceptional and belonging to a relatively advanced stage. I do not presume to appreciate Mr. Lang’s theory, or make any critical comparison of it with those of other anthropologists who differ widely from Mr. Lang and from one another. But it is legitimate to observe that Mr. Lang, as well as Dr. Tylor, appears to justify Maine’s opinion as to the primitive character of the Cyclopean family, and that it is less plausible now than it was twenty years ago to regard Maine as an old-fashioned literary scholar standing out against the lights of modern research. No doubt Maine, when he wrote “Ancient Law,” conceived the transition from the savagery of the Cyclops to the archaic civilisation of a Roman paterfamilias under the Kings or the early Republic as having been a far more direct and simple process than we can at this day think probable. This is so common an incident of historical speculation, in the absence of full and trustworthy material, that there is nothing in it to derogate from Maine’s credit.